Combination of the KKR-method and the DMFT · Ludwig Maximilians-Universit¤at Munchen¤...
Transcript of Combination of the KKR-method and the DMFT · Ludwig Maximilians-Universit¤at Munchen¤...
Ludwig
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Combination of the KKR-method and the DMFT1 H. Ebert, J. Minar, A. Perlov, S. Chadov
2 A. Lichtenstein3 M. Katsnelson
4 L. Chioncel5 J. Braun
6 C. de Nadaı, N. B. Brookes
1 University Munchen, Germany2 University Hamburg, Germany
3 University Nijmegen, Netherlands4 University Graz, Austria
5 University Munster, Germany6 European Synchrotron Radiation Facility, Grenoble, France
KKR+DMFT HH – p.1/71
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Why KKR ?
The Munich SPR-KKR package
The SPR-KKR method
Combination of KKR and DMFT
Results for transition metal systems
Summary
KKR+DMFT HH – p.2/71
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Why KKR ?
KKR represents electronic structure in terms ofGreen’s function G+(~r, ~r ′, E)
G+(~r, ~r ′, E) = limε→0
∑
i
φi(~r)φ∗i (~r)
E − Ei + iε
linear response formalism
Dyson equation G = G0 + G∆HG0
CPA alloy theory
description of spectroscopic quantities
central quantity of many-body theories
KKR+DMFT HH – p.3/71
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Munich SPR-KKR Package
Systems
Arbitrary ordered/disordered three dimensionallyperiodic systems
Surfaces in cluster or slab approximation
Calculation Mode
Spin-polarised
Scalar- and Fully relativistic
Non-collinear spin configurations
Default: Spin-polarised relativistic Dirac formalism
KKR+DMFT HH – p.4/71
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Electronic Properties
SCF-potential
Dispersion relation
Bloch spectral Function
Density of states
...
Ground State Properties
Spin- and Orbital Moments
Hyperfine Fields
Magnetic Form Factors
...
KKR+DMFT HH – p.5/71
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Response Functions
Spin- and orbital susceptibility
Knight-shift
Field-induced XMCD
Residual resistivity of alloys
KKR+DMFT HH – p.6/71
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Spectroscopic Properties
Spectroscopic Properties – including magnetic dichroism
Valence Band Photoemission
Core level Photoemission
Appearance Potential Spectroscopy (non-relat.)
Auger Electron Spectroscopy
X-ray absorption
X-ray emission
X-ray magneto-optics
X-ray scattering
Magnetic Compton scattering
Positron annihilation
KKR+DMFT HH – p.7/71
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The Dirac Equation
[~
ic~α·~∇+βmc2+V (~r)+β~σ · ~Beff (~r)︸ ︷︷ ︸
Vspin(~r)
]Ψ(~r, E) = EΨ(~r, E)
with an effective magnetic field
~Beff (~r) =∂Exc[n, ~m]
∂ ~m(~r)
that is determined by the spin magnetisation ~m(~r)
within spin density functional theory (SDFT)Within an atomic cell one can always choose z′ to have:
Vspin(~r) = βσz′ Beff(r)
KKR+DMFT HH – p.8/71
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Atomic sphere approximation – ASA
replace atomic cells by atom centred spheres
keep the volume of the unit cell constant
assume a spherical symmetric potential withinsphere:
V (~r) = V (r) and ~Beff(~r) = ~Beff(r)
KKR+DMFT HH – p.9/71
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Single site Dirac equation
restrict potential to a single atomic cellfor atom type t:
V t(~r) = 0 and ~Bt
eff(~r) = 0 for ~r /∈ Ωt
Single site Dirac equation for atom type t
[~
ic~α·~∇+βmc2+V t(~r)+β~σ· ~Bt
eff(~r)
]Ψ(~r, E) = EΨ(~r, E)
KKR+DMFT HH – p.10/71
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Ansatz to solve the single site Dirac equation
ψν(~r, E) =∑
Λ
ψΛν(~r, E)
with
ψΛν(~r, E) =
(gΛν(r, E)χΛ(~r)
ifΛν(r, E)χ−Λ(~r)
)
spin-angular functions
χΛ(r) =∑
ms=±1/2
C(l1
2j;µ−ms,ms)Y
µ−ms
l (r)χms
short hand notation Λ = (κ, µ) and −Λ = (−κ, µ)
KKR+DMFT HH – p.11/71
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Relativistic quantum numbers
total angular momentum operator ~j = ~l+ 12~σ
~j2χΛ(r) = j(j + 1)χΛ(r)
jzχΛ(r) = µχΛ(r)
total angular momentum quantum number j
j = l± 1/2
magnetic quantum number µ
µ = −j ... + j
KKR+DMFT HH – p.12/71
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Relativistic quantum numbers
Spin-orbit operator K
KχΛ(r) = (1 + ~σ ·~l )χΛ(r) = −κχΛ(r)
Spin-obit quantum number κ
κ =
l = j + 1
2 if j = l− 12
−l− 1 = −j − 12
if j = l+ 12
κ −1 +1 −2 +2 −3 +3 −4
j 1/2 1/2 3/2 3/2 5/2 5/2 7/2l 0 1 1 2 2 3 3
symbol s1/2 p1/2 p3/2 d3/2 d5/2 f5/2 f7/2
KKR+DMFT HH – p.13/71
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Radial Differential Equations
P ′Λν = −
κ
rPΛν +
[E − V
c2+ 1
]QΛν
+B
c2
∑
Λ′
〈χ−Λ|σz|χ−Λ′〉QΛ′ν
Q′Λν =
κ
rQΛν − [E − V ]PΛν +B
∑
Λ′
〈χΛ|σz|χΛ′〉PΛ′ν
with PΛν(r, E) = r gΛν(r, E)and QΛν(r, E) = cr fΛν(r, E)
The coupling is restricted to µ − µ′ = 0 and l − l′ = 0
−→ 4 coupled functions for |µ| < j; e.g. d3/2,µ — d5/2,µ
−→ 2 coupled functions for |µ| = j; e.g. d5/2,µ=±5/2
KKR+DMFT HH – p.14/71
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Single site t-matrix
scattering amplitude f(p)
Ψ(~r, E) = ei~p·~r + f(p)eipr
r
spherical basis
ψΛ(~r, E) = jΛ(~r, E) + ip∑
Λ′
tΛΛ′(E)h+Λ′(~r, E)
KKR+DMFT HH – p.15/71
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Single site t-matrix
single site t-matrix tΛΛ′(E)
t(E) =i
2p[a(E)− b(E)] b(E)−1
aΛΛ′(E) = −ipr2[h−Λ , φΛΛ′]r
bΛΛ′(E) = −ipr2[h+Λ , φΛΛ′]r
relativistic Wronskian
[h+Λ , φΛΛ′]r = h+
l cfΛΛ′ −p
1 + E/c2Sκh
+lgΛΛ′
KKR+DMFT HH – p.16/71
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Single site t-matrix
spherical spin-dependent potential ( ~M‖z)
s1/2 p1/2 p3/2 d3/2 d5/2
s1/2
d5/2
d3/2
p3/2
p1/2
KKR+DMFT HH – p.17/71
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Multiple scattering
c
a
b
scattering T-matrix operator of the crystal T
T =∑
n
tn +∑
n,m
tn G0 tm +
∑
n,m,kn,m6=k
tn G0 tm G0 t
k + · · ·
decomposition into scattering path operator τ
T =∑
n,m
τnm
self-consistent requirement for τnm
in angular momentum representation
τnmΛΛ′ = tnΛΛ′δnm +
∑
Λ′′Λ′′′
tnΛΛ′′
∑
k 6=n
G0 nkΛ′′Λ′′′τ
kmΛ′′′Λ′
τnm = tnδnm + tn∑
k 6=n
G0 nkτkm
formal solution
τ = [t−1 −G]−1
KKR+DMFT HH – p.18/71
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Cluster approximation
cut a finite cluster out of the infinite systemcentred on the atom of interest
τ (E) = [ t−1(E)−G(E)︸ ︷︷ ︸
real space KKR matrix M(E)
]−1
KKR+DMFT HH – p.19/71
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Brillouin zone integration
τnn′
ΛΛ′(E) =1
ΩBZ
∫
ΩBZ
d3k ei~k(~Rn− ~Rn′)
×[t−1(E)−G(~k,E)︸ ︷︷ ︸KKR matrix M(~k,E)
]−1ΛΛ′
Symmetry allows to reduce the integration regime ΩBZ
to an irreducible wedge
KKR+DMFT HH – p.20/71
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Special point sampling method
τnn,αα(E) =∑
j=1,...,nU
U jτnn,α′α′
0 (E)U j −1
+∑
j=1,...,nA
U jτnn,α′α′T0 (E)U j −1
with τnn,αα0 (E) =
∑~kw~k
ταα(~k, E)
U : (anti-)unitary symmetry operations
Special point mesh
KKR+DMFT HH – p.21/71
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Symmetry considerations
M‖[001]E C2z C+
4z C−4z I σz S−
4z S+4z
TC2x TC2y TC2a TC2b Tσx Tσy Tσda Tσdb
M‖[111]E C+
31 C−31 I S−
61 S+61
TC2b TC2e TC2f Tσdb Tσde Tσdf
KKR+DMFT HH – p.22/71
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Scattering path matrix τ ii
cubic spin-dependent system ( ~M‖z)
s1/2 p1/2 p3/2 d3/2 d5/2
s1/2
d5/2
d3/2
p3/2
p1/2
KKR+DMFT HH – p.23/71
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G(~r, ~r ′, E) =∑
ΛΛ′
ZnΛ(~r, E)τnn′
ΛΛ′(E)Zn′×Λ′ (~r ′, E)
−∑
Λ
[Zn
Λ(~r, E)Jn×Λ (~r ′, E)Θ(r′ − r)
+JnΛ(~r, E)Zn×
Λ (~r ′, E)Θ(r − r′)]δnn′
normalisation of wave functions for |~r| ≥ rmt
regular solution
ZΛ(~r, E) =∑
Λ′
jΛ′(p~r)t−1Λ′Λ(E)− iph+
Λ(p~r)
irregular solution
JΛ(~r, E) = jΛ(p~r)KKR+DMFT HH – p.24/71
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Expectation values
Starting for example from the identity:
=G(E) = −π∑
α
|α〉 〈α| δ(E − Eα) ,
for the Green’s function G(E) in operator form one finds:Expectation value of operator A
〈A〉 = −1
π=Trace
∫ EF
dEAG(~r, ~r, E)
Trace-operation:
take the trace with respect to the 4× 4-matrices
KKR+DMFT HH – p.25/71
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Expectation values
charge density n(~r)
n(~r) = −1
π=Trace
∫ EF
dE G(~r, ~r, E)
spin magnetization m(~r)
m(~r) = −1
π=Trace
∫ EF
dE βσzG(~r, ~r, E)
spin and orbital magnetic moments µspin and µorb
µspin = −µB
π=Trace
∫ EF
dE
∫
Vd3r βσzG(~r, ~r, E)
µorb = −µB
π=Trace
∫ EF
dE
∫
Vd3r βlzG(~r, ~r, E)
KKR+DMFT HH – p.26/71
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Energy paths
EFERMI EFERMIEMAX
EMIN
IGRID = 3IGRID = 5
ImEEMIN
SCF: arc in the complex plane used for integration
DOS: straight path along real axis
XAS: special straight path starting at EF
...KKR+DMFT HH – p.27/71
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Coherent Potential Approximation – CPA
Ideafind an effective CPA medium that represents theelectronic structure of an configurationally averagedsubstitutionally random alloy AxB1−x
=
KKR+DMFT HH – p.28/71
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Embedding of an A- or B-atom into the CPA-medium – inthe average – should not give rise to additionalscattering
xA + xB =
xAτnn,A + xBτ
nn,B = τnn,CPA
with the projected scattering path operator τnn,α
τnn,α = τnn,CPA[1 +
(t−1α − t
−1CPA
)τnn,CPA
]−1
KKR+DMFT HH – p.29/71
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Single-site problem – reconsidered
[−∇2 + V σ(r)− E]Ψ(~r) +
∫Σσ(~r, ~r ′, E)Ψ(~r ′)d3r ′ = 0
self-energy Σσ(~r, ~r E)
Ansatz:Ψν(~r) =
∑
L
ΨLν(~r)
coupled radial integro-differential equations:[d2
dr2−l(l + 1)
r2− V (r) + E
]ΨLν(r, E) =
∫r′2dr′
[∑
L′′
φl(r)ΣLL′′(E)φl′′(r′)
]ΨLν(r′, E)
KKR+DMFT HH – p.30/71
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Single site equation
approximation for the self-energy:∫d3r′Σ(~r, ~r ′, E)ΨL(~r ′, E) ≈
∑
L
ΣL′L(E)ΨL(~r, E)
leads to coupled differential equations:
[d2
dr2−l(l + 1)
r2− V (r) + E
]ΨLν(r, E) =
∑
L′
ΣLL′(E) ΨL′ν(r, E)
KKR+DMFT HH – p.31/71
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Electronic Green’s function:
G(~r, ~r ′, E) =∑
LL′
ZnL(~r, E)τnn′
LL′ (E)Zn′×L′ (~r ′, E)
−∑
L
[Zn
L(~r, E)Jn×L (~r ′, E)Θ(r′ − r)
+JnL(~r, E)Zn×
L (~r ′, E)Θ(r − r′)]δnn′
Multiple scattering path operator:
τnn′
LL′ (E) =1
ΩBZ
∫
ΩBZ
d3k[t−1(E)−G(~k, E)
]−1
LL′ei~k( ~Rn− ~Rn′)
KKR+DMFT HH – p.32/71
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Green’s function matrix GnmLL ′ within KKR-formalism
GnmLL′(E) =
∑
L1,L2
〈φL | ZL1〉τnm
LL′ (E)〈Z×L2| φL′〉
− δnm
∑
L1
〈φL | ZL1(r<, E)J×
L1(r>, E) | φL′〉
GnnLL′ – input for the many-body effective
impurity problem
φL(~r) – basis functionsolution of the Schrödinger equation forspherical LDA non-magnetic potential
KKR+DMFT HH – p.33/71
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F
KKRΣG
E
DMFT(FLEX)
VLSDA(~r), ΣDMFT
⇓single-site problem: tLL′(z)
⇓multiple scattering: τLL′(z)
⇓KKR-Green’s function: G(~r, ~r ′, z)
⇓charge ρ(~r)
⇓VLSDA(~r)
⇓G-matrix GLL′
⇓
DMFT-solver⇓
ΣDMFT
KKR+DMFT HH – p.34/71
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DMFT-FLEX many-body solver I
Effective impurity problem solved by spin-polarisedT-matrix plus Fluctuation Exchange (SPTF)
Hartree and Fock contribution to Σ:
Σ(TH)12,σ (iω) =
1
β
∑
Ω
∑
34σ ′
〈13|T σσ ′
(iΩ)|24〉 Gσ ′
43 (iΩ− iω)
Σ(TF )12,σ (iω) = −
1
β
∑
Ω
∑
34σ ′
〈14|T σσ(iΩ)|32〉 Gσ34(iΩ− iω)
Spin-fluctuation contribution:
Σ(fl)12,σ(τ ) =
∑
34σ ′
W σσ ′
1342(τ )Gσ ′
34
KKR+DMFT HH – p.35/71
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Bloch spectral functions
Spin-resolved results for Ni for ~k ‖ [001]
LSDA DMFT
spin up
spin down
KKR+DMFT HH – p.36/71
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Spin resolved DOS of bcc-Fe and fcc-Ni
bcc-Fe fcc-Ni
-10 -8 -6 -4 -2 0 2 4
energy (eV)
0
0.5
1
1.5
n↑ Fe(E
) (s
ts./
eV
)
0
0.5
1
1.5
2n↓ Fe
(E)
(sts
./e
V) LDA
LDA+DMFT
-10 -8 -6 -4 -2 0 2 4
energy (eV)
0
0.5
1
1.5
2
n↑ Ni(E
) (s
ts./
eV
)
0
0.5
1
1.5
2
2.5
n↓ Ni(E
) (s
ts./
eV
) LDALDA+DMFT
Fe: U = 2.0 eV, J = 0.9 eV, T = 400 K
Ni: U = 3.0 eV, J = 0.9 eV, T = 400 K
KKR+DMFT HH – p.37/71
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ΣG
KKR
EFDMFT (TMA)
VLSDA(~r), ΣDMFT
⇓single-site problem: tLL′(z)
⇓multiple scattering: τLL′(z)
⇓KKR-Green’s function: G(~r, ~r ′, z)
⇓charge ρ(~r)
⇓VLSDA(~r)
⇓G-matrix GLL′
⇓
DMFT-solver⇓
ΣDMFT
KKR+DMFT HH – p.38/71
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KKR DMFT
Complex energy path Real energy axis
G(z)Pade approximation
−−−−−−−−−−−−−−−−−−−−→ G(E)
Σ(z)Kramers−Kronig transformation←−−−−−−−−−−−−−−−−−−−− Σ(E)
KKR+DMFT HH – p.39/71
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DMFT-TMA many-body solver II (III)
Effective impurity problem solved by spin-polarisedT-matrix calculated for the zero temperature
Self-energy Σ includes only Hartree and Fockcontributions:
Σ(TH)12,σ (E) =
∑
34σ ′
∞∫
−∞
〈13|T σσ ′
(E′)|24〉 Gσ ′
43 (E′ − E)dE′
Σ(TF )12,σ (E) = −
∑
34σ ′
∞∫
−∞
〈14|T σσ(E′)|32〉 Gσ34(E
′ − E)dE′
KKR+DMFT HH – p.40/71
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EF
KKR (1)
KKR (2) (TMA)DMFT
Σ
G
Σ
KKR(1): ρ(~r), V(~r)
⇓
KKR(2): G(E)
⇓
DMFT-solver
⇓
Σ(E)
⇓ KKT
ΣDMFT(z)
KKR+DMFT HH – p.41/71
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Comparison of schemes I-III for bcc Fe
Density of states
-10 -5 0
energy (eV)
0
0.5
1
1.5
n↑ (st
s./eV
)
0
0.5
1
1.5
2
n↓ (st
s./eV
) LSDALSDA+DMFT ILSDA+DMFT IILSDA+DMFT III
µspin µorb
LSDA 2.282 0.054
LSDA+DMFT I 2.296 0.049
LSDA+DMFT II 2.287 0.049
LSDA+DMFT III 2.285 0.049
Self-energy
-12 -8 -4 0 4
energy (eV)
-3
-2
-1
0
Re Σ
↑ t 2g(e
V)
-3
-2
-1
0
1
Re Σ
↓ t 2g(e
V)
-12 -8 -4 0 4
energy (eV)
-3
-2
-1
Im Σ
↑ t 2g(e
V)
-3
-2
-1
0
Im Σ
↓ t 2g(e
V)
KKR+DMFT HH – p.42/71
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Comparison of schemes I-III for fcc Ni
Density of states
-10 -5 0
energy (eV)
0
0.5
1
1.5
n↑ (st
s./eV
)
0
0.5
1
1.5
2
n↓ (st
s./eV
) LSDALSDA+DMFT ILSDA+DMFT IILSDA+DMFT III
µspin µorb
LSDA 0.563 0.044
LSDA+DMFT I 0.569 0.040
LSDA+DMFT II 0.631 0.044
LSDA+DMFT III 0.622 0.043
Self-energy
-12 -8 -4 0 4
energy (eV)
-3
-2
-1
0
1
Re Σ
↑ t 2g(e
V)
-3
-2
-1
0
1
2
Re Σ
↓ t 2g(e
V)
-12 -8 -4 0 4
energy (eV)
-5
-4
-3
-2
-1
Im Σ
↑ t 2g(e
V)
-5
-4
-3
-2
-1
0
Im Σ
↓ t 2g(e
V)
KKR+DMFT HH – p.43/71
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CPA calculations for FexNi1−x alloy
Spin magnetic moments real part of Σ
0 20 40 60 80Fe content (at. %)
0
0.5
1
1.5
2
2.5
3
µ spin
(µB)
Fe LDA
Ni LDA
total LDA
Fe LDA+DMFT
Ni LDA+DMFT
total LDA+DMFT
-10 -5 0
-0.4
-0.2
0
0.2
0.4
Σ t 2g
↓ (eV
)
FeFe10Ni90
Fe40Ni60
Fe75Ni25
-10 -5 0-2
-1
0
1
2
-10 -5 0energy (eV)
-3
-2
-1
0
Σ t 2g
↑ (eV
)-10 -5 0
energy (eV)
-2
0
2
Fe
Fe
Ni
Ni
KKR+DMFT HH – p.44/71
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Universitat
Munchen
CPA calculations for NixPd1−x alloy
Spin moment Orbital moment
0 20 40 60 80 100
Ni content (at.%)
0.0
0.3
0.6
0.9
1.2
µ spin
(µB)
total LDAtotal LDA+DMFTNi LDANi LDA+DMFTPd LDAPd LDA+DMFT
0 20 40 60 80 100
Ni content (at.%)
0.00
0.05
0.10
µ orb(µ
B)
total LDAtotal LDA+DMFTNi LDANi LDA+DMFTPd LDAPd LDA+DMFT
relativistic implementation
access to spin-orbit coupling induced properties
KKR+DMFT HH – p.45/71
Ludwig
Maximilians-
Universitat
Munchen
One-step model of photoemission
!
j1(R, E + ω) = const√E + ω
∫d3r1
∫d3r2
φfinal(r1, R, E+ω)†X~qλ(~r1)=G+(~r1, ~r2, E)X
†~qλ(~r2)φ
final(r2, R, E+ω)
KKR+DMFT HH – p.46/71
Ludwig
Maximilians-
Universitat
Munchen
Photo current intensity
Imsm′s(E,~k;ω, ~q, λ) ∝
∑
ΛΛ′′
il−l′′C−ms
Λ C−m′
s
Λ′′ Yµ+ms∗l (−k)Y µ′′+m′
s
l′′ (−k)
∑
m m′
ei~k(~Rm−~Rm′)∑
n n′
ei~q(~Rn−~Rn′)
∑
Λ′ Λ′′′
τnmΛ′Λ(E′)τn′m′∗
Λ′′′Λ′′(E′)
∑
Λ1 Λ2
M~qλΛ′Λ1
τnn′
Λ1Λ2(E)M~qλ
Λ2Λ′′′ −∑
Λ1
In ~qλΛ′Λ1Λ′′′
with the matrix elements
M~qλΛΛ′ =
∫d3r[TZΛ(~r, E′)]†X~qλ(~r)ZΛ′(~r, E)
KKR+DMFT HH – p.47/71
Ludwig
Maximilians-
Universitat
Munchen
Fano effect in VB-photoemission
Spin polarisation of photo electronsdue to spin-orbit coupling
spin resolved angle integratedphotoemission experiment
ESRF
e−
spinsemispheredetector
paramagnetic systems
photoelectrons
circularlypolarized
spin polarized
KKR+DMFT HH – p.48/71
Ludwig
Maximilians-
Universitat
Munchen
Spin-resolved VB-XPS of Cu, Ag and Au
0
50
100In
tens
ity (
arb.
u.) exp.
theory
Cu (600 eV)
10 8 6 4 2 0
Binding energy (eV)
-5
0
5
Inte
nsity
(ar
b.u.
) exp.theory
0
50
100
Ag (600 eV)
10 8 6 4 2 0
Binding energy (eV)
-10
0
10
0
50
100
Au (600 eV)
10 8 6 4 2 0
Binding energy (eV)
-20
-10
0
10
20
I+
∆I+
KKR+DMFT HH – p.49/71
Ludwig
Maximilians-
Universitat
Munchen
Perturbational treatment of spin-orbit coupling
non-relativistic spin-resolved Photo currentI(E,~k,ms;ω, ~q, λ) =
∫d3 r
∫d3 r′φ∗
final(~r, E + ω)
× X~q,λIm G(~r, ~r′, E)X∗~q,λφfinal(~r, E + ω)
• final states (time reversed LEED state)
φfinal(~r, E) = 4π∑
L
ilY ∗L (k)tlZl(~r)YL(r)χms
• initial statesIm G(~r, ~r′, E) =
∑
L1,L2
ZL1(~r, E)Im τnn
L1,L2Z†L2
(~r, E)
Include spin-orbit coupling (1st order):
G = G0 + G0HSOCG0KKR+DMFT HH – p.50/71
Ludwig
Maximilians-
Universitat
Munchen
Spin-resolved Photo current
Ims
λ ∝∑
L
[tl(E)]2∑
L1L2
[MλLmsL1ms
Mλ∗LmsL2ms
=τL1L2(E)
+∑
L3L4
ξlmsMλLmsL1ms
MSOCL2msL3ms
Mλ∗LL4
=(τL1L2(E)τL3L4
(E))]
Spin Difference ∆Iλ = I↑λ − I
↓λ (for l = 2 d- electrons)
∆Iλ ∝ ξd
∑
l
Slλ Im[τt2g
(4 τeg + τt2g
)]
Slλ =
+1 d → p λ = +1 (LCP)−1 d → f λ = +1 (LCP)
−1 d → p λ = −1 (RCP)+1 d → f λ = −1 (RCP)
KKR+DMFT HH – p.51/71
Ludwig
Maximilians-
Universitat
Munchen
Fano effect in VB-photoemission
Spin polarisation of photo electronsdue to spin-orbit coupling
spin resolved angle integratedphotoemission experiment
ESRF
Detectorsemisphere
e−
spin
ferromagnetic systems
magnetization in plane
photoelectrons
circularlypolarized
spin polarized
KKR+DMFT HH – p.52/71
Ludwig
Maximilians-
Universitat
Munchen
Fano effect in VB-XPS of ferromagnets
Photocurrent and spin-difference Ephot =600 eVExperiments - N. Brookes et al., ESRF
Fe Co Ni
0
50
100
Inte
nsity
(ar
b.un
its)
exp.LDA
-10 -8 -6 -4 -2 0 2Binding energy (eV)
-2
0
Spin
-dif
fere
nce
(arb
. uni
ts.)
Fe (600eV)
0
20
40
60
80
100
Inte
nsity
(ar
b. u
nits
)
exp.LDA
-10 -8 -6 -4 -2 0 2Binding energy (eV)
-4
-2
0
2
4
Spin
-dif
fere
nce
(arb
. uni
ts)
Co (600eV)
0
50
100
Inte
nsity
(ar
b. u
nits
)
exp.LDA
-10 -8 -6 -4 -2 0 2Binding energy (eV)
-4
-2
0
2
Spin
-dif
fere
nce
(arb
. uni
ts)
Ni (600eV)
KKR+DMFT HH – p.53/71
Ludwig
Maximilians-
Universitat
Munchen
Fano effect in VB-XPS of ferromagnets
Photocurrent and spin-difference Ephot =600 eVExperiments - N. Brookes et al., ESRF
Fe Co Ni
0
50
100
Inte
nsity
(ar
b.un
its)
exp.LDALDA+DMFT
-10 -8 -6 -4 -2 0 2Binding energy (eV)
-2
0
Spin
-dif
fere
nce
(arb
. uni
ts.)
Fe (600eV)
0
20
40
60
80
100
Inte
nsity
(ar
b. u
nits
)
exp.LDALDA+DMFT
-10 -8 -6 -4 -2 0 2Binding energy (eV)
-4
-2
0
2
4
Spin
-dif
fere
nce
(arb
. uni
ts)
Co (600eV)
0
50
100
Inte
nsity
(ar
b. u
nits
)
exp.LDALDA+DMFT
-10 -8 -6 -4 -2 0 2Binding energy (eV)
-4
-2
0
2
Spin
-dif
fere
nce
(arb
. uni
ts)
Ni (600eV)
KKR+DMFT HH – p.54/71
Ludwig
Maximilians-
Universitat
Munchen
Spin-resolved VB-photoemission
spin resolved angle integratedphotoemission experiment
ESRF
e−
spinsemispheredetector
ferromagnetic systems
magnetization in plane
spin polarizedphotoelectrons
circularlypolarized
fundamental spectra: I↑+ I
↑− I
↓+ I
↓−
KKR+DMFT HH – p.55/71
Ludwig
Maximilians-
Universitat
MunchenVB-XPS for Ni
spin-polarisation (I↑+ + I↑
−)− (I↓+ + I↓
−)
-10 -5 0Binding energy (eV)
0
0.2
0.4
0.6
0.8
1.0
Inte
nsity
(a.
u.)
LDA+DMFTLDAexp.
-10 -5 0Binding energy (eV)
-0.2
-0.1
0
0.1
0.2
LDA+DMFTLDAexp.
KKR+DMFT HH – p.56/71
Ludwig
Maximilians-
Universitat
MunchenVB-XPS for Ni
spin-orbit (I↑+ + I↓
−)− (I↓+ + I↑
−)
-10 -5 0Binding energy (eV)
0
0.2
0.4
0.6
0.8
1.0
Inte
nsity
(a.
u.)
LDA+DMFTLDAexp.
-10 -5 0Binding energy (eV)
-0.1
-0.05
0
0.05LDA+DMFTLDAexp.
KKR+DMFT HH – p.57/71
Ludwig
Maximilians-
Universitat
Munchen
Bloch spectral functions – ARPES
Results for Ni for ~k ‖ [001]
LSDA DMFT
BSF
ARPES
KKR+DMFT HH – p.58/71
Ludwig
Maximilians-
Universitat
Munchen
Bloch spectral functions – ARPES
Ni: comparison with experiment for ~k ‖ [001]
LSDA DMFT
Expt: Måtrensson, Nilsson (1984), Bünemann (2002), Himpsel (1979), Moruzzi (1978)
BSF
ARPES
KKR+DMFT HH – p.59/71
Ludwig
Maximilians-
Universitat
Munchen
Bloch spectral functions
Ni: comparison with experiment (ARPES) for ~k ‖ [001]
LSDA DMFT
Expt: Måtrensson, Nilsson (1984), Bünemann (2002)
spin up
spin down
KKR+DMFT HH – p.60/71
Ludwig
Maximilians-
Universitat
Munchen
ARPES-spectra for Ni(110)
total photocurrent for off-normal emission hν = 21.2 eV
LSDA
-5 -4 -3 -2 -1 0energy (eV)
0
0.5
1
1.5
2
Inte
nsity
0
5
10
15
20
25
θ
DMFT
-5 -4 -3 -2 -1 0energy (eV)
0
0.5
1
1.5
2
Inte
nsity
0
5
10
15
20
25
θ
FULL ARPES-calculation using bulk potential
KKR+DMFT HH – p.61/71
Ludwig
Maximilians-
Universitat
Munchen
ARPES-spectra for Ni(110)
photocurrent intensity for hν = 21.2 eVoff-normal emission with θ = 5 o
-1 0energy (eV)
0
0.2
0.4
0.6
0.8In
tens
ityExperimentLSDADMFT
Experiment: Osterwalder, Kreutz, Aebi (1999)
KKR+DMFT HH – p.62/71
Ludwig
Maximilians-
Universitat
Munchen
Magnetic circular dichroism in XAS
Stöhr, JMMM 200 470 (’99)KKR+DMFT HH – p.63/71
Ludwig
Maximilians-
Universitat
MunchenXMCD sum rules
excitation scheme for left circularly polarized light
1/2 3/21/2-1/2-3/2
-1/2 1/2 3/21/2-1/2-3/2
d3/2
p1/2 3/2p
d5/2
-1/2
s
3/21/2-1/2-3/2-5/2 5/2
1/2
XMCD sum rules∫
(∆µL3− 2∆µL2
) dE = N3Nh
(〈σz〉 + 7〈Tz〉)
∫(∆µL3
+ ∆µL2) dE = N
2Nh〈lz〉
Thole, PRL 68 1943 (’92); Carra, PRL 70 694 (’93)KKR+DMFT HH – p.64/71
Ludwig
Maximilians-
Universitat
Munchen
Calculation of XMCD spectra
Fermi’s golden rule
µ~qλ(ω) ∝∑
i occf unocc
|〈Φf |X~qλ|Φi〉|2δ(~ω − Ef + Ei)
∝∑
i occ
〈Φi|X×~qλ =G+(Ef )X~qλ|Φi〉θ(Ef − EF)
relativistic treatment — X~qλ = −1c~jel · ~aλAei~q~r
X-ray circular magnetic dichroism (XMCD)
∆µ~qλ(ω) = µ~q+(ω) − µ~q−(ω)
Ebert, RPP 59 1665 (’96)KKR+DMFT HH – p.65/71
Ludwig
Maximilians-
Universitat
Munchen
X-ray absorption for Fe
X-ray absorption coefficientL2,3-edge of Fe in bcc-Fe
µL2,3for unpolarisedradiation
magentic circular dichroism∆µL2,3
= µ+ − µ−
0 5 10 15 20 25
energy (eV)
0
4
8
12
µFe L 2,3 (
Mb
) LDA
LDA+DMFTExperiment Scherz et al.
0 5 10 15 20 25
energy (eV)
-3
-2
-1
0
1
2
3
∆µFe L 2,
3 (M
b)
KKR+DMFT HH – p.66/71
Ludwig
Maximilians-
Universitat
Munchen
X-ray absorption for Ni
X-ray absorption coefficientL2,3-edge of Ni in fcc-Ni
µL2,3for unpolarisedradiation
magentic circular dichroism∆µL2,3
= µ+ − µ−
0 5 10 15 20 25
energy (eV)
01234567
µNi
L 2,3 (
Mb
) LDA
LDA+DMFTExp. Scherz et al.
0 5 10 15 20 25
energy (eV)
-2
-1.5
-1
-0.5
0
0.5
∆µN
iL 2,
3 (M
b)
KKR+DMFT HH – p.67/71
Ludwig
Maximilians-
Universitat
Munchen
Summary
Combination of KKR+DMFT
⇒ alloys⇒ inhomogeneous systems⇒ spectroscopy
Fano-effect in angle-integrated PES of ferromagnetsFe, Co and Ni
⇒ DMFT improves agreement with experiment
Angle-resolved PES
⇒ first promising results obtained
KKR+DMFT HH – p.68/71
Ludwig
Maximilians-
Universitat
Munchen
Magneto-optical properties
Kubo linear response formalism
σαβ(ω) = −1
ωV
∫ 0
−∞dτe−i(ω+iη)τ
⟨[Jβ(τ ), Jα(0)]
⟩
Absorptive part of the optical conductivity
σabsαβ (ω) =
1
πωV
∫ µ
µ−ωdω′ tr
[Jα=G(ω′)Jβ=G(ω′ + ω)
]
Green’s function matrix include correlation effects
[H0 + Σ(E)− E]G(E) = I
KKR+DMFT HH – p.69/71
Ludwig
Maximilians-
Universitat
Munchen
Magneto-optical properties of Fe
Optical conductivity and Kerr rotation spectra for bcc Fe
Fe
LDAU=1.5eVU=2.eVU=3eVExp(x1.7)
0 1 2 3 4 5 6 7Energy (eV)
20
40
60
80
σ1 xx(ω
),10
-14 s
-1
0 1 2 3 4 5 6 7Energy (eV)
0
5
ωσ2 xy
(ω),
10-2
9 s-2
Exp x 0.8
0 1 2 3 4 5 6Energy (eV)
-0.6
-0.4
-0.2
0.0
Ker
rro
tatio
n,de
g
KKR+DMFT HH – p.70/71
Ludwig
Maximilians-
Universitat
Munchen
Magneto-optical properties of Ni
Optical conductivity and Kerr rotation spectra for fcc Ni
LDAU=1.5eVU=2eVU=3eVExp
0 1 2 3 4 5 6 7Energy (eV)
20
40
60
σ1 xx(ω
),10
-14 s
-1
0 1 2 3 4 5 6 7Energy (eV)
-2
0
2
ωσ2 xy
(ω),
10-2
9 s-2
0 1 2 3 4 5 6Energy (eV)
-0.2
0.0
0.2
Ker
rro
tatio
n,de
g
KKR+DMFT HH – p.71/71