Civil Services Reform Final 8 Oct 2016 - Amazon S3 · the civil services Establishing national...

1
CHALLENGES CHARACTERISTICS OF INDIAN CIVIL SERVICES KEY INSIGHTS INTO THE IAS DECLINING HUMAN CAPITAL FAILING STATE OF IAS For Efficiency and Quality of service delivery: review the performance of every official when they reach the 50-55 age bracket and complete 30 years in service WAY FORWARD Public Services Bill (2007), Civil Services Bill (2009), and Civil Services Standards, Performance, and Accountability Bill (2010) Implement SC's order of civil service boards to manage the tenure, transfer, and posting of All India Services A system of performance appraisal that privilege domain competence over subjective annual performance appraisal reports Lateral Entry: for joint-secretary level and above, open them up to candidates from all senior administrative services, such as the IES, IRS Opening up additional secretary positions to individuals from the private sector Rule 4(3) for Probity in governance and Integrity SOLUTIONS Thwarting Political Interference Government should prioritize action on draft bills: nd 2 ARC suggestions: Important Civil Service Conduct rules for preventing Nepotism: Rule 4(1) for impartiality, objectivity and Non-Partisanship in matters of employment LACK OF SPECIALIZATION IAS - a generalist service Domain knowledge has become more valuable Data: data on civil servants' abilities, education, & training for initial placements. Later, performance metrics to be used for promotion and allocation Protect against arbitrary, politically motivated transfers and postings of civil servants Lateral Exit: compulsory retirement through a transparent and uniform system of performance review State cadre: experiment with increasing local officers & track their performance nd According to 2 ARC recommendations: Lowering the permissible age of entry into the civil services Establishing national institutes of public administration for aspiring civil service applicants All promotions be based on successful completion of mandatory training instead of seniority To strengthen accountability mechanisms: 2 intensive reviews at the 14 and 20 year marks Fix a minimum tenure for senior posts, and Establish safeguards against arbitrary dismissal The Centre had constituted a task force to study cadre structures of various central services to check stagnation level and other issues REFORM AGENDA A spate of recent research, combining unprecedented access to data on the career profiles of IAS officers with granular measurement of local development outcomes as well as electoral and political dynamics, sheds new light on various important questions relating to IAS. Why in News? DIMINISHED INDEPENDENCE POOR INCENTIVES FOR ADVANCEMENT Are getting older According to a study, successful candidates Are less likely to hold a postgraduate degree Take an average of four attempts Spend a majority of their twenties preparing for civil services Perverse incentives for career advancement Not functioning at its highest capacity Leading political scientist wrote, “the bureaucracy confuses ends with means, rules with outcomes, control with efficiency.” ? ? ? Perception of widespread corruption ` Taken together, several of the factors listed above are major drivers of malfeasance Endemic political interference can lead to rent-seeking behavior even from honest officers MALFEASANCE Lack of specialized expertise Report by a political consultancy - Indian bureaucracy is the most inefficient in Asia 4 Even poorly performing officers are given promotion Bias toward seniority Stiff resistance from incumbent IAS officers on civil service reform Short average tenure in posts - as low as six months in Uttar Pradesh Culture of political interference Meritocratic recruitment via a competitive examination A distinct (albeit rigid) set of allocation and assignment procedures Predictable, long-term career incentives that reward seniority Mandarin-style service 1 2 3 ` Increasingly attractive private-sector opportunities Abolishing ideas of IAS are not practical In 2015, center introduced a rule to allow civil servants to be removed from service in public interest even if the evidence against them is not sufficient to initiate disciplinary proceedings Pay by performance (Efficiency): last three pay commissions suggested to link a bureaucrat's salary to performance Getting more out of the bureaucracy is an essential element of administrative reform Further research is needed to Understand the impact of local officers on development outcomes, Develop data on bureaucratic efficiency, and Systematically examine the workings of state-level bureaucracies By Ministry: Codifying ethical norms and practices Providing norms for qualifying and disqualifying a public functionary Structure of decision making to be made transparent, procedures to be simplified ` EFORMS ` A competent, functional IAS is necessary condition (not sufficient) for improving governance outcomes Initial skills shape career trajectories, but in the long term training or acquiring specialized skills are important Individual bureaucrats can have direct & measurable impacts on health, education, and poverty outcomes Officers with strong local ties - often linked to improved public service delivery (institutional thinking prevents allotting home cadre) Political interference generates substantial inefficiency Greater political competition does not necessarily lead to better bureaucratic performance `

Transcript of Civil Services Reform Final 8 Oct 2016 - Amazon S3 · the civil services Establishing national...

Page 1: Civil Services Reform Final 8 Oct 2016 - Amazon S3 · the civil services Establishing national institutes of public administration for aspiring civil service applicants All promotions

CHALLENGES

CHARACTERISTICS OFINDIAN CIVIL SERVICESKEY INSIGHTS INTO THE IAS

DECLINING HUMAN CAPITALFAILING STATE OF IAS

For Efficiency and Quality of service delivery: review the performance of every official when they reach the 50-55 age bracket and complete 30 years in service

WAY FORWARD

Public Services Bill (2007),

Civil Services Bill (2009), and

Civil Services Standards, Performance,and Accountability Bill (2010)

Implement SC's order of civil service boardsto manage the tenure, transfer, and posting of All India Services

A system of performance appraisal that privilegedomain competence over subjective annualperformance appraisal reports

Lateral Entry: for joint-secretary level and above,open them up to candidates from all senioradministrative services, such as the IES, IRS

Opening up additional secretary positions to individuals from the private sector

Rule 4(3) for Probity in governance and Integrity

SOLUTIONS

Thwarting Political Interference

Government should prioritize actionon draft bills:

nd2 ARC suggestions:

Important Civil Service Conduct rules for preventing Nepotism:

Rule 4(1) for impartiality, objectivity and Non-Partisanship in matters of employment

LACK OF SPECIALIZATION

IAS - a generalistservice

Domain knowledgehas become morevaluable

Data: data on civil servants' abilities, education, &training for initial placements. Later, performancemetrics to be used for promotion and allocation

Protect against arbitrary, politically motivated transfersand postings of civil servants

Lateral Exit: compulsory retirement through atransparent and uniform system of performance review

State cadre: experiment with increasing local officers & track their performance

ndAccording to 2 ARC recommendations:

Lowering the permissible age of entry intothe civil services

Establishing national institutes of public administration for aspiring civil service applicants

All promotions be based on successful completion of mandatory traininginstead of seniority

To strengthen accountability mechanisms: 2 intensive reviews at the 14 and 20 yearmarks

Fix a minimum tenure for seniorposts, and

Establish safeguards against arbitrarydismissal

The Centre had constituted a task force to study cadre structures of various central services to check stagnation level and other issues

REFORM AGENDA

A spate of recent research, combining unprecedented access to

data on the career profiles of IAS officers with granular measurement

of local development outcomes as well as electoral and political

dynamics, sheds new light on various important questions relating to IAS.

Why in News?

DIMINISHED INDEPENDENCE

POOR INCENTIVES FOR ADVANCEMENT

Are getting older

According to a study, successful candidates

Are less likely tohold a postgraduatedegree

Take an averageof four attempts

Spend a majorityof their twenties preparing for civilservices

Perverse incentives forcareer advancement

Not functioning atits highest capacity

Leading political scientistwrote, “the bureaucracyconfuses ends with means,rules with outcomes,control with efficiency.”

???

Perception of widespreadcorruption

`

Taken together, severalof the factors listedabove are major driversof malfeasance

Endemic politicalinterference canlead to rent-seekingbehavior even from honest officers

MALFEASANCE

Lack of specializedexpertise

Report by a politicalconsultancy - Indianbureaucracy is themost inefficient inAsia

4 Even poorly performingo f f i ce r s a re g i venpromotion

Bias towardseniority

Stiff resistance from incumbent IASofficers on civil service reform

Short average tenure inposts - as low as sixmonths in Uttar Pradesh

Culture of politicalinterference

Meritocratic recruitment viaa competitive examination

A distinct (albeit rigid) set ofallocation and assignmentprocedures

Predictable, long-term careerincentives that reward seniority

Mandarin-style service

1 2 3

`

Increasingly attractive private-sector opportunities

Abolishing ideas of IAS are not practical

In 2015, center introduced a rule to allow civil servants to be removed from service in public interest even if the evidence against them is not sufficient to initiate disciplinary proceedings

Pay by performance (Efficiency): last three pay commissions suggested to link a bureaucrat's salary to performance

Getting more out of the bureaucracy is an essential element of administrative reform

Further research is needed to

Understand the impact of local officers on development outcomes,

Develop data on bureaucratic efficiency, and

Systematically examine the workings of state-level bureaucraciesBy Ministry:

Codifying ethical norms and practices

Providing norms for qualifying and disqualifying a public functionary

Structure of decision making to be made transparent, procedures tobe simplified

`

EFORMS

`

A competent, functional IAS is necessarycondition (not sufficient) for improvinggovernance outcomes

Initial skills shape career trajectories,but in the long term training or acquiringspecialized skills are important

Individual bureaucrats can have direct &measurable impacts on health, education,and poverty outcomes

Officers with strong local ties - oftenlinked to improved public service delivery(institutional thinking prevents allottinghome cadre)

Political interference generates substantialinefficiency

Greater political competition does notnecessarily lead to better bureaucraticperformance

`