Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01...
Transcript of Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01...
![Page 1: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/1.jpg)
![Page 2: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/2.jpg)
Competency register- Employees Home screen
![Page 3: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/3.jpg)
Loading training- CPD hours
Competency register- Employees
![Page 4: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/4.jpg)
Competency register- Employees Loading training- CPD hours
![Page 5: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/5.jpg)
Product provider training
Competency register- Employees
![Page 6: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/6.jpg)
FICA training
Competency register- Employees
![Page 7: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/7.jpg)
POPI training
Competency register- Employees
![Page 8: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/8.jpg)
Employee portal
Competency register- Employees
![Page 9: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/9.jpg)
Loading qualifications
Competency register- HR
![Page 10: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/10.jpg)
Loading part time qualifications
Competency register- HR
![Page 11: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/11.jpg)
Loading regulatory exams
Competency register- HR
![Page 12: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/12.jpg)
Loading class of business
Competency register- HR
![Page 13: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/13.jpg)
Loading skills GAP and Planned training
Competency register- HR
![Page 14: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/14.jpg)
![Page 15: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/15.jpg)
Reports
Competency register- HR
![Page 16: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/16.jpg)
CPD register
Competency register- HR
![Page 17: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/17.jpg)
Competency register summary
Competency register- HR
![Page 18: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/18.jpg)
FSP Name Skye
FSP Number 212
Competency Cycle 2018-06-01 to 2019-05-31
COMPETENCY REGISTER Date 04-Mar-2019
Name Marilise VoslooID Number 0102030000000
FAIS Rep Yes
Rep Under Supervision Yes
Transitional Requirements Apply No
KI Yes
Regulatory Exams Y
Qualifications Requirements NYC
CPD Hours NYC
Experience / Supervision NYC
Class of Business Training Y
Product Provider Training / Accreditation NYC
Summary Competent
![Page 19: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/19.jpg)
Name Marilise Vosloo
ID Number 0102030000000
CPD Hours 2018-06-01 to 2019-05-31 NYC
CPD Hours Required 18
CPD Hours Achieved 16
CPD Hours still required for Competency Cycle 2
Transitional Arrangement Applies:
Qualifications
Qualification Description Date Aquired
Diploma: Treasury Internatonal banking (NQF5) 2017-11-01
RFP1 (NQF4) 2018-06-19
National Diploma: Financial Markets (NQF6) 2018-07-26
Postgraduate Diploma: Financial Planning (NQF7) 2018-03-07
Wealth Management (NQF6) 2018-09-13
Qualification Requirement Due Date
Full Qualification Within 5 years from date of appointment
No
NYCQualification Requirement
License Category Advice Intermediary Service
Under Supervision
DOFA
1.1 Long-term Insurance: Category A Yes No No 06-Jul-2018
1.2 Short-term Insurance: Personal Lines Yes Yes No 01-Apr-2018
1.6 Short-term Insurance: Commercial Lines No No No 06-Jul-2018
1.10 Securities & Instruments: Debentures & securitised debt
Yes Yes No 09-Jan-2019
1.16 Health Service Benefits Yes Yes Yes 02-Apr-2018
1.19 Friendly Society Benefits Yes Yes No 06-Jul-2018
Experience / Supervision NYC
Regulatory Exams
Date Achieved Due Date
RE5 2018-05-01
RE1 2019-02-11
Y
![Page 20: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/20.jpg)
Product Provider Training / Accreditation
Provider Name Document Competency Training Date
Alexander Forbes N/A NYC
Bestmed N/A NYC
Bonitas N/A NYC
Brightrock N/A NYC
Brolink N/A NYC
Frontline N/A NYC
Investec N/A NYC
Old Mutual Insure N/A NYC
AC&E Engineering Yes Y 2018-11-14
NYC
Class of Business Training
Class Of Business Sub Class Competent
Health Services Benefits Health Service Benefits Y
Y
![Page 21: Competency register- Employees - FIA · Diploma: Treasury Internatonal banking (NQF5) 2017-11-01 RFP1 (NQF4) 2018-06-19 National Diploma: Financial Markets (NQF6) 2018-07-26 Postgraduate](https://reader035.fdocuments.in/reader035/viewer/2022070910/5f9e9c430a4d4c48b850ba8c/html5/thumbnails/21.jpg)
Rep Name Requirement Achieved Due at this stage Outstanding Balance CompetencyChante van Vuuren 18 0 15 18 NYC
Henning Chamberlain 18 0 15 18 NYC
Malan Vosloo 18 0 15 18 NYC
Marilise Vosloo 18 6 15 12 NYC
Nicole Brown 18 0 15 18 NYC
Wynand Deyzel 18 0 15 18 NYC
CPD REGISTER - FSP SUMMARY
Competency Cycle 01 June 2017 to 31 May 2018
Due Date 31 May 2018
Months Remaining In Cycle 2
07-Mar-2019