Cognitive Rehab Lit at Ion in Schizophrenia

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    by Irene M. Hurford, MD,Solomon Kalkstein, PhD, and

    Matthew O. Hurford, MD

    Patients with schizophrenia

    have profound and disabling

    cognitive deficits. More so

    than positive or negative symptoms,

    cognitive deficits impair daily func-

    tioning and contribute most to chron-

    ic disability and unemployment.1,2

    Unlike the psychotic symptoms,

    these deficits do not improve during

    periods of remission and change

    only minimally with antipsychoticmedications.3,4 Given the enormous

    impact that cognitive dysfunction

    has on the daily lives of persons with

    schizophrenia, researchers and clini-

    cians have been working for more

    than 2 decades on strategies to im-

    prove cognition in this population.

    In this article, we summarize gen-

    eral concepts in cognitive rehabilita-

    tion in schizophrenia. Our goal is to

    provide a basic framework for clini-

    cians who are planning to initiate a

    cognitive remediation (CR) program

    for their patients.

    Cognitive deficits inschizophreniaIn persons with schizophrenia, cog-

    nitive impairments are detectable as

    early as age 6 or 7 years, or the earli-

    est age at which children receive any

    formal psychological tests.5-8 The un-

    derlying pathology is almost certain-

    ly present in some form at birth. By

    first grade, children in whom schizo-

    phrenia develops are already per-

    forming at nearly a full grade equiva-

    lent below their peers.5 There appears

    to be a period of further cognitive de-

    cline (or rather, failure to make age-

    appropriate gains) between the ages

    of 12 and 17several years before

    the first psychotic episode.5,6,9 After

    the first episode, and the patient has

    stabilized clinically, the cognitive

    deficits remain fairly stable.10-12 At

    that point, scores of global cognition

    range from between 1 and 2 standard

    deviations below those of healthy

    cohorts.13,14

    While all domains of cognition

    are affected in schizophrenia, there

    are selective areas of increased im-pairmentparticularly verbal and

    visuospatial memory, attention, ex-

    ecutive function, and speed of pro-

    cessing (Table 1).15-20 Verbal memory

    impairments are the most robust and

    the most profound.10,14-16,18 Impair-

    ments in cognition are not related to

    illness state and are present and sta-

    ble even during periods of positive-

    symptom remission. In fact, positive

    symptoms and cognitive deficits are

    only negligibly correlated.21 How-

    ever, negative and disorganization

    symptoms show modest correlations

    with cognition.21,22

    Functional consequences ofcognitive deficitsRelative to the positive, negative,

    and disorganization symptom do-

    mains, cognition is the strongest pre-

    dictor of functional outcome.1,2 Cog-

    nitive deficits in schizophrenia have

    been shown to interfere with various

    aspects of daily functioning, includ-

    ing employment, independent living,

    and quality of life.23-26 In 2 literature

    reviews, Green and colleagues1,2

    demonstrated that 4 specific neuro-

    cognitive domains were significantly

    associated with functional outcomes:

    executive functioning, immediate

    verbal memory, secondary verbal

    memory, and vigilance. Community

    activity (eg, working, going to

    school) was predicted by measures

    of executive functioning and second-

    ary verbal memory. Social problem-

    solving skills were associated with

    levels of secondary verbal memory,

    vigilance and, to a lesser extent, ex-

    ecutive functioning. Psychosocial

    skill acquisition was most frequentlylinked with immediate and second-

    ary verbal memory.2

    Definition of cognitiverehabilitationThere are 2 main techniques in cog-

    nitive rehabilitation: remediation

    and compensatory approaches. CR is

    designed to stimulate new learning,

    or relearning, of cognitive tasks, and

    thus, to improve domains of deficit.

    Compensatory approaches seek to

    make improvements in the patients

    functioning by avoiding areas of im-

    pairment and recruiting other intact

    cognitive domains or by creating asupportive external environment.27

    Compensatory techniquesCompensatory approaches aim not

    only to improve cognitive function-

    ing by reducing errors in the learning

    process but also to minimize impedi-

    ments to activities of daily living and

    to create a supportive home environ-

    ment. Errorless learning (EL) and

    cognitive adaptation training (CAT)

    are 2 compensatory approaches that

    have yielded successful outcomes

    when they are used in patients with

    schizophrenia.

    EL is guided by the theory that

    certain neurologically impairedgroups, including persons with

    schizophrenia, have difficulty in

    learning when their mistakes are cor-

    rected in an effort to guide future be-

    havior.28 EL aims to eliminate any

    errors when new tasks are being

    learned. This approach reduces each

    new task to be learned into small

    component parts that are then over-

    learned through imitative learning

    and repetitive practice of perfect task

    execution. By doing so, EL relies on

    implicit memory processes; this pro-

    vides an advantage for patients

    whose explicit memory abilities are

    compromised. Implicit learning re-

    fers to learning that occurs uncon-

    sciously and that is often procedural

    (eg, riding a bike). In contrast, ex-

    plicit learning is conscious and is

    often more information-based.

    Compensatory strategies have al-

    so been applied to the schizophrenia

    patients home environment. CAT

    introduces environmental adapta-

    tions that are suited specifically to

    the executive impairments common

    among schizophrenia patients. Itsaim is to reduce the cognitive bur-

    dens, functional requirements, and

    overall stress of everyday living in

    each patients personal space.29

    During home visits, CAT thera-

    pists check for safety hazards and

    ensure that necessary supplies are

    available. The therapists may also

    assist in modifying and reorganizing

    the home in a manner customized to

    the individual patients needs. For

    example, in the bedroom, clothing

    drawers are labeled and colored bins

    are used for the sorting of dirty and

    clean clothes. In the bathroom,

    grooming supplies are moved to bemore easily accessible and pill con-

    tainers are introduced to organize

    medications. In addition, patients

    can be trained to use watches or other

    devices with alarms to cue them-

    selves to take medications and com-

    plete other tasks.30

    Cognitive remediationtechniquesWhile early CR programs used paper

    and pencil tasks, most are now com-

    puterized. Some remediation pro-

    grams use a mix of general educa-

    tional software, but many train

    participants with specialized com-

    puter software designed to improvecognition (Table 2).31 Often the soft-

    ware is adapted from computer exer-

    cises for remediating age-related

    cognitive decline, brain injuries, or

    learning disabilities in children.32,33

    Currently, most programs use a form

    of drill and practice training, which

    refers to the use of hundreds of trials

    of the same exercise to push intrin-

    sic learning systems that are hypoth-

    esized to be intact in schizophrenia.34

    Because of its repetitive nature, drill

    Strategies to Improve Cognition

    Cognitive Rehabilitation in Schizophrenia

    SCHIZOPHRENIAPSYCHIATRIC TIMES 43

    www.psychiatric t imes.com

    MARCH 2011

    (Please see Cognitive Rehabilitation, page 44)

    What is already known about cognitive

    impairment in schizophrenia?

    Cognitive impairment in schizophrenia is profound, is enduring, and significantly

    negatively affects functional outcome and the ability to live and work

    independently.

    What new information does this article add?

    This article reviews methods to rehabilitate cognition in schizophrenia and suggests

    strategies for instituting a cognitive remediation (CR) program.

    What are the implications for psychiatric practice?

    For clinicians interested in CR for their patients, this article describes the basic

    structure of such a program and gives references for relevant and useful resources.

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    tional rehabilitation alone.

    McGurk and colleagues40 also

    pair CR with a supported employ-

    ment program. Their Thinking Skills

    for Work program has 4 components:

    Cognitive assessment and job loss

    analysis that identifies the role of

    cognitive deficits in past job per-

    formance and motivates patient

    participation in the cognitive

    training program

    Computer-based cognitive train-

    ing sessions

    Discussion of cognitive gains

    made following the completion of

    training and future-oriented plan-

    ning with the patient and employ-

    ment specialist

    Ongoing follow-up between the

    employment specialist and the pa-

    tient to develop additional com-

    pensatory strategies to manage

    cognitive deficits interfering withjob performance

    Effectiveness of cognitiverehabilitationCompensatory strategies. Kern and

    colleagues28 explored the effective-

    ness of EL in community settings.

    The results of their work show im-

    provement in the learning of simple

    entry-level job tasks, such as index

    card filing and toilet tank assembly.

    Another community-based study

    used EL to train participants with

    schizophrenia or schizoaffective dis-

    order in entry-level tasks at a thrift-

    type clothing store and found signifi-

    cantly better work quality when

    compared with participants trained

    using conventional methods.41

    Randomized studies have demon-

    strated that CAT results in greater

    adaptive function, better quality of

    life, and fewer positive symptoms

    than other forms of psychosocial

    treatment.42 CAT has also been asso-

    ciated with a reduced incidence of

    re-hospitalization and with improved

    levels of motivation and community

    bottom-up improvement in higher-

    order cognitive domains.

    To date, there has been no head-

    to-head comparison of bottom-up

    and top-down approaches. While al-

    most all CR programs use at least

    some repetitive practice of cogni-

    tive exercises to target domains of

    deficit, many also include other

    unique components beyond drill and

    practice.

    Cognitive enhancement therapy

    (CET), developed by Hogarty and

    colleagues,38 includes small-group

    sessions that emphasize social cogni-

    tion. CET improves neurocognition

    and shows trends toward improving

    social cognition. In a randomized

    trial using CET, improvements in

    neurocognition and some aspects of

    social cognition independently pre-

    dicted improvements in functional

    outcome.Neurocognitive enhancement

    therapy (NET), a program that was

    developed by Bell and colleagues,39

    pairs a drill and practice style com-

    puterized CR with vocational reha-

    bilitation programs. His team has

    demonstrated that the combination

    of the two improves work outcomes

    significantly compared with voca-

    be generalized to real-world activi-

    ties, such as independent living and

    employment. In a 2007 meta-analy-

    sis, McGurk and colleagues35 found

    that the combination of drill and

    practice training and strategy coach-

    ing was more effective than either

    system alone.

    Most CR programs aim to im-

    prove the cognitive domains usually

    associated with deficits in schizo-

    phreniafor instance verbal and vi-

    sual working memory, executive

    function, attention, and processing

    speed. This is a top-down approach

    in which the target of training is a

    higher-order cognitive process.

    Fisher and colleagues36 adopted a

    computerized remediation program

    called Posit Science. This program

    focuses on early auditory and visual

    sensory processes, such as tone and

    phoneme discrimination, as well ashigher-order cognitive processes,

    such as verbal memory. Vinogradov

    believes that focusing on early sen-

    sory processing in schizophrenia is

    important because previous research

    findings indicate that there are early

    sensory processing deficits in schizo-

    phrenia.37 By improving these early

    sensory processes, there will be a

    and practice runs the risk of boring

    participants. This is mitigated by the

    use of computer gamelike motiva-

    tions and rewards, such as colors,

    noises, increasing scores, and en-

    couraging words.

    A few CR programs focus primar-

    ily on a strategy-coaching approach,

    in which the therapist and a small

    group of patients discuss methods

    and strategies to improve cognition

    and to use cognitive-training exer-

    cises. Strategy-coaching methods do

    not usually focus on the repetition of

    hundreds of trials per exercise; rath-

    er, they place more emphasis on de-

    veloping and maintaining motivation

    in the participants.31

    The Neuropsychological Educa-

    tional Approach to Rehabilitation(NEAR) method uses a strategy-

    coaching approach.31 This approach

    also includes small-group sessions

    (bridging groups) that occur after the

    computerized CR portion of the

    training. Participants discuss strate-

    gies that they learned while practic-

    ing the tasks as well as how the skills

    they are learning in the sessions can

    SCHIZOPHRENIA

    Cognitive RehabilitationContinued from page 43

    44 PSYCHIATRIC TIMESwww.psychiatric t imes.com

    MARCH 2011

    Remediation programs and resources

    Research program Program, Web site, or software package Additional elements

    Cognitive enhancement therapy38,48 A version of PSS CogReHab software Social cognition remediation in small groups

    http://cognitiveenhancementtherapy.com

    Neurocognitive enhancement therapy39,54,57 Modified version of PSS CogReHab software Vocational rehabilitation

    http://www.neuroscience.cnter.com/PSS/psscr.html

    Thinking Skills for Work40,52,58,59 CogPack software Vocational rehabilitation, supported employment

    http://www.Cogpack.com

    Posit Science32,36 Posit Science

    http://www.positscience.com

    Neuropsychological Educational Approach Cognitive Remediation for Bridging groups

    to Rehabilitation31,60-63 Psychological Disorders: Therapist Guide

    Table 2

    Definition of cognitive domains affected in schizophrenia

    Cognitive measure Definition

    Working memory Temporary online storage of information and mental manipulation of

    information

    Attention (sustained focused attention or vigilance) Ability to maintain a consistent behavioral response throughout a

    continuous or repetitive activity

    Speed of processing More basic cognitive processes involving speed of performance,

    whether perceptual or motor

    Verbal learning and memory The ability to acquire and retain verbal information, such as

    verbal instructions

    Visuospatial learning and memory The ability to acquire and retain visual information, such as

    figures and maps

    Table 1

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    ments in global cognition as a result

    of CR have been demonstrated to

    mediate improvements in measures

    of functional outcome.51 However, it

    appears that for CR to best translate

    into improvements in functional out-

    come, it should be paired with some

    other psychosocial rehabilitation

    program, such as vocational reha-

    bilitation or social skills training.

    functioning.43 While EL and CAT use

    different compensatory approaches,

    both appear to be beneficial in the

    treatment of cognitive deficits in

    schizophrenia.

    Cognitive remediation. CR has

    been demonstrated to improve over-

    all (global) cognition as well as spe-

    cific domains, including attention,

    executive function, working memo-

    ry, verbal learning and memory, pro-

    cessing speed, and affect recogni-

    tion.38-40,44-47 The effect sizes for

    improvements in cognitive domains

    generally fall into the small to mod-

    erate range (about 0.3 to 0.6).35,45 Ef-

    fect sizes for improvements in global

    cognition tend to be in the moderate

    range as well.35,45 (Of note, moderate

    effect sizes are generally considered

    meaningful in the social sciences,

    but the improvements in cognition

    after CR merely attenuate the degreeof deficit, which still remains large

    compared with that in control sub-

    jects.) These improvements in cogni-

    tion often persist after CR has end-

    ed.35 In their study, Hogarty and

    colleagues48 tested participants 12

    months after the completion of CET

    and reported that improvements in

    processing speed, cognitive style, so-

    cial cognition, and social adjustment

    persisted.

    Furthermore, results from a ran-

    domized controlled trial using MRI

    data indicate that 2 years of CET

    therapy resulted in decreased gray

    matter loss in several areas of the

    cortex and increased gray matter in

    the amygdala in participants with

    early-onset schizophrenia.49 Howev-

    er, not all studies have found that CR

    improved cognitive performance.

    Dickinson and colleagues50 conduct-

    ed a randomized controlled trial and

    reported that while CR improved

    cognitive domains and global cogni-

    tion when tested on the same exer-

    cises included in the remediation

    program, neither global cognition

    nor any cognitive domain improved

    when tested with a standardized neu-

    rocognitive battery. This study illus-

    trates the potential danger of training

    to the test or of testing subjects usingcognitive batteries too similar to the

    tasks practiced in the CR program.

    Effect on functional outcomeand quality of lifeThe ultimate goal of all the programs

    discussed is the successful transfer

    of gains made in CR to improve-

    ments in functional outcome and

    quality of life. Multiple studies have

    shown improvements in measures of

    functional capacity or functional out-

    come after CR. In addition, improve-

    SCHIZOPHRENIA

    worked, and higher wages, both in

    noncompetitive and competitive em-

    ployment.40,44,50-54 Not all studies have

    found improvements in functional

    outcome with CR, however.50,55

    ConclusionSchizophrenia is associated with se-

    vere cognitive deficits that interfere

    Findings from the meta-analysis by

    McGurk and colleagues35 showed

    that CR in conjunction with other

    psychiatric rehabilitation programs

    improved psychosocial functioning

    measures more than just CR alone.

    CR has been shown to enhance

    the effectiveness of vocational reha-

    bilitation and to lead to higher em-

    ployment rates, more hours or weeks

    MARCH 2011 45PSYCHIATRIC TIMESwww.psychiatrictimes.com

    (Please see Cognitive Rehabilitation, page 46)

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    Cognitive adaptation training for outpatients with

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    significantly with daily functioning

    and quality of life. Compensatory

    programs can recruit intact cogni-

    tive skills or marshal environmental

    supports to improve functioning.

    CR lessens cognitive deficits, and

    when paired with other rehabilita-

    tion programs, can lead to lasting

    improvements in cognition and daily

    functioning.

    Keep in mind that persons with

    schizophrenia often have poor in-

    sight into their cognitive deficits,

    which potentially limits the appeal of

    time-consuming remediation pro-

    grams.56 Clinicians may need to

    frame the goals of CR in very con-

    crete terms to encourage participa-

    tion in the program.

    Dr Irene M. Hurford is assistant professor in

    the department of psychiatry at the University

    of Pennsylvania in Philadelphia and psychia-

    trist in the department of behavioral health

    at the Philadelphia VA Medical Center. Dr

    Kalkstein is a psychologist in the department

    of behavioral health at the Philadelphia VA

    Medical Center. Dr Matthew O. Hurford is as-

    sistant professor in the department of psy-

    chiatry at the University of Pennsylvania. The

    authors report no conflicts of interest con-

    cerning the subject matter of this article.

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    Cognitive RehabilitationContinued from page 45

    SCHIZOPHRENIA46 PSYCHIATRIC TIMES

    www.psychiatric t imes.com

    MARCH 2011

    Recommended inclusion criteria

    for cognitive remediation

    Ages 13 through 65 years

    Premorbid IQ over 70

    Reading level equal to or greater than 4th grade

    No active substance or alcohol abuse

    No traumatic head injury within the past 3 years

    Psychiatrically stable enough to attend sessions to completion

    Table 3

    Proposed flowchart forinstituting cognitive remediation

    Figure

    Recruit participants

    Initial assessment

    meeting:

    neurocognitive

    testing

    Second meeting:

    discuss test findings,set goals

    Final cognitive

    testing

    Wrap-up session: review

    cognitive gains, initial goals,

    and achievements during

    the program

    Computerized cognitive

    remediation for

    45 minutes

    2 or 3 times a week

    Start remediation

    or compensation

    program:

    4- to 6-month program

    Bridging group with

    focus on transfer of skills

    to vocational training for

    15 minutes 2 or 3 times a week

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    SCHIZOPHRENIAMARCH 2011 47PSYCHIATRIC TIMES

    www.psychiatric t imes.com

    In their guide to cognitive remediation (CR), Medalia and associates31 recom-

    mend that candidates for this program meet the criteria listed in Table 3. The

    Figure provides a proposed flowchart for CR programs. The details of each

    step are described below.

    STEP 1: ASSESS BASELINE COGNITION

    Neurocognitive assessment is an important part of CR programs. Some com-

    puterized remediation programs may include cognitive testing at baseline

    and at the end of training. If not, neurocognitive assessment must be admin-

    istered and interpreted by a trained neuropsychologist or psychometrician.

    STEP 2: SET GOALS

    After the test results have been returned, the clinician meets with the participant to discuss the findings, in

    particular, to highlight areas of cognitive strength and weakness, and to help the participant identify reason-

    able and achievable goals for the CR program. Goals do not need to be cognitive (eg, improving my atten-

    tion) but are ideally related to potential cognitive change (eg, being able to understand my doctors medi-

    cation instructions, remembering what my boss wants me to do for the day).

    STEP 3: START CR PROGRAMCR can now commence. It is more cost- and time-effective to conduct CR in groups of about 3 to 5 partici-

    pants. It also creates a manageable group size for bridging groups, or for social cognition or vocational train-

    ing groups. However, CR can be done individually as well. CR programs run anywhere from 3 months to 2

    years, but many average about 4 to 6 months. Frequent sessionsat least twice a weekare crucial. In many

    programs, groups meet 3 or 4 times a week. In others, groups meet weekly, and participants do many of the

    remediation exercises at home.

    STEP 4: INCLUDE ADDITIONAL PSYCHOSOCIAL PROGRAM OR BRIDGING GROUP

    To obtain the greatest transfer of skills from CR to real-world functioning, CR is best paired with some form

    of psychosocial rehabilitation program. This can be social skills training, supported employment, vocational

    rehabilitation, or a bridging group (for more detail about bridging groups see Medalia et al31). Without the

    inclusion of some type of additional psychosocial training, it is likely that the gains seen with CR will not

    transfer to real-world functioning. This probably occurs because the improvements from CR run the risk of

    being gains without context and therefore are difficult to maintain unless they are paired with some kind ofbridge to social or functional activities and outcomes.

    STEP 5: FINAL COGNITIVE TESTING

    This testing is a repeat of the baseline testing. It allows clinicians to assess the impact that CR has had on the

    participants cognitive abilities. Again, if this testing is not included in the CR software, it is imperative that it

    be administered and interpreted by a neuropsychologist or psychometrician.

    STEP 6: WRAP-UP

    Discuss the results of the final cognitive testing, review the participants initial goals and the progress made

    toward them, and discuss future ambitions and how the gains made during cognitive training may help the

    participant achieve those goals.

    Guidelines for Developing a Cognitive Remediation Program for

    Patients With Schizophrenia

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