CITRIS Research Engagement Plan:CITRIS Research Engagement Plan:A Description & ProposalA Description & Proposal

Richard NewtonRichard NewtonDean of EngineeringDean of Engineering

UC BerkeleyUC Berkeley

Corporate Member Contributions to DateCorporate Member Contributions to Date(Current record as of May 1(Current record as of May 1stst, 2002), 2002)

Founding CorporateFounding CorporateMembersMembers

Research Support Year 1Research Support Year 12001-20022001-2002

Pledged Over Four YearsPledged Over Four Years(by June 2005)(by June 2005)

EricssonEricsson $737,472$737,472 $6M$6M

Hewlett PackardHewlett Packard $1,026,317$1,026,317 $6M$6M

Infineon TechnologiesInfineon Technologies $1,500,000$1,500,000 $6M$6M

IBMIBM $1,534,141$1,534,141 $6M$6M

IntelIntel $2,497,841$2,497,841 $6M$6M

MicrosoftMicrosoft $528,500*$528,500* $6M$6M

Nortel NetworksNortel Networks $180,000$180,000 $6M$6M

Sun MicrosystemsSun Microsystems $187,500$187,500 $6M$6M

ST MicroelectronicsST Microelectronics $437,480$437,480 $6M$6M

Associate CorporateAssociate Corporate

MembersMembers

Agilent TechnologiesAgilent Technologies $453,200$453,200 $250,000$250,000

Conexant SystemsConexant Systems $427,500$427,500 $250,000$250,000

Texas InstrumentsTexas Instruments $70,000$70,000 $600,000$600,000

Aerial view of Bell Labs, Murray Hill, New Jersey:A shadow of its former self…

The Xerox Palo Alto Research Center (PARC):The end of a critical institution!

CITRIS is also an experimentCITRIS is also an experimentin the management ofin the management of

large-scale, collaborativelarge-scale, collaborativelong-range research projectslong-range research projects

We must find new approachesWe must find new approachesto effective collaborativeto effective collaborative

research management in anresearch management in anera of hyper-developmentera of hyper-development

Corporate ResearchCorporate ResearchLaboratoryLaboratory

Organizing for High-Impact R&D:Organizing for High-Impact R&D:the Traditional Approachthe Traditional Approach

DivisionDivision DivisionDivision

GroupGroup GroupGroup GroupGroup GroupGroup

$$

Shared Vision:Shared Vision:““The Moon Shot”The Moon Shot”

SponsorSponsor

DARPADARPA

SponsorSponsor

Organizing for High-Impact R&D:Organizing for High-Impact R&D:a Self-Assembling, Network-Based Approacha Self-Assembling, Network-Based Approach

GroupGroup GroupGroup

ProjectProject ProjectProject ProjectProject ProjectProject

$$

$$ $$

$$

$$To seed newTo seed new

projectsprojects

Grand-ChallengeGrand-ChallengeQuality-of-Life ProblemsQuality-of-Life Problems

SponsorSponsor

DARPADARPA

SponsorSponsor

Organizing for High-Impact R&D: CITRISOrganizing for High-Impact R&D: CITRIS

GroupGroup GroupGroup

BWRCBWRC GSRCGSRC BITSBITS PATHPATH

$$

$$ $$

$$

$$15%15%

CITRIS

Faculty MemberIRPGRP

Center

IRP GRP

Center

IRP GRP

CA-GRP

CA-Center

CA-GRPCA-IRP

CA-Center

CA-GRPCA-IRP

CITRIS, Centers, and GroupsCITRIS, Centers, and Groups

CITRIS’ Relationships to UnitsCITRIS’ Relationships to Units

Building Building

Department

Building

CITR

IS

College of Engineering

Building Building

Department

DepartmentDepartment

Building

CITR

IS

Building

On-Campus

Building

On-Campus

Building

On-Campus

Building

Off-Campus

Building

Off-Campus

CA-CenterCA-Center

CA-CenterCA-Center

CITRIS-Affiliated Centers Available to Corporate Members—Existing CITRIS-Affiliated Centers Available to Corporate Members—Existing Berkeley Sensor and Actuator Center (BSAC)Berkeley Sensor and Actuator Center (BSAC) with 14 faculty and 100 students. Designs sensors and with 14 faculty and 100 students. Designs sensors and

actuators. actuators. Micro-fabrication LaboratoryMicro-fabrication Laboratory with 71 faculty and 254 students. Fabricates chips, including sensors and with 71 faculty and 254 students. Fabricates chips, including sensors and

actuators.actuators. Berkeley Wireless Research Center (BWRC)Berkeley Wireless Research Center (BWRC) with 16 faculty and 114 students. Designs low-power with 16 faculty and 114 students. Designs low-power

wireless devices.wireless devices. International Computer Science Institute (ICSI)International Computer Science Institute (ICSI) with 5 faculty and 18 students. Networking, speech, with 5 faculty and 18 students. Networking, speech,

human-centered computing.human-centered computing. Millennium ProjectMillennium Project with 15 faculty. Hundreds of processors in campus-wide parallel computing facility. with 15 faculty. Hundreds of processors in campus-wide parallel computing facility. Donald O. Pederson Embedded Systems Center (Chess)Donald O. Pederson Embedded Systems Center (Chess) with 12 faculty and 60 students. Designs tools with 12 faculty and 60 students. Designs tools

for embedded systems in silicon technology.for embedded systems in silicon technology. Center for Image Processing and Integrated Computing (CIPIC)Center for Image Processing and Integrated Computing (CIPIC) with 8 faculty and 50 students. Large- with 8 faculty and 50 students. Large-

scale data visualization.scale data visualization. Center for Environment and Water Resources Engineering (CEWRE)Center for Environment and Water Resources Engineering (CEWRE) with 9 faculty and 45 students. with 9 faculty and 45 students.

Environmental and water management research.Environmental and water management research. Partners for Advanced Transit and Highways (PATH)Partners for Advanced Transit and Highways (PATH) with 20 faculty, 70 students in partnership with with 20 faculty, 70 students in partnership with

Caltrans and other universities. Studying technology to improve transportation in California.Caltrans and other universities. Studying technology to improve transportation in California. Pacific Earthquake Engineering Research Center (PEER)Pacific Earthquake Engineering Research Center (PEER) with 25 faculty, 15 students working with 9 with 25 faculty, 15 students working with 9

universities. Identifying and reducing earthquake risks.universities. Identifying and reducing earthquake risks. Berkeley Seismological LaboratoryBerkeley Seismological Laboratory with 15 faculty and 14 students. Runs a regional seismological with 15 faculty and 14 students. Runs a regional seismological

monitoring system, studies and provides earthquake data to governments.monitoring system, studies and provides earthquake data to governments. National Center of Excellence in Aviation Operations Research (NEXTOR)National Center of Excellence in Aviation Operations Research (NEXTOR) with 6 faculty and 12 with 6 faculty and 12

students. Studies complex airport and air traffic systems.students. Studies complex airport and air traffic systems. Center for the Built Environment (CBE)Center for the Built Environment (CBE) with 19 faculty/staff. New building technologies and design with 19 faculty/staff. New building technologies and design

techniques.techniques.

CITRIS-Affiliated Centers Available to Corporate Members—Planned CITRIS-Affiliated Centers Available to Corporate Members—Planned

Berkeley Information Technology and Systems (BITS)Berkeley Information Technology and Systems (BITS) with 20 faculty and with 20 faculty and 60 students. A new networking research center.60 students. A new networking research center.

Berkeley Institute of Design (BID)Berkeley Institute of Design (BID) with 10 faculty. A new center to study with 10 faculty. A new center to study design of software products, living spaces.design of software products, living spaces.

Sensors and Building Engineering Research (SABER)Sensors and Building Engineering Research (SABER) with 5 faculty and with 5 faculty and 20 graduate students. A proposed center for smart buildings.20 graduate students. A proposed center for smart buildings.

Nanosciences and Nanoengineering CenterNanosciences and Nanoengineering Center with 20 faculty and 60 with 20 faculty and 60 graduate students, to open in HMMB, Fall 2002graduate students, to open in HMMB, Fall 2002

At the Lawrence Berkeley National Laboratory (LBNL):At the Lawrence Berkeley National Laboratory (LBNL): the National the National Energy Research Supercomputing Center (NERSC) , a supercomputer center Energy Research Supercomputing Center (NERSC) , a supercomputer center and the Environmental Energy Technologies (EET) for better energy-saving and the Environmental Energy Technologies (EET) for better energy-saving technologies and reduction of environmental impact.technologies and reduction of environmental impact.

Physical SciencesPhysical Sciences

EngineeringEngineering

Biological SciencesBiological Sciences and theand the

Health SciencesHealth SciencesInitiativeInitiative

Lawrence BerkeleyLawrence BerkeleyNational LabsNational Labs

Industrial PartnersIndustrial Partners

NanosciencesNanosciencesandand

NanoengineeringNanoengineering

Nanosciences and Nanoengineering:Nanosciences and Nanoengineering:A Campus ImperativeA Campus Imperative

““We are committed both to preserving itsWe are committed both to preserving itshistoric nature and giving our faculty and historic nature and giving our faculty and

students the kind of facility they need to dostudents the kind of facility they need to dovital and innovative engineering research.”vital and innovative engineering research.”

Chancellor Chang-Lin Tien, 1997Chancellor Chang-Lin Tien, 1997

Founding Corporate Member BenefitsFounding Corporate Member Benefits Membership on the CITRIS Management Advisory Board: Membership on the CITRIS Management Advisory Board: Each FCM will have a seat on Each FCM will have a seat on

the CITRIS Management Advisory Board (MAB). We expect such a seat to be occupied by the the CITRIS Management Advisory Board (MAB). We expect such a seat to be occupied by the Chief Technology Officer, Vice President of Research, or Vice President of Engineering for the Chief Technology Officer, Vice President of Research, or Vice President of Engineering for the Corporation. The Board will play an active role in assisting the CITRIS Director in managing Corporation. The Board will play an active role in assisting the CITRIS Director in managing the research program, especially in terms of the development and funding of new research the research program, especially in terms of the development and funding of new research initiatives as well as the sun-setting of mature programs.initiatives as well as the sun-setting of mature programs.

Membership on the CITRIS Technical Advisory Board: Membership on the CITRIS Technical Advisory Board: Each FCM will have a seat on the Each FCM will have a seat on the CITRIS Technical Advisory Board (TAB). The TAB will complement the role of the CITRIS Technical Advisory Board (TAB). The TAB will complement the role of the Management Advisory Board. We expect the corporate participant the TAB to be closely Management Advisory Board. We expect the corporate participant the TAB to be closely involved with the research agenda and one who will inform their MAB member regarding the involved with the research agenda and one who will inform their MAB member regarding the technical agenda and research progress of the Institute.technical agenda and research progress of the Institute.

A named office in the new institute headquarters, CITRIS II. A named office in the new institute headquarters, CITRIS II. Each FCM will have the Each FCM will have the option of using an office, or equivalent shared research space, in the new CITRIS II building option of using an office, or equivalent shared research space, in the new CITRIS II building that is designed to accommodate up to three industrial research collaborators. that is designed to accommodate up to three industrial research collaborators.

Right to Participate in Any/All CITRIS research programs or directly affiliated programs. Right to Participate in Any/All CITRIS research programs or directly affiliated programs. A key goal of the CITRIS program is to encourage broad industry/government/academic A key goal of the CITRIS program is to encourage broad industry/government/academic collaboration across many research programs both in the Institute and on the participating collaboration across many research programs both in the Institute and on the participating campuses that might be directly affiliated with the Institute. FCMs will have free and open campuses that might be directly affiliated with the Institute. FCMs will have free and open access to participate in each of these programs and, with the support of the CITRIS Director, access to participate in each of these programs and, with the support of the CITRIS Director, to direct their financial support to any of the CITRIS-affiliated research activities as they to direct their financial support to any of the CITRIS-affiliated research activities as they choose, whether it be a CA-IRP, CA-GRP, or CA-Center (or CA-Affiliates Program).choose, whether it be a CA-IRP, CA-GRP, or CA-Center (or CA-Affiliates Program).

Founding Corporate Member BenefitsFounding Corporate Member Benefits Enhanced Technology Transfer and Access to Students: Enhanced Technology Transfer and Access to Students: As well as the As well as the

research program off-sites, described below under Associate Corporate research program off-sites, described below under Associate Corporate Membership, CITRIS will organize one day each year on the Berkeley Membership, CITRIS will organize one day each year on the Berkeley campus, tailored specifically and separately for each FCM, to present ongoing campus, tailored specifically and separately for each FCM, to present ongoing CITRIS research, outline priorities and opportunities for collaboration with the CITRIS research, outline priorities and opportunities for collaboration with the FCM, and introduce the FCM to the graduate students and faculty members FCM, and introduce the FCM to the graduate students and faculty members involved in the research.involved in the research.

Access to On-line Courses: Access to On-line Courses: As part of CITRIS, we are proposing to develop As part of CITRIS, we are proposing to develop the educational technology needed to bootstrap the new UC Merced campus the educational technology needed to bootstrap the new UC Merced campus in undergraduate computer science, as well as producing on-line versions of in undergraduate computer science, as well as producing on-line versions of selected graduate courses (the initial courses are expected to be in the areas selected graduate courses (the initial courses are expected to be in the areas of MEMS, wireless communications, networking, and manufacturing). We will of MEMS, wireless communications, networking, and manufacturing). We will provide access to all such on-line instructional material for each FCM for provide access to all such on-line instructional material for each FCM for internal use.internal use.

Other Benefits: Other Benefits: FCMs will also have access to all of the benefits for Associate FCMs will also have access to all of the benefits for Associate Corporate Members and to the public aspects of the Institute as well.Corporate Members and to the public aspects of the Institute as well.

Associate Corporate Member BenefitsAssociate Corporate Member Benefits An industrial sponsor that is supporting one or more CA-GRPs, CA-Centers or An industrial sponsor that is supporting one or more CA-GRPs, CA-Centers or

CA-Affiliates Program, or perhaps a CA-IRP, at an overall annual level that CA-Affiliates Program, or perhaps a CA-IRP, at an overall annual level that justifies the benefits of a CA-ACM designation. Membership in each program will justifies the benefits of a CA-ACM designation. Membership in each program will require a $150,000 annual fee and the following benefits will be provided to C-require a $150,000 annual fee and the following benefits will be provided to C-ACMs:ACMs: Early Access to Research Results: Early Access to Research Results: A special, private website will be established for all A special, private website will be established for all

CITRIS corporate members, providing a single point of access for all membership CITRIS corporate members, providing a single point of access for all membership programs and activities. Each research program defined within the Institute, along with programs and activities. Each research program defined within the Institute, along with affiliated programs, will have a private, password-protected web site for use by affiliated programs, will have a private, password-protected web site for use by participants in the program (FCMs will automatically have access to all such sites). participants in the program (FCMs will automatically have access to all such sites). These sites will use common, collaborative CITRIS-managed web technologies (similar These sites will use common, collaborative CITRIS-managed web technologies (similar to those used today in our Gigascale Silicon Research Center, to those used today in our Gigascale Silicon Research Center, http://http://www.gigascale.orgwww.gigascale.org) ) and the sites will support collaborative work groups, shared multimedia presentations and the sites will support collaborative work groups, shared multimedia presentations and materials, and shared software development projects.and materials, and shared software development projects.

Research Program Annual Retreat: Research Program Annual Retreat: Each of the major research programs in the Each of the major research programs in the Institute is expected to hold one or more 2-3 day retreats, at their discretion, and all Institute is expected to hold one or more 2-3 day retreats, at their discretion, and all project participants will be invited to attend (FCMs may participate in any/all retreats). project participants will be invited to attend (FCMs may participate in any/all retreats). These retreats are used to present the research results to date, to showcase students These retreats are used to present the research results to date, to showcase students and their work, and to solicit feedback from all participants in the program.and their work, and to solicit feedback from all participants in the program.

Proposal: Platinum Corporate MemberProposal: Platinum Corporate Member Since the original formation of our industrial collaborations Since the original formation of our industrial collaborations

within CITRIS, a number of companies have expressed within CITRIS, a number of companies have expressed interest in participation in the research program broadly and interest in participation in the research program broadly and at a significant level of investment (minimum $6M over 4 at a significant level of investment (minimum $6M over 4 years). years).

We propose to implement a Platinum Corporate Member We propose to implement a Platinum Corporate Member category of CITRIS membership and request your approval.category of CITRIS membership and request your approval.

A PCM is a CITRIS industrial sponsor who is interested in A PCM is a CITRIS industrial sponsor who is interested in joining the CITRIS project at a level of sponsorship joining the CITRIS project at a level of sponsorship equivalent to that of one of our ten FCMs.equivalent to that of one of our ten FCMs.

While not deemed a founder, this level of sponsorship While not deemed a founder, this level of sponsorship brings all but one benefit of FCM participation.brings all but one benefit of FCM participation. Rather than automatic membership on the MAB, PCM’s are eligible Rather than automatic membership on the MAB, PCM’s are eligible

for election to the CITRIS Management Advisory Board (MAB) and for election to the CITRIS Management Advisory Board (MAB) and may be invited to join by a majority recommendation of the existing may be invited to join by a majority recommendation of the existing MAB. MAB.

Proposal: Collaborating Corporate MemberProposal: Collaborating Corporate Member

A CITRIS industrial collaborator that shares a mutual A CITRIS industrial collaborator that shares a mutual research interest with CITRIS-affiliated faculty on a CITRIS-research interest with CITRIS-affiliated faculty on a CITRIS-affiliated project, but is not willing or able to provide the affiliated project, but is not willing or able to provide the research support needed at this time to justify the benefits research support needed at this time to justify the benefits afforded to ACM or PCM sponsors of CITRIS is referred to as afforded to ACM or PCM sponsors of CITRIS is referred to as a CITRIS Collaborating Corporate Member (CCM).a CITRIS Collaborating Corporate Member (CCM).

An example would be a relatively new start-up companyAn example would be a relatively new start-up company No specific rights, but would likely be invited to participate No specific rights, but would likely be invited to participate

research reviews by faculty affiliated with specific research research reviews by faculty affiliated with specific research projects or research centers.projects or research centers.

Open Collaborative Master Research Agreement (OCR)Open Collaborative Master Research Agreement (OCR)

Overall StructureOverall Structure

One OCR per corporate sponsorOne OCR per corporate sponsor Explains and defines common goals and broad areas of research collaboration Explains and defines common goals and broad areas of research collaboration

(CITRIS research agenda)(CITRIS research agenda) Specifies key contacts for relationship and defines notion of advisory board Specifies key contacts for relationship and defines notion of advisory board

(faculty, sponsor personnel) for relationship(faculty, sponsor personnel) for relationship Sets broad parameters for openness: intellectual property and copyright (BSD)Sets broad parameters for openness: intellectual property and copyright (BSD)

““Uniform or Basic” Intellectual Property AgreementUniform or Basic” Intellectual Property Agreement Common set of terminologyCommon set of terminology Common template around which specific IP,Common template around which specific IP,

copyright, and corporate NDA agreements may be built copyright, and corporate NDA agreements may be built

Corp. SponsorCorp. Sponsor CITRIS / UCCITRIS / UC

Open Collaborative Master Research Agreement (OCR)Open Collaborative Master Research Agreement (OCR)

Overall StructureOverall Structure

One OCR per corporate sponsorOne OCR per corporate sponsor Explains and defines common goals and broad areas of research collaboration Explains and defines common goals and broad areas of research collaboration

(CITRIS research agenda)(CITRIS research agenda) Specifies key contacts for relationship and defines notion of advisory board (faculty, Specifies key contacts for relationship and defines notion of advisory board (faculty,

sponsor personnel) for relationshipsponsor personnel) for relationship Sets broad parameters for openness: intellectual property and copyright (BSD)Sets broad parameters for openness: intellectual property and copyright (BSD)

““Uniform or Basic” Intellectual Property AgreementUniform or Basic” Intellectual Property Agreement Common set of terminologyCommon set of terminology Common template around which specific IP,Common template around which specific IP,

copyright, and corporate NDA agreements may be built copyright, and corporate NDA agreements may be built

One per Approved Research Project (ARP)One per Approved Research Project (ARP) Lists specific participants on both sides Lists specific participants on both sides

(students, postdocs added as needed)(students, postdocs added as needed) Defines corporate Project Manager and Defines corporate Project Manager and

faculty PIfaculty PI Defines other industry participantsDefines other industry participants Defines facilities to be used and specific Defines facilities to be used and specific

project scopeproject scope Includes specific IP, copyright (BSD), and Includes specific IP, copyright (BSD), and

corporate NDA agreements that may be corporate NDA agreements that may be usedused

Research Project Document (RPD)Research Project Document (RPD) RPDRPD RPDRPD RPDRPD

…

CITRIS Research Engagement Plan:CITRIS Research Engagement Plan:A Description & ProposalA Description & Proposal

Richard NewtonRichard NewtonDean of EngineeringDean of Engineering

UC BerkeleyUC Berkeley