Competence Assessment Tool: A Guide for Marine Protected...

160
Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 1

Transcript of Competence Assessment Tool: A Guide for Marine Protected...

Page 1: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 1

Page 2: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

SMARTSeas PH Project. 2018. Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and Marine Protected Area Network (MPAN) Managers and Practitioners. United Nations Development Program, Makati City, Philippines, pp 1-172.

UNDP partners with people at all levels of society to help build nations that can withstand crisis, and drive and sustain the kind of growth that improves the quality of life for everyone. On the ground in more than 170 countries and territories, we offer global perspective and local insight to help empower lives and build resilient nations. www.undp.org

Published by:

SMARTSeas PH – A UNDP project in the Philippines implemented by the Department of Environment and Natural Resources-Biodiversity Management Bureau, and supported by the Global Environment Facility. UNDP Philippines

30th Floor Yuchengco Tower, RCBC Plaza, 6819Ayala Avenue cor. Sen. Gil J. Puyat Avenue, Makati City 1226

No part of this may be reproduced without the permission of the UNDP Philippines.

Cover Photo: Rizza SacraDesign and Layout: Rikki Lee B. Mendiola

In collaboration with SMARTSeas PH partners:

Page 3: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

COMPETENCE ASSESSMENT TOOL

A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

Prepared by:University of the Philippines-Marine Science Institute

Key Contributors: Janine Bobadilla 

Ma. Czarmayne Victoria Jude EscoroJue Alef Lalas

Bella Sheila AlbasinMaria Vanessa Baria-Rodriguez

Hazel ArceoPorfirio  Aliño

For the Department of Environment and Natural Resources Biodiversity Management Bureauunder the United Nations Development Programme “Strengthening Marine Protected

Areas to Conserve Marine Key Biodiversity Areas in the Philippines” Project

October 2018

Page 4: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

The Philippines lies within the Coral Triangle, which has been widely known as the center of marine biodiversity in the world. However, marine resources in the country are under increasing threats from anthropogenic activities (e.g., overfishing, pollution, sedimentation), large-scale disturbances (e.g., storms, exponential rise in global temperature), and the challenges brought about by climate change. Because of this, various stakeholders are doing different management interventions to conserve and protect the marine environment and resources. One of the most common strategies used is the establishment of marine protected areas (MPAs). MPAs, as specified by the International Union for Conservation of Nature (IUCN), are “clearly defined geographical spaces, recognized, dedicated and managed, through legal or other effective means, to achieve the long-term conservation of nature with associated ecosystem services and cultural values” (Dudley, 2008).

The country, despite having more than 1,800 MPAs, has not yet achieved its biodiversity and fisheries objectives due to the mismanagement of its natural resources. One crucial aspect attributed to this is the lack of capacity among the management bodies and their members to perform MPA-related tasks and responsibilities. This highlights the need to ensure that people involved in these MPAs should be effective and competent. Concomitant to these imperatives are systemic concerns that need to be addressed by: (1) removing governance barriers that may hinder progressive development; (2) providing institutional policy reforms; (3) transforming the socioecological systems with enabling conditions; and, (4) providing adequate investment on capacitating protected area managers and practitioners.

Preface

The Competence Assessment Tool was developed as part of the Monitoring and Evaluation of MPAs and MPA Networks (MPANs), particularly in the governance aspect, to capacitate protected area managers and practitioners. Competence translates to the ability of an individual to do a certain task or job. This is the integration of appropriate skills, knowledge, and attitude to successfully perform one’s tasks and functions. The tool has undergone various revisions, pretesting, workshops, and consultations to make it as simple as possible, yet still comprehensive. The competencies are grouped into five main components based on MPA/N-related roles and responsibilities: (1) Planning, (2) Financing, (3) Communications, (4) Enforcement, and (5) Monitoring and Evaluation. These functions are relevant to effectively manage MPAs and MPANs in the Philippines. Moreover, these competencies are classified according to different personnel categories: (1) executives, (2) senior managers, (3) technical specialists, and (4) skilled workers. All competencies are integrated with governance principles for effective management, which involve functionality, transparency, accountability, and participatory decision-making.

The Competence Assessment Tool is not a checklist of requirements to accomplish. Instead, it is a set of building blocks that can guide and open opportunities for better protected area management. The tool is intended to be generally applicable to a wide range of organizational structures and scales albeit its administrative (i.e., psychosocial dimension of MPA management), political, and institutional context needs to be nuanced. The ultimate goal of the tool is to translate these competencies into strategies that would sustain and institutionalize MPA management toward a better future for generations to come.

Page 5: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

This Competence Assessment Tool and Guidebook was prepared by the University of the Philippines – Marine Science Institute under the Community Ecology Laboratory (COMECO Lab) through the SMARTSeas PH Project, a UNDP Project in the Philippines implemented by the Department of Environment and Natural Resources – Biodiversity Management Bureau (DENR-BMB) and supported by the Global Environment Facility (GEF).

Completing the guidebook took more than a year and the team would like to thank the many people who have been instrumental in crafting and completing it. Ms. Grace Tena of UNDP and the Project Management Unit (PMU) of the SMARTSeas PH Project, led by Dr. Vincent Hilomen, who have been very proactive with the development of the tool. Ms. Norievill España, who has been our constant link to the PMU, UNDP, BMB, and the responsible partners at the site. Past and present project staff of the COMECO Lab, namely, Melchor Jacinto, Rhea Mae Luciano, Lora Faith Batino, Erlo Matorres, Abejoy Perez, Tom Gerald Genovia, Sheryl Vinluan and Mhaolene Palevino. In the final stretch, Dr.

Acknowledgement

Cecilia Gastardo-Conaco, provided valuable inputs in making the tool simpler, yet more comprehensive and understandable to our target people.

Our SMARTSeas PH responsible partners who provided coordination and logistical support when we visited the sites, namely, the Conservation International - Philippines, the Bureau of Fisheries and Aquatic Resources – National Fisheries Research Development Institute, the Rare Philippines, the Haribon Foundation, and the World Wildlife Fund – Philippines.

Last but not the least, we would like to extend our sincerest gratitude to the people in the local government units, coastal communities, and MPA management bodies, who participated in the workshops, pre-testing and interviews for the application of the tool in the SMARTSeas PH sites in Davao Gulf, Lanuza Bay, Tañon Strait, Verde Island Passage, and Southern Palawan. The inputs and learnings from these marine key biodiversity areas helped mold the tool in its current form, making it more applicable and useful in the Philippine coastal context.

Page 6: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

6 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

Table of Contents

PREFACE

ACKNOWLEDGMENT

INTRODUCTION

DEVELOPMENT OF THE TOOL

THE COMPETENCE ASSESSMENT TOOL

What is the Competence Assessment Tool?Who can use the Competence Assessment Tool?How to use the Competence Assessment Tool?

General ProcessThe ToolkitScoring, Interpretation and Sample OutputRecommended Training Modules

REFERENCES

PART 2: COMPETENCE ASSESSMENT TOOL KIT

Instruction and Personal Data SheetSelf-Assessment Forms

Personnel Category APersonnel Category BPersonnel Category CPersonnel Category D

Evaluation Result SheetGuide to Administering the Tool and Scoring

Personnel Category APersonnel Category BPersonnel Category CPersonnel Category D

3481011

23252727385877929797109127144

21

11111414151920

Page 7: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 7

COMPETENCE GUIDELINESPART 1

Page 8: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

8 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

Introduction

Background and Overview

Competence refers to the ability of an individual to do a certain task. It is a function of appropriate skills,

Various sectors and organizations are now setting up standards for the competencies required to accomplish work-related functions. The need forthe development of competence standards for MPA managers has been highlighted by Gill et al. (2017), who determined that staff and budget capacity were the strongest predictors of conservation impacts. MPAs with adequate staff capacity had ecological effects 2.9 times greater than MPAs with inadequate capacity (Gill et al., 2017). To effectively and equitably manage MPAs, there has to be an appropriate investment on human resources that is not just focused on capacity nor quantity of manpower, but also on the knowledge, skills, and the right working attitude of the MPA managers (Figure 2).

Figure 1. Skills-Knowledge-Attitude model for competency (Appleton, 2016)

knowledge, and attitude to successfully perform work-related duties and activities (Figure 1).

Figure 3 shows the difference between the conventional and competence approaches in training, learning, and assessment. This tool utilizes a competence-based approach, which focuses on the actual ability and performance of an individual based on the behavior rather than the acquisition of knowledge. In this approach, the competence standards help build and strengthen the skills of the individual. Nevertheless, competence and performance still require a good foundation of knowledge (Appleton, 2015). Competence standards can ultimately feed into training needs assessment, which serves as a diagnostic tool that determines what trainings are necessary to help achieve protected area goals and objectives.

Page 9: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 9

Figure 2. Human resource capacity as strongest predictors of conservation impacts (Gill et al., 2017)

Figure 3. . Comparison between conventional and competence approaches to training, learning, and assessment (Appleton, 2015)

Page 10: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

10 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

Development of the tool

The development of the Competence Assessment Tool followed a rigorous process of reviewing existing literatures, multiple pretesting and consultations, and finalization and packaging (Figure 4) to ensure its simplicity, comprehensiveness, and applicability to a wide range of MPA/N contexts. During the initial phase of the SMARTSeas PH project, baseline information was collected from existing management plans of locally managed MPAs (LM-MPAs), MPANs, and National Integrated Protected Area System (NIPAS) MPAs. These include existing management structure, emerging roles, and responsibilities of different individuals and committees that are part of the management. A literature

review on competence standards was made to gather information on existing concepts, strategies, and tools. In particular, competence standards that incorporate threat reduction, functionality of an effective MPA/N, and human resource competencies were consolidated. Some of the main references used to develop the competence standards were “Competence Standards for Protected Area Jobs in South East Asia” compiled by the ASEAN Regional Centre for Biodiversity Conservation (Appleton et al., 2003) and the “A Global Register of Competencies for Protected Area Practitioners” published by IUCN (Appleton, 2016). After reviewing the different materials available, a suite of competencies critical for the

Figure 4. General process on the development of the Competence Assessment Tool

management of MPAN was identified, including the steps on how to administer assessments and data analyses.

To eliminate unnecessary criteria and incorporate relevant components to the tool, consultation activities such as meetings and workshops were done. Participants of these activities were mostly individuals with direct or indirect involvement in managing MPA/Ns such as MPA/N managers, MPA/N management representatives, local government units (LGUs), nongovernment organizations (NGOs), national government agencies (NGAs) such as the Department of Agriculture’s Bureau of Fisheries and Aquatic Resources (DA-BFAR), the Department of Environment and Natural Resources (DENR), and the experts from different fields of MPA management. Suggestions and comments from the

participants of these activities were documented and integrated to enhance the tool.

The Competence Assessment Tool has undergone several pretesting activities done through focus group discussions (FGDs), interviews (guided self-assessment), and self-assessment in sites with varying management effectiveness level, and management types (i.e., locally managed MPAs, nationally managed MPAs, and network of MPAs). The pretesting further enhanced the tool by streamlining appropriate competencies and criteria––as well as by evaluating how the assessment should be best administered, verifying if the guide questions and facilitator’s guide were appropriate, and validating the proper scoring system to be used.

Page 11: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 11

The Competence Assessment Tool

What is the Competence Assessment Tool?

Competence assessment is an integral part of the Monitoring and Evaluation (M&E) system for MPAs and MPANs. It facilitates the identification and prioritization of the competencies needed to achieve the objectives of MPA/Ns and ensure effectiveness. An initial part of the M&E system is knowing the status of existing threats in the area, specifically by determining the urgency of the threats and how the management group is capable to address these. Through this assessment, the management group will be able to determine the competencies that they potentially have or lack. The competence assessment complements other existing approaches to determine MPA/N management effectiveness, such as the performance of the MPA management body as a group through the administration of the MPA Management Effectiveness Assessment Tool (MEAT), the Management Effectiveness Tracking Tool (METT), the MPA Network Effectiveness Assessment Tool (NEAT), or assessment of ecological and socioeconomic impacts (e.g., Socioeconomic Assessment Tool or SEAT).

Specifically, the Competence Assessment Tool for MPA/N Managers and Practitioners is an instrument to assess the current level of knowledge, skills and work attitudes of its managers and practitioners. It assists in determining and designing trainings and other capacity building activities through the identification of competencies, or the lack thereof. The tool can also help improve human resource management through the development of detailed job descriptions and proper design of organizational structures, personnel roles and responsibilities, and the professionalization of protected area jobs by setting competence standards.

It is important to note that this tool does not intend to set rules, nor evaluate or rate the performance of the individual MPA/N managers. Instead, it provides guidance to managers in improving their collective capacities to perform the assigned duties and responsibilities in the management group. The fundamental motivation is to help individuals and

organizations adopt the “competence-based approach” as a practical way to build capacity and to improve standards and performance.

At present, the Competence Assessment Tool includes 40 competencies and 236 criteria spread across the five main components based on MPA/N-related roles and responsibilities: (1) Planning, (2) Financing, (3) Communications, (4) Enforcement, and (5) Monitoring and Evaluation. The Planning component focuses on providing a rationale and strategically planned framework and activities for MPA/N governance and management, which always considers a participatory approach to make sure that everyone is involved in the planning process. The Financing component looks into ensuring that the MPA/N is sustainably financed and supported, as well as having an efficient and effective financial management system. The Communications component makes sure that the personnel categories communicate and collaborate effectively. The Enforcement component ensures that laws, regulations and rights concerning MPA/N are effectively upheld and adapted. Lastly, the Monitoring and Evaluation component looks into the essential competencies to monitor and evaluate the governance, socioeconomic and ecological aspect of the MPA/N. The set of competencies and criteria vary among four different personnel categories in MPA/N management: (1) executives, (2) senior managers, (3) technical specialists, and (4) skilled workers as presented in the next section.

Who can use the Competence Assessment Tool?

The tool has been primarily developed for MPA/N managers and practitioners. These are the persons who have direct or indirect involvement in establishing and maintaining the MPA/N. Managers and practitioners are divided into personnel categories based on the roles

Manager - an individual responsible for controlling and administering a certain group

Practitioner - an individual actively engaged in a certain field of profession

Page 12: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

12 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

and responsibilities of the individuals to the MPA/N and not on the job item they have in their respective organizations. Table 1 shows the four personnel categories, their general roles and responsibilities, and sample office and/or designated officials.

In the Philippines, managers of MPAs are usually composed of individuals working for the LGUs. However, the organizational structure or setup varies from place to place. For example, some MPAs might involve people working for the LGUs only, while others may involve people from higher offices, such as from the province or the region. Some MPAs might also involve social groups, such as people’s organizations (POs). Meanwhile, other MPAs, such as MPAs under the NIPAS Act (Republic Act No. 7586) and MPANs, may have different organizational

structures and institutional arrangements. The main advantage of this tool is that it has been designed for different types of MPA management systems. Figures 6-8 show the organizational structures of MPA/N with clear and distinguishable differences in their management.

In Tagum City (Figure 5), the head of the MPA management is the mayor who is jointly working with the city council and external groups, such as the academe, NGOs and other government agencies (GAs). It can be seen in the structure that the mayor has tasked the City Environment and Natural Resources Office (CENRO) to take the lead in the MPA management. In this type of structure, it can be assumed that the mayor and the city council are the executives working for the MPA––the CENRO is the senior manager, while the technical

Personnel Category Typical Title Roles and Responsibilities Sample Office with

the Designated Officials

A Executive

• Direction and management of large organizations

• Involve in policy development, spatial and strategic planning

• Cross-sectoral coordination• Direction of complex programs and

plans• Involve in executive and/or legislative

works

Nationally managed MPAs: Regional Director and Assistant Regional Director

Locally managed MPA/N:Governor, Vice Governor, Sangguniang Panlalawigan;Mayor, Vice Mayor, Sangguniang Bayan

B Senior manager

• Direction and management of medium-size organizations

• Planning and management of projects and programs within strategic frameworks

• Conducting and leading complex and technical programs (according to specialization)

Nationally managed MPAs: Protected Area Superintendent (PASu), Assistant PASu and Protected Area Coordinator, PENRO, CENRO

Locally managed MPA/N:MAO, MENRO, Fisheries Office, CRM Office, Planning Office, MPA/N Coordinator

C Technical specialist

• Management, organization and leadership of technical sections and teams implementing plans and projects

• Completing specific and complex technical assignments (according to technical specialization)

Planning officer, Administrative officer, Accountant/Treasurer, Head ranger/enforcer, Conservation officer, M&E specialist, Agricultural technician, Fisheries technician, Research assistant, PO officers, MFARMC

D Skilled worker• Completing practical tasks under

continuous supervisionBantay Dagat, tour guides, bookkeeper, junior technicians, administrative aide, laboratory technician, PO members

Table 1. Personnel categories and their descriptions with sample positions (slight modification from Appleton, 2016).

Page 13: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 13

specialists and the skilled workers are individuals under the “coastal management unit/MPA in charge.”

Batangas Network has a different structure (Figure 6) since it is a network of coastal LGUs led by the provincial

government. The Batangas Provincial Government – Environment and Natural Resources Office (PG-ENRO) is the focal office that directly implement joint action strategies and/or programs and projects for coastal

Figure 5. Organizational structure of the management board of the MPAs in Tagum City, Davao del Norte, Philippines. (Image copied from the MPA management plan document of Tagum City)

Figure 6. Organizational structure of the management board of Batangas MPA and Bantay-Dagat Network(Source: Batangas PG-ENRO).

Page 14: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

14 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

resource management as indicated in their strategic environment management plan.

The management structure of Tañon Strait Protected Seascape (TSPS) (Figure 7), a NIPAS MPA, is also very much different from the aforementioned two since it is a very large protected area located in the provinces of Cebu, Negros Oriental, and Negros Occidental. The administration of TSPS is under the management of the Protected Area Management Board, a multi-sectoral and decision-making body headed by the DENR Regional Director, Protected Area Superintendent (PASU) and five assistant PASU with about 320 representatives from component LGUs and stakeholders i.e. city/municipal/barangay LGUs, academe, POs, NGOs and NGAs.

Figure 7. Organizational structure of the Protected Area Management Board (PAMB) of the Tañon Strait Protected Seascape (TSPS), a marine protected area under the National Protected Areas System (NIPAS) (Image copied from  Tañonstrait.org)

The Competence Assessment Tool is an adaptive management strategy where MPA/N managers and practitioners can learn and improve from the whole assessment process. LGUs, academic institutions, NGAs and NGOs can also use this tool as a guide to determine areas where they could best provide support (i.e., capacity building, training), while enhancing particular competencies that demand further improvement.

How to use the Competence Assessment Tool?

General Process

The approved organizational structure of the MPA/N management body is the basic reference to carry out the

Page 15: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 15

competence assessment. Examples of organizational structures are shown in Figures 5-7. This is to identify all the personnel involved in the management of the MPA/N and determine which personnel category they belong to (refer to Table 1). Note that the personnel category of an individual should be based on his/her responsibility to the MPA management and not on the actual job ascribed for office. For example, the Municipal Agriculture Officer (MAO) of the LGU is designated as MPA coordinator. Consequently, that individual should be assessed based on his/her competencies as MPA coordinator and not as MAO. In other areas, however, leaders of social groups who are part of the management’s executive committees may also fulfill additional roles not part of the executive work for the MPA.

The next step is to identify what competencies are relevant to their responsibilities. Note that an individual may have a role in only one component with some overlapping or common roles, tasks, and responsibilities with other components. Meanwhile, others may have roles in multiple components with well-defined responsibilities and leadership functions. A municipal mayor, for instance, could take a role across all components, with varying set of competencies; but a hired MPA guard could only have a specific role in participatory planning and enforcement.

MPA/N managers and practitioners will be assessed individually. The Competence Assessment Tool was designed for both independent self-assessment (an individual will answer the guide questions independently) and guided self-assessment (an individual will be interviewed by a facilitator or guide). The individual to be evaluated should first understand the purpose of the assessment before it is conducted. The facilitator should ensure privacy while administering the assessment¬––whether self or guided self-assessment. During guided self-assessment, the individual should be interviewed alone so that he/she will be able to answer freely without pressure from an audience or his/her colleagues. The facilitator should also ensure that the process of eliciting independent evaluation promotes the credibility of the process. If an individual cannot answer the question, he/she is allowed to leave it blank or indicate “Not Applicable” (N/A) instead of asking answers from someone else. Always take note that this is a personal competence assessment toward MPA/N management; hence, full honesty is encouraged to reflect

Figure 8. Instruction and personal data sheet.

the appropriate competence of an individual.

Ideally, the tool should be conducted every year to regularly monitor the capacity of the MPA/N managers and practitioners. A baseline competence assessment is essential to have a reference point for comparison on the level of improvement of a personnel’s performance over time. It can also be aligned with the schedule of MPA MEAT assessment to monitor both the individual and the management performances.

The Toolkit

The Competence Assessment Tool is composed of: (A) instruction and personal data sheet, (B) self-assessment forms for Categories A, B, C and D, (C) evaluation

Page 16: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

16 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

Figure 9. Sample self-assessment form (top to bottom): knowledge criteria, skills criteria with checklist, and work attitudes criteria

Page 17: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 17

result sheet, and (D) guide to administering the tool and scoring for Categories A, B C and D. These are all part of the toolkit and are presented in the second part of this guidebook. The data sheet and the assessment form are given to the individual to be evaluated. The result sheet contains the summary of the scores obtained in each component with accompanying recommendations. This sheet will be given by the facilitator to the individual after his/her evaluation form has been scored and analyzed. Meanwhile, the guide to administering the tool and scoring should only be seen by the facilitator. The scoring system per criterion is also shown in this section.

Figure 8 shows the instruction and personal data sheet, which is to be filled up by the individual under evaluation. This section provides the facilitator with an idea about the individual’s background. Figure 9 shows a sample assessment form. The first and second images show sample criteria for knowledge and skills, respectively. Each criterion is properly coded based on what component it belongs. The assessment form consists mostly of open-ended questions, but there are some checklists in the monitoring and evaluation component to easily identify training requirements. The last image shows the work attitude criteria, which is to be answered

Figure 10. Evaluation results sheet.

Figure 11. Guide to administering the tool and scoring.

Page 18: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

18 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

by rating oneself. The attitude criteria were separated from the knowledge and skills since these are more personal characteristics of an individual. These criteria are also categorized per MPA/N component (color-coded), but a set of general work attitudes cutting across

Criteria Total Score Competence Level* RemarksKnowledge 39 HighSkills 22 High

Attitude 27 Moderate

* Total Score (COMPETENCE LEVEL):

KNOWLEDGE 0-16–LOW 17-32–MODERATE 33-48–HIGH SKILLS 0-10–LOW 11-20–MODERATE 21-30–HIGH ATTITUDE 0-16–LOW 17-32–MODERATE 33-48–HIGH

Table 2. Sample assessment result showing a Category D competence level per criteria.

all components were also added. The work attitudes are stated as “I statements” and should be answered personally. The personnel will assess himself/herself whether he/she does the attitude part all the time, most of the time, sometimes or not at all.

CriteriaKnowledge (K) Skills (S) Attitude (A)

Total Available

ScoreActual Score % Actual

Score

Total Available

ScoreActual Score % Actual

Score

Total Available

ScoreActual Score % Actual

Score

1. Planning 10 8 80% 4 3 75% 0 0

2. Financing 4 3 75% 4 3 75% 9 8 89%

3. Communications 2 2 100% 7 5 71% 3 3 100%

4. Enforcement 18 15 83% 7 5 71% 15 14 93%

5. Monitoring and Evaluation 14 11 79% 8 6 75% 3 2 67%

Total Score 48 39 81% 30 22 73% 30 27 90%

Attitudes (General) 18 15 83%

Positivity to Work (All Work Attitudes) 48 42 88%

Table 2. Sample assessment result showing a Category D competence level per criteria.

The summary of the competence assessment results is shown in the evaluation results sheet (Figure 10). At the end of the competence assessment, an individual’s level of competence will be categorized as low, moderate, or high. Each personnel category will have its own results sheet since the total scores vary per personnel. Scores are broken down according to criteria and component to easily visualize which aspect an individual excels at or needs further training and capacity development. Recommendations from the facilitator are also presented here.

The facilitator’s guide in administering the tool is shown in Figure 11. The guide contains all the relevant information needed to help facilitate the conduct of the Competence Assessment Tool. The guide questions are provided with checklists of possible answers and tips on how to ask the questions, especially for guided assessments. The scoring system for each competency is also indicated. Scoring varies per competency depending on the degree of relevance of the criteria. Maximum allowable points are identified, as well.

Page 19: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 19

Scoring, Interpretation, and Sample Output

Each personnel category has a scoring system to identify the competence level since the total number of competencies and criteria vary per category. Table 2 shows a sample output for a Category D personnel. Competence level per criteria is based on a rubric, which indicates whether an individual has a low, moderate or high competence level.

The percentage of the actual score to the total available score is derived from the scores of the criteria for each component. An example output is shown below. Table 3 indicates the scores per component and per criterion. One can take a look back at the score sheet to identify

Figure 12. Bar graph showing competence level per criterion

Figure 13. Spider diagram showing competence level per criterion.

Page 20: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

20 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

what specific criteria were not satisfied, and use this information to properly design capacity building activities. Results can also be presented through bar graphs (Figure 12) and spider diagram (Figure 13).

Recommended Training Modules

One of the uses of the Competence Assessment Tool is for the design of training and capacity development. The focus of these trainings and capacity building activities leads to the fulfillment of unsatisfied criteria to improve the individual’s competency level as shown in Table 6. In line with this, the SMARTSeas PH Project recommends the capacity building training modules being developed by the Coastal Assessment for Rehabilitation Enhancement: Capacity Development and Resiliency of EcoSystems (CARE CADRES) Project under the Coastal and Marine Environment Management Program (CMEMP) of the Department of Environment and Natural Resources. One of the objectives of the project was to develop and/or update existing capacity building training modules on several thematic areas based on the existing materials. Ten out of the twelve modules are deemed relevant training modules for the capacity development related to improving the competence of the MPA/N managers and practitioners.

For the Planning component, the recommended training modules consist of: (A) applying Drivers, Pressures, State, Impacts and Response (DPSIR) Approach in marine ecosystems and (B) strategic planning. These modules focus on using a systematic approach to make the most effective choices about the MPA/N’s objectives and the use of appropriate strategies to achieve them. The strategic development of a management plan is included in these modules.

Communications is also part of the Strategic Planning Module, specifically called the Strategic Communications Planning. This module highlights the importance of communication as a vital process in the effective management of natural resources. Planning, establishing and sustaining MPA/N will be successful if there is effective communications. MPA Financing is part of the main focus of the Sustainable Financing Module and is broadly discussed in the Strategic Planning Module. The Sustainable

Financing Module aims to provide a clear understanding of Sustainable Financing in the context of MPAs. It also discusses financial and business planning, and the appreciation of economic valuation as an input to financing.

Enforcement also has its own module and is explained in the Strategic Planning Module, as well. The Law Enforcement Training Module discusses how to establish the enforcement program, which includes different investigation tools such as enforcement planning, strengthening enforcement, and sustaining enforcement and its institutionalization.

Lastly, for the Monitoring and Evaluation component, there are six relevant training modules: (A) Reconnaissance and Survey Assessment Module, (B) Coastal Integrity and Vulnerability Assessment Module, (C) Mangrove Habitat Module, (D) Seagrass Habitat Module, (E) Coral Reef Habitat Module, and (F) Associated Fish Communities Module. These modules concentrates more on monitoring and assessment of different critical habitats, as well as coastal beach surveys and methods for preliminary research and development.

The aforementioned modules were mostly based on existing materials enumerated below:

Major sources of these materials consist of the following programs and projects:

1. Tropical Marine Ecosystems Management Program (TMEM)

2. Philippine Environmental Governance Project (ECOGOV)

3. Coral Reef Visualization and Assessment Project Year 1 (CORVA-1)

4. Coral Reef Target Research Project (CRTR); and5. Coastal Resource Management Project (CRMP)

• Appreciation of the Basic Concepts of Coastal Methods of Assessment with actual video clips of marine ecosystems and Marine Ecology with focus on Restoration, Rehabilitation and Integrated Coastal Management–for piloting (TMEM; ECOGOV; CORVA-1)

Page 21: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 21

References

Appleton, M. R. (2016). A Global Register of Competences for Protected Area Practitioners. Gland, Switzerland: International Union for Conservation of Nature.

Appleton, M. R. (2015). Global Register of Protected Area Competences and User Guide. Version 3. WCPA.

Appleton, M. R., Texon, G.I. & Uriarte, M.T. (2003) Competence Standards for Protected Area Jobs in South East Asia. ASEAN Regional Centre for Biodiversity Conservation, Los Baños, Philippines. 104pp.

Dudley, N. (Ed.). (2008). Guidelines for Applying Protected Area Management Categories. Gland, Switzerland: International Union for Conservation of Nature. x + 86pp.

Gill, D., Mascia, M. B., Ahmadia, G. N., Glew, L., Lester, S. E., Barnes, M., Craigie, I., Darling, E. S., Free, C.M., Geldmann, J., Holst, S., Jensen, O. P., White, A.T., Basurto, X., Coad, L., Gates, R. D., Guannel, G., Mumby, P. J., Thomas, H., Whitmee, S., Woodley, S., & Fox, H. E. (2017). Capacity shortfalls hinder the performance of marine protected areas globally. Nature 543: 665-669.

• Methods of Monitoring and state of the coasts reporting (Uychiaoco et al., 2004; CORVA-1)

• Approaches to Recovery and Rehabilitation of Marine Ecosystems (CRTR)

• Elements of a Good Management Plan (TMEM)• Implementation of Management Plan (TMEM)

• Strategic Planning (TMEM)• Social Marketing and Mobilization (TMEM)• Social Entrepreneurship and Resource-Based

Livelihood (TMEM)• Community Organizing (UP College of Social Work

and Community Development)• Law Enforcement (CRMP; ECOGOV)

Page 22: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused
Page 23: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 23

COMPETENCE ASSESSMENT TOOL

PART 2

Page 24: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused
Page 25: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 25

INSTRUCTION AND PERSONAL DATA SHEET

Page 26: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Dear SIR/ MADAM, GREETINGS! You have been requested to answer this questionnaire because you are doing an important job for your Marine Protected Area (MPA)/MPA Network (MPAN). Whether you are new or have been doing it for a long time, you probably know that there are no small tasks when it comes to managing the marine resources since it requires, not only considerable knowledge and skills, but also essential work attitudes that enable you to do your work effectively and efficiently. This Competence Assessment Tool aims to help gauge your current level of knowledge, skills and attitudes in performing your assigned duties and responsibilities for the MPA/N. More importantly, this assessment is being done to help determine and design future trainings and other capacity building activities, and enable you to perform your best in your designated position and contribute to the achievement of the vision, goals and objectives of your MPA/N. Thus, the objective is NOT to evaluate or rate your performance, but rather to determine ways to enhance your knowledge and skills. There is no “passing grade.” You may answer in any language or dialect that you think would best reflect your ideas. Please go over the questions carefully and answer them as honestly as you can. Rest assured that all your answers will be treated with confidence. Thank you very much for your time and patience. Sincerely, FACILITATOR Name:__________________________________________________No.ofYearsinService:_______Office/Designation:_________________________________________________________________NameofMPA/Nbeingmanaged:________________________________________________________________________________________________________________________________________SpecifictasksrelatedtoMPA/Nmanagement:______________________________________________________________________________________________________________________________Mywork(100%)canbedividedinto: Planning____%Financing____% Communications____%Enforcement____%MonitoringandEvaluation_____%Educationallevel:___Elementarylevel ___Highschoollevel ___Highschoolgraduate ___Collegelevel___Collegegraduate ___Post-graduateNameoflasttrainingattended:________________________________________________________Whenwasitconducted:_______________________________Dateaccomplished:____________________________________________________Facilitator’sName(ifapplicable):_________________________________________

Page 27: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 27

SELF-ASSESSMENT FORMS Personnel Category A

Page 28: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PERS

ONNE

L CAT

EGOR

Y A

PLAN

NING

1.

Com

pete

ncy:

Ens

ure

the

deve

lopm

ent,

revi

ew a

nd im

plem

enta

tion

of th

e M

PA/N

man

agem

ent p

lan

Cr

iteria

Gu

ide

Ques

tions

An

swer

P1-K

1. S

tate

and

im

port

ance

of c

oast

al

and

mar

ine

reso

urce

s

Wha

t is t

he st

ate

of th

e m

arin

e re

sour

ces i

n yo

ur a

rea?

W

hat i

s the

impo

rtan

ce o

f est

ablis

hing

M

PA/N

s?

P1-K

2. M

PA/N

etw

ork

man

agem

ent p

lan

Wha

t was

you

r rol

e in

the

deve

lopm

ent p

roce

ss o

f you

r MPA

/N

man

agem

ent p

lan?

Wha

t are

the

maj

or th

reat

s add

ress

ed

by y

our M

PA/N

? W

hat a

re th

e m

ost i

mpo

rtan

t co

mpo

nent

s of t

he m

anag

emen

t pla

n (e

.g. M

&E,

enf

orce

men

t, et

c.)?

P1

-S1.

Att

entio

n to

de

tail

in re

view

ing

and

upda

ting

the

man

agem

ent p

lan

How

do

you

mak

e su

re th

at th

e pl

an is

ad

equa

tely

revi

ewed

and

upd

ated

? Br

iefly

des

crib

e th

e pr

oces

s.

Ho

w o

ften

is it

revi

ewed

and

upd

ated

?

Page 29: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

P1-S

2. D

raw

less

ons

from

MPA

/N b

est

prac

tices

Plea

se ci

te M

PA/N

bes

t pra

ctice

s in

your

are

a or

oth

er p

lace

s.

Are

you

adop

ting

thes

e pr

actic

es in

yo

ur a

rea?

P1

-S3.

Lead

ersh

ip

and

decis

ion-

mak

ing

skill

s

Can

you

cite

inst

ance

s whe

n yo

u ha

d to

mak

e de

cisio

ns a

bout

MPA

/N

impl

emen

tatio

n?

W

ere

you

able

to m

ake

your

par

tner

s an

d te

am m

embe

rs a

gree

with

you

r de

cisio

n?

How

do

you

mot

ivat

e th

e M

PA/N

m

anag

emen

t bod

y an

d ot

her

stak

ehol

ders

to su

stai

n th

eir e

ffort

s for

th

e M

PA/N

?

2. C

ompe

tenc

y: E

nsur

e ad

optio

n of

man

agem

ent p

lan

and

supp

ortin

g po

licie

s/le

gisla

tion

P2

-K3.

Effe

ctiv

e po

licie

s tha

t pro

vide

be

nefit

s to

MPA

/Ns

Wha

t pol

icies

shou

ld b

e in

pla

ce to

su

ppor

t and

/or c

ompl

emen

t the

M

PA/N

?

Are

thes

e po

licie

s cur

rent

ly b

eing

im

plem

ente

d in

you

r are

a?

P2-K

4. P

roce

dure

s an

d ap

prov

al o

f po

licie

s, le

gisla

tions

an

d iss

uanc

es in

su

ppor

ting

MPA

/Ns

Wha

t are

the

step

s nee

ded

for t

he

enac

tmen

t/ad

optio

n of

: 1.

the

man

agem

ent p

lan?

2.

the

polic

ies s

uppo

rtin

g M

PA/N

im

plem

enta

tion?

Page 30: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

Wha

t was

you

r par

ticip

atio

n in

the

enac

tmen

t and

/or a

dopt

ion

of th

e m

anag

emen

t pla

n an

d po

licie

s?

P2

-S4.

Att

entio

n to

de

tail

in a

dopt

ing

prot

ecte

d ar

ea p

olicy

an

d le

gisla

tion

How

do

you

mak

e su

re th

at th

e or

dina

nce/

polic

y is

suffi

cient

in fo

rm

and

subs

tanc

e?

FINA

NCIN

G 3.

Com

pete

ncy:

Abl

e to

mob

ilize

sust

aina

ble

fund

ing a

nd re

sour

ces f

or p

rote

cted

are

as

Cr

iteria

Gu

ide

Ques

tions

An

swer

F3-K

5. S

tatu

s of

exist

ing

MPA

/Ns a

nd

thei

r fin

ancia

l nee

ds

Wha

t are

the

finan

cial n

eeds

of y

our

MPA

/N?

Can

you

nam

e so

me

of th

em

(e.g

. enf

orce

men

t inc

ludi

ng d

urin

g lit

igat

ion

proc

ess,

M&

E, IE

C,

infra

stru

ctur

e, e

tc.)?

Are

ther

e fu

nds t

o su

fficie

ntly

supp

ort

thes

e ne

eds?

Exp

lain

you

r ans

wer

.

F3

-K6.

Opt

ion

for

sour

ces o

f fun

ds a

nd

reso

urce

s to

supp

ort

the

MPA

/N

Wha

t are

som

e of

the

sour

ces o

f fu

nds/

reso

urce

s to

supp

ort t

he

prog

ram

s and

act

iviti

es o

f the

MPA

/N?

Cite

spec

ific e

xam

ples

.

F3-K

7. E

ffect

ive

polic

ies a

nd

stra

tegi

es to

ens

ure

finan

cial a

nd lo

gist

ic su

ppor

t to

MPA

/Ns

Wha

t pol

icies

/str

ateg

ies s

houl

d be

in

plac

e to

ens

ure

that

fund

s are

pr

ovid

ed fo

r the

impl

emen

tatio

n of

th

e M

PA/N

?

Page 31: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

Are

thes

e be

ing

impl

emen

ted

in y

our

MPA

/N?

If ye

s, cit

e w

hich

one

s.

F3

-S5.

Allo

cate

, m

obili

ze a

nd

outs

ourc

e fu

nds a

nd

reso

urce

s for

MPA

/N

How

do

you

allo

cate

and

prio

ritize

fu

nds a

nd re

sour

ces f

or th

e M

PA/N

?

Ho

w d

o yo

u he

lp g

ener

ate

fund

s/re

sour

ces f

or th

e M

PA/N

?

F3

-S6.

Ens

ure

sust

aina

ble

use

of

fund

s for

the

MPA

/N

How

do

you

ensu

re th

e su

stai

nabl

e us

e of

fund

s and

reso

urce

s to

supp

ort

the

prog

ram

s and

act

iviti

es o

f the

M

PA/N

? Ci

te sp

ecifi

c exa

mpl

es.

COM

MUN

ICAT

IONS

4.

Com

pete

ncy:

Fos

ter a

war

enes

s, un

ders

tand

ing

and

supp

ort o

f and

for t

he M

PA/N

syst

em a

nd it

s val

ues

Cr

iteria

Gu

ide

Ques

tions

An

swer

C4-K

8. M

PA/N

in

form

atio

n th

at

need

s to

be

com

mun

icate

d w

ithin

and

out

side

the

man

agem

ent

body

Wha

t are

the

mos

t im

port

ant

conc

epts

/info

rmat

ion

abou

t MPA

/Ns

that

the

peop

le/c

omm

unity

shou

ld

know

abo

ut?

Why

shou

ld o

ther

peo

ple

know

abo

ut

the

MPA

/N in

you

r are

a?

C4-K

9. E

ffect

ive

polic

ies t

hat p

rovi

de

bene

fits t

o th

e M

PA/N

Wha

t are

the

supp

ortin

g po

licie

s and

le

gisla

tions

for y

our M

PA/N

s tha

t sh

ould

be

wel

l-diss

emin

ated

?

Are

you

seei

ng b

enef

its fr

om th

ese

polic

ies?

Why

do

you

thin

k so

?

Page 32: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

C4-S

7. E

ffect

ive

com

mun

icatio

n sk

ills

How

do

you

harn

ess s

uppo

rt fo

r the

M

PA/N

?

If th

ere

are

peop

le w

ho d

o no

t sup

port

th

e M

PA/N

, how

do

you

deal

and

co

mm

unica

te w

ith th

em?

Cite

ex

ampl

es.

C4-S

8. C

oord

inat

ion

skill

s Ho

w d

o yo

u en

gage

with

mem

bers

of

the

MPA

/N m

anag

emen

t bod

y? W

hy

did

you

enga

ge (e

.g. a

ppro

val o

f the

m

anag

emen

t pla

n, te

am b

uild

ing,

de

velo

ping

the

M&

E pl

an,

enfo

rcem

ent,

etc.

) with

them

?

How

do

you

enga

ge w

ith st

akeh

olde

rs

and

othe

r age

ncie

s for

the

man

agem

ent o

f the

MPA

/N?

Why

did

yo

u en

gage

(see

k fu

ndin

g su

ppor

t, de

velo

ping

the

M&

E pl

an, p

rodu

ctio

n of

IEC

mat

eria

ls, e

ncou

rage

pa

rtici

patio

n, jo

int e

nfor

cem

ent,

etc.

) w

ith th

em?

C4

-S9.

Peo

ple

skill

s De

scrib

e yo

ur w

orki

ng re

latio

nshi

p w

ith 1

) mem

bers

of t

he m

anag

emen

t bo

dy a

nd 2

) sta

keho

lder

s.

Page 33: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

How

do

you

hand

le d

isagr

eem

ents

be

twee

n m

embe

rs o

f the

MPA

or

MPA

/N m

anag

emen

t bod

y?

C4

-S10

. Abl

e to

in

fluen

ce

How

do

you

influ

ence

oth

ers t

o pa

rtici

pate

in th

e M

PA/N

man

agem

ent

and

impl

emen

tatio

n?

ENFO

RCEM

ENT

5. C

ompe

tenc

y: E

nsur

e ad

optio

n an

d im

plem

enta

tion

of p

olici

es, s

trat

egie

s, la

ws a

nd re

gula

tions

to p

reve

nt M

PA/N

-rela

ted

viol

atio

ns

Cr

iteria

Gu

ide

Ques

tions

An

swer

E5-K

10. L

aws a

nd

regu

latio

ns re

late

d to

M

PA/N

s

Wha

t per

tinen

t nat

iona

l law

s, lo

cal

ordi

nanc

es a

nd o

ther

issu

ance

s rel

ated

to

MPA

/Ns t

hat y

ou k

now

of?

W

hat a

re th

e pr

ohib

ited

and

allo

wed

ac

tiviti

es in

you

r MPA

/N?

E5-K

11. B

road

er

enfo

rcem

ent

plan

ning

Is th

ere

an e

nfor

cem

ent p

lan

for t

he

who

le m

unici

pal/

bay-

wid

e w

ater

s? If

ye

s, pl

ease

des

crib

e br

iefly

.

Is

the

enfo

rcem

ent o

f the

MPA

/N

inco

rpor

ated

in it

?

Page 34: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

E5-K

12. C

halle

nges

to

enfo

rcem

ent

Wha

t are

the

chal

leng

es a

nd b

arrie

rs

in e

nfor

cem

ent (

e.g.

socio

-cul

tura

l, po

litica

l, ec

onom

ic, e

tc.)?

Ho

w d

o yo

u ad

dres

s/re

solv

e th

em?

E5-K

13. I

nitia

tives

to

addr

ess M

PA/N

-re

late

d vi

olat

ions

Wha

t are

som

e of

the

activ

ities

co

nduc

ted

agai

nst M

PA/N

-rela

ted

viol

atio

ns in

you

r are

a?

E5

-K14

. Bes

t pr

actic

es in

im

prov

ing

law

en

forc

emen

t, co

mpl

ianc

e an

d se

curit

y in

and

ar

ound

the

MPA

/N

Wha

t are

you

r bes

t pra

ctice

s in

MPA

en

forc

emen

t and

pro

tect

ing

your

m

unici

pal w

ater

s?

Are

ther

e en

forc

emen

t pra

ctice

s in

othe

r are

as th

at y

ou h

ave

hear

d ab

out

and/

or re

plica

ted?

Cite

exa

mpl

es.

E5-K

15. R

oles

, re

spon

sibili

ties a

nd

right

s of t

he v

ario

us

grou

ps (s

take

hold

ers,

law

enf

orce

men

t ag

encie

s and

the

judi

ciary

)

Wha

t are

the

man

date

s of a

genc

ies

(e.g

. BFA

R, D

ENR,

PNP

, Mar

itim

e,

Coas

tgua

rd, D

ILG,

etc

.) in

rela

tion

to

enfo

rcem

ent w

ithin

and

aro

und

the

MPA

/N?

Wha

t are

the

role

s, re

spon

sibili

ties a

nd

right

s of o

ther

stak

ehol

ders

? Ha

s an

agre

emen

t bee

n fo

rmed

with

th

ese

diffe

rent

gro

ups?

Cite

ex

ampl

e/s.

Page 35: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

E5-S

11. E

nfor

cem

ent

stra

tegi

es

How

do

you

ensu

re th

at e

nfor

cem

ent

activ

ities

are

bei

ng e

ffect

ivel

y do

ne?

(i.e.

, rel

ativ

e to

the

enfo

rcem

ent c

hain

dete

ctio

n, a

ppre

hens

ion,

filin

g of

ca

se, j

udge

men

t, et

c.).

E5

-S12

. Mak

es

corr

ect j

udge

men

t ca

lls

How

do

you

decid

e pr

oble

mat

ic ca

ses

rela

ted

to e

nfor

cem

ent?

Wha

t bas

is do

you

use

? De

scrib

e an

exa

mpl

e.

MON

ITOR

ING

AND

EVAL

UATI

ON

6. C

ompe

tenc

y: E

nsur

e th

e de

velo

pmen

t and

impl

emen

tatio

n of

an

effe

ctiv

e m

onito

ring

and

eval

uatio

n (M

&E)

pro

gram

Crite

ria

Guid

e Qu

estio

ns

Answ

er

M

6-K1

6. M

PA/

Netw

ork

obje

ctiv

es

Wha

t are

the

obje

ctiv

es o

f the

M

PA/N

?

Wha

t ind

icato

r/s n

eed

to b

e m

onito

red

to d

eter

min

e if

thes

e ob

ject

ives

are

bei

ng m

et?

M6-

K17.

MPA

/N

Mon

itorin

g &

Ev

alua

tion

(M&

E)

prog

ram

Wha

t is m

onito

ring

and

eval

uatio

n an

d w

hy is

it im

port

ant?

Does

you

r MPA

/N h

ave

a M

&E

prog

ram

? If

yes,

wha

t was

you

r in

volv

emen

t in

the

deve

lopm

ent o

f the

M

&E

prog

ram

?

Page 36: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

M6-

K18.

Ada

ptiv

e m

anag

emen

t co

ncep

ts a

nd

impo

rtan

ce o

f fe

edba

ck

Adap

tive

man

agem

ent m

akes

use

of

resu

lts fr

om M

&E

to m

ake

adju

stm

ents

on

the

oper

atio

nal i

mpl

emen

tatio

n of

th

e M

PA/N

. Can

you

cite

an

inst

ance

w

here

ada

ptiv

e m

anag

emen

t was

pr

actic

ed in

you

r are

a (e

.g. o

n CR

M o

r M

PA p

rogr

ams)

?

Wha

t are

the

poss

ible

feed

back

ing

mec

hani

sms f

or th

e M

PA/N

and

how

re

gula

rly is

it d

one?

M

6-K1

9. R

oles

and

ex

pert

ise o

f diff

eren

t gr

oups

(e.g

. age

ncie

s, in

stitu

tes e

tc.)

Wha

t are

the

diffe

rent

ag

encie

s/gr

oups

who

par

ticip

ate

in th

e M

&E

and

wha

t exp

ertis

e/he

lp d

o th

ey

cont

ribut

e?

7. C

ompe

tenc

y: S

uppo

rt p

erfo

rman

ce-b

ased

ince

ntiv

e/di

since

ntiv

e sy

stem

M7-

K20.

Bes

t MPA

/N

man

agem

ent

prac

tices

on

ince

ntiv

e/di

since

ntiv

e sy

stem

s

Plea

se ci

te b

est p

ract

ices o

n pe

rform

ance

-bas

ed

ince

ntiv

e/di

since

ntiv

e sy

stem

rela

ted

to M

PA/N

man

agem

ent.

Are

you

adop

ting

thes

e pr

actic

es in

you

r are

a?

Wha

t are

the

crite

ria/b

ases

for t

he

perfo

rman

ce e

valu

atio

n?

M7-

S13.

Mak

es

corr

ect j

udge

men

t ca

lls

How

do

you

rew

ard/

puni

sh m

embe

rs

of th

e M

PA m

anag

emen

t bod

y? C

ite

inst

ance

s whe

n th

ese

wer

e gi

ven.

Page 37: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

W

ork

Attit

udes

No

t at

all

Som

e-tim

es

Mos

t of

the

time

All t

he

time

1.

I a

m a

criti

cal t

hink

er.

2.

I a

m o

pen

to su

gges

tions

and

cont

ribut

ions

of i

deas

from

oth

ers.

3.

I am

hon

est i

n al

l my

deal

ings

.

4.

I am

app

roac

habl

e an

d ap

prec

iate

inqu

iries

from

oth

ers.

5.

I am

will

ing

to le

arn

new

idea

s and

skill

s.

6.

I e

ncou

rage

the

part

icipa

tion,

coop

erat

ion

and

colla

bora

tion

of a

ll st

akeh

olde

rs in

the

man

agem

ent o

f the

MPA

/N.

7.

I a

m d

ilige

nt a

nd h

ardw

orki

ng to

acc

ompl

ish th

e ob

ject

ives

of o

ur M

PA/N

.

8.

I str

ive

to p

erfo

rm m

y du

ties a

nd re

spon

sibili

ties t

o th

e be

st o

f my

abili

ties a

nd w

ithou

t any

ves

ted

inte

rest

.

9.

I hav

e a

visio

n fo

r our

pro

tect

ed a

rea

and

have

idea

s and

pla

ns o

n ho

w to

hel

p ac

hiev

e it.

10. I

hel

p cr

eate

/rec

omm

end

law

s and

pol

icies

for t

he g

ood

of a

ll an

d no

t for

my

own

pers

onal

inte

rest

.

11. I

adh

ere

to th

e pr

incip

les o

f goo

d go

vern

ance

, i.e

. tra

nspa

renc

y, a

ccou

ntab

ility

and

par

ticip

ator

y, in

the

de

velo

pmen

t and

impl

emen

tatio

n of

the

MPA

/N m

anag

emen

t pla

n.

12

. I su

ppor

t the

impl

emen

tatio

n of

the

MPA

/N M

anag

emen

t Pla

n.

13

. I a

llot a

nd p

rovi

de fi

nanc

ial s

uppo

rt to

the

MPA

/N.

14

. I a

m p

ublic

serv

ice-o

rient

ed a

nd d

edica

ted

in ra

ising

aw

aren

ess o

n M

PA/N

man

agem

ent a

nd p

rom

otin

g m

arin

e

cons

erva

tion.

15

. I st

rictly

enf

orce

and

/or f

ollo

w th

e la

w.

16

. I a

m fa

ir an

d ca

n m

ake

decis

ions

and

judg

men

ts w

ithou

t bia

s, ba

sed

on fa

cts a

nd a

ccor

ding

to th

e ru

le o

f law

.

17. I

mak

e de

cisio

ns a

nd a

ctio

ns b

ased

on

resu

lts a

nd re

com

men

datio

ns.

18

. I re

cogn

ize e

ffort

s and

giv

e cr

edit

to p

eopl

e.

19

. I a

m a

dapt

ive

and

capa

ble

of m

akin

g ap

prop

riate

chan

ges a

s nee

ded,

bas

ed o

n co

rrec

t inf

orm

atio

n.

Page 38: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

38 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

SELF-ASSESSMENT FORMSPersonnel Category B

Page 39: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PERS

ONNE

L CAT

EGOR

Y B

PLAN

NING

1.

Com

pete

ncy:

Dire

ct th

e de

velo

pmen

t, re

view

and

upd

atin

g of

the

MPA

/N m

anag

emen

t pla

n

Crite

ria

Guid

e Qu

estio

ns

Answ

er

P1

-K1.

Sta

te a

nd

impo

rtan

ce o

f coa

stal

an

d m

arin

e re

sour

ces

Wha

t is t

he st

ate

of m

arin

e re

sour

ces

in y

our a

rea?

Wha

t is t

he im

port

ance

of m

anag

ing

thes

e m

arin

e re

sour

ces?

P1

-K2.

MPA

/N

man

agem

ent p

lan

Wha

t was

you

r rol

e in

the

deve

lopm

ent p

roce

ss o

f you

r MPA

/N

man

agem

ent p

lan?

W

hat a

re so

me

of th

e co

nten

ts o

f the

M

PA/N

man

agem

ent p

lan?

W

hy is

it im

port

ant t

o ha

ve a

pla

n?

P1-K

3. A

sses

smen

t/

Iden

tifica

tion

of

risks

/thr

eats

to th

e M

PA/N

Wha

t are

the

maj

or th

reat

s add

ress

ed

by y

our M

PA/N

?

Wha

t are

the

impa

cts o

f the

se th

reat

s?

Page 40: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

P1-K

4. In

corp

orat

ion

of m

anag

emen

t pla

n to

bro

ader

m

anag

emen

t pla

ns

Does

the

MPA

/N m

anag

emen

t pla

n co

ntrib

ute

to th

e br

oade

r m

anag

emen

t pla

ns (e

.g. C

LWUP

, ICM

pl

an, P

DPFP

, etc

.) of

you

r m

unici

palit

y/pr

ovin

ce?

If ye

s, ho

w?

P1-S

1. E

ffect

ive

facil

itatio

n sk

ills

How

do

you

facil

itate

the

deve

lopm

ent

and

upda

ting

of th

e M

PA/N

m

anag

emen

t pla

n?

2.

Com

pete

ncy:

Dire

ct th

e im

plem

enta

tion

of th

e M

PA/N

man

agem

ent p

lan

and

prog

ram

s

P2-K

5. Im

plem

entin

g th

e m

anag

emen

t pl

an

Wha

t are

the

MPA

/N a

ctio

n pl

ans t

hat

are

bein

g im

plem

ente

d?

Can

you

men

tion

som

e ac

tiviti

es in

the

plan

that

hav

e an

d ha

ve n

ot b

een

done

?

P2

-K6.

Man

agem

ent

stru

ctur

e an

d go

vern

ance

Wha

t are

the

role

s and

resp

onsib

ilitie

s of

eac

h pe

rson

/ com

mitt

ee in

the

MPA

/N m

anag

emen

t str

uctu

re?

Desc

ribe

som

e of

them

.

Wha

t are

the

skill

s, kn

owle

dge

and/

or

tale

nts r

equi

red

for p

eopl

e in

volv

ed in

M

PA/N

man

agem

ent?

Page 41: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

P2-S

2. C

apac

ity

need

s ass

essm

ents

Ho

w d

o yo

u as

sess

the

capa

citie

s of

the

MPA

/N m

anag

emen

t per

sonn

el?

Do y

ou co

nduc

t tra

inin

gs fo

r the

staf

f or

ens

ure

that

they

get

the

appr

opria

te tr

aini

ngs i

n or

der t

o im

prov

e th

eir c

apac

ities

? Na

me

trai

ning

s con

duct

ed.

P2-K

7. D

ecisi

on-

mak

ing

stru

ctur

es

and

proc

esse

s af

fect

ing

impl

emen

tatio

n

Desc

ribe

the

decis

ion-

mak

ing

proc

ess

for i

mpl

emen

ting

and

mon

itorin

g M

PA/N

act

ion

plan

s/pr

ojec

ts.

Is th

ere

a cle

ar a

nd o

pera

tiona

l m

echa

nism

for r

esol

ving

conf

licts

? If

yes,

desc

ribe

brie

fly.

P2-S

3. Le

ader

ship

an

d de

cisio

n-m

akin

g sk

ills

Can

you

cite

inst

ance

s whe

n yo

u ha

d to

mak

e de

cisio

ns a

bout

MPA

/N

impl

emen

tatio

n?

Wer

e yo

u ab

le to

mak

e yo

ur p

artn

ers

and

team

mem

bers

agr

ee w

ith y

our

decis

ion?

Ho

w d

o yo

u m

otiv

ate

the

MPA

/N

man

agem

ent b

ody

and

othe

r st

akeh

olde

rs to

sust

ain

thei

r effo

rts f

or

the

MPA

/N?

Page 42: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

FINA

NCIN

G 3.

Com

pete

ncy:

Pre

pare

fina

nce-

rela

ted

plan

s for

the

MPA

/N

Cr

iteria

Gu

ide

Ques

tions

Re

spon

se/R

emar

ks

F3

-K8.

The

ory,

bes

t pr

actic

es a

nd

stra

tegi

es fo

r de

velo

ping

su

stai

nabl

e fin

ancia

l an

d bu

sines

s pla

ns

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

sust

aina

ble

finan

cing

that

you

kn

ow o

f?

Wha

t fin

ance

- rel

ated

pla

n/s h

ave

you

prep

ared

(e.g

. ann

ual f

inan

cial p

lan,

bu

sines

s pla

n, su

stai

nabi

lity

plan

)?

Wha

t are

som

e of

the

cont

ents

of

thes

e pl

ans?

P3

-K9.

Fam

iliar

ity

with

bud

get c

ycle

an

d ob

ject

of

expe

nditu

res

Wha

t are

the

finan

cial n

eeds

of y

our

MPA

/N (e

.g. e

nfor

cem

ent t

o in

clude

lit

igat

ion

proc

ess,

M&

E, IE

C, p

hysic

al

stru

ctur

e, e

tc.)?

Are

thes

e ite

ms

inclu

ded

in th

e bu

dget

?

Are

ther

e fu

nds t

o su

fficie

ntly

supp

ort

thes

e ne

eds?

Exp

lain

you

r ans

wer

. De

scrib

e th

e ge

nera

l pro

cess

of

budg

etin

g, d

isbur

sing,

acc

ount

ing

and

audi

ting

MPA

/N re

late

d ex

pens

es.

Page 43: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

F3-K

10. E

ffect

ive

polic

ies a

nd

stra

tegi

es to

ens

ure

finan

cial a

nd lo

gist

ic su

ppor

t to

MPA

/Ns

Wha

t pol

icies

/str

ateg

ies s

houl

d be

in

plac

e to

ens

ure

that

fund

s are

pr

ovid

ed fo

r the

impl

emen

tatio

n of

th

e M

PA/N

?

Are

thes

e be

ing

impl

emen

ted

in y

our

MPA

/N?

If ye

s, cit

e w

hich

one

s.

F3

-S4.

Pre

para

tion

of

finan

ce-re

late

d pl

ans

How

do

you

asse

ss/e

stim

ate

the

finan

cial n

eeds

of t

he M

PA/N

?

How

do

you

prep

are

the

plan

/s?

Desc

ribe

brie

fly.

4.

Com

pete

ncy:

Abl

e to

mob

ilize

sust

aina

ble

fund

ing a

nd re

sour

ces f

or th

e M

PA/N

F4-K

11. O

ptio

n fo

r so

urce

s of f

unds

and

re

sour

ces t

o su

ppor

t th

e M

PA/N

Wha

t are

the

poss

ible

sour

ces o

f fu

nds/

reso

urce

s to

supp

ort t

he

prog

ram

s and

act

iviti

es o

f the

MPA

/N?

Cite

age

ncie

s/ o

rgan

izatio

ns th

at ca

n po

tent

ially

pro

vide

ass

istan

ce (e

.g.

fund

s, te

chni

cal,

equi

pmen

t, et

c.) t

o th

e M

PA/N

, inc

ludi

ng e

nfor

cem

ent

and

M&

E.

Wha

t is t

he p

roce

ss fo

r acc

essin

g th

ese

fund

s and

reso

urce

s?

Page 44: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

Can

you

desc

ribe

the

polic

ies a

nd/o

r re

quire

men

ts o

f the

se a

ssist

ing

agen

cies/

orga

niza

tions

(e.g

. M

OA/M

OU,

etc

.)?

F4-S

5. P

repa

ratio

n of

pr

ojec

t pro

posa

ls Do

you

pre

pare

pro

ject

pro

posa

ls? If

ye

s, de

scrib

e br

iefly

.

Have

you

att

ende

d an

y tr

aini

ng re

late

d to

pro

posa

l writ

ing?

If y

es, n

ame

the

trai

ning

/s.

F4-S

6. A

lloca

te,

mob

ilize

and

ou

tsou

rce

fund

s and

re

sour

ces f

or M

PA/N

How

do

you

allo

cate

and

prio

ritize

fu

nds/

reso

urce

s for

the

MPA

/N?

How

do

you

help

gen

erat

e fu

nds/

reso

urce

s for

the

MPA

/N?

5.

Com

pete

ncy:

Ens

ure

finan

cial m

anag

emen

t sys

tem

in p

lace

F5-K

12. S

tand

ards

, no

rms a

nd b

est

prac

tices

in fi

nanc

ial

man

agem

ent

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

fina

ncia

l man

agem

ent t

hat y

ou

know

of?

Wha

t is t

he p

resc

ribed

fina

ncia

l re

port

ing

that

you

follo

w?

Page 45: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

F5-S

7. F

inan

cial

man

agem

ent s

kills

Ho

w d

o yo

u en

sure

that

fina

ncia

l m

anag

emen

t (e.

g. b

udge

ting,

ac

coun

ting,

pro

cure

men

t, et

c.) i

s tim

ely

and

bein

g fo

llow

ed p

rope

rly?

Cite

som

e in

stan

ces.

How

do

you

ensu

re th

at fu

nds a

re

spen

t wise

ly a

nd e

fficie

ntly

?

F5

-S8.

Fina

ncia

l re

port

ing

How

do

you

prep

are

your

fina

ncia

l re

port

?

How

do

you

pres

ent y

our f

inan

cial

repo

rts?

Cite

exa

mpl

es.

COM

MUN

ICAT

IONS

6.

Com

pete

ncy:

Pro

mot

e aw

aren

ess,

unde

rsta

ndin

g and

supp

ort o

f and

for t

he M

PA/N

syst

em a

nd it

s val

ues

Cr

iteria

Gu

ide

Ques

tions

An

swer

C6-K

13. M

PA/N

in

form

atio

n th

at

need

s to

be

com

mun

icate

d w

ithin

and

out

side

the

man

agem

ent

body

Wha

t are

the

mos

t im

port

ant

conc

epts

/info

rmat

ion

abou

t MPA

/Ns

that

the

peop

le/c

omm

unity

shou

ld

know

abo

ut?

Why

shou

ld o

ther

peo

ple

know

abo

ut

the

MPA

/N in

you

r are

a?

C6-K

14.

Com

mun

icatio

n st

rate

gies

Wha

t are

you

r com

mun

icatio

n st

rate

gies

? Gi

ve e

xam

ples

.

Page 46: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

Is th

ere

a m

echa

nism

for t

he g

ener

al

publ

ic to

be

cons

isten

tly, e

ffect

ivel

y an

d pr

oact

ivel

y be

info

rmed

abo

ut

MPA

/N p

rogr

ams a

nd a

ctiv

ities

? If

yes,

cite

som

e ex

ampl

es.

C6-K

15. O

ptio

ns o

n pr

ovid

ing

reso

urce

s fo

r the

co

mm

unica

tions

pr

ogra

m

Wha

t are

the

sour

ces o

f fun

ds a

nd

othe

r res

ourc

es to

supp

ort t

he

com

mun

icatio

n pr

ogra

m fo

r the

M

PA/N

? Ci

te e

xam

ples

, sou

rces

, etc

.

C6

-S9.

Effe

ctiv

e co

mm

unica

tion

skill

s Ho

w d

o yo

u ha

rnes

s sup

port

for t

he

MPA

/N?

If th

ere

are

peop

le w

ho d

o no

t sup

port

th

e M

PA/N

, how

do

you

deal

and

co

mm

unica

te w

ith th

em?

Cite

ex

ampl

es.

C6-S

10. C

oord

inat

ion

skill

s Ho

w d

o yo

u en

gage

with

mem

bers

of

the

MPA

/N m

anag

emen

t bod

y? W

hy

did

you

enga

ge w

ith th

em (e

.g.

appr

oval

of t

he m

anag

emen

t pla

n,

team

bui

ldin

g, d

evel

opin

g th

e M

&E

plan

, enf

orce

men

t etc

.)?

How

do

you

enga

ge w

ith st

akeh

olde

rs

and

othe

r age

ncie

s for

the

man

agem

ent o

f the

MPA

/N?

Why

did

yo

u en

gage

with

them

(see

k fu

ndin

g su

ppor

t, de

velo

ping

the

M&

E pl

an,

prod

uctio

n of

IEC

mat

eria

ls, e

ncou

rage

pa

rtici

patio

n, jo

int e

nfor

cem

ent,

etc.

)

Page 47: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

C6-S

11. P

eopl

e sk

ills

Desc

ribe

your

wor

king

rela

tions

hip

with

1) m

embe

rs o

f the

man

agem

ent

body

and

2) s

take

hold

ers.

How

do

you

hand

le d

isagr

eem

ents

be

twee

n m

embe

rs o

f the

MPA

or

MPA

/N m

anag

emen

t bod

y?

ENFO

RCEM

ENT

7. C

ompe

tenc

y: D

irect

the

deve

lopm

ent o

f the

enf

orce

men

t pla

n fo

r the

MPA

/N

Cr

iteria

Gu

ide

Ques

tions

An

swer

E7-K

16. L

aws a

nd

regu

latio

ns re

late

d to

M

PA/N

s

Wha

t per

tinen

t nat

iona

l law

s, lo

cal

ordi

nanc

es a

nd o

ther

issu

ance

s rel

ated

to

MPA

/Ns t

hat y

ou k

now

of?

Wha

t are

the

proh

ibite

d an

d al

low

ed

activ

ities

in y

our M

PA/N

?

E7

-K17

. Key

conc

epts

an

d be

st p

ract

ices i

n M

PA/N

enf

orce

men

t

Desc

ribe

the

maj

or e

lem

ents

of t

he

enfo

rcem

ent c

hain

(i.e

. det

ectio

n,

appr

ehen

sion,

filin

g of

case

, jud

gmen

t, et

c.).

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

enf

orce

men

t tha

t you

kno

w o

f th

at o

ther

s can

lear

n fro

m y

ou?

Plea

se

cite

exam

ples

.

Page 48: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

E7

-K18

. En

forc

emen

t pl

anni

ng

Wha

t was

you

r rol

e in

the

deve

lopm

ent o

f the

enf

orce

men

t pla

n fo

r the

MPA

/N?

Desc

ribe

the

maj

or co

mpo

nent

s and

st

rate

gies

in th

e en

forc

emen

t pla

n.

E7-K

19. B

road

er

enfo

rcem

ent

plan

ning

Is th

ere

an e

nfor

cem

ent p

lan

for t

he

who

le m

unici

pal/

bay-

wid

e w

ater

s? If

ye

s, pl

ease

des

crib

e br

iefly

.

Is th

e en

forc

emen

t of t

he M

PA/N

in

corp

orat

ed in

it?

E7-S

12. A

naly

tical

sk

ills

How

do

you

know

if th

e en

forc

emen

t st

rate

gies

em

ploy

ed a

re a

ppro

pria

te

and

effe

ctiv

e?

How

do

you

adap

t or a

djus

t?

8.

Com

pete

ncy:

Ens

ure

effe

ctiv

e im

plem

enta

tion

of th

e M

PA/N

enf

orce

men

t pla

n

E8-K

20. I

mpo

rtan

ce

of e

nfor

cem

ent

activ

ities

Is th

ere

a ne

ed to

mon

itor

enfo

rcem

ent a

ctiv

ities

? Ex

plai

n yo

ur

answ

er.

Page 49: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

1

Wha

t are

the

tool

s/m

etho

ds th

at ca

n be

use

d to

mon

itor/

asse

ss

enfo

rcem

ent a

ctiv

ities

?

E8

-K21

. Cha

lleng

es to

en

forc

emen

t W

hat a

re th

e ch

alle

nges

and

bar

riers

in

enf

orce

men

t (e.

g. so

cio-c

ultu

ral,

polit

ical,

econ

omic,

etc

.)?

How

do

you

addr

ess/

reso

lve

them

?

E8

-S13

. Enf

orce

men

t st

rate

gies

Ho

w d

o yo

u en

sure

that

enf

orce

men

t ac

tiviti

es a

re e

ffect

ivel

y do

ne?

(i.e.

, re

lativ

e to

the

enfo

rcem

ent c

hain

dete

ctio

n, a

ppre

hens

ion,

filin

g of

case

, ju

dgem

ent,

etc.

).

E8

-S14

. Mak

es

corr

ect j

udge

men

t ca

lls

How

do

you

decid

e pr

oble

mat

ic ca

ses

rela

ted

to e

nfor

cem

ent?

Wha

t bas

is do

you

use

? De

scrib

e an

exa

mpl

e.

Page 50: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

2

MON

ITOR

ING

AND

EVAL

UATI

ON

9. C

ompe

tenc

y: D

evel

op a

nd im

plem

ent a

n ef

fect

ive

mon

itorin

g an

d ev

alua

tion

(M&

E) p

rogr

am a

nd fe

edba

ck sy

stem

Crite

ria

Guid

e Qu

estio

ns

Resp

onse

/Rem

arks

M9-

K22.

MPA

/ Ne

twor

k ob

ject

ives

an

d be

nefit

s

Wha

t are

the

obje

ctiv

es o

f the

M

PA/N

?

Wha

t ind

icato

r/s n

eed

to b

e m

onito

red

to d

eter

min

e if

thes

e ob

ject

ives

are

bei

ng m

et?

M9-

K23.

MPA

/N

Mon

itorin

g an

d Ev

alua

tion

(M&

E)

prog

ram

Wha

t is m

onito

ring

and

eval

uatio

n an

d w

hy is

it im

port

ant?

Does

you

r MPA

/N h

ave

a M

&E

prog

ram

? If

yes,

wha

t was

you

r in

volv

emen

t in

the

deve

lopm

ent o

f the

M

&E

prog

ram

?

M

9-K2

4.

Com

pone

nts o

f the

M

&E

prog

ram

-

Perfo

rman

ce M

&E

syst

em

- Ec

olog

ical/

biop

hysic

al M

&E

syst

em

- So

cio-e

cono

mic

M&

E sy

stem

Wha

t are

the

mai

n co

mpo

nent

s of

your

M&

E pr

ogra

m –

doe

s it i

nclu

de a

co

mpo

nent

on

perfo

rman

ce o

f m

anag

emen

t bod

y, e

colo

gica

l co

mpo

nent

, soc

io-e

cono

mic

com

pone

nt?

Wha

t are

the

obje

ctiv

es o

f eac

h co

mpo

nent

?

Page 51: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

3

M

9-K2

5. In

dica

tors

us

ed in

M&

E

- Pe

rform

ance

M&

E -

Ecol

ogica

l/ bi

ophy

sical

M&

E -

Socio

-eco

nom

ic M

&E

Wha

t are

the

indi

cato

rs th

at y

ou

mon

itor f

or e

ach

of th

e m

ain

com

pone

nts o

f you

r M&

E pr

ogra

m?

In

the

tabl

e on

the

right

, che

ck th

e in

dica

tors

that

you

use

and

spec

ify

how

ofte

n th

ey a

re m

onito

red

(ann

ual,

quar

terly

). Ac

rony

ms u

sed:

M

EAT

– M

PA M

anag

emen

t Effe

ctiv

enes

s As

sess

men

t Too

l M

ETT

– M

anag

emen

t Effe

ctiv

enes

s Tra

ckin

g To

ol

NEAT

– N

etw

ork

Effe

ctiv

enes

s Ass

essm

ent T

ool

CPUE

– C

atch

per

uni

t effo

rt

Chec

k th

e in

dica

tors

that

you

use

and

spec

ify h

ow o

ften

they

are

mon

itore

d (a

nnua

l, qu

arte

rly).

Indi

cato

rs

Chec

k if

mon

itore

d Sc

hedu

le o

f m

onito

ring

PERF

ORM

ANCE

A.

Leve

l & ra

ting

(MEA

T)

B. S

core

(MET

T)

C. Le

vel &

ratin

g (N

EAT)

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL

A. %

live

cora

l cov

er

B. F

ish b

iom

ass (

tons

/sq.

km)

C. %

seag

rass

cove

r or d

ensit

y

D.

Num

ber o

f spe

cies:

1.

Fish

2.

Sea

gras

s

3.

Man

grov

e

E. %

man

grov

e ca

nopy

cove

r

F.

Tot

al a

rea

(hec

tare

s)

1. C

oral

reef

2.

Sea

gras

s

3.

Man

grov

e

G. M

arin

e m

amm

al si

ghtin

gs &

mor

talit

ies (

spec

ies)

H.

Oth

er (p

ls. sp

ecify

):

SOCI

O-EC

ONOM

IC

A. H

ouse

hold

inco

me

B. F

ish ca

tch

(CPU

E)

C. O

ther

(pls.

spec

ify):

Page 52: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

4

M

9-S1

5. E

ffect

ivel

y co

nduc

t M&

E su

rvey

s Do

you

cond

uct M

&E

surv

eys (

i.e.

perfo

rman

ce, s

ocio

-eco

nom

ic,

ecol

ogica

l)?

Chec

k th

e on

es y

ou k

now

and

rate

yo

ur sk

ills o

n a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht.

SCAL

E:

0 –

None

1

– W

ith tr

aini

ng/ h

as a

ssist

ed a

few

tim

es

2 –

Can

perfo

rm w

ith m

inim

um

s

uper

visio

n 3

– Ca

n pe

rform

inde

pend

ently

4

– Ca

n su

perv

ise a

gro

up

Acro

nym

s use

d:

CPCE

– C

oral

poi

nt co

unt w

ith E

xcel

ext

ensio

ns

SEAT

– S

ocio

-eco

nom

ic As

sess

men

t Too

l So

cMon

– S

ocio

econ

omic

Mon

itorin

g

Rate

you

r ski

lls b

y tic

king

a b

ox u

sing

the

indi

cate

d sc

ale

(see

left

colu

mn)

.

Mon

itorin

g an

d Ev

alua

tion

skill

s 0

1 2

3 4

PERF

ORM

ANCE

A. M

EAT

B.

MET

T

C. N

EAT

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL/ B

IOPH

YSIC

AL

A.

Cor

al re

ef a

sses

smen

t & m

onito

ring

1. M

anta

tow

2

. Lin

e in

terc

ept t

rans

ect (

LIT)

3

. Pho

toqu

adra

t &CP

CE

4. F

ish v

isual

cens

us (F

VC)

5. R

eef C

heck

B. S

eagr

ass a

sses

smen

t & m

onito

ring

C.

Sea

wee

d as

sess

men

t & m

onito

ring

D.

Bea

ch fo

rest

ass

essm

ent &

mon

itorin

g

E. In

vert

ebra

te a

sses

smen

t & m

onito

ring

F.

Cet

acea

n id

entif

icatio

n/ su

rvey

G. M

arin

e tu

rtle

iden

tifica

tion/

surv

ey

H.

Sea

bird

surv

ey

I.

Othe

r (pl

s. sp

ecify

):

SOCI

O-EC

ONOM

IC

A.

SEA

T

B. S

ocM

on

C.

Oth

er (p

ls. sp

ecify

):

Page 53: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

5

Have

you

rece

ived

any

trai

ning

s on

MPA

/N M

&E?

Nam

e tr

aini

ngs

rece

ived

.

M9-

S16.

Pla

nnin

g an

d or

gani

zing

skill

s Ho

w d

id y

ou fa

cilita

te th

e de

velo

pmen

t and

impl

emen

tatio

n of

th

e M

PA/N

M&

E pr

ogra

m?

How

do

you

plan

for a

ctua

l M&

E ac

tiviti

es?

10

. Com

pete

ncy:

For

mul

ate

adap

tive

man

agem

ent s

trat

egie

s bas

ed o

n m

onito

ring a

nd e

valu

atio

n re

sults

.

M10

-K26

. Ada

ptiv

e m

anag

emen

t co

ncep

ts a

nd

impo

rtan

ce o

f fe

edba

ck

Adap

tive

man

agem

ent i

nvol

ves t

he u

se

of re

sults

from

M&

E to

mak

e ad

just

men

ts to

the

oper

atio

nal

impl

emen

tatio

n of

the

MPA

/N. C

an

you

cite

an in

stan

ce w

here

ada

ptiv

e m

anag

emen

t was

pra

ctice

d in

you

r ar

ea (e

.g. o

n CR

M o

r MPA

pro

gram

s)?

Wha

t are

the

poss

ible

feed

back

ing

mec

hani

sms f

or th

e M

PA/N

and

how

re

gula

rly is

it d

one?

Page 54: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

6

M

10-K

27.

Mon

itorin

g an

d ev

alua

tion

repo

rts

Wha

t sho

uld

be p

rese

nted

and

in

clude

d in

the

M&

E re

port

s?

M

10-S

17. A

naly

tical

sk

ills t

o fo

rmul

ate

appr

opria

te

inte

rven

tions

Can

you

cite

exam

ples

of

inte

rven

tions

/ im

prov

ed st

rate

gies

th

at y

ou im

plem

ente

d af

ter s

eein

g th

e re

sults

of t

he M

&E?

Why

wer

e th

ese

done

?

M

10-S

18. T

echn

ical

writ

ing,

effe

ctiv

e fe

edba

ck a

nd

pres

enta

tion

skill

s of

M&

E re

sults

How

do

you

give

feed

back

abo

ut th

e M

&E

resu

lts (e

.g. s

ubm

issio

n of

re

port

s, pu

blic

pres

enta

tions

, etc

.)?

Ho

w w

ould

you

rate

you

rsel

f in

term

s of

tech

nica

l writ

ing

and

pres

enta

tion

skill

s to

effe

ctiv

ely

feed

back

M&

E re

sults

? Ra

te y

our s

kills

on

a sc

ale

of 0

-4.

Rate

you

r ski

lls b

y tic

king

a b

ox. S

cale

: 0 b

eing

NON

E, 1

-POO

R, 2

-MOD

ERAT

E, 3

-GOO

D, 4

-EXC

ELLE

NT

SKILL

S 0

1 2

3 4

1. T

echn

ical w

ritin

g

2. F

eedb

acki

ng

3.

Pre

sent

atio

n sk

ills

Page 55: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

7

11. C

ompe

tenc

y: L

inki

ng M

&E

resu

lts w

ith p

erfo

rman

ce-b

ased

ince

ntiv

e/di

since

ntiv

e sy

stem

s for

MPA

/N im

plem

enta

tion

M

11-K

28.

Perfo

rman

ce-b

ased

in

cent

ive/

di

since

ntiv

e sy

stem

s

Plea

se ci

te b

est p

ract

ices o

n pe

rform

ance

-bas

ed

ince

ntiv

e/di

since

ntiv

e sy

stem

rela

ted

to M

PA/N

man

agem

ent.

Are

you

adop

ting

thes

e pr

actic

es in

you

r are

a?

W

hat a

re th

e cr

iteria

/bas

es fo

r the

pe

rform

ance

eva

luat

ion?

W

hat w

as y

our p

artic

ipat

ion

in th

e de

velo

pmen

t of t

his s

yste

m?

M

11-S

19. M

akes

co

rrec

t jud

gem

ent

calls

How

do

you

rew

ard/

puni

sh m

embe

rs

of th

e M

PA m

anag

emen

t bod

y? C

ite

inst

ance

s whe

n th

ese

wer

e gi

ven.

Page 56: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

8

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

Wor

k At

titud

es

Not a

t al

l So

me-

times

Mos

t of

the

time

All

the

time

1.

I ini

tiate

eve

nts a

nd p

rovi

de g

uida

nce

and

lead

ersh

ip to

my

team

.

2.

I a

m h

ones

t in

all m

y de

alin

gs.

3.

I am

app

roac

habl

e an

d ea

sy to

talk

with

.

4.

I a

m w

illin

g to

lear

n ne

w id

eas a

nd sk

ills.

5.

I f

acili

tate

par

ticip

atio

n an

d co

oper

atio

n am

ong

stak

ehol

ders

in th

e m

anag

emen

t of t

he M

PA/N

.

6.

I a

m d

ilige

nt a

nd h

ardw

orki

ng to

acc

ompl

ish th

e ob

ject

ives

of o

ur M

PA/N

7.

I s

triv

e to

per

form

my

dutie

s and

resp

onsib

ilitie

s to

the

best

of m

y ab

ilitie

s and

with

out a

ny v

este

d in

tere

st.

8.

I am

ope

n to

the

cont

ribut

ion

of id

eas f

rom

oth

ers i

n th

e de

velo

pmen

t of t

he m

anag

emen

t pla

n.

9.

I can

pla

n st

rate

gica

lly to

war

ds th

e ac

hiev

emen

t of a

goa

l.

10

. I a

dher

e to

the

prin

ciple

s of g

ood

gove

rnan

ce, i

.e. t

rans

pare

ncy,

acc

ount

abili

ty a

nd p

artic

ipat

ory,

etc

. in

the

deve

lopm

ent a

nd

impl

emen

tatio

n of

the

MPA

man

agem

ent p

lan.

11. I

am

reso

urce

ful a

nd ca

n he

lp ra

ise, m

obili

ze a

nd se

cure

fund

s for

the

MPA

/N

12. I

adh

ere

to th

e st

anda

rds o

f tra

nspa

renc

y an

d ac

coun

tabi

lity

in a

ll fin

ancia

l tra

nsac

tions

.

13

. I a

m m

eticu

lous

and

I al

way

s see

to it

that

the

fund

s are

spen

t wise

ly a

nd fr

ugal

ly, a

nd li

quid

ated

pro

perly

and

on

time.

14

. I a

m fa

ir in

allo

catin

g fu

nds.

15. I

cond

uct m

y fin

ancia

l and

adm

inist

rativ

e du

ties i

n a

syst

emat

ic an

d ef

ficie

nt m

anne

r.

16

. I ca

n de

term

ine

appr

opria

te m

essa

ges,

com

mun

icatio

n te

chni

ques

and

IEC

mat

eria

ls ne

eded

for v

ario

us a

udie

nces

.

17

. I h

elp

deve

lop

and

impl

emen

t law

s and

pol

icies

for t

he g

ood

of a

ll an

d no

t for

my

own

pers

onal

inte

rest

.

18

. I a

m p

ublic

serv

ice-o

rient

ed a

nd su

ppor

tive

of im

plem

entin

g en

forc

emen

t act

iviti

es a

ccor

ding

to th

e ru

le o

f law

.

19

. In

enfo

rcin

g th

e la

w, I

exe

rcise

sens

itivi

ty to

oth

er cu

lture

s, ge

nder

and

the

indi

geno

us p

eopl

e’s r

ight

s.

20. I

am

fair

and

hone

st in

enf

orcin

g th

e la

w.

21. I

wel

com

e in

ter-a

genc

y co

llabo

ratio

n w

ith o

ther

enf

orce

men

t gro

ups a

nd sh

arin

g of

idea

s and

reso

urce

s to

help

add

ress

issu

es

in o

ur w

ater

s.

22. I

pro

mot

e st

rict c

ompl

ianc

e to

the

impl

emen

tatio

n of

act

ion

plan

s (e.

g. M

&E

Plan

, Fin

ancia

l Pla

n, E

nfor

cem

ent P

lan,

etc

.)

Page 57: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

9

Wor

k At

titud

es

Not a

t al

l So

me

of th

e tim

e

Mos

t of

the

time

All

the

time

23. I

can

mak

e de

cisio

ns b

ased

on

fact

s and

val

id in

form

atio

n.

24. I

reco

gnize

effo

rts,

give

cred

it to

peo

ple

and

prov

ide

oppo

rtun

ities

for a

dvan

cem

ent a

nd p

rom

otio

n to

per

sonn

el a

nd st

aff.

25. I

hav

e fo

resig

ht, i

nitia

tive

and

have

a p

lan

for t

he fu

ture

.

26

. I a

m a

dapt

ive

and

capa

ble

of m

akin

g ap

prop

riate

chan

ges a

s nee

ded,

bas

ed o

n co

rrec

t inf

orm

atio

n.

Page 58: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

58 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

SELF-ASSESSMENT FORMSPersonnel Category C

Page 59: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PERS

ONNE

L CAT

EGOR

Y C

PLAN

NING

1.

Com

pete

ncy:

Con

trib

ute

to th

e de

velo

pmen

t, re

view

and

upd

atin

g of

the

MPA

/N m

anag

emen

t pla

n

Crite

ria

Guid

e Qu

estio

ns

Answ

er

P1

-K1.

Stat

e an

d im

port

ance

of c

oast

al

and

mar

ine

reso

urce

s

Wha

t is t

he st

ate

of m

arin

e re

sour

ces

in y

our a

rea?

Wha

t is t

he im

port

ance

of m

anag

ing

thes

e m

arin

e re

sour

ces?

P1

-K2.

MPA

/N

man

agem

ent p

lan

Wha

t was

you

r rol

e in

the

deve

lopm

ent p

roce

ss o

f you

r MPA

/N

man

agem

ent p

lan?

Wha

t are

som

e of

the

cont

ents

of t

he

MPA

/N m

anag

emen

t pla

n?

P1-K

3. A

sses

smen

t/

Iden

tifica

tion

of

risks

/thr

eats

to th

e M

PA/N

Wha

t are

the

maj

or th

reat

s add

ress

ed

by y

our M

PA/N

?

Wha

t are

the

impa

cts o

f the

se th

reat

s?

Page 60: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

2.

Com

pete

ncy:

Con

trib

ute

to th

e im

plem

enta

tion

and

mon

itorin

g of t

he M

PA/N

man

agem

ent p

lan

P2

-K4.

Impl

emen

ting

the

MPA

/N

man

agem

ent p

lan

Wha

t are

the

MPA

/N a

ctio

n pl

ans t

hat

are

bein

g im

plem

ente

d?

Ca

n yo

u m

entio

n so

me

activ

ities

in th

e pl

an th

at h

ave

and

have

not

bee

n do

ne?

P2-S

1. C

apac

ity

need

s ass

essm

ents

Ho

w d

o yo

u as

sess

the

capa

city

need

s of

the

MPA

/N te

chni

cal t

eam

?

Ha

ve th

ese

capa

city

need

s bee

n ad

dres

sed?

Nam

e tr

aini

ngs c

ondu

cted

.

P2

-S2.

Ade

pt in

m

onito

ring

and

impl

emen

tatio

n pr

oced

ures

How

do

you

cont

ribut

e to

the

impl

emen

tatio

n of

pro

gram

s and

st

rate

gies

indi

cate

d in

the

MPA

/N

man

agem

ent p

lan?

Cite

exa

mpl

es.

Page 61: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

FINA

NCIN

G 3.

Com

pete

ncy:

Ass

ist in

pre

parin

g fin

ancin

g-re

late

d pl

ans

Cr

iteria

Gu

ide

Ques

tions

An

swer

F3-K

5. T

heor

y, b

est

prac

tices

and

st

rate

gies

for

deve

lopi

ng

sust

aina

ble

finan

cial

and

busin

ess p

lans

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

sust

aina

ble

finan

cing

that

you

kn

ow o

f?

Wha

t fin

ance

-rela

ted

plan

/s (e

.g.

annu

al fi

nanc

ial p

lan,

bus

ines

s pla

n,

sust

aina

bilit

y pl

an) h

ave

you

help

ed

prep

are?

Why

is it

impo

rtan

t to

have

th

em?

F3-K

6. F

amili

arity

w

ith b

udge

t cyc

le

and

obje

ct o

f ex

pend

iture

s

Wha

t are

the

finan

cial n

eeds

of y

our

MPA

/N?

Are

thes

e ite

ms i

nclu

ded

in

the

budg

et?

Desc

ribe

the

gene

ral p

roce

ss o

f bu

dget

ing,

disb

ursin

g, a

ccou

ntin

g an

d au

ditin

g M

PA/N

rela

ted

expe

nses

.

F3

-K7.

Effe

ctiv

e po

licie

s and

st

rate

gies

to e

nsur

e fin

ancia

l and

logi

stic

supp

ort t

o M

PA/N

s

Wha

t pol

icies

/str

ateg

ies s

houl

d be

in

plac

e to

ens

ure

that

fund

s are

pr

ovid

ed fo

r the

impl

emen

tatio

n of

th

e M

PA/N

?

Are

thes

e be

ing

impl

emen

ted

in y

our

MPA

/N?

If ye

s, cit

e w

hich

one

s.

Page 62: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

F3-S

3. P

repa

ratio

n of

fin

ance

-rela

ted

plan

s W

hat i

s you

r rol

e in

the

prep

arat

ion

of

finan

ce-re

late

d pl

ans?

How

do

you

asse

ss/e

stim

ate

the

finan

cial n

eeds

of t

he M

PA/N

?

4.

Com

pete

ncy:

Adh

eres

to th

e fin

ancia

l man

agem

ent s

yste

m in

pla

ce

F4

-K8.

Sta

ndar

ds,

norm

s and

bes

t pr

actic

es in

fina

ncia

l m

anag

emen

t

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

fina

ncia

l man

agem

ent t

hat y

ou

know

of?

Wha

t is t

he p

resc

ribed

fina

ncia

l re

port

ing

that

you

follo

w?

F4-S

4. F

inan

cial

man

agem

ent a

nd

docu

men

tatio

n sk

ills

How

do

you

ensu

re th

at fi

nanc

ial

man

agem

ent (

e.g.

bud

getin

g,

acco

untin

g, p

rocu

rem

ent o

f goo

ds a

nd

serv

ices,

etc.

) is t

imel

y an

d be

ing

follo

wed

pro

perly

? Ci

te so

me

inst

ance

s.

How

do

you

ensu

re th

at fu

nds a

re

spen

t wise

ly a

nd e

fficie

ntly

?

F4

-S5.

Fin

ancia

l re

port

ing

How

do

you

prep

are

your

fina

ncia

l re

port

?

How

do

you

pres

ent y

our f

inan

cial

repo

rts?

Cite

exa

mpl

es.

Page 63: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

5.

Com

pete

ncy:

Man

age

and

mai

ntai

n as

sets

and

equ

ipm

ent

F5

-K9.

Fam

iliar

ity

with

ass

ets,

mat

eria

ls an

d eq

uipm

ent

Wha

t are

the

asse

ts, e

quip

men

t and

m

ater

ials

that

you

hav

e fo

r the

MPA

/N

and

thei

r use

s?

Do y

ou th

ink

thes

e ar

e su

fficie

nt fo

r th

e ef

fect

ive

man

agem

ent o

f the

M

PA/N

?

F5

-K10

. Pro

per

mai

nten

ance

, in

vent

ory

and

audi

ting

proc

edur

es

Wha

t are

the

appr

oved

pro

cedu

res f

or

the

inve

ntor

y an

d m

aint

enan

ce o

f eq

uipm

ent a

nd a

sset

s for

the

MPA

/N?

F5

-S6.

Inve

ntor

y an

d m

aint

enan

ce sk

ills

How

do

you

mak

e su

re th

at a

ll eq

uipm

ent a

nd m

ater

ials

for t

he

MPA

/N a

re a

ccou

nted

for a

nd a

re

wor

king

pro

perly

? De

scrib

e br

iefly

.

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

in

vent

ory

or m

aint

enan

ce o

f eq

uipm

ent?

List

trai

ning

s rec

eive

d.

Page 64: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

COM

MUN

ICAT

IONS

6.

Com

pete

ncy:

Pro

mot

e aw

aren

ess,

unde

rsta

ndin

g and

supp

ort o

f and

for t

he M

PA/N

syst

em a

nd it

s val

ues

Cr

iteria

Gu

ide

Ques

tions

An

swer

C6-K

11. M

PA/N

in

form

atio

n th

at

need

s to

be

com

mun

icate

d w

ithin

and

out

side

the

man

agem

ent

body

Wha

t are

the

mos

t im

port

ant

conc

epts

/info

rmat

ion

abou

t MPA

/Ns

that

the

peop

le/c

omm

unity

shou

ld

know

abo

ut?

Why

shou

ld o

ther

peo

ple

know

abo

ut

the

MPA

/N in

you

r are

a?

C6-K

12.

Com

mun

icatio

n st

rate

gies

Wha

t are

you

r com

mun

icatio

n st

rate

gies

? Gi

ve e

xam

ples

.

Is th

ere

a m

echa

nism

for t

he g

ener

al

publ

ic to

be

cons

isten

tly, e

ffect

ivel

y an

d pr

oact

ivel

y in

form

ed a

bout

M

PA/N

pro

gram

s and

act

iviti

es?

If ye

s, cit

e so

me

exam

ples

.

C6

-S7.

Mes

sage

and

m

ater

ials

deve

lopm

ent

How

do

you

deve

lop

mes

sage

s for

yo

ur M

PA/N

’s IE

C m

ater

ials

(e.g

. tr

ansla

tion,

cont

ent)?

How

do

you

deve

lop,

des

ign

and

prod

uce

the

mat

eria

ls to

be

used

in co

mm

unica

tion

activ

ities

for t

he M

PA/N

?

Page 65: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

Have

you

att

ende

d tr

aini

ng/s

rela

ted

to IE

C m

essa

ge d

evel

opm

ent?

If y

es,

nam

e th

e tr

aini

ngs.

C6-S

8. E

ffect

ive

com

mun

icatio

n sk

ills

How

do

you

com

mun

icate

with

the

mem

bers

of t

he M

PA/N

man

agem

ent

body

so th

at y

our i

deas

for t

he M

PA/N

pl

an (d

evel

opm

ent,

upda

ting)

and

its

impl

emen

tatio

n w

ill b

e co

nsid

ered

/inclu

ded?

How

do

you

com

mun

icate

with

the

stak

ehol

ders

to p

rom

ote

thei

r aw

aren

ess a

nd su

ppor

t tow

ards

the

MPA

/N?

C6

-S9.

Coo

rdin

atio

n sk

ills

How

do

you

enga

ge w

ith m

embe

rs o

f th

e M

PA/N

man

agem

ent b

ody?

Why

di

d yo

u en

gage

with

them

(e.g

. ap

prov

al o

f the

man

agem

ent p

lan,

te

am b

uild

ing,

dev

elop

ing

the

M&

E pl

an, e

nfor

cem

ent e

tc.)?

How

do

you

enga

ge w

ith st

akeh

olde

rs

and

othe

r age

ncie

s for

the

man

agem

ent o

f the

MPA

/N?

Why

did

yo

u en

gage

with

them

(see

k fu

ndin

g su

ppor

t, de

velo

ping

the

M&

E pl

an,

prod

uctio

n of

IEC

mat

eria

ls, e

ncou

rage

pa

rtici

patio

n, jo

int e

nfor

cem

ent,

etc.

)?

Page 66: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

C6-S

10. P

eopl

e sk

ills

Desc

ribe

your

wor

king

rela

tions

hip

with

, (1)

mem

bers

of t

he m

anag

emen

t bo

dy a

nd (2

) sta

keho

lder

s.

How

do

you

hand

le d

isagr

eem

ents

be

twee

n m

embe

rs o

f the

MPA

or

MPA

/N m

anag

emen

t bod

y?

ENFO

RCEM

ENT

7. C

ompe

tenc

y: E

nsur

e pr

even

tion

and

dete

ctio

n of

ille

gal a

ctiv

ities

Crite

ria

Guid

e Qu

estio

ns

Answ

er

E7

-K13

. Law

s rel

ated

to

MPA

/Ns

Wha

t per

tinen

t nat

iona

l law

s, lo

cal

ordi

nanc

es a

nd o

ther

issu

ance

s rel

ated

to

MPA

/Ns t

hat y

ou k

now

of?

Wha

t are

the

proh

ibite

d an

d al

low

ed

activ

ities

in y

our M

PA/N

?

E7

-K14

. Enf

orce

men

t pl

anni

ng

Wha

t was

you

r rol

e in

the

deve

lopm

ent o

f the

enf

orce

men

t pla

n fo

r the

MPA

/N?

Page 67: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

Desc

ribe

the

maj

or co

mpo

nent

s and

st

rate

gies

in th

e en

forc

emen

t pla

n.

E7-K

15. C

halle

nges

to

enfo

rcem

ent

Wha

t are

the

chal

leng

es a

nd b

arrie

rs

in e

nfor

cem

ent (

e.g.

socio

-cul

tura

l, po

litica

l, ec

onom

ic, e

tc.)?

Ho

w d

o yo

u ad

dres

s/re

solv

e th

em?

E7-S

11. A

naly

tical

sk

ills

How

do

you

know

if th

e en

forc

emen

t st

rate

gies

em

ploy

ed a

re a

ppro

pria

te

and

effe

ctiv

e?

How

do

you

adap

t or a

djus

t?

E7-S

12. E

nfor

cem

ent

skill

s rel

ated

to

prev

entio

n an

d de

tect

ion

How

do

you

prev

ent a

nd d

etec

t ille

gal

activ

ities

? Ci

te e

xam

ples

.

Page 68: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

th

e pr

even

tion

and

dete

ctio

n of

ille

gal

activ

ities

? Na

me

the

trai

ning

s.

8. C

ompe

tenc

y: E

nsur

e ef

fect

ive

and

prop

er a

ppre

hens

ion

of su

spec

ts a

nd vi

olat

ors

E8

-K16

. Det

aile

d kn

owle

dge

on

pena

lties

and

fine

s ac

cord

ing

to la

ws a

nd

ordi

nanc

es

Wha

t are

the

fines

and

pen

altie

s of

proh

ibite

d ac

tiviti

es in

you

r MPA

/N a

s in

dica

ted

in e

xistin

g la

ws a

nd

ordi

nanc

es?

E8

-K17

. Pro

per

appr

ehen

sion

proc

edur

es

Desc

ribe

the

gene

ral a

ppre

hens

ion

proc

edur

es fo

r vio

lato

rs in

you

r M

PA/N

. Is t

his c

lear

ly st

ated

in th

e en

forc

emen

t pla

n?

Wha

t is y

our r

ole

in th

e ap

preh

ensio

n st

age

of M

PA/N

enf

orce

men

t?

E8-S

13. E

nfor

cem

ent

skill

s rel

ated

to

appr

ehen

sion

Wha

t are

the

step

s tha

t you

follo

w

whe

n yo

u ap

preh

end

som

eone

?

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

th

e ap

preh

ensio

n of

susp

ecte

d vi

olat

ors?

Nam

e th

e tr

aini

ngs.

Page 69: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

1

9. C

ompe

tenc

y: D

ocum

enta

tion

and

feed

back

of e

nfor

cem

ent a

ctiv

ities

E9-K

18. B

asic

docu

men

tatio

n fo

r en

forc

emen

t pr

oced

ures

Wha

t is t

he p

roce

ss o

f doc

umen

tatio

n of

enf

orce

men

t act

iviti

es?

W

hat a

re th

e do

cum

enta

tion

requ

irem

ents

nee

ded

in

appr

ehen

sion?

E9

-K19

. Det

ails

of

lega

l pro

cess

es

Desc

ribe

the

proc

ess f

or fi

ling

case

s ag

ains

t app

rehe

nded

vio

lato

rs, i

.e.

filin

g th

e po

lice

repo

rt o

r blo

tter

; Co

urt p

roce

dure

s?

MON

ITOR

ING

AND

EVAL

UATI

ON

10. C

ompe

tenc

y: C

ondu

ct o

f mon

itorin

g an

d ev

alua

tion

(M&

E)

Cr

iteria

Gu

ide

Ques

tions

An

swer

M10

-K20

. M

PA/

Netw

ork

obje

ctiv

es

Wha

t are

the

obje

ctiv

es o

f the

M

PA/N

?

Wha

t ind

icato

r/s n

eed

to b

e m

onito

red

to d

eter

min

e if

thes

e ob

ject

ives

are

bei

ng m

et?

Page 70: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

2

M

10-K

21. M

PA/N

M

onito

ring

and

Eval

uatio

n (M

&E)

pr

ogra

m

Wha

t is m

onito

ring

and

eval

uatio

n an

d w

hy is

it im

port

ant?

Does

you

r MPA

/N h

ave

a M

&E

prog

ram

? If

yes,

wha

t was

you

r in

volv

emen

t in

the

deve

lopm

ent o

f the

M

&E

prog

ram

?

M

10-K

22.

Com

pone

nts o

f the

M

&E

prog

ram

-

Perfo

rman

ce

M&

E sy

stem

-

Ecol

ogica

l/ bi

ophy

sical

M&

E sy

stem

-

Socio

-eco

nom

ic M

&E

syst

em

Wha

t are

the

mai

n co

mpo

nent

s of

your

M&

E pr

ogra

m?

Wha

t are

the

obje

ctiv

es o

f eac

h co

mpo

nent

?

Page 71: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

3

M

10-K

23. I

ndica

tors

us

ed in

M&

E

- Pe

rform

ance

M

&E

- Ec

olog

ical/

biop

hysic

al M

&E

- So

cio-e

cono

mic

M&

E

Wha

t are

the

indi

cato

rs th

at y

ou

mon

itor f

or e

ach

of th

e m

ain

com

pone

nts o

f you

r M&

E pr

ogra

m?

In

the

tabl

e on

the

right

, che

ck th

e in

dica

tors

that

you

use

and

spec

ify

how

ofte

n th

ey a

re m

onito

red

(ann

ual,

quar

terly

). Ac

rony

ms u

sed:

M

EAT

– M

PA M

anag

emen

t Effe

ctiv

enes

s As

sess

men

t Too

l M

ETT

– M

anag

emen

t Effe

ctiv

enes

s Tra

ckin

g To

ol

NEAT

– N

etw

ork

Effe

ctiv

enes

s Ass

essm

ent T

ool

CPUE

– C

atch

per

uni

t effo

rt

Chec

k th

e in

dica

tors

that

you

use

and

spec

ify h

ow o

ften

they

are

mon

itore

d (a

nnua

l, qu

arte

rly).

Indi

cato

rs

Chec

k if

mon

itore

d Sc

hedu

le o

f m

onito

ring

PERF

ORM

ANCE

A.

Leve

l & ra

ting

(MEA

T)

B. S

core

(MET

T)

C. Le

vel &

ratin

g (N

EAT)

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL

A. %

live

cora

l cov

er

B. F

ish b

iom

ass (

tons

/sqk

m)

C. %

seag

rass

cove

r or d

ensit

y

D.

Num

ber o

f spe

cies:

1.

Fish

2.

Sea

gras

s

3.

Man

grov

e

E. %

man

grov

e ca

nopy

cove

r

F.

Tot

al a

rea

(hec

tare

s)

1. C

oral

reef

2.

Sea

gras

s

3.

Man

grov

e

G. M

arin

e m

amm

al si

ghtin

gs &

mor

talit

ies (

spec

ies)

H.

Oth

er (p

ls. sp

ecify

):

SOCI

O-EC

ONOM

IC

A. H

ouse

hold

inco

me

B. F

ish ca

tch

(CPU

E or

kg/

trip

)

C.

Oth

er (p

ls. sp

ecify

):

Page 72: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

4

M

10-S

14. E

ffect

ivel

y co

nduc

t M&

E su

rvey

s Do

you

cond

uct M

&E

surv

eys (

i.e.

perfo

rman

ce, s

ocio

-eco

nom

ic,

ecol

ogica

l)?

Chec

k th

e on

es y

ou k

now

and

rate

yo

ur sk

ills o

n a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht. U

se sc

ale

belo

w.

SCAL

E:

0 –

None

1

– W

ith tr

aini

ng/ h

as a

ssist

ed a

few

tim

es

2 –

Can

perfo

rm w

ith m

inim

um

s

uper

visio

n 3

– Ca

n pe

rform

inde

pend

ently

4

– Ca

n su

perv

ise a

gro

up

Acro

nym

s use

d:

CPCE

– C

oral

poi

nt co

unt w

ith E

xcel

ext

ensio

ns

SEAT

– S

ocio

-eco

nom

ic As

sess

men

t Too

l So

cMon

– S

ocio

econ

omic

Mon

itorin

g

Rate

you

r ski

lls b

y tic

king

a b

ox u

sing

the

indi

cate

d sc

ale

(see

left

colu

mn)

.

Mon

itorin

g an

d Ev

alua

tion

skill

s 0

1 2

3 4

PERF

ORM

ANCE

A. M

EAT

B.

MET

T

C. N

EAT

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL/ B

IOPH

YSIC

AL

A.

Cor

al re

ef a

sses

smen

t & m

onito

ring

1. M

anta

tow

2

. Lin

e in

terc

ept t

rans

ect (

LIT)

3

. Pho

toqu

adra

t & C

PCE

4. F

ish v

isual

cens

us (F

VC)

5. R

eef C

heck

B. S

eagr

ass a

sses

smen

t & m

onito

ring

C.

Sea

wee

d as

sess

men

t & m

onito

ring

D.

Bea

ch fo

rest

ass

essm

ent &

mon

itorin

g

E. In

vert

ebra

te a

sses

smen

t & m

onito

ring

F.

Cet

acea

n id

entif

icatio

n/ su

rvey

G. M

arin

e tu

rtle

iden

tifica

tion/

surv

ey

H.

Sea

bird

surv

ey

I.

Othe

r (pl

s. sp

ecify

):

SOCI

O-EC

ONOM

IC

A.

SEA

T

B. S

ocM

on

C.

Oth

er (p

ls. sp

ecify

):

Page 73: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

5

Have

you

rece

ived

any

trai

ning

s on

MPA

/N M

&E?

List

trai

ning

s rec

eive

d.

11. C

ompe

tenc

y: P

repa

ratio

n of

repo

rts b

ased

on

mon

itorin

g an

d ev

alua

tion

resu

lts a

nd fe

edba

ck a

ctiv

ities

M11

-K24

. Mon

itorin

g an

d ev

alua

tion

resu

lts

Why

is it

impo

rtan

t to

repo

rt M

&E

resu

lts?

Wha

t sho

uld

be p

rese

nted

and

in

clude

d in

the

M&

E re

port

s?

Page 74: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

6

M

11-S

15. D

ata

cons

olid

atio

n,

anal

ysis

and

inte

rpre

tatio

n (in

cludi

ng co

nfid

ence

le

vel),

tech

nica

l w

ritin

g, e

ffect

ive

feed

back

and

pr

esen

tatio

n sk

ills o

f M

&E

resu

lts

How

do

you

cons

olid

ate

and

anal

yse

data

?

Chec

k th

e on

es y

ou k

now

and

rate

yo

ur sk

ills o

n a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht.

How

wou

ld y

ou ra

te y

our l

evel

of

conf

iden

ce in

dat

a an

alys

is an

d in

terp

reta

tion

(enc

ircle

you

r ans

wer

on

the

right

)?

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls o

n a

scal

e of

0-4

.

SCAL

E: 0

– N

one,

1 –

With

trai

ning

/ has

ass

isted

a fe

w ti

mes

, 2 –

Can

per

form

with

min

imum

supe

rvisi

on, 3

– C

an p

erfo

rm

inde

pend

ently

, 4 –

Can

supe

rvise

/ tea

ch o

ther

s

Le

vel o

f con

fiden

ce in

dat

a an

alys

is &

inte

rpre

tatio

n (e

ncirc

le y

our a

nsw

er):

NO

NE

LO

W

FA

IRLY

CON

FIDE

NT

VERY

CON

FIDE

NT

SKILL

S 0

1 2

3 4

1. B

asic

Exce

l

2. S

PSS

3.

R S

tudi

o

4. Li

st o

ther

tool

s you

kno

w a

nd u

se:

5. T

echn

ical w

ritin

g

6. F

eedb

acki

ng

7.

Pre

sent

atio

n sk

ills

Have

you

rece

ived

any

trai

ning

s on

data

cons

olid

atio

n an

d an

alys

is? If

yes

, lis

t tra

inin

gs re

ceiv

ed.

How

do

you

give

feed

back

abo

ut th

e M

&E

resu

lts (e

.g. s

ubm

issio

n of

re

port

s, pu

blic

pres

enta

tions

, etc

.)?

Page 75: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

7

M

11-S

16. A

naly

tical

sk

ills t

o fo

rmul

ate

appr

opria

te

inte

rven

tions

Can

you

cite

exam

ples

of

inte

rven

tions

/ im

prov

ed st

rate

gies

th

at y

ou im

plem

ente

d af

ter s

eein

g th

e re

sults

of t

he M

&E?

Why

wer

e th

ese

done

?

12. C

ompe

tenc

y: E

ffect

ivel

y m

anag

e da

ta fo

r eas

y an

d tim

ely

acce

ss

M

12-K

25.

mec

hani

sm/ s

yste

m

of d

ata

man

agem

ent

Desc

ribe

your

dat

a m

anag

emen

t sy

stem

/mec

hani

sm.

Wha

t are

the

reso

urce

s nee

ded

to

have

a g

ood

data

man

agem

ent

syst

em?

M12

-S17

. Or

gani

zatio

n an

d st

orag

e

How

do

you

mak

e su

re th

at d

ata/

do

cum

ents

are

wel

l-kep

t and

pro

perly

co

mpi

led?

Giv

e ex

ampl

es o

f dat

a an

d re

port

s tha

t you

hav

e pr

epar

ed –

ac

tual

obs

erva

tion

of d

ocum

ents

, re

port

s, co

mpu

ter d

atab

ase,

etc

.

Can

data

and

repo

rts b

e ea

sily

acce

ssed

(i.e

. can

dat

a an

d re

port

s fro

m 2

010

and

2015

still

be

retr

ieve

d)?

Page 76: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

8

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

Wor

k At

titud

es

Ratin

g (SC

ORE)

No

t at

all

Som

e-tim

es

Mos

t of

the

time

All t

he

time

1.

I am

hon

est i

n al

l my

deal

ings

.

2.

I am

app

roac

habl

e an

d ea

sy to

talk

with

.

3.

I am

will

ing

to le

arn

new

idea

s and

skill

s.

4.

I enc

oura

ge th

e pa

rtici

patio

n an

d co

oper

atio

n of

all

stak

ehol

ders

in th

e m

anag

emen

t of t

he M

PA/N

.

5.

I am

dili

gent

and

har

dwor

king

to a

ccom

plish

the

obje

ctiv

es o

f our

MPA

/N.

6.

I s

triv

e to

per

form

my

dutie

s and

resp

onsib

ilitie

s to

the

best

of m

y ab

ilitie

s and

with

out a

ny v

este

d in

tere

st.

7.

I am

gui

ded

by th

e pr

incip

les o

f goo

d go

vern

ance

, i.e

. tra

nspa

renc

y, a

ccou

ntab

ility

and

par

ticip

ator

y, e

tc. i

n th

e de

velo

pmen

t and

impl

emen

tatio

n of

MPA

man

agem

ent p

lan.

8.

I f

ind

way

s to

help

raise

fund

s for

the

MPA

/N.

9.

I a

m m

eticu

lous

and

alw

ays p

ay a

tten

tion

to fi

nanc

ial d

etai

ls (e

.g. b

udge

t, fin

ancia

l tra

nsac

tions

, etc

.).

10

. I ca

n di

spen

se m

y fin

ancia

l and

adm

inist

rativ

e du

ties i

n a

syst

emat

ic an

d ef

ficie

nt m

anne

r.

11. I

adh

ere

to th

e st

anda

rds o

f tra

nspa

renc

y an

d ac

coun

tabi

lity

in a

ll fin

ancia

l tra

nsac

tions

.

12. I

alw

ays s

ee to

it th

at fu

nds a

nd re

sour

ces a

re sp

ent w

isely

and

not

in a

n ex

trav

agan

t way

.

13

. I a

m cr

eativ

e an

d re

sour

cefu

l in

dete

rmin

ing

appr

opria

te IE

C m

edia

and

mat

eria

l.

14. I

can

dete

rmin

e ap

prop

riate

mes

sage

s and

com

mun

icatio

n m

ater

ials

for d

iffer

ent a

udie

nces

.

15. I

am

fair

and

hone

st in

enf

orcin

g th

e la

w.

16

. I a

m co

urag

eous

and

min

dful

of t

he la

w w

hen

cond

uctin

g en

forc

emen

t act

iviti

es.

17

. I a

m a

lway

s res

pect

ful o

f peo

ple

and

thei

r rig

hts,

in th

e pe

rform

ance

of m

y du

ties o

n en

forc

emen

t.

18. I

am

a te

am p

laye

r and

can

wor

k in

colla

bora

tion

with

oth

ers.

19. I

am

ada

ptiv

e an

d ca

pabl

e of

mak

ing

appr

opria

te ch

ange

s as n

eede

d, b

ased

on

corr

ect i

nfor

mat

ion.

20. I

can

mak

e in

terv

entio

ns a

ccor

ding

to th

e re

sults

of t

he M

&E

in a

n ho

nest

and

fair

way

.

21. I

cons

isten

tly fo

llow

the

stan

dard

pro

cedu

res a

nd sc

hedu

les i

n co

nduc

ting

M&

E.

22

. I a

m o

rgan

ized

and

have

a sy

stem

in k

eepi

ng M

&E

data

and

repo

rts r

eadi

ly a

cces

sible

.

23. I

can

mak

e co

rrec

t jud

gmen

ts a

nd d

ecisi

ons b

ased

on

fact

s and

ava

ilabl

e da

ta.

Page 77: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 77

SELF-ASSESSMENT FORMSPersonnel Category D

Page 78: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PERS

ONNE

L CAT

EGOR

Y D

PLAN

NING

1.

Com

pete

ncy:

Con

trib

ute

to th

e de

velo

pmen

t of t

he M

PA/N

man

agem

ent p

lan

Cr

iteria

Gu

ide

Ques

tions

An

swer

P1-K

1. S

tate

and

im

port

ance

of c

oast

al

and

mar

ine

reso

urce

s

Wha

t is t

he st

ate

of m

arin

e re

sour

ces

in y

our a

rea?

Wha

t is t

he im

port

ance

of m

anag

ing

thes

e m

arin

e re

sour

ces?

P1

-K2.

MPA

/N

man

agem

ent p

lan

Wha

t was

you

r con

trib

utio

n to

the

deve

lopm

ent o

f the

MPA

/N

man

agem

ent p

lan?

Wha

t are

som

e of

the

cont

ents

of t

he

MPA

/N m

anag

emen

t pla

n?

P1-K

3. A

sses

smen

t/

Iden

tifica

tion

of

risks

/thr

eats

to th

e M

PA/N

Wha

t are

the

maj

or th

reat

s add

ress

ed

by y

our M

PA/N

?

Wha

t are

the

impa

cts o

f the

se th

reat

s?

Page 79: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

2.

Com

pete

ncy:

Con

trib

ute

to th

e im

plem

enta

tion

and

mon

itorin

g of t

he M

PA/N

man

agem

ent p

lan

P2

-K4.

Impl

emen

ting

the

MPA

/N

man

agem

ent p

lan

Wha

t are

the

MPA

/N a

ctio

n pl

ans t

hat

are

bein

g im

plem

ente

d?

Can

you

men

tion

som

e ac

tiviti

es in

the

plan

that

hav

e an

d ha

ve n

ot b

een

done

?

P2

-S1.

Ade

pt in

m

onito

ring

and

impl

emen

tatio

n pr

oced

ures

How

do

you

cont

ribut

e to

the

impl

emen

tatio

n of

pro

gram

s and

st

rate

gies

indi

cate

d in

the

MPA

/N

man

agem

ent p

lan?

Cite

exa

mpl

es.

P2

-S2.

Mon

itorin

g th

reat

s to

the

MPA

/N

How

do

you

mon

itor t

he th

reat

s to

MPA

/N?

Page 80: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

FINA

NCIN

G 3.

Com

pete

ncy:

Bas

ic fil

ing,

inve

ntor

y an

d m

aint

enan

ce o

f fin

ancia

l tra

nsac

tions

and

ass

ets

Cr

iteria

Gu

ide

Ques

tions

An

swer

F3-K

5. B

asic

proc

edur

es fo

r fin

ancia

l m

anag

emen

t

Wha

t are

the

pres

crib

ed p

roce

dure

s fo

llow

ed in

you

r offi

ce re

late

d to

fin

ancia

l man

agem

ent (

e.g.

bo

okke

epin

g, a

ccou

ntin

g, in

vent

ory,

au

ditin

g, e

tc.)?

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

fin

ancia

l man

agem

ent?

If y

es, n

ame

the

trai

ning

s.

F3

-S3.

Bas

ic do

cum

enta

tion

&

book

keep

ing

skill

s

How

do

you

help

in d

ocum

entin

g fin

ancia

l tra

nsac

tions

and

bo

okke

epin

g?

F3

-K6.

Fam

iliar

ity

with

ass

ets,

mat

eria

ls an

d eq

uipm

ent

Wha

t are

the

asse

ts, e

quip

men

t and

m

ater

ials

that

you

hav

e fo

r the

M

PA/N

?

Do y

ou th

ink

thes

e m

ater

ials

and

equi

pmen

t are

suffi

cient

for t

he

effe

ctiv

e m

anag

emen

t of t

he M

PA/N

?

Page 81: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

F3-S

4. B

asic

inve

ntor

y an

d m

aint

enan

ce sk

ills

How

do

you

mak

e su

re th

at a

ll eq

uipm

ent a

nd m

ater

ials

for t

he

MPA

/N a

re a

ccou

nted

for a

nd a

re

wor

king

pro

perly

? De

scrib

e br

iefly

.

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

in

vent

ory

or m

aint

enan

ce o

f eq

uipm

ent?

List

trai

ning

s rec

eive

d.

COM

MUN

ICAT

IONS

4.

Com

pete

ncy:

Hel

p pr

omot

e aw

aren

ess,

unde

rsta

ndin

g an

d su

ppor

t of a

nd fo

r the

MPA

/N sy

stem

and

its v

alue

s

Crite

ria

Guid

e Qu

estio

ns

Answ

er

C4

-K7.

MPA

/N

info

rmat

ion

that

ne

eds t

o be

co

mm

unica

ted

with

in a

nd o

utsid

e th

e m

anag

emen

t bo

dy

Wha

t are

the

mos

t im

port

ant

conc

epts

/info

rmat

ion

abou

t MPA

/Ns

that

the

peop

le/c

omm

unity

shou

ld

know

abo

ut?

Why

shou

ld o

ther

peo

ple

know

abo

ut

the

MPA

/N in

you

r are

a?

C4-S

5. E

ffect

ive

com

mun

icatio

n sk

ills

How

do

you

com

mun

icate

with

the

mem

bers

of t

he M

PA/N

man

agem

ent

body

so th

at y

our i

deas

for t

he M

PA/N

pl

an (d

evel

opm

ent,

upda

ting)

and

its

impl

emen

tatio

n w

ill b

e co

nsid

ered

/inclu

ded?

Page 82: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

How

do

you

com

mun

icate

with

oth

er

stak

ehol

ders

to p

rom

ote

thei

r aw

aren

ess a

nd su

ppor

t tow

ards

the

MPA

/N?

C4

-S6.

Coo

rdin

atio

n sk

ills

How

do

you

enga

ge w

ith m

embe

rs o

f th

e M

PA/N

man

agem

ent b

ody?

Why

di

d yo

u en

gage

with

them

(e.g

. ap

prov

al o

f the

man

agem

ent p

lan,

te

am b

uild

ing,

dev

elop

ing

the

M&

E pl

an, e

nfor

cem

ent,

feed

back

act

iviti

es

etc.

)?

How

do

you

enga

ge w

ith st

akeh

olde

rs

and

othe

r age

ncie

s for

the

man

agem

ent o

f the

MPA

/N?

Why

did

yo

u en

gage

with

them

(e.g

. fee

dbac

k ac

tiviti

es, c

onsu

ltatio

n, e

nfor

cem

ent

etc.

)?

C4-S

7. P

eopl

e sk

ills

Desc

ribe

your

wor

king

rela

tions

hip

with

1) m

embe

rs o

f the

man

agem

ent

body

and

2) s

take

hold

ers.

How

do

you

hand

le d

isagr

eem

ents

be

twee

n m

embe

rs o

f the

MPA

or

MPA

/N m

anag

emen

t bod

y?

Page 83: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

ENFO

RCEM

ENT

5. C

ompe

tenc

y: P

reve

ntio

n an

d de

tect

ion

of il

lega

l act

iviti

es

Cr

iteria

Gu

ide

Ques

tions

An

swer

E5-K

8. La

ws r

elat

ed

to M

PA/N

s W

hat p

ertin

ent n

atio

nal l

aws,

loca

l or

dina

nces

and

oth

er is

suan

ces r

elat

ed

to M

PA/N

s tha

t you

kno

w o

f?

Wha

t are

the

proh

ibite

d an

d al

low

ed

activ

ities

in y

our M

PA/N

?

E5

-K9.

Enf

orce

men

t st

rate

gies

De

scrib

e m

ajor

stra

tegi

es re

late

d to

pr

even

tion

and

dete

ctio

n be

ing

impl

emen

ted

in th

e M

PA/N

.

Wha

t is y

our r

ole

in th

e pr

even

tion

and

dete

ctio

n st

ages

of M

PA/N

en

forc

emen

t?

E5-S

8. E

nfor

cem

ent

skill

s Ho

w d

o yo

u pr

even

t and

det

ect i

llega

l ac

tiviti

es?

Cite

exa

mpl

es.

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

th

e pr

even

tion

and

dete

ctio

n of

ille

gal

activ

ities

? Na

me

the

trai

ning

s.

Page 84: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

6.

Com

pete

ncy:

Ens

ure

effe

ctiv

e an

d pr

oper

app

rehe

nsio

n of

susp

ects

and

viol

ator

s

E6-K

10. D

etai

led

know

ledg

e on

pe

nalti

es a

nd fi

nes

acco

rdin

g to

law

s and

or

dina

nces

Wha

t are

the

fines

and

pen

altie

s of

proh

ibite

d ac

tiviti

es in

you

r MPA

/N a

s in

dica

ted

in e

xistin

g la

ws a

nd

ordi

nanc

es?

E6

-K11

. Pro

per

appr

ehen

sion

proc

edur

es

Desc

ribe

the

gene

ral a

ppre

hens

ion

proc

edur

es fo

r vio

lato

rs in

you

r M

PA/N

.

Wha

t is y

our r

ole

in th

e ap

preh

ensio

n st

age

of M

PA/N

enf

orce

men

t?

E6-K

12. R

ight

s of

deta

inee

s, su

spec

ts

and

witn

esse

s

Wha

t are

the

right

s of d

etai

nees

, su

spec

ts, a

nd w

itnes

ses?

Page 85: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

E6-S

9. E

nfor

cem

ent

skill

s Ho

w d

o yo

u en

sure

that

you

follo

w

prop

er a

ppre

hens

ion

proc

edur

es?

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

th

e ap

preh

ensio

n of

susp

ecte

d vi

olat

ors?

List

enf

orce

men

t-rel

ated

tr

aini

ngs a

tten

ded.

7. C

ompe

tenc

y: D

ocum

enta

tion

and

feed

back

of e

nfor

cem

ent a

ctiv

ities

E7-K

13. B

asic

docu

men

tatio

n fo

r en

forc

emen

t pr

oced

ures

Wha

t is t

he p

roce

ss o

f doc

umen

tatio

n of

enf

orce

men

t act

iviti

es?

Wha

t are

the

docu

men

tatio

n re

quire

men

ts n

eede

d in

ap

preh

ensio

n?

E7-K

14. D

etai

ls of

le

gal p

roce

sses

De

scrib

e th

e pr

oces

s for

filin

g ca

ses

agai

nst a

ppre

hend

ed v

iola

tors

, i.e

. fil

ing

the

polic

e re

port

or b

lott

er;

Cour

t pro

cedu

res?

Page 86: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

MON

ITOR

ING

AND

EVAL

UATI

ON

8. C

ompe

tenc

y: C

ondu

ct o

f mon

itorin

g an

d ev

alua

tion

(M&

E)

Cr

iteria

Gu

ide

Ques

tions

An

swer

M8-

K15.

MPA

/ Ne

twor

k ob

ject

ives

W

hat a

re th

e ob

ject

ives

of t

he

MPA

/N?

Wha

t ind

icato

r/s n

eed

to b

e m

onito

red

to d

eter

min

e if

thes

e ob

ject

ives

are

bei

ng m

et?

M8-

K16.

MPA

/N

Mon

itorin

g an

d Ev

alua

tion

(M&

E)

prog

ram

Wha

t is m

onito

ring

and

eval

uatio

n an

d w

hy is

it im

port

ant?

Does

you

r MPA

/N h

ave

a M

&E

prog

ram

? If

yes

, wha

t was

you

r in

volv

emen

t in

the

impl

emen

tatio

n of

th

e M

&E

prog

ram

?

M

8-K1

7.

Com

pone

nts o

f the

M

&E

prog

ram

-

Perfo

rman

ce

M&

E sy

stem

-

Ecol

ogica

l/ bi

ophy

sical

M

&E

syst

em

- So

cio-e

cono

mic

M&

E sy

stem

Wha

t are

the

mai

n co

mpo

nent

s of

your

M&

E pr

ogra

m –

doe

s it i

nclu

de a

co

mpo

nent

on

perfo

rman

ce o

f m

anag

emen

t bod

y, e

colo

gica

l co

mpo

nent

, soc

io-e

cono

mic

com

pone

nt?

Wha

t are

the

obje

ctiv

es o

f eac

h co

mpo

nent

?

Page 87: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

M

8-K1

8. In

dica

tors

us

ed in

M&

E

- Pe

rform

ance

M&

E -

Ecol

ogica

l/ bi

ophy

sical

M&

E -

Socio

-eco

nom

ic M

&E

Wha

t are

the

indi

cato

rs th

at y

ou

mon

itor f

or e

ach

of th

e m

ain

com

pone

nts o

f you

r M&

E pr

ogra

m?

In

the

tabl

e on

the

right

, che

ck th

e in

dica

tors

that

you

use

and

spec

ify

how

ofte

n th

ey a

re m

onito

red

(ann

ual,

quar

terly

). Ac

rony

ms u

sed:

M

EAT

– M

PA M

anag

emen

t Effe

ctiv

enes

s As

sess

men

t Too

l M

ETT

– M

anag

emen

t Effe

ctiv

enes

s Tra

ckin

g To

ol

NEAT

– N

etw

ork

Effe

ctiv

enes

s Ass

essm

ent T

ool

CPUE

– C

atch

per

uni

t effo

rt

Chec

k th

e in

dica

tors

that

you

use

and

spec

ify h

ow o

ften

they

are

mon

itore

d (a

nnua

l, qu

arte

rly).

Indi

cato

rs

Chec

k if

mon

itore

d Sc

hedu

le o

f m

onito

ring

PERF

ORM

ANCE

A.

Leve

l & ra

ting

(MEA

T)

B. S

core

(MET

T)

C. Le

vel &

ratin

g (N

EAT)

D.

Oth

er:

ECOL

OGIC

AL

A. %

live

cora

l cov

er

B. F

ish b

iom

ass (

tons

/sq.

km)

C. %

seag

rass

cove

r or d

ensit

y

D.

Num

ber o

f spe

cies:

1.

Fish

2.

Sea

gras

s

3.

Man

grov

e

E. %

man

grov

e ca

nopy

cove

r

F.

Tot

al a

rea

(hec

tare

s)

1. C

oral

reef

2.

Sea

gras

s

3.

Man

grov

e

G. M

arin

e m

amm

al si

ghtin

gs &

mor

talit

ies (

spec

ies)

H.

Oth

er (p

ls. sp

ecify

):

SOCI

O-EC

ONOM

IC

A. H

ouse

hold

inco

me

B. F

ish ca

tch

(CPU

E)

C. O

ther

(pls.

spec

ify):

Page 88: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

1

M

8-S1

0. E

ffect

ivel

y co

nduc

t M&

E su

rvey

s Do

you

cond

uct M

&E

surv

eys (

i.e.

perfo

rman

ce, s

ocio

-eco

nom

ic,

ecol

ogica

l)?

Chec

k th

e on

es y

ou k

now

and

rate

yo

ur sk

ills o

n a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht.

SCAL

E:

0 –

None

1

– W

ith tr

aini

ng/ h

as a

ssist

ed a

few

tim

es

2 –

Can

perfo

rm w

ith m

inim

um

s

uper

visio

n 3

– Ca

n pe

rform

inde

pend

ently

4

– Ca

n su

perv

ise a

gro

up

Have

you

rece

ived

any

trai

ning

s on

MPA

/N M

&E

surv

eys/

met

hods

? Lis

t tr

aini

ngs r

ecei

ved.

Ac

rony

ms u

sed:

CP

CE –

Cor

al p

oint

coun

t with

Exc

el e

xten

sions

SE

AT –

Soc

io-e

cono

mic

Asse

ssm

ent T

ool

SocM

on –

Soc

ioec

onom

ic M

onito

ring

Rate

you

r ski

lls b

y tic

king

a b

ox u

sing

the

indi

cate

d sc

ale

(see

left

colu

mn)

.

Mon

itorin

g an

d Ev

alua

tion

skill

s 0

1 2

3 4

PERF

ORM

ANCE

A. M

EAT

B.

MET

T

C. N

EAT

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL/ B

IOPH

YSIC

AL

A.

Cor

al re

ef a

sses

smen

t & m

onito

ring

1. M

anta

tow

2

. Lin

e in

terc

ept t

rans

ect (

LIT)

3

. Pho

toqu

adra

t &CP

CE

4. F

ish v

isual

cens

us (F

VC)

5. R

eef C

heck

B. S

eagr

ass a

sses

smen

t & m

onito

ring

C.

Sea

wee

d as

sess

men

t & m

onito

ring

D.

Bea

ch fo

rest

ass

essm

ent &

mon

itorin

g

E. In

vert

ebra

te a

sses

smen

t & m

onito

ring

F.

Cet

acea

n id

entif

icatio

n/ su

rvey

G. M

arin

e tu

rtle

iden

tifica

tion/

surv

ey

H.

Sea

bird

surv

ey

I.

Othe

r (pl

s. sp

ecify

):

SOCI

O-EC

ONOM

IC

A.

SEA

T

B.So

cMon

C. O

ther

(pls.

spec

ify):

Page 89: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

2

9. C

ompe

tenc

y: A

ssist

in p

repa

ratio

n of

repo

rts a

nd fe

edba

ck a

ctiv

ities

M9-

K19.

Mon

itorin

g an

d ev

alua

tion

resu

lts

Why

is it

impo

rtan

t to

repo

rt M

&E

resu

lts?

M9-

S11.

Dat

a co

nsol

idat

ion,

an

alys

is an

d in

terp

reta

tion

(inclu

ding

conf

iden

ce

leve

l), te

chni

cal

writ

ing,

effe

ctiv

e fe

edba

ck a

nd

pres

enta

tion

skill

s of

M&

E re

sults

How

do

you

cons

olid

ate,

ana

lyse

dat

a an

d pr

esen

t M&

E re

sults

?

Have

you

rece

ived

any

trai

ning

s on

data

cons

olid

atio

n an

d an

alys

is? If

yes

, lis

t tra

inin

gs re

ceiv

ed.

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls o

n th

e fo

llow

ing

by ti

ckin

g a

box

usin

g th

e in

dica

ted

scal

e.

SCAL

E: 0

– N

one,

1 –

With

trai

ning

/ has

ass

isted

a fe

w ti

mes

, 2 –

Can

per

form

with

min

imum

su

perv

ision

, 3 –

Can

per

form

inde

pend

ently

, 4 –

Can

supe

rvise

/ tea

ch o

ther

s

Le

vel o

f con

fiden

ce in

dat

a an

alys

is &

inte

rpre

tatio

n (e

ncirc

le y

our a

nsw

er):

NON

E

LOW

FAI

RLY

CONF

IDEN

T

VER

Y CO

NFID

ENT

SKILL

S 0

1 2

3 4

1. B

asic

Exce

l

2. S

PSS

3.

R S

tudi

o

4. Li

st o

ther

tool

s you

kno

w a

nd u

se:

5. T

echn

ical w

ritin

g

6. F

eedb

acki

ng

7.

Pre

sent

atio

n sk

ills

Ho

w d

o yo

u gi

ve fe

edba

ck a

bout

the

M&

E re

sults

(e.g

. sub

miss

ion

of

repo

rts,

publ

ic pr

esen

tatio

ns, e

tc.)?

Ho

w w

ould

you

rate

you

r lev

el o

f co

nfid

ence

in d

ata

anal

ysis

and

inte

rpre

tatio

n?

Page 90: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

3

10. C

ompe

tenc

y: A

ssist

in m

anag

ing

data

for e

asy

acce

ss

M

10-K

20.

Mec

hani

sm/s

yste

m

of d

ata

man

agem

ent

Desc

ribe

your

dat

a m

anag

emen

t sy

stem

/mec

hani

sm.

M

10-S

12.

Orga

niza

tion

and

stor

age

How

do

you

help

org

anize

and

stor

e da

ta a

nd re

port

s?

Ca

n da

ta a

nd re

port

s be

easil

y ac

cess

ed (i

.e. c

an d

ata

and

repo

rts

from

201

0 an

d 20

15 st

ill b

e re

trie

ved)

?

Page 91: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

4

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

Wor

k At

titud

es

Ratin

g (SC

ORE)

Not a

t al

l So

me-

times

Mos

t of

the

time

All

the

time

1.

I am

hon

est a

nd tr

uthf

ul in

all

my

deal

ings

.

2.

I am

app

roac

habl

e an

d ea

sy to

talk

with

.

3.

I am

will

ing

to le

arn

new

idea

s and

skill

s.

4.

I con

trib

ute

idea

s and

mak

e su

gges

tions

bas

ed o

n fa

cts.

5.

I am

dili

gent

and

har

dwor

king

to a

ccom

plish

the

obje

ctiv

es o

f our

MPA

/N.

6.

I s

triv

e to

per

form

my

dutie

s and

resp

onsib

ilitie

s to

the

best

of m

y ab

ilitie

s and

with

out a

ny v

este

d in

tere

st.

7.

I adh

ere

to th

e st

anda

rds o

f tra

nspa

renc

y an

d ac

coun

tabi

lity

in k

eepi

ng fi

nanc

ial r

ecor

ds.

8.

I c

an d

o m

y fin

ancia

l and

adm

inist

rativ

e du

ties i

n a

syst

emat

ic an

d ef

ficie

nt m

anne

r.

9.

I am

met

iculo

us a

nd I

alw

ays s

ee to

it th

at th

e fu

nds a

re sp

ent w

isely

and

frug

ally

, and

liqu

idat

ed p

rope

rly a

nd o

n

time.

10

. I a

m a

lway

s cou

rteo

us a

nd re

spec

tful w

hen

com

mun

icatin

g w

ith e

very

one

rega

rdle

ss o

f the

ir ra

nk, p

ositi

on,

cond

ition

, gen

der a

nd b

elie

fs.

11

. In

the

perfo

rman

ce o

f my

dutie

s on

enfo

rcem

ent I

am

alw

ays r

espe

ctfu

l of p

eopl

e an

d th

eir r

ight

s.

12

. I a

m fa

ir an

d ho

nest

in e

nfor

cing

the

law

.

13. I

am

cour

ageo

us a

nd m

indf

ul o

f the

law

whe

n co

nduc

ting

enfo

rcem

ent a

ctiv

ities

.

14. I

am

obs

erva

nt a

nd co

nscie

ntio

us in

adh

erin

g to

the

proc

edur

es o

f enf

orce

men

t.

15. I

am

a te

am p

laye

r and

can

wor

k in

colla

bora

tion

with

oth

er e

nfor

cem

ent g

roup

s.

16

. I a

m o

rgan

ized

and

have

a sy

stem

of k

eepi

ng d

ata,

reco

rds a

nd in

form

atio

n pr

oper

ly a

nd re

adily

acc

essib

le.

Page 92: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

92 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

EVALUATION RESULT SHEETS

Page 93: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

SUMMARYOFCOMPETENCEASSESSMENTRESULTS Name:__________________________________________________No.ofYearsinService:_______

Office/Designation:_________________________________________________________________

NameofMPA/Nbeingmanaged:______________________________________________________

_________________________________________________________________________________

Criteria TotalScore CompetenceLevel* Remarks

Knowledge

Skills

Attitude

Recommendations:_________________________________________________________________

_________________________________________________________________________________

_________________________________________________________________________________

CATEGORYAPERSONNEL

Component

Knowledge(K) Skills(S) Attitude(A)Total

AvailablePoints

ActualScore %

TotalAvailablePoints

ActualScore %

TotalAvailablePoints

ActualScore %

1.Planning 10 10 12 2.Financing 7 5 3 3.Communications 4 10 3 4.Enforcement 17 4 6 5.MonitoringandEvaluation

13 2 9

TotalScore 51 31 33

Attitudes(General) 24 PositivitytoWork(AllWorkAttitudes) 57

*Totalscore(COMPETENCELEVEL): KNOWLEDGE 0-17–LOW18-34–MODERATE35-51–HIGH SKILLS 0-10–LOW11-20–MODERATE21-31–HIGH ATTITUDE0-19–LOW20-38–MODERATE39-57–HIGH

Page 94: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

SUMMARYOFCOMPETENCEASSESSMENTRESULTS Name:_________________________________________________No.ofYearsinService:________

Office/Designation:__________________________________________________________________

NameofMPA/Nbeingmanaged:______________________________________________________

Criteria TotalScore CompetenceLevel* Remarks

Knowledge

Skills

Attitude

Recommendations:__________________________________________________________________

__________________________________________________________________________________

CATEGORYBPERSONNEL

Component

Knowledge(K) Skills(S) Attitude(A)Total

AvailablePoints

ActualScore %

TotalAvailablePoints

ActualScore %

TotalAvailablePoints

ActualScore %

1.Planning 16 7 9 2.Financing 13 12 15 3.Communications 7 8 3 4.Enforcement 16 6 15 5.MonitoringandEvaluation

17 12 15

TotalScore 69 45 57

Attitudes(General) 21 PositivitytoWork(AllWorkAttitudes) 78

*Totalscore(COMPETENCELEVEL): KNOWLEDGE 0-23–LOW24-46–MODERATE47-69–HIGH SKILLS 0-15–LOW16-30–MODERATE31-45–HIGH ATTITUDE0-26–LOW27-52–MODERATE53-78–HIGH

Page 95: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

SUMMARYOFCOMPETENCEASSESSMENTRESULTS Name:__________________________________________________No.ofYearsinService:_______

Office/Designation:_________________________________________________________________

NameofMPA/Nbeingmanaged:______________________________________________________

_________________________________________________________________________________

Criteria TotalScore CompetenceLevel* Remarks

Knowledge

Skills

Attitude

Recommendations:_________________________________________________________________

_________________________________________________________________________________

_________________________________________________________________________________

CATEGORYCPERSONNEL

Component

Knowledge(K) Skills(S) Attitude(A)Total

AvailablePoints

ActualScore %

TotalAvailablePoints

ActualScore %

TotalAvailablepoints

ActualScore %

1.Planning 10 4 3 2.Financing 14 8 15 3.Communications 4 12 6 4.Enforcement 18 9 12 5.MonitoringandEvaluation

14 10 15

TotalScore 60 43 51

Attitudes(General) 18 PositivitytoWork(AllWorkAttitudes) 69

*Totalscore(COMPETENCELEVEL): KNOWLEDGE 0-20–LOW21-40–MODERATE41-60–HIGH SKILLS 0-14–LOW15-29–MODERATE30-43–HIGH ATTITUDE0-23–LOW24-46–MODERATE47-69–HIGH

Page 96: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

SUMMARYOFCOMPETENCEASSESSMENTRESULTS Name:__________________________________________________No.ofYearsinService:_______

Office/Designation:_________________________________________________________________

NameofMPA/Nbeingmanaged:______________________________________________________

_________________________________________________________________________________

Criteria TotalScore CompetenceLevel* Remarks

Knowledge

Skills

Attitude

Recommendations:_________________________________________________________________

_________________________________________________________________________________

_________________________________________________________________________________

CATEGORYDPERSONNEL

Component

Knowledge(K) Skills(S) Attitude(A)Total

AvailablePoints

ActualScore %

TotalAvailablePoints

ActualScore %

TotalAvailablePoints

ActualScore %

1.Planning 10 4 0 2.Financing 4 4 9 3.Communications 2 8 3 4.Enforcement 18 7 15 5.MonitoringandEvaluation

14 8 3

TotalScore 48 31 30

Attitudes(General) 18 PositivitytoWork(AllWorkAttitudes) 48

*Totalscore(COMPETENCELEVEL): KNOWLEDGE 0-16–LOW17-32–MODERATE33-48–HIGH SKILLS 0-10–LOW11-20–MODERATE21-31–HIGH ATTITUDE0-16–LOW17-32–MODERATE33-48–HIGH

Page 97: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 97

GUIDE TO ADMINISTERING THE TOOL AND SCORING

Personnel Category A

Page 98: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PE

RSON

NEL C

ATEG

ORY

A Gu

ide

to A

dmin

ister

ing t

he T

ool &

Sco

ring

PL

ANNI

NG

1. C

ompe

tenc

y: E

nsur

e th

e de

velo

pmen

t, re

view

and

upd

atin

g of

the

MPA

/N m

anag

emen

t pla

n Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g P1

-K1.

Stat

e an

d im

port

ance

of c

oast

al

and

mar

ine

reso

urce

s

Wha

t is t

he st

ate

of m

arin

e re

sour

ces i

n yo

ur

area

?

Wha

t is t

he im

port

ance

of e

stab

lishi

ng

MPA

/Ns?

Desc

ribe

the

stat

e of

coas

tal a

nd m

arin

e re

sour

ces (

seag

rass

/ man

grov

e/ co

ral

reef

s/ fi

sher

ies e

tc.)

of th

e ar

ea:

• W

here

are

they

loca

ted?

Can

you

estim

ate

thei

r size

(hec

tare

s), c

over

(per

cent

, lus

h, th

ick, e

tc.)

and

cond

ition

(poo

r, go

od, e

xcel

lent

)?

• Ho

w a

bout

the

fish

catc

h of

fish

erm

en –

wha

t is t

he a

vera

ge fi

sh ca

tch?

Kn

ows i

mpo

rtan

ce o

f mar

ine

reso

urce

s suc

h as

: •

Prov

ision

ing

– so

urce

of f

ood

(fish

, she

llfish

, sea

wee

d, ti

mbe

r, dr

ugs,

etc.

Regu

latin

g –

coas

tal p

rote

ctio

n, p

reve

ntio

n of

ero

sion,

wat

er p

urifi

catio

n,

carb

on st

orag

e •

Cultu

ral,

spiri

tual

, bea

uty

Know

s the

ben

efits

of M

PAs,

such

as:

• Pr

otec

t im

port

ant h

abita

ts a

nd b

iodi

vers

ity

• He

lp re

stor

e pr

oduc

tivity

of o

cean

s – h

alt o

r rev

erse

fish

erie

s dec

line

and

impr

ove

fish

catc

h •

Pres

erve

are

as fo

r tou

rism

and

pro

vide

mor

e ec

onom

ic op

port

uniti

es

• Pr

ovid

e op

port

uniti

es fo

r stu

dy, r

esea

rch

and

trai

ning

2=ca

n de

scrib

e st

atus

of r

esou

rces

1=

can

desc

ribe

at le

ast 1

( p

lus "

1", i

f kno

ws i

mpo

rtan

ce)

(Max

=3 p

oint

s)

P1-K

2. M

PA/N

etw

ork

man

agem

ent p

lan

Wha

t was

you

r par

ticip

atio

n in

the

deve

lopm

ent o

f you

r MPA

/N m

anag

emen

t pl

an?

Wha

t are

the

maj

or th

reat

s affe

ctin

g yo

ur

mar

ine

reso

urce

s?

Wha

t are

the

mos

t im

port

ant c

ompo

nent

s of

the

man

agem

ent p

lan

(e.g

. M&

E,

Enfo

rcem

ent,

etc.

)?

Invo

lvem

ent i

n th

e de

velo

pmen

t of M

PA/N

man

agem

ent:

High

ly in

volv

ed (a

nd ca

n de

scrib

e pr

oces

s of d

evel

opm

ent)

• M

oder

atel

y in

volv

ed

• Lit

tle in

volv

emen

t (e.

g. si

gnin

g in

vitat

ion

lett

ers,

etc.

) •

No in

volv

emen

t at a

ll

Know

s the

maj

or th

reat

s affe

ctin

g th

eir m

arin

e re

sour

ces,

such

as:

Over

-ext

ract

ion

of m

arin

e re

sour

ces

• Re

clam

atio

n or

conv

ersio

n of

cert

ain

part

s of t

he se

a fo

r oth

er u

ses (

e.g.

fis

h po

nds,

port

s, hu

man

settl

emen

t are

as)

• Ill

egal

fish

ing

prac

tices

: ___

____

____

____

____

____

____

____

____

____

___

2=Hi

ghly

invo

lved

& ca

n id

entif

y th

reat

s 1=

mod

erat

ely

invo

lved

& ca

n id

entif

y th

reat

s 0=

No a

nsw

er

(plu

s “1”

, if k

now

s con

tent

s of p

lan)

(M

ax=3

poi

nts)

Page 99: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

Sedi

men

tatio

n •

Pollu

tion

Inad

equa

te su

ppor

t (e.

g., e

xecu

tive,

legi

slativ

e, p

erso

nnel

, etc

.) to

man

age

mar

ine

reso

urce

s pro

perly

Othe

r thr

eats

: ___

____

____

____

____

____

____

____

____

___

Has a

n id

ea o

f the

gen

eral

cont

ents

of t

he M

PA/N

man

agem

ent p

lan

such

as:

Ratio

nale

and

pur

pose

of M

PA/N

or V

ision

, Miss

ion

and

Goal

setti

ng

• Pr

esen

t con

ditio

n of

mar

ine

reso

urce

s •

Lega

l fra

mew

ork

• Or

gani

zatio

nal s

truct

ure

of th

e m

anag

emen

t bod

y •

Role

s and

resp

onsib

ilitie

s •

Stra

tegi

c act

ion

plan

s (fo

r M&

E, E

nfor

cem

ent,

etc.

) •

Role

s and

resp

onsib

ilitie

s •

Pena

lties

and

fine

s •

Othe

r ___

____

____

____

____

____

____

____

____

____

P1

-S1.

Att

entio

n to

de

tail

in re

view

ing

and

upda

ting

the

man

agem

ent p

lan

How

do

you

mak

e su

re th

at th

e pl

an is

ad

equa

tely

revi

ewed

and

upd

ated

? Br

iefly

de

scrib

e th

e pr

oces

s. Ho

w o

ften

is it

revi

ewed

and

upd

ated

?

• Pa

ys a

ttent

ion

to d

etai

l and

can

desc

ribe

the

proc

ess o

f rev

iew

and

upd

atin

g;

know

s man

y im

port

ant p

oint

s in

the

plan

whi

ch a

ddre

ss sp

ecifi

c iss

ues i

n th

e pr

otec

ted

area

; can

des

crib

e th

e re

leva

nce

of th

e pl

an, a

s wel

l as s

ay if

the

plan

is

uniq

ue a

nd co

mpl

ete

• Lit

tle a

ttent

ion

to d

etai

l – ca

n on

ly de

scrib

e at

leas

t 1 p

oint

in th

e pr

opos

ed p

lan

or

polic

y w

hich

add

ress

es a

n iss

ue in

the

prot

ecte

d ar

ea

2=ca

n de

scrib

e pr

oces

s and

kno

ws

man

y im

port

ant p

oint

s 1=

can

cite

at le

ast o

ne

0=ca

nnot

cite

or d

escr

ibe

any

P1-S

2. D

raw

less

ons

from

MPA

/N b

est

prac

tices

Plea

se ci

te M

PA/N

bes

t pra

ctice

s in

your

are

a or

oth

er p

lace

s.

Are

you

adop

ting

them

in y

our a

rea?

Best

pra

ctice

s in

enfo

rcem

ent,

sust

aina

bilit

y fin

ancin

g or

ince

ntiv

e sc

hem

e (s

uch

as

awar

ding

of B

est B

anta

y Da

gat,

Best

MPA

etc

.):

• Kn

ows 2

or m

ore

MPA

/N b

est p

ract

ices

• Kn

ows a

t lea

st 1

MPA

/N b

est p

ract

ice

• W

ill re

plica

te th

e M

PA/N

bes

t pra

ctice

s •

Does

not

kno

w a

ny M

PA/N

bes

t pra

ctice

s

2=ca

n cit

e m

any

prac

tices

1=

can

cite

at le

ast o

ne

0= N

o an

swer

(p

lus “

1”, i

f has

pla

ns to

repl

icate

) (M

ax=3

poi

nts)

P1-S

3. Le

ader

ship

and

de

cisio

n-m

akin

g sk

ills

Can

you

cite

inst

ance

s whe

n yo

u ha

d to

m

ake

decis

ions

abo

ut M

PA/N

im

plem

enta

tion?

W

ere

you

able

to m

ake

your

par

tner

s and

te

am m

embe

rs a

gree

with

you

r dec

ision

? Ho

w d

o yo

u m

otiv

ate

the

MPA

/N

man

agem

ent b

ody

and

othe

r sta

keho

lder

s to

sust

ain

thei

r effo

rts f

or th

e M

PA/N

?

Show

s lea

ders

hip

and

decis

ion-

mak

ing

skill

s by:

Atte

ndin

g m

eetin

gs a

nd co

mm

unica

ting

regu

larly

with

MPA

/N m

anag

emen

t bo

dy

• Se

ekin

g up

date

s with

the

pers

on in

char

ge o

f the

MPA

/N’s

daily

ope

ratio

ns

• Ac

ting

on im

port

ant a

nd u

rgen

t mat

ters

that

will

hel

p th

e M

PA/N

Mak

ing

decis

ions

bas

ed o

n fa

cts a

nd in

cons

ulta

tion

with

the

man

agem

ent

body

and

rele

vant

stak

ehol

ders

& p

artn

ers

Can

c ite

exam

ples

of s

uch

activ

ities

and

initi

ativ

es d

one.

2=cit

es m

any

lead

ersh

ip &

de

cisio

n-m

akin

g in

itiat

ives

1=

few

lead

ersh

ip &

dec

ision

-m

akin

g in

itiat

ives

0=

none

(p

lus “

1”, i

f can

cite

st

rate

gies

/exa

mpl

es)

(Max

=3 p

oint

s)

Page 100: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

2.

Com

pete

ncy:

Ens

ure

adop

tion

of m

anag

emen

t pla

n an

d su

ppor

ting

polic

ies/

legi

slatio

n

P2-K

3. E

ffect

ive

polic

ies t

hat p

rovi

de

bene

fits t

o M

PA/N

s

Wha

t pol

icies

shou

ld b

e in

pla

ce to

supp

ort

and/

or co

mpl

emen

t the

MPA

/N?

W

hich

pol

icies

are

curr

ently

bei

ng

impl

emen

ted

in y

our a

rea?

Able

to m

entio

n pe

rtin

ent n

atio

nal l

aws a

s wel

l as l

ocal

ord

inan

ces e

nact

ed:

• Kn

ows 2

or m

ore

polic

ies (

e.g.

Fish

erie

s Cod

e, Z

onin

g/ C

LUW

P, T

ouris

m,

etc.

) com

plem

enta

ry/ s

uppo

rtiv

e of

the

MPA

/N a

nd w

heth

er th

ese

are

bein

g im

plem

ente

d in

the

area

Know

s at l

east

1 p

olicy

com

plem

enta

ry/ s

uppo

rtiv

e of

the

MPA

/N a

nd

whe

ther

thes

e ar

e be

ing

impl

emen

ted

in th

e ar

ea

2=ca

n cit

e m

any

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

P2-K

4. P

roce

dure

s and

ap

prov

al o

f pol

icies

, le

gisla

tions

and

iss

uanc

es in

supp

ortin

g M

PA/N

s

Wha

t are

the

step

s nee

ded

for t

he

enac

tmen

t/ad

optio

n of

: 1.

the

man

agem

ent p

lan?

2.

the

polic

ies s

uppo

rtin

g M

PA/N

im

plem

enta

tion?

W

hat w

as y

our p

artic

ipat

ion

in th

e en

actm

ent a

nd/o

r ado

ptio

n of

the

man

agem

ent p

lan

and

polic

ies?

• Kn

ows a

ll th

e st

eps t

hat n

eed

to b

e fo

llow

ed/d

one

for t

he e

nact

men

t/

adop

tion

of th

e po

licie

s, le

gisla

tions

and

ord

ers s

uppo

rtin

g th

e M

PA/N

Know

s at l

east

1 st

ep th

at n

eed

to b

e fo

llow

ed/d

one

for t

he e

nact

men

t/

adop

tion

of th

e po

licie

s, le

gisla

tions

and

ord

ers s

uppo

rtin

g th

e M

PA/N

Pa

rtici

patio

n in

the

adop

tion/

appr

oval

of p

olici

es:

• Hi

ghly

invo

lved

Mod

erat

ely

invo

lved

Little

invo

lvem

ent

• No

invo

lvem

ent a

t all

2=kn

ows a

lot

1=kn

ows 1

0=

No a

nsw

er

P2-S

4. A

tten

tion

to

deta

il in

ado

ptin

g pr

otec

ted

area

pol

icy

and

legi

slatio

n

How

do

you

mak

e su

re th

at th

e or

dina

nce/

polic

y is

suffi

cient

in fo

rm a

nd

subs

tanc

e?

Can

desc

ribe

and

expl

ain

cert

ain

deta

ils o

f the

pol

icy/ l

egisl

atio

n en

acte

d:

• M

ore

than

2 d

etai

ls de

scrib

ed

• Ca

n de

scrib

e on

ly 1

det

ail

2=ca

n cit

e se

vera

l det

ails

1=ca

n cit

e on

ly 1

0=

None

FUNC

TION

: FIN

ANCI

NG

3. C

ompe

tenc

y: A

ble

to m

obili

ze su

stai

nabl

e fu

ndin

g and

reso

urce

s for

pro

tect

ed a

reas

Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g F3

-K5.

Sta

tus o

f ex

istin

g M

PA/N

s and

th

eir f

inan

cial n

eeds

Wha

t are

the

finan

cial n

eeds

of y

our M

PA/N

?

Can

you

nam

e so

me

of th

em (e

.g.

enfo

rcem

ent i

nclu

ding

dur

ing

litig

atio

n pr

oces

s, M

&E,

IEC,

infra

stru

ctur

e, e

tc.)?

Ar

e th

ere

fund

s to

suffi

cient

ly su

ppor

t the

se

need

s? E

xpla

in y

our a

nsw

er.

Can

desc

ribe

the

basic

fina

ncia

l nee

ds o

f the

MPA

/N su

ch a

s: •

Oper

atin

g ex

pens

es (e

.g. E

nfor

cem

ent,

M&

E, IE

C ac

tiviti

es a

nd e

vent

s, tr

aini

ng, m

eetin

gs, c

omm

unica

tion,

trav

el, e

tc.)

• Hu

man

reso

urce

s/pe

rson

al se

rvice

s (e.

g. h

onor

aria

of B

anta

y Da

gat,

sala

ries/

wag

es o

f per

sonn

el, e

tc.)

• M

ater

ials

& e

quip

men

t (e.

g. fo

r M&

E –

tran

sect

line

s, GP

S, co

mpu

ter,

unde

rwat

er ca

mer

a; fo

r enf

orce

men

t – p

atro

l boa

ts, G

PS, e

tc.)

• In

frast

ruct

ure

(e.g

. gua

rd h

ouse

, mul

ti-pu

rpos

e ha

ll, e

tc.)

• Ot

hers

___

____

____

____

____

____

____

____

____

____

___

Awar

e if

MPA

/N n

eeds

are

fully

-fund

ed o

r not

Ca

n de

scrib

e m

ajor

chal

leng

es th

at th

e M

PA/N

is e

xper

ienc

ing

in re

latio

n to

fin

ancin

g

3=ca

n cit

e m

any

2=ca

n cit

e at

leas

t 2

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

Page 101: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

F3

-K6.

Opt

ion

for

sour

ces o

f fun

ds a

nd

reso

urce

s to

supp

ort

the

MPA

/N

Wha

t are

som

e of

the

sour

ces o

f fu

nds/

reso

urce

s to

supp

ort t

he p

rogr

ams

and

activ

ities

of t

he M

PA/N

? Ci

te sp

ecifi

c ex

ampl

es.

Can

cite

exte

rnal

(nat

iona

l age

ncie

s, ac

adem

e, p

rivat

e or

gani

zatio

ns a

nd N

GOs,

etc.

) and

inte

rnal

sour

ces o

f fun

ding

and

oth

er re

sour

ces;

and

disc

uss h

ow th

ese

can

be a

cces

sed

such

as:

Gran

ts a

nd D

onat

ions

Bila

tera

l & m

ultil

ater

al d

onor

s (ac

tivity

-bas

ed te

chni

cal a

ssist

ance

, tr

aini

ng, e

quip

men

t or i

nfra

stru

ctur

e) –

Supp

ort f

rom

NGA

s e.g

. DEN

R,

BFAR

, DOL

E, T

ESDA

, etc

.; Aca

dem

e (S

choo

ls, C

olle

ges &

Uni

vers

ities

) ▪

Foun

datio

ns (e

.g. F

PE, C

CEF,

Mal

ampa

ya, e

tc.)

▪ Su

ppor

t fro

m N

GOs

▪ Su

ppor

t fro

m p

rivat

e se

ctor

/com

pani

es (i

.e. t

hrou

gh th

eir C

SR)

▪ Lo

cal/I

nter

natio

nal p

roje

ct fu

ndin

g ▪

Cons

erva

tion

Trus

t Fun

ds

• To

urism

Rev

enue

s (en

tran

ce fe

es, u

ser f

ees,

etc.

) •

Inte

grat

ed P

rote

cted

Are

a Fu

nd (I

PAF)

– fo

r NIP

As

2=ca

n cit

e m

any

1=ca

n cit

e at

leas

t 1

0=N o

ans

wer

F3-K

7. E

ffect

ive

polic

ies a

nd st

rate

gies

to

ens

ure

finan

cial a

nd

logi

stic

supp

ort t

o M

PA/N

s

Wha

t pol

icies

/str

ateg

ies s

houl

d be

in p

lace

to

ens

ure

that

fund

s are

pro

vide

d fo

r the

im

plem

enta

tion

of th

e M

PA/N

?

Are

thes

e be

ing

impl

emen

ted

in y

our

MPA

/N?

If ye

s, cit

e w

hich

one

s.

Know

s the

pol

icies

that

shou

ld b

e in

pla

ce to

ens

ure

that

fund

s and

supp

ort a

re

prov

ided

fund

ing

to th

e M

PA/N

(i.e

. pro

vide

s dire

ct fi

nanc

ial s

uppo

rt, t

hrou

gh

ince

ntiv

es, f

ines

& p

enal

ties,

etc.

) •

Fish

erie

s Cod

e (R

.A. 1

0654

) •

For N

IPAS

– N

IPAS

Act

, Gen

eral

App

ropr

iatio

ns A

ct

• Lo

cal o

rdin

ance

s

2=kn

ows l

ots

1=kn

ows 1

0=

No a

nsw

er

F3-S

5. A

lloca

te,

mob

ilize

and

out

sour

ce

fund

s and

reso

urce

s for

M

PA/N

How

do

you

allo

cate

and

prio

ritize

fund

s for

th

e M

PA/N

? Ho

w d

o yo

u he

lp g

ener

ate

fund

s/re

sour

ces

for t

he M

PA/N

?

Has k

now

ledg

e on

fina

ncia

l nee

ds o

f the

MPA

/N (p

er p

rogr

am e

.g. E

nfor

cem

ent,

M&

E, e

tc.),

pro

vide

s inf

orm

atio

n on

bud

get a

nd a

lloca

tion,

and

sour

ce o

f fun

ds

Can

desc

ribe

way

s to

gene

rate

fund

s for

the

MPA

/N

3=ca

n sp

ecify

bud

get p

er p

rogr

am,

allo

catio

n an

d fu

nd so

urce

s 2=

inco

mpl

ete

1=

know

s onl

y 1

aspe

ct

0= N

o an

swer

F3

-S6.

Ens

ure

sust

aina

ble

use

of

fund

s for

the

MPA

/N

How

do

you

ensu

re th

e su

stai

nabl

e us

e of

fu

nds a

nd re

sour

ces t

o su

ppor

t the

pro

gram

s an

d ac

tiviti

es o

f the

MPA

/N?

Cite

spec

ific

exam

ples

.

Can

desc

ribe

way

s and

stra

tegi

es to

pro

vide

fund

s and

oth

er re

sour

ces t

o su

stai

n M

PA/N

act

iviti

es.

2=cit

es se

vera

l exa

mpl

es

1=cit

es a

t lea

st 1

0=

No

answ

er

FUNC

TION

: COM

MUN

ICAT

IONS

4.

Com

pete

ncy:

Fos

ter a

war

enes

s, un

ders

tand

ing

and

supp

ort o

f and

for t

he M

PA/N

syst

em a

nd it

s val

ues

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

C4-K

8. M

PA/N

in

form

atio

n th

at n

eeds

W

hat a

re th

e m

ost i

mpo

rtan

t co

ncep

ts/in

form

atio

n ab

out M

PA/N

s tha

t th

e pe

ople

/com

mun

ity sh

ould

kno

w a

bout

?

Can

cite

impo

rtan

t inf

orm

atio

n ab

out t

he M

PA/N

that

shou

ld b

e co

mm

unica

ted

to

the

com

mun

ity w

hich

coul

d in

clude

the

follo

win

g:

2=kn

ows l

ots

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 102: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

to

be

com

mun

icate

d w

ithin

and

out

side

the

man

agem

ent b

ody

Why

shou

ld o

ther

peo

ple

know

abo

ut th

e M

PA/N

in y

our a

rea?

• M

PA/N

obj

ectiv

es (e

.g. f

isher

ies m

anag

emen

t, bi

odive

rsity

cons

erva

tion,

ha

bita

t pro

tect

ion,

etc

.) •

MPA

/N th

reat

s (e.

g. o

verfi

shin

g, se

dim

enta

tion,

pol

lutio

n, e

tc.)

• Di

ffere

nt m

arin

e ha

bita

ts (c

oral

reef

, sea

gras

s, m

angr

ove)

Impo

rtan

ce o

f mar

ine

reso

urce

s (e.

g. p

rovi

sioni

ng, r

egul

atin

g, e

tc.)

• Be

st p

ract

ices i

n M

PA/N

man

agem

ent

• La

ws a

nd p

olici

es re

late

d to

coas

tal a

nd m

arin

e en

viron

men

t and

reso

urce

s •

Rule

s & re

gula

tions

; wha

t is a

llow

ed a

nd p

rohi

bite

d in

the

MPA

/N

• Co

mm

unity

invo

lvem

ent i

n th

e M

PA/N

C4-K

9. E

ffect

ive

polic

ies t

hat p

rovi

de

bene

fits t

o th

e M

PA/N

Wha

t are

the

supp

ortin

g po

licie

s and

le

gisla

tions

for y

our M

PA/N

s tha

t sho

uld

be

wel

l-diss

emin

ated

?

Are

you

seei

ng b

enef

its fr

om th

ese

polic

ies?

W

hy d

o yo

u th

ink

so?

Can

iden

tify

supp

ortin

g po

licie

s and

legi

slatio

n fo

r the

MPA

/N (e

.g. F

isher

ies

Code

, Zon

ing/

CLU

WP,

Tou

rism

, etc

.) th

at n

eeds

to b

e w

ell-d

issem

inat

ed

Can

cite

the

bene

fits o

f the

se p

olici

es

2=ca

n m

entio

n se

vera

l pol

icies

and

as

sess

effe

ctiv

ity

1=ca

n m

entio

n at

leas

t 1

0=No

ans

wer

C4-S

7. E

ffect

ive

com

mun

icatio

n sk

ills

How

do

you

harn

ess s

uppo

rt fo

r the

MPA

/N?

If

ther

e ar

e pe

ople

who

do

not s

uppo

rt th

e M

PA/N

, how

do

you

deal

and

com

mun

icate

w

ith th

em?

Cite

exa

mpl

es.

Able

to h

arne

ss su

ppor

t for

the

MPA

/N th

roug

h th

e fo

llow

ing:

Raisi

ng M

PA/N

conc

erns

in n

atio

nal,

regi

onal

and

loca

l mee

tings

and

ga

ther

ings

Prom

otin

g M

PA/N

by

supp

ortin

g in

stitu

tiona

l arr

ange

men

ts a

nd p

artn

ersh

ips

with

oth

er m

unici

palit

ies,

prov

ince

s and

/or n

etw

orks

Com

mun

icatin

g w

ith fu

ndin

g gr

oups

and

age

ncie

s to

gath

er fi

nanc

ial s

uppo

rt

• He

adin

g fu

nd-ra

ising

act

iviti

es

• Im

mer

sing

with

the

loca

l com

mun

ity

Able

to d

eal w

ith n

on-s

uppo

rter

s of t

he M

PA/N

thro

ugh

the

follo

win

g:

• In

terp

erso

nal (

face

-to-fa

ce d

ialo

gues

and

disc

ussio

ns w

ith st

akeh

olde

rs)

• Pr

ovisi

on o

f edu

catio

n an

d pr

omot

iona

l mat

eria

ls •

Form

al m

eetin

g w

ith o

fficia

l hea

d of

stak

ehol

der g

roup

Med

iate

d (s

endi

ng o

f let

ters

to st

akeh

olde

rs)

2=ca

n cit

e se

vera

l suc

cess

ful

exam

ples

1=

can

cite

1 0=

No a

nsw

er

C4-S

8. C

oord

inat

ion

skill

s Ho

w d

o yo

u en

gage

with

mem

bers

of t

he

MPA

/N m

anag

emen

t bod

y? W

hy d

id y

ou

enga

ge w

ith th

em?

How

do

you

enga

ge w

ith st

akeh

olde

rs a

nd

othe

r age

ncie

s for

the

man

agem

ent o

f the

M

PA/N

? W

hy d

id y

ou e

ngag

e w

ith th

em?

Can

desc

ribe

how

he/

she

coor

dina

tes w

ith m

embe

rs o

f the

MPA

/N m

anag

emen

t bo

dy a

nd ci

te e

xam

ples

of h

is/he

r int

erac

tions

with

them

. Thi

s cou

ld in

clude

ac

tiviti

es su

ch a

s: •

Draf

ting

or u

pdat

ing

of th

e M

PA/N

man

agem

ent p

lan

• Ap

prov

al o

f the

man

agem

ent p

lan

• Te

am-b

uild

ing

• D e

velo

ping

the

M&

E pl

an

• En

forc

emen

t pla

nnin

g an

d m

onito

ring

2=ca

n de

scrib

e ho

w h

e co

ordi

nate

s w

ith th

em

1=kn

ows o

nly

1 0=

N o a

nsw

er

(plu

s 1, i

f kno

ws w

hy h

e en

gage

s w

ith th

em

(Max

=3 p

oint

s)

Page 103: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

Can

desc

ribe

how

he/

she

coor

dina

tes w

ith M

PA/N

stak

ehol

ders

and

oth

er a

genc

ies

for t

he m

anag

emen

t of t

he M

PA/N

and

cite

exa

mpl

es o

f his/

her i

nter

actio

ns w

ith

them

. Pos

sible

reas

ons f

or e

ngag

emen

t can

be:

Seek

supp

ort (

fund

ing,

tech

nica

l ass

istan

ce, e

tc.)

Deve

lopi

ng th

e M

&E

plan

Prod

uctio

n of

IEC

mat

eria

ls •

Enco

urag

e pa

rtici

patio

n an

d su

ppor

t for

MPA

/N

• Jo

int e

nfor

cem

ent

C4-S

9. P

eopl

e sk

ills

Desc

ribe

your

wor

king

rela

tions

hip

with

1)

mem

bers

of t

he m

anag

emen

t bod

y an

d 2)

st

akeh

olde

rs.

How

do

you

hand

le d

isagr

eem

ents

bet

wee

n m

embe

rs o

f the

MPA

or M

PA/N

m

anag

emen

t bod

y?

Can

desc

ribe

wor

king

rela

tions

hip

(whe

ther

pos

itive

, clo

se a

nd e

ffect

ive)

with

m

embe

rs o

f man

agem

ent b

ody

as w

ell a

s sta

keho

lder

s Ha

s str

ateg

ies t

o re

solv

e co

nflic

ts a

nd d

isagr

eem

ents

am

ong

mem

bers

of t

he

MPA

/N m

anag

emen

t bod

y –

whi

ch m

ay b

e do

ne th

roug

h fo

rmal

and

info

rmal

m

eetin

gs a

nd co

mm

unica

tions

and

can

cite

inst

ance

s whe

n th

ese

happ

ened

2=ca

n de

scrib

e w

orki

ng

rela

tions

hips

1=

know

s onl

y 1

0=N o

ans

wer

(p

lus “

1”, i

f has

stra

tegy

on

how

to

hand

le co

nflic

ts a

nd

disa

gree

men

ts)

(Max

=3 p

oint

s)

C4-S

10. A

ble

to

influ

ence

Ho

w d

o yo

u in

fluen

ce o

ther

s to

part

icipa

te in

th

e M

PA/N

man

agem

ent a

nd

impl

emen

tatio

n?

Can

men

tion

way

s to

enha

nce

supp

ort a

nd p

artic

ipat

ion

in th

e M

PA/N

m

anag

emen

t and

impl

emen

tatio

n su

ch a

s: •

Shar

ing

the

impo

rtan

ce a

nd b

enef

its o

f the

MPA

/N

• Sh

arin

g th

e re

sults

of t

he p

rote

ctin

g th

e M

PA/N

as s

how

n fro

m th

e M

&E

• An

ecdo

tes t

hat s

how

prid

e/ow

ners

hip

of th

e M

PA/N

, inc

reas

ed p

artic

ipat

ion,

et

c.

2=ca

n m

entio

n se

vera

l way

s 1=

can

men

tion

at le

ast 1

0=

No

answ

er

FUNC

TION

: ENF

ORCE

MEN

T 5.

Com

pete

ncy:

Ens

ure

crea

tion

and

adop

tion

of p

olici

es, s

trat

egie

s, la

ws a

nd re

gula

tions

to p

reve

nt M

PA/N

-rela

ted

viol

atio

ns

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

E5-K

10. L

aws a

nd

regu

latio

ns re

late

d to

M

PA/N

s

Wha

t per

tinen

t nat

iona

l law

s, lo

cal

ordi

nanc

es a

nd o

ther

issu

ance

s rel

ated

to

MPA

/Ns t

hat y

ou k

now

of?

W

hat a

re th

e pr

ohib

ited

and

allo

wed

ac

tiviti

es in

you

r MPA

/N?

He m

ay g

ive

the

spec

ific o

rdin

ance

s ena

cted

for t

he M

PA/N

in th

e ar

ea, o

r the

law

th

at w

as p

asse

d sp

ecifi

c for

the

NIPA

S as

wel

l as t

he W

ildlif

e Ac

t, am

ende

d Fi

sher

ies L

aw, R

A 11

038

(ENI

PAS

Law

), an

d ot

her l

ocal

/mun

icipa

l/pro

vinc

ial

ordi

nanc

es th

at h

ave

been

pas

sed

whi

ch a

re re

late

d to

the

MPA

/N.

Can

men

tion

activ

ities

that

are

pro

hibi

ted

(e.g

. fish

ing

insid

e th

e pr

ohib

ited

zone

or

NO T

AKE

ZONE

; in

trusio

n in

to th

e re

gula

ted

zone

; fish

ing

usin

g un

auth

orize

d ge

ar,

dyna

mite

or p

oiso

n an

d no

xious

subs

tanc

es; b

uild

ing

Illeg

al st

ruct

ures

; pol

lutio

n;

colle

ctio

n of

mar

ine

orga

nism

s; du

mpi

ng o

f gar

bage

; col

lect

ion

of sa

mpl

es o

r m

arin

e or

gani

sms f

or sa

le; h

untin

g or

capt

ure

of e

ndan

gere

d m

arin

e or

gani

sms;

tour

ism a

ctiv

ities

in p

rohi

bite

d zo

nes,

and

man

y ot

hers

) and

allo

wed

(e.g

. re

crea

tiona

l div

ing

in d

esig

nate

d zo

ne, r

esea

rch,

nav

igat

ion,

etc

.) in

the

MPA

/N

2=ca

n cit

e se

vera

l law

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if a

ble

to m

entio

n pr

ohib

ited

and

allo

wed

act

iviti

es)

(Max

=3 p

oint

s)

Page 104: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

E5

-K11

. Bro

ader

en

forc

emen

t pla

nnin

g

Is th

ere

an e

nfor

cem

ent p

lan

for t

he w

hole

m

unici

pal/

bay-

wid

e w

ater

s? If

yes

, ple

ase

desc

ribe

brie

fly.

Is th

e en

forc

emen

t of t

he M

PA/N

in

corp

orat

ed in

it?

Know

ledg

eabl

e ab

out t

he e

nfor

cem

ent a

ctiv

ities

not

onl

y fo

r the

MPA

/N b

ut a

lso

on th

e ba

y-w

ide

or la

rger

scal

e Kn

ows w

heth

er e

nfor

cem

ent o

f the

MPA

/N is

inco

rpor

ated

in th

e br

oade

r en

forc

emen

t pla

n of

the

bay

or re

gion

2=kn

ows d

etai

led

plan

1=

know

s a li

ttle

abou

t pla

n 0=

No a

nsw

er

E5-K

12. C

halle

nges

to

enfo

rcem

ent

Wha

t are

the

chal

leng

es a

nd b

arrie

rs in

en

forc

emen

t?

How

do

you

addr

ess/

reso

lve

them

?

Can

cite

spec

ific c

halle

nges

in a

rea

and

disc

uss h

ow th

ese

wer

e ad

dres

sed

or

reso

lved

Ch

alle

nges

and

bar

riers

in e

nfor

cem

ent:

• So

ciocu

ltura

l bar

riers

in th

e ar

ea –

Exis

ting

cust

omar

y la

ws/

loca

l rul

es a

nd

regu

latio

ns; T

radi

tiona

l die

ts (c

onsu

mpt

ion

of p

rote

cted

thre

aten

ed sp

ecie

s);

Polit

ical i

nter

vent

ion

• Po

litica

l bar

riers

in th

e ar

ea –

Par

ty a

ffilia

tion;

Pat

rona

ge; W

ards

and

vot

ers

• Ec

onom

ic ba

rrie

rs in

the

area

– Li

velih

ood;

Bus

ines

s int

eres

ts; F

iscal

lim

itatio

ns

• Te

chni

cal b

arrie

rs in

the

area

– Ju

risdi

ctio

ns; I

mpo

undm

ent;

Evid

ence

(spe

cies

exam

inat

ion)

; Det

entio

n •

Tech

nolo

gica

l bar

riers

in th

e ar

ea –

Equ

ipm

ent a

nd in

frast

ruct

ures

; Glo

bal

Posit

ioni

ng S

yste

m; P

atro

l boa

ts

• In

stitu

tiona

l bar

riers

in th

e ar

ea –

Tur

fing;

Com

petit

ions

; Pro

ximity

; Lac

k of

ca

pacit

y; F

iscal

prio

ritie

s St

rate

gies

to a

ddre

ss/ r

esol

ve ch

alle

nges

can

inclu

de:

• Ca

pacit

y de

velo

pmen

t •

Com

mun

ity co

nsul

tatio

ns a

nd p

artic

ipat

ion

• Sh

ared

enf

orce

men

t •

Acqu

isitio

n of

equ

ipm

ent/

mat

eria

ls

2=ca

n cit

e se

vera

l 1=

can

cite

one

(p

lus “

1”, i

f sol

utio

n pr

ovid

ed)

0=No

ans

wer

(M

ax=3

poi

nts)

E5-K

13. I

nitia

tives

to

addr

ess M

PA/N

-rela

ted

viol

atio

ns

Wha

t are

som

e of

the

activ

ities

cond

ucte

d ag

ains

t MPA

/N-re

late

d vi

olat

ions

in y

our

area

?

Form

al a

nd sh

ared

agr

eem

ents

: Mem

oran

dum

of A

gree

men

ts (M

OAs)

; M

emor

andu

m o

f Und

erst

andi

ng (M

OU)

; Joi

nt A

gree

men

ts, e

tc.

In

stitu

tiona

l col

labo

ratio

n: Jo

int e

nfor

cem

ents

; Sha

ring

of re

sour

ces (

e.g.

pat

rol

boat

s, ra

dio,

etc

.); S

harin

g of

exp

ertis

e (e

.g. t

rain

ing,

reso

urce

spea

kers

, etc

.)

2=ca

n cit

e se

vera

l 1=

can

cite

one

0=no

ne

E5-K

14. B

est p

ract

ices

in im

prov

ing

law

en

forc

emen

t, co

mpl

ianc

e an

d se

curit

y in

and

aro

und

the

MPA

/N

Wha

t are

you

r bes

t pra

ctice

s in

MPA

en

forc

emen

t and

pro

tect

ing

your

mun

icipa

l w

ater

s?

Are

ther

e en

forc

emen

t pra

ctice

s in

othe

r ar

eas t

hat y

ou h

ave

hear

d ab

out a

nd/o

r re

plica

ted?

Cite

exa

mpl

es.

Best

pra

ctice

s in

MPA

enf

orce

men

t: Jo

int e

nfor

cem

ent;

Harm

onize

enf

orce

men

t la

ws a

nd re

gula

tions

; Par

ticip

ator

y la

w e

nfor

cem

ent;

Socia

l mar

ketin

g; In

form

atio

n di

ssem

inat

ion

Som

e ap

proa

ches

in e

nfor

cem

ent:

Soft

Appr

oach

– P

reve

ntio

n; S

ocia

l Mar

ketin

g; S

ocia

l Mob

iliza

tion;

Legi

slatio

n an

d re

gula

tion;

Info

rmat

ion

diss

emin

atio

n; C

ontin

uous

mon

itorin

g •

Hard

App

roac

h –

Pres

ence

of l

aw e

nfor

cers

; San

ctio

ns im

pose

d; D

etec

tion,

ap

preh

ensio

n, a

nd p

rose

cutio

n ac

tiviti

es; N

egat

ing

econ

omic

bene

fits f

rom

ill

egal

act

iviti

es

2=ca

n cit

e se

vera

l bes

t pra

ctice

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if k

now

s of o

ther

are

a pr

actic

es)

(Max

=3 p

oint

s)

Page 105: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

E5

-K15

. Rol

es,

resp

onsib

ilitie

s and

rig

hts o

f the

var

ious

gr

oups

(sta

keho

lder

s, la

w e

nfor

cem

ent

agen

cies a

nd th

e ju

dicia

ry)

Wha

t are

the

man

date

s of n

atio

nal a

genc

ies

in re

latio

n to

MPA

/N?

Has a

n ag

reem

ent b

een

form

ed w

ith th

ese

diffe

rent

gro

ups?

Cite

exa

mpl

e/s.

Know

s the

man

date

s of P

NP, B

FAR,

DEN

R, P

CG, P

N an

d LG

Us:

• PN

P –

enfo

rce

all l

aws a

nd o

rdin

ance

s rel

ativ

e to

the

prot

ectio

n of

live

s and

pr

oper

ties;

mai

ntai

n pe

ace

and

orde

r and

pub

lic sa

fety

; inv

estig

ate

and

prev

ent c

rimes

; effe

ct th

e ar

rest

of c

rimin

al o

ffend

ers a

nd a

ssist

in th

eir

pros

ecut

ion;

exe

rcise

the

gene

ral p

ower

s to

mak

e ar

rest

, sea

rch

and

seizu

re

deta

in a

n ar

rest

ed p

erso

n fo

r a p

erio

d no

t bey

ond

wha

t is p

resc

ribed

by

law

. Th

e PN

P M

ariti

me

Grou

p, is

a n

atio

nal s

uppo

rt u

nit o

f the

PNP

that

is

man

date

d to

enf

orce

all

law

s with

in P

hilip

pine

terr

itoria

l wat

ers.

• BF

AR –

enf

orce

all

law

s, fo

rmul

ate

and

enfo

rce

all r

ules

and

regu

latio

ns

gove

rnin

g th

e co

nser

vatio

n an

d m

anag

emen

t of f

isher

y re

sour

ces,

exce

pt in

m

unici

pal w

ater

s •

DENR

– e

nfor

ce e

nviro

nmen

tal p

rote

ctio

n la

ws.

• PC

G –

assis

t in

the

enfo

rcem

ent o

f law

s on

fishe

ries,

fore

stry

and

oth

er

appl

icabl

e la

ws w

ithin

the

mar

itim

e ju

risdi

ctio

n of

the

Phili

ppin

es; b

oard

and

in

spec

t all

type

s of m

erch

ant s

hips

and

wat

ercr

afts

in th

e pe

rform

ance

of t

his

func

tion;

enf

orce

law

s for

the

prot

ectio

n of

mar

ine

envi

ronm

ent a

nd

reso

urce

s fro

m o

ffsho

re so

urce

s or p

ollu

tion

with

in th

e m

ariti

me

juris

dict

ion

of th

e Ph

ilipp

ines

PN –

the

Phili

ppin

e Na

vy h

as a

man

date

to e

nfor

ce fi

sher

y la

ws

• LG

U –

enfo

rce

fishe

ry la

ws w

ithin

thei

r mun

icipa

l wat

ers;

prot

ect m

angr

oves

; co

ntro

l, re

view

and

enf

orce

fore

stry

law

s in

com

mun

ity-b

ased

pro

ject

s Fo

rmal

agr

eem

ents

(MOA

, MOU

, etc

.) fo

r joi

nt e

nfor

cem

ent a

nd o

ther

co

llabo

ratio

ns si

gned

bet

wee

n/am

ong

part

ies c

once

rned

3=kn

ows m

anda

tes o

f man

y or

gani

zatio

ns

2=kn

ows a

t lea

st 2

1=

know

s at l

east

1

0=No

ans

wer

( p

lus “

1”, i

f kno

ws o

f act

ual

agre

emen

t) (M

ax=4

poi

nts)

E5-S

11. E

nfor

cem

ent

stra

tegi

es

How

do

you

ensu

re th

at e

nfor

cem

ent

activ

ities

are

bei

ng e

ffect

ivel

y do

ne?

Us

e of

enf

orce

men

t cha

in –

det

ectio

n, a

ppre

hens

ion,

filin

g of

case

, jud

gem

ent,

etc.

Co

nduc

ts e

nfor

cem

ent u

sing

vario

us st

rate

gies

: •

Prev

entiv

e m

echa

nism

s usin

g bi

llboa

rds &

sign

age;

buo

ys; d

ialo

gues

and

IECs

; de

puta

tion/

trai

ning

of e

nfor

cers

Dete

ctio

n th

roug

h in

stal

latio

n of

gua

rdho

use,

use

of e

quip

men

t (bi

nocu

lars

, sp

otlig

hts,

rada

rs) a

nd sa

telli

te se

rvic

es

• Re

port

ing

mec

hani

sm u

sing

hotli

ne n

umbe

r and

mob

ile p

hone

s for

enf

orce

rs

• Re

cord

ing

mec

hani

sm –

Kee

p re

cord

s and

logs

of a

ctiv

ities

; Rep

orts

of

viol

atio

ns

• Re

spon

ding

mec

hani

sms b

y em

pow

erm

ent o

f loc

als t

o pa

rtici

pate

; pr

ocur

emen

t of p

atro

l ves

sels;

regu

lar t

rain

ing

and

refre

sher

cour

ses f

or

enfo

rcer

s; al

loca

ting

budg

et fo

r ope

ratio

ns

• Di

spos

al m

echa

nism

s – e

nsur

ing

viol

ator

s are

pun

ished

by

esta

blish

men

t of a

lo

cal a

djud

icatio

n bo

ard;

pro

secu

tion;

ava

ilabi

lity

of im

poun

ding

are

a fo

r co

nfisc

ated

equ

ipm

ent a

nd g

ear;

prot

ectio

n of

cust

ody

chai

n

2=kn

ows s

ever

al

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

E5-S

12. M

akes

corr

ect

judg

emen

t cal

ls Ho

w d

o yo

u de

cide

prob

lem

atic

case

s re

late

d to

enf

orce

men

t? W

hat b

ases

do

you

use?

Des

crib

e an

exa

mpl

e.

Can

cite

an e

xam

ple

of p

robl

emat

ic ca

ses t

hat e

xhib

ited

good

judg

men

t cal

l To

dec

ide

prob

lem

atic

case

s/vi

olat

ions

he/

she

may

refe

r to

exist

ing

law

s and

re

gula

tions

(Fish

erie

s Cod

e &

Wild

life

Act;

ordi

nanc

es; e

xecu

tive

orde

rs;

2=ca

n pr

ovid

e se

vera

l exa

mpl

es o

f go

od ju

dgem

ent c

alls

1=ca

n m

entio

n at

leas

t 1

0=No

ans

wer

Page 106: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

reso

lutio

ns; a

nd a

dmin

istra

tive

orde

rs);

cons

ult e

nfor

cem

ent t

eam

or o

ther

en

forc

emen

t age

ncie

s

FUNC

TION

: MON

ITOR

ING

AND

EVAL

UATI

ON

6. C

ompe

tenc

y: E

nsur

e th

e de

velo

pmen

t and

impl

emen

tatio

n of

an

effe

ctiv

e m

onito

ring

and

eval

uatio

n (M

&E)

pro

gram

Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g M

6-K1

6. M

PA/N

etw

ork

obje

ctiv

es a

nd b

enef

its

Wha

t are

the

obje

ctiv

es o

f the

MPA

/N?

W

hat i

ndica

tor/

s nee

d to

be

mon

itore

d to

de

term

ine

if th

ese

obje

ctiv

es a

re b

eing

met

?

Know

s the

obj

ectiv

es &

indi

cato

rs o

f the

MPA

/N w

hich

can

inclu

de:

• Sus

tain

able

fish

erie

s – in

crea

sed

fish

stoc

k (b

iom

ass,

abun

danc

e); i

ncre

ased

fis

h ca

tch

(CPU

E); i

ncre

ased

/mai

ntai

ned

larv

al su

pply

/rec

ruitm

ent;

abse

nce/

decr

ease

of i

llega

l/des

truct

ive

fishi

ng p

ract

ices

• Bio

dive

rsity

cons

erva

tion

– pr

otec

tion

of cr

itica

l hab

itats

; mai

ntai

ned

ecol

ogica

l con

nect

ivity

; im

prov

ed st

atus

of t

hrea

tene

d sp

ecie

s; im

prov

ed

popu

latio

n siz

e • C

limat

e ch

ange

ada

ptat

ion

– pr

otec

tion

of re

silie

nt a

reas

; pro

tect

ion

of

criti

cal h

abita

ts; p

rote

ctio

n sim

ilar h

abita

ts a

long

env

ironm

enta

l gra

dien

t; re

duce

d th

reat

s; en

hanc

e ec

olog

ical c

onne

ctiv

ity

• Int

er-L

GU a

llian

ce –

Mem

oran

dum

of A

gree

men

ts; h

arm

onize

d CR

M re

late

d or

dina

nces

; joi

nt e

nfor

cem

ent

• Eco

tour

ism –

equ

itabl

e be

nefit

s; in

crea

sed

inco

me

• Pro

tect

ion

of th

reat

ened

spec

ies –

impr

oved

stat

us o

f thr

eate

ned

spec

ies;

impr

oved

pop

ulat

ion

size

• Soc

ial n

etw

ork

– in

crea

sed

colla

bora

tions

; sha

ring

of e

xper

tise

and

reso

urce

s; ex

chan

ge o

f kno

wle

dge

2=ca

n m

entio

n se

vera

l obj

ectiv

es

1=ca

n m

entio

n at

leas

t 1 o

bjec

tive

0= N

o an

swer

(p

lus “

1”, i

f kno

ws i

ndica

tors

) (M

ax=3

poi

nts)

M6-

K17.

MPA

/N

Mon

itorin

g &

Eva

luat

ion

(M&

E) p

rogr

am

Wha

t is m

onito

ring

and

eval

uatio

n an

d w

hy

is it

impo

rtan

t?

Does

you

r MPA

/N h

ave

a M

&E

prog

ram

? If

yes,

wha

t was

you

r inv

olve

men

t in

the

deve

lopm

ent o

f the

M&

E pr

ogra

m?

Can

expl

ain

wha

t is b

eing

mon

itore

d an

d ev

alua

ted

whi

ch m

ay in

clude

the

stat

us

of m

anag

emen

t effe

ctiv

enes

s; co

mpe

tenc

e/ca

pacit

y of

the

man

agem

ent b

ody;

st

atus

of c

oast

al a

nd m

arin

e re

sour

ces;

as w

ell a

s soc

ioec

onom

ic fa

ctor

s M

&E

is do

ne fo

r the

follo

win

g re

ason

s: •

To d

eter

min

e ef

fect

iven

ess o

f act

iviti

es in

ach

ievi

ng g

oals

and

obje

ctiv

es

• Fo

r dec

ision

mak

ing

and

plan

ning

of a

ctiv

ity

• Ca

n be

use

d as

bas

is fo

r tra

inin

gs/w

orks

hops

Ca

n di

scus

s lev

el o

f inv

olve

men

t, if

any,

on

the

deve

lopm

ent o

f the

M&

E pr

ogra

m

2=ve

ry k

now

ledg

eabl

e (s

ever

al

item

s / re

ason

s not

ed)

1=m

entio

ns a

t lea

st 1

0=

No a

nsw

er

M6-

K18.

Ada

ptiv

e m

anag

emen

t con

cept

s an

d im

port

ance

of

feed

back

Adap

tive

man

agem

ent i

nvol

ves t

he u

se o

f re

sults

from

M&

E to

mak

e ad

just

men

ts o

n th

e op

erat

iona

l im

plem

enta

tion

of th

e M

PA/N

. Can

you

cite

an

inst

ance

whe

re

adap

tive

man

agem

ent w

as p

ract

iced

in y

our

area

(e.g

. on

CRM

or M

PA p

rogr

ams)

?

Fam

iliar

with

the

conc

epts

of a

dapt

ive

man

agem

ent a

nd ca

n cit

e an

exa

mpl

e of

ho

w it

was

pra

ctice

d (e

.g. a

djus

tmen

t of a

ctiv

ities

/inte

rven

tions

dep

endi

ng o

n cu

rren

t situ

atio

n an

d on

M&

E re

sults

)

M&

E re

sults

can

be u

sed

for l

earn

ing;

for d

ecisi

on m

akin

g an

d pl

anni

ng fo

r ad

ditio

nal a

ctiv

ities

and

impr

ovem

ent o

f int

erve

ntio

ns; t

o en

cour

age

man

agem

ent b

ody

and

stak

ehol

ders

to b

ette

r per

form

thei

r dut

ies;

and

as b

asis

for i

ncen

tive/

disi

ncen

tive

syst

em.

2=kn

ows a

dapt

ive

man

agem

ent

wel

l and

can

cite

exam

ples

1=

know

s som

e 0=

No

answ

er

(plu

s “1”

, if k

now

s fee

dbac

king

m

echa

nism

) (M

ax=3

poi

nts)

Page 107: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

Wha

t are

the

poss

ible

feed

back

ing

mec

hani

sms f

or th

e M

PA/N

and

how

re

gula

rly is

it d

one?

Can

enum

erat

e w

ays o

f giv

ing/

getti

ng fe

edba

ck o

n th

e M

PA/N

and

kno

ws t

he

impo

rtan

ce o

f fee

dbac

k fe

edba

ckin

g M

&E

resu

lts to

cons

titue

nts/

part

ners

M6-

K19.

Rol

es a

nd

expe

rtise

of d

iffer

ent

grou

ps (e

.g. a

genc

ies,

inst

itute

s etc

.)

Wha

t are

the

diffe

rent

age

ncie

s/gr

oups

who

pa

rtici

pate

in th

e M

&E

and

wha

t ex

pert

ise/h

elp

do th

ey co

ntrib

ute?

Know

s whi

ch a

genc

ies/

grou

ps ca

n pa

rtici

pate

in M

PA/N

M&

E –

LGU,

PGU

, DEN

R,

BFAR

, DIL

G, D

OST,

NGO

s, PO

s, Un

ivers

ities

/Sta

te C

olle

ges,

Rese

arch

Inst

itute

s, et

c.

Thes

e ag

encie

s may

cont

ribut

e m

any

way

s: •

Tech

nica

l ass

istan

ce –

cond

uct b

asel

ine

asse

ssm

ent a

nd m

onito

ring,

re

sour

ce p

erso

ns fo

r tra

inin

gs a

nd w

orks

hops

Fina

ncia

l ass

istan

ce

• Jo

int e

ffort

s – u

se o

f equ

ipm

ent,

train

ing

hall,

etc

.

2=ca

n na

me

seve

ral a

genc

ies

1=ca

n na

me

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if k

now

s wha

t the

ir co

ntrib

utio

ns)

(Max

=3 p

oint

s)

7. C

ompe

tenc

y: S

uppo

rt p

erfo

rman

ce-b

ased

ince

ntiv

e/di

since

ntiv

e sy

stem

M

7-K2

0. B

est

MPA

/Net

wor

k m

anag

emen

t pra

ctice

s on

ince

ntiv

e/

disin

cent

ive

syst

ems

Plea

se ci

te b

est p

ract

ices o

n pe

rform

ance

-ba

sed

ince

ntiv

e/di

since

ntiv

e sy

stem

rela

ted

to M

PA/N

man

agem

ent.

Are

you

adop

ting

thes

e pr

actic

es in

you

r are

a?

Wha

t are

the

crite

ria/b

ases

for t

he

perfo

rman

ce e

valu

atio

n?

Can

desc

ribe

diffe

rent

per

form

ance

-bas

ed in

cent

ive/

disin

cent

ive

syst

ems f

or

MPA

/Ns i

mpl

emen

ted

in th

e ar

ea.

Reco

gniti

on a

nd a

war

ds g

iven

for B

est M

anag

ed M

PAs,

Best

MPA

Net

wor

k, B

est

NIPA

S, O

utst

andi

ng M

PA p

erso

nnel

, Ban

tay

Daga

t, Pr

otec

ted

Area

Ran

ger o

r W

ildlif

e En

forc

emen

t Offi

cer

Crite

ria fo

r thi

s can

be

the

MEA

T or

NEA

T sc

ores

, eva

luat

ion

and

valid

atio

n an

d fo

r ind

ivid

uals

this

may

be

perfe

ct a

tten

danc

e in

all

mee

tings

/ act

iviti

es, d

ilige

nce

and

activ

e pa

rtici

patio

n, e

tc.

2=ca

n de

scrib

e se

vera

l 1=

can

desc

ribe

at le

ast 1

0=

No

answ

er

M7-

S13.

Mak

es co

rrec

t ju

dgem

ent c

alls

How

do

you

rew

ard/

puni

sh m

embe

rs o

f the

M

PA m

anag

emen

t bod

y? C

ite in

stan

ces

whe

n th

ese

wer

e gi

ven.

Can

desc

ribe

a sy

stem

whi

ch h

as cl

ear b

asis

for m

akin

g ju

dgm

ent o

r dec

ision

s to

rew

ard/

puni

sh M

PA p

erso

nnel

(per

fect

atte

ndan

ce in

all

activ

ities

and

mee

tings

, ac

tive

part

icipa

tion,

dili

genc

e, e

tc.)

and

cite

exam

ple

of w

hen

they

wer

e gi

ven

2=ca

n gi

ve se

vera

l exa

mpl

es

1=ca

n gi

ve a

t lea

st 1

exa

mpl

e 0=

No a

nsw

er

Page 108: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

1

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

Wor

k At

titud

es

Ratin

g (SC

ORE)

No

t at

all

(0)

Som

e-tim

es

(1)

Mos

t of

the

time

(2)

Al

l the

tim

e (3

)

1.

I am

a cr

itica

l thi

nker

.

2.

I am

ope

n to

sugg

estio

ns a

nd co

ntrib

utio

ns o

f ide

as fr

om o

ther

s.

3.

I a

m h

ones

t in

all m

y de

alin

gs.

4.

I a

m a

ppro

acha

ble

and

appr

ecia

te in

quiri

es fr

om o

ther

s.

5.

I a

m w

illin

g to

lear

n ne

w id

eas a

nd sk

ills.

6.

I enc

oura

ge th

e pa

rtici

patio

n, co

oper

atio

n an

d co

llabo

ratio

n of

all

stak

ehol

ders

in th

e m

anag

emen

t of t

he M

PA/N

.

7.

I am

dili

gent

and

har

dwor

king

to a

ccom

plish

the

obje

ctiv

es o

f our

MPA

/N.

8.

I s

triv

e to

per

form

my

dutie

s and

resp

onsib

ilitie

s to

the

best

of m

y ab

ilitie

s and

with

out a

ny v

este

d in

tere

st.

9.

I h

ave

a vi

sion

for o

ur p

rote

cted

are

a an

d ha

ve id

eas a

nd p

lans

on

how

to h

elp

achi

eve

it.

10

. I h

elp

crea

te/r

ecom

men

d la

ws a

nd p

olici

es fo

r the

goo

d of

all

and

not f

or m

y ow

n pe

rson

al in

tere

st.

11

. I a

dher

e to

the

prin

ciple

s of g

ood

gove

rnan

ce, i

.e. t

rans

pare

ncy,

acc

ount

abili

ty a

nd p

artic

ipat

ory,

in th

e

deve

lopm

ent a

nd im

plem

enta

tion

of th

e M

PA/N

man

agem

ent p

lan.

12

. I su

ppor

t the

impl

emen

tatio

n of

the

MPA

/N M

anag

emen

t Pla

n.

13

. I a

llot a

nd p

rovi

de fi

nanc

ial s

uppo

rt to

the

MPA

/N.

14

. I a

m p

ublic

serv

ice-o

rient

ed a

nd d

edica

ted

in ra

ising

aw

aren

ess o

n M

PA/N

man

agem

ent a

nd p

rom

otin

g m

arin

e

cons

erva

tion.

15

. I st

rictly

enf

orce

and

/or f

ollo

w th

e la

w.

16

. I a

m fa

ir an

d ca

n m

ake

decis

ions

and

judg

men

ts w

ithou

t bia

s, ba

sed

on fa

cts a

nd a

ccor

ding

to th

e ru

le o

f law

.

17. I

mak

e de

cisio

ns a

nd a

ctio

ns b

ased

on

resu

lts a

nd re

com

men

datio

ns.

18

. I re

cogn

ize e

ffort

s and

giv

e cr

edit

to p

eopl

e.

19

. I a

m a

dapt

ive

and

capa

ble

of m

akin

g ap

prop

riate

chan

ges a

s nee

ded,

bas

ed o

n co

rrec

t inf

orm

atio

n.

Page 109: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 109

GUIDE TO ADMINISTERING THE TOOL AND SCORING

Personnel Category B

Page 110: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PE

RSON

NEL C

ATEG

ORY

B

Guid

e to

Adm

inist

erin

g the

Too

l & S

corin

g

PLAN

NING

1.

Com

pete

ncy:

Dire

ct th

e de

velo

pmen

t, re

view

and

upd

atin

g of

the

MPA

/N m

anag

emen

t pla

n Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g P1

-K1.

Sta

te a

nd

impo

rtan

ce o

f coa

stal

an

d m

arin

e re

sour

ces

Wha

t is t

he st

ate

of m

arin

e re

sour

ces i

n yo

ur

area

?

Wha

t is t

he im

port

ance

of m

anag

ing

thes

e m

arin

e re

sour

ces?

Desc

ribe

the

stat

e of

coas

tal a

nd m

arin

e re

sour

ces (

seag

rass

/ man

grov

e/ co

ral

reef

s/ fi

sher

ies e

tc.)

of th

e ar

ea:

• W

here

are

they

loca

ted?

Can

you

estim

ate

thei

r size

(hec

tare

s), c

over

(per

cent

, lus

h, th

ick, e

tc.)

and

cond

ition

(poo

r, go

od, e

xcel

lent

)?

• Ho

w a

bout

the

fish

catc

h of

fish

erm

en –

wha

t is t

he a

vera

ge fi

sh ca

tch?

Kn

ows i

mpo

rtan

ce o

f mar

ine

reso

urce

s suc

h as

: •

Prov

ision

ing

– so

urce

of f

ood

(fish

, she

llfish

, sea

wee

d, ti

mbe

r, dr

ugs,

etc.

) •

Regu

latin

g –

coas

tal p

rote

ctio

n, p

reve

ntio

n of

ero

sion,

wat

er p

urifi

catio

n,

carb

on st

orag

e •

Cultu

ral,

spiri

tual

, bea

uty

2=ca

n de

scrib

e st

atus

of r

esou

rces

1=

can

desc

ribe

at le

ast 1

(p

lus "

1", i

f kno

ws i

mpo

rtan

ce)

(Max

=3 p

oint

s)

P1-K

2. M

PA/N

etw

ork

man

agem

ent p

lan

Wha

t was

you

r rol

e in

the

deve

lopm

ent

proc

ess o

f you

r MPA

/N m

anag

emen

t pla

n?

Wha

t are

som

e of

the

cont

ents

of t

he

man

agem

ent p

lan?

W

hy is

it im

port

ant t

o ha

ve a

pla

n?

Invo

lvem

ent i

n th

e de

velo

pmen

t of M

PA/N

man

agem

ent:

High

ly in

volv

ed (a

nd ca

n de

scrib

e pr

oces

s of d

evel

opm

ent)

• M

oder

atel

y in

volv

ed

• Lit

tle in

volv

emen

t (e.

g. si

gnin

g in

vitat

ion

lett

ers,

etc.

) •

No in

volv

emen

t at a

ll

Has a

n id

ea o

f the

gen

eral

cont

ents

of t

he M

PA/N

man

agem

ent p

lan

such

as:

Ratio

nale

and

pur

pose

of M

PA/N

or V

ision

, Miss

ion

and

Goal

setti

ng

• Pr

esen

t con

ditio

n of

mar

ine

reso

urce

s •

Lega

l fra

mew

ork

• Or

gani

zatio

nal s

truct

ure

of th

e m

anag

emen

t bod

y •

Role

s and

resp

onsib

ilitie

s •

Stra

tegi

c act

ion

plan

s (fo

r M&

E, E

nfor

cem

ent,

etc.

) •

Role

s and

resp

onsib

ilitie

s •

Pena

lties

and

fine

s •

Othe

r ___

____

____

____

____

____

____

____

____

____

____

____

____

__

2=Hi

ghly

invo

lved

1=

mod

erat

ely

invo

lved

0=

No a

nsw

er

(plu

s “1”

, if k

now

s con

tent

s of p

lan)

(M

ax=3

poi

nts)

P1-K

3. A

sses

smen

t/

Iden

tifica

tion

of ri

sks/

th

reat

s to

the

MPA

/N

Wha

t are

the

maj

or th

reat

s add

ress

ed b

y yo

ur M

PA/N

?

Wha

t are

the

impa

cts o

f the

se th

reat

s?

Know

s how

to co

nduc

t risk

/ thr

eat a

sses

smen

t and

can

desc

ribe

impa

cts o

f th

ese

thre

ats i

n th

e ar

ea

Know

s the

maj

or th

reat

s affe

ctin

g th

eir m

arin

e re

sour

ces,

such

as:

2=ca

n de

scrib

e m

any

thre

ats a

nd

thei

r im

pact

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

Page 111: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

Over

-ext

ract

ion

of m

arin

e re

sour

ces (

may

spec

ify w

hich

reso

urce

s)

• Re

clam

atio

n or

conv

ersio

n of

cert

ain

part

s of t

he se

a fo

r oth

er u

ses (

e.g.

fis

h po

nds,

port

s, hu

man

settl

emen

t are

as)

• Ill

egal

fish

ing

prac

tices

: ___

____

____

____

____

____

____

____

____

____

_

• Se

dim

enta

tion

• Po

llutio

n

• In

adeq

uate

supp

ort (

e.g.

, exe

cutiv

e, le

gisla

tive,

per

sonn

el, f

unds

, etc

.) to

m

anag

e m

arin

e re

sour

ces p

rope

rly

• Ot

her t

hrea

ts: _

____

____

____

____

____

____

____

____

____

____

____

__

P1

-K4.

Inco

rpor

atio

n of

m

anag

emen

t pla

n to

br

oade

r man

agem

ent

plan

s

Does

the

MPA

/N m

anag

emen

t pla

n co

ntrib

ute

to th

e br

oade

r man

agem

ent p

lans

of

you

r mun

icipa

lity/

pro

vinc

e? If

yes

, how

?

Know

s whe

ther

MPA

is p

art o

f ano

ther

pla

n su

ch a

s:

• Z

onin

g/ C

oast

al La

nd U

se a

nd W

ater

Pla

n •

Coa

stal

Res

ourc

e M

anag

emen

t Pla

n •

Mun

icipa

l Dev

elop

men

t Pla

n •

Pro

vinc

ial D

evel

opm

ent P

lan

• T

ouris

m P

lan

• O

ther

: ___

____

____

____

____

____

____

____

____

____

____

____

____

____

2=kn

ows d

etai

led

plan

1=

know

s a li

ttle

abou

t pla

n 0=

No a

nsw

er

P1-S

1. E

ffect

ive

facil

itatio

n sk

ills

How

do

you

facil

itate

the

revi

ew a

nd

upda

ting

of th

e M

PA/N

man

agem

ent p

lan?

May

hav

e a

maj

or p

artic

ipat

ion

in th

e re

view

and

upd

atin

g of

the

MPA

/N

man

agem

ent p

lan:

Led

the

tech

nica

l wor

king

gro

up (T

WG)

that

dra

fted/

upda

ted

the

plan

Mem

ber o

f the

TW

G th

at d

rafte

d/up

date

d th

e pl

an

• At

tend

ed th

e w

orks

hop

and

part

icipa

ted

in th

e dr

aftin

g of

the

plan

Or

just

min

imal

par

ticip

atio

n su

ch a

s:

• As

signe

d a

staf

f to

cond

uct a

wor

ksho

p to

dra

ft/ u

pdat

e th

e M

PA/N

M

anag

emen

t Pla

n

• Co

ordi

nate

d an

d or

gani

zed

the

wor

ksho

p on

the

draf

ting/

upd

atin

g of

the

MPA

/N M

anag

emen

t Pla

n

2=pa

rtici

pate

d in

dra

fting

pla

n

1=m

inim

al p

artic

ipat

ion

0=No

par

ticip

atio

n

2. C

ompe

tenc

y: D

irect

the

impl

emen

tatio

n of

the

MPA

/N m

anag

emen

t pla

n an

d pr

ogra

ms

P2-K

5. Im

plem

entin

g th

e m

anag

emen

t pla

n W

hat a

re th

e M

PA/N

act

ion

plan

s tha

t are

be

ing

impl

emen

ted?

Ca

n yo

u m

entio

n so

me

activ

ities

in th

e pl

an

that

hav

e an

d ha

ve n

ot b

een

done

?

Has k

now

ledg

e of

the

impl

emen

tatio

n an

d m

onito

ring

of th

e m

anag

emen

t pla

n (p

rogr

ams o

n M

&E,

Enf

orce

men

t, et

c.).

Ab

le to

des

crib

e so

me

of th

e ac

tiviti

es co

nduc

ted

such

as:

Mon

itorin

g of

cora

l ree

fs, s

eagr

ass,

man

grov

es a

nd fi

sh ca

tch

• IE

C ac

tiviti

es a

nd fe

edba

ckin

g of

mon

itorin

g re

sults

Pat

rolli

ng

• C

onst

ruct

ion

of g

uard

hous

e •

Acq

uisit

ion

of e

quip

men

t •

Est

ablis

hmen

t and

mai

nten

ance

of b

uoys

Reg

ular

mee

tings

Upd

atin

g of

MPA

/N P

lan

2=kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 112: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

P2

-K6.

Man

agem

ent

stru

ctur

e an

d go

vern

ance

Wha

t are

the

role

s and

resp

onsib

ilitie

s of

each

per

son

in th

e M

PA/N

man

agem

ent

stru

ctur

e? D

escr

ibe

som

e of

them

. W

hat a

re th

e sk

ills,

know

ledg

e an

d/or

tale

nts

requ

ired

for p

eopl

e in

volv

ed in

MPA

/N

man

agem

ent?

Can

nam

e va

rious

role

s suc

h as

: •

MPA

man

agem

ent b

oard

& it

s com

posit

ion/

mem

bers

MPA

trea

sure

r •

MPA

boo

kkee

per

• M

PA se

cret

ary

• M

PA m

anag

er

• C

omm

ittee

s and

thei

r hea

ds

• O

ther

___

____

____

____

____

____

____

____

____

____

_ Ca

n de

scrib

e th

e ta

sks a

nd re

spon

sibili

ties o

f the

se ro

les a

nd e

num

erat

e so

me

of th

e kn

owle

dge,

skill

s and

tale

nts n

eede

d fo

r one

to w

ork

in th

e m

anag

emen

t of

the

MPA

/N

2=kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

P2-S

2. C

apac

ity n

eeds

as

sess

men

ts

How

do

you

asse

ss th

e ca

pacit

ies o

f the

M

PA/N

man

agem

ent p

erso

nnel

? Do

you

cond

uct t

rain

ings

for t

he st

aff o

r en

sure

that

they

get

the

appr

opria

te

trai

ning

s in

orde

r to

impr

ove

thei

r ca

pacit

ies?

Nam

e tr

aini

ngs c

ondu

cted

.

Cond

ucts

trai

ning

nee

ds a

sses

smen

t and

obs

erva

nt o

f ski

lls a

nd ta

lent

s of s

taff

Cond

ucts

/ allo

ws s

taff

to a

ttend

capa

bilit

y en

hanc

emen

t act

iviti

es a

nd tr

aini

ngs

such

as:

• E

xpos

ure

visit

s to

succ

essf

ul M

PA/N

s •

Fin

ancia

l lite

racy

, acc

ount

ing

and

book

keep

ing

trai

ning

s •

Lead

ersh

ip tr

aini

ng

• V

alue

s for

mat

ion

trai

ning

Hab

itat a

sses

smen

t and

mon

itorin

g tra

inin

g •

Ree

f Che

ck a

nd d

ivin

g tra

inin

g •

Com

mun

icatio

ns tr

aini

ng

• Li

velih

ood

trai

ning

s

2=kn

ows o

r use

s sev

eral

stra

tegi

es

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

P2-K

7. D

ecisi

on-m

akin

g st

ruct

ures

and

pr

oces

ses a

ffect

ing

impl

emen

tatio

n

Desc

ribe

the

decis

ion-

mak

ing

proc

ess f

or

impl

emen

ting

and

mon

itorin

g M

PA/N

act

ion

plan

s/pr

ojec

ts.

Is th

ere

a cle

ar a

nd o

pera

tiona

l mec

hani

sm

for r

esol

ving

conf

licts

? If

yes,

desc

ribe

brie

fly.

Know

s way

s to

enab

le a

rriv

ing

at g

ood

decis

ions

: •

Gath

erin

g fa

cts a

nd in

form

atio

n be

fore

act

ing

• Co

nsid

erin

g se

vera

l act

ions

/ str

ateg

ies

• Di

scus

sing

plan

s, co

nsul

ts/ s

olici

ts h

elp

from

oth

ers

• Ha

ving

fore

sight

and

hin

dsig

ht

• Ti

mel

ines

s of a

ctio

n

2= ca

n de

scrib

e m

any

impo

rtan

t po

ints

1=

can

cite

at le

ast 1

0=

No

answ

er

P2-S

3. Le

ader

ship

skill

s Ca

n yo

u cit

e in

stan

ces w

hen

you

had

to

mak

e de

cisio

ns a

bout

MPA

/N

impl

emen

tatio

n?

Wer

e yo

u ab

le to

mak

e yo

ur p

artn

ers a

nd

team

mem

bers

agr

ee w

ith y

our d

ecisi

on?

How

do

you

mot

ivat

e th

e M

PA/N

m

anag

emen

t bod

y an

d ot

her s

take

hold

ers t

o su

stai

n th

eir e

ffort

s for

the

MPA

/N?

Show

s lea

ders

hip

skill

s by:

Atte

ndin

g m

eetin

gs a

nd co

mm

unica

ting

regu

larly

with

MPA

/N

man

agem

ent b

ody

• Se

ekin

g up

date

s with

the

pers

on in

char

ge o

f the

MPA

/N’s

daily

op

erat

ions

Actin

g on

impo

rtan

t and

urg

ent m

atte

rs th

at w

ill h

elp

the

MPA

/N

• M

akin

g de

cisio

ns b

ased

on

fact

s and

in co

nsul

tatio

n w

ith th

e m

anag

emen

t bod

y an

d re

leva

nt st

akeh

olde

rs &

par

tner

s Ca

n cit

e ex

ampl

es o

f suc

h ac

tiviti

es a

nd in

itiat

ives

don

e.

2=cit

es m

any

lead

ersh

ip &

dec

ision

-m

akin

g in

itiat

ives

1=

few

lead

ersh

ip &

dec

ision

-mak

ing

initi

ativ

es

0=no

ne

( plu

s “1”

, if c

an ci

te

stra

tegi

es/e

xam

ples

) (M

ax=3

poi

nts)

Page 113: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

FINA

NCIN

G 3.

Com

pete

ncy:

Pre

pare

fina

ncin

g-re

late

d pl

ans f

or th

e M

PA/N

Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g F3

-K8.

The

ory,

bes

t pr

actic

es a

nd st

rate

gies

fo

r dev

elop

ing

sust

aina

ble

finan

cial

and

busin

ess p

lans

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

su

stai

nabl

e fin

ancin

g th

at y

ou k

now

of?

W

hat f

inan

ce-re

late

d pl

an/s

hav

e yo

u pr

epar

ed (e

.g. e

.g. a

nnua

l fin

ancia

l pla

n,

busin

ess p

lan,

sust

aina

bilit

y pl

an)?

W

hat a

re so

me

of th

e co

nten

ts o

f the

se

plan

s?

Know

s bes

t pra

ctice

s in

sust

aina

ble

finan

cing.

Can

cite

exam

ple/

s.

Has e

xper

ienc

e in

pre

parin

g/de

velo

ping

a fi

nanc

ial p

lan

and

busin

ess p

lan

for t

he

MPA

/N

Know

s the

cont

ents

of a

fina

ncia

l or a

bus

ines

s pla

n:

• Bu

sines

s pla

n –

Cust

omer

bas

e; G

oods

and

serv

ices (

of th

e M

PA/N

); M

arke

ting

stra

tegy

(i.e

. des

crip

tion

of p

rodu

cts/

serv

ices,

mar

ket t

rend

s, pr

icing

etc

.); Im

plem

enta

tion

stra

tegy

(i.e

. ope

ratio

nal p

lans

and

stra

tegi

es)

• Fi

nanc

ial p

lan

– Pr

ojec

ted

activ

ities

; Fin

ancia

l req

uire

men

ts/b

udge

t nee

ds

(i.e.

am

ount

and

tim

ing

of fu

ndin

g); A

ppro

pria

te fu

ndin

g so

urce

s; Pr

ofit

and

loss

pro

ject

ions

In

shor

t – a

bus

ines

s pla

n lo

oks a

t how

to g

ain

mon

ey u

sing

the

good

s and

se

rvice

s of t

he M

PA/N

whi

le a

fina

ncia

l pla

n lo

oks a

t how

the

MPA

/N’’s

fina

ncia

l ne

eds w

ill b

e co

vere

d

2 =

Know

s bes

t pra

ctice

and

has

ex

perie

nce

in p

repa

ring

plan

1

= Kn

ows a

t lea

st 1

0

= No

ans

wer

(p

lus “

1”, i

f kno

ws c

onte

nts o

f fin

ancia

l/bus

ines

s pla

n)

(Max

=3 p

oint

s)

F3-K

9. F

amili

arity

with

bu

dget

cycle

and

obj

ect

of e

xpen

ditu

res

Wha

t are

the

finan

cial n

eeds

of y

our

MPA

/N?

Are

thes

e ite

ms i

nclu

ded

in th

e bu

dget

? Ar

e th

ere

fund

s to

suffi

cient

ly su

ppor

t the

se

need

s? E

xpla

in y

our a

nsw

er.

Desc

ribe

the

proc

ess o

f disb

ursin

g,

acco

untin

g an

d au

ditin

g fo

r MPA

/N re

late

d ex

pens

es.

Know

s the

obj

ect o

f exp

endi

ture

s – P

erso

nal s

ervi

ces,

Mai

nten

ance

& o

pera

ting

expe

nses

(e.g

. enf

orce

men

t to

inclu

de li

tigat

ion

proc

ess,

M&

E, IE

C, p

hysic

al

stru

ctur

e, e

tc.),

Cap

ital o

utla

y, F

inan

cial e

xpen

ses

Know

s the

fina

ncia

l man

agem

ent s

yste

m a

nd th

e in

flow

& o

utflo

w o

f fun

ds fo

r th

e M

PA/N

(i.e

. Nat

iona

l Gov

ernm

ent A

ccou

ntin

g Sy

stem

) – B

udge

ting,

Ac

coun

ting,

Aud

iting

, Cas

h m

anag

emen

t, Re

venu

e ge

nera

tion

and

Repo

rtin

g

3 =

Very

kno

wle

dgea

ble

(kno

ws

finan

cial n

eeds

and

can

spec

ify

budg

et cy

cle &

obj

ect o

f ex

pend

iture

s)

2 =

Know

ledg

eabl

e (in

com

plet

e kn

owle

dge

on b

udge

t cyc

le &

obj

ect

of e

xpen

ditu

res)

1

= Kn

ows o

nly

1 as

pect

0

= No

ans

wer

F3-K

10. E

ffect

ive

polic

ies a

nd st

rate

gies

to

ens

ure

finan

cial a

nd

logi

stic

supp

ort t

o M

PA/N

s

Wha

t pol

icies

/str

ateg

ies s

houl

d be

in p

lace

to

ens

ure

that

fund

s are

pro

vide

d fo

r the

im

plem

enta

tion

of th

e M

PA/N

?

Are

thes

e be

ing

impl

emen

ted

in y

our

MPA

/N?

If ye

s, cit

e w

hich

one

s.

Know

s the

pol

icies

that

shou

ld b

e in

pla

ce to

ens

ure

that

fund

s and

supp

ort a

re

prov

ided

fund

ing

to th

e M

PA/N

(i.e

. pro

vide

s dire

ct fi

nanc

ial s

uppo

rt, t

hrou

gh

ince

ntiv

es, f

ines

& p

enal

ties,

etc.

) •

Fish

erie

s Cod

e (R

.A. 1

0654

) •

For N

IPAS

– N

IPAS

Act

, Gen

eral

App

ropr

iatio

ns A

ct

• Ot

her r

even

ue-g

ener

atin

g po

licie

s ___

____

____

____

____

____

____

____

___

2= ca

n cit

e m

any

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

F3-S

4. P

repa

ratio

n of

fin

ance

-rela

ted

plan

s Ho

w d

o yo

u as

sess

/est

imat

e th

e fin

ancia

l ne

eds o

f the

MPA

/N?

M

ay h

ave

a m

ajor

par

ticip

atio

n in

the

prep

arat

ion

of M

PA/N

ann

ual f

inan

cial o

r bu

sines

s pla

n:

2 =

Part

icipa

ted

in d

rafti

ng p

lan

1

= M

inim

al p

artic

ipat

ion

Page 114: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

How

do

you

prep

are

the

plan

/s?

Desc

ribe

brie

fly.

• Le

d th

e te

chni

cal w

orki

ng g

roup

(TW

G) th

at p

repa

res t

he fi

nanc

ial o

r bu

sines

s pla

n •

Mem

ber o

f the

TW

G th

at p

repa

res t

he fi

nanc

ial o

r bus

ines

s pla

n •

Atte

nded

the

wor

ksho

p &

par

ticip

ated

in th

e dr

aftin

g of

the

finan

cial o

r bu

sines

s pla

n M

inim

al p

artic

ipat

ion

• As

signe

d a

staf

f to

cond

uct a

wor

ksho

p to

dra

ft th

e fin

ancia

l pla

n •

Coor

dina

ted

and

orga

nize

d th

e w

orks

hop

on th

e dr

aftin

g of

the

finan

cial

plan

0 =

No p

artic

ipat

ion

4. C

ompe

tenc

y: A

ble

to m

obili

ze su

stai

nabl

e fu

ndin

g and

reso

urce

s for

the

MPA

/N

F4-K

11. O

ptio

n fo

r so

urce

s of f

unds

and

re

sour

ces t

o su

ppor

t th

e M

PA/N

Wha

t are

the

poss

ible

sour

ces o

f fu

nds/

reso

urce

s to

supp

ort t

he p

rogr

ams

and

activ

ities

of t

he M

PA/N

? Ci

te a

genc

ies/

or

gani

zatio

ns th

at ca

n po

tent

ially

hel

p (e

.g.

fund

s, te

chni

cal,

equi

pmen

t, et

c.) t

o th

e M

PA/N

, inc

ludi

ng e

nfor

cem

ent a

nd M

&E.

W

hat i

s the

pro

cess

for a

cces

sing

thes

e fu

nds

and

reso

urce

s?

Can

you

desc

ribe

the

polic

ies a

nd/o

r re

quire

men

ts o

f the

se a

ssist

ing

agen

cies/

orga

niza

tions

(e.g

. MOA

/MOU

, et

c.)?

Can

cite

exte

rnal

(nat

iona

l age

ncie

s, ac

adem

e, p

rivat

e or

gani

zatio

ns a

nd N

GOs,

etc.

) and

inte

rnal

sour

ces o

f fun

ding

and

oth

er re

sour

ces;

and

disc

uss h

ow th

ese

can

be a

cces

sed

such

as:

Gran

ts a

nd D

onat

ions

Bila

tera

l & m

ultil

ater

al d

onor

s (ac

tivity

-bas

ed te

chni

cal a

ssist

ance

, tr

aini

ng, e

quip

men

t or i

nfra

stru

ctur

e) –

Supp

ort f

rom

NGA

s e.g

. DEN

R,

BFAR

, DOL

E, T

ESDA

, etc

.; Aca

dem

e (S

choo

ls, C

olle

ges &

Uni

vers

ities

) ▪

Foun

datio

ns (e

.g. F

PE, C

CEF,

Mal

ampa

ya, e

tc.)

▪ Su

ppor

t fro

m N

GOs

▪ Su

ppor

t fro

m p

rivat

e se

ctor

/com

pani

es (i

.e. t

hrou

gh th

eir C

SR)

▪ Lo

cal/I

nter

natio

nal p

roje

ct fu

ndin

g ▪

Cons

erva

tion

Trus

t Fun

ds

• To

urism

Rev

enue

s (en

tran

ce fe

es, u

ser f

ees,

etc.

) •

Inte

grat

ed P

rote

cted

Are

a Fu

nd (I

PAF)

[For

NIP

AS]

3=ca

n cit

e m

any

2=ca

n cit

e at

leas

t 2

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

F4-S

5. P

repa

ratio

n of

pr

ojec

t pro

posa

ls Do

you

pre

pare

pro

ject

pro

posa

ls? If

yes

, de

scrib

e br

iefly

. Ha

ve y

ou a

tten

ded

any

trai

ning

rela

ted

to

prop

osal

writ

ing?

If y

es, n

ame

the

trai

ning

/s.

Part

icipa

ted

in p

repa

ring

proj

ect p

ropo

sal/s

to fu

nd M

PA/N

Led

the

tech

nica

l wor

king

gro

up (T

WG)

that

pre

pare

s the

pro

ject

pro

posa

l/s

• M

embe

r of t

he T

WG

that

pre

pare

s the

pro

posa

l •

Assig

ned

a st

aff t

o co

nduc

t a w

orks

hop

to d

raft

the

prop

osal

Coor

dina

ted

and

orga

nize

d th

e w

orks

hop

on th

e dr

aftin

g of

the

proj

ect

prop

osal

Atte

nded

the

wor

ksho

p &

par

ticip

ated

in th

e dr

aftin

g of

the

proj

ect

prop

osal

De

scrip

tion

of p

ropo

sal _

____

____

____

____

____

____

____

____

____

____

____

__

____

____

____

____

____

____

____

____

____

____

____

____

____

____

____

____

__

Can

nam

e tra

inin

g/s a

ttend

ed o

n pr

opos

al w

ritin

g.

2=pa

rtici

pate

d in

dra

fting

the

prop

osal

1=

min

imal

par

ticip

atio

n

0=No

par

ticip

atio

n (p

lus “

1”, i

f can

des

crib

e pr

opos

al

subm

itted

/ app

rove

d/fu

nded

) (M

ax=3

poi

nts)

Page 115: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

F4

-S6.

Allo

cate

, mob

ilize

an

d ou

tsou

rce

fund

s an

d re

sour

ces f

or

MPA

/N

How

do

you

allo

cate

and

prio

ritize

fu

nds/

reso

urce

s for

the

MPA

/N?

How

do

you

help

gen

erat

e fu

nds/

reso

urce

s fo

r the

MPA

/N?

Able

to d

iscus

s in

deta

il ho

w fu

nds a

re a

lloca

ted,

mob

ilize

d an

d se

cure

d by

Prio

ritizi

ng n

eeds

bas

ed o

n co

nsul

tatio

n w

ith m

anag

emen

t bod

y •

Ensu

ring

that

gov

ernm

ent b

udge

t for

MPA

/N is

wel

l-bud

gete

d an

d in

tern

ally

-gen

erat

ed re

venu

es a

re u

sed

for t

he M

PA/N

Acqu

iring

fund

s and

reso

urce

s fro

m o

ther

org

aniza

tions

(e.g

. don

ors,

foun

datio

ns, N

GOs,

etc.

) •

Mak

ing

sure

that

fund

s are

acc

esse

d

• Ot

her s

trat

egie

s may

be

men

tione

d

3=ca

n sp

ecify

bud

get p

er p

rogr

am,

allo

catio

n an

d fu

nd so

urce

s 2=

inco

mpl

ete

1=

know

s onl

y 1

aspe

ct

0=No

ans

wer

5. C

ompe

tenc

y: E

nsur

e fin

ancia

l man

agem

ent s

yste

m in

pla

ce

F5-K

12. S

tand

ards

, no

rms a

nd p

roce

dure

s fo

r fin

ancia

l m

anag

emen

t

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

fin

ancia

l man

agem

ent t

hat y

ou k

now

of?

W

hat i

s the

pre

scrib

ed fi

nanc

ial r

epor

ting

that

you

follo

w?

Can

cite

a be

st p

ract

ice in

MPA

/N fi

nanc

ial m

anag

emen

t Kn

ows t

he fi

nanc

ial m

anag

emen

t sys

tem

and

the

inflo

w &

out

flow

of f

unds

for

the

MPA

/N (i

.e. N

atio

nal G

over

nmen

t Acc

ount

ing

Syst

em) –

Bud

getin

g,

Acco

untin

g, A

uditi

ng, C

ash

man

agem

ent,

Reve

nue

gene

ratio

n, R

epor

ting

2=Kn

ows m

any

1=Kn

ows a

t lea

st 1

0=

No a

nsw

er

F5-S

7. F

inan

cial

man

agem

ent s

kills

Ho

w d

o yo

u en

sure

that

pro

per f

inan

cial

man

agem

ent (

e.g.

pro

per b

udge

ting,

ac

coun

ting,

pro

cure

men

t, et

c.) i

s fol

low

ed?

Cite

som

e in

stan

ces.

How

do

you

ensu

re th

at fu

nds a

re sp

ent

wise

ly a

nd e

fficie

ntly

?

Know

s stra

tegi

es to

ens

ure

prop

er fi

nanc

ial m

anag

emen

t and

effe

ctiv

ely

&

effic

ient

ly u

se fu

nds (

i.e. p

rope

r bud

getin

g, a

ccou

ntin

g, a

uditi

ng, p

rocu

rem

ent,

etc.

)

2=M

entio

ns se

vera

l str

ateg

ies

1=M

entio

ns 1

stra

tegy

0=

No a

nsw

er

F5-S

8. F

inan

cial

repo

rtin

g Ho

w d

o yo

u pr

epar

e yo

ur fi

nanc

ial r

epor

ts?

How

ofte

n?

How

do

you

pres

ent y

our f

inan

cial r

epor

ts?

Cite

exa

mpl

es.

Know

s how

to p

repa

re fi

nanc

ial r

epor

ts

Know

s how

to p

rese

nt fi

nanc

ial s

tatu

s and

repo

rts

Mak

es su

re th

at fi

nanc

ial r

epor

ts a

re su

bmitt

ed o

n tim

e

2=m

entio

ns se

vera

l str

ateg

ies

1=m

entio

ns 1

stra

tegy

0=

N o a

nsw

er

COM

MUN

ICAT

IONS

6.

Com

pete

ncy:

Dire

ct th

e de

velo

pmen

t and

impl

emen

tatio

n of

an

adap

tive

com

mun

icatio

ns p

lan

for t

he M

PA/N

Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g C6

-K13

. MPA

/N

info

rmat

ion

that

nee

ds

to b

e co

mm

unica

ted

with

in a

nd o

utsid

e th

e m

anag

emen

t bod

y

Wha

t are

the

mos

t im

port

ant

conc

epts

/info

rmat

ion

abou

t MPA

/Ns t

hat

the

peop

le/c

omm

unity

shou

ld k

now

abo

ut?

Why

shou

ld o

ther

peo

ple

know

abo

ut th

e M

PA/N

in y

our a

rea?

Can

cite

impo

rtan

t inf

orm

atio

n ab

out t

he M

PA/N

that

shou

ld b

e co

mm

unica

ted

to th

e co

mm

unity

whi

ch co

uld

inclu

de th

e fo

llow

ing:

MPA

/N o

bjec

tives

(e.g

. fish

erie

s man

agem

ent,

biod

ivers

ity co

nser

vatio

n,

habi

tat p

rote

ctio

n, e

tc.)

• M

PA/N

thre

ats (

e.g.

ove

rfish

ing,

sedi

men

tatio

n, p

ollu

tion,

etc

.) •

Diffe

rent

mar

ine

habi

tats

(cor

al re

ef, s

eagr

ass,

man

grov

e)

• Im

port

ance

of m

arin

e re

sour

ces (

e.g.

pro

visio

ning

, reg

ulat

ing,

etc

.)

2=kn

ows l

ots

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 116: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

Best

pra

ctice

s in

MPA

/N m

anag

emen

t •

Law

s and

pol

icies

rela

ted

to co

asta

l and

mar

ine

envir

onm

ent a

nd re

sour

ces

• Ru

les &

regu

latio

ns; w

hat i

s allo

wed

and

pro

hibi

ted

in th

e M

PA/N

Com

mun

ity in

volv

emen

t in

the

MPA

/N

C6-K

14. C

omm

unica

tion

stra

tegi

es

Wha

t are

you

r com

mun

icatio

n st

rate

gies

? Gi

ve e

xam

ples

. Is

ther

e a

mec

hani

sm fo

r the

gen

eral

pub

lic

to b

e co

nsist

ently

, effe

ctiv

ely

and

pro-

activ

ely

info

rmed

abo

ut M

PA/N

pro

gram

s an

d ac

tiviti

es?

If ye

s, cit

e so

me

exam

ples

.

Vario

us co

mm

unica

tion

stra

tegi

es m

ay b

e gi

ven

such

as:

Adve

rtisi

ng (T

V, R

adio

, Pos

ters

) •

Pres

s Con

fere

nces

Trad

ition

al a

rts/

Com

mun

ity D

ialo

gue

• In

tern

et a

nd so

cial m

edia

SMS/

Mob

ile p

hone

Volu

ntee

r/ co

mm

unity

eve

nts

• M

erch

andi

se d

istrib

utio

n •

Spec

ial e

vent

s (to

wn

fest

ival

s, co

ntes

ts, f

un ru

ns)

• In

clusio

n in

scho

ol cu

rricu

lum

or t

hrou

gh IE

Cs a

nd o

ther

act

iviti

es co

nduc

ted

in sc

hool

or w

ith st

uden

ts

2=kn

ows l

ots

1=kn

ows 1

0=

No a

nsw

er

C6-K

15. O

ptio

ns o

n pr

ovid

ing

reso

urce

s for

th

e co

mm

unica

tions

pr

ogra

m

Wha

t are

the

sour

ces o

f fun

ds a

nd o

ther

re

sour

ces t

o su

ppor

t the

com

mun

icatio

n pr

ogra

m fo

r the

MPA

/N?

Cite

exa

mpl

es,

sour

ces,

etc.

Fina

ncia

l res

ourc

es fo

r the

MPA

/N’s

com

mun

icatio

n pr

ogra

m m

ay co

me

from

IP

AF (N

IPAS

), vo

lunt

ary

cont

ribut

ions

/ don

atio

ns, s

pons

orsh

ips,

budg

et

allo

catio

n, e

xter

nal p

roje

ct fu

ndin

g (N

GO),

exte

rnal

pro

ject

fund

ing

(Gov

ernm

ent),

ext

erna

l pro

ject

fund

ing

(priv

ate)

and

fund

-raisi

ng a

ctiv

ities

. Ot

her r

esou

rces

may

be

thro

ugh

hum

an se

rvice

s suc

h as

vol

unte

er in

divi

dual

s an

d or

gani

zatio

ns, o

r airt

ime

from

radi

o st

atio

ns, e

tc.

3=ca

n cit

e m

any

2=ca

n cit

e at

leas

t 2

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

C6-S

9. E

ffect

ive

com

mun

icatio

n sk

ills

How

do

you

harn

ess s

uppo

rt fo

r the

MPA

/N?

If

ther

e ar

e pe

ople

who

do

not s

uppo

rt th

e M

PA/N

, how

do

you

deal

and

com

mun

icate

w

ith th

em?

Cite

exa

mpl

es.

Able

to h

arne

ss su

ppor

t for

the

MPA

/N th

roug

h th

e fo

llow

ing

way

s: •

Raisi

ng M

PA/N

conc

erns

in n

atio

nal,

regi

onal

and

loca

l mee

tings

and

ga

ther

ings

Prom

otin

g M

PA/N

by

supp

ortin

g in

stitu

tiona

l arr

ange

men

ts a

nd

part

ners

hips

with

oth

er m

unici

palit

ies,

prov

ince

s and

/or n

etw

orks

Com

mun

icatin

g w

ith fu

ndin

g gr

oups

and

age

ncie

s to

gath

er fi

nanc

ial

supp

ort

• He

adin

g fu

nd-ra

ising

act

iviti

es

• Im

mer

sing

with

the

loca

l com

mun

ity

Able

to d

eal w

ith n

on-s

uppo

rter

s of t

he M

PA/N

thro

ugh

the

follo

win

g:

• In

terp

erso

nal (

face

-to-fa

ce d

ialo

gues

and

disc

ussio

ns w

ith st

akeh

olde

rs)

• Pr

ovisi

on o

f edu

catio

n an

d pr

omot

iona

l mat

eria

ls •

Form

al m

eetin

g w

ith o

fficia

l hea

d of

stak

ehol

der g

roup

Med

iate

d (s

endi

ng o

f let

ters

to st

akeh

olde

rs)

2=ca

n cit

e se

vera

l suc

cess

ful

exam

ples

1=

can

cite

1 0=

No a

nsw

er

C6-S

10. C

oord

inat

ion

skill

s Ho

w d

o yo

u en

gage

with

mem

bers

of t

he

MPA

/N m

anag

emen

t bod

y? W

hy d

id y

ou

enga

ge w

ith th

em (e

.g. a

ppro

val o

f the

m

anag

emen

t pla

n, te

am b

uild

ing,

dev

elop

ing

the

M&

E pl

an, e

nfor

cem

ent e

tc.)?

Can

desc

ribe

how

he/

she

coor

dina

tes w

ith m

embe

rs o

f the

MPA

/N m

anag

emen

t bo

dy a

nd ci

te e

xam

ples

of h

is/he

r int

erac

tions

with

them

. Thi

s cou

ld in

clude

ac

tiviti

es su

ch a

s: •

Draf

ting

or u

pdat

ing

of th

e M

PA/N

man

agem

ent p

lan

• Ap

prov

al o

f the

man

agem

ent p

lan

• Te

am-b

uild

ing

• De

velo

ping

the

M&

E pl

an

• En

forc

emen

t pla

nnin

g an

d m

onito

ring

2=ca

n de

scrib

e ho

w h

e co

ordi

nate

s w

ith th

em

1=kn

ows o

nly

1 0=

No a

nsw

er

(plu

s 1, i

f kno

ws w

hy h

e en

gage

s w

ith th

em

(Max

=3 p

oint

s)

Page 117: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

How

do

you

enga

ge w

ith st

akeh

olde

rs a

nd

othe

r age

ncie

s for

the

man

agem

ent o

f the

M

PA/N

? W

hy d

id y

ou e

ngag

e w

ith th

em

(see

k fu

ndin

g su

ppor

t, de

velo

ping

the

M&

E pl

an, p

rodu

ctio

n of

IEC

mat

eria

ls, e

ncou

rage

pa

rtici

patio

n, jo

int e

nfor

cem

ent,

etc.

)

Ca

n de

scrib

e ho

w h

e/sh

e co

ordi

nate

s with

MPA

/N st

akeh

olde

rs a

nd o

ther

ag

encie

s for

the

man

agem

ent o

f the

MPA

/N a

nd ci

te e

xam

ples

of h

is/he

r in

tera

ctio

ns w

ith th

em. P

ossib

le re

ason

s for

eng

agem

ent c

an b

e:

• Se

ek su

ppor

t (fu

ndin

g, te

chni

cal a

ssist

ance

, etc

.)

• De

velo

ping

the

M&

E pl

an

• Pr

oduc

tion

of IE

C m

ater

ials

• En

cour

age

part

icipa

tion

and

supp

ort f

or M

PA/N

Join

t enf

orce

men

t C6

-S11

. Peo

ple

skill

s De

scrib

e yo

ur w

orki

ng re

latio

nshi

p w

ith 1

) m

embe

rs o

f the

man

agem

ent b

ody

and

2)

stak

ehol

ders

. Ho

w d

o yo

u ha

ndle

disa

gree

men

ts b

etw

een

mem

bers

of t

he M

PA o

r MPA

/N

man

agem

ent b

ody?

Can

desc

ribe

wor

king

rela

tions

hip

(whe

ther

pos

itive

, clo

se a

nd e

ffect

ive)

with

m

embe

rs o

f man

agem

ent b

ody

as w

ell a

s sta

keho

lder

s Ha

s str

ateg

ies t

o re

solv

e co

nflic

ts a

nd d

isagr

eem

ents

am

ong

mem

bers

of t

he

MPA

/N m

anag

emen

t bod

y –

whi

ch m

ay b

e do

ne th

roug

h fo

rmal

and

info

rmal

m

eetin

gs a

nd co

mm

unica

tions

and

can

cite

inst

ance

s whe

n th

ese

happ

ened

2=ca

n de

scrib

e w

orki

ng re

latio

nshi

ps

1=kn

ows o

nly

1 0=

N o a

nsw

er

( plu

s “1”

, if h

as st

rate

gy o

n ho

w to

ha

ndle

conf

licts

and

disa

gree

men

ts)

(Max

=3 p

oint

s)

ENFO

RCEM

ENT

7. C

ompe

tenc

y: D

irect

the

deve

lopm

ent o

f the

enf

orce

men

t pla

n fo

r the

MPA

/N

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

E7-K

16. L

aws a

nd

regu

latio

ns re

late

d to

M

PA/N

s

Wha

t per

tinen

t nat

iona

l law

s, lo

cal

ordi

nanc

es a

nd o

ther

issu

ance

s rel

ated

to

MPA

/Ns t

hat y

ou k

now

of?

W

hat a

re th

e pr

ohib

ited

and

allo

wed

ac

tiviti

es in

you

r MPA

/N?

He m

ay g

ive

the

spec

ific o

rdin

ance

s ena

cted

for t

he M

PA/N

in th

e ar

ea, o

r the

la

w th

at w

as p

asse

d sp

ecifi

c for

the

NIPA

S as

wel

l as t

he W

ildlif

e Ac

t, am

ende

d Fi

sher

ies L

aw, R

A 11

038

(ENI

PAS

Law

), an

d ot

her l

ocal

/mun

icipa

l/pro

vinc

ial

ordi

nanc

es th

at h

ave

been

pas

sed

whi

ch a

re re

late

d to

the

MPA

/N.

Can

men

tion

activ

ities

that

are

pro

hibi

ted

in th

e M

PA/N

: -

fishi

ng in

side

the

proh

ibite

d zo

ne o

r NO

TAKE

ZON

E; in

trusio

n in

to th

e re

gula

ted

zone

; fish

ing

usin

g un

auth

orize

d ge

ar, d

ynam

ite o

r poi

son

and

noxio

us su

bsta

nces

; bui

ldin

g Ill

egal

stru

ctur

es; p

ollu

tion;

colle

ctio

n of

m

arin

e or

gani

sms;

dum

ping

of g

arba

ge; c

olle

ctio

n of

sam

ples

or m

arin

e or

gani

sms f

or sa

le; h

untin

g or

capt

ure

of e

ndan

gere

d m

arin

e or

gani

sms;

tour

ism a

ctiv

ities

in p

rohi

bite

d zo

nes,

and

man

y ot

hers

) An

d ac

tiviti

es th

at a

re a

llow

ed in

the

MPA

/N:

- re

crea

tiona

l div

ing

in d

esig

nate

d zo

ne, r

esea

rch,

nav

igat

ion,

etc

.

2=ca

n cit

e se

vera

l law

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if a

ble

to m

entio

n pr

ohib

ited

and

allo

wed

act

iviti

es)

(Max

=3 p

oint

s)

E7-K

17. K

ey co

ncep

ts

and

best

pra

ctice

s in

MPA

/N e

nfor

cem

ent

Desc

ribe

the

maj

or e

lem

ents

of t

he

enfo

rcem

ent c

hain

(i.e

. det

ectio

n,

appr

ehen

sion,

filin

g of

case

, jud

gmen

t, et

c.)

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

en

forc

emen

t tha

t you

kno

w o

f wha

t can

Elem

ents

of a

stra

tegi

c enf

orce

men

t pla

n:

• Pr

even

tive

mec

hani

sms t

o pr

even

t or p

re-e

mp

viol

atio

ns fr

om o

ccur

ring

– so

that

regu

latio

ns sh

ould

be

diss

emin

ated

wid

ely

and

enfo

rcer

s mus

t be

read

y at

all

times

(e.g

., us

ing

billb

oard

s & si

gnag

e; b

uoys

; dia

logu

es a

nd

IECs

; dep

utat

ion/

trai

ning

of e

nfor

cers

)

2=ca

n cit

e m

ajor

ele

men

ts

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

(p

lus “

1”, i

f abl

e to

men

tion

som

e be

st p

ract

ices i

n en

forc

emen

t)

Page 118: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

othe

rs le

arn

from

you

? Pl

ease

cite

exa

mpl

es.

• De

tect

ion

mec

hani

sm w

hich

ens

ures

that

ther

e w

ill b

e gr

eate

r cha

nces

of

unco

verin

g vi

olat

ions

thro

ugh

inst

alla

tion

of g

uard

hous

e, u

se o

f equ

ipm

ent

(bin

ocul

ars,

spot

light

s, ra

dars

) and

sate

llite

serv

ices

• Re

port

ing

mec

hani

sm in

volv

es a

ppro

ache

s tha

t will

ens

ure

viol

atio

ns a

re

conv

eyed

to e

nfor

cers

on

time

(hot

line

num

ber)

• Re

cord

ing

mec

hani

sm in

clude

s app

roac

hes t

hat w

ill e

nsur

e th

at d

etai

ls of

vi

olat

ions

are

capt

ured

and

dul

y re

cord

ed b

y th

e en

forc

ers

• Re

spon

ding

mec

hani

sms a

re st

rate

gies

to e

nsur

e th

at e

nfor

cers

are

abl

e to

st

op th

e vi

olat

ions

or r

eact

to re

port

s of v

iola

tions

(hav

ing

patr

ol v

esse

ls,

regu

lar t

rain

ing

and

refre

sher

cour

ses f

or e

nfor

cers

and

allo

catin

g bu

dget

fo

r ope

ratio

ns)

• Di

spos

al m

echa

nism

s – e

nsur

ing

viol

ator

s are

pun

ished

and

dul

y sa

nctio

ned

(loca

l adj

udica

tion

boar

d, p

rose

cutio

n, im

poun

ding

are

a fo

r con

fisca

ted

equi

pmen

t and

gea

r, et

c.)

So

me

appr

oach

es in

enf

orce

men

t:

• So

ft Ap

proa

ch –

Pre

vent

ion;

Soc

ial M

arke

ting;

Soc

ial M

obili

zatio

n;

Legi

slatio

n an

d re

gula

tion;

Info

rmat

ion

diss

emin

atio

n; C

ontin

uous

m

onito

ring

• Ha

rd A

ppro

ach

– Pr

esen

ce o

f law

enf

orce

rs; S

anct

ions

impo

sed;

Det

ectio

n,

appr

ehen

sion,

and

pro

secu

tion

activ

ities

; Neg

atin

g ec

onom

ic be

nefit

s fro

m

illeg

al a

ctiv

ities

Be

st p

ract

ices i

n M

PA e

nfor

cem

ent:

Join

t enf

orce

men

t; Ha

rmon

ize e

nfor

cem

ent

law

s and

regu

latio

ns; P

artic

ipat

ory

law

enf

orce

men

t; So

cial m

arke

ting;

In

form

atio

n di

ssem

inat

ion

Max

=3 p

oint

s

E7-K

18. E

nfor

cem

ent

plan

ning

W

hat w

as y

our r

ole

in th

e de

velo

pmen

t of

the

enfo

rcem

ent p

lan

for t

he M

PA/N

? De

scrib

e th

e m

ajor

com

pone

nts a

nd

stra

tegi

es in

the

enfo

rcem

ent p

lan.

Invo

lvem

ent i

n th

e de

velo

pmen

t of M

PA/N

man

agem

ent:

High

ly in

volv

ed (a

nd ca

n de

scrib

e pr

oces

s of d

evel

opm

ent)

• M

oder

atel

y in

volv

ed

• Lit

tle in

volv

emen

t (e.

g. si

gnin

g in

vitat

ion

lett

ers,

etc.

) •

No in

volv

emen

t at a

ll

Step

s in

the

deve

lopm

ent o

f the

Enf

orce

men

t Pla

n (m

ay b

ecom

e co

mpo

nent

s):

• Po

licy

and

inst

itutio

nal r

evie

w

• Si

tuat

iona

l Ana

lysis

(iss

ue m

appi

ng)

• Id

entif

icatio

n of

enf

orce

rs

• De

fine

stra

tegi

es

• De

velo

p pl

an o

f act

ion

• M

onito

r and

eva

luat

e •

Refin

e an

d am

end

stra

tegi

es

• Up

date

bas

elin

e in

form

atio

n

3=le

ader

ship

/ m

ain

role

, 2=

hel

ped

draf

t with

oth

ers

1=m

inim

al p

artic

ipat

ion

0=No

ans

wer

Page 119: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

E7-K

19. B

road

er

enfo

rcem

ent p

lann

ing

Is

ther

e an

enf

orce

men

t pla

n fo

r the

who

le

mun

icipa

l/ ba

y-w

ide

wat

ers?

If y

es, p

leas

e de

scrib

e br

iefly

. Is

the

enfo

rcem

ent o

f the

MPA

/N

inco

rpor

ated

in it

?

Know

ledg

eabl

e ab

out t

he e

nfor

cem

ent a

ctiv

ities

not

onl

y fo

r the

MPA

/N b

ut a

lso

on th

e ba

y-w

ide

or la

rger

scal

e Kn

ows w

heth

er e

nfor

cem

ent o

f the

MPA

/N is

inco

rpor

ated

in th

e br

oade

r en

forc

emen

t pla

n of

the

bay

or re

gion

2=kn

ows d

etai

led

plan

1=

know

s a li

ttle

abou

t pla

n 0=

No a

nsw

er

E7-S

12. A

naly

tical

skill

s Ho

w d

o yo

u kn

ow if

the

enfo

rcem

ent

stra

tegi

es e

mpl

oyed

are

app

ropr

iate

?

How

do

you

adap

t or a

djus

t?

The

mos

t com

mon

tool

s to

anal

yse

info

rmat

ion

rela

ted

to e

nfor

cem

ent a

re

iden

tifica

tion

of st

reng

ths,

wea

knes

ses,

oppo

rtun

ities

and

thre

ats o

r SW

OT

anal

ysis

and

scen

ario

pla

nnin

g w

hich

invo

lves

fore

cast

ing

futu

re e

vent

s usin

g a

set o

f ass

umpt

ions

. Can

des

crib

e w

hy su

ch st

rate

gies

are

use

d an

d if

they

are

ef

fect

ive/

appr

opria

te.

2=m

entio

ns se

vera

l str

ateg

ies

1=m

entio

ns 1

stra

tegy

0=

No a

nsw

er

8. C

ompe

tenc

y: E

nsur

e ef

fect

ive

impl

emen

tatio

n of

the

MPA

/N e

nfor

cem

ent p

lan

E8-K

20. I

mpo

rtan

ce o

f en

forc

emen

t act

iviti

es

Is th

ere

a ne

ed to

mon

itor e

nfor

cem

ent

activ

ities

? Ex

plai

n yo

ur a

nsw

er.

Wha

t are

the

tool

s/m

etho

ds th

at ca

n be

us

ed to

mon

itor/

asse

ss e

nfor

cem

ent

activ

ities

?

Know

s im

port

ance

of e

nfor

cem

ent m

onito

ring

and

the

met

hods

use

d 2=

know

s lot

s 1=

know

s at l

east

1

0=No

ans

wer

E8-K

21. C

halle

nges

to

enfo

rcem

ent

Wha

t are

the

chal

leng

es a

nd b

arrie

rs in

en

forc

emen

t?

How

do

you

addr

ess/

reso

lve

them

?

Can

cite

spec

ific c

halle

nges

in a

rea

and

disc

uss h

ow th

ese

wer

e ad

dres

sed

or

reso

lved

Ch

alle

nges

and

bar

riers

in e

nfor

cem

ent:

• So

ciocu

ltura

l bar

riers

in th

e ar

ea –

Exis

ting

cust

omar

y la

ws/

loca

l rul

es a

nd

regu

latio

ns; T

radi

tiona

l die

ts (c

onsu

mpt

ion

of p

rote

cted

thre

aten

ed

spec

ies)

; Pol

itica

l int

erve

ntio

n •

Polit

ical b

arrie

rs in

the

area

– P

arty

affi

liatio

n; P

atro

nage

; War

ds a

nd v

oter

s •

Econ

omic

barr

iers

in th

e ar

ea –

Live

lihoo

d; B

usin

ess i

nter

ests

; Fisc

al

limita

tions

Tech

nica

l bar

riers

in th

e ar

ea –

Juris

dict

ions

; Im

poun

dmen

t; Ev

iden

ce

(spe

cies e

xam

inat

ion)

; Det

entio

n •

Tech

nolo

gica

l bar

riers

in th

e ar

ea –

Equ

ipm

ent a

nd in

frast

ruct

ures

; Glo

bal

Posit

ioni

ng S

yste

m; P

atro

l boa

ts

• In

stitu

tiona

l bar

riers

in th

e ar

ea –

Tur

fing;

Com

petit

ions

; Pro

ximity

; Lac

k of

ca

pacit

y; F

iscal

prio

ritie

s St

rate

gies

to a

ddre

ss/ r

esol

ve ch

alle

nges

can

inclu

de:

• Ca

pacit

y de

velo

pmen

t •

Com

mun

ity co

nsul

tatio

ns a

nd p

artic

ipat

ion

• Sh

ared

enf

orce

men

t •

Acqu

isitio

n of

equ

ipm

ent/

mat

eria

ls

2=ca

n cit

e se

vera

l 1=

can

cite

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if k

now

s how

to re

solv

e th

em)

(Max

=3 p

oint

s)

Page 120: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

1

E8-S

13. E

nfor

cem

ent

stra

tegi

es

How

do

you

ensu

re th

at e

nfor

cem

ent

activ

ities

are

effe

ctiv

ely

done

?

Use

of e

nfor

cem

ent c

hain

– d

etec

tion,

app

rehe

nsio

n, fi

ling

of ca

se, j

udge

men

t, et

c.

Cond

ucts

enf

orce

men

t usin

g va

rious

stra

tegi

es:

• Pr

even

tive

mec

hani

sms u

sing

billb

oard

s & si

gnag

e; b

uoys

; dia

logu

es a

nd

IECs

; dep

utat

ion/

trai

ning

of e

nfor

cers

Dete

ctio

n th

roug

h in

stal

latio

n of

gua

rdho

use,

use

of e

quip

men

t (bi

nocu

lars

, sp

otlig

hts,

rada

rs) a

nd sa

telli

te se

rvic

es

• Re

port

ing

mec

hani

sm u

sing

hotli

ne n

umbe

r and

mob

ile p

hone

s for

en

forc

ers

• Re

cord

ing

mec

hani

sm –

Kee

p re

cord

s and

logs

of a

ctiv

ities

; Rep

orts

of

viol

atio

ns

• Re

spon

ding

mec

hani

sms b

y em

pow

erm

ent o

f loc

als t

o pa

rtici

pate

; pr

ocur

emen

t of p

atro

l ves

sels;

regu

lar t

rain

ing

and

refre

sher

cour

ses f

or

enfo

rcer

s; al

loca

ting

budg

et fo

r ope

ratio

ns

• Di

spos

al m

echa

nism

s – e

nsur

ing

viol

ator

s are

pun

ished

by

esta

blish

men

t of

a lo

cal a

djud

icatio

n bo

ard;

pro

secu

tion;

ava

ilabi

lity

of im

poun

ding

are

a fo

r co

nfisc

ated

equ

ipm

ent a

nd g

ear;

prot

ectio

n of

cust

ody

chai

n

2=kn

ows s

ever

al

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

E8-S

14. M

akes

corr

ect

judg

emen

t cal

ls Ho

w d

o yo

u de

cide

prob

lem

atic

case

s re

late

d to

enf

orce

men

t? W

hat b

asis

do

you

use?

Des

crib

e an

exa

mpl

e.

Can

cite

an e

xam

ple

of p

robl

emat

ic ca

ses t

hat e

xhib

ited

good

judg

men

t cal

l To

dec

ide

prob

lem

atic

case

s/vi

olat

ions

he/

she

may

refe

r to

exist

ing

law

s and

re

gula

tions

(Fish

erie

s Cod

e &

Wild

life

Act;

ordi

nanc

es; e

xecu

tive

orde

rs;

reso

lutio

ns; a

nd a

dmin

istra

tive

orde

rs);

cons

ult e

nfor

cem

ent t

eam

or o

ther

en

forc

emen

t age

ncie

s

2=ca

n pr

ovid

e se

vera

l exa

mpl

es o

f go

od ju

dgem

ent c

alls

1=ca

n m

entio

n at

leas

t 1

0=No

ans

wer

Page 121: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

2

MON

ITOR

ING

AND

EVAL

UATI

ON

9. C

ompe

tenc

y: D

evel

op a

nd im

plem

ent a

n ef

fect

ive

mon

itorin

g an

d ev

alua

tion

(M&

E) p

rogr

am a

nd fe

edba

ck sy

stem

Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g M

9-K2

2. M

PA/N

etw

ork

obje

ctiv

es a

nd b

enef

its

Wha

t are

the

obje

ctiv

es o

f the

MPA

/N?

Wha

t ind

icato

r/s n

eed

to b

e m

onito

red

to

dete

rmin

e if

thes

e ob

ject

ives

are

bei

ng m

et?

Know

s the

obj

ectiv

es &

indi

cato

rs o

f the

MPA

/N w

hich

can

inclu

de:

• Sus

tain

able

fish

erie

s – in

crea

sed

fish

stoc

k (b

iom

ass,

abun

danc

e); i

ncre

ased

fis

h ca

tch

(CPU

E); i

ncre

ased

/mai

ntai

ned

larv

al su

pply

/rec

ruitm

ent;

abse

nce/

decr

ease

of i

llega

l/des

truct

ive

fishi

ng p

ract

ices

• Bio

dive

rsity

cons

erva

tion

– pr

otec

tion

of cr

itica

l hab

itats

; mai

ntai

ned

ecol

ogica

l con

nect

ivity

; im

prov

ed st

atus

of t

hrea

tene

d sp

ecie

s; im

prov

ed

popu

latio

n siz

e • C

limat

e ch

ange

ada

ptat

ion

– pr

otec

tion

of re

silie

nt a

reas

; pro

tect

ion

of

criti

cal h

abita

ts; p

rote

ctio

n sim

ilar h

abita

ts a

long

env

ironm

enta

l gra

dien

t; re

duce

d th

reat

s; en

hanc

e ec

olog

ical c

onne

ctiv

ity

• Int

er-L

GU a

llian

ce –

Mem

oran

dum

of A

gree

men

ts; h

arm

onize

d CR

M re

late

d or

dina

nces

; joi

nt e

nfor

cem

ent

• Eco

tour

ism –

equ

itabl

e be

nefit

s; in

crea

sed

inco

me

• Pro

tect

ion

of th

reat

ened

spec

ies –

impr

oved

stat

us o

f thr

eate

ned

spec

ies;

impr

oved

pop

ulat

ion

size

• Soc

ial n

etw

ork

– in

crea

sed

colla

bora

tions

; sha

ring

of e

xper

tise

and

reso

urce

s; ex

chan

ge o

f kno

wle

dge

2=ca

n m

entio

n se

vera

l obj

ectiv

es

1=ca

n m

entio

n at

leas

t 1 o

bjec

tive

0= N

o an

swer

(p

lus “

1”, i

f kno

ws i

ndica

tors

) (M

ax=3

poi

nts)

M9-

K23.

MPA

/N

Mon

itorin

g an

d Ev

alua

tion

(M&

E)

prog

ram

Wha

t is m

onito

ring

and

eval

uatio

n an

d w

hy

is it

impo

rtan

t?

Does

you

r MPA

/N h

ave

a M

&E

prog

ram

? If

yes,

wha

t was

you

r inv

olve

men

t in

the

deve

lopm

ent o

f the

M&

E pr

ogra

m?

Can

expl

ain

wha

t is b

eing

mon

itore

d an

d ev

alua

ted

whi

ch m

ay in

clude

the

stat

us

of m

anag

emen

t effe

ctiv

enes

s; co

mpe

tenc

e/ca

pacit

y of

the

man

agem

ent b

ody;

st

atus

of c

oast

al a

nd m

arin

e re

sour

ces;

as w

ell a

s soc

ioec

onom

ic fa

ctor

s M

&E

is do

ne fo

r the

follo

win

g re

ason

s: •

To d

eter

min

e ef

fect

iven

ess o

f act

iviti

es in

ach

ievi

ng g

oals

and

obje

ctiv

es

• Fo

r dec

ision

mak

ing

and

plan

ning

of a

ctiv

ity

• Ca

n be

use

d as

bas

is fo

r tra

inin

gs/w

orks

hops

Ca

n di

scus

s lev

el o

f inv

olve

men

t, if

any,

on

the

deve

lopm

ent o

f the

M&

E pr

ogra

m

2=ve

ry k

now

ledg

eabl

e (s

ever

al it

ems

/ rea

sons

not

ed)

1=m

entio

ns a

t lea

st 1

0=

No a

nsw

er

M9-

K24.

Com

pone

nts o

f th

e M

&E

prog

ram

-

Perfo

rman

ce M

&E

syst

em

- Ec

olog

ical/

biop

hysic

al M

&E

syst

em

- So

cio-e

cono

mic

M&

E sy

stem

Wha

t are

the

mai

n co

mpo

nent

s of y

our M

&E

prog

ram

– d

oes i

t inc

lude

a co

mpo

nent

on

perfo

rman

ce o

f man

agem

ent b

ody,

ec

olog

ical c

ompo

nent

, soc

io-e

cono

mic

com

pone

nt?

Wha

t are

the

obje

ctiv

es o

f eac

h co

mpo

nent

?

The

M&

E pr

ogra

m u

sual

ly h

as m

any

com

pone

nts a

nd ca

n in

clude

the

follo

win

g co

mpo

nent

s, ob

ject

ives

and

tool

s to

mea

sure

them

: •

Perfo

rman

ce &

effe

ctiv

enes

s of m

anag

emen

t bod

y –

impr

ove

capa

city

and

com

pete

nce

of m

anag

emen

t bod

y, F

inan

cial s

usta

inab

ility

, Bud

get

allo

catio

ns, C

olla

bora

tion

with

oth

er st

akeh

olde

rs, A

dopt

ion

of o

rdin

ance

s su

ppor

ting

MPA

/N

▪ TO

OLS:

MEA

T, M

ETT,

NEA

T, e

tc.

• Ec

olog

ical/

biop

hysic

al –

mon

itor c

hang

es in

fish

bio

mas

s and

den

sity

(incr

ease

d/m

aint

aine

d), I

ncre

ased

/mai

ntai

ned

seag

rass

, man

grov

e an

d co

ral c

over

s; Pr

otec

tion

of cr

itica

l hab

itats

TOOL

S: H

abita

t mon

itorin

g th

roug

h va

rious

met

hods

fish

visu

al

cens

us, t

rans

ect s

urve

ys w

ith p

hoto

quad

rats

or L

IT, R

eef C

heck

, etc

. •

Socio

-eco

nom

ic –

incr

ease

d in

com

e, in

crea

sed

socia

l gro

ups

2=ca

n m

entio

n se

vera

l com

pone

nts,

tolls

and

obj

ectiv

es

1=ca

n m

entio

n at

leas

t 1 co

mpo

nent

, ob

ject

ive,

at l

east

, with

or w

ithou

t to

ol

0=No

ans

wer

Page 122: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

3

• TO

OLS:

land

ed ca

tch

surv

ey, m

arke

t sur

vey,

SEA

T, fi

sh ca

tch

mon

itorin

g (C

PUE)

M

9-K2

5. In

dica

tors

use

d in

M&

E

- Pe

rform

ance

M&

E -

Ecol

ogica

l/ bi

ophy

sical

M&

E So

cio-e

cono

mic

M&

E

Wha

t are

the

indi

cato

rs th

at y

ou m

onito

r for

ea

ch o

f the

mai

n co

mpo

nent

s of y

our M

&E

prog

ram

? In

the

tabl

e on

the

right

, che

ck th

e in

dica

tors

th

at y

ou u

se a

nd sp

ecify

how

ofte

n th

ey a

re

mon

itore

d (a

nnua

l, qu

arte

rly).

Acro

nym

s use

d:

MEA

T –

MPA

Man

agem

ent E

ffect

iven

ess

Asse

ssm

ent T

ool

MET

T –

Man

agem

ent E

ffect

iven

ess T

rack

ing

Tool

NE

AT –

Net

wor

k Ef

fect

iven

ess A

sses

smen

t Too

l CP

UE –

Cat

ch p

er u

nit e

ffort

Chec

k th

e in

dica

tors

that

you

use

and

spec

ify h

ow o

ften

they

are

mon

itore

d (a

nnua

l, qu

arte

rly).

Indi

cato

rs

Chec

k if

mon

itore

d Sc

hedu

le o

f m

onito

ring

PERF

ORM

ANCE

A.

Leve

l & ra

ting

(MEA

T)

B. S

core

(MET

T)

C. Le

vel &

ratin

g (N

EAT)

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL

A. %

live

cora

l cov

er

B. F

ish b

iom

ass (

tons

/sqk

m)

C. %

seag

rass

cove

r or d

ensit

y

D.

Num

ber o

f spe

cies:

1.

Fish

2.

Sea

gras

s

3.

Man

grov

e

E. %

man

grov

e ca

nopy

cove

r

F.

Tot

al a

rea

(hec

tare

s)

1. C

oral

reef

2.

Sea

gras

s

3.

Man

grov

e

G. M

arin

e m

amm

al si

ghtin

gs &

m

orta

litie

s (sp

ecie

s)

H. O

ther

(pls.

spec

ify):

SOCI

O-EC

ONOM

IC

A. H

ouse

hold

inco

me

B. F

ish ca

tch

(CPU

E)

C. O

ther

(pls.

spec

ify):

2=ve

ry k

now

ledg

eabl

e (c

heck

s se

vera

l ite

ms)

1=

men

tions

at l

east

1

0=No

ans

wer

(p

lus “

1”, w

ith sc

hedu

le o

f m

onito

ring

indi

cate

d)

(Max

poi

nts=

3)

Page 123: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

4

M9-

S15.

Effe

ctiv

ely

cond

uct M

&E

surv

eys

Do y

ou co

nduc

t M&

E su

rvey

s (i.e

. pe

rform

ance

, soc

io-e

cono

mic,

eco

logi

cal)?

Ha

ve y

ou re

ceiv

ed a

ny tr

aini

ngs o

n M

PA/N

M&

E? N

ame

trai

ning

s rec

eive

d.

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls

on a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht.

SCAL

E:

0 –

None

1

– W

ith tr

aini

ng/ h

as a

ssist

ed a

few

tim

es

2 –

Can

perfo

rm w

ith m

inim

um su

perv

ision

3

– Ca

n pe

rform

inde

pend

ently

4

– Ca

n su

perv

ise a

gro

up

Acro

nym

s use

d:

CPCE

– C

oral

poi

nt co

unt w

ith E

xcel

ex

tens

ions

SE

AT –

Soc

io-e

cono

mic

Asse

ssm

ent T

ool

SocM

on –

Soc

ioec

onom

ic M

onito

ring

Rate

you

r ski

lls b

y tic

king

a b

ox u

sing

the

indi

cate

d sc

ale

(see

left

colu

mn)

.

Mon

itorin

g an

d Ev

alua

tion

skill

s 0

1 2

3 4

PERF

ORM

ANCE

A. M

EAT

B.

MET

T

C. N

EAT

D.

Oth

er:

ECOL

OGIC

AL/ B

IOPH

YSIC

AL

A.

Cor

al re

ef a

sses

smen

t & m

onito

ring

1. M

anta

tow

2

. Lin

e in

terc

ept t

rans

ect (

LIT)

3

. Pho

toqu

adra

t & C

PCE

4. F

ish v

isual

cens

us (F

VC)

5. R

eef C

heck

B. S

eagr

ass a

sses

smen

t & m

onito

ring

C.

Sea

wee

d as

sess

men

t & m

onito

ring

D.

Bea

ch fo

rest

ass

essm

ent &

mon

itorin

g

E. In

vert

ebra

te a

sses

smen

t & m

onito

ring

F.

Cet

acea

n id

entif

icatio

n/ su

rvey

G. M

arin

e tu

rtle

iden

tifica

tion/

surv

ey

H.

Sea

bird

surv

ey

I.

Othe

r:

SOCI

O-EC

ONOM

IC

A.

SEA

T

B. S

ocM

on

C.

Oth

er:

2=hi

ghly

-ski

lled

(che

cks 2

or m

ore

item

s)

1=le

ss sk

illed

(che

cks o

nly

1)

0=No

ans

wer

(p

lus “

1”, w

ith tr

aini

ngs)

(M

ax p

oint

s=3)

M9-

S16.

Pla

nnin

g an

d or

gani

zing

skill

s Ho

w d

id y

ou fa

cilita

te th

e de

velo

pmen

t and

im

plem

enta

tion

of th

e M

PA/N

M&

E pr

ogra

m?

How

do

you

plan

for a

ctua

l M&

E ac

tiviti

es?

Can

disc

uss w

ith so

me

deta

il on

the

deve

lopm

ent a

nd im

plem

enta

tion

of th

e M

PA/N

M&

E pr

ogra

m (c

an m

entio

n ac

tiviti

es th

at h

ave

been

don

e an

d ho

w th

ey

wer

e su

cces

sful

ly ca

rrie

d ou

t)

2=kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 124: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

5

10. C

ompe

tenc

y: F

orm

ulat

e ad

aptiv

e m

anag

emen

t str

ateg

ies b

ased

on

mon

itorin

g and

eva

luat

ion

resu

lts.

M10

-K26

. Ada

ptiv

e m

anag

emen

t con

cept

s an

d im

port

ance

of

feed

back

Adap

tive

man

agem

ent i

nvol

ves t

he u

se o

f re

sults

from

M&

E to

adj

ust t

he o

pera

tiona

l im

plem

enta

tion

of th

e M

PA/N

. Can

you

cite

an

inst

ance

whe

re a

dapt

ive

man

agem

ent

was

pra

ctice

d in

you

r are

a (e

.g. o

n CR

M o

r M

PA p

rogr

ams)

? W

hat a

re th

e po

ssib

le fe

edba

ckin

g m

echa

nism

s for

the

MPA

/N a

nd h

ow

regu

larly

is it

don

e?

Fam

iliar

with

the

conc

epts

of a

dapt

ive

man

agem

ent a

nd ca

n cit

e an

exa

mpl

e of

ho

w it

was

pra

ctice

d (e

.g. a

djus

tmen

t of a

ctiv

ities

/inte

rven

tions

dep

endi

ng o

n cu

rren

t situ

atio

n an

d on

M&

E re

sults

) M

&E

resu

lts ca

n be

use

d fo

r lea

rnin

g; fo

r dec

ision

mak

ing

and

plan

ning

for

addi

tiona

l act

iviti

es a

nd im

prov

emen

t of i

nter

vent

ions

; to

enco

urag

e m

anag

emen

t bod

y an

d st

akeh

olde

rs to

bet

ter p

erfo

rm th

eir d

utie

s; an

d as

bas

is fo

r inc

entiv

e/ d

isinc

entiv

e sy

stem

. Ca

n en

umer

ate

way

s of g

ivin

g/ge

tting

feed

back

on

the

MPA

/N a

nd k

now

s the

im

port

ance

of f

eedb

ack

feed

back

ing

M&

E re

sults

to co

nstit

uent

s/pa

rtne

rs

2=kn

ows a

dapt

ive

man

agem

ent w

ell

and

can

cite

exam

ples

1=

know

s som

e 0=

No

answ

er

(plu

s “1”

, if k

now

s fee

dbac

king

m

echa

nism

) (M

ax=3

poi

nts)

M10

-K27

. Mon

itorin

g an

d ev

alua

tion

repo

rts

Wha

t sho

uld

be p

rese

nted

and

inclu

ded

in

the

M&

E re

port

s?

Info

rmat

ion

inclu

ded

in M

&E

repo

rts

• Tr

end

of th

e st

ate

of p

erfo

rman

ce, e

colo

gica

l, an

d so

cio e

cono

mic

• Ef

fect

iven

ess o

f act

iviti

es in

ach

ievi

ng g

oals

and

obje

ctiv

es

• Ch

alle

nges

affe

ctin

g pe

rform

ance

of m

anag

emen

t bod

y •

Thre

ats a

ffect

ing

coas

tal a

nd m

arin

e re

sour

ces

• Ch

alle

nges

affe

ctin

g so

cioec

onom

ic st

atus

Reco

mm

enda

tions

2=kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

N o a

nsw

er

M10

-S17

. Ana

lytic

al sk

ills

to fo

rmul

ate

appr

opria

te

inte

rven

tions

Can

you

cite

exam

ples

of i

nter

vent

ions

/ im

prov

ed st

rate

gies

that

you

impl

emen

ted

afte

r see

ing

the

resu

lts o

f the

M&

E? W

hy

wer

e th

ese

done

?

Som

e of

the

inte

rven

tions

that

may

be

done

: •

Whe

n m

anag

emen

t effe

ctiv

enes

s is l

ow –

cond

ucts

skill

s tra

inin

gs/

wor

ksho

ps, i

mpr

ove

finan

cial s

trat

egie

s, co

nduc

ts a

dditi

onal

act

iviti

es, e

tc.

• W

hen

ecol

ogica

l sta

tus i

s low

– st

reng

then

s enf

orce

men

t, re

duce

s hab

itat

thre

ats,

impr

ove

MPA

des

ign,

etc

. •

Whe

n so

cioec

onom

ic st

atus

is lo

w –

cond

ucts

aw

aren

ess c

ampa

igns

, co

nduc

ts li

velih

ood

trai

ning

s, co

nduc

ts a

ctiv

ities

to in

crea

se so

cial c

ohes

ion,

et

c.

2= ca

n cit

e m

any

exam

ples

1=

can

cite

at le

ast 1

exa

mpl

e 0=

No a

nsw

er

M10

-S18

. Tec

hnica

l w

ritin

g, e

ffect

ive

feed

back

and

pr

esen

tatio

n sk

ills o

f M

&E

resu

lts

How

do

you

give

feed

back

abo

ut th

e M

&E

resu

lts?

How

wou

ld y

ou ra

te y

ours

elf i

n te

rms o

f te

chni

cal w

ritin

g an

d pr

esen

tatio

n sk

ills t

o ef

fect

ivel

y fe

edba

ck M

&E

resu

lts?

Rate

you

r ski

lls o

n a

scal

e of

0-4

usin

g th

e ta

ble

in th

e rig

ht.

Feed

back

ing

coul

d be

don

e th

roug

h su

bmiss

ion

of re

port

s (te

chni

cal r

epor

ts),

publ

ic pr

esen

tatio

ns d

urin

g ge

nera

l ass

embl

y m

eetin

gs (m

ay b

e th

roug

h a

vide

o,

play

, etc

.), e

tc.

Rate

you

r ski

lls b

y tic

king

a b

ox. S

cale

: 0 b

eing

NON

E, 1

-POO

R, 2

-MOD

ERAT

E, 3

-GO

OD, 4

-EXC

ELLE

NT

SKILL

S 0

1 2

3 4

1. T

echn

ical w

ritin

g

2. F

eedb

acki

ng

3.

Pre

sent

atio

n sk

ills

2= ca

n cit

e se

vera

l way

s 1=

can

cite

at le

ast 1

way

0=

No a

nsw

er

(plu

s “1”

, if r

ates

skill

s at 3

-4)

(Max

poi

nts=

3)

Page 125: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

6

11. C

ompe

tenc

y: L

inki

ng M

&E

resu

lts w

ith p

erfo

rman

ce-b

ased

ince

ntiv

e/di

since

ntiv

e sy

stem

s for

MPA

/N im

plem

enta

tion

M11

-K28

. Per

form

ance

-ba

sed

ince

ntiv

e/

disin

cent

ive

syst

ems

Plea

se ci

te b

est p

ract

ices o

n pe

rform

ance

-ba

sed

ince

ntiv

e/di

since

ntiv

e sy

stem

rela

ted

to M

PA/N

man

agem

ent.

Are

you

adop

ting

thes

e pr

actic

es in

you

r are

a?

Wha

t are

the

crite

ria/b

ases

for t

he

perfo

rman

ce e

valu

atio

n?

Wha

t was

you

r par

ticip

atio

n in

the

deve

lopm

ent o

f thi

s sys

tem

?

Can

desc

ribe

diffe

rent

per

form

ance

-bas

ed in

cent

ive/

disin

cent

ive

syst

ems f

or

MPA

/Ns i

mpl

emen

ted

in th

e ar

ea.

Reco

gniti

on a

nd a

war

ds g

iven

for B

est M

anag

ed M

PAs,

Best

MPA

Net

wor

k, B

est

NIPA

S, O

utst

andi

ng M

PA p

erso

nnel

, Ban

tay

Daga

t, Pr

otec

ted

Area

Ran

ger o

r W

ildlif

e En

forc

emen

t Offi

cer

Crite

ria fo

r thi

s can

be

the

MEA

T or

NEA

T sc

ores

, eva

luat

ion

and

valid

atio

n an

d fo

r ind

ivid

uals

this

may

be

perfe

ct a

tten

danc

e in

all

mee

tings

/ act

iviti

es, d

ilige

nce

and

activ

e pa

rtici

patio

n, e

tc.

2=ca

n de

scrib

e se

vera

l 1=

can

desc

ribe

at le

ast 1

0=

No

answ

er

M11

-S19

. Mak

es co

rrec

t ju

dgem

ent c

alls

How

do

you

rew

ard/

puni

sh m

embe

rs o

f the

M

PA m

anag

emen

t bod

y? C

ite in

stan

ces

whe

n th

ese

wer

e gi

ven.

Can

desc

ribe

a sy

stem

whi

ch h

as cl

ear b

asis

for m

akin

g ju

dgm

ent o

r dec

ision

s to

rew

ard/

puni

sh M

PA p

erso

nnel

(per

fect

atte

ndan

ce in

all

activ

ities

and

mee

tings

, ac

tive

part

icipa

tion,

dili

genc

e, e

tc.)

and

cite

exam

ple

of w

hen

they

wer

e gi

ven

2=ca

n gi

ve se

vera

l exa

mpl

es

1=ca

n gi

ve a

t lea

st 1

exa

mpl

e 0=

No a

nsw

er

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

Wor

k At

titud

es

Ratin

g (SC

ORE)

No

t at

all

(0)

Som

e-tim

es

(1)

Mos

t of

the

time

(2)

All t

he

time

(3)

1.

I i

nitia

te e

vent

s and

pro

vide

gui

danc

e an

d le

ader

ship

to m

y te

am.

2.

I a

m h

ones

t in

all m

y de

alin

gs.

3.

I a

m a

ppro

acha

ble

and

easy

to ta

lk w

ith.

4.

I a

m w

illin

g to

lear

n ne

w id

eas a

nd sk

ills.

5.

I fac

ilita

te p

artic

ipat

ion

and

coop

erat

ion

amon

g st

akeh

olde

rs in

the

man

agem

ent o

f the

MPA

/N.

6.

I a

m d

ilige

nt a

nd h

ardw

orki

ng to

acc

ompl

ish th

e ob

ject

ives

of o

ur M

PA/N

.

7.

I str

ive

to p

erfo

rm m

y du

ties a

nd re

spon

sibili

ties t

o th

e be

st o

f my

abili

ties a

nd w

ithou

t any

ves

ted

inte

rest

.

8.

I am

ope

n to

the

cont

ribut

ion

of id

eas f

rom

oth

ers i

n th

e de

velo

pmen

t of t

he m

anag

emen

t pla

n.

9.

I c

an p

lan

stra

tegi

cally

tow

ards

the

achi

evem

ent o

f a g

oal.

Page 126: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

7

Wor

k At

titud

es

Ratin

g (SC

ORE)

No

t at

all

(0)

Som

e of

th

e tim

e (1

)

Mos

t of

the

time

(2)

All t

he

time

(3)

10

. I a

dher

e to

the

prin

ciple

s of g

ood

gove

rnan

ce, i

.e. t

rans

pare

ncy,

acc

ount

abili

ty a

nd p

artic

ipat

ory,

etc

. in

the

de

velo

pmen

t and

impl

emen

tatio

n of

the

MPA

/N m

anag

emen

t pla

n.

11

. I a

m re

sour

cefu

l and

can

help

raise

, mob

ilize

and

secu

re fu

nds f

or th

e M

PA/N

.

12. I

adh

ere

to th

e st

anda

rds o

f tra

nspa

renc

y an

d ac

coun

tabi

lity

in a

ll fin

ancia

l tra

nsac

tions

.

13. I

am

met

iculo

us a

nd I

alw

ays s

ee to

it th

at th

e fu

nds a

re sp

ent w

isely

and

frug

ally

, and

liqu

idat

ed p

rope

rly a

nd o

n

tim

e.

14

. I a

m fa

ir in

allo

catin

g fu

nds.

15

. I co

nduc

t my

finan

cial a

nd a

dmin

istra

tive

dutie

s in

a sy

stem

atic

and

effic

ient

man

ner.

16

. I ca

n de

term

ine

appr

opria

te m

essa

ges,

com

mun

icatio

n te

chni

ques

and

IEC

mat

eria

ls ne

eded

for v

ario

us a

udie

nces

.

17. I

hel

p de

velo

p an

d im

plem

ent l

aws a

nd p

olici

es fo

r the

goo

d of

all

and

not f

or m

y ow

n pe

rson

al in

tere

st.

18

. I a

m p

ublic

serv

ice-o

rient

ed a

nd su

ppor

tive

of im

plem

entin

g en

forc

emen

t act

iviti

es a

ccor

ding

to th

e ru

le o

f law

.

19. I

n en

forc

ing

the

law

, I e

xerc

ise se

nsiti

vity

to o

ther

cultu

res,

gend

er a

nd th

e in

dige

nous

peo

ple’

s rig

hts.

20. I

am

fair

and

hone

st in

enf

orcin

g th

e la

w.

21

. I w

elco

me

inte

r-age

ncy

colla

bora

tion

with

oth

er e

nfor

cem

ent g

roup

s and

shar

ing

of id

eas a

nd re

sour

ces t

o he

lp

add

ress

issu

es in

our

wat

ers.

22

. I p

rom

ote

stric

t com

plia

nce

to th

e im

plem

enta

tion

of a

ctio

n pl

ans (

e.g.

M&

E Pl

an, F

inan

cial P

lan,

Enf

orce

men

t

P

lan,

etc

.)

23

. I ca

n m

ake

decis

ions

bas

ed o

n fa

cts a

nd v

alid

info

rmat

ion.

24. I

reco

gnize

effo

rts,

give

cred

it to

peo

ple

and

prov

ide

oppo

rtun

ities

for a

dvan

cem

ent a

nd p

rom

otio

n to

per

sonn

el

a

nd st

aff.

25

. I h

ave

fore

sight

, ini

tiativ

e an

d ha

ve a

pla

n fo

r the

futu

re.

26

. I a

m a

dapt

ive

and

capa

ble

of m

akin

g ap

prop

riate

chan

ges a

s nee

ded,

bas

ed o

n co

rrec

t inf

orm

atio

n.

Page 127: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners 127

GUIDE TO ADMINISTERING THE TOOL AND SCORING

Personnel Category C

Page 128: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PERS

ONNE

L CAT

EGOR

Y C

Guid

e to

Adm

inist

erin

g the

Too

l & S

corin

g

PLAN

NING

1.

Com

pete

ncy:

Con

trib

ute

to th

e de

velo

pmen

t, re

view

and

upd

atin

g of

the

MPA

/N m

anag

emen

t pla

n Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g P1

-K1.

Sta

te a

nd

impo

rtan

ce o

f coa

stal

an

d m

arin

e re

sour

ces

Wha

t is t

he st

ate

of m

arin

e re

sour

ces i

n yo

ur

area

s?

Wha

t is t

he im

port

ant o

f man

agin

g th

ese

mar

ine

reso

urce

s?

Desc

ribe

the

stat

e of

coas

tal a

nd m

arin

e re

sour

ces (

seag

rass

/ man

grov

e/ co

ral

reef

s/ fi

sher

ies e

tc.)

of th

e ar

ea:

• W

here

are

they

loca

ted?

Can

you

estim

ate

thei

r size

(hec

tare

s), c

over

(per

cent

, lus

h, th

ick, e

tc.)

and

cond

ition

(poo

r, go

od, e

xcel

lent

)?

• Ho

w a

bout

the

fish

catc

h of

fish

erm

en –

wha

t is t

he a

vera

ge fi

sh ca

tch?

Kn

ows i

mpo

rtan

ce o

f mar

ine

reso

urce

s suc

h as

: •

Prov

ision

ing

– so

urce

of f

ood

(fish

, she

llfish

, sea

wee

d, ti

mbe

r, dr

ugs,

etc.

) •

Regu

latin

g –

coas

tal p

rote

ctio

n, p

reve

ntio

n of

ero

sion,

wat

er p

urifi

catio

n,

carb

on st

orag

e •

Cultu

ral,

spiri

tual

, bea

uty

2=ca

n de

scrib

e st

atus

of r

esou

rces

1=

can

desc

ribe

at le

ast 1

(p

lus "

1", i

f kno

ws i

mpo

rtan

ce)

(Max

=3 p

oint

s)

P1-K

2. M

PA/N

etw

ork

man

agem

ent p

lan

Wha

t was

you

r rol

e in

the

deve

lopm

ent

proc

ess o

f you

r MPA

/N m

anag

emen

t pla

n?

Wha

t are

som

e of

the

cont

ents

of t

he M

PA/N

m

anag

emen

t pla

n?

Invo

lvem

ent i

n th

e de

velo

pmen

t of M

PA/N

man

agem

ent:

High

ly in

volv

ed (a

nd ca

n de

scrib

e pr

oces

s of d

evel

opm

ent)

• M

oder

atel

y in

volv

ed

• Lit

tle in

volv

emen

t (e.

g. si

gnin

g in

vitat

ion

lett

ers,

etc.

) •

No in

volv

emen

t at a

ll

Has a

n id

ea o

f the

gen

eral

cont

ents

of t

he M

PA/N

man

agem

ent p

lan

such

as:

Ratio

nale

and

pur

pose

of M

PA/N

or V

ision

, Miss

ion

and

Goal

setti

ng

• Pr

esen

t con

ditio

n of

mar

ine

reso

urce

s •

Lega

l fra

mew

ork

• Or

gani

zatio

nal s

truct

ure

of th

e m

anag

emen

t bod

y •

Role

s and

resp

onsib

ilitie

s •

Stra

tegi

c act

ion

plan

s (fo

r M&

E, E

nfor

cem

ent,

etc.

) •

Role

s and

resp

onsib

ilitie

s •

Pena

lties

and

fine

s •

Othe

r ___

____

____

____

____

____

____

____

____

____

____

____

____

___

2=Hi

ghly

invo

lved

1=

mod

erat

ely

invo

lved

0=

No a

nsw

er

(plu

s “1”

, if k

now

s con

tent

s of p

lan)

(M

ax=3

poi

nts)

P1-K

3. A

sses

smen

t/

Iden

tifica

tion

of

Wha

t are

the

maj

or th

reat

s in

your

M

PA/N

?

Know

s how

to co

nduc

t risk

/ thr

eat a

sses

smen

t and

can

desc

ribe

impa

cts o

f th

ese

thre

ats i

n th

e ar

ea

2= C

an d

escr

ibe

man

y im

port

ant

poin

ts

Page 129: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

ris

ks/t

hrea

ts to

the

MPA

/N

Wha

t are

the

impa

cts o

f the

se th

reat

s?

Know

s the

maj

or th

reat

s affe

ctin

g th

eir m

arin

e re

sour

ces,

such

as:

Over

-ext

ract

ion

of m

arin

e re

sour

ces (

may

spec

ify w

hich

reso

urce

s)

• Re

clam

atio

n or

conv

ersio

n of

cert

ain

part

s of t

he se

a fo

r oth

er u

ses (

e.g.

fis

h po

nds,

port

s, hu

man

settl

emen

t are

as)

• Ill

egal

fish

ing

prac

tices

: ___

____

____

____

____

____

____

____

____

____

_

• Se

dim

enta

tion

• Po

llutio

n

• In

adeq

uate

supp

ort (

e.g.

, exe

cutiv

e, le

gisla

tive,

per

sonn

el, f

unds

, etc

.) to

m

anag

e m

arin

e re

sour

ces p

rope

rly

• Ot

her t

hrea

ts: _

____

____

____

____

____

____

____

____

____

____

____

__

1=Ca

n cit

e at

leas

t one

0=

No

answ

er

2. C

ompe

tenc

y: C

ontr

ibut

e to

the

impl

emen

tatio

n an

d m

onito

ring o

f the

MPA

/N m

anag

emen

t pla

n P2

-K4.

Impl

emen

ting

the

MPA

/N

man

agem

ent p

lan

Wha

t are

the

MPA

/N p

rogr

ams a

nd/o

r act

ion

plan

s tha

t are

bei

ng im

plem

ente

d?

Can

you

men

tion

som

e ac

tiviti

es in

the

plan

th

at h

ave

and

have

not

bee

n do

ne?

Has k

now

ledg

e of

the

impl

emen

tatio

n an

d m

onito

ring

of th

e m

anag

emen

t pl

an (p

rogr

ams o

n M

&E,

Enf

orce

men

t, et

c.).

Ab

le to

des

crib

e so

me

of th

e ac

tiviti

es co

nduc

ted

such

as:

Mon

itorin

g of

cora

l ree

fs, s

eagr

ass,

man

grov

es a

nd fi

sh ca

tch

• IE

C ac

tiviti

es a

nd fe

edba

ckin

g of

mon

itorin

g re

sults

Patr

ollin

g •

Cons

truc

tion

of g

uard

hous

e •

Acqu

isitio

n of

equ

ipm

ent

• Es

tabl

ishm

ent a

nd m

aint

enan

ce o

f buo

ys

• Re

gula

r mee

tings

Upda

ting

of M

PA/N

Pla

n

2=kn

ows a

lot

1=kn

ows 1

0=

No a

nsw

er

P2-S

1. C

apac

ity n

eeds

as

sess

men

ts

How

do

you

asse

ss th

e ca

pacit

y ne

eds o

f the

M

PA/N

tech

nica

l tea

m?

Have

thes

e ca

pacit

y ne

eds b

een

addr

esse

d?

Nam

e tr

aini

ngs c

ondu

cted

.

Trai

ning

s/ ca

pacit

y ne

eds a

sses

smen

t (TN

A/CA

N) a

re co

nduc

ted

and

pers

onne

l an

d st

aff a

re g

iven

rele

vant

trai

ning

s suc

h as

: •

Exp

osur

e vi

sits t

o su

cces

sful

MPA

/Ns

• F

inan

cial l

itera

cy, a

ccou

ntin

g an

d bo

okke

epin

g tr

aini

ngs

• Le

ader

ship

trai

ning

Val

ues f

orm

atio

n tr

aini

ng

• H

abita

t ass

essm

ent a

nd m

onito

ring

train

ing

• R

eef C

heck

and

div

ing

train

ing

• C

omm

unica

tions

trai

ning

Live

lihoo

d tr

aini

ngs

2=kn

ows o

r use

s sev

eral

stra

tegi

es

1=kn

ows 1

0=

No a

nsw

er

P2-S

2. A

dept

in

mon

itorin

g an

d im

plem

enta

tion

proc

edur

es

How

do

you

cont

ribut

e to

the

impl

emen

tatio

n of

pro

gram

s and

stra

tegi

es in

dica

ted

in th

e M

PA/N

man

agem

ent p

lan?

Cite

exa

mpl

es.

• Pe

rform

s a ro

le in

the

impl

emen

tatio

n an

d m

onito

ring

of th

e m

anag

emen

t pla

n (p

rogr

ams o

n M

&E,

Enf

orce

men

t, et

c.) s

uch

as:

• M

onito

ring

of co

ral r

eefs

, sea

gras

s, m

angr

oves

and

fish

catc

h •

IEC

activ

ities

and

feed

back

ing

of m

onito

ring

resu

lts

• Pa

trol

ling

• Co

nstr

uctio

n of

gua

rdho

use

• Ac

quisi

tion

of e

quip

men

t

2=Kn

ows o

r use

s sev

eral

stra

tegi

es

1=Kn

ows a

t lea

st o

ne

0=No

ans

wer

Page 130: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

• Es

tabl

ishm

ent a

nd m

aint

enan

ce o

f buo

ys

• Re

gula

r mee

tings

Upda

ting

of M

PA/N

Pla

n

FINA

NCIN

G 3.

Com

pete

ncy:

Ass

ist in

pre

parin

g fin

ancin

g-re

late

d pl

ans

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

F3-K

5. T

heor

y, b

est

prac

tices

and

stra

tegi

es

for d

evel

opin

g su

stai

nabl

e fin

ancia

l an

d bu

sines

s pla

ns

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

su

stai

nabl

e fin

ancin

g th

at y

ou k

now

of?

W

hat f

inan

ce-re

late

d pl

an/s

hav

e yo

u he

lped

pr

epar

e?

Why

is it

impo

rtan

t to

have

them

?

Know

s bes

t pra

ctice

s in

sust

aina

ble

finan

cing.

Can

cite

exam

ple/

s.

Has e

xper

ienc

e in

pre

parin

g/de

velo

ping

a fi

nanc

ial p

lan

and

busin

ess p

lan

for

the

MPA

/N (e

.g. a

nnua

l fin

ancia

l pla

n, b

usin

ess p

lan,

sust

aina

bilit

y pl

an)

Diffe

renc

e be

twee

n a

finan

cial a

nd a

bus

ines

s pla

n:

• Bu

sines

s pla

n –

Cust

omer

bas

e; G

oods

and

serv

ices (

of th

e M

PA/N

); M

arke

ting

stra

tegy

(i.e

. des

crip

tion

of p

rodu

cts/

serv

ices,

mar

ket t

rend

s, pr

icing

etc

.); Im

plem

enta

tion

stra

tegy

(i.e

. ope

ratio

nal p

lans

and

st

rate

gies

) •

Fina

ncia

l pla

n –

Proj

ecte

d ac

tiviti

es; F

inan

cial r

equi

rem

ents

/bud

get n

eeds

(i.

e. a

mou

nt a

nd ti

min

g of

fund

ing)

; App

ropr

iate

fund

ing

sour

ces;

Prof

it an

d lo

ss p

roje

ctio

ns

In sh

ort –

a b

usin

ess p

lan

look

s at h

ow to

gai

n m

oney

usin

g th

e go

ods a

nd

serv

ices o

f the

MPA

/N w

hile

a fi

nanc

ial p

lan

look

s at h

ow th

e M

PA/N

’’s

finan

cial

nee

ds w

ill b

e co

vere

d

2=Kn

ows b

est p

ract

ice a

nd h

as

expe

rienc

e in

pre

parin

g pl

an

1=Kn

ows a

t lea

st 1

0=

No a

nsw

er

(plu

s “1”

, if k

now

s im

port

ance

of

havi

ng p

lan)

(M

ax p

oint

s=3)

F3-K

6. F

amili

arity

with

bu

dget

cycle

and

ob

ject

of e

xpen

ditu

res

Wha

t are

the

finan

cial n

eeds

for t

he M

PA/N

? Ar

e th

ese

item

s inc

lude

d in

the

budg

et?

De

scrib

e th

e pr

oces

s of d

isbur

sing,

acc

ount

ing

and

audi

ting

for M

PA/N

rela

ted

expe

nses

.

Know

s the

obj

ect o

f exp

endi

ture

s – P

erso

nal s

ervi

ces,

Mai

nten

ance

&

oper

atin

g ex

pens

es (e

.g. e

nfor

cem

ent t

o in

clude

litig

atio

n pr

oces

s, M

&E,

IEC,

ph

ysica

l str

uctu

re, e

tc.),

Cap

ital o

utla

y, o

ther

fina

ncia

l exp

ense

s Kn

ows t

he fi

nanc

ial m

anag

emen

t sys

tem

and

the

inflo

w &

out

flow

of f

unds

for

the

MPA

/N (i

.e. N

atio

nal G

over

nmen

t Acc

ount

ing

Syst

em) –

Bud

getin

g,

Acco

untin

g, A

uditi

ng, C

ash

man

agem

ent,

Reve

nue

gene

ratio

n an

d Re

port

ing

3 =

Very

kno

wle

dgea

ble

(kno

ws

finan

cial n

eeds

and

can

spec

ify

budg

et cy

cle &

obj

ect o

f ex

pend

iture

s)

2 =

Know

ledg

eabl

e (in

com

plet

e kn

owle

dge

on b

udge

t cyc

le &

obj

ect

of e

xpen

ditu

res)

1

= Kn

ows o

nly

1 as

pect

0

= No

ans

wer

F3

-K7.

Effe

ctiv

e po

licie

s and

stra

tegi

es

to e

nsur

e fin

ancia

l and

lo

gist

ic su

ppor

t to

MPA

/Ns

Wha

t pol

icies

/str

ateg

ies s

houl

d be

in p

lace

to

ensu

re th

at fu

nds a

re p

rovi

ded

for t

he

impl

emen

tatio

n of

the

MPA

/N?

Ar

e th

ese

bein

g im

plem

ente

d in

you

r MPA

/N?

If ye

s, cit

e w

hich

one

s.

Know

s the

pol

icies

that

shou

ld b

e in

pla

ce to

ens

ure

that

fund

s and

supp

ort

are

prov

ided

fund

ing

to th

e M

PA/N

(i.e

. pro

vide

s dire

ct fi

nanc

ial s

uppo

rt,

thro

ugh

ince

ntiv

es, f

ines

& p

enal

ties,

etc.

) •

Fish

erie

s Cod

e (R

.A. 1

0654

) •

For N

IPAS

– N

IPAS

Act

, Gen

eral

App

ropr

iatio

ns A

ct

• Ot

her r

even

ue-g

ener

atin

g po

licie

s ___

____

____

____

____

____

____

____

_

2= ca

n cit

e m

any

1=ca

n cit

e at

leas

t 1

0=No

ans

wer

Page 131: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

F3

-S3.

Pre

para

tion

of

finan

ce-re

late

d pl

ans

Wha

t is y

our r

ole

in th

e pr

epar

atio

n of

fina

nce-

rela

ted

plan

s?

How

do

you

asse

ss/e

stim

ate

the

finan

cial

need

s of t

he M

PA/N

?

May

hav

e a

maj

or p

artic

ipat

ion

in th

e pr

epar

atio

n of

MPA

/N a

nnua

l fin

ancia

l or

bus

ines

s pla

n:

• Le

d th

e te

chni

cal w

orki

ng g

roup

(TW

G) th

at p

repa

res t

he fi

nanc

ial o

r bu

sines

s pla

n •

Mem

ber o

f the

TW

G th

at p

repa

res t

he fi

nanc

ial o

r bus

ines

s pla

n •

Atte

nded

the

wor

ksho

p &

par

ticip

ated

in th

e dr

aftin

g of

the

finan

cial o

r bu

sines

s pla

n M

inim

al p

artic

ipat

ion

• As

signe

d a

staf

f to

cond

uct a

wor

ksho

p to

dra

ft th

e fin

ancia

l pla

n •

Coor

dina

ted

and

orga

nize

d th

e w

orks

hop

on th

e dr

aftin

g of

the

finan

cial

plan

2 =

Part

icipa

ted

in d

rafti

ng p

lan

1

= M

inim

al p

artic

ipat

ion

0

= No

par

ticip

atio

n

4. C

ompe

tenc

y: A

dher

es to

the

finan

cial m

anag

emen

t sys

tem

in p

lace

F4

-K8.

Sta

ndar

ds,

norm

s and

bes

t pr

actic

es in

fina

ncia

l m

anag

emen

t

Wha

t are

som

e be

st p

ract

ices i

n M

PA/N

fin

ancia

l man

agem

ent t

hat y

ou k

now

of?

W

hat i

s the

pre

scrib

ed fi

nanc

ial r

epor

ting

that

yo

u fo

llow

?

Can

cite

a be

st p

ract

ice in

MPA

/N fi

nanc

ial m

anag

emen

t Kn

ows t

he fi

nanc

ial m

anag

emen

t sys

tem

and

the

inflo

w &

out

flow

of f

unds

for

the

MPA

/N (i

.e. N

atio

nal G

over

nmen

t Acc

ount

ing

Syst

em) –

Bud

getin

g,

Acco

untin

g, A

uditi

ng, C

ash

man

agem

ent,

Reve

nue

gene

ratio

n, R

epor

ting

2=Kn

ows m

any

1=Kn

ows a

t lea

st 1

0=

No a

nsw

er

F4-S

4. F

inan

cial

man

agem

ent a

nd

docu

men

tatio

n sk

ills

How

do

you

ensu

re th

at fi

nanc

ial m

anag

emen

t (e

.g. b

udge

ting,

acc

ount

ing,

pro

cure

men

t of

good

s and

serv

ices,

etc.

) is t

imel

y an

d be

ing

follo

wed

pro

perly

? Ci

te so

me

inst

ance

s. Ho

w d

o yo

u en

sure

that

fund

s are

spen

t wise

ly

and

effic

ient

ly?

Know

s stra

tegi

es to

ens

ure

prop

er fi

nanc

ial m

anag

emen

t and

effe

ctiv

ely

&

effic

ient

ly u

se fu

nds (

i.e. p

rope

r bud

getin

g, a

ccou

ntin

g, a

uditi

ng, p

rocu

rem

ent,

etc.

) •

2=M

entio

ns se

vera

l str

ateg

ies

1=M

entio

ns 1

stra

tegy

0=

No a

nsw

er

F4-S

5. F

inan

cial

repo

rtin

g Ho

w d

o yo

u pr

epar

e yo

ur fi

nanc

ial r

epor

t?

How

do

you

pres

ent y

our f

inan

cial r

epor

ts?

Cite

exa

mpl

es.

Know

s how

to p

repa

re fi

nanc

ial r

epor

ts

Know

s how

to p

rese

nt fi

nanc

ial s

tatu

s and

repo

rts

Mak

es su

re th

at fi

nanc

ial r

epor

ts a

re su

bmitt

ed o

n tim

e

2=M

entio

ns se

vera

l str

ateg

ies

1=M

entio

ns 1

stra

tegy

0=

N o a

nsw

er

5. C

ompe

tenc

y: M

anag

e an

d m

aint

ain

asse

ts a

nd e

quip

men

t F5

-K9.

Fam

iliar

ity w

ith

asse

ts, m

ater

ials

and

equi

pmen

t

Wha

t are

the

asse

ts, e

quip

men

t and

mat

eria

ls th

at y

ou h

ave

for t

he M

PA/N

and

thei

r use

s?

Do y

ou th

ink

thes

e ar

e su

fficie

nt fo

r the

ef

fect

ive

man

agem

ent o

f the

MPA

/N?

Know

s the

mat

eria

ls an

d eq

uipm

ent o

f the

offi

ce fo

r the

MPA

/N a

nd w

hat t

hey

sh

ould

be

used

for.

Can

also

thin

k of

or l

ist o

ther

mat

eria

ls an

d eq

uipm

ent t

hey

need

for t

he

effe

ctiv

e m

anag

emen

t of t

he M

PA/N

2=Kn

ows m

any

1=Kn

ows a

t lea

st 1

0=

No a

nsw

er

F5-K

10. P

rope

r m

aint

enan

ce,

inve

ntor

y an

d au

ditin

g pr

oced

ures

Wha

t are

the

appr

oved

pro

cedu

res f

or th

e in

vent

ory

and

mai

nten

ance

of e

quip

men

t and

as

sets

for t

he M

PA/N

?

Can

desc

ribe

the

proc

edur

es o

f the

ir of

fice

on in

vent

ory

and

mai

nten

ance

of

asse

ts a

nd e

quip

men

t

2=Kn

ows m

any

1=Kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 132: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

F5

-S6.

Inve

ntor

y an

d m

aint

enan

ce sk

ills

How

do

you

mak

e su

re th

at a

ll eq

uipm

ent a

nd

mat

eria

ls ar

e ac

coun

ted

for?

Des

crib

e br

iefly

. Ha

ve y

ou a

tten

ded

trai

ning

s rel

ated

to

inve

ntor

y or

mai

nten

ance

of e

quip

men

t? Li

st

trai

ning

s rec

eive

d.

Can

desc

ribe

a sy

stem

for t

he o

rgan

izatio

n an

d ac

coun

ting

of m

ater

ials

and

equi

pmen

t Kn

ows h

ow to

mai

ntai

n m

ater

ials,

equ

ipm

ent a

nd p

hysic

al st

ruct

ures

in g

ood

cond

ition

and

whe

re to

hav

e th

em re

paire

d on

ce b

roke

n (o

r has

bee

n tr

aine

d)

1=Ca

n de

scrib

e a

syst

em

0=No

ans

wer

(p

lus "

1", i

f has

bee

n tr

aine

d)

(Max

= 2

poi

nts)

COM

MUN

ICAT

IONS

6.

Com

pete

ncy:

Pro

mot

e aw

aren

ess,

unde

rsta

ndin

g and

supp

ort o

f and

for t

he M

PA/N

syst

em a

nd it

s val

ues

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

C6-K

11. M

PA/N

in

form

atio

n th

at n

eeds

to

be

com

mun

icate

d w

ithin

and

out

side

the

man

agem

ent b

ody

Wha

t are

the

mos

t im

port

ant

conc

epts

/info

rmat

ion

abou

t MPA

/Ns t

hat t

he

peop

le/c

omm

unity

shou

ld k

now

abo

ut?

Why

shou

ld o

ther

peo

ple

know

abo

ut th

e M

PA/N

in y

our a

rea?

Can

cite

impo

rtan

t inf

orm

atio

n ab

out t

he M

PA/N

that

shou

ld b

e co

mm

unica

ted

to th

e co

mm

unity

whi

ch co

uld

inclu

de th

e fo

llow

ing:

MPA

/N o

bjec

tives

(e.g

. fish

erie

s man

agem

ent,

biod

ivers

ity co

nser

vatio

n,

habi

tat p

rote

ctio

n, e

tc.)

• M

PA/N

thre

ats (

e.g.

ove

rfish

ing,

sedi

men

tatio

n, p

ollu

tion,

etc

.) •

Diffe

rent

mar

ine

habi

tats

(cor

al re

ef, s

eagr

ass,

man

grov

e)

• Im

port

ance

of m

arin

e re

sour

ces (

e.g.

pro

visio

ning

, reg

ulat

ing,

etc

.) •

Best

pra

ctice

s in

MPA

/N m

anag

emen

t •

Law

s and

pol

icies

rela

ted

to co

asta

l and

mar

ine

envir

onm

ent a

nd

reso

urce

s •

Rule

s & re

gula

tions

; wha

t is a

llow

ed a

nd p

rohi

bite

d in

the

MPA

/N

• Co

mm

unity

invo

lvem

ent i

n th

e M

PA/N

2=kn

ows l

ots

1=kn

ows 1

0=

No a

nsw

er

C6-K

12.

Com

mun

icatio

n st

rate

gies

Wha

t are

you

r com

mun

icatio

n st

rate

gies

? Gi

ve

exam

ples

. Is

ther

e a

mec

hani

sm fo

r the

gen

eral

pub

lic to

be

cons

isten

tly, e

ffect

ivel

y an

d pr

oact

ivel

y in

form

ed a

bout

MPA

/N p

rogr

ams a

nd

activ

ities

? If

yes,

cite

som

e ex

ampl

es.

Vario

us co

mm

unica

tion

stra

tegi

es m

ay b

e gi

ven

such

as:

Adve

rtisi

ng (T

V, R

adio

, Pos

ters

) •

Pres

s Con

fere

nces

Trad

ition

al a

rts/

Com

mun

ity D

ialo

gue

• In

tern

et a

nd so

cial m

edia

SMS/

Mob

ile p

hone

Volu

ntee

r/ co

mm

unity

eve

nts

• M

erch

andi

se d

istrib

utio

n •

Spec

ial e

vent

s (to

wn

fest

ival

s, co

ntes

ts, f

un ru

ns)

• In

clusio

n in

scho

ol cu

rricu

lum

or t

hrou

gh IE

Cs a

nd o

ther

act

iviti

es

cond

ucte

d in

scho

ol o

r with

stud

ents

2=kn

ows l

ots

1=kn

ows 1

0=

N o a

nsw

er

C6-S

7. M

essa

ge a

nd

mat

eria

ls de

velo

pmen

t Ho

w d

o yo

u de

velo

p m

essa

ges f

or y

our I

EC

mat

eria

ls fo

r the

MPA

/N (e

.g. t

rans

latio

n,

cont

ent)?

Ho

w d

o yo

u de

velo

p, d

esig

n an

d pr

oduc

e th

e m

ater

ials

to b

e us

ed in

com

mun

icatio

n ac

tiviti

es fo

r the

MPA

/N?

Thes

e ar

e so

me

of th

e pr

oces

ses h

e/sh

e m

ight

go

thro

ugh

to d

evel

op th

e m

essa

ge/s

and

mat

eria

ls ne

eded

for t

heir

MPA

/N:

• Co

nduc

t situ

atio

nal a

naly

sis

• Id

entif

y iss

ues

• Re

visit

com

mun

icatio

n ob

ject

ives

Perfo

rm a

nd re

view

resu

lts o

f aud

ienc

e an

alys

is •

Pret

estin

g of

key

mes

sage

Revi

sion

of k

ey m

essa

ge

2 =

Men

tions

seve

ral s

trat

egie

s 1

= M

entio

ns 1

stra

tegy

0

= No

ans

wer

(p

lus “

1”, i

f has

att

ende

d 1-

2 tr

aini

ngs;

pl

us “2

”, if

has

att

ende

d m

ore

than

2

trai

ning

s)

(Max

=4 p

oint

s)

Page 133: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

Have

you

att

ende

d tr

aini

ng/s

rela

ted

to IE

C m

essa

ge d

evel

opm

ent?

If y

es, n

ame

the

trai

ning

s.

• Co

nten

t cre

atio

n &

tran

slatio

n •

Perfo

rm a

nd re

view

resu

lts o

f aud

ienc

e an

alys

is •

Iden

tifica

tion

of co

mm

unica

tion

met

hod

(indi

vidu

al, g

roup

, med

iate

d,

mas

s)

• Id

entif

icatio

n of

com

mun

icatio

n ch

anne

l (SM

S, p

oste

rs, l

ive

anno

unce

men

t, so

cial m

edia

, boo

ks, m

anua

ls, e

tc.)

They

coul

d be

in v

ario

us fo

rms:

Man

ual –

han

d dr

awn/

pai

nted

or m

ixed

med

ia

or d

igita

l (Ph

oto,

Vid

eo, a

nd La

yout

Sof

twar

e) a

nd h

e/sh

e m

ight

be

skill

ed se

lf-ta

ught

or t

rain

ed o

n ba

sic/ f

ree

softw

are

(e.g

. Pai

nt, C

anva

, Micr

osof

t PPT

etc

.),

inte

rmed

iate

(Pho

to m

anip

ulat

ion

and

editi

ng, t

ext l

ayou

t) or

adv

ance

d (T

ext

and

phot

o la

yout

, gra

phics

crea

tion,

vid

eo e

ditin

g).

C6-S

8. E

ffect

ive

com

mun

icatio

n sk

ills

How

do

you

com

mun

icate

with

the

mem

bers

of

the

MPA

/N m

anag

emen

t bod

y so

that

you

r id

eas f

or th

e M

PA/N

pla

n (d

evel

opm

ent,

upda

ting)

and

its i

mpl

emen

tatio

n w

ill b

e co

nsid

ered

/inclu

ded?

Ho

w d

o yo

u co

mm

unica

te w

ith th

e st

akeh

olde

rs to

pro

mot

e th

eir a

war

enes

s and

su

ppor

t tow

ards

the

MPA

/N?

He/s

he ca

n de

scrib

e m

any

way

s and

met

hods

to co

mm

unica

te w

ith m

embe

rs

of th

e m

anag

emen

t bod

y an

d th

e st

akeh

olde

rs, t

hese

coul

d in

volv

e ho

me

visit

s an

d fa

ce-to

-face

dia

logu

e or

in m

ore

form

al se

ttin

gs su

ch a

s mee

tings

, tra

inin

gs

and

focu

s gro

up d

iscus

sions

(FGD

s) o

r thr

ough

socia

l med

ia, S

MS

as w

ell a

s ba

nner

, bill

boar

d, p

rinte

d m

ater

ials

(pos

ters

, bro

chur

e, p

amph

let),

ed

ucat

iona

l mat

eria

ls (m

anua

l, m

odul

e, b

ooks

), au

dio-

visu

al (v

ideo

s, fil

ms)

; an

d ot

her i

nter

activ

e an

d im

agin

ativ

e w

ays s

uch

as fo

lk m

edia

, mas

cot,

skits

an

d pl

ays,

etc.

2=ca

n cit

e se

vera

l way

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

C6-S

9. C

oord

inat

ion

skill

s Ho

w d

o yo

u en

gage

with

mem

bers

of t

he

MPA

/N m

anag

emen

t bod

y? W

hy d

id y

ou

enga

ge w

ith th

em?

How

do

you

enga

ge w

ith st

akeh

olde

rs a

nd

othe

r age

ncie

s for

the

man

agem

ent o

f the

M

PA/N

? W

hy d

id y

ou e

ngag

e w

ith th

em?

Can

desc

ribe

how

he/

she

coor

dina

tes w

ith m

embe

rs o

f the

MPA

/N

man

agem

ent b

ody

and

cite

exam

ples

of h

is/he

r int

erac

tions

with

them

. Thi

s co

uld

inclu

de a

ctiv

ities

such

as:

Draf

ting

or u

pdat

ing

of th

e M

PA/N

man

agem

ent p

lan

• A p

prov

al o

f the

man

agem

ent p

lan

• Te

am-b

uild

ing

• De

velo

ping

the

M&

E pl

an

• En

forc

emen

t pla

nnin

g an

d m

onito

ring

Ca

n de

scrib

e ho

w h

e/sh

e co

ordi

nate

s with

MPA

/N st

akeh

olde

rs a

nd o

ther

ag

encie

s for

the

man

agem

ent o

f the

MPA

/N a

nd ci

te e

xam

ples

of h

is/he

r in

tera

ctio

ns w

ith th

em. P

ossib

le re

ason

s for

eng

agem

ent c

an b

e:

• Se

ek su

ppor

t (fu

ndin

g, te

chni

cal a

ssist

ance

, etc

.)

• De

velo

ping

the

M&

E pl

an

• Pr

oduc

tion

of IE

C m

ater

ials

• En

cour

age

part

icipa

tion

and

supp

ort f

or M

PA/N

Join

t enf

orce

men

t

2=ca

n de

scrib

e ho

w h

e co

ordi

nate

s w

ith th

em

1=kn

ows o

nly

1 0=

No a

nsw

er

(plu

s 1, i

f kno

ws w

hy h

e en

gage

s with

th

em

(Max

=3 p

oint

s)

C6-S

10. P

eopl

e sk

ills

Desc

ribe

your

wor

king

rela

tions

hip

with

, (1)

m

embe

rs o

f the

man

agem

ent b

ody

and

(2)

stak

ehol

ders

.

Can

desc

ribe

wor

king

rela

tions

hip

(whe

ther

pos

itive

, clo

se a

nd e

ffect

ive)

with

m

embe

rs o

f man

agem

ent b

ody

as w

ell a

s sta

keho

lder

s

2=ca

n de

scrib

e w

orki

ng re

latio

nshi

ps

1=kn

ows o

nly

1 0=

No a

nsw

er

(plu

s “1”

, if h

as st

rate

gy o

n ho

w to

ha

ndle

conf

licts

and

disa

gree

men

ts)

Page 134: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

How

do

you

hand

le d

isagr

eem

ents

bet

wee

n m

embe

rs o

f the

MPA

or M

PA/N

man

agem

ent

body

?

Has s

trat

egie

s to

reso

lve

conf

licts

and

disa

gree

men

ts a

mon

g m

embe

rs o

f the

M

PA/N

man

agem

ent b

ody

– w

hich

may

be

done

thro

ugh

form

al a

nd in

form

al

mee

tings

and

com

mun

icatio

ns a

nd ca

n cit

e in

stan

ces w

hen

thes

e ha

ppen

ed

(Max

=3 p

oint

s)

FUNC

TION

: ENF

ORCE

MEN

T 7.

Com

pete

ncy:

Ens

ure

prev

entio

n an

d de

tect

ion

of il

lega

l act

iviti

es

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

E7-K

13. L

aws r

elat

ed to

th

e M

PA/N

W

hat p

ertin

ent n

atio

nal l

aws,

loca

l ord

inan

ces

and

othe

r iss

uanc

es re

late

d to

MPA

/Ns t

hat

you

know

of?

W

hat a

re th

e pr

ohib

ited

and

allo

wed

act

iviti

es

in y

our M

PA/N

?

He m

ay g

ive

the

spec

ific o

rdin

ance

s ena

cted

for t

he M

PA/N

in th

e ar

ea, o

r the

la

w th

at w

as p

asse

d sp

ecifi

c for

the

NIPA

S as

wel

l as t

he W

ildlif

e Ac

t, am

ende

d Fi

sher

ies L

aw, R

A 11

038

(ENI

PAS

Law

), an

d ot

her l

ocal

/mun

icipa

l/pro

vinc

ial

ordi

nanc

es th

at h

ave

been

pas

sed

whi

ch a

re re

late

d to

the

MPA

/N.

Can

men

tion

activ

ities

that

are

pro

hibi

ted

in th

e M

PA/N

: -

fishi

ng in

side

the

proh

ibite

d zo

ne o

r NO

TAKE

ZON

E; in

trusio

n in

to th

e re

gula

ted

zone

; fish

ing

usin

g un

auth

orize

d ge

ar, d

ynam

ite o

r poi

son

and

noxio

us su

bsta

nces

; bui

ldin

g Ill

egal

stru

ctur

es; p

ollu

tion;

colle

ctio

n of

m

arin

e or

gani

sms;

dum

ping

of g

arba

ge; c

olle

ctio

n of

sam

ples

or m

arin

e or

gani

sms f

or sa

le; h

untin

g or

capt

ure

of e

ndan

gere

d m

arin

e or

gani

sms;

tour

ism a

ctiv

ities

in p

rohi

bite

d zo

nes,

and

man

y ot

hers

) An

d ac

tiviti

es th

at a

re a

llow

ed in

the

MPA

/N:

recr

eatio

nal d

ivin

g in

des

igna

ted

zone

, res

earc

h, n

avig

atio

n, e

tc.

2=ca

n cit

e se

vera

l law

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if a

ble

to m

entio

n pr

ohib

ited

and

allo

wed

act

iviti

es)

(Max

=3 p

oint

s)

E7-K

14. E

nfor

cem

ent

plan

ning

W

hat w

as y

our r

ole

in th

e de

velo

pmen

t of t

he

enfo

rcem

ent p

lan

for t

he M

PA/N

? De

scrib

e th

e m

ajor

com

pone

nts a

nd st

rate

gies

in

the

enfo

rcem

ent p

lan.

Invo

lvem

ent i

n th

e de

velo

pmen

t of e

nfor

cem

ent p

lan:

High

ly in

volv

ed (a

nd ca

n de

scrib

e pr

oces

s of d

evel

opm

ent)

• M

oder

atel

y in

volv

ed

• Lit

tle in

volv

emen

t (e.

g. si

gnin

g in

vitat

ion

lett

ers,

etc.

) •

No in

volv

emen

t at a

ll

Step

s in

the

deve

lopm

ent o

f the

Enf

orce

men

t Pla

n (m

ay b

ecom

e co

mpo

nent

s):

• Po

licy

and

inst

itutio

nal r

evie

w

• Si

tuat

iona

l Ana

lysis

(iss

ue m

appi

ng)

• Id

entif

icatio

n of

enf

orce

rs

• De

fine

stra

tegi

es

• De

velo

p pl

an o

f act

ion

• M

onito

r and

eva

luat

e •

Refin

e an

d am

end

stra

tegi

es

• Up

date

bas

elin

e in

form

atio

n

3=le

ader

ship

/ m

ain

role

, 2=

help

ed d

raft

with

oth

ers

1=m

inim

al p

artic

ipat

ion

0=no

ne

Page 135: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

E7

-K15

. Cha

lleng

es to

en

forc

emen

t W

hat a

re th

e ch

alle

nges

and

bar

riers

in

enfo

rcem

ent (

e.g.

socio

-cul

tura

l, po

litica

l, ec

onom

ic, e

tc.)?

Ho

w d

o yo

u ad

dres

s/re

solv

e th

em?

Can

cite

spec

ific c

halle

nges

in a

rea

and

disc

uss h

ow th

ese

wer

e ad

dres

sed

or

reso

lved

Ch

alle

nges

and

bar

riers

in e

nfor

cem

ent:

• So

ciocu

ltura

l bar

riers

in th

e ar

ea –

Exis

ting

cust

omar

y la

ws/

loca

l rul

es

and

regu

latio

ns; T

radi

tiona

l die

ts (c

onsu

mpt

ion

of p

rote

cted

thre

aten

ed

spec

ies)

; Pol

itica

l int

erve

ntio

n •

Polit

ical b

arrie

rs in

the

area

– P

arty

affi

liatio

n; P

atro

nage

; War

ds a

nd

vote

rs

• Ec

onom

ic ba

rrie

rs in

the

area

– Li

velih

ood;

Bus

ines

s int

eres

ts; F

iscal

lim

itatio

ns

• Te

chni

cal b

arrie

rs in

the

area

– Ju

risdi

ctio

ns; I

mpo

undm

ent;

Evid

ence

(s

pecie

s exa

min

atio

n); D

eten

tion

• Te

chno

logi

cal b

arrie

rs in

the

area

– E

quip

men

t and

infra

stru

ctur

es; G

loba

l Po

sitio

ning

Sys

tem

; Pat

rol b

oats

Inst

itutio

nal b

arrie

rs in

the

area

– T

urfin

g; C

ompe

titio

ns; P

roxim

ity; L

ack

of ca

pacit

y; F

iscal

prio

ritie

s St

rate

gies

to a

ddre

ss/ r

esol

ve ch

alle

nges

can

inclu

de:

• Ca

pacit

y de

velo

pmen

t •

Com

mun

ity co

nsul

tatio

ns a

nd p

artic

ipat

ion

• Sh

ared

enf

orce

men

t •

Acqu

isitio

n of

equ

ipm

ent/

mat

eria

ls

2=ca

n cit

e se

vera

l 1=

can

cite

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if s

olut

ion

prov

ided

) (M

ax=3

poi

nts)

E7-S

11. A

naly

tical

skill

s Ho

w d

o yo

u kn

ow if

the

enfo

rcem

ent

stra

tegi

es e

mpl

oyed

are

app

ropr

iate

and

ef

fect

ive?

Ho

w d

o yo

u ad

apt o

r adj

ust?

The

mos

t com

mon

tool

s to

anal

yse

info

rmat

ion

rela

ted

to e

nfor

cem

ent a

re

iden

tifica

tion

of st

reng

ths,

wea

knes

ses,

oppo

rtun

ities

and

thre

ats o

r SW

OT

anal

ysis

and

scen

ario

pla

nnin

g w

hich

invo

lves

fore

cast

ing

futu

re e

vent

s usin

g a

set o

f ass

umpt

ions

. Can

des

crib

e w

hy su

ch st

rate

gies

are

use

d an

d if

they

are

ef

fect

ive/

appr

opria

te.

2=m

entio

ns se

vera

l str

ateg

ies

1=m

entio

ns 1

stra

tegy

0=

no a

nsw

er

E7-S

12. E

nfor

cem

ent

skill

s rel

ated

to

prev

entio

n an

d de

tect

ion

How

do

you

prev

ent a

nd d

etec

t ille

gal

activ

ities

? Ci

te e

xam

ples

. Ha

ve y

ou a

tten

ded

trai

ning

s rel

ated

to th

e pr

even

tion

and

dete

ctio

n of

ille

gal a

ctiv

ities

? Na

me

the

trai

ning

s.

Prev

entio

n &

det

ectio

n ca

n be

thro

ugh

regu

lar p

atro

lling

, IEC

cam

paig

ns,

trai

ning

for e

nfor

cers

, oth

ers

2 =

Men

tions

seve

ral s

trat

egie

s 1

= M

entio

ns 1

stra

tegy

0

= No

ans

wer

(p

lus “

1”, i

f has

att

ende

d 1-

2 tr

aini

ngs;

pl

us “2

”, if

has

att

ende

d m

ore

than

2

trai

ning

s)

(Max

=4 p

oint

s)

8. C

ompe

tenc

y: E

nsur

e ef

fect

ive

and

prop

er a

ppre

hens

ion

of su

spec

ts a

nd vi

olat

ors

E8-K

16. D

etai

led

know

ledg

e on

pe

nalti

es a

nd fi

nes

acco

rdin

g to

law

s and

or

dina

nces

Wha

t are

the

fines

and

pen

altie

s of p

rohi

bite

d ac

tiviti

es in

you

r MPA

/N a

s ind

icate

d in

ex

istin

g la

ws a

nd o

rdin

ance

s?

The

answ

er to

this

will

tell

of h

is kn

owle

dge

of th

e sp

ecifi

c fin

es a

nd p

enal

ties

impo

sed

on v

iola

tions

as w

ritte

n in

the

ordi

nanc

e/ la

w fo

r the

ir M

PA/N

.

2=ca

n cit

e se

vera

l 1=

can

cite

at le

ast 1

0=

No a

nsw

er

Page 136: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

E8

-K17

. Pro

per

appr

ehen

sion

proc

edur

es

Desc

ribe

the

gene

ral a

ppre

hens

ion

proc

edur

es

for v

iola

tors

in y

our M

PA/N

. Is t

his c

lear

ly

stat

ed in

the

enfo

rcem

ent p

lan?

W

hat i

s you

r rol

e in

the

appr

ehen

sion

stag

e of

M

PA/N

enf

orce

men

t?

Arre

st, s

earc

h, se

izure

and

det

entio

n (A

SSD)

refe

rs to

act

iviti

es d

one

befo

re

pros

ecut

ion

for t

he p

urpo

se o

f est

ablis

hing

pro

babl

e ca

use,

if n

ot th

e gu

ilt, o

f th

e ac

cuse

d. A

rres

t is t

he ta

king

of a

per

son

into

cust

ody

so h

e m

ay a

nsw

er

char

ges f

or a

n of

fens

e. A

ll th

is in

form

atio

n m

ust b

e cle

arly

writ

ten

in th

e M

PA/N

Enf

orce

men

t Pla

n.

Polic

e of

ficer

s, of

ficer

s cha

rged

with

the

enfo

rcem

ent o

f coa

stal

law

s, or

de

putiz

ed fi

sh w

arde

ns m

ay co

nduc

t an

arre

st. W

arra

ntle

ss a

rres

ts a

re

com

mon

in co

asta

l law

enf

orce

men

t whe

re v

iola

tors

are

ofte

n ab

oard

a

spee

ding

ves

sel t

hat c

an e

asily

get

aw

ay. W

arra

ntle

ss a

rres

ts a

re v

alid

in th

e fo

llow

ing

inst

ance

s: (1

) whi

le th

e of

fens

e in

bei

ng co

mm

itted

– p

erso

n is

caug

ht fi

shin

g in

side

MPA

; dyn

amite

is se

en in

side

fishi

ng v

esse

l of a

fis

herm

an; a

ctua

l bla

st fi

shin

g; (2

) whe

n th

e of

fens

e ha

s jus

t bee

n co

mm

itted

A

Mira

nda

War

ning

is g

iven

and

the

occa

sion

whe

n th

is w

as d

one

shou

ld b

e in

clude

d in

the

affid

avit.

Mira

nda

Righ

ts sh

ould

be

expl

aine

d to

the

pers

on in

a

lang

uage

or d

iale

ct u

nder

stoo

d by

him

.

2=Kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No

answ

er

(plu

s “1”

, if k

now

s rol

e)

(Max

=3 p

oint

s)

E8-S

13. E

nfor

cem

ent

skill

s rel

ated

to

appr

ehen

sion

Wha

t are

the

step

s tha

t you

follo

w w

hen

you

appr

ehen

d so

meo

ne?

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

the

appr

ehen

sion

of su

spec

ted

viol

ator

s? N

ame

the

trai

ning

s.

By b

eing

wel

l-ver

sed

with

the

law

and

ord

inan

ces r

elat

ed to

the

MPA

/N; i

ts

proh

ibite

d ac

ts, f

ines

and

pen

altie

s; as

wel

l as t

he p

roto

col w

hen

cond

uctin

g en

forc

emen

t and

arr

est.

Trai

ning

s and

refre

sher

cour

ses o

n en

forc

emen

t are

ne

eded

for t

his.

2=Kn

ows c

orre

ct st

eps

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

(plu

s “1”

, if h

as tr

aini

ng)

(Max

=3 p

oint

s)

9.

Com

pete

ncy:

Doc

umen

tatio

n an

d fe

edba

ck o

f enf

orce

men

t act

iviti

es

E9-K

18. B

asic

docu

men

tatio

n fo

r en

forc

emen

t pr

oced

ures

Wha

t is t

he p

roce

ss o

f doc

umen

tatio

n of

en

forc

emen

t act

iviti

es?

Wha

t are

the

docu

men

tatio

n re

quire

men

ts

need

ed in

app

rehe

nsio

n?

Docu

men

tatio

n is

very

impo

rtan

t in

enfo

rcem

ent –

succ

essf

ul p

rose

cutio

n is

due

to th

e pr

esen

ce o

f evi

denc

e w

hich

will

est

ablis

h th

e tru

th a

nd p

rove

fact

s to

the

cour

ts a

nd q

uasi-

judi

cial b

odie

s (su

ch a

s adm

inist

rativ

e bo

dies

that

may

al

so d

ecid

e on

case

s).

Ev

iden

ce ca

n be

clas

sifie

d as

: 1.

Obj

ect o

r rea

l evi

denc

e –

tang

ible

whi

ch ca

n be

exh

ibite

d or

dem

onst

rate

d by

exa

min

atio

n or

vie

win

g (e

.g. f

ish sa

mpl

es w

hich

can

be fu

rthe

r exa

min

ed

for u

se o

f exp

losiv

es/p

oiso

n/po

llutio

n, fi

shin

g ge

ar a

nd v

esse

ls)

2. D

ocum

enta

ry e

vide

nce

– w

ritte

n in

stru

men

ts o

r doc

umen

ts su

ch a

s per

mits

an

d lic

ense

s, in

vent

ory

and

seizu

re re

ceip

ts, a

nd p

hoto

s. Th

e ad

miss

ibili

ty o

f ph

otos

is d

eter

min

ed b

y its

acc

urac

y in

por

tray

ing

esse

nce

of cr

ime.

Pho

tos

are

very

hel

pful

to co

rrob

orat

e ev

iden

ce o

f fish

ery

viol

atio

ns –

pho

tos o

f fis

hery

pro

duct

s sei

zed;

pho

tos o

f ord

erly

cond

uct o

f the

arr

est,

sear

ch o

r se

izure

to n

egat

e al

lega

tions

of p

lant

ing

of e

vide

nce;

pho

tos o

f net

with

ru

ler t

o in

dica

te si

ze

3. T

estim

onia

l evi

denc

e –

test

imon

y or

dep

ositi

on o

f a w

itnes

s (e.

g. te

stim

ony

of th

e ap

preh

endi

ng te

am, d

epos

ition

of w

itnes

ses)

.

2=Kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 137: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

Affid

avits

of a

rres

t, se

arch

and

seizu

re sh

ould

be

prep

ared

as s

oon

as p

ossib

le.

Lega

l For

ms/

Doc

umen

ts: C

ompl

aint

for P

relim

inar

y In

vest

igat

ion,

Join

t Af

fidav

it of

Witn

esse

s, Af

fidav

it of

Arr

est;

War

rant

of A

rres

t, Ap

preh

ensio

n Re

port

, Boo

king

She

et a

nd A

rres

t Rep

ort;

Sear

ch W

arra

nt, B

oard

ing

Cert

ifica

te,

Inve

ntor

y Re

port

of C

onfis

cate

d Ar

ticle

s, Re

ceip

ts o

f Con

fisca

ted

Fish

/ Co

nfisc

ated

Gea

r/ F

ish S

ampl

es T

aken

/ Im

poun

ded

Boat

/ Ite

ms f

or T

empo

rary

Cu

stod

y/ b

y Ho

spita

ls or

Pen

al In

stitu

tions

of C

onfis

cate

d Fi

sh.

E9

-K19

. Det

ails

of le

gal

proc

esse

s De

scrib

e th

e pr

oces

s for

filin

g ca

ses a

gain

st

appr

ehen

ded

viol

ator

s, i.e

. fili

ng th

e po

lice

repo

rt o

r blo

tter;

Cour

t pro

cedu

res?

Can

desc

ribe

in d

etai

l the

pro

cess

(Rul

es o

n Cr

imin

al P

roce

dure

) – co

mpl

aint

fil

ed fo

r vio

latio

ns o

f fish

ery

law

s, ru

les,

regu

latio

ns a

nd o

rdin

ance

s by

offic

ers

from

the

PN, P

CG, P

NP, B

anta

y Da

gat,

fish

war

dens

, etc

. with

in th

e pr

escr

iptiv

e pe

riod

in th

e co

urt o

r pro

secu

tor’s

offi

ce w

ith th

e pr

oper

juris

dict

ion

(MTC

, RT

C, S

andi

ganb

ayan

). A

prel

imin

ary

inve

stig

atio

n (P

I) is

cond

ucte

d be

fore

the

com

plai

nt is

file

d in

cour

t by

pros

ecut

or. W

hen

accu

sed

is la

wfu

lly a

rres

ted

with

out w

arra

nt th

e co

mpl

aint

may

be

filed

with

out P

I and

an

inqu

est

inve

stig

atio

n is

cond

ucte

d in

stea

d. O

ther

cour

t pro

cedu

res f

ollo

w a

fter t

he

inve

stig

atio

n. A

ffida

vits

and

oth

er fo

rms o

f evi

denc

es/ d

ocum

ents

gat

here

d du

ring

the

cour

se o

f inv

estig

atio

n w

ill b

e su

bmitt

ed.

A pe

rson

und

er cu

stod

ial i

nves

tigat

ion

has t

he M

irand

a Ri

ghts

: •

Righ

t to

rem

ain

silen

t •

Righ

t to

a co

unse

l of h

is ow

n ch

oice

Righ

t to

be fu

rnish

ed w

ith a

n in

depe

nden

t cou

nsel

by

the

Stat

e if

he

cann

ot a

fford

one

Righ

t to

be in

form

ed o

f the

se ri

ghts

If

a pe

rson

und

er cu

stod

ial i

nves

tigat

ion

mak

es a

n ad

miss

ion

or co

nfes

sion,

but

he

was

NOT

info

rmed

of h

is rig

hts,

his a

dmiss

ion

will

NOT

be

adm

issib

le. T

he

adm

issio

n m

ust b

e m

ade

in w

ritin

g, si

gned

by

him

in th

e pr

esen

ce o

f his

coun

sel.

2=Kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 138: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

1

MON

ITOR

ING

AND

EVAL

UATI

ON

10. C

ompe

tenc

y: C

ondu

ct o

f mon

itorin

g an

d ev

alua

tion(

M&

E)

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

M10

-K20

. M

PA/

Netw

ork

obje

ctiv

es

Wha

t are

the

obje

ctiv

es o

f the

MPA

/N?

Wha

t ind

icato

r/s n

eed

to b

e m

onito

red

to

dete

rmin

e if

thes

e ob

ject

ives

are

bei

ng m

et?

Know

s the

obj

ectiv

es &

indi

cato

rs o

f the

MPA

/N w

hich

can

inclu

de:

• Sus

tain

able

fish

erie

s – in

crea

sed

fish

stoc

k (b

iom

ass,

abun

danc

e);

incr

ease

d fis

h ca

tch

(CPU

E); i

ncre

ased

/mai

ntai

ned

larv

al

supp

ly/r

ecru

itmen

t; ab

senc

e/de

crea

se o

f ille

gal/d

estru

ctiv

e fis

hing

pr

actic

es

• Bio

dive

rsity

cons

erva

tion

– pr

otec

tion

of cr

itica

l hab

itats

; mai

ntai

ned

ecol

ogica

l con

nect

ivity

; im

prov

ed st

atus

of t

hrea

tene

d sp

ecie

s; im

prov

ed

popu

latio

n siz

e • C

limat

e ch

ange

ada

ptat

ion

– pr

otec

tion

of re

silie

nt a

reas

; pro

tect

ion

of

criti

cal h

abita

ts; p

rote

ctio

n sim

ilar h

abita

ts a

long

env

ironm

enta

l gra

dien

t; re

duce

d th

reat

s; en

hanc

e ec

olog

ical c

onne

ctiv

ity

• Int

er-L

GU a

llian

ce –

Mem

oran

dum

of A

gree

men

ts; h

arm

onize

d CR

M

rela

ted

ordi

nanc

es; j

oint

enf

orce

men

t • E

coto

urism

– e

quita

ble

bene

fits;

incr

ease

d in

com

e • P

rote

ctio

n of

thre

aten

ed sp

ecie

s – im

prov

ed st

atus

of t

hrea

tene

d sp

ecie

s; im

prov

ed p

opul

atio

n siz

e • S

ocia

l net

wor

k –

incr

ease

d co

llabo

ratio

ns; s

harin

g of

exp

ertis

e an

d re

sour

ces;

exch

ange

of k

now

ledg

e

2=ca

n m

entio

n se

vera

l obj

ectiv

es

1=ca

n m

entio

n at

leas

t 1 o

bjec

tive

0= N

o an

swer

(p

lus “

1”, i

f kno

ws i

ndica

tors

) (M

ax=3

poi

nts)

M10

-K21

. MPA

/N

Mon

itorin

g an

d Ev

alua

tion

(M&

E)

prog

ram

Wha

t is m

onito

ring

and

eval

uatio

n an

d w

hy is

it

impo

rtan

t?

Does

you

r MPA

/N h

ave

a M

&E

prog

ram

? If

yes,

wha

t was

you

r inv

olve

men

t in

the

deve

lopm

ent o

f the

M&

E pr

ogra

m?

Can

expl

ain

wha

t is b

eing

mon

itore

d an

d ev

alua

ted

whi

ch m

ay in

clude

the

stat

us o

f man

agem

ent e

ffect

iven

ess;

com

pete

nce/

capa

city

of th

e m

anag

emen

t bo

dy; s

tatu

s of c

oast

al a

nd m

arin

e re

sour

ces;

as w

ell a

s soc

ioec

onom

ic fa

ctor

s M

&E

is do

ne fo

r the

follo

win

g re

ason

s: •

To d

eter

min

e ef

fect

iven

ess o

f act

iviti

es in

ach

ievi

ng g

oals

and

obje

ctiv

es

• Fo

r dec

ision

mak

ing

and

plan

ning

of a

ctiv

ity

• Ca

n be

use

d as

bas

is fo

r tra

inin

gs/w

orks

hops

Ca

n di

scus

s lev

el o

f inv

olve

men

t, if

any,

on

the

deve

lopm

ent o

f the

M&

E pr

ogra

m

2=ve

ry k

now

ledg

eabl

e (s

ever

al it

ems /

re

ason

s not

ed)

1=m

entio

ns a

t lea

st 1

0=

No a

nsw

er

M10

-K22

. Com

pone

nts

of th

e M

&E

prog

ram

-

Perfo

rman

ce M

&E

-

Ecol

ogica

l/ bi

ophy

sical

M&

E -

Socio

-eco

nom

ic M

&E

Wha

t are

the

mai

n co

mpo

nent

s of y

our M

&E

prog

ram

?

Wha

t are

the

obje

ctiv

es o

f eac

h co

mpo

nent

?

The

M&

E pr

ogra

m u

sual

ly h

as m

any

com

pone

nts a

nd ca

n in

clude

the

follo

win

g co

mpo

nent

s, ob

ject

ives

and

tool

s to

mea

sure

them

: •

Perfo

rman

ce &

effe

ctiv

enes

s of m

anag

emen

t bod

y –

impr

ove

capa

city

and

com

pete

nce

of m

anag

emen

t bod

y, F

inan

cial s

usta

inab

ility

, Bud

get

allo

catio

ns, C

olla

bora

tion

with

oth

er st

akeh

olde

rs, A

dopt

ion

of o

rdin

ance

s su

ppor

ting

MPA

/N

▪ TO

OLS:

MEA

T, M

ETT,

NEA

T, e

tc.

• Ec

olog

ical/

biop

hysic

al –

mon

itor c

hang

es in

fish

bio

mas

s and

den

sity

(incr

ease

d/m

aint

aine

d), I

ncre

ased

/mai

ntai

ned

seag

rass

, man

grov

e an

d co

ral c

over

s; Pr

otec

tion

of cr

itica

l hab

itats

TOOL

S: H

abita

t mon

itorin

g th

roug

h va

rious

met

hods

fish

visu

al

2=ca

n m

entio

n se

vera

l com

pone

nts,

obje

ctiv

es +

tool

s 1=

can

men

tion

1 co

mpo

nent

, ob

ject

ive,

at l

east

, with

or w

ithou

t too

l 0=

No a

nsw

er

Page 139: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

2

cens

us, t

rans

ect s

urve

ys w

ith p

hoto

quad

rats

or L

IT, R

eef C

heck

, et

c.

• So

cio-e

cono

mic

– in

crea

sed

inco

me,

incr

ease

d so

cial g

roup

s •

TOOL

S: la

nded

catc

h su

rvey

, mar

ket s

urve

y, S

EAT,

fish

catc

h m

onito

ring

(CPU

E)

M10

-K23

. Ind

icato

rs

used

in M

&E

- Pe

rform

ance

M&

E -

Ecol

ogica

l/ bi

ophy

sical

M&

E -

Socio

-eco

nom

ic M

&E

Wha

t are

the

indi

cato

rs th

at y

ou m

onito

r for

ea

ch o

f the

mai

n co

mpo

nent

s of y

our M

&E

prog

ram

? In

the

tabl

e on

the

right

, che

ck th

e in

dica

tors

th

at y

ou u

se a

nd sp

ecify

how

ofte

n th

ey a

re

mon

itore

d (a

nnua

l, qu

arte

rly).

Acro

nym

s use

d:

MEA

T –

MPA

Man

agem

ent E

ffect

iven

ess A

sses

smen

t To

ol

MET

T –

Man

agem

ent E

ffect

iven

ess T

rack

ing

Tool

NE

AT –

Net

wor

k Ef

fect

iven

ess A

sses

smen

t Too

l CP

UE –

Cat

ch p

er u

nit e

ffort

Chec

k th

e in

dica

tors

that

you

use

and

spec

ify h

ow o

ften

they

are

mon

itore

d (a

nnua

l, qu

arte

rly).

Indi

cato

rs

Chec

k if

mon

itore

d Sc

hedu

le o

f m

onito

ring

PERF

ORM

ANCE

A.

Leve

l & ra

ting

(MEA

T)

B. S

core

(MET

T)

C. Le

vel &

ratin

g (N

EAT)

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL

A. %

live

cora

l cov

er

B. F

ish b

iom

ass (

tons

/sqk

m)

C. %

seag

rass

cove

r or d

ensit

y

D.

Num

ber o

f spe

cies:

1.

Fish

2.

Sea

gras

s

3.

Man

grov

e

E. %

man

grov

e ca

nopy

cove

r

F.

Tot

al a

rea

(hec

tare

s)

1. C

oral

reef

2.

Sea

gras

s

3.

Man

grov

e

G. M

arin

e m

amm

al si

ghtin

gs &

m

orta

litie

s (sp

ecie

s)

H. O

ther

(pls.

spec

ify):

SOCI

O-EC

ONOM

IC

A. H

ouse

hold

inco

me

B. F

ish ca

tch

(CPU

E)

C. O

ther

(pls.

spec

ify):

2=ve

ry k

now

ledg

eabl

e (c

heck

s sev

eral

ite

ms)

1=

men

tions

at l

east

1

0=No

ans

wer

(p

lus “

1”, w

ith sc

hedu

le o

f mon

itorin

g in

dica

ted)

(M

ax p

oint

s=3)

Page 140: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

3

M10

-S14

. Effe

ctiv

ely

cond

uct M

&E

surv

eys

Do y

ou co

nduc

t M&

E su

rvey

s (i.e

. pe

rform

ance

, soc

io-e

cono

mic,

eco

logi

cal)?

Ha

ve y

ou re

ceiv

ed a

ny tr

aini

ngs o

n M

PA/N

M

&E?

List

trai

ning

s rec

eive

d.

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls

on a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht. U

se

scal

e be

low

. SC

ALE:

0

– No

ne

1 –

With

trai

ning

/ has

ass

isted

a fe

w ti

mes

2

– Ca

n pe

rform

with

min

imum

supe

rvisi

on

3 –

Can

perfo

rm in

depe

nden

tly

4 –

Can

supe

rvise

a g

roup

Ac

rony

ms u

sed:

CP

CE –

Cor

al p

oint

coun

t with

Exc

el e

xten

sions

SE

AT –

Soc

io-e

cono

mic

Asse

ssm

ent T

ool

SocM

on –

Soc

ioec

onom

ic M

onito

ring

Rate

you

r ski

lls b

y tic

king

a b

ox u

sing

the

indi

cate

d sc

ale

(see

left

colu

mn)

.

Mon

itorin

g an

d Ev

alua

tion

skill

s 0

1 2

3 4

PERF

ORM

ANCE

A. M

EAT

B.

MET

T

C. N

EAT

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL/ B

IOPH

YSIC

AL

A.

Cor

al re

ef a

sses

smen

t & m

onito

ring

1. M

anta

tow

2

. Lin

e in

terc

ept t

rans

ect (

LIT)

3

. Pho

toqu

adra

t &CP

CE

4. F

ish v

isual

cens

us (F

VC)

5. R

eef C

heck

B. S

eagr

ass a

sses

smen

t & m

onito

ring

C.

Sea

wee

d as

sess

men

t & m

onito

ring

D.

Bea

ch fo

rest

ass

essm

ent &

mon

itorin

g

E. In

vert

ebra

te a

sses

smen

t & m

onito

ring

F.

Cet

acea

n id

entif

icatio

n/ su

rvey

G. M

arin

e tu

rtle

iden

tifica

tion/

surv

ey

H.

Sea

bird

surv

ey

I.

Othe

r (pl

s. sp

ecify

):

SOCI

O-EC

ONOM

IC

A.

SEA

T

B. S

ocM

on

B.

Oth

er (p

ls. sp

ecify

):

2=hi

ghly

-ski

lled

(che

cks 2

or m

ore

item

s)

1=le

ss sk

illed

(che

cks o

nly

1)

0=No

ans

wer

(p

lus “

1”, w

ith tr

aini

ngs)

(M

ax p

oint

s=3)

Page 141: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

4

11. C

ompe

tenc

y: P

repa

ratio

n of

repo

rts b

ased

on

mon

itorin

g an

d ev

alua

tion

resu

lts a

nd fe

edba

ck a

ctiv

ities

M

11-K

24. M

onito

ring

and

eval

uatio

n re

sults

W

hy is

it im

port

ant t

o re

port

M&

E re

sults

? W

hat s

houl

d be

pre

sent

ed a

nd in

clude

d in

the

M&

E re

port

s?

M&

E re

sults

can

be u

sed

for l

earn

ing;

for d

ecisi

on m

akin

g an

d pl

anni

ng fo

r ad

ditio

nal a

ctiv

ities

and

impr

ovem

ent o

f int

erve

ntio

ns; t

o en

cour

age

man

agem

ent b

ody

and

stak

ehol

ders

to b

ette

r per

form

thei

r dut

ies;

and

as

basis

for i

ncen

tive/

disi

ncen

tive

syst

em.

Info

rmat

ion

in M

&E

repo

rts

• Tr

end

of th

e st

ate

of p

erfo

rman

ce, e

colo

gica

l, an

d so

cio e

cono

mic

• Ef

fect

iven

ess o

f act

iviti

es in

ach

ievi

ng g

oals

and

obje

ctiv

es

• Ch

alle

nges

affe

ctin

g pe

rform

ance

of m

anag

emen

t bod

y •

Thre

ats a

ffect

ing

coas

tal a

nd m

arin

e re

sour

ces

• Ch

alle

nges

affe

ctin

g so

cioec

onom

ic st

atus

Reco

mm

enda

tions

2=kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

M11

-S15

. Dat

a co

nsol

idat

ion,

ana

lysis

an

d in

terp

reta

tion

(inclu

ding

conf

iden

ce

leve

l), te

chni

cal

writ

ing,

effe

ctiv

e fe

edba

ck a

nd

pres

enta

tion

skill

s of

M&

E re

sults

How

do

you

cons

olid

ate

and

anal

yze

data

?

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls

on a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht.

Have

you

rece

ived

any

trai

ning

s on

data

co

nsol

idat

ion

and

anal

ysis?

If y

es, l

ist tr

aini

ngs

rece

ived

. Ho

w d

o yo

u gi

ve fe

edba

ck a

bout

the

M&

E re

sults

(e.g

. sub

miss

ion

of re

port

s, pu

blic

pres

enta

tions

, etc

.)?

How

wou

ld y

ou ra

te y

our l

evel

of c

onfid

ence

in

data

ana

lysis

and

inte

rpre

tatio

n (e

ncirc

le y

our

answ

er o

n th

e rig

ht)?

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls o

n a

scal

e of

0-4

. SC

ALE:

0 –

Non

e, 1

– W

ith tr

aini

ng/ h

as a

ssist

ed a

few

tim

es, 2

– C

an p

erfo

rm

with

min

imum

supe

rvisi

on, 3

– C

an p

erfo

rm in

depe

nden

tly, 4

– C

an

supe

rvise

/ tea

ch o

ther

s Le

vel o

f con

fiden

ce in

dat

a an

alys

is &

inte

rpre

tatio

n (e

ncirc

le y

our a

nsw

er):

NO

NE

LO

W

FA

IRLY

CON

FIDE

NT

VERY

CON

FIDE

NT

SKILL

S 0

1 2

3 4

1. B

asic

Exce

l

2. S

PSS

3.

R S

tudi

o

4. Li

st o

ther

tool

s you

kno

w a

nd u

se:

5. T

echn

ical w

ritin

g

6. F

eedb

acki

ng

7.

Pre

sent

atio

n sk

ills

2=hi

ghly

-ski

lled

(che

cks 2

or m

ore

item

s)

1=le

ss sk

illed

(che

cks o

nly

1)

0=No

ans

wer

(p

lus “

1” w

ith tr

aini

ngs)

(M

ax=3

poi

nts)

M11

-S16

. Ana

lytic

al

skill

s to

form

ulat

e ap

prop

riate

in

terv

entio

ns

Can

you

cite

exam

ples

of i

nter

vent

ions

/ im

prov

ed st

rate

gies

that

you

dev

elop

ed a

nd/o

r im

plem

ente

d af

ter s

eein

g th

e re

sults

of t

he

M&

E? W

hy w

ere

thes

e do

ne?

Som

e of

the

inte

rven

tions

that

may

be

done

: •

Whe

n m

anag

emen

t effe

ctiv

enes

s is l

ow –

cond

ucts

skill

s tra

inin

gs/

wor

ksho

ps, i

mpr

ove

finan

cial s

trat

egie

s, co

nduc

ts a

dditi

onal

act

iviti

es,

etc.

Whe

n ec

olog

ical s

tatu

s is l

ow –

stre

ngth

ens e

nfor

cem

ent,

redu

ces h

abita

t th

reat

s, im

prov

e M

PA d

esig

n, e

tc.

2= ca

n cit

e m

any

exam

ples

1=

can

cite

at le

ast 1

exa

mpl

e 0=

N o a

nsw

er

Page 142: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

5

• W

hen

socio

econ

omic

stat

us is

low

– co

nduc

ts a

war

enes

s cam

paig

ns,

cond

ucts

live

lihoo

d tr

aini

ngs,

cond

ucts

act

iviti

es to

incr

ease

socia

l co

hesio

n, e

tc.

12. C

ompe

tenc

y: E

ffect

ivel

y m

anag

e da

ta fo

r eas

y an

d tim

ely

acce

ss

M12

-K25

. Mec

hani

sm/

syst

em o

f dat

a m

anag

emen

t

Desc

ribe

your

dat

a m

anag

emen

t sy

stem

/mec

hani

sm.

Wha

t are

the

reso

urce

s nee

ded

to h

ave

a go

od

data

man

agem

ent s

yste

m?

Can

desc

ribe

a da

ta m

anag

emen

t sys

tem

for t

he M

PA/N

and

the

reso

urce

s ne

eded

for s

uch

a sy

stem

2

= Kn

ows o

r use

s sev

eral

stra

tegi

es

1 =

Know

s at l

east

one

0

= No

ans

wer

M12

-S17

. Org

aniza

tion

and

stor

age

How

do

you

mak

e su

re th

at d

ata

are

wel

l-kep

t an

d pr

oper

ly co

mpi

led?

Giv

e ex

ampl

es o

f dat

a an

d re

port

s tha

t you

hav

e pr

epar

ed –

act

ual

obse

rvat

ion

of d

ocum

ents

, rep

orts

, com

pute

r da

taba

se, e

tc.

Can

data

and

repo

rts b

e ea

sily

acce

ssed

(i.e

. ca

n da

ta a

nd re

port

s fro

m 2

010

and

2015

still

be

retr

ieve

d)?

Can

desc

ribe

how

thei

r doc

umen

ts, d

ata

on th

e M

PA/N

are

org

anize

d an

d st

ored

(e.g

. may

be

in p

rint f

orm

as r

epor

ts o

r in

logb

ooks

or e

ncod

ed a

s el

ectr

onic

files

in co

mpu

ter,

lapt

ops a

nd e

xter

nal h

ard

driv

es, e

tc.)

2 =

Know

s or u

ses s

ever

al st

rate

gies

1

= Kn

ows a

t lea

st o

ne

0 =

No a

nsw

er

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

Wor

k At

titud

es

Ratin

g (SC

ORE)

Not

at a

ll (0

)

Som

e-tim

es

(1)

Mos

t of

the

time

(2)

All

the

time

(3)

1.

I a

m h

ones

t in

all m

y de

alin

gs.

2.

I a

m a

ppro

acha

ble

and

easy

to ta

lk w

ith.

3.

I a

m w

illin

g to

lear

n ne

w id

eas a

nd sk

ills.

4.

I e

ncou

rage

the

part

icipa

tion

and

coop

erat

ion

of a

ll st

akeh

olde

rs in

the

man

agem

ent o

f the

MPA

/N.

5.

I a

m d

ilige

nt a

nd h

ardw

orki

ng to

acc

ompl

ish th

e ob

ject

ives

of o

ur M

PA/N

.

6.

I str

ive

to p

erfo

rm m

y du

ties a

nd re

spon

sibili

ties t

o th

e be

st o

f my

abili

ties a

nd w

ithou

t any

ves

ted

inte

rest

.

Page 143: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

6

Wor

k At

titud

es

Ratin

g (S

CORE

)

Not

at a

ll (0

)

Som

e-tim

es

(1)

Mos

t of

the

time

(2)

All

the

time

(3)

7.

I a

m g

uide

d by

the

prin

ciple

s of g

ood

gove

rnan

ce, i

.e. t

rans

pare

ncy,

acc

ount

abili

ty a

nd p

artic

ipat

ory,

etc

. in

the

de

velo

pmen

t and

impl

emen

tatio

n of

MPA

/N m

anag

emen

t pla

n.

8.

I f

ind

way

s to

help

raise

fund

s for

the

MPA

/N.

9.

I a

m m

eticu

lous

and

alw

ays p

ay a

tten

tion

to fi

nanc

ial d

etai

ls (e

.g. b

udge

t, fin

ancia

l tra

nsac

tions

, etc

.).

10

. I ca

n di

spen

se m

y fin

ancia

l and

adm

inist

rativ

e du

ties i

n a

syst

emat

ic an

d ef

ficie

nt m

anne

r.

11. I

adh

ere

to th

e st

anda

rds o

f tra

nspa

renc

y an

d ac

coun

tabi

lity

in a

ll fin

ancia

l tra

nsac

tions

.

12. I

alw

ays s

ee to

it th

at fu

nds a

nd re

sour

ces a

re sp

ent w

isely

and

not

in a

n ex

trav

agan

t way

.

13

. I a

m cr

eativ

e an

d re

sour

cefu

l in

dete

rmin

ing

appr

opria

te IE

C m

edia

and

mat

eria

l.

14. I

can

dete

rmin

e ap

prop

riate

mes

sage

s and

com

mun

icatio

n m

ater

ials

for d

iffer

ent a

udie

nces

.

15. I

am

fair

and

hone

st in

enf

orcin

g th

e la

w.

16

. I a

m co

urag

eous

and

min

dful

of t

he la

w w

hen

cond

uctin

g en

forc

emen

t act

iviti

es.

17

. I a

m a

lway

s res

pect

ful o

f peo

ple

and

thei

r rig

hts,

in th

e pe

rform

ance

of m

y du

ties o

n en

forc

emen

t.

18. I

am

a te

am p

laye

r and

can

wor

k in

colla

bora

tion

with

oth

ers.

19. I

am

ada

ptiv

e an

d ca

pabl

e of

mak

ing

appr

opria

te ch

ange

s as n

eede

d, b

ased

on

corr

ect i

nfor

mat

ion.

20. I

can

mak

e in

terv

entio

ns a

ccor

ding

to th

e re

sults

of t

he M

&E

in a

n ho

nest

and

fair

way

.

21. I

cons

isten

tly fo

llow

the

stan

dard

pro

cedu

res a

nd sc

hedu

les i

n co

nduc

ting

M&

E.

22

. I a

m o

rgan

ized

and

have

a sy

stem

in k

eepi

ng M

&E

data

and

repo

rts r

eadi

ly a

cces

sible

.

23. I

can

mak

e co

rrec

t jud

gmen

ts a

nd d

ecisi

ons b

ased

on

fact

s and

ava

ilabl

e da

ta.

Page 144: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

144 Competence Assessment Tool: A Guide for Marine Protected Area (MPA) and MPA Network (MPAN) Managers and Practitioners

GUIDE TO ADMINISTERING THE TOOL AND SCORING

Personnel Category D

Page 145: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

PE

RSON

NEL C

ATEG

ORY

D

Guid

e to

Adm

inist

erin

g the

Too

l & S

corin

g

PLAN

NING

1.

Com

pete

ncy:

Con

trib

ute

to th

e de

velo

pmen

t of t

he M

PA/N

man

agem

ent p

lan

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

P1-K

1. S

tate

and

im

port

ance

of c

oast

al

and

mar

ine

reso

urce

s

Wha

t is t

he st

ate

of m

arin

e re

sour

ces i

n yo

ur

area

s?

Wha

t is t

he im

port

ance

of m

anag

ing

thes

e m

arin

e re

sour

ces i

mpo

rtan

t?

Desc

ribe

the

stat

e of

coas

tal a

nd m

arin

e re

sour

ces (

seag

rass

/ man

grov

e/ co

ral

reef

s/ fi

sher

ies e

tc.)

of th

e ar

ea:

• W

here

are

they

loca

ted?

Can

you

estim

ate

thei

r size

(hec

tare

s), c

over

(per

cent

, lus

h, th

ick, e

tc.)

and

cond

ition

(poo

r, go

od, e

xcel

lent

)?

• Ho

w a

bout

the

fish

catc

h of

fish

erm

en –

wha

t is t

he a

vera

ge fi

sh ca

tch?

Kn

ows i

mpo

rtan

ce o

f mar

ine

reso

urce

s suc

h as

: •

Prov

ision

ing

– so

urce

of f

ood

(fish

, she

llfish

, sea

wee

d, ti

mbe

r, dr

ugs,

etc.

) •

Regu

latin

g –

coas

tal p

rote

ctio

n, p

reve

ntio

n of

ero

sion,

wat

er p

urifi

catio

n,

carb

on st

orag

e •

Cultu

ral,

spiri

tual

, bea

uty

2=ca

n de

scrib

e st

atus

of r

esou

rces

1=

can

desc

ribe

at le

ast 1

(p

lus "

1", i

f kno

ws i

mpo

rtan

ce)

(Max

=3 p

oint

s)

P1-K

2. M

PA/N

etw

ork

man

agem

ent p

lan

Wha

t is y

our c

ontr

ibut

ion

to th

e de

velo

pmen

t of

the

MPA

/N m

anag

emen

t pla

n?

Wha

t are

som

e of

the

cont

ents

of t

he M

PA/N

m

anag

emen

t pla

n?

Invo

lvem

ent i

n th

e de

velo

pmen

t of M

PA/N

man

agem

ent:

High

ly in

volv

ed (a

nd ca

n de

scrib

e pr

oces

s of d

evel

opm

ent)

• M

oder

atel

y in

volv

ed

• Lit

tle in

volv

emen

t (e.

g. si

gnin

g in

vitat

ion

lett

ers,

etc.

) •

No in

volv

emen

t at a

ll

Has a

n id

ea o

f the

gen

eral

cont

ents

of t

he M

PA/N

man

agem

ent p

lan

such

as:

Ratio

nale

and

pur

pose

of M

PA/N

or V

ision

, Miss

ion

and

Goal

setti

ng

• Pr

esen

t con

ditio

n of

mar

ine

reso

urce

s •

Lega

l fra

mew

ork

• Or

gani

zatio

nal s

truct

ure

of th

e m

anag

emen

t bod

y •

Role

s and

resp

onsib

ilitie

s •

Stra

tegi

c act

ion

plan

s (fo

r M&

E, E

nfor

cem

ent,

etc.

) •

Role

s and

resp

onsib

ilitie

s •

Pena

lties

and

fine

s •

Othe

r ___

____

____

____

____

____

____

____

____

____

____

____

____

___

2=Hi

ghly

invo

lved

1=

mod

erat

ely

invo

lved

0=

No a

nsw

er

(plu

s “1”

, if k

now

s con

tent

s of p

lan)

(M

ax=3

poi

nts)

Page 146: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 2

P1

-K3.

Ass

essm

ent/

Id

entif

icatio

n of

ris

ks/t

hrea

ts to

the

MPA

/N

Wha

t are

the

maj

or th

reat

s to

your

MPA

/N?

Wha

t are

the

impa

cts o

f the

se th

reat

s?

Know

s how

to co

nduc

t risk

/ thr

eat a

sses

smen

t and

can

desc

ribe

impa

cts o

f th

ese

thre

ats i

n th

e ar

ea

Know

s the

maj

or th

reat

s affe

ctin

g th

eir m

arin

e re

sour

ces,

such

as:

Over

-ext

ract

ion

of m

arin

e re

sour

ces (

may

spec

ify w

hich

reso

urce

s)

• Re

clam

atio

n or

conv

ersio

n of

cert

ain

part

s of t

he se

a fo

r oth

er u

ses (

e.g.

fis

h po

nds,

port

s, hu

man

settl

emen

t are

as)

• Ill

egal

fish

ing

prac

tices

: ___

____

____

____

____

____

____

____

____

____

_

• Se

dim

enta

tion

• Po

llutio

n

• In

adeq

uate

supp

ort (

e.g.

, exe

cutiv

e, le

gisla

tive,

per

sonn

el, f

unds

, etc

.) to

m

anag

e m

arin

e re

sour

ces p

rope

rly

• Ot

her t

hrea

ts: _

____

____

____

____

____

____

____

____

____

____

____

__

2= C

an d

escr

ibe

man

y im

port

ant

poin

ts

1= C

an ci

te a

t lea

st o

ne

0= N

o an

swer

2. C

ompe

tenc

y: C

ontr

ibut

e to

the

impl

emen

tatio

n an

d m

onito

ring o

f the

MPA

/N m

anag

emen

t pla

n P2

-K4.

Impl

emen

ting

the

MPA

/N

man

agem

ent p

lan

Wha

t are

the

MPA

/N a

ctio

n pl

ans t

hat a

re

bein

g im

plem

ente

d?

Can

you

men

tion

som

e ac

tiviti

es in

the

plan

th

at h

ave

and

have

not

bee

n do

ne?

Has k

now

ledg

e of

the

impl

emen

tatio

n an

d m

onito

ring

of th

e m

anag

emen

t pl

an (p

rogr

ams o

n M

&E,

Enf

orce

men

t, et

c.).

Ab

le to

des

crib

e so

me

of th

e ac

tiviti

es co

nduc

ted

such

as:

Mon

itorin

g of

cora

l ree

fs, s

eagr

ass,

man

grov

es a

nd fi

sh ca

tch

• IE

C ac

tiviti

es a

nd fe

edba

ckin

g of

mon

itorin

g re

sults

Patr

ollin

g •

Cons

truc

tion

of g

uard

hous

e •

Acqu

isitio

n of

equ

ipm

ent

• Es

tabl

ishm

ent a

nd m

aint

enan

ce o

f buo

ys

• Re

gula

r mee

tings

Upda

ting

of M

PA/N

Pla

n

2=kn

ows a

lot

1=kn

ows 1

0=

No a

nsw

er

P2-S

1. A

dept

in

mon

itorin

g an

d im

plem

enta

tion

proc

edur

es

How

do

you

cont

ribut

e to

the

impl

emen

tatio

n of

pro

gram

s and

stra

tegi

es in

dica

ted

in th

e M

PA/N

man

agem

ent p

lan?

Cite

exa

mpl

es.

• Pe

rform

s a ro

le in

the

impl

emen

tatio

n an

d m

onito

ring

of th

e m

anag

emen

t pla

n (p

rogr

ams o

n M

&E,

Enf

orce

men

t, et

c.) s

uch

as:

• M

onito

ring

of co

ral r

eefs

, sea

gras

s, m

angr

oves

and

fish

catc

h •

IEC

activ

ities

and

feed

back

ing

of m

onito

ring

resu

lts

• Pa

trol

ling

• Co

nstr

uctio

n of

gua

rdho

use

• Ac

quisi

tion

of e

quip

men

t •

Esta

blish

men

t and

mai

nten

ance

of b

uoys

Regu

lar m

eetin

gs

• Up

datin

g of

MPA

/N P

lan

2 =

Know

s or u

ses s

ever

al st

rate

gies

1

= Kn

ows a

t lea

st o

ne

0 =

No a

nsw

er

P2-S

2. M

onito

ring

thre

ats t

o th

e M

PA/N

Ho

w d

o yo

u m

onito

r the

thre

ats t

o M

PA/N

? Ca

n de

scrib

e a

stra

tegy

to m

onito

r thr

eats

in th

eir a

rea

may

be

thro

ugh

obse

rvat

ion,

feed

back

from

oth

er w

itnes

ses,

etc.

2

= Ca

n id

entif

y w

ays t

o m

onito

r th

reat

s & g

ive

exam

ples

1

= Ca

n id

entif

y on

e w

ay a

nd/o

r ex

ampl

e

0 =

No a

nsw

er

Page 147: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 3

FINA

NCIN

G 3.

Com

pete

ncy:

Bas

ic fil

ing

and

mai

nten

ance

of f

inan

cial t

rans

actio

n Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g F3

-K5.

Bas

ic pr

oced

ures

for

finan

cial m

anag

emen

t

Wha

t are

the

pres

crib

ed p

roce

dure

s con

duct

ed

in y

our o

ffice

rela

ted

to fi

nanc

ial

man

agem

ent?

Ha

ve y

ou a

tten

ded

trai

ning

s rel

ated

to

finan

cial m

anag

emen

t? If

yes

, nam

e th

e tr

aini

ngs.

Know

s the

fina

ncia

l man

agem

ent s

yste

m fo

r the

MPA

/N (e

.g. b

ookk

eepi

ng,

acco

untin

g, in

vent

ory,

aud

iting

, etc

.) 1

= Ca

n de

scrib

e a

syst

em/

proc

edur

e;

(plu

s "1"

if h

as a

tten

ded

trai

ning

) 0

= No

ans

wer

(M

ax =

2 p

oint

s)

F3-S

3. B

asic

docu

men

tatio

n &

bo

okke

epin

g sk

ills

How

do

you

help

in d

ocum

entin

g fin

ancia

l tr

ansa

ctio

ns a

nd b

ookk

eepi

ng?

Can

enum

erat

e ta

sks r

elat

ed to

doc

umen

tatio

n an

d bo

okke

epin

g •

1

= Ca

n de

scrib

e re

leva

nt ta

sks;

(p

lus "

1" if

has

att

ende

d tr

aini

ng)

0 =

No a

nsw

er

(Max

= 2

poi

nts)

F3

-K6.

Fam

iliar

ity w

ith

asse

ts, m

ater

ials

and

equi

pmen

t

Wha

t are

the

asse

ts, e

quip

men

t and

mat

eria

ls th

at y

ou h

ave

for t

he M

PA/N

?

Do y

ou th

ink

thes

e m

ater

ials

and

equi

pmen

t ar

e su

fficie

nt fo

r the

effe

ctiv

e m

anag

emen

t of

the

MPA

/N?

Know

s the

mat

eria

ls an

d eq

uipm

ent o

f the

offi

ce fo

r the

MPA

/N a

nd w

hat t

hey

sh

ould

be

used

for.

Can

also

thin

k of

or l

ist o

ther

mat

eria

ls an

d eq

uipm

ent t

hey

need

for t

he

effe

ctiv

e m

anag

emen

t of t

he M

PA/N

2 =

Know

s man

y 1

= Kn

ows a

t lea

st 1

0

= No

ans

wer

F3-S

4. B

asic

inve

ntor

y an

d m

aint

enan

ce sk

ills

How

do

you

mak

e su

re th

at a

ll eq

uipm

ent a

nd

mat

eria

ls fo

r the

MPA

/N a

re a

ccou

nted

for a

nd

are

wor

king

pro

perly

? De

scrib

e br

iefly

. Ha

ve y

ou a

tten

ded

trai

ning

s rel

ated

to

inve

ntor

y or

mai

nten

ance

of e

quip

men

t? Li

st

trai

ning

s rec

eive

d.

Can

desc

ribe

a sy

stem

for t

he o

rgan

izatio

n an

d ac

coun

ting

of m

ater

ials

and

equi

pmen

t Kn

ows h

ow to

mai

ntai

n m

ater

ials,

equ

ipm

ent a

nd p

hysic

al st

ruct

ures

in g

ood

cond

ition

and

whe

re to

hav

e th

em re

paire

d on

ce b

roke

n (o

r has

bee

n tr

aine

d).

1 =

Can

desc

ribe

a sy

stem

/ pr

oced

ure;

(p

lus "

1" if

has

att

ende

d tr

aini

ng)

0 =

No a

nsw

er

(Max

= 2

poi

nts)

Page 148: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 4

COM

MUN

ICAT

IONS

4.

Com

pete

ncy:

Hel

p pr

omot

e aw

aren

ess,

unde

rsta

ndin

g an

d su

ppor

t of a

nd fo

r the

MPA

/N sy

stem

and

its v

alue

s Cr

iteria

Gu

ide

Ques

tions

Ti

ps o

n ho

w to

ask

/ Exp

ecte

d an

swer

s Sc

orin

g C4

-K7.

MPA

/N

info

rmat

ion

that

nee

ds

to b

e co

mm

unica

ted

with

in a

nd o

utsid

e th

e m

anag

emen

t bod

y

Wha

t are

the

mos

t im

port

ant

conc

epts

/info

rmat

ion

abou

t MPA

/Ns t

hat t

he

peop

le/c

omm

unity

shou

ld k

now

abo

ut?

Why

shou

ld o

ther

peo

ple

know

abo

ut th

e M

PA/N

in y

our a

rea?

Can

cite

impo

rtan

t inf

orm

atio

n ab

out t

he M

PA/N

that

shou

ld b

e co

mm

unica

ted

to th

e co

mm

unity

whi

ch co

uld

inclu

de th

e fo

llow

ing:

MPA

/N o

bjec

tives

(e.g

. fish

erie

s man

agem

ent,

biod

ivers

ity co

nser

vatio

n,

habi

tat p

rote

ctio

n, e

tc.)

• M

PA/N

thre

ats (

e.g.

ove

rfish

ing,

sedi

men

tatio

n, p

ollu

tion,

etc

.) •

Diffe

rent

mar

ine

habi

tats

(cor

al re

ef, s

eagr

ass,

man

grov

e)

• Im

port

ance

of m

arin

e re

sour

ces (

e.g.

pro

visio

ning

, reg

ulat

ing,

etc

.) •

Best

pra

ctice

s in

MPA

/N m

anag

emen

t •

Law

s and

pol

icies

rela

ted

to co

asta

l and

mar

ine

envir

onm

ent a

nd

reso

urce

s •

Rule

s & re

gula

tions

; wha

t is a

llow

ed a

nd p

rohi

bite

d in

the

MPA

/N

• Co

mm

unity

invo

lvem

ent i

n th

e M

PA/N

2=kn

ows l

ots

1=kn

ows 1

0=

N o a

nsw

er

C4-S

5. E

ffect

ive

com

mun

icatio

n sk

ills

How

do

you

com

mun

icate

with

the

mem

bers

of

the

MPA

/N m

anag

emen

t bod

y so

that

you

r id

eas f

or th

e M

PA/N

pla

n (d

evel

opm

ent,

upda

ting)

and

its i

mpl

emen

tatio

n w

ill b

e co

nsid

ered

/inclu

ded?

Ho

w d

o yo

u co

mm

unica

te w

ith o

ther

st

akeh

olde

rs to

pro

mot

e th

eir a

war

enes

s and

su

ppor

t tow

ards

the

MPA

/N?

He/s

he ca

n de

scrib

e m

any

way

s and

met

hods

to co

mm

unica

te w

ith m

embe

rs

of th

e m

anag

emen

t bod

y an

d th

e st

akeh

olde

rs, t

hese

coul

d in

volv

e ho

me

visit

s and

face

-to-fa

ce d

ialo

gue

or in

mor

e fo

rmal

setti

ngs s

uch

as m

eetin

gs,

trai

ning

s and

focu

s gro

up d

iscus

sions

(FGD

s) o

r thr

ough

socia

l med

ia, S

MS

as

wel

l as b

anne

r, bi

llboa

rd, p

rinte

d m

ater

ials

(pos

ters

, bro

chur

e, p

amph

let),

ed

ucat

iona

l mat

eria

ls (m

anua

l, m

odul

e, b

ooks

), au

dio-

visu

al (v

ideo

s, fil

ms)

; an

d ot

her i

nter

activ

e an

d im

agin

ativ

e w

ays s

uch

as fo

lk m

edia

, mas

cot,

skits

an

d pl

ays,

etc.

2=ca

n cit

e se

vera

l way

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

C4-S

6. C

oord

inat

ion

skill

s Ho

w d

o yo

u en

gage

with

mem

bers

of t

he

MPA

/N m

anag

emen

t bod

y? W

hy d

id y

ou

enga

ge w

ith th

em (e

.g. a

ppro

val o

f the

m

anag

emen

t pla

n, te

am b

uild

ing,

dev

elop

ing

the

M&

E pl

an, e

nfor

cem

ent,

feed

back

ac

tiviti

es e

tc.)?

Ho

w d

o yo

u en

gage

with

stak

ehol

ders

and

ot

her a

genc

ies f

or th

e m

anag

emen

t of t

he

MPA

/N?

Why

did

you

eng

age

with

them

(e.g

. fe

edba

ck a

ctiv

ities

, con

sulta

tion,

enf

orce

men

t et

c.)?

Can

desc

ribe

how

he/

she

coor

dina

tes w

ith m

embe

rs o

f the

MPA

/N

man

agem

ent b

ody

and

cite

exam

ples

of h

is/he

r int

erac

tions

with

them

. Thi

s co

uld

inclu

de a

ctiv

ities

such

as:

Draf

ting

or u

pdat

ing

of th

e M

PA/N

man

agem

ent p

lan

• Ap

prov

al o

f the

man

agem

ent p

lan

• Te

am-b

uild

ing

• De

velo

ping

the

M&

E pl

an

• En

forc

emen

t pla

nnin

g an

d m

onito

ring

Ca

n de

scrib

e ho

w h

e/sh

e co

ordi

nate

s with

MPA

/N st

akeh

olde

rs a

nd o

ther

ag

encie

s for

the

man

agem

ent o

f the

MPA

/N a

nd ci

te e

xam

ples

of h

is/he

r in

tera

ctio

ns w

ith th

em. P

ossib

le re

ason

s for

eng

agem

ent c

an b

e:

• S e

ek su

ppor

t (fu

ndin

g, te

chni

cal a

ssist

ance

, etc

.)

• De

velo

ping

the

M&

E pl

an

• Pr

oduc

tion

of IE

C m

ater

ials

• En

cour

age

part

icipa

tion

and

supp

ort f

or M

PA/N

Join

t enf

orce

men

t

2=ca

n de

scrib

e ho

w h

e co

ordi

nate

s w

ith th

em

1=kn

ows o

nly

1 0=

No a

nsw

er

(plu

s 1, i

f kno

ws w

hy h

e en

gage

s with

th

em

(Max

=3 p

oint

s)

Page 149: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 5

C4

-S7.

Peo

ple

skill

s De

scrib

e yo

ur w

orki

ng re

latio

nshi

p w

ith 1

) m

embe

rs o

f the

man

agem

ent b

ody

and

2)

stak

ehol

ders

. Ho

w d

o yo

u ha

ndle

disa

gree

men

ts b

etw

een

mem

bers

of t

he M

PA o

r MPA

/N m

anag

emen

t bo

dy?

Can

desc

ribe

wor

king

rela

tions

hip

(whe

ther

pos

itive

, clo

se a

nd e

ffect

ive)

with

m

embe

rs o

f man

agem

ent b

ody

as w

ell a

s sta

keho

lder

s Ha

s str

ateg

ies t

o re

solv

e co

nflic

ts a

nd d

isagr

eem

ents

am

ong

mem

bers

of t

he

MPA

/N m

anag

emen

t bod

y –

whi

ch m

ay b

e do

ne th

roug

h fo

rmal

and

info

rmal

m

eetin

gs a

nd co

mm

unica

tions

and

can

cite

inst

ance

s whe

n th

ese

happ

ened

2=ca

n de

scrib

e w

orki

ng re

latio

nshi

ps

1=kn

ows o

nly

1 0=

No a

nsw

er

( plu

s “1”

, if h

as st

rate

gy o

n ho

w to

ha

ndle

conf

licts

and

disa

gree

men

ts)

(Max

=3 p

oint

s)

ENFO

RCEM

ENT

5. C

ompe

tenc

y: P

reve

ntio

n an

d de

tect

ion

of il

lega

l act

iviti

es

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

E5-K

8. La

ws r

elat

ed to

M

PA/N

s W

hat p

ertin

ent n

atio

nal l

aws,

loca

l ord

inan

ces

and

othe

r iss

uanc

es re

late

d to

MPA

/Ns t

hat

you

know

of?

W

hat a

re th

e pr

ohib

ited

and

allo

wed

act

iviti

es

in y

our M

PA/N

?

He m

ay g

ive

the

spec

ific o

rdin

ance

s ena

cted

for t

he M

PA/N

in th

e ar

ea, o

r the

la

w th

at w

as p

asse

d sp

ecifi

c for

the

NIPA

S as

wel

l as t

he W

ildlif

e Ac

t, am

ende

d Fi

sher

ies L

aw, R

A 11

038

(ENI

PAS

Law

), an

d ot

her l

ocal

/mun

icipa

l/pro

vinc

ial

ordi

nanc

es th

at h

ave

been

pas

sed

whi

ch a

re re

late

d to

the

MPA

/N.

Can

men

tion

activ

ities

that

are

pro

hibi

ted

in th

e M

PA/N

: -

fishi

ng in

side

the

proh

ibite

d zo

ne o

r NO

TAKE

ZON

E; in

trusio

n in

to th

e re

gula

ted

zone

; fish

ing

usin

g un

auth

orize

d ge

ar, d

ynam

ite o

r poi

son

and

noxio

us su

bsta

nces

; bui

ldin

g Ill

egal

stru

ctur

es; p

ollu

tion;

colle

ctio

n of

m

arin

e or

gani

sms;

dum

ping

of g

arba

ge; c

olle

ctio

n of

sam

ples

or m

arin

e or

gani

sms f

or sa

le; h

untin

g or

capt

ure

of e

ndan

gere

d m

arin

e or

gani

sms;

tour

ism a

ctiv

ities

in p

rohi

bite

d zo

nes,

and

man

y ot

hers

) An

d ac

tiviti

es th

at a

re a

llow

ed in

the

MPA

/N:

recr

eatio

nal d

ivin

g in

des

igna

ted

zone

, res

earc

h, n

avig

atio

n, e

tc.

2=ca

n cit

e se

vera

l law

s 1=

can

cite

at le

ast 1

0=

No a

nsw

er

(plu

s “1”

, if a

ble

to m

entio

n pr

ohib

ited

and

allo

wed

act

iviti

es)

(Max

=3 p

oint

s)

E5-K

9. E

nfor

cem

ent

stra

tegi

es

Desc

ribe

maj

or st

rate

gies

rela

ted

to p

reve

ntio

n an

d de

tect

ion

bein

g im

plem

ente

d in

the

MPA

/N.

Wha

t is y

our r

ole

in th

e pr

even

tion

and

dete

ctio

n st

ages

of M

PA/N

enf

orce

men

t?

Can

desc

ribe

stra

tegi

es e

mpl

oyed

in th

eir a

rea

and

his/

her r

ole

Pr

even

tive

stra

tegi

es a

im to

ens

ure

wid

e di

ssem

inat

ion

of re

gula

tions

and

in

crea

sed

read

ines

s of e

nfor

cers

whi

ch w

ill in

clude

inst

alla

tion

of m

arke

r buo

ys

arou

nd th

e M

PA/N

, sig

nage

and

bill

boar

ds, c

ondu

ct o

f com

mun

ity d

ialo

gues

, en

gage

men

t of m

edia

org

aniza

tions

and

trai

ning

/dep

utat

ion

of e

nfor

cers

. De

tect

ion

stra

tegi

es a

ims t

o en

sure

gre

ater

chan

ces o

f disc

over

ing

viol

atio

ns

and

will

inclu

de in

stal

latio

n of

gua

rdho

uses

; pro

cure

men

t of e

quip

men

t suc

h as

bin

ocul

ars,

spot

light

s and

rada

rs;

2 =

Men

tions

seve

ral s

trat

egie

s 1

= M

entio

ns o

ne st

rate

gy

0 =

No a

nsw

er

(plu

s “1”

, if k

now

s rol

e)

(Max

=3 p

oint

s)

E5-S

8. E

nfor

cem

ent

skill

s rel

ated

to

prev

entio

n an

d de

tect

ion

How

do

you

prev

ent a

nd d

etec

t ille

gal

activ

ities

? Ci

te e

xam

ples

.

Prev

entio

n &

det

ectio

n ca

n be

thro

ugh

regu

lar p

atro

lling

, IEC

cam

paig

ns,

trai

ning

for e

nfor

cers

, oth

ers

2 =

Men

tions

seve

ral s

trat

egie

s 1

= M

entio

ns 1

stra

tegy

0

= No

ans

wer

Page 150: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 6

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

the

prev

entio

n an

d de

tect

ion

of il

lega

l act

iviti

es?

Nam

e th

e tr

aini

ngs.

(plu

s “1”

, if h

as a

tten

ded

1-2

trai

ning

s; p

lus “

2”, i

f has

att

ende

d m

ore

than

2 tr

aini

ngs)

(M

ax=4

poi

nts)

6.

Com

pete

ncy:

Ens

ure

effe

ctiv

e an

d pr

oper

app

rehe

nsio

n of

susp

ects

and

viol

ator

s E6

-K10

. Det

aile

d kn

owle

dge

on

pena

lties

and

fine

s ac

cord

ing

to la

ws a

nd

ordi

nanc

es

Wha

t are

the

fines

and

pen

altie

s of p

rohi

bite

d ac

tiviti

es in

you

r MPA

/N a

s ind

icate

d in

ex

istin

g la

ws a

nd o

rdin

ance

s?

The

answ

er to

this

will

tell

of h

is kn

owle

dge

of th

e sp

ecifi

c fin

es a

nd p

enal

ties

impo

sed

on v

iola

tions

as w

ritte

n in

the

ordi

nanc

e/ la

w fo

r the

ir M

PA/N

.

2=ca

n cit

e se

vera

l 1=

can

cite

at le

ast 1

0=

No a

nsw

er

E6-K

11. P

rope

r ap

preh

ensio

n pr

oced

ures

Desc

ribe

the

gene

ral a

ppre

hens

ion

proc

edur

es

for v

iola

tors

in y

our M

PA/N

. De

scrib

e th

e do

cum

enta

tion

requ

irem

ents

ne

eded

in a

ppre

hens

ion.

W

hat i

s you

r rol

e in

the

appr

ehen

sion

stag

e of

M

PA/N

enf

orce

men

t?

Arre

st, s

earc

h, se

izure

and

det

entio

n (A

SSD)

refe

rs to

act

iviti

es d

one

befo

re

pros

ecut

ion

for t

he p

urpo

se o

f est

ablis

hing

pro

babl

e ca

use,

if n

ot th

e gu

ilt, o

f th

e ac

cuse

d. A

rres

t is t

he ta

king

of a

per

son

into

cust

ody

so h

e m

ay a

nsw

er

char

ges f

or a

n of

fens

e. A

ll th

is in

form

atio

n m

ust b

e cle

arly

writ

ten

in th

e M

PA/N

Enf

orce

men

t Pla

n.

Polic

e of

ficer

s, of

ficer

s cha

rged

with

the

enfo

rcem

ent o

f coa

stal

law

s, or

de

putiz

ed fi

sh w

arde

ns m

ay co

nduc

t an

arre

st. W

arra

ntle

ss a

rres

ts a

re

com

mon

in co

asta

l law

enf

orce

men

t whe

re v

iola

tors

are

ofte

n ab

oard

a

spee

ding

ves

sel t

hat c

an e

asily

get

aw

ay. W

arra

ntle

ss a

rres

ts a

re v

alid

in th

e fo

llow

ing

inst

ance

s: (1

) whi

le th

e of

fens

e in

bei

ng co

mm

itted

– p

erso

n is

caug

ht fi

shin

g in

side

MPA

; dyn

amite

is se

en in

side

fishi

ng v

esse

l of a

fis

herm

an; a

ctua

l bla

st fi

shin

g; (2

) whe

n th

e of

fens

e ha

s jus

t bee

n co

mm

itted

A

Mira

nda

War

ning

is g

iven

and

the

occa

sion

whe

n th

is w

as d

one

shou

ld b

e in

clude

d in

the

affid

avit.

Mira

nda

Righ

ts sh

ould

be

expl

aine

d to

the

pers

on in

a

lang

uage

or d

iale

ct u

nder

stoo

d by

him

.

2=Kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No

answ

er

(plu

s “1”

, if k

now

s rol

e)

(Max

=3 p

oint

s)

E6-K

12. R

ight

s of

deta

inee

s, su

spec

ts

and

witn

esse

s

Can

you

enum

erat

e th

e rig

hts o

f det

aine

es,

susp

ects

, and

witn

esse

s?

Righ

ts o

f a w

itnes

s: 1.

To

be p

rote

cted

from

irre

leva

nt, i

mpr

oper

or i

nsul

ting

ques

tions

, and

from

ha

rsh

or in

sulti

ng d

emea

nor;

2. N

ot to

be

deta

ined

long

er th

an th

e in

tere

sts o

f jus

tice

requ

ire;

3. N

ot to

be

exam

ined

exc

ept o

nly

as to

mat

ters

per

tinen

t to

the

issue

; 4.

Not

to g

ive

an a

nsw

er w

hich

will

tend

to su

bjec

t him

to a

pen

alty

for a

n of

fens

e un

less

oth

erw

ise p

rovi

ded

by la

w; o

r 5.

Not

to g

ive

an a

nsw

er w

hich

will

tend

to d

egra

de h

is re

puta

tion.

Ri

ghts

of t

he a

ccus

ed (b

efor

e ca

se is

file

d in

cour

t or w

hen

it is

with

pro

secu

tor

for p

relim

inar

y in

vest

igat

ion/

und

er cu

stod

y):

1. R

ight

to re

mai

n sil

ent

2. R

ight

to co

unse

l 3.

Rig

ht to

be

info

rmed

4.

Rig

ht to

hav

e ev

iden

ce o

btai

ned

in vi

olat

ion

of th

ose

reje

cted

3=M

entio

ns o

ver 5

righ

ts

2= M

entio

ns 3

-4 ri

ghts

1=

Men

tions

1-2

righ

ts

0=No

ans

wer

Page 151: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 7

Righ

ts o

f the

acc

used

afte

r the

case

is fi

led

in co

urt:

1. R

ight

to re

fuse

to b

e a

witn

ess

2. N

ot to

hav

e an

y pr

ejud

ice w

hats

oeve

r res

ult t

o hi

m b

ecau

se o

f suc

h re

fusa

l 3.

Rig

ht to

test

ify in

his

own

beha

lf, su

bjec

t to

cros

s exa

min

atio

n by

the

pros

ecut

ion

4. W

hile

test

ifyin

g –

to re

fuse

to a

nsw

er sp

ecifi

c que

stio

n w

hich

will

in

crim

inat

e hi

m

Righ

t to

bail;

Rig

ht to

spee

dy tr

ial;

Righ

t to

prot

ectio

n (W

itnes

s Pro

tect

ion

Prog

ram

) E6

-S9.

Enf

orce

men

t sk

ills r

elat

ed to

ap

preh

ensio

n

Wha

t ste

ps d

o yo

u fo

llow

whe

n yo

u ap

preh

end

som

eone

?

Have

you

att

ende

d tr

aini

ngs r

elat

ed to

the

appr

ehen

sion

of su

spec

ted

viol

ator

s? Li

st

enfo

rcem

ent-r

elat

ed tr

aini

ngs a

tten

ded.

By b

eing

wel

l-ver

sed

with

the

law

and

ord

inan

ces r

elat

ed to

the

MPA

/N; i

ts

proh

ibite

d ac

ts, f

ines

and

pen

altie

s; as

wel

l as t

he p

roto

col w

hen

cond

uctin

g en

forc

emen

t and

arr

est.

Trai

ning

s and

refre

sher

cour

ses o

n en

forc

emen

t are

ne

eded

for t

his.

2=Kn

ows c

orre

ct st

eps

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

(plu

s “1”

, if h

as tr

aini

ng)

(Max

=3 p

oint

s)

7.

Com

pete

ncy:

Doc

umen

tatio

n an

d fe

edba

ck o

f enf

orce

men

t act

iviti

es

E7-K

13. B

asic

docu

men

tatio

n fo

r en

forc

emen

t pr

oced

ures

Wha

t is t

he p

roce

ss o

f doc

umen

tatio

n of

en

forc

emen

t act

iviti

es?

Wha

t are

the

docu

men

tatio

n re

quire

men

ts

need

ed in

app

rehe

nsio

n?

Docu

men

tatio

n is

very

impo

rtan

t in

enfo

rcem

ent –

succ

essf

ul p

rose

cutio

n is

due

to th

e pr

esen

ce o

f evi

denc

e w

hich

will

est

ablis

h th

e tru

th a

nd p

rove

fact

s to

the

cour

ts a

nd q

uasi-

judi

cial b

odie

s (su

ch a

s adm

inist

rativ

e bo

dies

that

may

al

so d

ecid

e on

case

s).

Ev

iden

ce ca

n be

clas

sifie

d as

: 1.

Obj

ect o

r rea

l evi

denc

e –

tang

ible

whi

ch ca

n be

exh

ibite

d or

dem

onst

rate

d by

exa

min

atio

n or

vie

win

g (e

.g. f

ish sa

mpl

es w

hich

can

be fu

rthe

r exa

min

ed

for u

se o

f exp

losiv

es/p

oiso

n/po

llutio

n, fi

shin

g ge

ar a

nd v

esse

ls)

2. D

ocum

enta

ry e

vide

nce

– w

ritte

n in

stru

men

ts o

r doc

umen

ts su

ch a

s per

mits

an

d lic

ense

s, in

vent

ory

and

seizu

re re

ceip

ts, a

nd p

hoto

s. Th

e ad

miss

ibili

ty o

f ph

otos

is d

eter

min

ed b

y its

acc

urac

y in

por

tray

ing

esse

nce

of cr

ime.

Pho

tos

are

very

hel

pful

to co

rrob

orat

e ev

iden

ce o

f fish

ery

viol

atio

ns –

pho

tos o

f fis

hery

pro

duct

s sei

zed;

pho

tos o

f ord

erly

cond

uct o

f the

arr

est,

sear

ch o

r se

izure

to n

egat

e al

lega

tions

of p

lant

ing

of e

vide

nce;

pho

tos o

f net

with

ru

ler t

o in

dica

te si

ze

3. T

estim

onia

l evi

denc

e –

test

imon

y or

dep

ositi

on o

f a w

itnes

s (e.

g. te

stim

ony

of th

e ap

preh

endi

ng te

am, d

epos

ition

of w

itnes

ses)

. Af

fidav

its o

f arr

est,

sear

ch a

nd se

izure

shou

ld b

e pr

epar

ed a

s soo

n as

pos

sible

. Le

gal F

orm

s/ D

ocum

ents

: Com

plai

nt fo

r Pre

limin

ary

Inve

stig

atio

n, Jo

int

Affid

avit

of W

itnes

ses,

Affid

avit

of A

rres

t; W

arra

nt o

f Arr

est,

Appr

ehen

sion

Repo

rt, B

ooki

ng S

heet

and

Arr

est R

epor

t; Se

arch

War

rant

, Boa

rdin

g Ce

rtifi

cate

, In

vent

ory

Repo

rt o

f Con

fisca

ted

Artic

les,

Rece

ipts

of C

onfis

cate

d Fi

sh/

2=Kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 152: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 8

Conf

iscat

ed G

ear/

Fish

Sam

ples

Tak

en/ I

mpo

unde

d Bo

at/ I

tem

s for

Tem

pora

ry

Cust

ody/

by

Hosp

itals

or P

enal

Inst

itutio

ns o

f Con

fisca

ted

Fish

.

E7-K

14. D

etai

ls of

lega

l pr

oces

ses

Desc

ribe

the

proc

ess f

or fi

ling

case

s aga

inst

ap

preh

ende

d vi

olat

ors,

i.e. f

iling

the

polic

e re

port

or b

lotte

r; Co

urt p

roce

dure

s?

Can

desc

ribe

in d

etai

l the

pro

cess

(Rul

es o

n Cr

imin

al P

roce

dure

) – co

mpl

aint

fil

ed fo

r vio

latio

ns o

f fish

ery

law

s, ru

les,

regu

latio

ns a

nd o

rdin

ance

s by

offic

ers

from

the

PN, P

CG, P

NP, B

anta

y Da

gat,

fish

war

dens

, etc

. with

in th

e pr

escr

iptiv

e pe

riod

in th

e co

urt o

r pro

secu

tor’s

offi

ce w

ith th

e pr

oper

juris

dict

ion

(MTC

, RT

C, S

andi

ganb

ayan

). A

prel

imin

ary

inve

stig

atio

n (P

I) is

cond

ucte

d be

fore

the

com

plai

nt is

file

d in

cour

t by

pros

ecut

or. W

hen

accu

sed

is la

wfu

lly a

rres

ted

with

out w

arra

nt th

e co

mpl

aint

may

be

filed

with

out P

I and

an

inqu

est

inve

stig

atio

n is

cond

ucte

d in

stea

d. O

ther

cour

t pro

cedu

res f

ollo

w a

fter t

he

inve

stig

atio

n. A

ffida

vits

and

oth

er fo

rms o

f evi

denc

es/ d

ocum

ents

gat

here

d du

ring

the

cour

se o

f inv

estig

atio

n w

ill b

e su

bmitt

ed.

A pe

rson

und

er cu

stod

ial i

nves

tigat

ion

has t

he M

irand

a Ri

ghts

: •

Righ

t to

rem

ain

silen

t •

Righ

t to

a co

unse

l of h

is ow

n ch

oice

Righ

t to

be fu

rnish

ed w

ith a

n in

depe

nden

t cou

nsel

by

the

Stat

e if

he

cann

ot a

fford

one

Righ

t to

be in

form

ed o

f the

se ri

ghts

If

a pe

rson

und

er cu

stod

ial i

nves

tigat

ion

mak

es a

n ad

miss

ion

or co

nfes

sion,

but

he

was

NOT

info

rmed

of h

is rig

hts,

his a

dmiss

ion

will

NOT

be

adm

issib

le. T

he

adm

issio

n m

ust b

e m

ade

in w

ritin

g, si

gned

by

him

in th

e pr

esen

ce o

f his

coun

sel.

2=Kn

ows a

lot

1=kn

ows a

t lea

st 1

0=

No a

nsw

er

Page 153: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 9

MON

ITOR

ING

AND

EVAL

UATI

ON

8. C

ompe

tenc

y: C

ondu

ct o

f mon

itorin

g an

d ev

alua

tion

(M&

E)

Crite

ria

Guid

e Qu

estio

ns

Tips

on

how

to a

sk/ E

xpec

ted

answ

ers

Scor

ing

M8-

K15.

MPA

/Net

wor

k ob

ject

ives

W

hat a

re th

e ob

ject

ives

of t

he M

PA/N

?

Wha

t ind

icato

r/s n

eed

to b

e m

onito

red

to

dete

rmin

e if

thes

e ob

ject

ives

are

bei

ng m

et?

Know

s the

obj

ectiv

es &

indi

cato

rs o

f the

MPA

/N w

hich

can

inclu

de:

• Sus

tain

able

fish

erie

s – in

crea

sed

fish

stoc

k (b

iom

ass,

abun

danc

e);

incr

ease

d fis

h ca

tch

(CPU

E); i

ncre

ased

/mai

ntai

ned

larv

al

supp

ly/r

ecru

itmen

t; ab

senc

e/de

crea

se o

f ille

gal/d

estru

ctiv

e fis

hing

pr

actic

es

• Bio

dive

rsity

cons

erva

tion

– pr

otec

tion

of cr

itica

l hab

itats

; mai

ntai

ned

ecol

ogica

l con

nect

ivity

; im

prov

ed st

atus

of t

hrea

tene

d sp

ecie

s; im

prov

ed

popu

latio

n siz

e • C

limat

e ch

ange

ada

ptat

ion

– pr

otec

tion

of re

silie

nt a

reas

; pro

tect

ion

of

criti

cal h

abita

ts; p

rote

ctio

n sim

ilar h

abita

ts a

long

env

ironm

enta

l gra

dien

t; re

duce

d th

reat

s; en

hanc

e ec

olog

ical c

onne

ctiv

ity

• Int

er-L

GU a

llian

ce –

Mem

oran

dum

of A

gree

men

ts; h

arm

onize

d CR

M

rela

ted

ordi

nanc

es; j

oint

enf

orce

men

t • E

coto

urism

– e

quita

ble

bene

fits;

incr

ease

d in

com

e • P

rote

ctio

n of

thre

aten

ed sp

ecie

s – im

prov

ed st

atus

of t

hrea

tene

d sp

ecie

s; im

prov

ed p

opul

atio

n siz

e • S

ocia

l net

wor

k –

incr

ease

d co

llabo

ratio

ns; s

harin

g of

exp

ertis

e an

d re

sour

ces;

exch

ange

of k

now

ledg

e

2=ca

n m

entio

n se

vera

l obj

ectiv

es

1=ca

n m

entio

n at

leas

t 1 o

bjec

tive

0= N

o an

swer

(p

lus “

1”, i

f kno

ws i

ndica

tors

) (M

ax=3

poi

nts)

M8-

K16.

MPA

/N M

&E

prog

ram

W

hat i

s mon

itorin

g an

d ev

alua

tion

and

why

is

it im

port

ant?

Do

es y

our M

PA/N

hav

e a

M&

E pr

ogra

m?

If

yes,

wha

t was

you

r inv

olve

men

t in

the

impl

emen

tatio

n of

the

M&

E pr

ogra

m?

Can

expl

ain

wha

t is b

eing

mon

itore

d an

d ev

alua

ted

whi

ch m

ay in

clude

the

stat

us o

f man

agem

ent e

ffect

iven

ess;

com

pete

nce/

capa

city

of th

e m

anag

emen

t bo

dy; s

tatu

s of c

oast

al a

nd m

arin

e re

sour

ces;

as w

ell a

s soc

ioec

onom

ic fa

ctor

s M

&E

is do

ne fo

r the

follo

win

g re

ason

s: •

To d

eter

min

e ef

fect

iven

ess o

f act

iviti

es in

ach

ievi

ng g

oals

and

obje

ctiv

es

• Fo

r dec

ision

mak

ing

and

plan

ning

of a

ctiv

ity

• Ca

n be

use

d as

bas

is fo

r tra

inin

gs/w

orks

hops

Ca

n di

scus

s lev

el o

f inv

olve

men

t, if

any,

on

the

deve

lopm

ent o

f the

M&

E pr

ogra

m

2=ve

ry k

now

ledg

eabl

e (s

ever

al it

ems

/ rea

sons

not

ed)

1=m

entio

ns a

t lea

st 1

0=

No a

nsw

er

M8-

K17.

Com

pone

nts

of th

e M

PA/N

M&

E pr

ogra

m

- Pe

rform

ance

M&

E sy

stem

-

Ecol

ogica

l/ bi

ophy

sical

M&

E sy

stem

Wha

t are

the

mai

n co

mpo

nent

s of y

our M

&E

prog

ram

?

Wha

t are

the

obje

ctiv

es o

f eac

h co

mpo

nent

?

The

M&

E pr

ogra

m u

sual

ly h

as m

any

com

pone

nts a

nd ca

n in

clude

the

follo

win

g co

mpo

nent

s, ob

ject

ives

and

tool

s to

mea

sure

them

: •

Perfo

rman

ce &

effe

ctiv

enes

s of m

anag

emen

t bod

y –

impr

ove

capa

city

and

com

pete

nce

of m

anag

emen

t bod

y, F

inan

cial s

usta

inab

ility

, Bud

get

allo

catio

ns, C

olla

bora

tion

with

oth

er st

akeh

olde

rs, A

dopt

ion

of o

rdin

ance

s su

ppor

ting

MPA

/N

▪ TO

OLS:

MEA

T, M

ETT,

NEA

T, e

tc.

• Ec

olog

ical/

biop

hysic

al –

mon

itor c

hang

es in

fish

bio

mas

s and

den

sity

(incr

ease

d/m

aint

aine

d), I

ncre

ased

/mai

ntai

ned

seag

rass

, man

grov

e an

d co

ral c

over

s; Pr

otec

tion

of cr

itica

l hab

itats

TOOL

S: H

abita

t mon

itorin

g th

roug

h va

rious

met

hods

fish

visu

al

2=ca

n m

entio

n se

vera

l com

pone

nts,

obje

ctiv

es +

tool

s 1=

can

men

tion

1 co

mpo

nent

, ob

ject

ive,

at l

east

, with

or w

ithou

t to

ol

0=No

ans

wer

Page 154: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

0

- So

cio-e

cono

mic

M&

E sy

stem

ce

nsus

, tra

nsec

t sur

veys

with

pho

toqu

adra

ts o

r LIT

, Ree

f Che

ck,

etc.

Socio

-eco

nom

ic –

incr

ease

d in

com

e, in

crea

sed

socia

l gro

ups

• TO

OLS:

land

ed ca

tch

surv

ey, m

arke

t sur

vey,

SEA

T, fi

sh ca

tch

mon

itorin

g (C

PUE)

M

8-K1

8. In

dica

tors

us

ed in

M&

E -

Perfo

rman

ce M

&E

- Ec

olog

ical/

biop

hysic

al M

&E

- So

cio-e

cono

mic

M&

E

Wha

t are

the

indi

cato

rs th

at y

ou m

onito

r for

ea

ch o

f the

mai

n co

mpo

nent

s of y

our M

&E

prog

ram

? In

the

tabl

e on

the

right

, che

ck th

e in

dica

tors

th

at y

ou u

se a

nd sp

ecify

how

ofte

n th

ey a

re

mon

itore

d (a

nnua

l, qu

arte

rly).

Acro

nym

s use

d:

MEA

T –

MPA

Man

agem

ent E

ffect

iven

ess A

sses

smen

t To

ol

MET

T –

Man

agem

ent E

ffect

iven

ess T

rack

ing

Tool

NE

AT –

Net

wor

k Ef

fect

iven

ess A

sses

smen

t Too

l CP

UE –

Cat

ch p

er u

nit e

ffort

Chec

k th

e in

dica

tors

that

you

use

and

spec

ify h

ow o

ften

they

are

mon

itore

d (a

nnua

l, qu

arte

rly).

Indi

cato

rs

Chec

k if

mon

itore

d Sc

hedu

le o

f m

onito

ring

PERF

ORM

ANCE

A.

Leve

l & ra

ting

(MEA

T)

B. S

core

(MET

T)

C. Le

vel &

ratin

g (N

EAT)

D.

Oth

er:

ECOL

OGIC

AL

A. %

live

cora

l cov

er

B. F

ish b

iom

ass (

tons

/sq.

km)

C. %

seag

rass

cove

r or d

ensit

y

D.

Num

ber o

f spe

cies:

1.

Fish

2.

Sea

gras

s

3.

Man

grov

e

E. %

man

grov

e ca

nopy

cove

r

F.

Tot

al a

rea

(hec

tare

s)

1. C

oral

reef

2.

Sea

gras

s

3.

Man

grov

e

G. M

arin

e m

amm

al si

ghtin

gs &

m

orta

litie

s (sp

ecie

s)

H. O

ther

(pls.

spec

ify):

SOCI

O-EC

ONOM

IC

A. H

ouse

hold

inco

me

B. F

ish ca

tch

(CPU

E)

C. O

ther

(pls.

spec

ify):

2=ve

ry k

now

ledg

eabl

e (c

heck

s se

vera

l ite

ms)

1=

men

tions

at l

east

1

0=No

ans

wer

(p

lus “

1”, w

ith sc

hedu

le o

f mon

itorin

g in

dica

ted)

(M

ax p

oint

s=3)

Page 155: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

1

M8-

S10.

Effe

ctiv

ely

cond

uct M

&E

surv

eys

Do y

ou co

nduc

t M&

E su

rvey

s (i.e

. pe

rform

ance

, soc

io-e

cono

mic,

eco

logi

cal)?

Ha

ve y

ou re

ceiv

ed a

ny tr

aini

ngs o

n M

PA/N

M

&E

surv

eys/

met

hods

? Lis

t tra

inin

gs re

ceiv

ed.

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls

on a

scal

e of

0-4

in th

e ta

ble

on th

e rig

ht.

SCAL

E:

0 –

None

1

– W

ith tr

aini

ng/ h

as a

ssist

ed a

few

tim

es

2 –

Can

perfo

rm w

ith m

inim

um su

perv

ision

3

– Ca

n pe

rform

inde

pend

ently

4

– Ca

n su

perv

ise a

gro

up

Acro

nym

s use

d:

CPCE

– C

oral

poi

nt co

unt w

ith E

xcel

ext

ensio

ns

SEAT

– S

ocio

-eco

nom

ic As

sess

men

t Too

l So

cMon

– S

ocio

econ

omic

Mon

itorin

g

Rate

you

r ski

lls b

y tic

king

a b

ox u

sing

the

indi

cate

d sc

ale

(see

left

colu

mn)

.

Mon

itorin

g an

d Ev

alua

tion

skill

s 0

1 2

3 4

PERF

ORM

ANCE

A. M

EAT

B.

MET

T

C. N

EAT

D.

Oth

er (p

ls. sp

ecify

):

ECOL

OGIC

AL/ B

IOPH

YSIC

AL

A.

Cor

al re

ef a

sses

smen

t & m

onito

ring

1. M

anta

tow

2

. Lin

e in

terc

ept t

rans

ect (

LIT)

3

. Pho

toqu

adra

t &CP

CE

4. F

ish v

isual

cens

us (F

VC)

5. R

eef C

heck

B. S

eagr

ass a

sses

smen

t & m

onito

ring

C.

Sea

wee

d as

sess

men

t & m

onito

ring

D.

Bea

ch fo

rest

ass

essm

ent &

mon

itorin

g

E. In

vert

ebra

te a

sses

smen

t & m

onito

ring

F.

Cet

acea

n id

entif

icatio

n/ su

rvey

G. M

arin

e tu

rtle

iden

tifica

tion/

surv

ey

H.

Sea

bird

surv

ey

I.

Othe

r (pl

s. sp

ecify

):

SOCI

O-EC

ONOM

IC

A.

SEA

T

B. S

ocM

on

C.

Oth

er (p

ls. sp

ecify

):

2=hi

ghly

-ski

lled

(che

cks 2

or m

ore

item

s)

1=le

ss sk

illed

(che

cks o

nly

1)

0=No

ans

wer

(p

lus “

1”, w

ith tr

aini

ngs)

(M

ax p

oint

s=3)

Page 156: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

2

9.Co

mpe

tenc

y: A

ssist

in p

repa

ratio

n of

repo

rts a

nd fe

edba

ck a

ctiv

ities

M

9-K1

9. M

onito

ring

and

eval

uatio

n re

sults

W

hy is

it im

port

ant t

o re

port

M&

E re

sults

?

M&

E re

sults

can

be u

sed

for l

earn

ing;

for d

ecisi

on m

akin

g an

d pl

anni

ng fo

r ad

ditio

nal a

ctiv

ities

and

impr

ovem

ent o

f int

erve

ntio

ns; t

o en

cour

age

man

agem

ent b

ody

and

stak

ehol

ders

to b

ette

r per

form

thei

r dut

ies;

and

as

basis

for i

ncen

tive/

disi

ncen

tive

syst

em.

2 =

Know

s man

y 1

= Kn

ows a

t lea

st 1

0

= No

ans

wer

M9-

S11.

Dat

a co

nsol

idat

ion,

ana

lysis

an

d in

terp

reta

tion

(inclu

ding

conf

iden

ce

leve

l), te

chni

cal

writ

ing,

effe

ctiv

e fe

edba

ck a

nd

pres

enta

tion

skill

s of

M&

E re

sults

How

do

you

cons

olid

ate,

ana

lyse

dat

a an

d pr

esen

t M&

E re

sults

?

Have

you

rece

ived

any

trai

ning

s on

data

co

nsol

idat

ion

and

anal

ysis?

If y

es, l

ist tr

aini

ngs

rece

ived

. Ho

w d

o yo

u gi

ve fe

edba

ck a

bout

the

M&

E re

sults

(e.g

. sub

miss

ion

of re

port

s, pu

blic

pres

enta

tions

, etc

.)?

How

wou

ld y

ou ra

te y

our l

evel

of c

onfid

ence

in

data

ana

lysis

and

inte

rpre

tatio

n?

Chec

k th

e on

es y

ou k

now

and

rate

you

r ski

lls o

n a

scal

e of

0-4

. SC

ALE:

0 –

Non

e, 1

– W

ith tr

aini

ng/ h

as a

ssist

ed a

few

tim

es, 2

– C

an p

erfo

rm

with

min

imum

supe

rvisi

on, 3

– C

an p

erfo

rm in

depe

nden

tly, 4

– C

an

supe

rvise

/ tea

ch o

ther

s

Leve

l of c

onfid

ence

in d

ata

anal

ysis

& in

terp

reta

tion

(enc

ircle

you

r ans

wer

):

NONE

LOW

FAIR

LY C

ONFI

DENT

VE

RY C

ONFI

DENT

SKILL

S 0

1 2

3 4

1. B

asic

Exce

l

2. S

PSS

3.

R S

tudi

o

4. Li

st o

ther

tool

s you

kno

w a

nd u

se:

5. T

echn

ical w

ritin

g

6. F

eedb

acki

ng

7.

Pre

sent

atio

n sk

ills

2=hi

ghly

-ski

lled

(che

cks 2

or m

ore

item

s)

1=le

ss sk

illed

(che

cks o

nly

1)

0=No

ans

wer

(p

lus “

1” w

ith tr

aini

ngs)

(M

ax=3

poi

nts)

10. C

ompe

tenc

y: A

ssist

in m

anag

ing

data

for e

asy

acce

ss

M10

-K20

. M

echa

nism

/s

yste

m o

f dat

a m

anag

emen

t

Desc

ribe

your

dat

a m

anag

emen

t sy

stem

/mec

hani

sm.

Can

desc

ribe

a da

ta m

anag

emen

t sys

tem

for t

he M

PA/N

and

the

reso

urce

s ne

eded

for s

uch

a sy

stem

2

= Kn

ows o

r use

s a sy

stem

&

reso

urce

s 1

= Kn

ows a

t lea

st o

ne

0 =

No a

nsw

er

M10

-S12

. Org

aniza

tion

and

stor

age

How

do

you

help

org

anize

and

stor

e da

ta a

nd

repo

rts?

Ca

n da

ta a

nd re

port

s be

easil

y ac

cess

ed (i

.e.

can

data

and

repo

rts f

rom

201

0 an

d 20

15 st

ill

be re

trie

ved)

?

Can

desc

ribe

how

thei

r doc

umen

ts, d

ata

on th

e M

PA/N

are

org

anize

d an

d st

ored

(e.g

. may

be

in p

rint f

orm

as r

epor

ts o

r in

logb

ooks

or e

ncod

ed a

s el

ectr

onic

files

in co

mpu

ter,

lapt

ops a

nd e

xter

nal h

ard

driv

es, e

tc.)

2 =

Know

s or u

ses s

yste

m a

nd ty

pes

of d

ata

stor

ed

1 =

Know

s at l

east

one

0

= No

ans

wer

Page 157: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused

Page

| 1

3

Plea

se ra

te y

our w

ork

attit

udes

by

ticki

ng/c

heck

ing

on th

e bo

xes o

n th

e rig

ht. T

ick/c

heck

onl

y on

e an

swer

per

item

.

Wor

k At

titud

es

Ratin

g (SC

ORE)

Not

at a

ll (0

)

Som

e-tim

es

(1)

Mos

t of

the

time

(2)

All

the

time

(3)

1.

I a

m h

ones

t and

trut

hful

in a

ll m

y de

alin

gs.

2.

I a

m a

ppro

acha

ble

and

easy

to ta

lk w

ith.

3.

I a

m w

illin

g to

lear

n ne

w id

eas a

nd sk

ills.

4.

I c

ontr

ibut

e id

eas a

nd m

ake

sugg

estio

ns b

ased

on

fact

s.

5.

I a

m d

ilige

nt a

nd h

ardw

orki

ng to

acc

ompl

ish th

e ob

ject

ives

of o

ur M

PA/N

.

6.

I str

ive

to p

erfo

rm m

y du

ties a

nd re

spon

sibili

ties t

o th

e be

st o

f my

abili

ties a

nd w

ithou

t any

ves

ted

inte

rest

.

7.

I a

dher

e to

the

stan

dard

s of t

rans

pare

ncy

and

acco

unta

bilit

y in

kee

ping

fina

ncia

l rec

ords

.

8.

I can

do

my

finan

cial a

nd a

dmin

istra

tive

dutie

s in

a sy

stem

atic

and

effic

ient

man

ner.

9.

I a

m m

eticu

lous

and

I al

way

s see

to it

that

the

fund

s are

spen

t wise

ly a

nd fr

ugal

ly, a

nd li

quid

ated

pro

perly

and

on

tim

e.

10

. I a

m a

lway

s cou

rteo

us a

nd re

spec

tful w

hen

com

mun

icatin

g w

ith e

very

one

rega

rdle

ss o

f the

ir ra

nk, p

ositi

on,

cond

ition

, gen

der a

nd b

elie

fs.

11

. In

the

perfo

rman

ce o

f my

dutie

s on

enfo

rcem

ent I

am

alw

ays r

espe

ctfu

l of p

eopl

e an

d th

eir r

ight

s.

12

. I a

m fa

ir an

d ho

nest

in e

nfor

cing

the

law

.

13. I

am

cour

ageo

us a

nd m

indf

ul o

f the

law

whe

n co

nduc

ting

enfo

rcem

ent a

ctiv

ities

.

14. I

am

obs

erva

nt a

nd co

nscie

ntio

us in

adh

erin

g to

the

proc

edur

es o

f enf

orce

men

t.

15. I

am

a te

am p

laye

r and

can

wor

k in

colla

bora

tion

with

oth

er e

nfor

cem

ent g

roup

s.

16

. I a

m o

rgan

ized

and

have

a sy

stem

of k

eepi

ng d

ata,

reco

rds a

nd in

form

atio

n pr

oper

ly a

nd re

adily

acc

essib

le.

Page 158: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused
Page 159: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused
Page 160: Competence Assessment Tool: A Guide for Marine Protected …eascongress2018.pemsea.org/.../S4.2-Competence-Assessment-Tool… · investment on human resources that is not just focused