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Continuous Offer of Units of R 10 per Unit at NAV based prices, subject to applicable Loads except for Edelweiss Liquid Fund & Edelweiss Ultra Short Term Fund for which per Unit price is R 1000

EqUiTy SChEmES

Edelweiss Dynamic Equity Advantage FundAn Open Ended Equity Scheme

Edelweiss Arbitrage FundAn Open Ended Equity Scheme

Edelweiss Prudent Advantage Fund An Open Ended Equity Scheme

Edelweiss Large Cap Advantage FundAn Open Ended Equity Scheme

Edelweiss Equity Savings Advantage FundAn open-ended Equity Scheme

Edelweiss mid and Small Cap FundAn open-ended Equity Growth Scheme

Edelweiss Equity Opportunities FundAn open-ended Equity Growth Scheme

Edelweiss Economic Resurgence FundAn Open-Ended Equity Scheme

Edelweiss ELSS FundAn Open Ended Equity Linked Savings Scheme

Edelweiss Tax Advantage Fund#An open-ended Equity Linked Savings Scheme#In order to comply with the requirement of ELSS 2005 guidelines, further subscription/switch-in into Edelweiss Tax Advantage Fund is restricted with effect from October 17, 2016.

NAmE OF mUTUAL FUND

Edelweiss mutual FundEdelweiss House, Off C.S.T. Road, Kalina, Mumbai - 400 098, Maharashtra www.edelweissmf.com

TRUSTEE:

Edelweiss Trusteeship Company Limited(CiN: U67100mh2007PLC173779) Registered Office: Edelweiss House,Off. C.S.T Road, Kalina, Mumbai 400 098

SPONSOR:

Edelweiss Financial Services LimitedEdelweiss House, Off. C.S.T Road, Kalina, Mumbai - 400 098 www.edelweissfin.com

iNVESTmENT mANAGER:

Edelweiss Asset management Limited (CiN: U65991mh2007PLC173409) Registered Office: Edelweiss House, Off. C.S.T Road, Kalina, Mumbai 400098 Corporate Office: 801, 802 & 803, 8th Floor, Windsor, Off C.S.T. Road, Kalina, Santacruz (E), Mumbai 400098, Maharashtra

www.edelweissfin.com

REGiSTRAR:

Karvy Computershare Private LimitedUnit - Edelweiss mutual FundKarvy Selenium Tower B, Plot No 31 & 32, Gachibowli, Financial District, Nanakramguda, Serilingampally, Hyderabad – 500 008, Tel: 040-67161500

LiqUiD SChEmEEdelweiss Liquid FundAn open-ended liquid scheme

FixED iNCOmE SChEmES

Edelweiss Ultra Short Term FundAn open-ended income scheme

Edelweiss Bond FundAn open-ended income scheme

Edelweiss Short Term FundAn open-ended Income Scheme

Edelweiss Banking and PSU Debt FundAn Open-Ended Income Scheme

Edelweiss Corporate Debt Opportunities FundAn open-ended Income Scheme

Edelweiss Government Securities FundAn open ended gilt Scheme

Key information memorandum (Kim) and Common Application Form

iNVESTORS ShOULD NOTE ThAT:

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the Scheme/Mutual, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement or Additional Information available free of cost at any of the Investor Service Centers or distributors or from the website www.edelweissmf.com

The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM

This KIM is dated November 24, 2017

MUTUALFUND

EqUiTy SChEmES

Edelweiss Dynamic Equity Advantage Fund RiskometerThis product is suitable for investors who are seeking*:l To create wealth over long term and prevent capital erosion in medium termlInvestment predominantly in equity and equity related securities including through arbitrage opportunities

with balance exposure to debt and money market securities

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. investors understand that their principal will be at moderately high risk

Edelweiss Arbitrage Fund RiskometerThis product is suitable for investors who are seeking*:l To generate income by predominantly investing in arbitrage opportunitiesl Investments predominantly in arbitrage opportunities in the cash and derivative segments of the equity markets

and the arbitrage opportunities available within the derivative segment and by investing the balance in debt and money market instruments.

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. investors understand that their principal will be at moderately Low risk

Edelweiss Prudent Advantage Fund RiskometerThis product is suitable for investors who are seeking*:l To create wealth in the long terml Investment in equity and equity-related securities including equity derivatives


Edelweiss Large Cap Advantage Fund RiskometerThis product is suitable for investors who are seeking*:l To create wealth in the long terml Investment predominantly in equity and equity-related securities including equity derivatives of the 100 largest

companies by market capitalization, listed in India.


Edelweiss Equity Savings Advantage Fund RiskometerThis product is suitable for investors who are seeking*:l Income distribution by investing in debt and money market instrument and arbitrage opportunities.l Long term capital appreciation by using equity and equity related instruments.


Edelweiss mid and Small Cap Fund RiskometerThis product is suitable for investors who are seeking*:l Long Term capital growthl Investments predominantly in equity and equity related securities focused on smaller companies (generally,

the universe will be the companies constituting the bottom fourth by way of market capitalization of stocks listed on the National Stock Exchange or Bombay Stock Exchange.) ^

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. ^ The Fund Manager may from time to time include other equity and equity related securities outside the universe to achieve optimal portfolio construction

investors understand that their principal will be at high risk

Edelweiss Equity Opportunities Fund RiskometerThis product is suitable for investors who are seeking*:l Long term capital growth.l Investments predominantly in equity and equity related securities.


mutual Fund investments are subject to market risks, read all scheme related documents carefully.

EqUiTy SChEmES

Edelweiss Economic Resurgence Fund RiskometerThis product is suitable for investors who are seeking*:l Long-term capital growth.l Investment in equity and equity-related securities of companies with a focus on riding economic cycles through

dynamic allocation between various sectors and stocks at different stages of economic activity.

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. investors understand that their principal will be at high risk

Edelweiss ELSS Fund RiskometerThis product is suitable for investors who are seeking*:l To create wealth in the long terml Investment in equity and equity-related securities that will be locked-in for the first three years.


Edelweiss Tax Advantage Fund## RiskometerThis product is suitable for investors who are seeking*:l Long Term capital growthl Investments predominantly in equity and equity related securities

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them.## In order to comply with the requirement of ELSS 2005 guidelines, further subscription on / switch-in into Edelweiss Tax Advantage Fund is restricted with effect from October 17, 2016.

investors understand that their principal will be at moderately high risk



FixED iNCOmE SChEmES

Edelweiss Ultra Short Term Fund RiskometerThis product is suitable for investors who are seeking*:l Optimal returns over short terml Investments primarily in a mix of short term debt and money market instruments

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. investors understand that their principal will be at moderately low

Edelweiss Bond Fund RiskometerThis product is suitable for investors who are seeking*:l Optimal returns over medium to long term.l Investments in debt and money market instruments with an active management of the portfolio.

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. investors understand that their principal will be at moderate risk

Edelweiss Short Term Fund RiskometerThis product is suitable for investors who are seeking*:l Income over short to medium term.l Investments primarily in money market and short term debt instruments.

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. investors understand that their principal will be at moderately Low risk

Edelweiss Banking and PSU Debt Fund RiskometerThis product is suitable for investors who are seeking*:l Income over short to medium term.l Investments in debt securities and money market instruments issued by Banks and PSUs


Edelweiss Corporate Debt Opportunities Fund RiskometerThis product is suitable for investors who are seeking*:l Regular income & capital appreciation through active management across time frames.l Investment in corporate bonds and securities across the investment grade credit rating and maturity spectrum.


Edelweiss Government Securities Fund RiskometerThis product is suitable for investors who are seeking*:l Credit risk free returns over medium to long term.l investment in Government Securities.


LiqUiD SChEmE

Edelweiss Liquid Fund RiskometerThis product is suitable for investors who are seeking*:l Income over short terml Investments in money market and debt securities

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them. investors understand that their principal will be at Low risk

EDELWEiSS DyNAmiC EqUiTy ADVANTAGE FUNDiNVESTmENT OBjECTiVE The primary objective of the Scheme is to generate capital appreciation with relatively lower volatility over a longer tenure of time. The Scheme will

accordingly invest in equities, arbitrage opportunities and derivative strategies on the one hand and debt and money market instruments on the other. The Scheme may also invest in Infrastructure Investment Trusts and Real Estate Investment Trusts.However there is no assurance that the investment objective of the Scheme will be realized.

ASSET ALLOCATiON PATTERN

Under normal circumstances, the anticipated asset allocation pattern is:Type of instruments indicative allocation (% of total Assets) Risk Profile

minimum maximumEquity, Equity related instruments* 65 100 Medium to HighUnits of InvITs/REITs 0 10 Medium to HighDebt and Money Market Instruments 0 35 Low to Medium

*The Scheme can take derivative exposure up to 50% of the net assets of the Scheme. Further, depending on the market conditions and discretion of the Fund Manager the Scheme can bring down the Net Equity exposure up to a minimum of 30% of the portfolio value. Net Equity exposure means exposure to equity shares alone without a corresponding equity derivative exposure.• The investments in securitised papers including Pass through Certificates (PTCs) may be made upto 35% of the net assets of the Scheme.• The Scheme may invest in units of Infrastructure Investment Trusts and Real Estate Investment Trusts. Not more than 10% of the net assets of the

Scheme will be invested in InvITs and REITs and not more than 5% of the net assets of the Scheme will be invested in InvITs and REITs of any single issuer.• The cumulative gross exposure through equity, debt, derivative positions, REITs and InvITs will not exceed 100% of the net assets of the Scheme.

However, cash or cash equivalents with residual maturity of less than 91 days may be treated as not creating any exposure. • The total exposure related to option premium paid will not exceed 20% of the net assets of the Scheme. • The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transactions will not

exceed 10% of the net assets of the Scheme. • The Scheme may engage in Stock Lending. Not more than 20% of the net assets of the Scheme can generally be deployed in stock lending and not

more than 5% of the net assets of the Scheme will be deployed in Stock lending to any single counterparty. • The Scheme may invest in Foreign Securities upto 35% of the Permissible Investments of net assets of the Scheme.

RiSK PROFiLE OF ThE SChEmE

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk mentioned in SAI/SID which are summarized below:Equity And Equity Related instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume volatility in the Capital Markets, Settlement Periods, Liquidity Risk or Execution Risk or Redemption Risk or the Risk of NAV going below par value.Derivatives: Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to the investor. Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of derivatives are different from or possibly greater than, the risks associated with investing directly in securities and other traditional investments.ADRs/GDRs and Foreign Securities: Subject to necessary approvals and within the investment objective of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctuations in the foreign exchange rates, the nature of the securities market of the country, repatriation of capital due to exchange controls and political circumstances Fixed income and money market instruments: It involves Interest Rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Settlement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk.Risk Factors Associated with investments in REiTs and inviTS: It Involves Market Risk as REITs and InvITs are volatile and prone to price fluctuations on a daily basis owing to market movements. It also has Liquidity Risk, as the liquidity of the investments made by the Scheme(s) could, at times, be restricted by trading volumes and settlement periods, the time taken by the Mutual Fund for liquidating the investments in the scheme may be high in the event of immediate redemption requirement. Investment in such securities may lead to increase in the scheme portfolio risk. It could be subject to Reinvestment Risk as there could be repatriation of funds by the Trusts in form of buyback of units or dividend payouts, etc. Consequently, the proceeds may get invested in assets providing lower returns. The above are some of the common risks associated with investments in REITs & InvITs. There can be no assurance that a Scheme’s investment objectives will be achieved, or that there will be no loss of capital. Investment results may vary substantially on a monthly, quarterly or annual basis.

SChEmE PLANS & OPTiONS The Scheme offers two Plans:1. Edelweiss Dynamic Equity Advantage Fund (Regular Plan) and 2. Edelweiss Dynamic Equity Advantage Fund-Direct Plan.Direct Plan will be offered only for investors who purchase /subscribe Units of the Scheme directly with the Fund and is not available for investors who route their investments through a Distributor. However, the portfolio of the Scheme under both these Plans will be common.Each Plan will offer : (i) Growth Option (ii) Monthly Dividend Option (iii) Quarterly Dividend Option. Dividend Option has Reinvestment, Payout & Sweep Facility.

Details pertaining to Default Plan is as follows:

Scenario Broker Code mentioned by the investor Plan mentioned by the investor Default Plan to be captured1 Not mentioned Not mentioned Direct Plan2 Not mentioned Direct Direct Plan3 Not mentioned Regular Direct Plan4 Mentioned Direct Direct Plan5 Direct Not mentioned Direct Plan6 Direct Regular Direct Plan7 Mentioned Regular Regular Plan8 Mentioned Not mentioned Regular Plan

Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case the investor does not clearly specify the choice of Dividend Option at the time of investing, it will be deemed that the investor has opted for the Default Dividend Option; i.e. the Quarterly Dividend Option. In case of valid applications received for Monthly Dividend Option without indicating any choice of Facility, the Dividend Reinvestment Facility will be considered by default.

APPLiCABLE NAV Please refer under “INFORMATION COMMON TO ALL SCHEMES”

miNimUm APPLiCATiON / ADDiTiONAL PURChASE / REPURChASE (REDEmPTiON) AmOUNT/NO. OF UNiTS

minimum Purchase Amount Additional Purchase Amount Repurchase (Redemption) Amount/Unit

v 1,000/- and in multiples of v 1/- thereafter.

Minimum of v 1,000/- and in multiples of v 1/- thereafter.

Minimum Redemption Amount can be v 1/- or any number of units.For demat transactions, minimum redemption would be mandatorily 50 units.

DiSPATCh OF REPURChASE (REDEmPTiON) REqUEST

Within 10 business days of the receipt of valid redemption request at the official points of acceptance of Edelweiss Mutual Fund

BENChmARK FOR PERFORmANCE COmPARiSON

60% Nifty 50 Index + 40% CRISIL Composite Bond Fund IndexThe Fund reserves the right to change the benchmark for evaluation of the performance of the Scheme from time to time, subject to SEBI Regulations and other prevailing guidelines, if any.

DiViDEND POLiCy Please refer under “INFORMATION COMMON TO ALL SCHEMES”

NAmE OF ThE FUND mANAGER(S) AND TENURE OF mANAGiNG ThE FUND

Name of the Fund manager Tenure of managing the Scheme

Mr. Bhavesh Jain Since August 07, 2013

Mr. Bharat Lahoti Since September 18, 2017

NAmE OF ThE TRUSTEE COmPANy

Edelweiss Trusteeship Company Limited

EDELWEiSS DyNAmiC EqUiTy ADVANTAGE FUNDPERFORmANCE OF ThE SChEmE

Returns as on October 31, 2017

REGULAR PLAN – GROWTh OPTiON : DiRECT PLAN – GROWTh OPTiON :

Date Scheme Returns (%) Benchmark Returns# (%) Scheme Returns (%) Benchmark Returns# (%)

^Returns for the last 1 year 14.55% 15.42% 15.41% 15.42%^Returns for the last 3 years 8.50% 9.49% 9.27% 9.49%^Returns for the last 5 years 12.10% 12.54% **N.A. 12.54%^@Returns since inception 10.06% 10.90% 12.78% 11.87%

Absolute Returns for each financial year for the last 5 years

40.00% –35.00% –30.00% –25.00% –20.00% –15.00% –10.00% –

5.00% –0.00% –

-5.00% –

Edelweiss Dynamic Equity Advantage Fund-Regular-Growth Benchmark returns% - 60% Nifty 50 + 40% Crisil Composite Bond Fund Index

Edelweiss Dynamic Equity Advantage Fund-Direct-Growth (Inception Date Jan 21, 2013)

Benchmark returns % - 60% Nifty 50 + 40% Crisil Composite Bond Fund Index (Inception Date Jan 21, 2013)

Financial YearsFY 13-14 FY 15-16

7.14%-1.25%

9.14%

-3.20%

FY 12-13 FY 14-15 FY 16-17

9.92%

35.52%

-3.14%

10.62%10.31%

36.16%

-2.43%

11.42%13.57%

22.80%

-1.38%

16.67%13.57%

22.80%

-1.38%

16.67%

# 60% Nifty 50 + 40% Crisil Composite Bond Fund Index@ Inception Date is deemed to be the date of allotment i.e. August 20, 2009; Inception date of Direct Plan is January 21, 2013^ CAGR Returns ** Not ApplicablePast performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

ExPENSES OF ThE SChEmE (i) Load Structure: Entry Load: Not Applicable Exit Load: • 10% of the units allotted shall be redeemed without any Exit Load on or before completion of 365 days from the date of allotment of units.

Any redemption in excess of such limit within 365 days from the date of allotment shall be subject to the following Exit Load: – If redeemed or switched out on or before completion of 365 days from the date of allotment of units – 1.00% – If redeemed or switched out after completion of 365 days from the date of allotment of units – NIL • Redemption of units would be done on First in First out Basis (FIFO). Also please refer paragraph on “Load Structure” under the section “INFORMATION COMMON TO ALL SCHEMES”(ii) Recurring Expenses The total expense ratio of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regulation 52

of the SEBI (Mutual Fund) Regulations, 1996. Accordingly, the AMC has estimated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses. In addition to the limits specified above, please refer paragraph “Recurring Expenses” under the section “INFORMATION COMMON TO ALL SCHEMES”.(iii) Actual Expenses For The Financial year 2016-17

Plan Total Expense as % of Average AUm*Regular Plan 2.74Direct Plan 1.98

*Total expenses include Goods & Service Tax on Management Fees

WAiVER OF LOAD FOR DiRECT APPLiCATiONS

Not Applicable.

TAx TREATmENT FOR ThE iNVESTORS (UNiT hOLDERS)

Investor is advised to refer to the details in the Statement of Additional Information and also independently refer to his tax advisor.

DAiLy NET ASSET VALUE (“NAV”) PUBLiCATiON

The NAV will be declared on all Business Days and will be sent for publication in two daily newspapers having circulation all over India. NAV can also be viewed on www.edelweissmf.com and www.amfiindia.com. Investors can also call up at our toll free number 1800 425 0090 (MTNL/BSNL) and non toll free number +91 40 23001181 for non MTNL/BSNL land line, mobile users and investors outside India.

FOR iNVESTOR GRiEVANCES PLEASE CONTACT

Please refer under “INFORMATION COMMON TO ALL SCHEMES”

UNiThOLDERS iNFORmATiON Please refer under “INFORMATION COMMON TO ALL SCHEMES”

SChEmE’S PORTFOLiO hOLDiNGS

Top 10 holdings as on October 31, 2017

issuer % to Net AssetsHDFC Bank Ltd. 4.30% Reliance Industries Ltd. 3.84%ITC Ltd. 3.38%Kotak Mahindra Bank Ltd. 3.01%Sun Pharmaceutical Ind Ltd. 2.45%State Bank of India 2.43%Infosys Ltd. 2.19%Bharat Financial Inclusion Ltd. 2.13%ICICI Bank Ltd. 2.01%Tata Consultancy Services Ltd. 1.99%

Sector Allocation as on October 31, 2017

Sector % to Net AssetsAuto Ancillaries 0.48% Power- Transmission 0.78% Media & Entertainment 0.83% Industrial Products 0.86% Commercial Services 0.89% Non - Ferrous Metals 0.93% Telecom - Services 1.00% Petroleum Products 1.07% Transportation 1.08% Textile Products 1.15% Pesticides 1.34% Engineering-Designing-Construction 1.75% Gas 1.92% Housing Finance 2.30% Finance 2.89% Nbfc 3.41% Refineries/Marketing 3.84% Auto 3.90% Pharmaceuticals 5.68% Consumer Non Durables 7.44% Software 8.93% Banks 16.45%

monthly Portfolio Disclosure:The AMC will disclose the portfolios (along with ISIN) of all the Schemes of Edelweiss Mutual Fund as on the last day of the month on the AMC’s website (www.edelweissmf.com) on or before the tenth day of the succeeding month, in a user-friendly and downloadable format. The Investors will be able to view and download these monthly portfolio disclosures from the AMC’s website.

PORTFOLiO TURNOVER RATiO As on October 31, 2017: 1.59 times

EDELWEiSS ARBiTRAGE FUNDiNVESTmENT OBjECTiVE The investment objective of the Scheme is to generate income by predominantly investing in arbitrage opportunities in the cash and the derivative

segments of the equity markets and the arbitrage opportunities available within the derivative segment and by investing the balance in debt and money market instruments. However, there is no assurance that the investment objective of the scheme will be realized.


The Scheme will aim to have a fully hedged portfolio to meet its Investment Objective. 1. Under normal circumstances, the asset allocation would be as follows:

Types of instruments indicative allocation (% of Net Assets) Risk Profile

minimum maximum

Equity & Equity related instruments including derivatives 65% 100% Medium to High

Debt & Money Market instruments including the margin money deployed in derivative transactions

0% 35% Low

2. Under defensive circumstances, the asset allocation would be as follows:Types of instruments indicative allocation (% of Net Assets) Risk Profile

minimum maximum

Equity & Equity related instruments including derivatives 0% 35% Medium to High

Debt & Money Market instruments including the margin money deployed in derivative transactions

65% 100% Low

The Scheme will not invest in Foreign Securities and ADRs/GDRs issued by Indian or foreign companies. The Scheme will not invest in Stock Lending and Short Selling.Note:• Defensive circumstances are when the arbitrage opportunities in the market place are negligible or returns are lower than alternative investment

opportunities as per the allocation pattern. The allocation under defensive circumstances will be made keeping in view the interest of the unit holders. Such position will be closely monitored by the fund manager and necessary rebalancing will be done at suitable opportunity but not later than 30 days.

• The margin money requirement for the purposes of derivative exposure will be held in the form of Term Deposits, cash or cash equivalents or as may be allowed under the Regulations.

• Money Market Instruments include Cps, commercial bills, Corporate Debt, T-Bills, and Government securities having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from time to time.

• The above percentages are indicative and not absolute. Further,• The Scheme will not invest in Securitized Debt, Credit Default Swap or equity linked debentures.• The Scheme can take derivative exposure upto a limit as stated in the tables above. The total exposure related to options premium paid will not

exceed 20% of the net assets of the Scheme.• The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transactions will not

exceed 10% of the net assets of the Scheme.• The cumulative gross exposure through equity, debt and derivative positions will not exceed 100% of the net assets of the Scheme. However, cash

or cash equivalents with residual maturity of less than 91 days may be treated as not creating any exposure.• The Scheme shall not undertake repo /reverse repo transactions in Corporate Debt Securities.• From time to time, the Scheme may hold cash and/or invest in the Collateralised Borrowing & Lending Obligations (CBLO) or repo to meet the

liquidity requirements.• The Scheme may also invest in other schemes managed by the AMC or in the schemes of any other Mutual Fund within the regulatory limits,

provided it is in conformity with the investment objectives of the Scheme.• Pending deployment of funds of the Scheme in securities in terms of the investment objective of the Scheme, the AMC may park the funds of the

Scheme in short term deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular dated April 16, 2007, as amended from time to time.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the Scheme Information Document carefully for details on risk factors before investment. The performance of the Scheme may be affected by changes in Government policies, general levels of interest rates and risks associated with trading volumes, liquidity and settlement systems, etc. Investment in Edelweiss Arbitrage Fund will involve certain scheme specific risk factors apart from the general risks mentioned in SAI which are summarized below :• There can be no assurance or guarantee that the arbitrage opportunities may exist at all times in the capital market. The lack of arbitrage opportunities

shall not provide an opportunity to the Fund Manager to exploit price discrepancies in the capital markets. • In case if the fund receives heavy redemptions, before the Expiry Day (last Thursday of every month or any day specified by the exchange), the

liquidity and/or NAV of the Scheme might be affected. In such cases, the Fund Manager may be required to unwind positions in derivative segments before the expiry day, which may result in a fall in NAV.

• The performance of the Scheme will depend on the ability of the fund manager to identify opportunities due to price spread in the cash and derivative market. No assurance can be given that Fund Manager will be able to locate investment opportunities or to correctly exploit price spread in the equity markets. There may be instances where the price spread between cash and derivative market is insufficient to meet the cost of carry. In such situations, the Fund Manager due to lack of opportunities in the derivative market may not be able to outperform liquid/money market funds. In addition to this, there can be increase in number of transactions as the fund manager has to take simultaneous calls in cash and derivative market, which may lead to high portfolio turnover and consequently will lead to high transaction costs.

Equity And Equity Related instruments: The value of the Scheme’s investments may be affected generally by factors affecting securities markets, such as price and volume volatility in the capital markets, etc. Settlement periods and transfer procedures may restrict the liquidity of the investments made by the Scheme. The Scheme may face liquidity risk or execution risk or redemption risk or the risk of NAV going below par.Debt and money market instruments: Risk associated with investments in Fixed Income and Money Market Instruments involves Price/Interest rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Settlement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk etc. Derivatives: Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to the investor. Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. No assurance can be given that the fund manager will be able to identify or execute such strategies.

EDELWEiSS ARBiTRAGE FUNDSChEmE PLANS & OPTiONS The Scheme offers two Plans:

1. Regular Plan and 2. Direct PlanEach Plan will offer : (i) Growth Option (ii) Monthly Dividend Option (iii) Dividend Option. Dividend Option has Reinvestment, Payout & Sweep Facility.Details pertaining to Default Plan is as follows:

Scenario Broker Code mentioned by the investor Plan mentioned by the investor Default Plan to be captured

1 Not mentioned Not mentioned Direct Plan2 Not mentioned Direct Direct Plan3 Not mentioned Regular Direct Plan4 Mentioned Direct Direct Plan5 Direct Not mentioned Direct Plan6 Direct Regular Direct Plan7 Mentioned Regular Regular Plan8 Mentioned Not mentioned Regular Plan

Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case the investor does not clearly specify the choice of Dividend Option at the time of investing, it will be deemed that the investor has opted for the Default Dividend Option; i.e. the Monthly Dividend Option. In case of valid applications received for Monthly Dividend Option without indicating any choice of Facility, the Dividend Reinvestment Facility will be considered by default.




v 5,000/- and in multiples of v 1/- thereafter

Minimum v 1,000/- and in multiples of v 1/- thereafter





Nifty 50 Arbitrage IndexThe Fund reserves the right to change the benchmark for evaluation of the performance of the Scheme from time to time, subject to SEBI Regulations and other prevailing guidelines, if any.

DiViDEND POLiCy Dividends will be declared subject to availability of distributable surplus and at the discretion of the AMC/Trustee. On payment of Dividends, the NAV will stand reduced by the amount of dividend. The Trustee’s decision with regard to availability and adequacy, rate, timing and frequency of distribution shall be final. The dividend will be due to only those Unit Holders whose names appear in the Register of Unit Holders in the Dividend option of the Scheme on the record date which will be announced in advance. The Unit Holders have the option of receiving the dividend or reinvesting the same. The dividend will be reinvested at the first ex-dividend NAV. The AMC shall despatch to the Unit Holders, the diviend warrants within 30 days of the date of declaration of dividend.



Equity Portion : Mr. Bhavesh Jain Since June 27, 2014

Debt Portion : Mr. Dhawal Dalal Since December 22, 2016



PERFORmANCE OF ThE SChEmE



Date Scheme Returns (%) Benchmark Returns# (%) Scheme Returns (%) Benchmark Returns# (%)

^Returns for the last 1 year 5.91% 4.37% 6.60% 4.37%

^Returns for the last 3 years 6.92% 6.34% 7.48% 6.34%

^Returns for the last 5 years **NA **NA **NA **NA

^@Returns since inception 7.18% 6.50% 7.73% 6.50%


9.00% –8.00% –7.00% –6.00% –5.00% –4.00% –3.00% –2.00% –1.00% –0.00% –

Edelweiss Arbitrage Fund-Regular-Growth

Benchmark returns% - Nifty 50 Arbitrage Index

Edelweiss Arbitrage Fund-Direct-Growth (Inception Date Jun 27, 2014)

Benchmark returns % - Nifty 50 Arbitrage Index (Inception Date Jun 27, 2014)

Financial YearsFY 15-16FY 14-15 FY 16-17

7.03%7.06%6.50%

7.43%7.37% 7.20%6.49%6.68% 6.07%6.49%6.68% 6.07%

# Nifty 50 Arbitrage Index @Inception Date June 27, 2014^CAGR Returns **Not ApplicablePast performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

EDELWEiSS ARBiTRAGE FUNDExPENSES OF ThE SChEmE (i) Load Structure:

Entry Load: Not Applicable Exit Load:

• If the Units are redeemed / switched out on or before 30 days from the date of allotment – 0.25% • If the Units are redeemed / switched out on or after 30 days from the date of allotment – Nil * Pursuant to SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009, no entry load will be charged by the Scheme to the investor. The upfront commission shall be paid by the investor directly to the ARN Holder based on the investor’s assessment of various factors including

service rendered by the ARN Holder. ** The entire Exit Load, net of GST, shall be credited to the Scheme.

(ii) Recurring Expenses: The total expense ratio of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regulation 52

of the SEBI (Mutual Fund) Regulations, 1996. Accordingly, the AMC has estimated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses. In addition to the limits specified above, please refer paragraph “Recurring Expenses” under the section “INFORMATION COMMON TO ALL SCHEMES”.

(iii) Actual Expenses For The Financial year 2016-17

Plan Total Expense as % of Average AUm*

Regular Plan 1.11

Direct Plan 0.46 *Total expenses include Goods & Service Tax on Management Fees


Not Applicable.







UNiThOLDERS iNFORmATiON




issuer % to Net Assets

Dewan Housing Finance Corporation Ltd. 2.92% JSW Steel Ltd. 2.71% Maruti Suzuki India Ltd. 2.00% DLF Ltd. 1.95% Century Textiles & Industries Ltd. 1.88% Sun Pharmaceutical Ind Ltd. 1.72% Bharat Financial Inclusion Ltd. 1.51% Vedanta Ltd. 1.49% Sun TV Network Ltd. 1.48% Reliance Capital Ltd. 1.40%


Sector % to Net AssetsChemicals 0.02% Gas 0.03% Textiles - Cotton 0.09% Trading 0.26% Minerals/Mining 0.51% Oil 0.53% Transportation 0.62% Finance 0.65% Fertilisers 0.72% Industrial Products 0.80% Healthcare Services 0.83% Pesticides 0.91% Consumer Durables 1.01% Telecom - Services 1.02% Software 1.05% Textile Products 1.07% Construction Project 1.38% Petroleum Products 1.38% Non - Ferrous Metals 1.54% Public Financial Institution 2.11% Industrial Capital Goods 2.19% Auto Ancillaries 2.20% Media & Entertainment 2.39% Cement 3.42% Housing Finance 3.43% Pharmaceuticals 3.78% Ferrous Metals 4.05% Power 4.08% Construction 4.18% Consumer Non Durables 4.28% Banks 4.32% Auto 4.62% Nbfc 7.34%


PORTFOLiO TURNOVER RATiO

As on October 31, 2017 : 2.81 times

EDELWEiSS PRUDENT ADVANTAGE FUNDiNVESTmENT OBjECTiVE The objective of the Scheme is to generate returns through a combination of dividend income and capital appreciation by investing primarily in a well

diversified portfolio of Value Stocks.Value Stocks are those stocks, which tend to trade at a lower price relative to their fundamentals (i.e. dividends, earnings, sales, etc.) and thus considered undervalued by investors. They have attractive valuations in relation to earnings or book value or current and/or future dividendsHowever, there is no assurance that the investment objective of the Scheme will be realized and the Scheme does not assure or guarantee any returns.


Under normal circumstances, the anticipated asset allocation pattern is:

Type of Security indicative Allocation (% of total assets) Risk Profile

Equity & Equity related Securities (Value Stocks) 65% - 100% Medium to High

Other Equity & Equity related Securities 0% - 35% Medium to High

Debt & Money Market instruments* 0% - 35% Low to Medium

Units of InvITs/REITs^ 0% - 10% Medium to High

*Money Market Instruments include CPs, Commercial Bills, Corporate Debt, T-Bills, and Government securities having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from time to time.^The Scheme may invest in units of Infrastructure Investment Trusts and Real Estate Investment Trusts. Not more than 10% of the net assets of the Scheme will be invested in InvITs and REITs and not more than 5% of the net assets of the Scheme will be invested in InvITs and REITs of any single issuer.The cumulative gross exposure through equity, debt, derivative positions, REITs and InvITs will not exceed 100% of the net assets of the Scheme.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment.

Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk mentioned in SAI/SID which are summarized below:

Equity And Equity Related instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume volatility in the Capital Markets, Settlement Periods, Liquidity Risk or Execution Risk or Redemption Risk or the Risk of NAV going below par value.

Derivatives: Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to the investor. Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of derivatives are different from or possibly greater than, the risks associated with investing directly in securities and other traditional investments.

ADRs/GDRs and Foreign Securities: Subject to necessary approvals and within the investment objective of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctuations in the foreign exchange rates, the nature of the securities market of the country, repatriation of capital due to exchange controls and political circumstances.

Fixed income and money market instruments: It involves Interest Rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Settlement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk.

Risk Factors Associated with investments in REiTs and inviTs:

• Market Risk: REITs and InvITs are volatile and prone to price fluctuations on a daily basis owing to market movements. Investors may note that AMC/Fund Manager’s investment decisions may not always be profitable, as actual market movements may be at variance with the anticipated trends. The NAV of the Scheme is vulnerable to movements in the prices of securities invested by the scheme, due to various market related factors like changes in the general market conditions, factors and forces affecting capital market, level of interest rates, trading volumes, settlement periods and transfer procedures.

• Liquidity Risk: As the liquidity of the investments made by the Scheme(s) could, at times, be restricted by trading volumes and settlement periods, the time taken by the Mutual Fund for liquidating the investments in the scheme may be high in the event of immediate redemption requirement. Investment in such securities may lead to increase in the scheme portfolio risk.

• Reinvestment Risk: Investments in REITs & InvITs may carry reinvestment risk as there could be repatriation of funds by the Trusts in form of buyback of units or dividend pay-outs, etc. Consequently, the proceeds may get invested in assets providing lower returns.

The above are some of the common risks associated with investments in REITs & InvITs. There can be no assurance that a Scheme’s investment objectives will be achieved, or that there will be no loss of capital. Investment results may vary substantially on a monthly, quarterly or annual basis.

SChEmE PLANS & OPTiONS The Scheme offers two Plans:1. Edelweiss Prudent Advantage Fund (Regular Plan) and 2. Edelweiss Prudent Advantage Fund-Direct Plan.Direct Plan will be offered only for investors who purchase /subscribe Units of the Scheme directly with the Fund and is not available for investors who route their investments through a Distributor. However, the portfolio of the Scheme under both these Plans will be common.Each Plan will offer : (i) Growth Option (ii) Dividend Option . Dividend Option has Reinvestment, Payout & Sweep Facility. Discontinued Plan: With effect from October 1, 2012, Plan B of the Scheme is not available for fresh subscription. Kindly refer addendum dated September 29, 2012 for discontinued Plan viz Plan B & addendum dated Oct 19, 2012 for standardizing the nomenclature for existing Plan / Options.




Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case, if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for Dividend Reinvestment facility.










Nifty 200The fund reserves the right to change the benchmark for evaluation of the performance of the Scheme from time to time, subject to SEBI Regulations and other prevailing guidelines if any.


EDELWEiSS PRUDENT ADVANTAGE FUNDNAmE OF ThE FUND mANAGER(S) AND TENURE OF mANAGiNG ThE FUND


Fund Manager : Mr. Bharat Lahoti Since October 14, 2015





REGULAR PLAN – GROWTh OPTiON : DiRECT PLAN*** – GROWTh OPTiON :

DateScheme

Returns (%)Benchmark

Returns# (%)Scheme


Returns# (%)

^Returns for the last 1 year~Edelweiss Prudent Advantage Fund - Growth~ 13.04% 22.62% 13.55% 22.62%Edelweiss Prudent Advantage Fund - Plan B - Growth@## 13.07% 22.62% **N.A. **N.A.

^Returns for the last 3 years~Edelweiss Prudent Advantage Fund - Growth~ 9.07% 11.40% 9.58% 11.40%Edelweiss Prudent Advantage Fund - Plan B - Growth@## 9.13% 11.40% **N.A. **N.A.

^Returns for the last 5 years~Edelweiss Prudent Advantage Fund - Growth~ 13.67% 16.23% **N.A. 16.23%Edelweiss Prudent Advantage Fund - Plan B - Growth@## 13.68% 16.23% **N.A. **N.A.

^@Returns since inception

Edelweiss Prudent Advantage Fund - Growth~ 11.21% 12.78% 16.38% 12.78%Edelweiss Prudent Advantage Fund - Plan B - Growth@## 10.79% 12.54% **N.A. 14.91%


40.00% –35.00% –30.00% –25.00% –20.00% –15.00% –10.00% –

5.00% –0.00% –

-5.00% –-10.00% –

Edelweiss Prudent Advantage Fund - Regular - Growth Edelweiss Prudent Advantage Fund - Direct-Growth (Inception Date Jan 7, 2013) Benchmark returns% -Nifty 200 Benchmark returns% -Nifty 200 (Inception Date Jan 7, 2013)


-0.90%

7.57%2.73% -7.23%

FY 12-13 FY 14-15 FY 16-17

16.76% 17.01% 19.32% 19.32%

38.02% 38.51%33.14% 33.14%

-2.21% -1.68%

14.48% 15.00%

-6.92%

23.99%

-6.92%

23.99%

# Nifty 200 ^ CAGR Returns~ Inception/Allotment Date is 12th August 2009 *** Inception date for Direct Plan is January 7, 2013 ** Not Applicable@ Inception/Allotment Date is June 16, 2009; ## Discontinued Plan for Subscription.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

ExPENSES OF ThE SChEmE (i) Load Structure: Entry Load: Not Applicable Exit Load: Nil Also please refer paragraph on “Load Structure” under the section “INFORMATION COMMON TO ALL SCHEMES”





Regular Plan 3.01Plan B 3.01Direct Plan 2.61

*Total expenses include Goods & Service Tax on Management Fees


Not Applicable.









EDELWEiSS PRUDENT ADVANTAGE FUNDSChEmE’S PORTFOLiO hOLDiNGS



HDFC Bank Ltd. 7.20% Reliance Industries Ltd. 5.74% IndusInd Bank Ltd. 4.53% Infosys Ltd. 3.88% ITC Ltd. 3.49% Yes Bank Ltd. 2.83% ICICI Bank Ltd. 2.74% Larsen & Toubro Ltd. 2.64% State Bank of India 2.15% Tata Consultancy Services Ltd. 2.07%


Sector % to Net AssetsFinance 0.00% Hotels/Resorts 0.04% Industrial Products 0.49% Minerals/Mining 0.62% Consumer Durables 0.69% Pesticides 0.90% Power 0.92% Housing Finance 0.96% Ferrous Metals 1.02% Power- Transmission 1.16% Telecom - Services 1.24% Non - Ferrous Metals 1.61% Oil 1.62% Industrial Capital Goods 1.68% Gas 1.70% Cement 1.81% Auto Ancillaries 1.97% Engineering-Designing-Construction 2.64% Petroleum Products 2.64% Nbfc 3.76% Pharmaceuticals 5.70% Refineries/Marketing 5.74% Software 8.45% Auto 9.44% Consumer Non Durables 9.66% Banks 21.97%



As on October 31, 2017: 1.21 times

EDELWEiSS LARGE CAP ADVANTAGE FUNDiNVESTmENT OBjECTiVE The primary objective of the Scheme is to generate capital appreciation, from a portfolio that is substantially constituted of equity securities and equity

related securities of the 100 largest corporates by market capitalisation, listed in India. However, there is no assurance that the investment objective of the Scheme will be realized and the Scheme does not assure or guarantee any returns.


Under normal circumstances, the anticipated asset allocation pattern is:Type of instruments Allocation (% of Corpus) Risk Profile

minimum maximumEquity & Equity related instruments of the 100 largest corporates by market capitalisation, listed in India 65% 100% Medium to HighEquity & Equity related instruments of other companies 0% 35% Medium to HighDebt & Money Market Instruments* 0% 35% Low to Medium

*Money Market Instruments include CPs, Commercial Bills, Corporate Debt, T-Bills, and Government securities having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from time to time.Further,• The investments in securitised papers including Pass through Certificates (PTCs) may be made upto 35% of the net assets of the Scheme.• The Scheme can also take derivative exposure upto 50 % of the net assets of the Scheme.• The cumulative gross exposure through equity, debt and derivative positions will not exceed 100% of the net assets of the Scheme. However, cash

or cash equivalents with residual maturity of less than 91 days may be treated as not creating any exposure.• The total exposure related to option premium paid will not exceed 20% of the net assets of the Scheme.• The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transactions will not

exceed 10% of the net assets of the Scheme.• The Scheme may engage in Stock Lending. Not more than 25% of the net assets of the Scheme can generally be deployed in stock lending and not

more than 5% of the net assets of the Scheme will be deployed in Stock lending to any single counterparty. • The Scheme may invest in Foreign Securities upto 35% of the Permissible Investments of net assets of the Scheme.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk mentioned in SAI/SID which are summarized below:Equity And Equity Related instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume volatility in the capital markets, Settlement periods, liquidity risk or execution risk or redemption risk or the risk of NAV going below par valueDerivatives: Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to the investor. Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of derivatives are different from or possibly greater than, the risks associated with investing directly in securities and other traditional investments.ADRs/GDRs and Foreign Securities: Subject to necessary approvals and within the investment objective of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctuations in the foreign exchange rates, the nature of the securities market of the country, repatriation of capital due to exchange controls and political circumstancesFixed income and money market instruments: It involves Interest rate risk, Spread risk, Credit risk or default risk, Liquidity & Settlement risk, Reinvestment risk, Performance risk, Prepayment risk, Market risk.

SChEmE PLANS & OPTiONS The Scheme offers two Plans:1. Edelweiss Large Cap Advantage Fund (Regular Plan) and 2. Edelweiss Large Cap Advantage Fund - Direct Plan.Direct Plan will be offered only for investors who purchase /subscribe Units of the Scheme directly with the Fund and is not available for investors who route their investments through a Distributor. However, the portfolio of the Scheme under both these Plans will be common.Each Plan will offer : (i) Growth Option and (ii) Dividend Option . Dividend Option has Reinvestment, Payout & Sweep Facility.Discontinued Plan: With effect from October 1, 2012, Plan B & Plan C of the Scheme are not available for fresh subscription. Kindly refer addendum dated September 29, 2012 for discontinued Plan viz Plan B & addendum dated Oct 19, 2012 for standardizing the nomenclature for existing Plan / Options.Details pertaining to Default Plan is as follows:




miNimUm APPLiCATiON /ADDiTiONAL PURChASE /REPURChASE (REDEmPTiON) AmOUNT /NO. OF UNiTS








Nifty 50 IndexThe Fund reserves the right to change the benchmark for evaluation of the performance of the Scheme from time to time, subject to SEBI Regulations and other prevailing guidelines if any.




Mr. Bharat Lahoti Since May 02, 2017





REGULAR PLAN – GROWTh OPTiON : DiRECT PLAN – GROWTh OPTiON :Date Scheme


Returns# (%)Scheme


Returns# (%)^Returns for the last 1 year Edelweiss Large Cap Advantage Fund - Growth 17.95% 20.97% 18.92% 20.97% Edelweiss Large Cap Advantage Fund Plan B - Growth## 17.93% 20.97% **N.A. **N.A. Edelweiss Large Cap Advantage Fund Plan C - Growth## 17.91% 20.97% **N.A. **N.A.^Returns for the last 3 years

Edelweiss Large Cap Advantage Fund - Growth 10.67% 8.80% 11.50% 8.80%Edelweiss Large Cap Advantage Fund Plan B - Growth## 10.66% 8.80% **N.A. **N.A.Edelweiss Large Cap Advantage Fund Plan C - Growth## 10.65% 8.80% **N.A. **N.A.

EDELWEiSS LARGE CAP ADVANTAGE FUNDREGULAR PLAN – GROWTh OPTiON : DiRECT PLAN – GROWTh OPTiON :

Date Scheme Returns (%) Benchmark Returns# (%)

Scheme Returns (%) Benchmark Returns# (%)

^Returns for the last 5 yearsEdelweiss Large Cap Advantage Fund - Growth 16.26% 14.34% **N.A. **N.A.Edelweiss Large Cap Advantage Fund Plan B - Growth## 16.24% 14.34% **N.A. **N.A.Edelweiss Large Cap Advantage Fund Plan C - Growth## 16.25% 14.34% **N.A. **N.A.

^@Returns since inception Edelweiss Large Cap Advantage Fund - Growth 14.87% 12.38% 15.91% 13.40%Edelweiss Large Cap Advantage Fund Plan B - Growth## 14.93% 12.38% **N.A. **N.A.Edelweiss Large Cap Advantage Fund Plan C - Growth## 14.75% 12.38% **N.A. **N.A.


45.00% –40.00% –35.00% –30.00% –25.00% –20.00% –15.00% –10.00% –

5.00% –0.00% –

-5.00% –-10.00% –

Edelweiss Large Cap Advantage Fund -Regular- Growth Edelweiss Large Cap Advantage Fund Plan B - Growth Edelweiss Large Cap Advantage Fund Plan C - Growth Edelweiss Large Cap Advantage Fund - Direct-Growth (Inception Date Jan 7, 2013) Benchmark returns% - Nifty 50 Benchmark returns% - Nifty 50 (Inception Date Jan 7, 2013)


10.06%16.99%

-7.84%

10.08%

-7.80%

10.00%

-7.82%-5.51% -7.12%

8.72%

-7.82%-4.98%

19.47%

-7.82%

FY 12-13 FY 14-15 FY 16-17

16.96% 17.07% 17.43% 19.47%

44.23% 44.23% 44.18% 44.92%

28.17% 28.17%

18.39% 18.37%18.36% 19.31% 20.16% 20.16%

#Nifty 50; @ Inception Date is deemed to be the date of allotment i.e. May 20, 2009. Inception date of Direct Plan is January 7, 2013; ## Discontinued Plan for Subscription; ** Not Applicable ^ CAGR ReturnsPast performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

ExPENSES OF ThE SChEmE (i) Load Structure: Entry Load: Not Applicable Exit Load: • If the Units are redeemed / switched out on or before 365 days from the date of allotment – 1.00% • If the Units are redeemed / switched out on or after 365 days from the date of allotment – Nil Also please refer paragraph on “Load Structure” under the section “INFORMATION COMMON TO ALL SCHEMES”ii) Recurring Expenses: The total expense ratio of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regulation 52

of the SEBI (Mutual Fund) Regulations, 1996. Accordingly, the AMC has estimated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses. In addition to the limits specified above, please refer paragraph “Recurring Expenses” under the section “INFORMATION COMMON TO ALL SCHEMES”.(iii) Actual Expenses For The Financial year 2016-17

Plan Total Expense as % of Average AUm*Regular Plan 2.90Plan B 2.90Plan C 2.90Direct Plan 2.15

*Total expenses include Goods & Service Tax on Management FeesWAiVER OF LOAD FOR DiRECT APPLiCATiONS

Not Applicable.







UNiThOLDERS iNFORmATiON Please refer under “INFORMATION COMMON TO ALL SCHEMES”SChEmE’S PORTFOLiO hOLDiNGS



HDFC Bank Ltd. 9.37% Reliance Industries Ltd. 5.83% Infosys Ltd. 4.98% IndusInd Bank Ltd. 4.77% Kotak Mahindra Bank Ltd. 3.59% Larsen & Toubro Ltd. 3.29% State Bank of India 3.21% Maruti Suzuki India Ltd. 2.99% ITC Ltd. 2.95% ICICI Bank Ltd. 2.34%

Sector Allocation as on October 31, 2017Sector % to Net AssetsPower 0.74% Textile Products 0.84% Telecom - Equipment & Accessories 0.85% Oil 0.88% Consumer Durables 0.88% Petroleum Products 0.94% Pesticides 0.99% Auto Ancillaries 1.05% Cement 1.11% Finance 1.50% Nbfc 1.76% Non - Ferrous Metals 2.50% Housing Finance 2.61% Transportation 2.64% Industrial Capital Goods 2.86% Gas 3.08% Engineering-Designing-Construction 3.29% Pharmaceuticals 5.49% Refineries/Marketing 5.83% Auto 6.77% Consumer Non Durables 9.54% Software 10.29% Banks 26.19%


PORTFOLiO TURNOVER RATiO As on October 31, 2017 : 1.69 times

EDELWEiSS EqUiTy SAViNGS ADVANTAGE FUNDiNVESTmENT OBjECTiVE The investment objective of the scheme is to provide capital appreciation and income distribution to the investors by using equity and equity related

instruments, arbitrage opportunities and investments in debt and money market instruments. However, there can be no assurance that the investment objective of the Scheme will be realized or that income will be generated and the scheme does not assure or guarantee any returns.


Under normal circumstances, it is anticipated that the asset allocation shall be as follows:

Type of instruments indicative allocation (% of total assets) Risk profile

minimum maximum

A. Equity and equity related instruments 65% 75% Medium to High

A1. Of which Net Long Equity* 20% 35% Medium to High

A2. Of which Equity and equity derivatives** (only arbitrage opportunity)$ 55% 90% Medium to High

B. Debt Securities and Money Market Instruments#$ 25% 35% Low to Medium

C. Units of InvITs/REITs^ 0% 10% Medium to High

* In Edelweiss Equity Savings Advantage Fund unhedged equity exposure shall be limited to 35% of the portfolio value. Unhedged equity exposure means exposure to equity shares alone without a corresponding equity derivative exposure. ** Equity exposure will be completely hedged with corresponding equity derivatives.; the exposure to derivatives shown in the above asset allocation tables is exposure taken against the underlying equity investments and should not be considered for calculating the total asset allocation and / or investment restrictions on the issuer. The idea is not to take additional asset allocation with the use of derivative. The margin money requirement for the purposes of derivative exposure may be held in the form of Term Deposits $ Includes investments in derivatives (gross exposure shall not exceed 50% of the asset allocation stipulated above for the relevant instrument category).# The Scheme may invest in Treasury Bills, Repos & Collateralized Borrowing and Lending Obligations (“CBLO”). The Scheme shall not invest in debt foreign securities.^The Scheme may invest in units of Infrastructure Investment Trusts and Real Estate Investment Trusts. Not more than 10% of the net assets of the Scheme will be invested in InvITs and REITs and not more than 5% of the net assets of the Scheme will be invested in InvITs and REITs of any single issuer.Investment in securitised debt may be made to the extent of 20% of net assets of the Scheme. The Scheme shall not invest in foreign securitised debt.Money Market Instruments include commercial papers, commercial bills, treasury bills, Collateralised Borrowing and Lending Obligations (CBLO), Government Securities having an unexpired maturity up to one year, call or notice money, certificates of deposit, usance bills and any other like instruments as specified by the RBI from time to time. The Scheme retains the flexibility to invest across all securities in the Debt Securities and Money Market Instruments. The Scheme may also invest in units of debt and liquid mutual fund schemes. The portfolio may hold cash depending on the market conditions. The cumulative gross exposure through investments in Equity, Debt and derivative positions will not exceed 100% of the net assets of the Scheme. Cash or cash equivalents with residual maturity of less than 91 (ninety one) days will be treated as not creating any market exposure. Whenever the equity and equity derivative investment strategy (arbitrage strategy) is not likely to give return comparable with the fixed income securities portfolio, the fund manager will invest in fixed income securities

If the debt / money market instruments offer better returns than the arbitrage opportunities available in cash and derivatives segments of equity markets then the investment manager may choose to have a lower equity exposure. In such defensive circumstances the asset allocation will be as per the below table:

Type of instruments indicative Allocation (% of net assets) Risk profile

minimum maximum

A. Equity and equity related instruments 20% 75% Medium to High

A1. Of which Net Long Equity* 20% 35% Medium to High

A2. Of which Equity and equity derivatives** (only arbitrage opportunity)$ 0% 70% Medium to High

B. Debt Securities and Money Market Instruments#$ 25% 80% Low to Medium

C. Units of InvITs/REITs^ 0% 10% Medium to High

* In Edelweiss Equity Savings Advantage Fund unhedged equity exposure shall be limited to 35% of the portfolio value. Unhedged equity exposure means exposure to equity shares alone without a corresponding equity derivative exposure. **Equity exposure would be completely hedged with corresponding equity derivatives.; the exposure to derivatives shown in the above asset allocation tables is exposure taken against the underlying equity investments and should not be considered for calculating the total asset allocation and / or investment restrictions on the issuer. The idea is not to take additional asset allocation with the use of derivative. The margin money requirement for the purposes of derivative exposure may be held in the form of Term Deposit$ Includes investments in derivatives (gross exposure shall not exceed 50% of the asset allocation stipulated above for the relevant instrument category). # The Scheme may invest in Treasury Bills, Repos & Collateralized Borrowing and Lending Obligations (“CBLO”). The Scheme shall not invest in foreign securities.^The Scheme may invest in units of Infrastructure Investment Trusts and Real Estate Investment Trusts. Not more than 10% of the net assets of the Scheme will be invested in InvITs and REITs and not more than 5% of the net assets of the Scheme will be invested in InvITs and REITs of any single issuer. The cumulative gross exposure through equity, debt, derivative positions, REITs and InvITs will not exceed 100% of the net assets of the Scheme.The scheme shall not invest in short selling, repo in corporate debt and securities lendingPending deployment of funds of the Scheme in securities in accordance with the terms of the investment objective, the AMC may place the funds of the Scheme in short term deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular SEBI /IMD/CIR No. 1/91171 / 07 dated April 16, 2007, SEBI / IMD / CIR No. 8/107311/07, SEBI/IMD/CIR No. 7/129592 08 dated April 16, 2007, October 26, 2007 and June 23, 2008, respectively and any other applicable guidelines.Subject to the SEBI Regulations, the asset allocation pattern indicated above may change from time to time, keeping in view market conditions, market opportunities, applicable regulations and political and economic factors. It must be clearly understood that the percentages stated above are only indicative and not absolute and that they can vary substantially depending upon the perception of the AMC, the intention being at all times to seek to protect the interests of the Unit Holders. Such changes in the investment pattern will be for short term and defensive considerations. In the event of deviations, rebalancing will be carried out within 30 (thirty) days from the date of the said deviation. The rebalancing of the asset allocation for defensive circumstances shall also be carried out within 30 days. In case the rebalancing is not done within the specified period, justification for the same shall be provided to the Investment Committee and the reason for the same shall be recorded in writing. The Investment Committee shall then decide on the course of action.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk mentioned in SAI/SID which are summarized below:Equity And Equity Related instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume volatility in the Capital Markets, Settlement Periods, Liquidity Risk or Execution Risk or Redemption Risk or the Risk of NAV going below par value.Derivatives: Derivative products are leveraged instruments and can provide disproportionate gains as well as disproportionate losses to the investor. Identification and execution of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of derivatives are different from or possibly greater than, the risks associated with investing directly in securities and other traditional investments.ADRs/GDRs and Foreign Securities: Subject to necessary approvals and within the investment objective of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctuations in the foreign exchange rates, the nature of the securities market of the country, repatriation of capital due to exchange controls and political circumstances Fixed income and money market instruments: It involves Interest Rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Settlement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk.

EDELWEiSS EqUiTy SAViNGS ADVANTAGE FUNDRisk Factors Associated with investments in REiTs and inviTs:

• market Risk: REITs and InvITs are volatile and prone to price fluctuations on a daily basis owing to market movements. Investors may note that AMC/Fund Manager’s investment decisions may not always be profitable, as actual market movements may be at variance with the anticipated trends. The NAV of the Scheme is vulnerable to movements in the prices of securities invested by the scheme, due to various market related factors like changes in the general market conditions, factors and forces affecting capital market, level of interest rates, trading volumes, settlement periods and transfer procedures.

• Liquidity Risk: As the liquidity of the investments made by the Scheme(s) could, at times, be restricted by trading volumes and settlement periods, the time taken by the Mutual Fund for liquidating the investments in the scheme may be high in the event of immediate redemption requirement. Investment in such securities may lead to increase in the scheme portfolio risk.

• Reinvestment Risk: Investments in REITs & InvITs may carry reinvestment risk as there could be repatriation of funds by the Trusts in form of buyback of units or dividend pay-outs, etc. Consequently, the proceeds may get invested in assets providing lower returns.

The above are some of the common risks associated with investments in REITs & InvITs. There can be no assurance that a Scheme’s investment objectives will be achieved, or that there will be no loss of capital. Investment results may vary substantially on a monthly, quarterly or annual basis.

SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans:1. Direct Plan; and2. Regular PlanThe Investment Portfolio shall be common for both the Plans.Each Plan under the Scheme offers a choice of three options which are as follow:1) Growth option2) Dividend option

Under the Growth option no dividend will be declared.Under the Dividend option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).

The Dividend option offers:Payout Option;Month Dividend Option;Reinvestment Option;All the plans have a common portfolio.Details pertaining to Default Plan is as follows:


1 Not mentioned Not mentioned Direct Plan

2 Not mentioned Direct Direct Plan

3 Not mentioned Regular Direct Plan

4 Mentioned Direct Direct Plan

5 Direct Not mentioned Direct Plan

6 Direct Regular Direct Plan

7 Mentioned Regular Regular Plan

8 Mentioned Not mentioned Regular Plan

Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case the investor does not clearly specify the choice of Dividend Option at the time of investing, it will be deemed that the investor has opted for the Default Dividend Option; i.e. the Monthly Dividend Option. In case of valid applications received for Monthly Dividend Option without indicating any choice of Facility, the Dividend Reinvestment Facility will be considered by default.



minimum initial application amount minimum additional application amount minimum redemption / No. of Units

R 5,000/- (Five Thousand Rupees) per application and in multiples of R 1/- (One Rupee) thereafter.

v 1,000/- (One Thousand Rupees) per application and in multiples of v 1/- (One Rupee) thereafter.

v 1,000/- (One Thousand Rupees) or 100 (One Hundred) Units or the account balance, whichever is lower.

Valid applications for ‘switch-out’ shall be treated as applications for Redemption and valid applications for ‘switch-in’ shall be treated as applications for Purchase and the above mentioned provisions shall apply accordingly.

In case of investors opting to switch into the Scheme from any other existing scheme of Edelweiss Mutual Fund (subject to completion of the lock-in period of that other scheme(s), if any) during the NFO Period of the Scheme, the minimum amount is R 5,000/- (Five Thousand Rupees) per application and in multiples of R 1/- (One Rupee) thereafter.


Within 10 business days of the receipt of valid redemption request at the official points of acceptance of Edelweiss Mutual Fund.


70% of CRISIL Liquid Fund Index and 30% in Nifty 50




Fund Manager - Equity : Bharat Lahoti Since September 18, 2017

Fund Manager - Equity : Hiten Shah Since September 18, 2017

Fund Manager - Debt : Dhawal Dalal Since November 28, 2016






Date Scheme Returns (%)

70% of CRiSiL Liquid Fund index and 30% in

Nifty 50 #

Scheme Returns (%)

70% of CRiSiL Liquid Fund index and 30% in

Nifty 50 #



^Returns since inception 8.47% 8.38% 8.95% 8.38%

EDELWEiSS EqUiTy SAViNGS ADVANTAGE FUNDAbsolute returns for each financial year for the last 3 years

10.00% –9.00% –8.00% –7.00% –6.00% –5.00% –4.00% –3.00% –2.00% –1.00% –0.00% –

Edelweiss Equity Savings Advantage Fund-Regular-Growth Edelweiss Equity Savings Advantage Fund-Direct-Growth (Inception Date Oct 13, 2014) Benchmark returns% - 70% of CRISIL Liquid Fund Index and 30% in Nifty 50 Benchmark returns % - 70% of CRISIL Liquid Fund Index and 30% in Nifty 50 (Inception Date Oct 13, 2014)


1.93% 2.29%

8.11% 8.11%

6.41% 6.74%

4.93% 4.93%

9.63% 9.90%8.30% 8.30%

Allotment date : 13 October, 2014 # Scheme Benchmark returns ^CAGR ReturnsNote: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in future.

ExPENSES OF ThE SChEmE (i) Load Structure Entry Load: Nil Exit Load:

5% of the units allotted shall be redeemed without any Exit Load on or before completion of 6 months from the date of allotment of units.Any redemption in excess of such limit within 6 months from the date of allotment shall be subject to the following Exit Load:• If redeemed or switched out on or before completion of 6 Months from the date of allotment of units – 1.00%• If redeemed or switched out after completion of 6 months from the date of allotment of units – NIL Redemption of units would be done on First in First out Basis (FIFO).

(ii) Annual Scheme Recurring Expenses The total expense ratio of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regulation 52

of the SEBI (Mutual Fund) Regulations, 1996. Accordingly, the AMC has estimated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses. In addition to the limits specified above, please refer paragraph “Recurring Expenses” under the section “INFORMATION COMMON TO ALL

SCHEMES”.


Plan Total Recurring Expense as percentage of average net assetsDirect Plan 1.03%~Regular Plan 1.30%~

~ Excluding Goods & Service Tax.


Not Applicable.


Investor is advised to refer to the details in the Statement of Additional Information and also independently refer to his/her tax advisor.For tax purposes please refer to the SID and the SAI for more details.


The AMC shall update the NAVs on the website of the Mutual Fund (www.edelweissmf.com) and that of the Association of Mutual Funds in India (“AMFI”) (www.amfiindia.com) by 9.00 p.m. on the same Business Day. In case of any delay, the reasons for such delay would be explained to AMFI. If the NAVs are not available before commencement of business hours on the following Business Day due to any reason, the Mutual Fund shall issue a press release providing reasons and explaining when the Mutual Fund would be able to publish the NAV.








HDFC Bank Ltd. 3.41 Reliance Industries Ltd. 2.71 ICICI Bank Ltd. 2.32 ITC Ltd. 2.23 Maruti Suzuki India Ltd. 1.65 Larsen & Toubro Ltd. 1.49 IndusInd Bank Ltd. 1.19 State Bank of India 1.12 Kotak Mahindra Bank Ltd. 1.11 ICICI Lombard General Insurance Co. Ltd. 1.02

Sector Allocation as on October 31, 2017Sector % to Net AssetsFerrous Metals (0.02%)Minerals/Mining 0.22% Power- Transmission 0.28% Industrial Capital Goods 0.37% Media & Entertainment 0.37% Housing Finance 0.46% Cement 0.52% Industrial Products 0.54% Power 0.62% Consumer Durables 0.65% Auto Ancillaries 0.65% Pharmaceuticals 0.67% Petroleum Products 0.96% Finance 1.02% Non - Ferrous Metals 1.05% Gas 1.18% Software 1.34% Engineering-Designing-Construction 1.49% Refineries/Marketing 2.71% Auto 3.29% Consumer Non Durables 4.33% Banks 11.12%




EDELWEiSS miD AND SmALL CAP FUNDiNVESTmENT OBjECTiVE The investment objective is to seek to generate long-term capital appreciation from a portfolio that is substantially constituted of equity and equity-related

securities focused on smaller companies. Generally, the universe will be the companies constituting the bottom fourth by way of market capitalization of stocks listed on the National Stock Exchange / The Bombay Stock Exchange. The fund manager may from time to time include other equity and equity-related securities outside the universe to achieve optimal portfolio construction. However, there can be no assurance that the investment objective of the scheme will be realised.


Under normal circumstances, it is anticipated that the asset allocation shall be as follows:Type of instruments Normal allocation (% of Net Assets) Risk profile

minimum maximumEquity and equity related securities of Smaller Companies* 65% 100% Medium to HighEquity and equity related securities of companies other than Smaller Companies*

0% 35% Medium to High

Debt and money market instruments 0% 35% Low to Medium* Includes investments in equity and equity related securities issued by domestic companies; including derivatives traded on the Futures and Options segment of Indian stock exchanges not exceeding 50% of the net assets of the Scheme, offshore securities, ADRs and GDRs not exceeding 50% of the net assets of the Scheme. Investment in securitised debt may be made to the extent of 20% of net assets of the Scheme.The cumulative gross exposure through equity, debt and derivative positions should not exceed 100% of the net assets of the Scheme. Cash or ash equivalents with residual maturity of less than 91 days will be treated as not creating any exposure. The corpus of the assets of the Scheme shall be predominantly invested in equity and equity related Securities including equity derivatives. However, due to market conditions, the AMC may invest beyond the range set out above. Such deviations shall normally be for a short term purpose only, for defensive considerations and with the intention of protecting the interests of the Unit Holders. In the event of deviations, rebalancing will normally be carried out within 10 business Days



SChEmE PLANS & OPTiONS The Scheme offers two plans – Regular Plan and Direct Plan.Each Plan offers Growth option and Dividend option.The Dividend option further offers two Sub options - Dividend payout & Dividend ReinvestmentGrowth option : Under the growth option, no dividend will be declared.Dividend option : Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:





minimum initial application amount

minimum additional application amount

minimum redemption / No. of Units

v 5,000 (Five thousand Rupees) and in multiples of v 1 (One Rupee) thereof

v 1,000 (One thousand Rupees) per application and in multiples of v 1 (One Rupee thereof

v 1,000 or 100 Units (The minimum amount balance after Redemption should be v 500. In case the balance falls below v 500 the units will be automatically redeemed along with the last redemption request).





Nifty Free Float Midcap 100 Index

DiSCLAimER WiTh RESPECT TO ThE USE OF NiFTy FREE FLOAT miDCAP 100

The Edelweiss Mid and Small Cap Fund (“Product”) is not sponsored, endorsed, sold or promoted by India Index Services & Products Limited (IISL). IISL makes no representation or warranty, express or implied to the owners of the Product or any member of the public regarding the advisability of investing in securities generally or in the Product particularly or the ability of the Nifty Free Float Midcap 100 Index to track general stock market performance in India. The relationship of IISL to the Edelweiss Asset Management Limited is in respect of the using of the trade name and the trade name of Nifty Free Float Midcap 100 Index for benchmarking purposes, which is determined, composed and calculated by IISL without regard to the Edelweiss Asset Management Limited or the Product. IISL has no obligation to take the needs of Edelweiss Asset Management Limited or the owners of the Product into consideration in determining, composing or calculating the Nifty Free Float Midcap 100 Index. IISL is not responsible for nor has participated in the determination of the timing of, prices at, or quantities of the Product to be issued or in determination or calculation of the equation by which the product is to be converted into cash. IISL has no obligation or liability in connection with the administration, marketing or trading of the Product.” “IISL does not guarantee the accuracy and/ or the completeness of the Nifty Free Float Midcap 100 Index or any data included therein and they shall have no liability for any errors, omissions, or interruptions therein. IISL makes no warranty, express or implied, as to the results to be obtained by the Principal Edelweiss Asset Management Limited, owners of the Product, or any other persons or entities from the use of the Nifty Free Float Midcap 100 Index or any data included therein. IISL makes no express or implied warranties and expressly disclaims all warranties of merchantability or fitness for a particular purpose or use with respect to the Nifty Free Float Midcap 100 Index or any data included therein. Without limiting any of the foregoing, in no event shall IISL have any liability for any special, punitive, indirect or consequential damages (including lost profi ts), even if notifi ed of the possibility of such damages”. The calculation of returns assume that all payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Distribution taxes are not considered.



Name of the Fund manager Tenure of managing the SchemeHead - Equities: Mr. Harshad Patwardhan Since December 26, 2007



EDELWEiSS miD AND SmALL CAP FUNDPERFORmANCE OF ThE SChEmE

Returns as on October 31, 2017REGULAR PLAN – GROWTh OPTiON : DiRECT PLAN – GROWTh OPTiON :

Date Scheme Returns (%) Nifty Free Float midcap 100# (%) Scheme Returns (%) Nifty Free Float midcap 100# (%)^Returns for the last 1 year 23.01% 24.96% 23.60% 24.96%^Returns for the last 3 years 19.53% 19.58% 20.48% 19.58%^Returns for the last 5 years 26.94% 21.82% **N.A. 21.82%^Returns since inception 10.78% 9.82% 26.52% 20.06%


100.00% –80.00% –60.00% –40.00% –20.00% –

0.00% –-20.00% –

Edelweiss Mid and Small Cap Fund-Direct-Growth (Inception Date Jan 01, 2013) Benchmark returns % - Nifty Free Float Midcap 100 (Inception Date Jan 01, 2013)

Edelweiss Mid and Small Cap Fund-Regular-Growth Benchmark returns% - Nifty Free Float Midcap 100

Financial YearsFY 13-14 FY 15-16FY 12-13 FY 14-15 FY 16-17

-9.28 %9.77%

-13.81% -2.52%

29.70% 28.45%18.33% 18.33%

84.22% 81.61%

52.51% 52.51%

-5.32% -6.08% -0.58% -0.58%

27.54% 26.84%36.46% 36.46%

Allotment dates: Regular Plan: 26 December, 2007 Direct Plan: 1 January, 2013 # Scheme Benchmark returns ^CAGR Returns ** Not ApplicableNote: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in future.


For Redemption Exit Load (% of applicable NAV)If redeemed within 12 months from the date of allotment in respect of purchase made other than through SIP; and If redeemed within 12 months from the date of allotment of units of each installment of SIP purchase.

1.00%

If redeemed after 12 months from the date of allotment in respect of purchase made other than through SIP; and If redeemed after 12 months from the date of allotment of units of each installment of SIP purchase.

Nil





~ Excluding Goods & Service Tax.WAiVER OF LOAD FOR DiRECT APPLiCATiONS

Not Applicable.











Sterlite Technologies Ltd. 2.97% Escorts Ltd. 2.65% Vakangee Ltd. 2.45%Kansai Nerolac Paints Ltd. 2.40%Nbcc India Ltd. 2.24% Himadri Speciality Chemical Ltd. 2.18% Mold-Tek Packaging Ltd. 2.12% City Union Bank Ltd. 2.09% The Federal Bank Ltd. 1.97% Birla Corporation Ltd. 1.97%

Sector Allocation as on October 31, 2017Sector % to Net AssetsPaper 0.48% Hotels, Resorts and Other Recreational Activities 0.51% Finance 0.92% Pesticides 1.04% Media & Entertainment 1.18% Ferrous Metals 1.24% Retailing 1.34% Power 1.61% Housing Finance 1.88% Commercial Services 1.95% Textile Products 2.37% Auto 2.65% Software 2.94% Telecom - Equipment & Accessories 2.97% Construction Project 3.12% Gas 3.12% Industrial Capital Goods 3.52% Chemicals 4.76% Auto Ancillaries 4.95% Pharmaceuticals 5.05% Cement 5.33% Consumer Non Durables 5.64% Construction 5.65% Industrial Products 7.04% Nbfc 7.11% Consumer Durables 7.41% Banks 8.43%



EDELWEiSS EqUiTy OPPORTUNiTiES FUNDiNVESTmENT OBjECTiVE The investment objective of the Scheme is to generate income and long-term capital growth from a diversified portfolio of predominantly equity and

equity-related securities including equity derivatives.However, there can be no assurance that the investment objective of the Scheme will be realised.


Under normal circumstances, it is anticipated that the asset allocation shall be as follows:Type of instruments Normal allocation (% of Net Assets) Risk profile

minimum maximumEquity and equity related securities* 65% 100% Medium to HighDebt and money market instruments 0% 35% Low to Medium

* Includes investments in equity and equity related securities issued by domestic companies; including derivatives traded on the Futures and Options segment of Indian stock exchanges not exceeding 50% of the net assets of the Scheme, offshore securities, ADRs and GDRs not exceeding 10% of the net assets of the Scheme as on March 31 of each relevant year. Investment in securitised debt may be made to the extent of 20% of net assets of the Scheme.



SChEmE PLANS & OPTiONS The above, the Scheme offers a choice of two plans:1. Direct Plan; and2. Regular PlanInvestors subscribing under Direct Plan of the Scheme will have to indicate “Direct Plan” against the Scheme name in the application form i.e. “Edelweiss Equity Opportunities Fund - Direct Plan”. Investors should also indicate “Direct” in the ARN column of the application form. However, in case Distributor code is mentioned in the application form, but “Direct Plan” is indicated against the Scheme name, the Distributor code will be ignored and the application will be processed under Direct Plan. Further, where application is received for Regular Plan without Distributor code or “Direct” mentioned in the ARN Column, the application will be processed under Direct Plan.The investment Portfolio shall be common for both the Plans.Each Plan under the Scheme offers a choice of two options which are as follow:1) Growth option2) Dividend option

Dividend option further has the following Sub options:1) Dividend Payout option2) Dividend Re-investment option

Under the Growth option no dividend will be declared.Under the Dividend option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:









v 1,000 per application and in multiples of v 1 thereof

v 1,000 or 100 Units (The minimum amount balance after Redemption should be v 500. In case the balance falls below v 500 the units will be automatically redeemed along with the last redemption request).





S&P BSE 200 Index.




Head - Equities: Mr. Harshad Patwardhan Since December 26, 2007





REGULAR PLAN – GROWTh OPTiON : DiRECT PLAN – GROWTh OPTiON :Date Scheme Returns (%) S&PBSE-200 index# (%) Scheme Returns (%) S&PBSE-200 index# (%)

^Returns for the last 1 year 19.94% 22.31% 20.51% 22.31%^Returns for the last 3 years 12.17% 11.65% 13.11% 11.65%^Returns for the last 5 years 16.82% 16.43% **N.A. **N.A.^Returns since inception 10.94% **N.A. 17.24% 15.29%

EDELWEiSS EqUiTy OPPORTUNiTiES FUNDAbsolute Returns for each financial year for the last 5 years

50.00% –40.00% –30.00% –20.00% –10.00% –

0.00% –-10.00% –

Edelweiss Equity Opportunities Fund-Direct-Growth (Inception Date Jan 01, 2013) Benchmark returns% - S&P BSE 200 (Inception Date Jan 01, 2013)

Edelweiss Equity Opportunities Fund-Regular-Growth Benchmark returns% - S&P BSE 200


-6.54%5.60%

-6.29%7.80%

20.93% 19.76% 19.13% 19.13%

46.59% 44.35%

33.77% 33.77%

-5.70% -6.61% -6.44% -6.44%

18.72% 17.82%24.03% 24.03%

Allotment dates: Regular Plan: 14 June, 2007, Direct Plan: 1 January, 2013# Scheme Benchmark returns ^CAGR Returns ** Not ApplicableNote: Since inception returns have been calculated from the date of allotmentPast performance may or may not be sustained in future.


For Redemption Exit Load (% of applicable NAV)If redeemed within 12 months from the date of allotment in respect of purchase made other than through SIP; and If redeemed within 12 months from the date of allotment of units of each installment of SIP purchase.

1.00%

If redeemed after 12 months from the date of allotment in respect of purchase made other than through SIP; and If redeemed after 12 months from the date of allotment of units of each installment of SIP purchase.

Nil



SCHEMES”.





Not Applicable.









Top 10 holdings as on October 31, 2017issuer % to Net

AssetsHDFC Bank Ltd. 8.75% Reliance Industries Ltd. 6.74% Housing Development Finance Corp Ltd. 5.63% ICICI Bank Ltd. 4.58% Larsen & Toubro Ltd. 4.47% Maruti Suzuki India Ltd. 4.45% IndusInd Bank Ltd. 3.42% State Bank of India 2.86% ITC Ltd. 2.76% Kotak Mahindra Bank Ltd. 2.65%

Sector Allocation as on October 31, 2017Sector % to Net AssetsAuto Ancillaries 0.43% Textile Products 0.48% Finance 0.74% Industrial Capital Goods 0.91% Ferrous Metals 0.95% Retailing 0.95% Media & Entertainment 1.06% Power- Transmission 1.07% Gas 1.24% Construction Project 1.24% Telecom - Services 1.31% Pharmaceuticals 1.56% Telecom - Equipment & Accessories 1.93% Non - Ferrous Metals 1.99% Chemicals 2.19% Construction 2.47% Cement 2.71% Consumer Durables 2.90% Software 3.19% Industrial Products 3.31% Engineering-Designing-Construction 4.47% Housing Finance 5.63% Nbfc 6.40% Refineries/Marketing 6.74% Consumer Non Durables 6.77% Auto 7.40% Banks 24.42%



EDELWEiSS ECONOmiC RESURGENCE FUNDiNVESTmENT OBjECTiVE The primary investment objective of the Scheme is to generate long term capital appreciation, from a diversified portfolio that is substantially constituted

of equity and equity related securities of companies with focus on riding economic cycles through dynamic allocation between various sectors and stocks at different stages of economic activity.This fund will generally not invest in defensive sectors such as pharmaceuticals, fast moving consumer goods and IT services.However, there can be no assurance that the investment objective of the Scheme will be realized.



Type of instruments Normal allocation (% of Net Assets) Risk profileminimum maximum

Equity and equity-related Securities * 80% 100% HighDebt and money market instruments 0% 20% Low to Medium

* Includes investment in equity and equity related securities of companies with a focus on riding economic cycle ; including derivatives traded on the Futures and Options segment of Indian stock exchanges not exceeding 50% of the net assets of the Scheme, offshore securities, The scheme shall not invest in stock lending, securitized debt, short selling and repo in corporate debt. The scheme shall not invest in offshore securities, ADRs and GDRs. Though the scheme may invest in IDR (Indian Depository Receipt) listed on the stock exchange of India.The Scheme retains the flexibility to invest across all securities in the Debt Securities and Money Market Instruments. The Scheme may also invest in units of debt and liquid mutual fund schemes. The portfolio may hold cash depending on the market conditionsThe cumulative gross exposure through equity, debt and derivative positions shall not exceed 100% of the net assets of the Scheme.Cash or cash equivalents with residual maturity of less than 91 days will not be treated as creating any exposure.The corpus of the assets of the Scheme shall be predominantly invested in equity and equity related Securities including equity derivatives. However, due to market conditions, the AMC may invest beyond the range set out above. Such deviations shall normally be for a short term purpose only, for defensive considerations and with the intention of protecting the interests of the Unit Holders. In the event of deviations, rebalancing will be carried out within 30 Business Days.In case the rebalancing is not done within the specified period, justification for the same shall be provided to the Investment Committee and the reason for the same shall be recorded in writing. The Investment Committee shall then decide on the course of action.



SChEmE PLANS & OPTiONS The above, the Scheme offers a choice of two plans:1. Direct Plan; and2. Regular PlanThe investment Portfolio shall be common for both the Plans.Each Plan under the Scheme offers a choice of two options which are as follow:1) Growth option2) Dividend option

Dividend option further has the following Sub options:1) Dividend Payout option2) Dividend Re-investment option

Under the Growth option no dividend will be declared.Under the Dividend option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:



Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case, if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for Dividend reinvestment facility.



minimum initial Application Amount minimum Additional Application Amount minimum Redemption / No. of Units


v 1,000 (One Thousand Rupees) per application and in multiples of v 1 (One Rupee) thereof

v 1,000 (One Thousand Rupees) or 100 (One Hundred) Units or the account balance, whichever is lower.





S&P BSE 200



Name of the Fund manager Tenure of managing the SchemeHead - Equities: Mr. Harshad Patwardhan Since February 3, 2015

EDELWEiSS ECONOmiC RESURGENCE FUNDNAmE OF ThE TRUSTEE COmPANy




Date Scheme Returns (%) S&PBSE-200 index# (%) Scheme Returns (%) S&PBSE-200 index# (%)^Returns for the last 1 year 25.52% 22.31% 25.85% 22.31%^Returns since inception 12.27% 10.13% 13.10% 10.13%

Absolute returns for each financial year for the last 2 years

30.00% –25.00% –20.00% –15.00% –10.00% –

5.00% –0.00% –

-5.00% –-10.00% –

Edelweiss Economic Resurgence Fund-Direct-Growth Benchmark returns % - S&P BSE 200

Edelweiss Economic Resurgence Fund-Regular-Growth Benchmark returns % - S&P BSE 200


0.61% 0.34% -2.16% -2.16% -5.66% -6.57% -6.44% -6.44%

24.28% 23.48% 24.03% 24.03%

Allotment date : 3 February, 2015 # Scheme Benchmark returns ^CAGR Returns Note: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in future.


For Redemption Load Chargeable (% of the Applicable NAV)

If redeemed within 12 months from the date of allotment in respect of purchase made other than through SIP 1.00%If reddemed after 12 months from the date of allotment in respect of purchase made other than through SIP Nil



SCHEMES”.


Plan Total Recurring Expense as percentage of average net assets

Direct Plan 2.40%~Regular Plan 3.03%~



Not Applicable.











HDFC Bank Ltd. 7.95% Reliance Industries Ltd. 5.76% Housing Development Finance Corp Ltd. 5.04% ICICI Bank Ltd. 4.61% Larsen & Toubro Ltd. 4.34% Maruti Suzuki India Ltd. 4.24% IndusInd Bank Ltd. 3.25% State Bank of India 2.81% Dalmia Bharat Ltd. 2.25% Action Construction Equipment Ltd. 2.09%


Sector % to Net AssetsFinance 0.00% Gas 0.63% Software 0.90% Telecom - Services 0.93% Textile Products 0.93% Engineering Services 0.98% Ferrous Metals 1.03% Consumer Non Durables 1.34% Construction Project 2.24% Non - Ferrous Metals 2.30% Telecom - Equipment & Accessories 2.52% Nbfc 3.04% Chemicals 3.61% Engineering-Designing-Construction 4.34% Housing Finance 5.04% Construction 5.18% Cement 5.48% Refineries/Marketing 5.76% Consumer Durables 5.98% Industrial Capital Goods 7.79% Auto 7.87% Industrial Products 8.00% Banks 20.29%



EDELWEiSS ELSS FUNDiNVESTmENT OBjECTiVE The primary objective of the scheme is to generate long-term capital appreciation with an option of periodic payouts at the end of lock in periods from

a portfolio that invests predominantly in equity and equity related instruments. However, there is no assurance that the investment objective of the Scheme will be realized and the Scheme does not assure or guarantee any returns.


The Asset Allocation pattern of the Scheme under normal circumstances is as under:

Type of instruments Allocation (% of Corpus) Risk Profile

minimum maximum

Equity & Equity related instruments 80% 100% High

Short Term Debt & Money Market instruments* 0% 20% Low to Medium*Money Market instruments include CPs, commercial Bills, corporate Debt, Tbills & Govt sectors having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from time to time. Short Term Debt instruments include debt instruments with daily to monthly put/call options, debt instruments with maturity less than one year and other like debt instruments.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risks mentioned in SAI/SID which are summarized below:1. Due to the lock in requirements under ELSS Guidelines, the ability of investors to realise returns is restricted for the first three years.2. The Scheme proposed to invest in Equity & Equity related instruments. Investment in such instruments involve risks such as Liquidity Risk, Risks

related to Capital Markets, Macro Factors Risk, Price Risk, Execution Risk, Redemption Risk, Substantial Holding Risk, NAV below par. 3. Risk associated with investments in Fixed Income and Money Market Instruments which involve Interest rate risk, Spread risk, Credit risk or default

risk, Liquidity & Settlement Risk, Reinvestment risk, Performance Risk, Prepayment Risk, Market risk etc.

SChEmE PLANS & OPTiONS The Scheme offers two Plans:1. Edelweiss ELSS Fund (Regular Plan) and2. Edelweiss ELSS Fund - Direct Plan.

Direct Plan will be offered only for investors who purchase /subscribe Units of the Scheme directly with the Fund and is not available for investors who route their investments through a Distributor. However, the portfolio of the Scheme under both these Plans will be common.

Each Plan to the Scheme offers Growth and Dividend Option. Dividend Option has Payout & Sweep Facility.



Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case, if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for Dividend Payout facility.



minimum Purchase Amount Additional Purchase Amount Repurchase (Redemption)* Amount/Unit

Minimum of v 500/- and in multiples of v 500/- thereafter.

Minimum of v 500/- and in multiples of v 500/- thereafter.

Minimum Redemption Amount can be v 1/- or any number of units.For demat transactions, minimum redemption would be mandatorily 50 units.*Redemption of Units can be made only after a period of 3 years of lock-in period form the date of allotment of the Units proposed to be redeemed.




Nifty 500 IndexThe Fund reserves the right to change the benchmark for evaluation of the performance of the Scheme from time to time, subject to SEBI Regulations and other prevailing guidelines if any.




Fund Manager : Mr. Harshad Patwardhan Since September 18, 2017






DateScheme


Returns# (%)Scheme


Returns# (%)



^Returns for the last 5 years 17.86% 16.84% **N.A. 16.84%

^@Returns since inception 18.85% 18.24% 18.17% 16.03%

EDELWEiSS ELSS FUNDAbsolute Returns for each financial year for the last 5 years

50.00% –40.00% –30.00% –20.00% –10.00% –

0.00% –-10.00% –

Edelweiss ELSS Fund-Regular-Growth Edelweiss ELSS Fund-Direct-Growth (Inception Date Jan 21, 2013) Benchmark returns% - Nifty 500 Benchmark returns% - Nifty 500 (Inception Date Jan 21, 2013)


-5.13%6.74% 6.39%

-6.71%

FY 12-13 FY 14-15 FY 16-17

20.02%

47.24%

-6.40%

20.89%20.50%

47.87%

-5.86%

21.82%19.17%

34.93%

-6.54%

25.52%19.17%

34.93%

-6.54%

25.52%

#Nifty 500; @Inception date is deemed to be the date of allotment i.e. December 30, 2008; Inception date of Direct Plan is January 21, 2013; ^Returns below one year are Absolute and those above one year are Compounded Annualised Growth Returns (CAGR)Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.






Regular Plan 2.97%

Direct Plan 2.22% *Total expenses include Goods & Service Tax on Management Fees


Not Applicable.












HDFC Bank Ltd. 7.89% Reliance Industries Ltd. 5.79% Housing Development Finance Corp Ltd. 4.75% ICICI Bank Ltd. 4.19% Maruti Suzuki India Ltd. 4.02% Larsen & Toubro Ltd. 3.43% IndusInd Bank Ltd. 3.28% Tata Consultancy Services Ltd. 3.10% State Bank of India 2.82% Indraprastha Gas Ltd. 2.57%


Sector % to Net Assets

Finance 0.00% Commercial Services 0.93% Chemicals 1.01% Ferrous Metals 1.07% Construction Project 1.36% Retailing 1.43% Non - Ferrous Metals 1.79% Auto Ancillaries 1.82% Telecom - Equipment & Accessories 1.82% Industrial Capital Goods 2.57% Consumer Durables 2.83% Engineering-Designing-Construction 3.43% Construction 3.64% Pharmaceuticals 3.77% Gas 3.83% Cement 3.90% Consumer Non Durables 3.97% Software 4.75% Housing Finance 4.75% Industrial Products 5.13% Nbfc 5.21% Refineries/Marketing 5.79% Auto 7.19% Banks 22.97%




EDELWEiSS TAx ADVANTAGE FUND#In order to comply with the requirement of ELSS 2005 guidelines, further subscription/switch-in into Edelweiss Tax Advantage Fund is restricted with effect from October 17, 2016.

iNVESTmENT OBjECTiVE The investment objective of the Scheme is to generate income and long-term capital appreciation from a diversified portfolio of predominantly equity and equity-related Securities. However, there can be no assurance that the investment objective of the Scheme will be realized, as actual market movements may be at variance with anticipated trends.



Type of instruments Normal allocation (% of net assets) indicative allocation (% of net assets) Risk ProfileEquity and equity -related Securities* 95% 80% - 100% Medium to HighDebt and money market instruments 5% 0% - 20% Low to Medium

In accordance with the Equity Linked Savings Scheme (ELSS), investments by the Scheme in equity and equity related Securities will not fall below 80% of the net assets of the Scheme. As per the ELSS, the Scheme after 3 (three) years from the date of allotment of Units can hold investments in short term money market instruments or other liquid instruments or both only up to 20% of its net assets.Under normal market conditions, the corpus of the assets of the Scheme shall be predominantly invested in equity Securities as per the asset allocation pattern above. However, due to market conditions, the AMC may invest beyond the range set out above. Such deviations shall normally be for a short term purpose only, for defensive considerations and with the intention of protecting the interests of the Unit Holders. In the event of deviations, rebalancing will normally be carried out within 10 (ten) Business Days.* Equity related Securities shall mean equities, cumulative convertible preference shares and fully convertible debentures and bonds of companies. Investment may also be made in partly convertible issues of debentures and bonds including those issued on rights basis subject to the condition that, as far as possible, the non-convertible portion of the debentures so acquired or subscribed, shall be disinvested within a period of 12 (twelve) months. In accordance with the ELSS, investments by the Scheme in equity and equity related Securities will not fall below 80% of the net assets of the Scheme. As per the ELSS, the Scheme after 3 (three) years from the date of allotment of Units can hold investments in short term money market instruments or other liquid instruments or both only up to 20% of its net assets.The Scheme does not intend to make any investments in derivatives, ADR / GDRs / foreign Securities and mutual fund units. However, the Scheme may make investments in derivatives, ADR / GDRs / foreign Securities as and when permitted by the ELSS and till a clarification is received from SEBI. The scheme shall not invest in foreign securitized debt.



SChEmE PLANS & OPTiONS The Scheme offers two plans - Regular Plan and Direct Plan.Each Plan offers growth option and Dividend option.The Dividend option further offers two Sub options- Dividend payout & Dividend TransferGrowth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:


Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case, if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for Dividend payout facility.






v 500 (Five hundred Rupees) and in multiples of v 500 (Five hundred Rupees) thereof

R 500 (Five hundred Rupees) per application and in multiples of R 500/- (Five hundred Rupees) thereof.

v 500 or 50 Units (The minimum amount balance after Redemption should be v 500. In case the balance falls below v 500 the units will be automatically redeemed along with the last redemption request).





S&P BSE-200 Index




Fund Manager - Equity : Harshad Patwardhan Since January 27, 2009





Date Scheme Returns (%) S&P BSE-200 index # (%) Scheme Returns (%) S&P BSE-200 index # (%)^Returns for the last 1 year 18.18% 22.31% 18.81% 22.31%^Returns for the last 3 years 11.55% 11.65% 12.78% 11.65%^Returns for the last 5 years 16.22% 16.43% **N.A. 16.43%^Returns since inception 16.98% 19.74% 16.70% 15.29%

EDELWEiSS TAx ADVANTAGE FUNDAbsolute Returns for each financial year for the last 5 years

50.00% –40.00% –30.00% –20.00% –10.00% –

0.00% –-10.00% –

Edelweiss Tax Advantage Fund-Direct Plan-Growth (Inception Date Jan 01, 2013) Benchmark returns % - S&P BSE 200 (Inception Date Jan 01, 2013)

Edelweiss Tax Advantage Fund-Regular Plan-Growth Benchmark returns % - S&P BSE 200


-6.88%4.72%

-6.29%7.80%

FY 12-13 FY 14-15 FY 16-17

20.18% 19.15% 19.13% 19.13%

47.19% 45.08%

33.77% 33.77%

-5.31% -6.55% -6.44% -6.44%

17.97% 17.04%

24.03% 24.03%

Allotment dates: Regular Plan: 27 January, 2009, Direct Plan: 1 January, 2013

# Scheme Benchmark returns ^CAGR Returns ** Not Applicable

Note: Since inception returns have been calculated from the date of allotment

Past performance may or may not be sustained in future.

ExPENSES OF ThE SChEmE (i) Load Structure Entry Load: Nil Exit Load: N.A.



SCHEMES”.


Plan Total Recurring Expense as percentage of average net assets

Direct Plan 2.17%~

Regular Plan 2.88%~ ~ Excluding Goods & Service Tax.


Not Applicable.











HDFC Bank Ltd. 8.71% Reliance Industries Ltd. 6.43% Housing Development Finance Corp Ltd. 5.52% Maruti Suzuki India Ltd. 4.90% Larsen & Toubro Ltd. 4.41% ICICI Bank Ltd. 4.24% State Bank of India 3.55% IndusInd Bank Ltd. 3.41% ITC Ltd. 2.78% Kotak Mahindra Bank Ltd. 2.63%

Sector Allocation as on October 31, 2017Sector % to Net AssetsFinance 0.00% Auto Ancillaries 0.44% Industrial Capital Goods 0.79% Textile Products 0.97% Retailing 0.99% Ferrous Metals 1.03% Gas 1.22% Construction Project 1.24% Media & Entertainment 1.53% Non - Ferrous Metals 1.94% Power- Transmission 2.04% Telecom - Equipment & Accessories 2.25% Industrial Products 2.35% Chemicals 2.43% Construction 2.47% Consumer Durables 2.68% Cement 2.72% Software 4.20% Engineering-Designing-Construction 4.41% Housing Finance 5.52% Nbfc 6.13% Refineries/Marketing 6.43% Consumer Non Durables 6.77% Auto 9.44% Banks 24.54%



EDELWEiSS LiqUiD FUNDiNVESTmENT OBjECTiVE The investment objective of the Scheme is to provide reasonable returns, commensurate with low risk while providing a high level of liquidity, through

a portfolio of money market and debt securities. However there can be no assurance that the investment objectives of the Scheme will be realized.



Type of instruments Normal allocation (% of Net Assets) Risk profile

Money market instruments (including cash and reverse repo and debt instruments with maturity up to 91 days)*

Up to 100% Low

Securitised debt instruments with maturity up to 91 days Up to 30% Low*Investment in Derivatives - Up to 10% of the net asset of the Scheme

Floating rate debt instruments are debt instruments issued by Central / state governments, corporates, PSUs, etc. with interest rates that are reset periodically. The periodicity of interest reset could be daily, monthly, quarterly, half yearly, and annually or any other periodicity that may be mutually agreed between the issuer and the Fund. The Scheme shall not invest in foreign securitised debt.Money market instruments include commercial papers, commercial bills, treasury bills, Collateralised Borrowing and Lending Obligations (CBLO), government securities having an unexpired maturity up to one year, call or notice money, certificates of deposit, usance bills and any other like instruments as specified by the RBI from time to time. The Scheme can invest up to 50% of net assets in foreign securities.The cumulative gross exposure through equity, debt and derivative positions should not exceed 100% of the net assets of the Scheme.Cash or cash equivalents with residual maturity of less than 91 days will be treated as not creating any exposure.



SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans: 1. Regular Plan; and 2. Direct Plan.The investment portfolio shall be common for both the Plans.Each Plan under the Scheme offers:1. Growth Option 2. Dividend Reinvestment 3. Dividend Payout 4. Daily, Weekly, Fortnightly, Monthly & Annual Dividend Reinvestment, 5. Weekly, Fortnightly, Monthly & Annual Dividend Payout.Growth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:









8 Mentioned Not mentioned Regular PlanDefault Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case, if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for Dividend Reinvestment facility.




v 5,000 per application and in multiples of v 1 thereafter


v 1,000 or 1 Unit





CRISIL Liquid Fund Index.




Fund Manager : Mr. Gautam Kaul Since February 1, 2017





Date Scheme Returns (%) CRiSiL Liquid Fund index# (%) Scheme Returns (%) CRiSiL Liquid Fund

index# (%)^Returns for the last 1 year 6.52% 6.71% 6.62% 6.71%^Returns for the last 3 years 7.29% 7.57% 7.39% 7.57%^Returns for the last 5 years 8.03% 8.17% **NA **NA^@Returns since inception 7.91% 7.55% 8.11% 8.18%

EDELWEiSS LiqUiD FUNDAbsolute Returns for each financial year for the last 5 years

12.00% –10.00% –

8.00% –6.00% –4.00% –2.00% –0.00% –

Edelweiss Liquid Fund-Direct Plan-Growth (Inception Date Jan 1, 2013) Benchmark returns% - Crisil Liquid Fund Index

Edelweiss Liquid Fund-Regular-Growth Benchmark returns% - Crisil Liquid Fund Index (Inception Date Jan 1, 2013)

Financial Years

2.06%

9.34%

1.88%

8.17%

FY 13-14 FY 15-16FY 12-13 FY 14-15 FY 16-17

9.52% 9.39% 9.54% 9.54%9.17%

9.13%9.08% 8.92% 8.98% 8.98%8.72%

7.85% 7.77%8.06% 8.06%

7.71% 6.74% 6.65% 7.11% 7.11%6.60%

Edelweiss Liquid Fund-Retail Plan-Growth

Allotment dates : Retail Plan : 16 September, 2008, Regular Plan : 21 September, 2007 Direct Plan: 1 January, 2013# Scheme Benchmark returns ** Not Applicable Note: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.


(ii) Recurring Expenses The total expense ratio of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regulation 52

of the SEBI (Mutual Fund) Regulations, 1996. Accordingly, the AMC has estimated that upto 2.25% of the daily net asset of the Scheme will be charge to the Scheme as expenses. In addition to the limits specified above, please refer paragraph “Recurring Expenses” under the section “INFORMATION COMMON TO ALL SCHEMES”(iii) Actual Expenses For The Financial year 2016-17

Plan Total Recurring Expense as percentage of average net assets*

Direct Plan 0.05%~Regular Plan 0.18%~Super Institutional Plan 0.13%~



Not Applicable.










issuer % to Net Assets91 DAYS TBILL RED 21-12-2017 11.24% ICICI BANK CD RED 17-11-2017 11.15% BAJAJ FINANCE CP 09-11-2017 8.08% ADITYA BIRLA FIN CP 09-11-17 8.08% NABARD CP RED 20-11-17 8.07% L&T HSG FIN LTD CP 27-11-17 6.05% L&T INFRASTRUCTURE FIN CP RED 06-11-2017 4.04% IL & FS LTD RED CP 13-11-2017 4.04% KOTAK MAHINDRA BANK CD RED 16-11-2017 4.04% RELIANCE INDUSTRIES CP RED 20-11-2017 4.04%


Sector market Value (R in Crs)

% to Net Assets

Banks 287.00 23.24% Housing Finance 149.36 12.10% Nbfc 398.24 32.25% Other Receivables 1.10 0.09% Others 31.30 2.54% Public Financial Institution 149.33 12.09% Refineries/Marketing 49.84 4.04% Sov 168.71 13.66% Grand Total 1234.88 100.00%


PORTFOLiO TURNOVER RATiO As on October 31, 2017: N.A

EDELWEiSS ULTRA ShORT TERm FUNDiNVESTmENT OBjECTiVE The investment objective is to provide liquidity and optimal returns to investors by investing primarily in a mix of short-term debt and money market

instruments which results in a portfolio having marginally higher maturity and moderately higher credit risk as compared to a liquid fund, at the same time maintaining a balance between safety and liquidity. However, there can be no assurance that the investment objective of the Scheme will be realized.


Under normal circumstances it is anticipated that the asset allocation shall be as follows:

Type of instruments indicative allocation (% of Net Assets) Risk profile

minimum maximum

Money market instruments and *Debt Instruments including government securities, corporate debt, securitized debt and other debt instruments with maturity/ residual maturity/interest rate resets less than or equal to 1 year or have put options within a period of 1 year

65 100 Low

*Debt instruments including government securities, corporate debt, securitized debt and other debt instruments with maturity/ residual maturity/interest rate resets greater than 1 year

0 35 Low to Medium

The weighted average maturity of the Scheme shall be between 91 days & 1 year.Debt Instruments include securitised debt. Securitised debt can be up to 50% of the net assets. Investment in Derivatives - up to 50% of the net assets of the Scheme.Scheme shall not have total exposure exceeding 30% of its net assets in a particular sector (excluding investments in Bank Certificate of Deposits, CBLO, Government of India Securities, Treasury Bills and AAA rated Securities issued by Public Financial Institutions and Public Sector Banks).Provided that an additional exposure to financial services sector (over and above the limit of 25%) not exceeding 10% of the net assets of the Scheme shall be allowed by way of increase in exposure to Housing Finance Companies (HFCs) only. Provided further that the additional exposure to such securities issued by HFCs are rated AA and above and these HFCs are registered with National Housing Bank and the total investment / exposure in HFCs shall not exceed 30% of the net assets of the Scheme.

Types of instruments in which the Scheme shall investScheme may invest in the following asset classes:y Floating rate debt instruments are debt instruments issued by Central / state governments, corporates, PSUs, etc. with interest rates that are reset

periodically. The periodicity of interest reset could be daily, monthly, quarterly, half yearly, and annually or any other periodicity that may be mutually agreed between the issuer and the Fund. The Scheme shall not invest in foreign securitised debt.y Money market instruments include commercial papers, commercial bills, treasury bills, Collateralised Borrowing and Lending Obligations (CBLO),

government securities having an unexpired maturity up to one year, call or notice money, certificates of deposit, usance bills and any other like instruments as specified by the RBI from time to time.y The Scheme can invest up to 50% of net assets in foreign securities.y Cash or cash equivalents with residual maturity of less than 91 days will be treated as not creating any exposure.



SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans: 1. Regular Plan; and 2. Direct planThe investment portfolio shall be common for both the Plans.Each Plan under the Scheme offers:• Growth option • Dividend Reinvestment option • Dividend Payout option • Daily, Weekly, Fortnightly, Monthly & Annual Dividend reinvestment option • Weekly, Fortnightly, Monthly & Annual Dividend Payout optionUnder the Growth option, no dividend will be declared.Growth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:







v 1,000 per application and in multiples of Re.1 thereafter

v 1,000 or 1 Unit





CRISIL Liquid Fund Index.




Fund Manager : Mr. Gautam Kaul Since February 1, 2017

NAmE OF ThE TRUSTEE COmPANy Edelweiss Trusteeship Company Limited

EDELWEiSS ULTRA ShORT TERm FUNDPERFORmANCE OF ThE SChEmE




CRiSiL Liquid Fund index# (%)

Scheme Returns (%)

CRiSiL Liquid Fund index# (%)

^Returns for the last 1 year Edelweiss Ultra Short Term Fund - Growth 7.13% 6.71% 7.70% 6.71% Edelweiss Ultra Short Term Fund Plan B - Growth## 7.34% 6.71% **N.A. **N.A.^Returns for the last 3 years Edelweiss Ultra Short Term Fund - Growth 4.50% 7.57% 4.73% 7.57% Edelweiss Ultra Short Term Fund Plan B - Growth## 4.40% 7.57% **N.A. **N.A.^Returns for the last 5 years Edelweiss Ultra Short Term Fund - Growth 6.38% 8.17% **N.A. **N.A. Edelweiss Ultra Short Term Fund Plan B - Growth## 6.06% 8.17% **N.A. **N.A.^@Returns since inception Edelweiss Ultra Short Term Fund - Growth 7.21% 7.55% 6.49% 8.18% Edelweiss Ultra Short Term Fund Plan B - Growth## 6.72% 7.57% **N.A. **N.A.


20.00% –15.00% –10.00% –

5.00% –0.00% –

-5.00% –

Edelweiss Ultra Short Term Fund - Retail - Growth Edelweiss Ultra Short Term Fund - Super Institutional - Growth Edelweiss Ultra Short Term Fund - Direct - Growth (Inception Date Jan 1, 2013) Benchmark returns% - CRISIL Liquid Fund Index Benchmark returns% - CRISIL Liquid Fund Index (Inception Date Jan 1, 2013)


10.06%

9.00% 8.61% 8.68%

-1.73%

7.17%9.56% 9.26% 9.33%

-1.49%

7.15%2.09%

9.42% 9.50%

-1.43%

7.21%8.17%9.54% 8.97% 8.05% 7.11%

1.87%

9.54% 8.97% 8.05% 7.11%

Allotment dates: Retail Plan : 16 September, 2008, Super Institutional : 21 September, 2007, Direct Plan: 1 January, 2013# Scheme Benchmark returns ** Not Applicable ## Plans closed for Subscription ^ CAGR Returns Note: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

ExPENSES OF ThE SChEmE (i) Load Structure: Entry Load: Not Applicable Exit Load: Nil

Also please refer paragraph on “Load Structure” under the section “INFORMATION COMMON TO ALL SCHEMES”



Plan Total Recurring Expense as percentage of average net assets*Direct Plan 0.01%~Regular Plan 0.07%~Super institutional Plan 0.04%~



Not Applicable.










issuer % to Net Assets323 DAYS TBILL RED 13-03-2018 30.46% CBLO 29.43% 9.00% EDEL COMM 17-04-2020 P/C 19-04-18 8.04% INFINA FINANCE PVT CP 06-11-17 7.78% JM FIN PRODUCTS CP 06-11-17 7.78% 9.1% DEWAN HSG FIN NCD RED 16-08-2019 2.50% 6.95% LIC HOUSING FIN NCD RED 06-09-2018 2.49% ICICI BANK CD RED 17-11-2017 2.17% 9% EDEL RETAIL 190820 P190218 P/C 200818 1.62% 9.80% ECL FINANCE LTD NCD RED 31-12-2020 1.60%



% to Net Assets

Banks 6.98 2.17%Housing Finance 16.53 5.15%NBFC 65.86 20.51%Other Receivables -15.64 -4.87%Others 94.52 29.44%Power- Transmission 1.28 0.40%Public Financial Institution 25.81 8.04%Services 27.97 8.71%SOV 97.82 30.46%Grand Total 321.13 100.00%



EDELWEiSS BOND FUNDiNVESTmENT OBjECTiVE To generate optimal returns while maintaining liquidity through active management of the portfolio by investing in debt and money market instruments.

However, there can be no assurance that the investment objective of the Scheme will be realized.




minimum maximum

Money market & debt instruments with maturity / average maturity / interest rate reset not greater than one year

10% 100 % Low

Debt instruments including government securities and corporate Debt* 0 % 90 % Low to Medium

* Debt instruments include securitised debt. Securitised debt (excluding foreign securitised debt) can be up to 50% of the net assets of the scheme. Investment in derivatives also - up to 50% of the net asset of the SchemeFloating rate debt instruments are debt instruments issued by Central / state governments, corporates, PSUs, etc. with interest rates that are reset periodically. The periodicity of interest reset could be daily, monthly, quarterly, half yearly, and annually or any other periodicity that may be mutually agreed between the issuer and the Fund. The Scheme shall not invest in foreign securitized debt.Money market instruments include commercial papers, commercial bills, treasury bills, Collateralised Borrowing and Lending Obligations (“CBLO”), government securities having an unexpired maturity up to one year, call or notice money, certificates of deposit, usance bills and any other like instruments as specified by the RBI from time to time.The Scheme shall not invest in ADRs/GDRs and not more than 50% in foreign securities, as permitted by SEBI. The Scheme shall not engage in stock lending.The cumulative gross exposure through equity, debt and derivative positions should not exceed 100% of the net assets of the Scheme.Cash or cash equivalents with residual maturity of less than 91 days will be treated as not creating any exposure.



SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans: 1. Regular plan; and2. Direct planThe investment portfolio shall be common for both the Plans.Each Plan under the Scheme offers:y Growth optiony Dividend Reinvestment optiony Dividend Payout optiony Annual Dividend reinvestment optiony Annual Dividend Payout option

Growth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:







v 5,000 (Five Thousand Rupees) per application and in multiples of v 1 (One Rupee) thereafter.

Minimum of v 1 (One Rupee) and in multiples of v 1 (One Rupee) thereafter.

Minimum Redemption amount can be v 5,000 (Five Thousand Rupees) or 500 (Five Hundred) Units.





CRISIL Composite Bond Fund Index.




Fund Manager : Mr. Dhawal Dalal Since November 28, 2016



EDELWEiSS BOND FUNDPERFORmANCE OF ThE SChEmE



CRiSiL Composite Bond Fund index# (%)

Scheme Returns (%)

CRiSiL Composite Bond Fund index# (%)

^Returns for the last 1 year Edelweiss Bond Fund - Growth 4.82% 7.17% 5.72% 7.17% Edelweiss Bond Fund Plan B - Growth## 5.71% 7.17% **N.A. **N.A.^Returns for the last 3 years Edelweiss Bond Fund - Growth 7.35% 9.92% 8.36% 9.92% Edelweiss Bond Fund Plan B - Growth## 8.33% 9.92% **N.A. **N.A.^Returns for the last 5 years Edelweiss Bond Fund - Growth 7.48% 9.25% **N.A. 9.25% Edelweiss Bond Fund Plan B - Growth## 8.42% 9.25% **N.A. **N.A.^@Returns since inception Edelweiss Bond Fund - Growth 6.45% 8.40% 8.42% 9.15% Edelweiss Bond Fund Plan B - Growth## 4.69% 8.40% **N.A. **N.A.


16.00% –14.00% –12.00% –10.00% –

8.00% –6.00% –4.00% –2.00% –0.00% –

Edelweiss Bond Fund-Direct Plan-Growth Benchmark returns% - Crisil Composite Bond Fund Index (Inception Date Jan 04, 2013)

Edelweiss Bond Fund-Regular Plan-Growth Benchmark returns% - Crisil Composite Bond Fund Index (Inception Date Jun 25, 2008)

Financial Years

FY 13-14 FY 15-16FY 12-13 FY 14-15 FY 16-17

1.95%

4.40%

1.50%

9.24%8.57%

4.81% 4.69% 4.39% 4.39%3.94%

14.34% 14.31% 14.59% 14.59%13.03%

7.00% 6.97%8.24% 8.24%

6.02%

8.98% 8.97%11.09% 11.09%

8.04%

Edelweiss Bond Fund-Retail Plan-Growth

Allotment dates: Retail Plan: 27 June, 2008, Direct Plan: 1 January, 2013.# Scheme Benchmark returns ** Not Applicable ## Plan closed for Subscription ^ CAGR Returns Note: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.




Plan Total Recurring Expense as percentage of average net assets*Direct Plan 0.94% ~Institutional Plan 0.98%~Retail Plan 1.83%~



Not Applicable.










issuer % to Net AssetsCBLO 29.02% 9.25% DEWAN HOUSING FIN NCD RED 09-09-23 9.94% 8.65% BANK OF BARODA PERP CAL 11-08-2022 9.66% 6.79% GOVT OF INDIA RED 15-05-2027 9.60% 6.68% GOVT OF INDIA RED 17-09-2031 9.37% 8.40% NUCLEAR POW COR IN LTD NCD28-11-25 7.68% 10.25% ECL FIN PERPET CALL 08-05-27 6.85% 7.73% GOVT OF INDIA RED 19-12-2034 5.01% 8.7% EDELWEISS COMM 15-04-2020 C/P140818 4.84% 8.55% ICICI BANK PERPETUAL CALL 20-09-22 3.86%



% to Net Assets

Banks 28.04 13.53% Housing Finance 23.45 11.32% Nbfc 24.78 11.96% Other Receivables (30.71) (14.82%) Others 60.14 29.02% Power 15.92 7.68% Public Financial Institution 10.39 5.01% Services 15.18 7.33% SOV 60.05 28.98% Grand Total 207.24 100.00%



EDELWEiSS ShORT TERm FUNDiNVESTmENT OBjECTiVE The investment objective is to generate income by investing primarily in money market and short term debt instruments.

However, there can be no assurance that income can be generated, regular or otherwise or that the investment objective of the Scheme will be realised.



Type of instruments Normal allocation (% of Net Assets) Risk profile

minimum maximum

Money market instruments and *Debt instruments including government securities, corporate debt, securitized debt and other debt instruments with maturity/ residual maturity/interest rate resets less than or equal to 3 years or have put options within a period of 3 years

80% 100% Low to Medium

*Debt instruments including government securities, corporate debt, securitized debt and other debt instruments with maturity/ residual maturity/interest rate resets up to 5 year


* Debt Instruments include securitised debt. Securitised debt can be up to 50% of the net assets. Investment in Derivatives - Gross exposure up to 50% of the net asset of the Scheme.The weighted average maturity of the Scheme shall be between 1 year to 3 years.Floating rate debt instruments are debt instruments issued by Central / State Governments, corporates, PSUs, etc. with interest rates that are reset periodically. The periodicity of interest reset could be daily, monthly, quarterly, half yearly, and annually or any other periodicity that may be mutually agreed between the issuer and the Fund. The Scheme shall not invest in foreign securitised debt.Money market instruments include commercial papers, commercial bills, treasury bills, Collateralised Borrowing and Lending Obligations (CBLO), Government Securities having an unexpired maturity up to one year, call or notice money, certificates of deposit, usance bills and any other like instruments as specified by the RBI from time to time.The Scheme can invest up to 50% of net assets in foreign securities. The Scheme shall not engage in stock lending. The scheme will not take any leverage position in derivatives. The total investment in debt securities and gross exposure in derivatives, if any, shall not exceed the net assets of the scheme. However, the Scheme can borrow in accordance with SEBI Guidelines.The Scheme retains the flexibility to invest across all securities in the debt and money market instruments. The Scheme may also invest in units of debt and liquid Mutual Fund schemes.The endeavour of the scheme will be to maintain the modified duration in a range of 1-3 years depending upon interest rate view. However, this can undergo a change in case the market condition warrant and according to fund manager’s view.



SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans: 1. Regular Plan; and 2. Direct Plan.The investment portfolio shall be common for both the Plans.Each Plan under the Scheme offers:1. Growth Option 2. Dividend Payout 3. Dividend Reinvestment 4. Weekly, Fortnightly and Monthly Dividend Reinvestment 5. Monthly Dividend Payout.Growth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).In case of weekly dividend reinvestment option, record date for the declaration of dividend shall be every Tuesday, in case of fortnightly dividend reinvestment option the record date shall be 14th and 28th of each month and in case of monthly dividend reinvestment option, the record date shall be 25th of each month. In case these record dates fall on a non-business day, the record date shall be taken to be the next business day. There is no assurance or guarantee to Unit Holders as to the rate of dividend distribution nor that the dividends will be regularly declared, though it is the intention of the Mutual Fund to make regular dividend distribution under the Dividend option. Dividend distribution is subject to availability of distributable surplus.Details pertaining to Default Plan is as follows:








v 1 per application and in multiples of v 1 thereafter under both plans

Minimum Redemption amount can be v 5,000 (Five Thousand Rupees) or 500 (Five Hundred) Units.





CRISIL Short – Term Bond Fund Index.


EDELWEiSS ShORT TERm FUNDNAmE OF ThE FUND mANAGER(S) AND TENURE OF mANAGiNG ThE FUND









CRiSiL Short Term Bond Fund index# (%)

Scheme Returns (%)


^Returns for the last 1 year 6.37% 7.28% 6.58% 7.28%^Returns for the last 3 years 1.43% 8.68% 1.64% 8.68%^Returns for the last 5 years 4.41% 8.87% **N.A. 8.87%^Returns since inception 5.78% 8.35% 4.56% 8.88%


15.00% –10.00% –

5.00% –0.00% –

-5.00% –-10.00% –-15.00% –

Edelweiss Short Term Fund-Regular Plan-Growth Edelweiss Short Term Fund-Direct Plan-Growth (Inception Date Jan 1, 2013) Benchmark returns% - CRISIL Short Term Bond Fund Index Benchmark returns% - CRISIL Short Term Bond Fund Index (Inception Date Jan 1, 2013)

Financial Years

FY 13-14 FY 15-16FY 12-13 FY 14-15 FY 16-17

9.44%

2.07%

9.05%

1.88%

8.57% 9.11% 8.86% 8.86% 7.04% 7.06% 9.10% 9.10%10.30% 10.82% 10.33% 10.33%

-10.12% -9.93% 8.47% 8.47%

Allotment dates: Regular Plan: 25 March, 2010, Direct Plan: 1 January, 2013.

# Scheme Benchmark returns ** Not Applicable ^ CAGR ReturnsNote: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.



of the SEBI (Mutual Fund) Regulations, 1996. Accordingly, the AMC has estimated that upto 2.25% of the daily net asset of the Scheme will be charge to the Scheme as expenses. In addition to the limits specified above, please refer paragraph “Recurring Expenses” under the section “INFORMATION COMMON TO ALL SCHEMES”


Plan Total Recurring Expense as percentage of average net assets*Direct Plan 0.03%~Regular Plan 0.05%~



Not Applicable.












CBLO 39.80%7.35% GOVT OF INDIA RED 22-06-2024 19.03% 8.19% NABARD NCD RED 08-06-2018 9.38% 9.39% POWER FIN CORP NCD RED 27-08-2019 9.02% EDELWEISS COMM SERV ZCB RED 14-02-2020 6.66% 9.45% LIC HSNG FIN LTD NCD RED 10-09-19 6.42% 8.2% POWER GRID CORP NCD RED 23-01-2020 6.35% 9.04% RURAL ELEC CORP NCD RED 12-10-2019 3.86% 8.55% IRFC LTD NCD RED 15-01-2019 1.27% Others -1.79%



% to Net Assets

Housing Finance 1.04 6.42%Other Receivables -0.29 -1.79%Others 6.42 39.80%Power- Transmission 1.02 6.35%Public Financial Institution 3.80 23.53%Services 1.07 6.66%SOV 3.07 19.03%Grand Total 16.13 100.00%



EDELWEiSS BANKiNG AND PSU DEBT FUNDiNVESTmENT OBjECTiVE The investment objective of the Scheme is to seek to generate income by investing predominantly in a portfolio of Debt Securities and Money Market

Instruments issued by banks and PSUs.However, there can be no assurance that the investment objective of the Scheme will be realized or that income will be generated.




minimum maximum

Debt Securities and Money Market Instruments issued by banks * and public sector undertakings.


Debt Securities and Money Market Instruments including Treasury bills, CBLO, G-Sec, Central and State Government Securities, Units of Debt & Liquid Mutual Fund units

0% 20% Low

*Banks shall include both, scheduled commercial banks, as well as non-scheduled commercial banks.Scheme may invest in fixed income derivatives (gross exposure shall not exceed 50% of the asset allocation stipulated above).The Scheme shall not invest in securitised debt and not engage in Securities lending.Money Market Instruments include commercial papers, commercial bills, treasury bills, Collateralised Borrowing and Lending Obligations (CBLO), Government Securities having an unexpired maturity up to one year, call or notice money, certificates of deposit and any other like instruments as specified by the RBI from time to time. The Scheme shall not invest in usance bills.The Scheme shall not invest in foreign Securities.The Scheme retains the flexibility to invest across all securities in the Debt Securities and Money Market Instruments. The Scheme may also invest in units of debt and liquid mutual fund schemes. The portfolio may hold cash depending on the market conditions.Pending deployment of funds of the Scheme in securities in accordance with the terms of the investment objective, the AMC may place the funds of the Scheme in short term deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular SEBI/IMD/CIR No. 1/91171/07 dated April 16, 2007, SEBI/IMD/CIR No. 8/107311/07, SEBI/IMD/CIR No. 7/129592/08 dated April 16, 2007, October 26, 2007 and June 23, 2008, respectively and any other applicable guidelines.Subject to the SEBI Regulations, the asset allocation pattern indicated above may change from time to time, keeping in view market conditions, market opportunities, applicable regulations and political and economic factors. It must be clearly understood that the percentages stated above are only indicative and not absolute and that they can vary substantially depending upon the perception of the AMC, the intention being at all times to seek to protect the interests of the Unit Holders. Such changes in the investment pattern will be for short term and defensive considerations. In the event of deviations, rebalancing will be carried out within 30 (thirty) days from the date of the said deviation.The cumulative gross exposure through investments in Debt and derivative positions will not exceed 100% of the net assets of the Scheme. Cash or cash equivalents with residual maturity of less than 91 (ninety one) days will be treated as not creating any market exposure.



SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans: 1. Direct Plan; and2. Regular PlanThe investment portfolio shall be common for both the Plans.Each Plan under the Scheme offers:1. Growth option2. Dividend optionThe Dividend option offers:lPayout option lReinvestment option lWeekly reinvestment option lFortnightly reinvestment optionlMonthly reinvestment option lMonthly payout option.In case of weekly dividend reinvestment option, record date for the declaration of dividend shall be every Tuesday, in case of fortnightly dividend reinvestment option the record date shall be 14th and 28th of each month and in case of monthly dividend reinvestment or payout option, the record date shall be 25th of each month. In case the record dates fall on a non-Business Day, the subsequent Business Day shall be considered as the record date. There can be no assurance or guarantee to Unit Holders as to the rate of dividend distribution or that the dividends will be regularly declared, though it is the intention of the Mutual Fund to make regular dividend distribution under the Dividend option. Dividend distribution is subject to availability of distributable surplusGrowth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:









8 Mentioned Not mentioned Regular PlanDefault Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case, if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for Dividend Reinvestment facility.


EDELWEiSS BANKiNG AND PSU DEBT FUNDmiNimUm APPLiCATiON / ADDiTiONAL PURChASE / REPURChASE (REDEmPTiON) AmOUNT/NO. OF UNiTS



Minimum of v 1,000 (One Thousand Rupees) and in multiples of v 1 (One Rupee) thereafter.

Minimum Redemption amount can be v 1,000 (One Thousand Rupees) or 100 (One Hundred) Units.





CRISIL Short Term Bond Fund Index.












Scheme Returns (%)






12.00% –10.00% –8.00% –6.00% –4.00% –2.00% –0.00% –

Financial Years

FY 13-14 FY 14-15 FY 15-16 FY 16-17

Edelweiss Banking and PSU Debt Fund-Regular-Growth Edelweiss Banking and PSU Debt Fund-Direct-Growth

(Inception Date Sep 13, 2013)

Benchmark returns% - CRISIL Short Term Bond Fund Index Benchmark returns % - CRISIL Short Term Bond Fund Index (Inception Date Sep 13, 2013)

5.34%

11.31%

8.07%7.82%

5.19%

10.97%

7.75% 7.50%5.89%

10.32%8.47% 9.10%

5.89%

10.32%8.47% 9.10%

Allotment dates: Regular Plan: 13 September, 2013 Direct Plan: 13 September, 2013

# Scheme Benchmark returns ** Not Applicable ^ CAGR ReturnsNote: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

ExPENSES OF ThE SChEmE (i) Load Structure: Entry Load: Not Applicable Exit Load: Nil






Direct Plan 0.28%~



Not Applicable.









EDELWEiSS BANKiNG AND PSU DEBT FUNDSChEmE’S PORTFOLiO hOLDiNGS



8% IDBI BANK LTD NCD RED 01-08-2018 8.71%CBLO 6.67% 9.5% INDUSIND BANK PERPE CALL 18-04-2022 6.29% 8.15% NABARD NCD RED 04-03-20 (P 040518) 6.29% 7.20% IRFC LTD NCD RED 29-05-2020 6.17% 7.03% RURAL ELECTR NCD RED 07-09-2022 6.11% 9.25% DEWAN HOUSING FIN NCD RED 09-09-23 5.31% 8.85% HDFC BANK PERPETUAL C 12/05/2022 4.99% 7.17% NHAI LTD NCD RED 23-12-2021 4.92% 7.42% POWER FIN COR SR165 RED 26-06-2020 4.69%



% to Net Assets

Banks 103.85 25.48% Housing Finance 46.80 11.49% Other Receivables 1.24 0.30% Others 27.20 6.67% Power-Transmission 34.80 8.54% Public Financial Institution 163.11 40.03% SOV 30.50 7.49% Grand Total 407.51 100.00%



As on October 31, 2017: N.A

EDELWEiSS CORPORATE DEBT OPPORTUNiTiES FUNDiNVESTmENT OBjECTiVE The investment objective is to generate regular income and opportunities for capital appreciation while maintaining liquidity through active management

of a diversified portfolio comprising of corporate bonds and securities across the investment grade credit rating and maturity spectrum.However, there can be no assurance that the investment objectives of the Scheme will be realized.



Type of Security indicative allocation (% of total Assets)

Risk profile

Corporate bonds and securities^ including securitized debt instruments* 80% - 100% Low to Medium

#Other Debt and Money Market instruments 0% - 20% Low

Units of InvITs/REITs^ 0% - 10% Medium to High^ Corporate bonds are debt obligations issued by public and private corporations. Corporate securities exclude Government securities and SDL. #Investments would be made in CPs, CDs, NCDs and Bonds of Corporates, PSUs, Banks and Financial Institutions. The Scheme will take exposure to debt across the investment grade rating spectrum. The Scheme will not take exposure to T-Bills or Government Securities. *Investment in Securitized Debt not to exceed 50% of the net assets of the Scheme.^The Scheme may invest in units of Infrastructure Investment Trusts and Real Estate Investment Trusts. Not more than 10% of the net assets of the Scheme will be invested in InvITs and REITs and not more than 5% of the net assets of the Scheme will be invested in InvITs and REITs of any single issuer.The cumulative gross exposure through equity, debt, derivative positions, REITs and InvITs will not exceed 100% of the net assets of the Scheme.The mutual fund shall comply with the applicable provisions of SEBI Circular dated January 7, 2014 and all other guidelines issued by SEBI, Exchanges and other Governmental authorities with respect to transactions in securitized debt instruments.The scheme shall not invest in securities lending, short selling and repo in corporate debt.Investment in Derivatives will be up to 50% of the net assets of the Scheme. Investment in derivatives shall be for hedging, portfolio balancing and such other purposes as maybe permitted from time to time. The gross investment in securities under the scheme, which includes money market instruments, debt instruments including floating rate debt instruments and securitized debt, and gross exposure to derivatives will not exceed 100% of the net assets of the scheme. Cash or cash equivalents with residual maturity of less than 91 days will be treated as not creating any exposure. All investments in derivative instruments shall be subject to the limits mentioned in SEBI circular ref. Cir/IMD/DF/11/2010 dated August 18, 2010.The Scheme does not propose to invest in ADRs / GDRs and foreign securities.In case of non-availability of and taking into account the risk reward analysis of Commercial Papers, Non-Convertible Debentures, the Scheme may invest in Certificate of Deposits (AAA/A1+), Collateralized Borrowing and Lending.Scheme shall not have total exposure exceeding 30% of its net assets in a particular sector (excluding investments in Bank Certificate of Deposits, CBLO, Government of India Securities, Treasury Bills and AAA rated Securities issued by Public Financial Institutions and Public Sector Banks).Provided that an additional exposure to financial services sector (over and above the limit of 30%) not exceeding 10% of the net assets of the Scheme shall be allowed by way of increase in exposure to Housing Finance Companies (HFCs) only.Provided further that the additional exposure to such securities issued by HFCs are rated AA and above and these HFCs are registered with National Housing Bank and the total investment / exposure in HFCs shall not exceed 30% of the net assets of the Scheme.

Pending deployment of funds of the Scheme in securities in accordance with the terms of the investment objective, the AMC may place the funds of the Scheme in short term deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular SEBI/IMD/CIR No. 1/91171/07 dated April 16, 2007, SEBI/IMD/CIR No. 8/107311/07, SEBI/IMD/CIR No.7/129592/08 dated April 16, 2007, October 26, 2007 and June 23, 2008, respectively and any other applicable guidelines.



SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans: 1. Direct Plan; and2. Regular PlanThe investment portfolio shall be common for both the Plans.Each Plan under the Scheme offers two options:1. Growth option2. Dividend optionThe Dividend option offers:Payout option, Reinvestment option, Weekly reinvestment option, Fortnightly reinvestment option, Monthly reinvestment option, Annual reinvestment option, Monthly payout option, Annual payout option.In case of weekly dividend reinvestment option, the record date for the declaration of dividend shall be every Tuesday; in case of fortnightly dividend reinvestment option, the record date shall be 14th and 28th of each month; in case of monthly dividend reinvestment or payout option, the record date shall be 25th of each month and in case of annual dividend reinvestment or payout option, the record date shall be March 20 of every year. Under the dividend option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the Regulations).Growth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).Details pertaining to Default Plan is as follows:




EDELWEiSS CORPORATE DEBT OPPORTUNiTiES FUNDAPPLiCABLE NAV Please refer under “INFORMATION COMMON TO ALL SCHEMES”





Minimum Redemption amount can be v 1,000 (One Thousand Rupees) or 100 (One Hundred) Units. (The minimum amount balance after Redemption should be R 500. In case the balance falls below R 500 the units will be automatically redeemed along with the last redemption request.)





CRISIL Short Term Bond Fund Index.




Fund Manager : Mr. Dhawal Dalal Since November 28, 2016Assistant Fund Manager : Mr. Gautam Kaul Since August 3, 2017








Scheme Returns (%)






10.00% –

8.00% –

6.00% –

4.00% –

2.00% –

0.00% –

Edelweiss Corporate Debt Opportunities Fund-Regular-Growth Edelweiss Corporate Debt Opportunities Fund-Direct-Growth

(Inception Date Sep 22, 2014)

Benchmark returns% - CRISIL Short Term Bond Fund Index Benchmark returns % - CRISIL Short Term Bond Fund Index (Inception Date Sep 22, 2014)


7.18%7.47%

8.74%7.69%7.68%

9.30%8.46%

5.47%

9.10%8.46%

5.47%

9.10%

Allotment dates: 22 September 2014 # Scheme Benchmark returns ^CAGR ReturnsNote: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

ExPENSES OF ThE SChEmE (i) Load Structure: Entry Load: Not Applicable Exit Load: 10% of the units allotted shall be redeemed without any Exit Load on or before completion of 365 days from the date of allotment of units. Any

redemption in excess of such limit within 365 days from the date of allotment shall be subject to the following Exit Load: • If redeemed or switched out on or before completion of 365 days from the date of allotment of units – 1.00% • If redeemed or switched out after completion of 365 days from the date of allotment of units – NIL Redemption of units would be done on First in First out Basis (FIFO). Also please refer paragraph on “Load Structure” under the section “INFORMATION COMMON TO ALL SCHEMES”





Direct Plan 0.54%~



Not Applicable.



EDELWEiSS CORPORATE DEBT OPPORTUNiTiES FUNDDAiLy NET ASSET VALUE (“NAV”) PUBLiCATiON









10.25% ECL FIN PERPET CALL 08-05-27 9.63% 9.25% DEWAN HOUSING FIN NCD RED 09-09-23 9.36% CBLO 8.38% 9.95% SYNDICATE BANK CALL 25/10/2021 8.07% 7.60% NHAI LTD NCD RED 18-03-2022 6.37% 8.7% EDELWEISS COMM 15-04-2020 C/P140818 6.28% 9.75% RELIANCE UTILI & POWER 02-08-2024 5.13% 8.20% POWER GRID CORP NCD RED 23-01-2025 4.87% 8.45% RELIANCE PORTS & TER NCD 12-06-23 4.86% 8.37% RURAL ELEC CORP NCD RED 14-08-2020 4.86%



% to Net Assets

Banks 35.77 11.20%Hotels/Resorts 9.81 3.07%Housing Finance 45.20 14.15%NBFC 47.05 14.73%Other Receivables 8.80 2.76%Others 26.76 8.38%Power 16.38 5.13%Power- Transmission 15.54 4.87%Public Financial Institution 67.75 21.21%Services 30.80 9.64%Transportation 15.53 4.86%Grand Total 319.39 100.00%




EDELWEiSS GOVERNmENT SECURiTiES FUNDiNVESTmENT OBjECTiVE The investment objective of the Scheme is to generate income through investment in Securities of various maturities issued and/or created by the

Central Government and State Governments of India.However, there can be no assurance that the investment objectives of the Scheme will be realized.


At the time of the initial investment the asset allocation will be as follows:


minimum maximum

Government of India dated Securities / State Government dated Securities / Government of India Treasury Bills / Cash Management Bills of Government of India.


CBLO, cash and cash equivalents and repo / reverse repo in Central Government or State Government Securities. Units of Liquid scheme & units of schemes primarily investing in Government Securities. Debt derivatives#

0% 20% Low

Government security (G-Sec) means a security created and issued by the Government for the purpose of raising a public loan or any other purpose as notified by the Government in the Official Gazette and having one of the following forms.i. a Government Promissory Note (GPN) payable to or to the order of a certain person; orii. a bearer bond payable to a bearer; oriii. a stock; oriv. a bond held in a Bond Ledger Account (BLA).The Scheme may invest in Treasury Bills, Re-purchase agreements in Government of India Securities, Treasury Bills, state development loans and other Securities issued by the Government of India (“REPO”) as permitted by the RBI and Collateralized Borrowing and Lending Obligations.The Scheme does not propose to invest in unrated Debt Securities, securitized Debt / ADRs / GDRs and foreign Securities.*The Scheme may invest in fixed income derivatives (gross exposure shall not exceed 50% of the asset allocation stipulated above for the relevant instrument category). Exposure to derivatives shall be used only for hedging and portfolio re-balancing.The Scheme does not propose to engage in short selling and securities lending & borrowing.The above mentioned Securities could be listed, unlisted, secured or unsecured, rated and may be acquired through initial public offerings (auctions), secondary market offerings, private placements, rights offers or negotiated deals.# The Scheme may also invest in mutual fund units of Liquid schemes and schemes primarily investing in Government securities upto 20% of the net assets of the scheme . The Scheme may hold cash depending on the market conditions.The cumulative gross exposure through investment in Securities permitted under the Scheme and derivatives shall not exceed 100% of net assets of the Scheme. Cash or cash equivalents with residual maturity of less than 91 days will be treated as not creating any exposure. Investments and exposures in derivatives shall be subject to SEBI circular no. Cir/IMD/DF/11/2010 dated August 18, 2010 and SEBI guidelines issued from time to time.Pending deployment of funds of the Scheme in securities in accordance with the terms of the investment objective, the AMC may place the funds of the Scheme in short term deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular SEBI/IMD/CIR No. 1/91171/07 dated April 16, 2007, SEBI/IMD/CIR No. 8/107311/07, SEBI/IMD/CIR No. 7/129592/08 dated April 16, 2007, October 26, 2007 and June 23, 2008, respectively and any other applicable guidelines.

Liquidity Support from RBiBeing a Scheme dedicated to investments in Government securities, the Mutual Fund will be eligible to avail on any day from RBI, liquidity support upto 20% of the outstanding value of its investments in Government securities (as at the close of business on the previous Business Day), under its Guidelines issued vide letter IDMC.No. 2741/03.01.00/95-96 dated April 20, 1996. Liquidity support under these guidelines is available through reverse repurchase agreements in Government of India dated securities eligible for repo transactions and treasury bills of all maturities.

SECTORS / SECURiTiES iN WhiCh ThE SChEmE ShALL NOT iNVEST

The Scheme shall not:(a) invest in foreign Securities;(b) engage in short selling, stock lending and borrowing;(c) invest in securitized debt;(d) invest in usance bills; and(e) invest in unrated Securities.

TyPES OF iNSTRUmENTS iN WhiCh ThE SChEmE ShALL iNVEST

Scheme may invest in the following asset classes(a) Investments will be restricted to sovereign Securities issued by the Central Government and/or a State Government viz. Government of India dated

Securities, treasury bills and State Government dated Securities as per the limits specified in the asset allocation table above, subject to permissible limits laid under SEBI Regulations.

(b) REPO as permitted by the RBI, Collateralized Borrowing and Lending Obligations and any other like instruments as specified by the RBI from time to time;

(c) Units of liquid mutual funds.(d) Domestic derivatives like Interest Rate Swaps, Interest Rate Futures, Forward Rate Agreements and such other derivative instruments as may be

permitted under the SEBI Regulations.(e) For the purpose of further diversification and liquidity, Scheme may invest in other Liquid schemes and schemes primarily investing in Government

securities managed by the same AMC or by the asset management company of any other mutual fund without charging any fees on such investments, provided that aggregate inter-scheme investment made in all schemes managed by the same AMC or in schemes managed by the asset management company of any other mutual fund shall not exceed 5% of the net asset value of the Mutual Fund.

(f) Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations.



SChEmE PLANS & OPTiONS The Scheme offers a choice of two plans: 1. Direct Plan; and2. Regular PlanThe investment portfolio shall be common for both the Plans.

Each Plan under the Scheme offers two options:1. Growth option2. Dividend option

EDELWEiSS GOVERNmENT SECURiTiES FUNDThe Dividend option offers:l Payout option; or l Reinvestment option; or l Weekly reinvestment option; or l Fortnightly reinvestment option; or l Monthly reinvestment option; or l Annual reinvestment option; or l Monthly payout option; or l Annual payout option.In case of weekly dividend reinvestment option, the record date for the declaration of dividend shall be every Tuesday; in case of fortnightly dividend reinvestment option, the record date shall be 14th and 28th of each month; in case of monthly dividend reinvestment or payout option, the record date shall be 25th of each month and in case of annual dividend reinvestment and payout option the record date shall be March 20 of every year. In case these record dates fall on a non-Business Day, the subsequent Business Day shall be considered as the record date. There can be no assurance or guarantee to Unit Holders as to the rate of dividend distribution or that the dividends will be regularly declared, though it is the intention of the Mutual Fund to make regular dividend distribution under the Dividend option. The Trustee may decide to distribute by way of dividend, the distributable surplus by way of realised profit, dividends and interest, net of losses, expenses and taxes, if any, to Unit Holders in the Dividend option of the Scheme if such distributable surplus is available and adequate for distribution in the opinion of the Trustee. The Trustee’s decision with regard to availability and adequacy, rate, timing and frequency of distribution shall be final. The dividend will be due to only those Unit Holders whose names appear in the register of Unit Holders in the Dividend option of the Scheme on the record date which will be announced in advance in accordance with the SEBI Regulations.Growth option: Under the growth option, no dividend will be declared.Dividend option: Under this option, a dividend may be declared by the Trustee, at its discretion, from time to time (subject to the availability of distributable surplus as calculated in accordance with the SEBI Regulations).




Default Option: If the investor does not clearly specify the choice of Option at the time of investing, it will be deemed that the investor has opted for Growth Option. In case, if the investor selects Dividend Option but fails to mention facility, it will be deemed that the investor has opted for weekly dividend reinvestment option.






Minimum Redemption amount can be v 1,000 (One Thousand Rupees) or 100 (One Hundred) Units.

In case of investors opting to switch into the Scheme from any other existing scheme of Edelweiss Mutual Fund (subject to completion of the lock-in period of that other scheme(s), if any) during the NFO Period of the Scheme, the minimum amount is v 5,000/- (Five Thousand Rupees) per application and in multiples of v 1/- (One Rupee) thereafter.





CRISIL Gilt index










Date Scheme Returns (%) CRiSiL Gilt index (%)# Scheme Returns (%) CRiSiL Gilt index (%)#





18.00% –16.00% –14.00% –12.00% –10.00% –8.00% –6.00% –4.00% –2.00% –0.00% –

Financial YearsFY 13-14 FY 14-15 FY 15-16 FY 16-17

Edelweiss Government Securities Fund-Regular-Growth Edelweiss Government Securities Fund-Direct-Growth (Inception Date Feb 13, 2014) Benchmark returns% - CRISIL Gilt Index Benchmark returns % - CRISIL Gilt Index (Inception Date Sep 13, 2013)

0.50%

17.50%

6.54%

10.33%

0.47%

17.04%

6.01%

9.78%

2.05%

16.97%

7.39%

11.34%

2.05%

16.97%

7.39%

11.34%

Allotment dates: Regular Plan: 13 February, 2014 Direct Plan: 13 February, 2014. # Scheme Benchmark returns ^CAGR ReturnsNote: Since inception returns have been calculated from the date of allotment.Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

EDELWEiSS GOVERNmENT SECURiTiES FUNDExPENSES OF ThE SChEmE (i) Load Structure:

Entry Load: Not Applicable Exit Load: Nil






Direct Plan 0.85%~



Not Applicable.












91 DAYS TREASURY BILL RED 09-11-2017 19.07% 91 DAYS TREASURY BILL RED 30-11-2017 15.94% 6.9% GOVT OF INDIA RED 13-07-2019 13.65% CBLO 12.16% 8.27% GOVT OF INDIA RED- 09-06-2020 7.70% 7.80% GOVT OF INDIA RED 03-05-2020 6.97%6.35% GOVT OF INDIA RED 02-01-2020 6.76% 7.80% GOVT OF INDIA RED 11-04-2021 6.38% 8.12% GOVT OF INDIA RED 10-12-2020 5.79% 6.25% GOVT OF INDIA RED 02-01-2018 3.08%



% to Net Assets

Other Receivables 12.66 1.56%

Others 98.69 12.16%

SOV 700.54 86.28%

GRAND TOTAL 811.90 100.00%




iNFORmATiON COmmON TO ALL SChEmESAPPLiCABLE NAV y For all Schemes except Edelweiss Liquid Fund

For Purchase:

Operation Cut off time Applicable NAV

Valid Purchase applications of less than v 2 lacs received on a Business Day

Upto 3.00 PM The closing NAV of the day of receipt of valid application

After 3.00 PM The closing NAV of the Next Business Day of receipt of valid application

Valid Purchase applications of v 2 lacs or more received on a Business Day

Upto 3.00 PM The closing NAV of the Business Day on which funds are available for utilization before cut offAfter 3.00 PM

Valid Purchase applications of v 2 lacs or more received on a Business Day

Irrespective of the time of acceptance of application

The closing NAV of the Business Day on which funds are available for utilization before cut off

For Redemption:


Valid Redemption applications received on a Business Day

Upto 3.00 PM The closing NAV of the day of receipt of valid application

After 3.00 PM The closing NAV of the Next Business Day of receipt of valid application

Note: In case of applications received on a Non-Business Day the closing NAV of the next Business Day shall be applicable.

For Switches:Valid applications for ‘Switch-out’ shall be treated as applications for Redemption and valid applications for ‘Switch-in’ shall be treated as applications for Purchase, and the provisions of the cut-off time and the Applicable NAV mentioned above as applicable to purchase and redemption shall be applied respectively to the ‘Switch-in’ and ‘Switch-out’ applications.

With respect to investors who transact through the stock exchange, Applicable NAV shall be reckoned on the basis of the time stamping as evidenced by confirmation slip given by stock exchange mechanism.

Note: Valid applications for ‘switch-out’ shall be treated as applications for Redemption and for ‘switch-in’ shall be treated as applications for Purchase, and the provisions of the Applicable NAV and cut-off time as mentioned above shall be applied respectively to the ‘switch-out’ applications.

y Edelweiss Liquid Fund:For Purchase:


Valid Purchase applications received & funds are available for utilization before cut off time

Upto 2.00 noon The closing NAV of the day immediately preceding the day of receipt of application

After 2.00 noon The closing NAV of the day immediately preceding the next Business Day preceding the day of receipt of application

In respect of valid Purchase applications accepted on a Business Day and funds are not available for utilization before cut off time

Irrespective of the time of acceptance of application

The closing NAV of the day immediately preceding the day on which the funds are available for utilization before cut off time by the Scheme

Note: In case of applications received on a non-Business Day the closing NAV of the next Business Day shall be applicable.

For Redemption:


Valid Redemption applications Upto 3.00 p.m. The closing NAV of the day immediately preceding the next Business Day

After 3.00 p.m. Closing NAV of the next Business Day shall be applicable

Note: In case of applications received on a Non-Business Day the closing NAV of the next Business Day shall be applicable.

For Switches:Valid applications for ‘Switch-out’ shall be treated as applications for Redemption and valid applications for ‘Switch-in’ shall be treated as applications for Purchase, and the provisions of the cut-off time and the Applicable NAV mentioned above as applicable to Purchase and Redemption shall be applied respectively to the ‘Switch-in’ and ‘Switch-out’ applications.

DiViDEND POLiCy Dividends will be declared subject to availability of distributable surplus and at the discretion of the AMC/Trustee. On payment of Dividends, the NAV will stand reduced by the amount of dividend. The Trustee’s decesion with regard to availability and adequacy, rate, timing and frequency of distribution shall be final. The dividend will be due to only those Unit Holders whose names appear in the Register of Unit holders in the Dividend option of the Scheme on the record date which will be announced in advance. The Unit Holders have the option of receiving the dividend or reinvesting the same. The dividend will be reinvested at the first ex-dividend NAV. The AMC shall despatch to the Unit Holders, the dividend warrants within 30 days of the date of declaration of dividend.

LOAD STRUCTURE No entry load will be charged for purchase / additional purchase / switch-in transaction(s) accepted by the Fund.Similarly, no entry load will be chargd with respect to applications for registrations under systematic investment plans/systematic transfer plans accepted by Fund.The upfront commission shall be paid by the investor directly to the ARN Holder based on the investor’s assessment of various factors including service rendered by the ARN Holder.No exit load will be charged on units allotted on reinvestment of dividends. Investors are requested to check the prevailing load structure before investing. The Trustee reserves the right to change the load structure on prospective date.In case of Direct Plan:(a) Where the investments were routed in case of an Existing Plan through a distributor (i.e. made with a Distributor Code) whether the investments were

made before or after the Effective Date, any switches of units from Existing Plan to Direct Plan of a Scheme/Plan shall be subject to applicable exit load, if any. In such cases, after the switch, exit load under the Scheme prevailing on the date of the switch shall apply for subsequent redemption/switch out from Direct Plan. Where investment were made directly i.e. without any Distributor Code, exit load will not be levied on switch of units from Existing Plan to Direct Plan of that Scheme/Plan.

(b) No exit load shall be levied in case of switch of units from Direct Plan to existing Plan of a Scheme/Plan. However, after the switch, exit load under the Scheme prevailing on the date of switch shall apply for subsequent redemption/switch out from Existing Plan.

Exit Load will be applicable for inter scheme switches as well as special products under all the Schemes of the Fund such as Systematic Investment Plans (SIP), Systematic Transfer Plan (STP), Trigger based facilities etc. A switch-out or a withdrawal under Systematic Withdrawal Plan (“SWP”) shall also attract an Exit Load like any Redemption.Units issued on reinvestment of dividends shall not be subject to entry and exit load.No Loads will be chargeable in case of switches made between different Scheme options or for switches from Direct Plan to Regular Plan.The entire exit load shall be credited to the Scheme, net of service tax, if any.

iNFORmATiON COmmON TO ALL SChEmESFOR iNVESTOR GRiEVANCES PLEASE CONTACT

Name and Address of Registrar & Transfer Agent Name and Address of AmC

Karvy Computershare Private Limited Unit : Edelweisss mutual Fund,Karvy Selenium Tower B, Plot No. 31 & 32, Gachibowli, Financial District, Nanakramguda, Serilingampally, Hyderabad - 500 008. Tel.: 040-67161500

Edelweiss Asset management LimitedCorporate Office: 801, 802 & 803, 8th Floor, Windsor, Off C.S.T. Road, Kalina, Santacruz (E), Mumbai 400098, Maharashtra Tel. No. : (022) 4097 9900 / 4097 9821, Fax No.: (022) 40979878 Customer Service Center: Toll Free Number : 1800 425 0090 | Non Toll Free Number: +91 40 23001181 (For non MTNL/BSNL land line, mobile users and investors outside India.)

For any grievance with respect to transactions through BSE and/or NSE, the investors/Unit holders should approach either their stock broker or the investor grievance cell of the respective stock exchange.

UNiThOLDERS’ iNFORmATiON

Consolidated Accounts Statements:• The AMC/Mumbai Fund will send to the investor whose application for Purchase/Redemption has been accepted, a confirmation spcifying the

number of units allotted/redeemed by way of email and/or text message within 5 Business Days from the date of allotment/redemption to the investor’s registered e-mail address and/or mobile number

• A consolidated account statement (CAS) for each calendar month on or before 10th of the succeeding month shall be sent by email (wherever investor has provided email id) or physical account statement where investor has not provided email id, across the schemes of the mutual funds, to all the investors in whose folio(s) transaction(s) has/have taken place during the month.

• For the purpose of sending CAS, common investors across mutual funds shall be identified by their Permanent Account Number (PAN).• In case of a specific request received from the investors, the AMC/Mutual Fund will provide the physical account statement to the investors within

5 Business Days from the receipt of such request.• In the event a folio has more than one registered holder, the first named Unit holder will receive the CAS/account statement.• CAS will not be sent to the Unit holders in respect of the folio(s) where the PAN details are not updated. The Unit holders are therefore requested

to ensure that the folio(s) are updated with the PAN details.• In case of investors in whose folios no transaction has taken place during any half yearly period ended September/March, a Consolidated Account

Statement for such a half yearly period will be issued, on or before tenth day of succeeding month, detailing the holding at the end of the respective six month period across all Schemes of all mutual funds.

• It may be noted for investors whose e-mail addresses are available and registered across any of the Mutual Fund/AMC’s, the CAS shall be sent by way of an e-mail communication only on any/all of the registered email addresses. Investors are requested to maintain uniform email IDs across schemes of all Mutual Funds.

• For investors holding units in dematerialized mode, provision of CAS shall not be applicable. The statement of holding of the beneficiary account holder for units held in demat will be sent by the respective DPs periodically.

For more details, please refer Scheme Information Document(SID) and Statement of Additional Information (SAI).

Annual Financial Results:As per SEBI Regulations, Scheme wise annual report or an abridged summer thereof shall be sent in the following manner:(i) By email to the Unit holders whose email address is available with the AMC/Fund(ii) In physical form to the Unit holders whose email address is not available with the AMC/Fund and/or in case of receipt of specific request from the

Unit holders for a physical copy.

The Scheme wise annual report or an abridged summary thereof shall be sent by mail/e-mail not later than four months from the date of closure of the relevant accounting year (i.e. 31st March each Year). The physical copy of the same shall be made available to the investors at the registered office of the AMC.A link of the scheme annual report or abridged summary thereof shall be displayed prominently on the website of the Fund and shall also be displayed on the website of Association of Mutual Funds in India (AMFI)

half yearly Portfolio Disclosure:The Mutual Fund/AMC shall publish a complete statement of the scheme Portfolio within ne month from the close of each half year (i.e. 31st March and 30th September), by way of an advertisement at least, in one National English daily and one regional newspaper in the language of the region where the head office of the Mutual Fund is located. The Mutual Fund may opt to send the portfolio to all Unit holders in lieu of the advertisement (if possible). The Half Yearly Portfolio Statement will also be displayed on the website of the AMC and AMFI.

half yearly Unaudited Financial Results:The Mutual Fund and AMC shall before the expiry of one month from the close of each half year i.e. as on March 31st and September 30th, hose a soft copy of its unaudited financial results on its website (www.edelweissmf.com). The Mutual Fund and AMC shall publish an advertisement disclosing the hosting of such financial results on its website, in atleast one English daily newspaper having nationwide circulation and in a newspaper having wide circulation published in the language of the region where the Head Office of the Mutual Fund is situated. The unaudited financial results will also be displayed on the website of AMFI.

monthly Portfolio Disclosure:The AMC will disclose the portfolio (along with ISIN) of all the Schemes of Edelweiss Mutual Fund as on the last day of the month on the AMC’s website (www.edelweissmf.com) on or before the tenth day of the succeeding month, in a user friendly and downloadable format. The investors will be able to view and download these monthly portfolio disclosures from the AMC’s website.

TRANSACTiON ChARGE iN RESPECT OF APPLiCATiONS ROUTED ThROUGh DiSTRiBUTORS/BROKERS

In accordance with SEBI circular no. Cir/IMD/DF/13/2011 dated August 22, 2011, the AMC will deduct Transaction Charges on purchase/subscription of R 10,000 above made through a valid ARN Holder i.e. AMFI Registered distributors/intermediaries, provided such distributor has opted to receive the Transaction Charges. Such Transaction Charges collected by the AMC will be paid to the ARN Holder in the following manner:(i) For the First Time Investor in Mutual Funds (across all mutual funds): Transaction Charge of R 150 for subscription of R 10,000 and above will be deducted from the subscription amount and paid to the distributor/

agent of such First Time Investor and the balance amount will be invested.(ii) For Investor other than First Time Mutual Fund Investor (existing investors in any mutual fund): Transaction Charge of R 100 for subscription of R 10,000 and above will be deducted from the subscription amount and paid to the distributor/

agent of the Investor and the balance amount will be invested.(iii) No Transaction Charges shall be deducted: (a) where the ARN Holder/distributor of the investor has not opted to receive any Transaction Charges; (b) for purchases/subscriptions of an amount less than r 10,000; (c) for transactions other than purchase/subscriptions relating to new inflows such as Switches etc. (d) for purchase/subscriptions made directly with the Mutual Fund (i.e. not through any distributor). (e) for purchase/subscription routed through the Stock Exchange Platform in accordance with SEBI circular no. CIR/IMD/DF/21/2012 dated

September 13, 2012, distributors shall also have an option either to opt in or out of levying transaction charge based on type of the product.Identification of investors as “first time” or “existing” will be based on Permanent Account Number (PAN) at the First/Sole Applicant/Guardian level. Hence, Unit holders are urged to ensure that their PAN/KYC is updated with the Fund. Unit holders may approach any of the Official Points of Acceptances of the Fund in this regard.The Account Statement/Consolidated Account Statement sent to the Unit holders shall clearly state the net investments as gross subscription less Transaction Charges and shall also show the number of units of units allotted against the net investments.

iNFORmATiON COmmON TO ALL SChEmESRECURRiNG ExPENSES In addition to limits specified in Regulation 52 of the SEBI (Mutual Fund) Regulations, 1996 (‘the Regulations’), the following costs or expenses may also

be charged to the Scheme as per Regulation 52 (6A) of the Regulations , namely:(a) Expenses not exceeding 0.30 per cent of daily net assets, if the new inflows from beyond top 15 cities* are at least: (i) 30 per cent of gross new inflows in the Scheme, or; (ii) 15 per cent of the average assets under management (year to date) of the Scheme, whichever is higher In case the inflows from beyond top 15 cities is less than the higher of (a) or (b) above, such additional expenses on daily net assets of the Scheme

shall be charged on proportionate basis. The expenses so charged under this clause shall be utilised for distribution expenses incurred for bringing inflows from such cities.

Further, the additional expense charged on account of new inflows from beyond top 15 cities shall be credited back to the Scheme, in case the said inflows are redeemed within a period of 1 year from the date of investment.

*The top 15 cities shall mean top 15 cities based on Association of Mutual Funds in India (AMFI) data on ‘AUM by Geography – Consolidated Data for Mutual Fund Industry’ as at the end of the previous financial year.

(b) Additional expenses, upto 0.20 per cent of daily net assets of the Scheme, incurred towards different heads mentioned under Regulation 52(2) and Regulation 52(4) of SEBI Regulations.

The total recurring expenses that can be charged to the Scheme will be subject to limits prescribed from time to time under the SEBI Regulations. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by AMC or by the trustee or sponsors.

(c) Service Tax: In addition to the expenses under Regulation 52 (6) and (6A),AMC may charge service tax as below: 1. Service tax on investment and advisory fees will be charged to the Scheme in addition to the maximum limit of TER as prescribed in Regulation

52. 2. Service tax on other than investment and advisory fees, if any, will be borne by the Scheme within the maximum limit of TER as per Regulation

52. 3. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under Regulation 52.(d) Brokerage and transaction costs which are incurred for the purpose of execution of trade and are included in the cost of investment, not exceeding

0.12 per cent will be capitalized. Any payment towards Brokerage and Transaction costs (including service tax, if any) incurred for the execution of trades, over and above the said 0.12 per cent may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including Brokerage and Transaction costs, if any) shall be borne by the AMC.

(e) The Direct Plan shall have a lower expense ratio excluding distribution expenses, commission, etc and no commission for distribution of Units will be paid/charged under Direct Plan.

(f) The AMC may incur expenses on behalf of the Mutual Fund which can be reimbursed on actual basis to the AMC to the extent such expenses are permissible & are within the prescribed SEBI limit.

(g) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the Scheme will be subject to such limits as prescribed under the SEBI (MF) Regulations. The said maximum TER shall either be apportioned under various expense heads as enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion ofAMC.Also, the types of expenses charged shall be as per the SEBI (MF)Regulations

(h) Investor Education and Awareness initiatives: As per Para F of the SEBI Circular No. CIR/IMD/DF/21/2012 dated September 13, 2012, the AMC shall annually set apart at least 2 basis points p.a. (i.e. 0.02% p.a.) on daily net assets of the Scheme within the limits of total expenses prescribed under Regulation 52 of SEBI (MF) Regulations for investor education and awareness initiatives undertaken by the Fund

(I) Subject to the SEBI Regulations and this document, expenses over and above the prescribed ceiling will be borne by the AMC/ Trustee / Sponsors.(j) The current expense ratios will be updated on the AMC website viz.www.edelweissmf.com within two working days mentioning the effective date

of the change.

PRUDENTiAL LimiTS ON PORTFOLiO CONCENTRATiON iN DEBT SChEmES

In accordance with SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012, CIR/IMD/DF/24/2012 dated November 19, 2012, SEBI circular no. SEBI/HO//DF2/CIR/P/2016/35 dated February 15, 2016, SEBI circular no. SEBI/HO/IMD/DF2/CIR/P/2016/68 dated August 10, 2016 and SEBI circular no. SEBI /HO/IMD/DF2/CIR/P/2017/14 dated February 22, 2017 in case of debt schemes, the total exposure to single sector shall not exceed 25% of the net assets of the scheme. However this limit is not applicable for investments in Bank CDs, CBLO, G-Secs, T-Bills, short term deposits of scheduled commercial banks and AAA rated securities issued by Public Financial Institutions and Public Sector Banks. Provided that an additional exposure to financial services sector (over and above the limit of 25%) not exceeding 15% of the net assets of the scheme shall be allowed by way of increase in exposure to Housing Finance Companies (HFCs) only;Provided further that the additional exposure to such securities issued by HFCs are rated AA and above and these HFCs are registered with National Housing Bank (NHB) and the total investment/exposure in HFCs shall not exceed 25% of the net assets of the scheme.

RiSK miTiGATiON FACTORS The fund has designed a detailed process to identify, measure, monitor and manage the portfolio risk. The aim is not to eliminate the risk completely but to have a structured mechanism towards risk management thereby maximizing potential opportunities and minimize the adverse effects of risk. Few of the key risks identified are:

Risk & Description specific to the Scheme Risk mitigants / management strategy

Credit riskRisk associated with repayment of investment

Investment universe carefully selected to only include issuers with high credit quality

Performance riskRisk arising due to change in factors affecting the market

Understand the working of the markets and respond effectively to market movements

Concentration riskRisk arising due to over exposure in few securities

Invest across the spectrum of issuers and keeping flexibility to invest across tenor

Liquidity riskRisk arising due to inefficient Asset Liability Management, resulting in high impact costs

Control portfolio liquidity at portfolio construction stage. Having optimum mix of cash & cash equivalents along with the debt papers in the portfolio

interest rate riskPrice volatility due to movement in interest rates

Control the portfolio duration and periodically evaluate the portfolio structure with respect to existing interest rate scenario

Event riskPrice risk due to company or sector specific event

Understand businesses to respond effectively and speedily to events Usage of derivatives: Hedge portfolios, if required, in case of predictable events with uncertain outcomes

market RiskRisk arising due to vulnerability to price fluctuations and volatility, having material impact on the overall returns of the Scheme

Endeavour to have a well diversified portfolio of good companies with the ability to use cash/derivatives for hedging

Derivatives RiskVarious inherent risks arising as a consequence of investing in derivatives

Continuous monitoring of the derivatives positions and strict adherence to the regulations and internal norms

iNFORmATiON COmmON TO ALL SChEmES

COmPARiSON OF EqUiTy SChEmESScheme Name investment Strategy Differentiation AUm

(in crs.) as on October 31,

2017

No. of Folios as on

October 31, 2017

Edelweiss Dynamic Equity Advantage Fund

The Scheme will deploy Absolute Return Strategy to achieve the Scheme’s investment objective. The Scheme will accordingly invest in arbitrage opportunities and in debt and money market instruments on the one hand and in pure equity investments and equity derivative strategies on the other, taking care that, as far as possible, the equity oriented nature of the Scheme remains intact. The Fund Manager will deploy a combination of strategies to achieve the investment objective of the Scheme. Depending on the market conditions, investments will be made in arbitrage opportunities and in debt and money market instruments and the residual will be a combination of special situations, other derivative strategies and use of quantitative models.

The object ive of the Scheme is to generate absolute returns with low volatility over a longer te n u re by d e p l oy i n g Absolute Return strategies.

350.37 7125

Edelweiss Arbitrage Fund

The Scheme will invest in arbitrage opportunities between spot and futures prices of exchange traded equities and the arbitrage opportunities available within the derivative segment. If suitable arbitrage opportunities are not available in the opinion of the Fund Manager, the Scheme may invest in short term debt and money market securities.The Fund Manager will evaluate the difference between the price of a stock in the futures market and in the spot market. If the price of a stock in the futures market is higher than in the spot market, after adjusting for costs and taxes the scheme shall buy the stock in the spot market and sell the same stock in equal quantity in the futures market, simultaneously.The Scheme will endeavor to build similar market neutral positions that offer an arbitrage potential for e.g. buying the basket of index constituents in the cash or futures segment and selling the index futures, etc. The Scheme would also look to avail of opportunities between one futures contract and another.The margin money requirement for the purposes of derivative exposure will be held in the form of Term Deposits, cash or cash equivalents.

The object ive of the scheme is to generate stable income by investing in cash-futures arbitrage opportunities available in Equity markets.

4,071.66 3207

Edelweiss Prudent Advantage Fund

The Scheme aims to provide long term capital growth by investing primarily in a well-diversified portfolio of companies accumulated at a discount to their fair value after taking into consideration various factors such as earnings, asset value, free cash flow, dividend yield etc. with respect to the market and their peersThe Scheme aims to identify such stocks, which have attractive valuations in relation to earnings or book value or current and/or future dividends and are available at a price, which can be termed as a bargain. This may constitute stocks which have depreciated for a short period due to some exceptional circumstance or due to market correction phase or due to lack of interest in investing in a sector, which has significantly underperformed the market. Such stocks are considered to have intrinsic value because of their business models and show potential for smart growth in the future. Intrinsic value of a stock is determined through analyzing inter-alia the EPS (Earnings per Share), the Book Value per share and comparing these value parameters to the market value so as to select stocks which may be available at more favourable valuations when compared with peer groups or with applicable benchmarks.

The primary aim of the fund is to identify and invest in value stocks which are trading at a lower price relative to their fundamentals.

14.31 401

Thus, the universe of stocks for this Scheme will be defined as those stocks whose prices are low relative to their fundamentals, their historic performance, their book values, their earnings and cash flow potential and current and/or future dividends. For investment, AMC may use industry specific valuation measures to evaluate companies in every sector in order to select the most attractive companies for the portfolio. Few important financial parameters that AMC proposes to study are the price-to-book ratio, which is defined as the market capitalization of a stock divided by the accounting book value of equity (which equals the total assets of the company less total liabilities). Thus, if the price-to-book ratio is less than one, the investor is paying less than one rupee for each one rupee of net assets stated on the company’s books.Few important financial parameters that AMC proposes to study are the price-to-book ratio, which is defined as the market capitalization of a stock divided by the accounting book value of equity (which equals the total assets of the company less total liabilities). Thus, if the price-to-book ratio is less than one, the investor is paying less than one rupee for each one rupee of net assets stated on the company’s books.For picking up stocks, AMC would start with the premise that current market price may not always be an indication of the true worth of business. This supports the view that at current valuation, stocks may be cheaper than the Index and have value that has not yet been unlocked and hence the probability of capital appreciation is much higher. Hence such stocks can be considered since they offer a potential return. Since the P/E ratio is only one of the factors involved in the evaluation of a company’s investment worthiness, investment decisions cannot be based on this rationale alone. Other parameters such as management competitiveness, business competitiveness, growth prospects, etc. would also be considered. The endeavour would be to select those stocks which are at a P/E ratio which is lower than the benchmark / peer group P/E ratio level.The Scheme may also use various derivatives and hedging products from time to time, as would be available and permitted by SEBI, in an attempt to protect the value of the portfolio and enhance Unit holders’ interest.

Edelweiss Large Cap Advantage Fund

The Fund invests in a portfolio that is substantially constituted of equity securities and equity related securities of the 100 largest corporates by market capitalisation, listed in India.

The object ive of the fund is to deliver capital appreciation by investing in large cap companies.

141.74 8131

Edelweiss Equity Savings Advantage Fund

Asset allocation between equity and debt is a critical function in this fund.Equity instruments:

The fund manager will use top down approach to identify growth sectors and bottom up approach to identify individual stocks. The portfolio will be adequately diversified and seeks to invest in companies for long term investment.The types of companies that may fall within the scope of such investment could include but are not limited to:— companies with strong growth potential;— companies with a special product which has a particular market niche and therefore good earnings

potential;— companies undertaking corporate restructuring.Equity Derivatives:

Instruments The fund manager will employ a combination of the various derivative strategies apart from investments in equity and equity related instruments and debt and money market instruments. The derivative strategies to be used have been enumerated in the section Derivative Strategy in the offer document.

An open ended equity scheme investing into e q u i t y a n d r e l a t e d s e c u r i t i e s , a r b i t ra ge opportunities and debt a n d m o n e y m a r k e t instrument

115.70 1016




2017

No. of Folios as on

October 31, 2017

Debt instruments:The strategy would be to allocate the assets of the Scheme between various money market and fixed income Securities with the objective of providing liquidity and achieving optimal returns. The actual percentage of investment in various Money Market and other fixed income Securities will be decided after considering the economic environment including interest rates and inflation, the performance of the corporate sector and general liquidity and other considerations in the economy and markets.

Edelweiss mid and Small Cap Fund

The Scheme will primarily be a diversified equity fund which will seek to invest in companies for long term investment. Though the benchmark is Nifty Free Float Midcap 100, the investments will not be limited to the companies constituting the benchmark.The types of companies that may fall within the scope of such investment could include but are not limited to:– companies with strong growth potential;– companies with a special product which has a particular market niche and therefore good earnings

potential;– companies undertaking corporate restructuring.The investment approach will be bottom up stock picking – where investments will be selected primarily on the basis of specific criteria relevant to the company in question rather than general macroeconomic considerations. There will be no particular bias towards any sector. The focus will be on companies constituting the bottom fourth by way of market capitalization of stocks listed on the National Stock Exchange or The Stock Exchange-Mumbai. The strategy will be to identify companies early or which have potential to scale up significantly to become materially larger in the medium to long term. The Scheme will endeavour to remain fully invested in equity and equity related instruments at all times. An exposure to various derivatives instruments is likely for the purposes of hedging, portfolio balancing and optimising returns.

An open-ended equity g r o w t h s c h e m e , constituting a portfolio of equity and equity related securit ies focused on smaller companies.

518.50 26353

Edelweiss Equity Opportunities Fund

The Scheme will primarily be a diversified equity fund which will seek to invest in companies for long term investment. Though the benchmark is S&P BSE-200, the investments will not be limited to the companies constituting the benchmark.The types of companies that may fall within the scope of such investment could include but are not limited to:— companies with strong growth potential;— companies with a special product which has a particular market niche and therefore good earnings

potential;— companies undertaking corporate restructuring.The investment approach will be bottom-up stock picking - where investments will be selected primarily on the basis of specific criteria relevant to the company in question rather than general macro-economic considerations.

An open-ended equity growth scheme having a diversified portfolio of equity and equity related securities including equity derivatives.

267.10 22718

There will be no particular bias towards any market cap size or any sector. The Scheme will endeavour to remain fully invested in equity and equity related instruments at all times.An exposure to various derivatives instruments is likely - for the purposes of hedging, portfolio balancing and optimising returns.

Edelweiss Economic Resurgence Fund

The Scheme will be a diversified equity fund which will invest predominantly in equity and equity related securities with focus on riding economic cycles through dynamic allocation between various sectors and stocks at different stages of economic activity. An economy is typically characterized by the fluctuations in business, investment and consumption activity measured by real GDP growth and other macroeconomic variables. A full economic cycle is basically defined in terms of stages of expansion and contraction in economic activity. During expansion, an economy experiences an increase in economic activity as evidenced by real GDP growth, industrial production, etc whereas during contraction, the pace of economic activity slows down. Identifying the stage of economic cycle is critical to the relative performance in the equity markets as sector performance across the cycle is not homogeneous with different sectors providing true representation of the economic situation at different points of the cycle. As a result, different sectors assume market leadership across different economic phases.

A open ended equity g row th scheme wi th a diversified portfolio constituted of equity and related securities of companies wit focus on riding economic cycles through dynamic allocation between various sectors and stocks at different stage of economic activity

27.49 1457

The Scheme would aim to deploy the stages of economic cycle approach to investing by identifying such economic trends and investing in the sectors and stocks that are likely to outperform at any given stage of cycle in the economy. During period of expansion, the Scheme would aim to predominantly invest in stocks of companies in the cyclical sectors as they tend to outperform the broader market during expansionary phase due to increased investment and manufacturing activity leading to higher GDP growth. For example, given the new government’s focus on building highways, there is likely to be flurry of awards in the roads sector and major beneficiaries among others would be companies in construction, cement sectors. To take advantage of such events, the fund is likely to be overweight on construction and cement sectors. Similarly, during period of contraction the Scheme would look to invest in defensive sectors stocks or sectors that are less sensitive to changes in overall economic activity.However, this fund will generally not invest in sectors such as pharmaceuticals, fast moving consumer goods and IT services. Additionally, stock and sector concentration in this fund may generally be higher compared to a diversified equity fund.

illustration –

During period of expansion, the scheme may be overweight in sectors such as, but not limited to, Cements, Construction, Capital Goods and Banking.During period of contraction, the scheme may be overweight in sectors such as, but not limited to, Pharmaceuticals, IT Services and Consumers.Under normal market conditions and depending on the fund manager’s views, the scheme intends to invest in a portfolio of stocks that are likely to benefit from the Government spending and implementation of economic reforms. Scheme would be invested across stocks of the companies that represent a broad range of sectors of the economy and companies in sectors that will benefit from the on-going reforms in the Indian economy.




2017

No. of Folios as on

October 31, 2017

Economic reforms here, refers to a set of economic, financial and various other sector policy initiatives that lay down progressive framework for trade and investments in India. The process of economic reforms is irreversible and would offer significant opportunities for a sustained period. Such reforms could be in the form of liberalisation, privatization, investment support to areas like infrastructure, power, employment generation, etc. These reforms are directed towards achieving long term growth of India.The sectors that the Scheme will broadly be focusing on would be Infrastructure, Power, Construction, Banking & Finance, Telecom, Oil & Gas, Media, Fertilizers, Travel & Tourism, Cement, Engineering, Metals and Auto. The above mentioned sectors are only indicative and this could undergo change based on future reforms and developments.

Edelweiss ELSS Fund

The Fund will invest in a diversified basket of equity stocks spanning the entire market capitalization spectrum and across multiple sectors, debt and money market instruments. The Fund will also invest a portion of the funds in initial offerings and other primary market offerings.

The fund is an open ended equity l inked savings scheme which gives dual advantage of tax savings & growth potential

72.43 7498

Edelweiss Tax Advantage Fund

The Scheme will primarily be a diversified equity fund which will seek to invest in companies for long term investment. Though the benchmark is S&P BSE-200, the investments will not be limited to the companies constituting the benchmark.The types of companies that may fall within the scope of such investment could include but are not limited to:— companies with strong growth potential;— companies with a special product which has a particular market niche and therefore good earnings

potential; and/or— companies undertaking corporate restructuring.The investment approach will be bottom-up stock picking where investments will be selected primarily on the basis of specific criteria relevant to the company in question rather than general macroeconomic considerations. There will be no particular bias towards any market capitalisation size or any sector. The Scheme will endeavour to remain fully invested in equity and equity-related instruments at all times.

An open-ended equity linked saving scheme with a diversified portfolio of predominantly equity and equity related securities. This is an equity linked saving scheme with a three year lock-in period from the date of allotment of units proposed to be redeemed.

13.20 1599

Investments will be pursued in selected sectors based on the Investment team’s analysis of regulatory reforms, business cycles, competitive advantage etc. Stock selection will be done from these sectors. The fund manager while selecting companies / stocks will focus on the fundamentals of the business, the industry structure, the quality of management, sensitivity to economic factors, the financial strength of the company and the key earnings drivers. The scheme will invest across sectors without any market cap or sectoral bias.


COmPARiSON OF LiqUiD AND FixED iNCOmE SChEmESScheme Name investment Strategy Differentiation AUm


2017

No. of Folios as on

October 31, 2017

Edelweiss Liquid Fund The domestic debt markets are maturing rapidly with liquidity emerging in various debt segments through the introduction of new instruments and investors. The objective will be to allocate the assets of the Scheme between various money market and fixed income Securities with the objective of providing liquidity and achieving optimal returns.

An open ended liquid scheme aiming at low risk while providing high level of liquidity. Edelweiss Liquid Fund holds a portfolio which has a average maturity of not more than 91 days.

1,069.58 4160

Edelweiss Ultra Short Term Fund

The domestic debt markets are maturing rapidly with liquidity emerging in various debt segments through the introduction of new instruments and investors. The objective will be to allocate the assets of the Scheme between various money market and fixed income Securities with the objective of providing liquidity and achieving optimal returns.

An open ended Income scheme, with a portfolio of marginally higher maturity and moderately higher credit risk compared to liquid fund

334.10 1040

Edelweiss Bond Fund The domestic debt markets are maturing rapidly with liquidity emerging in various debt segments through the introduction of new instruments and investors. The objective will be to allocate the assets of the Scheme between various money market and fixed income Securities with the objective of providing liquidity and achieving optimal returns.

An open ended Income scheme aiming at generating optimal returns through active management of the portfolio.

206.92 620

Edelweiss Short Term Fund

The domestic debt markets are maturing rapidly with liquidity emerging in various debt segments through the introduction of new instruments and investors. The objective will be to allocate the assets of the Scheme between various money market and fixed income Securities with the objective of providing liquidity and achieving optimal returns. The portfolio duration will undergo a change according to the expected movement in interest rates. Liquidity conditions and other macro-economic factors affecting interest rates shall be taken into account for varying the portfolio duration. Under normal circumstances, if the interest rates move down, the duration of the portfolio shall be increased and vice versa. The Investment Manager may review the pattern of investments based on views on interest rates and asset liability management needs.

An open ended Income scheme investing primarily in money market and short term debt instruments.

16.13 518

Edelweiss Banking and PSU Debt Fund

The objective will be to allocate the assets of the Scheme between various Money Market Instruments and fixed income Securities issued by banks and PSUs with the objective of providing liquidity and achieving optimal returns.

An open ended Income scheme investing primarily in instruments issued by banks and public sector undertaking

407.51 301

Edelweiss Corporate Debt Opportunities Fund

The Scheme is an actively managed debt fund wherein the AMC takes an active view of the interest rate movements, liquidity conditions and other macroeconomic factors affecting interest rates.The Scheme would seek to identify and invest in quality credits that offer an attractive risk-return reward relative to sovereign instruments with the objective to generate accrual income or in yield pickups which offer a better spread for similar credits. Potential capital appreciation opportunities arising out of mispricing of yields relative to fundamentals, potential credit upsides (both short term and long term ratings), sector rotations etc will be explored. The portfolio’s overall duration will be actively monitored depending on the interest rate environment. The Fund Manager will adopt a long duration strategy in falling interest rate scenario and shift towards low duration strategy as the interest rates bottom out/trend upwards. The Fund Manager will structure the portfolio looking into the need to provide liquidity to meet redemptions as and when they arise.Though every endeavour will be made to achieve the objectives of the Scheme, the AMC / Sponsor / Trustee does not guarantee that the investment objectives of the Scheme will be achieved. No guaranteed returns are being offered under the Scheme.

An open ended income scheme investing in corporate bonds and securities across the investment grade credit rating and maturity spectrum

319.43 395

Edelweiss Government Securities Fund

The investment strategy of the Scheme is to provide income from its investment in a basket of sovereign Securities issued by the Central and/or State Government including treasury bills, across various maturities, through proactive duration management. Income may be generated through the receipt of coupon payments, the amortization of the discount on debt instruments or the purchase and sale of securities in the underlying portfolio.

An open ended Income scheme investing primarily in instruments issued by central Government and state Government of India

811.90 545

EqUiTy FUNDS iSiN CODE

EDELWEiSS DyNAmiC EqUiTy ADVANTAGE FUND

REG

ULA

R P

LAN

GROWTH INF754K01285

DiR

ECT

PLA

N

GROWTH INF754K01BS2

QUARTERLY DIVIDEND PAYOUT INF754K01251 QUARTERLY DIVIDEND PAYOUT INF754K01BP8

QUARTERLY DIVIDEND REINVESTMENT INF754K01269 QUARTERLY DIVIDEND REINVESTMENT INF754K01BQ6

QUARTERLY DIVIDEND SWEEP INF754K01277 QUARTERLY DIVIDEND SWEEP INF754K01BR4

BONUS INF754K01DJ7 BONUS INF754K01DI9

MONTHLY DIVIDEND SWEEP INF754K01IJ6 MONTHLY DIVIDEND SWEEP INF754K01IM0

MONTHLY DIVIDEND PAYOUT INF754K01IH0 MONTHLY DIVIDEND PAYOUT INF754K01IK4

MONTHLY DIVIDEND REINVESTMENT INF754K01II8 MONTHLY DIVIDEND REINVESTMENT INF754K01IL2

EDELWEiSS ARBiTRAGE FUND

REG

ULA

R P

LAN

GROWTH INF754K01EF3

DiR

ECT

PLA

N

GROWTH INF754K01EA4

DIVIDEND PAYOUT INF754K01EG1 DIVIDEND PAYOUT INF754K01EB2

DIVIDEND REINVESTMENT INF754K01EH9 DIVIDEND REINVESTMENT INF754K01EC0

DIVIDEND SWEEP INF754K01EI7 DIVIDEND SWEEP INF754K01ED8

BONUS INF754K01EJ5 BONUS INF754K01EE6

MONTHLY DIVIDEND SWEEP INF754K01HV3 MONTHLY DIVIDEND SWEEP INF754K01HY7

MONTHLY DIVIDEND PAYOUT INF754K01HT7 MONTHLY DIVIDEND PAYOUT INF754K01HW1

MONTHLY DIVIDEND REINVESTMENT INF754K01HU5 MONTHLY DIVIDEND REINVESTMENT INF754K01HX9

EDELWEiSS PRUDENT ADVANTAGE FUND

REG

ULA

R P

LAN

GROWTH INF754K01202

DiR

ECT

PLA

N

GROWTH INF754K01CE0

DIVIDEND PAYOUT INF754K01178 DIVIDEND PAYOUT INF754K01CB6

DIVIDEND REINVESTMENT INF754K01186 DIVIDEND REINVESTMENT INF754K01CC4

DIVIDEND SWEEP INF754K01194 DIVIDEND SWEEP INF754K01CD2

BONUS INF754K01DN9 BONUS INF754K01DM1

EDELWEiSS LARGE CAP ADVANTAGE FUND

REG

ULA

R P

LAN

GROWTH INF754K01046

DiR

ECT

PLA

N

GROWTH OPTION INF754K01BW4

DIVIDEND PAYOUT INF754K01012 DIVIDEND PAYOUT INF754K01BT0

DIVIDEND REINVESTMENT INF754K01020 DIVIDEND REINVESTMENT INF754K01BU8

DIVIDEND SWEEP INF754K01038 DIVIDEND SWEEP INF754K01BV6

PLAN B - GROWTH OPTION INF754K01087

PLAN C - GROWTH OPTION INF754K01129

PLAN B - DIVIDEND PAYOUT INF754K01053

PLAN B - DIVIDEND REINVESTMENT INF754K01061

PLAN C - DIVIDEND PAYOUT INF754K01095

PLAN C - DIVIDEND REINVESTMENT INF754K01103

BONUS OPTION INF754K01DL3 BONUS OPTION INF754K01DK5

MUTUALFUND

EqUiTy FUNDS iSiN CODE

EDELWEiSS EqUiTy SAViNGS ADVANTAGE FUND

REG

ULA

R P

LAN

GROWTH INF843K01KG9

DiR

ECT

PLA

N

GROWTH INF843K01KC8

DIVIDEND REINVESTMENT INF843K01KJ3 DIVIDEND REINVESTMENT INF843K01KF1

DIVIDEND SWEEP INF754K01491 DIVIDEND SWEEP INF754K01DG3

DIVIDEND PAYOUT INF843K01KI5 DIVIDEND PAYOUT INF843K01KE4

BONUS INF843K01KH7 BONUS INF843K01KD6

MONTHLY DIVIDEND PAYOUT INF754K01IP3 MONTHLY DIVIDEND PAYOUT INF754K01IN8

MONTHLY DIVIDEND REINVESTMENT INF754K01IQ1 MONTHLY DIVIDEND REINVESTMENT INF754K01IO6

EDELWEiSS miD AND SmALL CAP FUND

REG

ULA

R P

LAN GROWTH INF843K01013

DiR

ECT

PLA

N GROWTH INF843K01AO4

DIVIDEND REINVESTMENT INF843K01039 DIVIDEND REINVESTMENT INF843K01AQ9

DIVIDEND PAYOUT INF843K01021 DIVIDEND PAYOUT INF843K01AP1

EDELWEiSS EqUiTy OPPORTUNiTiES FUND

REG

ULA

R P


DiR

ECT

PLA

N GROWTH INF843K01AL0

DIVIDEND PAYOUT INF843K01054 DIVIDEND PAYOUT INF843K01AM8

DIVIDEND REINVESTMENT INF843K01062 DIVIDEND REINVESTMENT INF843K01AN6

EDELWEiSS ECONOmiC RESURGENCE FUND

REG

ULA

R P

LAN GROWTH INF843K01KN5

DiR

ECT

PLA

N GROWTH INF843K01KK1

DIVIDEND PAYOUT INF843K01KO3 DIVIDEND PAYOUT INF843K01KL9

DIVIDEND REINVESTMENT INF843K01KP0 DIVIDEND REINVESTMENT INF843K01KM7

EDELWEiSS ELSS FUND

REG

ULA

R P


DiR

ECT

PLA

N GROWTH INF754K01CA8

DIVIDEND PAYOUT INF754K01525 DIVIDEND PAYOUT INF754K01BX2

DIVIDEND REINVESTMENT INF754K01541 DIVIDEND REINVESTMENT INF754K01BY0

DIVIDEND SWEEP INF754K01533 DIVIDEND SWEEP INF754K01BZ7

EDELWEiSS TAx ADVANTAGE FUND

REG

ULA

R P


DiR

ECT

PLA

N GROWTH INF843K01AR7

DIVIDEND REINVESTMENT INF843K01120 DIVIDEND REINVESTMENT INF843K01AT3

DIVIDEND PAYOUT INF843K01112 DIVIDEND PAYOUT INF843K01AS5

MUTUALFUND

MUTUALFUND

LiqUiD AND FixED iNCOmE SChEmESiSiN CODE

EDELWEiSS LiqUiD FUND

REG

ULA

R P

LAN

ANNUAL DIVIDEND PAYOUT INF754K01HQ3

DiR

ECT

PLA

N

GROWTH INF754K01GM4

ANNUAL DIVIDEND REINVESTMENT INF754K01HP5 DIVIDEND PAYOUT INF754K01GO0

DIVIDEND PAYOUT INF754K01GK8 DIVIDEND REINVESTMENT INF754K01GN2

DIVIDEND REINVESTMENT INF754K01GL6 DAILY DIVIDEND REINVESTMENT INF754K01GP7

FORTNIGHTLY DIVIDEND PAYOUT INF754K01HK6 WEEKLY DIVIDEND PAYOUT INF754K01GU7

FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01HC3 WEEKLY DIVIDEND REINVESTMENT INF754K01GQ5

GROWTH INF754K01GZ6 FORTNIGHTLY DIVIDEND PAYOUT INF754K01GV5

MONTHLY DIVIDEND PAYOUT INF754K01HL4 FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01GR3

MONTHLY DIVIDEND REINVESTMENT INF754K01HD1 MONTHLY DIVIDEND PAYOUT INF754K01GW3

DAILY DIVIDEND REINVESTMENT INF754K01HA7 MONTHLY DIVIDEND REINVESTMENT INF754K01GS1

WEEKLY DIVIDEND PAYOUT INF754K01HJ8 BONUS INF754K01GY9

WEEKLY DIVIDEND REINVESTMENT INF754K01HB5 ANNUAL DIVIDEND PAYOUT INF754K01GX1

BONUS INF754K01HR1 ANNUAL DIVIDEND REINVESTMENT INF754K01GT9

EDELWEiSS ULTRA ShORT TERm FUND

REG

ULA

R P

LAN

ANNUAL DIVIDEND PAYOUT INF754K01GH4D

iREC

T PL

AN

GROWTH INF754K01FD5

ANNUAL DIVIDEND REINVESTMENT INF754K01GG6 DIVIDEND PAYOUT INF754K01FF0

DIVIDEND PAYOUT INF754K01FB9 DIVIDEND REINVESTMENT INF754K01FE3

DIVIDEND REINVESTMENT INF754K01FC7 DAILY DIVIDEND REINVESTMENT INF754K01FG8

FORTNIGHTLY DIVIDEND PAYOUT INF754K01GB7 WEEKLY DIVIDEND PAYOUT INF754K01FL8

FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01FT1 WEEKLY DIVIDEND REINVESTMENT INF754K01FH6

GROWTH INF754K01FQ7 FORTNIGHTLY DIVIDEND PAYOUT INF754K01FM6

MONTHLY DIVIDEND PAYOUT INF754K01GC5 FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01FI4

MONTHLY DIVIDEND REINVESTMENT INF754K01FU9 MONTHLY DIVIDEND PAYOUT INF754K01FN4

DAILY DIVIDEND REINVESTMENT INF754K01FR5 MONTHLY DIVIDEND REINVESTMENT INF754K01FJ2

WEEKLY DIVIDEND PAYOUT INF754K01GA9 BONUS INF754K01FP9

WEEKLY DIVIDEND REINVESTMENT INF754K01FS3 ANNUAL DIVIDEND PAYOUT INF754K01FO2

BONUS INF754K01GI2 ANNUAL DIVIDEND REINVESTMENT INF754K01FK0

EDELWEiSS BOND FUND

REG

ULA

R P

LAN

GROWTH INF843K01344

DiR

ECT

PLA

N

GROWTH INF843K01CE1

ANNUAL DIVIDEND REINVESTMENT INF843K01914 ANNUAL DIVIDEND REINVESTMENT INF843K01CH4

ANNUAL DIVIDEND PAYOUT INF843K01922 ANNUAL DIVIDEND PAYOUT INF843K01CI2

DIVIDEND REINVESTMENT INF843K01369 DIVIDEND REINVESTMENT INF843K01CG6

DIVIDEND PAYOUT INF843K01351 DIVIDEND PAYOUT INF843K01CF8

BONUS INF843K01930 BONUS INF843K01CJ0

EDELWEiSS ShORT TERm FUND

REG

ULA

R P

LAN

GROWTH INF843K01419

DiR

ECT

PLA

N

GROWTH INF843K01BX3

DIVIDEND PAYOUT INF843K01971 DIVIDEND PAYOUT INF843K01BZ8

DIVIDEND REINVESTMENT INF843K01989 DIVIDEND REINVESTMENT INF843K01BY1

FORTNIGHTLY DIVIDEND PAYOUT INF843K01401 WEEKLY DIVIDEND PAYOUT INF843K01CA9

WEEKLY DIVIDEND PAYOUT INF843K01443 FORTNIGHTLY DIVIDEND PAYOUT INF843K01CB7

MONTHLY DIVIDEND PAYOUT INF843K01435 MONTHLY DIVIDEND PAYOUT INF843K01CD3

MONTHLY DIVIDEND REINVESTMENT INF843K01427 MONTHLY DIVIDEND REINVESTMENT INF843K01CC5

MUTUALFUND

EDELWEiSS BANKiNG AND PSU DEBT FUND

REG

ULA

R P

LAN

GROWTH INF843K01FK1

DiR

ECT

PLA

N

GROWTH INF843K01FC8

DIVIDEND REINVESTMENT INF843K01FM7 DIVIDEND REINVESTMENT INF843K01FE4

DIVIDEND PAYOUT INF843K01FL9 DIVIDEND PAYOUT INF843K01FD6

MONTHLY DIVIDEND REINVESTMENT INF843K01FP0 MONTHLY DIVIDEND REINVESTMENT INF843K01FH7

MONTHLY DIVIDEND PAYOUT INF843K01FQ8 MONTHLY DIVIDEND PAYOUT INF843K01FI5

FORTNIGHTLY DIVIDEND PAYOUT INF843K01FO3 FORTNIGHTLY DIVIDEND PAYOUT INF843K01FG9

WEEKLY DIVIDEND PAYOUT INF843K01FN5 WEEKLY DIVIDEND PAYOUT INF843K01FF1

BONUS INF843K01FR6 BONUS INF843K01FJ3

EDELWEiSS CORPORATE DEBT OPPORTUNiTiES FUND

REG

ULA

R P

LAN

GROWTH INF843K01JS6

DiR

ECT

PLA

N

GROWTH INF843K01JI7

DIVIDEND PAYOUT INF843K01JU2 DIVIDEND PAYOUT INF843K01JK3

DIVIDEND REINVESTMENT INF843K01JV0 DIVIDEND REINVESTMENT INF843K01JL1

WEEKLY DIVIDEND PAYOUT INF843K01JW8 WEEKLY DIVIDEND PAYOUT INF843K01JM9

FORTNIGHTLY DIVIDEND PAYOUT INF843K01JX6 FORTNIGHTLY DIVIDEND PAYOUT INF843K01JN7

MONTHLY DIVIDEND PAYOUT INF843K01KA2 MONTHLY DIVIDEND PAYOUT INF843K01JQ0

MONTHLY DIVIDEND REINVESTMENT INF843K01JY4 MONTHLY DIVIDEND REINVESTMENT INF843K01JO5

ANNUAL DIVIDEND REINVESTMENT INF843K01JZ1 ANNUAL DIVIDEND REINVESTMENT INF843K01JP2

ANNUAL DIVIDEND PAYOUT INF843K01KB0 ANNUAL DIVIDEND PAYOUT INF843K01JR8

BONUS INF843K01JT4 BONUS INF843K01JJ5

EDELWEiSS GOVERNmENT SECURiTiES FUND

REG

ULA

R P

LAN

GROWTH INF843K01HC4

DiR

ECT

PLA

N

GROWTH INF843K01GS2

DIVIDEND PAYOUT INF843K01HE0 DIVIDEND PAYOUT INF843K01GU8

DIVIDEND REINVESTMENT INF843K01HF7 DIVIDEND REINVESTMENT INF843K01GV6

FORTNIGHTLY DIVIDEND PAYOUT INF843K01HH3 FORTNIGHTLY DIVIDEND PAYOUT INF843K01GX2

WEEKLY DIVIDEND PAYOUT INF843K01HG5 WEEKLY DIVIDEND PAYOUT INF843K01GW4

MONTHLY DIVIDEND REINVESTMENT INF843K01HI1 MONTHLY DIVIDEND PAYOUT INF843K01GZ7

MONTHLY DIVIDEND PAYOUT INF843K01HJ9 MONTHLY DIVIDEND REINVESTMENT INF843K01GY0

ANNUAL DIVIDEND REINVESTMENT INF843K01HK7 ANNUAL DIVIDEND PAYOUT INF843K01HB6

ANNUAL DIVIDEND PAYOUT INF843K01HL5 ANNUAL DIVIDEND REINVESTMENT INF843K01HA8

BONUS INF843K01HD2 BONUS INF843K01GT0

LiqUiD AND FixED iNCOmE SChEmESiSiN CODE

CAF

Collection Center’s Stamp &Receipt Date and Time

Received from: Mr. / Ms. / M/s___________________________________________________ an application for allotment

Scheme________________________________________ Plan _____________________ Option______________________

vide Cheque No ___________________________Dated ____/____/________ Amount (`) ____________________ Drawn on

Bank and Branch ________________________________________________________________________________________

Application No:

Please note: All purchases are subject to realization of cheques and as per applicable load structure (please refer Scheme Information Document)

ACKNOWLEDGEMENT SLIPTo be filled in by the investor

COMMON APPLICATION FORM Please read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

Sponsor: Edelweiss Financial Services Limited | Trustee Company: Edelweiss Trusteeship Company Limited.Investment Manager: Edelweiss Asset Management Limited. Edelweiss House, Off. C.S.T Road, Kalina, Mumbai - 400 098

DISTRIBUTOR INFORMATION

Sub-Broker Code Employee UniqueSub-Broker Code E-Code RIA CODE

1

2

Name & Distributor Code

*Investors should mention the EUIN of the person who has advised the investor. If left blank, the fund will assume following declaration by the investor “I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker”.

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor. For Direct investments, please mention ‘Direct’ in the column ‘Name & Distributor Code’

SIGNATURE (s)

SOLE / FIRST APPLICANT SECOND APPLICANT THIRD APPLICANT

All sections to be filled in English and in BLOCK LETTERS. Use this form If you are making a one time investment. For SIP investment use the separate SIP Form. All columns marked * are mandatory.

MAKE YOUR SELECTION BEFORE FILLING FORM (PLEASE ) INVEST NOW ZERO BALANCE FOLIO (Refer Instruction No.XII)

TRANSACTION CHARGES (PLEASE ) (Default option Existing Investor)

I am a First Time Investor in Mutual Funds I am an Existing Investor in Mutual Funds

In case the subscription amount is ̀ 10,000/- or more and your Distributor has opted to receive Transaction Charges, ̀ 150 (for first time mutual fund investor) or ̀ 100/- (for investor other than first time mutual fund investor) will be deducted from the subscription amount and paid to the distributor. Units will be issued against the balance amount invested.

3 EXISTING UNIT HOLDER INFORMATION / EXISTING ZERO BALANCE FOLIO NO. (If you have existing folio, please fill in section 2 and proceed to section 8.)

FOLIO NO. NAME OF FIRST APPLICANT

4 MANDATORY* Know Your Customer (KYC)#PAN / PEKRN#

1ST APPLICANT/GUARDIAN

CKYC Key Identification Number ( )Refer Instruction no. XVIII

Aadhaar No. (UID No.) (Refer Instruction no. )XIX

YES (Please submit proof) YES (Please submit KYC Application form)P A N N U M B E R

DATE OF BIRTH (DOB) DATE OF INCORPORATION (DOI)

GUARDIAN (s) NAME (In case if minor / Parent / Legal Guardian)

RELATIONSHIP WITH MINOR / DESIGNATION

MAILING ADDRESS OF SOLE / 1ST APPLICANT (P.O.BOX alone may not be sufficient) Overseas Investor must provide Indian Address

CONTACT

CITY

EMAIL

STATE

COUNTRY PIN MOBILE

RESI.

COUNTRY

OFF. FAX

MANDATORY PROOF OF DATE OF BIRTH FOR MINORS (ANY ONE) & Relationship Proof

BIRTH CERTIFICATE

ADDRESS (Mandatory for NRI/FII applicant*)

MARKSHEET (HSC/ICSE/CBSE) SCHOOL LEAVING CERTIFICATE PASSPORT OTHERS

OVERSEAS APPLICANT DETAILS

ZIP CODE For NRI applicants Indian Overseas

Email ID & Mobile No. are essential to enable us to communicate with you better

E-MAIL COMMUNICATION [Please ]

I/We wish to receive the following document via email in lieu of physical document(s) Account Statement / Newsletter / Annual Report / Other Statutory Information : YES NO

ARN INTERNAL CODE IDENTIFICATION NO. (EUIN) ONLY FOR DIRECT INVESTMENT

APPLICATION NO.

(Refer Instruction No.XIII)

APPLICANT INFORMATION TO BE FILLED IN BLOCK LETTERS* APPLICANTS FROM CANADA WILL NOT BE ACCEPTED5

NAME OF SOLE /1ST APPLICANT Mr. Ms. M/s.

(Refer Instruction No.II)

WB068112

CHECKLIST ( Please submit the following documents with your application (where applicable). All documents should be original/true copies certified by a Director/Trustee /Company Secretary /Authorised signatory / Notary Public.) Documents Individual Companies Societies Partnership Firms Investment through POA Trusts NRI FIIs PIOResolution/ Authorisation to investList of authorised signatories with specimen signatures � � � � � �Memorandum & Articles of Association �Trust Deed �Bye-laws �Partnership Deed �Overseas Auditor Certificate �Notarised POA �Proof of Address ��Copy of PAN Card / PEKRN � � � � � ��KYC Compliance � � � � � ��PIO Card ��Foreign Inward Remittance Certificate ��

� � � � �

Occupation* [Please ]

Business Service Professional Agriculturist Housewife Student Defence Bureaucrat

Forex Dealer Unlisted Company Body Corporate Listed Company Others _______________________

Legal Status* [Please ]

Resident Individual FII’s Society/Club AOP/BOP NRI/PIO FI HUF Minor Partnership Firm

Bank Trust Company/Body Corporate NPO Others ________________________

Mandatory for Non-Individual Investor

Is the entity involved/providing any of the following services YES NO [Also attach Ultimate Beneficiary Ownership form]

? For Foreign Exchange / Money Changer Service YES

YES

NO

NO

? Gaming/Gambling/Lottery Services (e.g. casinos, betting syndicates) YES NO

? Money Lending / Pawning

For Individual Investor* Politically Exposed Person (PEP) YES NO Related to PEP YES NO

Mode of Holding* [Please ] Single Joint Any one or survivor (s) (Default)

NAME OF 2ND APPLICANT Mr. Ms. M/s.

CKYC Key Identification Number #PAN /

#PEKRN

GROSS ANNUAL INCOME [Please ]

Below 1 Lac 1 - 5 Lacs 5 - 10 Lacs 10 - 25 Lacs 25 Lacs - 1 crore > 1 crore

Net-worth in (Mandatory for Non-Individuals) A ________________________ as on ____/____/______ (Not older than 1 year)


















Aadhaar No. (UID No.) (Refer Instruction no. )XIX DOB




(Refer Instruction no. )XVIII

NAME OF 3RD APPLICANT Mr. Ms. M/s.

CKYC Key Identification Number #PAN /

#PEKRN

Aadhaar No. (UID No.) (Refer Instruction no. )XIX DOB

(Refer Instruction no. )XVIII

BANK ACCOUNT DETAILS

Mode of Payment [Please ]

Do you want units in demat Form? [Please ]

Gross Amount (A)

Bank/Branch & City

Account No.

Account No.

Branch Add.

Pin

8

Bank Name

IFSC CODE MICR CODE

PAYMENT DETAILS9

RTGS/NEFT Transfer Letter Cheque Cheque No. Date

DD Charges (A) Net Amount (A)

Account Type [Please ]

Account Type [Please ]

SB

SB

Current

Current

NRO

NRO

NRE

NRE

FCNR

FCNR

FOR LUMPSUM/NEW SIP-INVESTMENT DETAILS* Choice of Scheme/Plan/Option For SIP Investment Auto-Debit Form is mandatory10

Scheme/Plan/Option/Facility Edelweiss - Scheme Plan Option/Facility

(Default Plan/Option/Facility will be adapted in case of no information, ambiguity or discrepancy)

Dividend Sweep to Scheme ____________________________________ Plan ________________________ Option ______________________

DEMAT ACCOUNT DETAILS*11

Yes No [Please ensure that the sequence of names as mentioned in the application form matches with that

of the demat A/c. held with the depository participant]. In case unit holders do not provide their demat account details, an account statement shall be sent to them.

NATIONAL SECURITIES DEPOSITORY LTD. (NSDL) CENTRAL DEPOSITORY SERVICES (INDIA) LTD. (CSDL)

NOMINATION DETAILS*12I/We hereby nominate the under mentioned nominee to receive the amounts to my/our credit in event of my/our death. I/We also understand that all payments and settlements madeto such Nominee shall be valid discharge by the AMC/Mutual Fund/Trustee Company.

Name of Nominee Date of Birth(If Nominee is minor)

Allocation(%)

Name of Legal Guardian/Parent(If Nominee is minor)

Relationshipwith Nominee

Address of Nominee/Legal Guardian

Depository Participant (DP) Name :

DP ID NO.: Beneficiary A/C No.

DECLARATION AND SIGNATURE(S)13

Having read and understood the contents of the Scheme Information Document of the Scheme and Statement of Additional Information and subsequent amendments thereto including the section on who cannot invest, "Prevention of Money Laundering" and "Know Your Customer", I/We hereby apply to the Trustee of Edelweiss Mutual fund for units of the Scheme as indicated above and agree to abide by the terms and conditions, rules and regulations of the Scheme. I/We further declare, I am / we are authorised to invest the amount & that the amount invested by me/us in the above mentioned Scheme(s) is derived through legitimate sources and is not held or designed for the purpose of contravention of any acts, rules, regulations or any statute or legislation or any other applicable laws or notifications, directions issued by the governmental or statutory authority from time to time. It is expressly understood that I/We have the express authority from our constitutional documents to invest in the units of the Scheme(s) and the AMC/Trustee/Fund would not be responsible if the investment is ultra vires thereto and the investment is contrary to the relevant constitutional documents. I/We agree that in case my/our investment in the Scheme(s) is equal to or more than 25% of the corpus of the Scheme, then Edelweiss Asset Management Ltd., Investment Manager to the Edelweiss Mutual Fund, has full right to refund the excess to me/us to bring my/our investment below 25%. I/We have not received nor been induced by any rebate or gifts, directly or indirectly in making this investments. I /We hereby authorise Edelweiss Mutual Fund, its Investment Manager and its agents to disclose details of my investment to my bank(s) / Edelweiss Mutual Fund's bank(s) and / or Distributor / Broker / Investment Advisor. I/We hereby authorize you to disclose, share, remit in any form, mode or manner, all/ any of the information provided by me/ us, including all changes, update to such information as and when provided by me/ us to Edelweiss Mutual Fund/ Edelweiss Asset Management Limited to any Indian or foreign governmental or statutory or judicial authorities/ agencies, the tax/ revenue authority and other investigation agencies without obligation on advising me/ us of the same. I/We authorise Edelweiss Mutual Fund to reject the application, revert the units credited/redeem units created at applicable NAV, restrain me/us from making any further investment in any of the Schemes of the fund, recover/debit my/our folios(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/payment instrument is/are returned by my/our banker for any reason whatsoever. I/We undertake that these investments are my/our own and acknowledge that AMC reserves the right to call for such other additional information/documents as required to comply with PMLA/KYC/FATCA norms. I/We hereby, further agree that the Fund can directly credit all the dividend payouts and redemption amount to my bank details given above. I/We hereby declare that the particulars stated above are correct.The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I/We further agree that the Fund/AMC can send us all types of SMS relating to the products offered by them.Applicable to investors who have not opted for nomination facility. I/We hereby confirm that it is my/our informed decision not to avail the nomination facility offered by Edelweiss Mutual Fund.I / We confirm that I am/We are not resident(s) of Canada under the laws of Canada. In case of change to this status, I / We shall notify the AMC, in which event the AMC reserves the right to redeem my/our investments in the Scheme(s).I/We hereby provide my/our consent in accordance with Aadhar Act, 2016 and regulations made there under, for(I) collecting,storing and usage (ii) validating/authenticating and Updating my/our Aadhar numbers(s) in accordance with the Aadhar Act, 2016(and regulations made there under) and PMLA. I /We hereby provide my/our consent for sharing/disclose of the Aadhar number(s) including demographic information with the asset management companies of SEBI registered mutual fund and their Registrar and Transfer Agent(RTA) for the purpose of updating the same in my/our folios with my/our PAN.Applicable to NRI only: I/We confirm that I am / we are Non Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through approved banking channels from funds in my/our Non-Resident External/Ordinary Account/FCNR Account. Please (ü) (Including amount of Additional Purchase Transaction made in future) Repatriation Non Repatriation

SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

(Refer Instruction No.IV)

(Refer Instruction No.VI)

POWER OF ATTORNEY (POA) If investment is being made by a Constitutional Attorney, please submit notarised copy of POA

POA NAME Mr. Ms. M/s.

6

FATCA/CRS/KYC ADDITIONAL DETAILS Non Individual Investors should mandatory fill separate FATCA/CRS details form

Sole / First Applicant / Guardian 2nd Applicant

7

3rd Applicant POA

Place & Country of Birth : _________ / ___________

#Please indicate all countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number & it’s Identification type e.g: TIN etc.

Place & Country of Birth : _________ / ___________ Place & Country of Birth : _________ / ___________

Country # Country #Country #Tax Identification

NumberTax Identification

NumberTax Identification

Number

IdentificationTypes

IdentificationTypes

IdentificationTypes

1.

2.

3.

PAN

(Refer Instruction No.XVII)

1.

2.

3.

1.

2.

3.

INSTRUCTIONS TO INVESTORS FOR FILLING UP THE COMMON APPLICATION FORM

I. GENERAL INSTRUCTIONS 1. Please read the Key Information Memorandum, Scheme Information Document (SID) and

Statement of Additional Information (SAI) containing the terms of offer carefully before investing. In the SID your attention is particularly drawn to the risk factors of investing in the Scheme and also the sections “Who can’t invest” and “Important note on Anti Money Laundering, KYC & investor protection”.

2. Applications from residents of Canada will not be accepted.3. All applicants are deemed to have accepted the terms subject to which the offer is being

made and bind themselves to the terms upon signing the Application Form and tendering the payment.

4. Application Form should be filled legibly in ENGLISH in BLOCK letters using Black or Dark Blue ink. Incomplete application forms are liable to be rejected. Please refer to the checklist at the end of the application form to ensure that the requisite details and documents have been provided in order to avoid unnecessary delays and / or rejection of your application.

5. Please strike out any section that is not applicable. Correction/Cancellation on any of the mandatory information should be countersigned by the investor.

II. APPLICANT INFORMATION 1. Name should be given in full without any abbreviations. Preferably write exactly as it

appears in your Bank Account or as it appears in the incorporation document as the case may be.

2. Name, Date of birth of the Minor, Name of Parent/Legal Guardian and relationship with minor is mandatory for investment on behalf of Minor applicant.

3. Name of the Contact Person, email and Telephone No. should be mentioned in case of investments by Company, Body Corporate, Trust, Society, FII and other non-individual applicants.

4. The signature should be in English or in any of the Indian languages. Thumb Impressions must be attested by a magistrate or a notary public or a special executive magistrate under his/her official seal. Application by minor should be signed by the guardian. In case of H.U.F., the Karta should sign on behalf of the H.U.F.

5. The designated Investor Service Center/ Collection Center will affix time stamp/manual stamp and return the acknowledgement slip from the application form, to acknowledge receipt of the Application. No separate receipt will be issued for the application money.

6. Please fill in all the fields to prevent rejection of your Application Form. Please refer to the checklist provided at the end of the Application Form to ensure that the necessary details and attachments are made available. The application complete in all respects along with the cheque/ fund transfer instructions must be submitted to the nearest designated Investor Service Center/Collection Center. Applications which are incomplete, invalid in any respect or not accompanied by cheque or fund transfer instructions for the amount payable are liable to be rejected

7. Investors must write the Application Form number / Folio number on the reverse of the cheques accompanying the Application Form.

8. Direct application - Investors are requested to mention the correct distributor Code in the Application Form. In case, the investor is directly applying, then they should clearly mention “DIRECT” in the column mentioned Name and Distributor Code, in all such cases where applications are not routed through any distributor/agent/broker. In cases where unit holder uses a pre-printed Broker Code , unit holder should cancel the ARN No/ Broker Code, write ‘DIRECT’ in the said column and it should also be counter signed by the First unit holder.

9. In case of NRI investment, complete postal address should be stated. P.O. Box address alone is not sufficient. NRIs/ FIIs should necessarily state their overseas address failing which application may be rejected. In addition, Indian address should be stated for correspondence.

10. Investment through constituted Attorney should necessarily be signed by the constituted Power of Attorney holder.

11. Some additional details are required for validating your identity for certain transactions / Communications. Hence please fill the parent’s name in case of first applicant and date of birth of all unit holders.

12. Please provide email ID & Mobile Number, this will help us send investment / product related communication and resolve any queries more promptly.

13. In the event the application has more than one investor and the mode of holding is not specified in the application form, the default option for holding would be considered to be “anyone or survivor”. However, in all such cases, communications, proceeds of all dividend/redemption will be paid to the first named holder.

III. EMAIL COMMUNICATION Account Statement will be sent to Unit holders by Post /Courier for NFO/1st time investment in any of the Scheme. Subsequent Account Statements/Newsletters / Annual Reports / Other statutory information (as permitted under SEBI (Mutual Funds) Regulations, 1996) will be sent to each Unit holder by e-mail. Investors are requested to provide their e-mail address for the same and this will also help us resolve your queries more promptly. Unitholders who have provided email id will be sent all communications/reports as mentioned above by email only and no physical communications will be sent. Any change in the e-mail address should be communicated to nearest designated Investor Services. EMF/Registrars are not responsible for e-mail not reaching the investor and for all consequences thereof. Should the Unit holder experience any difficulty in accessing the electronically delivered documents, the AMC will arrange for the same through physical mode on receipt of request for the same. It is deemed that the Unitholder is aware of all security risks including possible third party interception of the documents and contents of the documents becoming known to third parties.

IV. BANK ACCOUNT DETAILS It is mandatory to attach cancelled original cheque / self certified copy of blank cheque / self certified Bank Statement / first page of the Bank Pass book (bearing account number and first unit holder name on the face of the cheque/ Bank Pass Book/ Bank Statement) is required as an incremental additional document in case of: a. Registration of the investor’s Bank Mandate at the time of investment b. Subsequent change in the investor’s Bank Mandate. SEBI Regulations have made it mandatory for investors to mention the Bank Name & address of branch and bank Account Number in their Investment application form in order to protect the interest of investors from fraudulent encashment of cheques. For registering multiple bank account please fill separate Form for Registering/ Adding Multiple Bank Accounts. Individuals / HUF can register upto 5 bank accounts and Non Individuals upto 10 bank accounts. For further information please refer SAI.

V. PAN DETAILS It is mandatory for all investors to quote their Permanent Account Number (PAN) (except MICRO SIP Investments) and submit certified copy of the PAN card issued by the Income Tax

Department, irrespective of the amount of investment, while making an application for Purchase of Units. In case of joint holding, PAN details of all holders should be submitted. In case the application is on behalf of minor, PAN details of the Guardian must be submitted. Investors residing in the state of Sikkim are exempt from the mandatory requirement of PAN proof submission; however sufficient documentary evidence shall have to be submitted for verifying that they are residents of the State of Sikkim. Applications without the aforesaid details are liable to be rejected without any reference to the investors.Investment through Systematic Investment Plans (SIPs) upto Rs. 50,000/- (aggregate of installments in a rolling 12 months period or in a financial year i.e. April – March) per year per investor shall be exempt from the requirement of PAN. In case of PAN Exempt cases PAN Exempt KYC Reference Number (PEKRN) is Mandatory.

VI. INVESTMENT DETAILSInvestors should indicate the Option for which the application is made. In case Investors wish to opt for both the Options, separate Application form will have to be filled. In case applications are received where option/ sub-option for investment is not selected the default option/ Sub option as prescribed in SID will be applicable.Investors have the option to sweep their dividend in any other Open-ended Scheme of the Fund at the applicable NAV based prices, irrespective of minimum application amount and eligibility requirements of the scheme in which such dividend is being invested.If the scheme name on the application form and on the payment instrument are different, the application will be processed and units allotted at applicable NAV of the scheme mentioned in the application / transaction slip duly signed by investor(s).

VII. MODE OF PAYMENT 1. As per AMFI best practice guidelines on ‘Risk mitigation process against third party

cheques in mutual fund subscriptions’, Edelweiss Mutual Fund shall not accept applications for subscriptions with third party payment instruments with effect from November 15, 2010.For further information please refer SAI.

2. Investors may make payment by cheque payable locally in the city where the application form is submitted at AMC/Karvy ISC’s or electronic mode such as RTGS/NEFT directly to Mutual Fund Collection account

3. The cheque should be drawn on any bank which is situated at and is a member/sub member of the bankers clearing house. Cheque drawn on the bank not participating in the clearing house will not be accepted.

4. Payment through Stock invest, outstation cheques and cash will not be accepted.5. The cheque should be drawn in favor of “Edelweiss __________(Scheme name)” and

should be crossed 'Account Payee Only'.6. Returned cheques will not be presented again for collection and the accompanying

application will be rejected.7. Single cheque for investments in multiple Schemes and multiple cheques for investments

in Single Scheme will not be accepted.8. If the dividend amount under Dividend payout option is less than or equal to `100/-, the

same will be reinvested. (Except in case of Edelweiss Large Cap Advantage Fund, Edelweiss Dynamic Equity Advantage Fund, Edelweiss Prudent Advantage Fund and Edelweiss Mid and Small Cap Fund)

9. In case of investment through electronic mode (RTGS/ Transfer letter), you are requested to contact the nearest AMC/ Karvy ISC for the Bank Account Number to which the purchase/additional purchase amount is to be credited.

10. NRI / FII’s Repatriation basis: - Payments by NRIs/FIIs may be made by way of cheques drawn on non-resident external accounts payable at par and payable at the cities where the Investor Service Centers are located. Non-Repatriation basis:- NRIs investing on a non repatriable basis may do so by issuing cheques drawn on Non-Resident Ordinary (NRO) account payable at the cities where the Investor Service Centers are located.

11. In case of payment through electronic mode (RTGS/NEFT or Transfer Letter), need to provide the bank acknowledgement copy along with purchase application.

VIII. PAYMENT OF REDEMPTION /DIVIDEND Investors are requested to provide the following details along with the mandatory requirement of bank account details (bank, branch address, account type and account no.) in the application form for electronic fund transfer (EFT)of dividend / redemption amount to the unit holders bank account. AMC will automatically extend this facility to all unit holders in case the bank account as communicated by the unit holder is with any of the bank providing EFT facility.a. The 11 digit IFSC (Indian Financial System) Code b. The 9-digit MICR (Magnetic Ink Character Recognition) number appearing next to the cheque number in the cheque leaf (Please attach copy of the cancelled cheque for verification) Based on the above information AMC will enable secure transfer of your redemption and dividend payouts via the various electronic mode of transfers (RTGS / NEFT / Direct Credit mode that are available in the banking system).This facility of EFT is safe and fast and eliminates the potential risk of loss of instruments in transit through physical mode. The Mutual Fund, however, reserves the right to issue a cheque / demand draft to unit holders residing at locations where this facility is not available.“If the remittance is delayed or not affected for reasons of incomplete or incorrect information, AMC cannot be held responsible”. For validation of IFSC/MICR code, investor to attach the cancelled cheque/copy of cheque (PSU banks account holders to provide the front page of pass book along with cheque copy). If these documents are not provided the fund will not be responsible consequent delay in receipt of payment. Fund is also not responsible for bankers delay.

IX. NOMINATION DETAILS Applicants applying for Units singly/jointly can make a nomination at the time of initial

investment or during subsequent investments.1. The nomination can be made only by individuals applying for /holding units on their own

singly or jointly. Non-individuals including society, trust (other than a religious or charitable trust), body corporate, partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. W.e.f. April 1, 2011, nomination is not allowed in a folio held on behalf of a minor. All holders will have to sign request for nomination or cancellation of nomination, even if the mode of holding is not joint. Nomination cannot be signed by Power of Attorney (PoA) holders.

2. A minor can be nominated and in that event, the name and address of the guardian of the minor nominee shall be provided by the Unit Holder. Nomination can also be made in favor of the Central Government, State Government, a local authority, any person designated by virtue of his office or a religious or charitable trust.

3. A Non-Resident Indian can be a Nominee subject to the exchange control regulations in force, from time to time.

4. Nomination in respect of the units stands rescinded upon the redemption/ transfer/ transmission of units.


DECLARATION AND SIGNATURE (To be signed by ALL UNIT HOLDERS if mode of holding is ‘joint’)*4I / We declare that the particulars furnished here are correct. I / We authorise Edelweiss Mutual Fund acting through its service providers to debit my / our bank account towards payment of SIP instalments through an Electronic Debit arrangement. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/we would not hold the user institution responsible. I/We will also inform Edelweiss Mutual Fund about any changes in my bank account. This is to inform you that I/We have registered for making payment towards my investments in EDELWEISS MUTUAL FUND by debit to my /our account directly or through NACH. I/We hereby authorize to honour such payments and have signed and endorsed the Mandate Form. Further, I authorize my representative (the bearer of this request) to get the above Mandate verified. Mandate verification charges, if any, may be charged to my/our account. I also hereby agree to read the respective SID and SAI of the mutual fund before investing in any scheme of Edelweiss Mutual Fund using this facility.

SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

SIP ENROLLMENT FORMPlease read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

New SIP Registration

UNITHOLDER INFORMATION2 Folio No. (For Existing Unit Holders)

Sole / 1st Unit Holder

CKYC Key Identification Number

Aadhar No. (UID No.)

INVESTMENT DETAILS3

Change in Bank Account (For SIP earlier registered)

(Default Plan/Option/Facility will be applied in case of no information, ambiguity or discrepancy) Dividend Reinvestment Facility is not available under Edelweiss ELSS Fund

Dividend Sweep to Scheme __________________________________________________________________________________________

Installment Period : From Date To Date or Perpetual (99 years) (Default)

Amount Per Installment : Amount in words :

1st Installment Cheque Details : Cheque / DD No. Amount (r)

Drawn on Bank & Branch : ___________________________________________________________________________________________

Photo ID Proof number in case of Micro SIP of 1st Applicant _______________ 2nd Applicant _______________ 3rd Applicant _____________I/We hereby authorize Edelweiss Mutual Fund and their authorized service providers to debit my/our following bank account by NACH clearing / Auto Debit for collection of SIP Payments.Note: Please allow 1 month Auto Debit to register and start

Frequency Details [Please ]

Daily SIP Weekly SIP

All Business Day 7th, 14th, 21st, 28th of any month

SIP Top-up (Optional) (Please to avail this facility) Top-up Amount A (The amount should be in multiples of Rs.500 only)

SIP Top-up Frequency : Half Yearly Yearly

Top-up GPrS


DISTRIBUTOR INFORMATIONSub-Broker Code Employee UniqueSub-Broker Code E-Code RIA CODE

1Name & Distributor Code

*Investors should mention the EUIN of the person who has advised the investor. If left blank, the fund will assume following declaration by the investor “I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker”. Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor. For Direct investments, please mention ‘Direct’ in the column ‘Name & Distributor Code’

SIGNATURE (s)


ARN INTERNAL CODE IDENTIFICATION NO. (EUIN) ONLY FOR DIRECT INVESTMENTAPPLICATION NO.

Top-up CapTop-up Cap Maximum SIP Amount A

Fortnightly SIP

10th and 25th

Monthly SIP

DATE : ___/___/_____Preffered Debit Date(Any date except lastthree dates of month)

DATE : ___/___/_____

Quarterly SIPPreffered Debit Date(Any date except lastthree dates of month)

Micro SIP

(Refer Instruction No.35)

Signature Primary Account holder

1. Name as in Bank Records 2. Name as in Bank Records 3. Name as in Bank Records

Signature Account holder Signature Account holder

DEBIT MANDATE FOR NACH

DateSponsor Bank Code Utility Code

I/We hereby authorize EDELWEISS MUTUAL FUND To Debit (3) SB / CA / CC SB NRE / SB NRO / Other

Bank A/c. Number

With Bank IFSC or MICR

An Amount of Rupees

FREQUENCY Monthly Quarterly Half Yearly Yearly As & when presented DEBIT TYPE Fixed Amount Maximum Amount

Reference /Folio No. Phone No.

Scheme Name ALL SCHEMES OF EDELWEISS MUTUAL FUND Email ID

PERIOD

From

To

Or

This is to confirm that the declaration has been carefully read, understood & made by me / us. I am authorizing the User entity / Corporate to debit my account, based on the instructions as agreed and signed by me.I have understood that I am authorized to cancel / amend this mandate by appropriately communicating the cancellation / amendment request to the User entity / corporate or the bank where I have authorized debit

UMRND D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Until Cancelled

Tick (3)

Create (3)

Modify(Ð)

Cancel (Ð)

For Office use only

I Agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my accounts as per latest schedule of charges of the bank.

Date

Edelweiss - Scheme Plan Option/Facility


5. Transmission of units in favour of a Nominee shall be a valid discharge by the Asset Management Company (AMC) against the legal heir.

6. The cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination. On cancellation of the nomination, the nomination shall stand rescinded and the AMC/ Fund/ Trustees shall not be under any obligation to transmit the units in favour of the Nominee.

7. Nomination shall maintained at the folio / account level and shall be applicable for all schemes in the folio / account.

8. A Nominee cannot be a resident of Canada X. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)

According to SEBI Guidelines under ‘The Prevention of Money Laundering Act, 2002’, Mutual Funds are required to follow enhanced know your customer (KYC) norms. Further, SEBI has also notified SEBI (KYC Registration Agency) Regulations, 2011 on December 23, 2011 with a view to bring uniformity in KYC requirements for the securities market and to develop a mechanism for centralization of the KYC records. Accordingly the following procedures shall apply:• SEBI has introduced a common KYC Application Form for all the SEBI registered

intermediaries viz. Mutual Funds, Portfolio Managers, Depository Participants, Stock Brokers, Venture Capital Funds, Collective Investment Schemes, etc. New Investors are therefore requested to use the common KYC Application Form and carry out the KYC process including IPV with any SEBI registered intermediaries including mutual funds. The KYC Application Forms are also available on our website www.edelweissmf.com.

• The Fund shall perform the initial KYC of its new investors and may undertake enhanced KYC measures commensurate with the risk profile of its investors in line with the aforementioned circulars/circulars issued by SEBI in this regard from time to time. The Fund shall upload the details of the investors on the system of the KYC Registration Agency (“KRA”). The Registrar & Transfer Agent of the Fund viz. Karvy Computershare Private Limited (“Karvy”) may also undertake the KYC of the investors on behalf of the Fund. On receipt of the KYC documents from the Fund, the KRA shall send a letter to the investor within SEBI stipulated timelines, confirming the details thereof.

• Once the investor has done KYC with a SEBI registered intermediary, the investor need not undergo the same process again with another intermediary but can submit the letter/acknowledgment issued by the KRA.

• It is mandatory for intermediaries including mutual funds to carry out IPV of its new investors. The IPV carried out by any SEBI registered intermediary can be relied upon by the Fund. Edelweiss Asset Management Limited and NISM/AMFI certified distributors who are Know Your Distributor (KYD) compliant are authorized to undertake the IPV for mutual fund investors. Further, in case of any applications received directly (i.e. without being routed through the distributors) from the investors, the Fund may rely upon the IPV (on the KYC Application Form) performed by the scheduled commercial banks.

• Existing KYC compliant investors of the Fund can continue to invest as per the current practice. However, existing investors are also urged to comply with the new KYC requirements including IPV as mandated by SEBI.

• Application Form not accompanied by KYC Application Form or letter/acknowledgment issued by KRA may be rejected by the Fund. The KYC compliance status will be validated with the records of the KRA.AMC reserves the right to call for any additional information from the investors/applicant/reject applications/subsequent application in order to fulfill the requirements of PMLA norms prescribed by SEBI/PMLA Regulation from time to time.

XI. PURCHASE/REDEMPTION OF UNITS THROUGH STOCK EXCHANGE INFRASTRUCTUREInvestors can purchase and redeem units of the following schemes on Mutual Fund Services System (MFSS) of the National Stock Exchange of India Ltd. (NSE) and on the BSE Stock Exchange Platform for Allotment and Repurchase of Mutual Funds (BSE StAR MF System) of Bombay Stock Exchange Ltd. (BSE):a) Edelweiss Arbitrage Fundb) Edelweiss Dynamic Equity Advantage Fundc) Edelweiss Large Cap Advantage Fundd) Edelweiss ELSS Funde) Edelweiss Prudent Advantage Fundf) Edelweiss Equity Opportunities Fundg) Edelweiss Equity Savings Advantage Fundh) Edelweiss Mid and Small Cap FundI) Edelweiss Economic Resurgence Fundj) Edelweiss Tax Advantage Fundk) Edelweiss Government Securities Fundl) Edelweiss Banking and PSU Debt Fundm) Edelweiss Liquid Fundn) Edelweiss Short Term Fundo) Edelweiss Bond Fundp) Edelweiss Corporate Debt Opportunities Fundq) Edelweiss Ultra Short Term Fundr) Edelweiss Asean Equity Offshore Funds) Edelweiss Europe Dynamic Equity Offshore Fundt) Edelweiss Greater China Equity Offshore Fundu) Edelweiss US Value Equity Offshore Fundv) Edelweiss Emerging Markets Opportunities Equity Offshore FundPlease refer Scheme Information Document(s) of the Scheme(s) for further details.

XII. INVESTMENTS UNDER THE ZERO BALANCE FOLIOFor Investments under the zero balance folio, signatures on the transaction slip would be required as per the mode of holding.

XIII. TRANSACTION CHARGE IN RESPECT OF APPLICATIONS ROUTED THROUGH DISTRIBUTORS/ BROKERS: In terms of SEBI circular no. CIR/ IMD/ DF/ 13/ 2011 dated August 22, 2011, as amended form time to time, Transaction Charge per subscription of `10,000/ – and above shall be charged to the investors w.e.f. November 1, 2011and paid to the distributors/ brokers (who have opted in for transaction charges) in respect of applications relating to new subscriptions only (lumpsum and SIP), subject to the following:• For existing mutual fund investors: ̀ 100/ – per subscription of ̀ 10,000/ – and above;• For the first time mutual fund investors: ̀ 150/ – per subscription of ̀ 10,000/ – and above;• In case of SIPs, transaction charge shall be applicable only if the total commitment through

SIP amounts to `10,000/ – and above. In such cases the transaction charge would be recovered in 4 installments, starting from the 2nd to 5th instalment.

• There shall be no transaction charge on subscription of below ̀ 10,000/-.• There shall be no transaction charge on transactions other than purchases/ subscriptions

relating to new inflows.• There shall be no transaction charge on direct investments.• There shall be no transaction charge on subscriptions carried out through the Stock

Exchange Platform. In accordance with SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012, distributors shall also have an option either to opt in or opt out of levying transaction charge based on type of the product.The Transaction Charge as mentioned above shall be deducted by the AMC from the subscription amount of the unitholder and paid to the distributor and the balance shall be invested.

XIV. Investors already holding a folio in Edelweiss Mutual Fund can provide their existing Folio Number and Name of applicants(s) corresponding to the said folio. It is the responsibility of the Investor to ensure correctness of such details provided. The personal details and Bank Account details as registered in the existing folio number as provided would apply to the said investment and the registered details would prevail over any conflicting information furnished in this form. Edelweiss Asset Management Limited reserves the right to assign any of the existing Folio Number of the investor against multiple applications and / or subsequent

purchases under this new application form lodged, with identical mode of holding and address and such other criterions and integrity checks as may be determined by the Edelweiss Asset Management Limited from time to time.

XV. Employee Unique Identification Number (EUIN):SEBI has made it compulsory for every employee/ relationship manager/ sales person of the distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form.However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

XVI BENEFICIAL OWNERSHIP DETAILS:Under the Prevention of Money Laundering Act, 2005 (“PMLA”), all intermediaries including mutual funds are required to obtain sufficient information from their clients in order to identify and verify the persons who beneficially own or control the account. SEBI circular dated January 24, 2013 on identification of Beneficial Ownership has prescribed a uniform approach to be followed for determination of beneficial owners. A 'Beneficial owner' is defined as a natural person/s who ultimately own, control or influence a client and/or persons on whose behalf a transaction is being conducted, which includes persons who exercise ultimate effective control over a legal person or arrangement.All categories of investors except individuals, company listed on a stock exchange or majority owned subsidiary of such company, are requested to provide details about beneficial ownership in the Application Forms for all their investments. The Fund reserves the right to reject applications/restrict further investments or seek additional information from investors who have not provided the requisite information on beneficial ownership. In the event of change in beneficial ownership, investors are requested to immediately update the details with the Fund/Registrar.

XVII FATCA DETAILS:The Foreign Account Tax Compliance Act is a United States (US) federal law, aimed at prevention of tax evasion by US Citizens and Residents (“US Persons”) through use of offshore accounts. The FATCA provisions were included in the HIRE Act enacted by the US legislature. FATCA is designed to increase compliance by US taxpayers and is intended to bolster efforts to prevent tax evasion by the US taxpayers with offshore investments.As per SEBI circular no. CIR/MIRSD/2/2014 dated June 30, 2014, the Government of India and the US have reached an agreement in substance on the terms of an Inter-Governmental Agreement (“IGA”) to implement the FATCA provisions, which have become globally applicable from July 1, 2014. FATCA requires enhancement of due diligence processes by the Foreign Financial Institutions (“FFI”) so as to enable identification of US reportable accounts.The Fund/ Edelweiss Asset Management Limited (“the AMC”) are likely to be classified as a FFI under the FATCA provisions, in which case the Fund /the AMC would be required, from time to time, to (i) undertake necessary due diligence process by collecting information/ documentary evidence of the US/non US status of the investors; (ii) disclose/report information as far as may be legally permitted about the holdings/investment returns pertaining to reportable accounts to the US Internal Revenue Service and/or such Indian authorities as may be specified under FATCA or other applicable laws and (iii) carry out such other activities as prescribed under the FATCA provisions, as amended from time to time. FATCA due diligence will have to be directed at each investor/unit holder (including joint investors) and on being identified as a reportable person/specified US person, all the folios will be reported. Further, in case of folio with joint investors, the entire account value of investment portfolio will be attributable under each such reportable person. Investors/Unit holders would therefore be required to furnish such information to the Fund/AMC, from time to time, in order to comply with the reporting requirements stated in the IGA and or circulars/guidelines issued by SEBI/AMFI in this regard. The impact of FATCA is relevant not only at the point of on-boarding of the investors but also throughout the life cycle of the investor account / folio with the Fund. Hence investor(s) should immediately intimate the Fund/AMC, in case of any change in the FATCA related information provided by them at the time of initial subscription.The Fund/AMC reserves the right to reject any application or compulsorily redeem the units held directly or beneficially in case the applicant/investor fails to furnish the relevant information and/or documentation or is found to be holding units in contravention of the FATCA provisions.Investors are advised to consult their tax advisors to understand the FATCA requirements and its implications in relation to their investment.

XVIII. Central KYC Records Registry (CKYCR):The Government of India vide their Notification dated November 26, 2015 authorised the Central Registry of Securitisation Asset Reconstruction and Security Interest of India (CERSAI) to act as and to perform the functions of the Central KYC Records Registry under the said rules, including receiving, storing, safeguarding and retrieving the KYC records under the Prevention of MoneyLaundering Act, 2002. SEBI required all the market intermediaries to update/upload KYC details of the new customer/investors (not KYC-KRA compliant) on CERSAI's online platform. CERSAI is a centralized repository of KYC records of customers/investors in the financial sector with uniform KYC norms and inter-usability of the KYC records across the sector with an objective to reduce the burden of producing KYC documents and getting those verified every time when the customer/investors creates a new relationship with a financial entity. Central KYC (CKYC) will store all the customer/investor information at one central server that is accessible to all the financial institutions. After opening a KYC account under the CKYC, customer/investor will get a 14-digit identification number ("KYC Number") and that the same may be quoted by the investor wanting to invest in mutual funds. Further, the Mutual Fund/AMC is required to check whether the PAN of the investor has been updated in CKYCR. In case the PAN has not been updated, the Mutual Fund/AMC shall collect a self certified copy of the investor's PAN card and update/upload the same in CKYCR. In case the Investor uses the old KRA KYC form for updating of any KYC information, such investor shall be required to provide additional/missing information only by using the supplementary CKYC form or fill the new "CKYC form".

XIX. Updation of Aadhaar:In accordance with the amendment to Prevention of Money Laundering Act (PMLA) Rules, 2017 dated June 1, 2017, Mutual Funds are mandated to obtain Aadhaar Number ("Aadhaar") from their investors and link the same to his/her/their respective folios. As per the new rules linking of Aadhaar with Mutual Fund investments is mandatory, for all the Unit holders. Failing which, the folios may be made inoperative.Accordingly, the investors are requested to note the following:• Every individual applicant shall submit the Aadhaar number.• Non-individual applicants, Aadhaar number(s) issued to managers, officers or employees

holding an attorney to transact shall be submitted.• The applicants intending to hold units allotted in dematerialized mode, shall update the

Aadhaar details in their Demat Accounts held with depository participants.The purpose of collection/usage of Aadhaar including demographic information is to comply with applicable laws / rules / regulations and provision of the said data is mandatory as per applicable laws / rules / regulations. Post obtaining Aadhaar, HDFC AMC/Fund/RTA shall authenticate the same in accordance with the Aadhaar Act, 2016. HDFC AMC/Fund/RTA shall receive investor's demographic information which shall be used only to comply with applicable laws / rules /regulations.

Submission of Aadhaar details does not warranty linking of Aadhaar in the investor Folios. The request for Aadhaar updation will be subject to:• Aadhaar details provided is correct;• Investor name & Date of Birth to be mentioned should be identical to that appearing in

Aadhaar.• Investor details matching with details available with UIDAI;• Authentication with UIDAI database & other required validations is successful.• Aadhaar will be updated in ALL his / her/their foilo(s) held with the Fund.



SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________







INVESTMENT DETAILS3














Top-up GPrS





SIGNATURE (s)




Fortnightly SIP

10th and 25th

Monthly SIP


DATE : ___/___/_____


Micro SIP








Bank A/c. Number


An Amount of Rupees




PERIOD

From

To

Or


UMRND D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Until Cancelled

Tick (3)

Create (3)

Modify(Ð)

Cancel (Ð)

For Office use only


Date



5. Transmission of units in favour of a Nominee shall be a valid discharge by the Asset Management Company (AMC) against the legal heir.

6. The cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination. On cancellation of the nomination, the nomination shall stand rescinded and the AMC/ Fund/ Trustees shall not be under any obligation to transmit the units in favour of the Nominee.

7. Nomination shall maintained at the folio / account level and shall be applicable for all schemes in the folio / account.

8. A Nominee cannot be a resident of Canada X. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)

According to SEBI Guidelines under ‘The Prevention of Money Laundering Act, 2002’, Mutual Funds are required to follow enhanced know your customer (KYC) norms. Further, SEBI has also notified SEBI (KYC Registration Agency) Regulations, 2011 on December 23, 2011 with a view to bring uniformity in KYC requirements for the securities market and to develop a mechanism for centralization of the KYC records. Accordingly the following procedures shall apply:• SEBI has introduced a common KYC Application Form for all the SEBI registered

intermediaries viz. Mutual Funds, Portfolio Managers, Depository Participants, Stock Brokers, Venture Capital Funds, Collective Investment Schemes, etc. New Investors are therefore requested to use the common KYC Application Form and carry out the KYC process including IPV with any SEBI registered intermediaries including mutual funds. The KYC Application Forms are also available on our website www.edelweissmf.com.

• The Fund shall perform the initial KYC of its new investors and may undertake enhanced KYC measures commensurate with the risk profile of its investors in line with the aforementioned circulars/circulars issued by SEBI in this regard from time to time. The Fund shall upload the details of the investors on the system of the KYC Registration Agency (“KRA”). The Registrar & Transfer Agent of the Fund viz. Karvy Computershare Private Limited (“Karvy”) may also undertake the KYC of the investors on behalf of the Fund. On receipt of the KYC documents from the Fund, the KRA shall send a letter to the investor within SEBI stipulated timelines, confirming the details thereof.

• Once the investor has done KYC with a SEBI registered intermediary, the investor need not undergo the same process again with another intermediary but can submit the letter/acknowledgment issued by the KRA.

• It is mandatory for intermediaries including mutual funds to carry out IPV of its new investors. The IPV carried out by any SEBI registered intermediary can be relied upon by the Fund. Edelweiss Asset Management Limited and NISM/AMFI certified distributors who are Know Your Distributor (KYD) compliant are authorized to undertake the IPV for mutual fund investors. Further, in case of any applications received directly (i.e. without being routed through the distributors) from the investors, the Fund may rely upon the IPV (on the KYC Application Form) performed by the scheduled commercial banks.

• Existing KYC compliant investors of the Fund can continue to invest as per the current practice. However, existing investors are also urged to comply with the new KYC requirements including IPV as mandated by SEBI.

• Application Form not accompanied by KYC Application Form or letter/acknowledgment issued by KRA may be rejected by the Fund. The KYC compliance status will be validated with the records of the KRA.AMC reserves the right to call for any additional information from the investors/applicant/reject applications/subsequent application in order to fulfill the requirements of PMLA norms prescribed by SEBI/PMLA Regulation from time to time.

XI. PURCHASE/REDEMPTION OF UNITS THROUGH STOCK EXCHANGE INFRASTRUCTUREInvestors can purchase and redeem units of the following schemes on Mutual Fund Services System (MFSS) of the National Stock Exchange of India Ltd. (NSE) and on the BSE Stock Exchange Platform for Allotment and Repurchase of Mutual Funds (BSE StAR MF System) of Bombay Stock Exchange Ltd. (BSE):a) Edelweiss Arbitrage Fundb) Edelweiss Dynamic Equity Advantage Fundc) Edelweiss Large Cap Advantage Fundd) Edelweiss ELSS Funde) Edelweiss Prudent Advantage Fundf) Edelweiss Equity Opportunities Fundg) Edelweiss Equity Savings Advantage Fundh) Edelweiss Mid and Small Cap FundI) Edelweiss Economic Resurgence Fundj) Edelweiss Tax Advantage Fundk) Edelweiss Government Securities Fundl) Edelweiss Banking and PSU Debt Fundm) Edelweiss Liquid Fundn) Edelweiss Short Term Fundo) Edelweiss Bond Fundp) Edelweiss Corporate Debt Opportunities Fundq) Edelweiss Ultra Short Term Fundr) Edelweiss Asean Equity Offshore Funds) Edelweiss Europe Dynamic Equity Offshore Fundt) Edelweiss Greater China Equity Offshore Fundu) Edelweiss US Value Equity Offshore Fundv) Edelweiss Emerging Markets Opportunities Equity Offshore FundPlease refer Scheme Information Document(s) of the Scheme(s) for further details.

XII. INVESTMENTS UNDER THE ZERO BALANCE FOLIOFor Investments under the zero balance folio, signatures on the transaction slip would be required as per the mode of holding.

XIII. TRANSACTION CHARGE IN RESPECT OF APPLICATIONS ROUTED THROUGH DISTRIBUTORS/ BROKERS: In terms of SEBI circular no. CIR/ IMD/ DF/ 13/ 2011 dated August 22, 2011, as amended form time to time, Transaction Charge per subscription of `10,000/ – and above shall be charged to the investors w.e.f. November 1, 2011and paid to the distributors/ brokers (who have opted in for transaction charges) in respect of applications relating to new subscriptions only (lumpsum and SIP), subject to the following:• For existing mutual fund investors: ̀ 100/ – per subscription of ̀ 10,000/ – and above;• For the first time mutual fund investors: ̀ 150/ – per subscription of ̀ 10,000/ – and above;• In case of SIPs, transaction charge shall be applicable only if the total commitment through

SIP amounts to `10,000/ – and above. In such cases the transaction charge would be recovered in 4 installments, starting from the 2nd to 5th instalment.

• There shall be no transaction charge on subscription of below ̀ 10,000/-.• There shall be no transaction charge on transactions other than purchases/ subscriptions

relating to new inflows.• There shall be no transaction charge on direct investments.• There shall be no transaction charge on subscriptions carried out through the Stock

Exchange Platform. In accordance with SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012, distributors shall also have an option either to opt in or opt out of levying transaction charge based on type of the product.The Transaction Charge as mentioned above shall be deducted by the AMC from the subscription amount of the unitholder and paid to the distributor and the balance shall be invested.

XIV. Investors already holding a folio in Edelweiss Mutual Fund can provide their existing Folio Number and Name of applicants(s) corresponding to the said folio. It is the responsibility of the Investor to ensure correctness of such details provided. The personal details and Bank Account details as registered in the existing folio number as provided would apply to the said investment and the registered details would prevail over any conflicting information furnished in this form. Edelweiss Asset Management Limited reserves the right to assign any of the existing Folio Number of the investor against multiple applications and / or subsequent

purchases under this new application form lodged, with identical mode of holding and address and such other criterions and integrity checks as may be determined by the Edelweiss Asset Management Limited from time to time.

XV. Employee Unique Identification Number (EUIN):SEBI has made it compulsory for every employee/ relationship manager/ sales person of the distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form.However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

XVI BENEFICIAL OWNERSHIP DETAILS:Under the Prevention of Money Laundering Act, 2005 (“PMLA”), all intermediaries including mutual funds are required to obtain sufficient information from their clients in order to identify and verify the persons who beneficially own or control the account. SEBI circular dated January 24, 2013 on identification of Beneficial Ownership has prescribed a uniform approach to be followed for determination of beneficial owners. A 'Beneficial owner' is defined as a natural person/s who ultimately own, control or influence a client and/or persons on whose behalf a transaction is being conducted, which includes persons who exercise ultimate effective control over a legal person or arrangement.All categories of investors except individuals, company listed on a stock exchange or majority owned subsidiary of such company, are requested to provide details about beneficial ownership in the Application Forms for all their investments. The Fund reserves the right to reject applications/restrict further investments or seek additional information from investors who have not provided the requisite information on beneficial ownership. In the event of change in beneficial ownership, investors are requested to immediately update the details with the Fund/Registrar.

XVII FATCA DETAILS:The Foreign Account Tax Compliance Act is a United States (US) federal law, aimed at prevention of tax evasion by US Citizens and Residents (“US Persons”) through use of offshore accounts. The FATCA provisions were included in the HIRE Act enacted by the US legislature. FATCA is designed to increase compliance by US taxpayers and is intended to bolster efforts to prevent tax evasion by the US taxpayers with offshore investments.As per SEBI circular no. CIR/MIRSD/2/2014 dated June 30, 2014, the Government of India and the US have reached an agreement in substance on the terms of an Inter-Governmental Agreement (“IGA”) to implement the FATCA provisions, which have become globally applicable from July 1, 2014. FATCA requires enhancement of due diligence processes by the Foreign Financial Institutions (“FFI”) so as to enable identification of US reportable accounts.The Fund/ Edelweiss Asset Management Limited (“the AMC”) are likely to be classified as a FFI under the FATCA provisions, in which case the Fund /the AMC would be required, from time to time, to (i) undertake necessary due diligence process by collecting information/ documentary evidence of the US/non US status of the investors; (ii) disclose/report information as far as may be legally permitted about the holdings/investment returns pertaining to reportable accounts to the US Internal Revenue Service and/or such Indian authorities as may be specified under FATCA or other applicable laws and (iii) carry out such other activities as prescribed under the FATCA provisions, as amended from time to time. FATCA due diligence will have to be directed at each investor/unit holder (including joint investors) and on being identified as a reportable person/specified US person, all the folios will be reported. Further, in case of folio with joint investors, the entire account value of investment portfolio will be attributable under each such reportable person. Investors/Unit holders would therefore be required to furnish such information to the Fund/AMC, from time to time, in order to comply with the reporting requirements stated in the IGA and or circulars/guidelines issued by SEBI/AMFI in this regard. The impact of FATCA is relevant not only at the point of on-boarding of the investors but also throughout the life cycle of the investor account / folio with the Fund. Hence investor(s) should immediately intimate the Fund/AMC, in case of any change in the FATCA related information provided by them at the time of initial subscription.The Fund/AMC reserves the right to reject any application or compulsorily redeem the units held directly or beneficially in case the applicant/investor fails to furnish the relevant information and/or documentation or is found to be holding units in contravention of the FATCA provisions.Investors are advised to consult their tax advisors to understand the FATCA requirements and its implications in relation to their investment.

XVIII. Central KYC Records Registry (CKYCR):The Government of India vide their Notification dated November 26, 2015 authorised the Central Registry of Securitisation Asset Reconstruction and Security Interest of India (CERSAI) to act as and to perform the functions of the Central KYC Records Registry under the said rules, including receiving, storing, safeguarding and retrieving the KYC records under the Prevention of MoneyLaundering Act, 2002. SEBI required all the market intermediaries to update/upload KYC details of the new customer/investors (not KYC-KRA compliant) on CERSAI's online platform. CERSAI is a centralized repository of KYC records of customers/investors in the financial sector with uniform KYC norms and inter-usability of the KYC records across the sector with an objective to reduce the burden of producing KYC documents and getting those verified every time when the customer/investors creates a new relationship with a financial entity. Central KYC (CKYC) will store all the customer/investor information at one central server that is accessible to all the financial institutions. After opening a KYC account under the CKYC, customer/investor will get a 14-digit identification number ("KYC Number") and that the same may be quoted by the investor wanting to invest in mutual funds. Further, the Mutual Fund/AMC is required to check whether the PAN of the investor has been updated in CKYCR. In case the PAN has not been updated, the Mutual Fund/AMC shall collect a self certified copy of the investor's PAN card and update/upload the same in CKYCR. In case the Investor uses the old KRA KYC form for updating of any KYC information, such investor shall be required to provide additional/missing information only by using the supplementary CKYC form or fill the new "CKYC form".

XIX. Updation of Aadhaar:In accordance with the amendment to Prevention of Money Laundering Act (PMLA) Rules, 2017 dated June 1, 2017, Mutual Funds are mandated to obtain Aadhaar Number ("Aadhaar") from their investors and link the same to his/her/their respective folios. As per the new rules linking of Aadhaar with Mutual Fund investments is mandatory, for all the Unit holders. Failing which, the folios may be made inoperative.Accordingly, the investors are requested to note the following:• Every individual applicant shall submit the Aadhaar number.• Non-individual applicants, Aadhaar number(s) issued to managers, officers or employees

holding an attorney to transact shall be submitted.• The applicants intending to hold units allotted in dematerialized mode, shall update the

Aadhaar details in their Demat Accounts held with depository participants.The purpose of collection/usage of Aadhaar including demographic information is to comply with applicable laws / rules / regulations and provision of the said data is mandatory as per applicable laws / rules / regulations. Post obtaining Aadhaar, HDFC AMC/Fund/RTA shall authenticate the same in accordance with the Aadhaar Act, 2016. HDFC AMC/Fund/RTA shall receive investor's demographic information which shall be used only to comply with applicable laws / rules /regulations.

Submission of Aadhaar details does not warranty linking of Aadhaar in the investor Folios. The request for Aadhaar updation will be subject to:• Aadhaar details provided is correct;• Investor name & Date of Birth to be mentioned should be identical to that appearing in

Aadhaar.• Investor details matching with details available with UIDAI;• Authentication with UIDAI database & other required validations is successful.• Aadhaar will be updated in ALL his / her/their foilo(s) held with the Fund.

WB068112

GPrS [Please ]

My SIP GOAL Buying Home Child’s Education Retirement Planning Wealth Creation

(Select Any One Goal)

My Goal Amount : A. ___________________________________________________


1. UMRN is auto generated during mandate creation and is mandatory to be updated during amendment and cancellation of mandate. (Maximum length – 20 Alpha Numeric Characters).

2. Date in DD/MM/YYYY format.3. Sponsor Bank IFSC / MICR code, le padded with zeroes where necessary (Maximum length – 11 Alpha Numeric Characters).4. Utility Code of the Service Provider (Maximum length – 18 Alpha Numeric

Characters).5. Name of the entity to whom the mandate is being given6. Tick on box to select type of actions to be initiated.7. Tick on box to select type of actions to be affected.8. Customer's legal account number, le pad9. IFSC / MICR code of customer bank. (Maximum length – 11 Alpha Numeric Characters).10.Amount payable for service or maximum amount per transaction that could be

processed, in words.

11. Amount in figures, similar to the amount mentioned in words (Maximum length 13 digit Numeric, in paise).12. Tick on box to select frequency of transaction.13. Validity of mandate with dated in DD/MM/YYYY format.14. Names of customer/s and signatures as well as seal of Company (where required).15. Telephone no. with STD code of customer.16. Email ID of customer.

Instructions

EMAIL : INVESTORS

[email protected] WEBSITE

www.edelweissmf.com TOLL FREE

1800 425 0090NON TOLL FREE

+91 40 23001181SMS

IQ to 5757590

Mutual Fund Investment are subject to market risks, read all scheme related documents carefully.



SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________







INVESTMENT DETAILS3














Top-up GPrS





SIGNATURE (s)




Fortnightly SIP

10th and 25th

Monthly SIP


DATE : ___/___/_____


Micro SIP








Bank A/c. Number


An Amount of Rupees




PERIOD

From

To

Or


UMRND D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Until Cancelled

Tick (3)

Create (3)

Modify(Ð)

Cancel (Ð)

For Office use only


Date


GPrS [Please ]

My SIP GOAL Buying Home Child’s Education Retirement Planning Wealth Creation

(Select Any One Goal)

My Goal Amount : A. ___________________________________________________



2. Date in DD/MM/YYYY format.3. Sponsor Bank IFSC / MICR code, le padded with zeroes where necessary (Maximum length – 11 Alpha Numeric Characters).4. Utility Code of the Service Provider (Maximum length – 18 Alpha Numeric

Characters).5. Name of the entity to whom the mandate is being given6. Tick on box to select type of actions to be initiated.7. Tick on box to select type of actions to be affected.8. Customer's legal account number, le pad9. IFSC / MICR code of customer bank. (Maximum length – 11 Alpha Numeric Characters).10.Amount payable for service or maximum amount per transaction that could be


11. Amount in figures, similar to the amount mentioned in words (Maximum length 13 digit Numeric, in paise).12. Tick on box to select frequency of transaction.13. Validity of mandate with dated in DD/MM/YYYY format.14. Names of customer/s and signatures as well as seal of Company (where required).15. Telephone no. with STD code of customer.16. Email ID of customer.

Instructions

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590


TERMS AND CONDITIONS

1. Please refer to the Key Information Memorandum (KIM), Statement of Additional Information (SAI) and Scheme Information Document (SID) for Applicable NAV, Risk Factors, Load and other information of the Scheme / Plan before investing.

2. Complete Application form and SIP Enrollment Form along with the first cheque should be submitted to the AMC / Karvy ISC's.3. Investors should mandatorily give a cheque for the first Installment. The first cheque should be drawn on the same bank account which is to be registered for NACH / Auto Debit.

Alternatively, the cheque may be drawn on any bank, for which investor should provide a photocopy of the cheque or cancelled cheque of the bank/branch for which NACH / Auto Debit is to be registered.

4. First SIP cheque and subsequent SIP installments via NACH / Auto Debit should be of the same amount.5. If any chosen day falls on a non business day, the next business day will be considered as the transaction date.6. Incorrect / Incomplete applications are liable to be rejected.7. Edelweiss AMC reserves the right to reject any application without assigning any reason thereof and the Trustee reserves the right to change/modify the terms and conditions of SIP.8. NACH / Auto Debit instructions will take a minimum of one month for registration with the bank and hence the first debit will be carried out only after one month, on the SIP date

mentioned on the form. The AMC reserves the right to modify the SIP period depending on the one month period for registration to ensure minimum number of installments as mentioned in Scheme Information Document (SID)

9. The mandate registration form will be submitted through National Automated Clearing House (NACH) and Banks participating in Direct Debit Facility. This facility is offered to investors having Bank accounts in select banks mentioned in the link under Product and Services tab The Banks http://www.npci.org.in/ in the list may be modified/updated/changed/removed at any time in future entirely at the discretion of National Payments Corporation of India without assigning any reasons or prior notice. Standing instructions for investors in such Banks will be discontinued. We will inform you on such discontinuation

10. Auto Debit facility will be offered only to investors having bank account with following banks: Allahabad Bank, Axis Bank, Bank of Baroda, Bank of India, CITI Bank, Corporation Bank, Federal Bank, ICICI Bank, Kotak Mahindra Bank, Punjab National Bank, South Indian Bank , State bank Of Patiala, UCO Bank, Union Bank of India, United Bank of India & State Bank of India

11. Incase investors bank account is available under NACH as well Auto Debit Facility, registration will be done through NACH platform.12. If any city, bank/branch is removed, SIP form NACH / Auto Debit instructions for investors in such cities, bank/branch route will be discontinued without prior notice.13. Existing Unit holders in Scheme(s) of Edelweiss Mutual Fund are required to submit only the SIP NACH / Auto Debit Mandate. Existing unit holders should note that the unit holder’s

details & the mode of holding will be as per the existing account. New investors, who wish to enroll for SIP through NACH / Auto Debit, should fill the Common Application Form & SIP NACH / Auto Debit Mandate.

14. Initial cheque should be drawn on any bank, which is situated at & is a member of the Banker’s Clearing House located at the place where the SIP application is submitted or payable at par & should participate in local MICR clearing. Please contact the nearest designated Investor Service Centre for the updated list. For outstation applications, the initial DD has to be payable at the nearest AMC locations. No outstation cheques will be accepted. The cheque should be drawn in favor of the Scheme chosen {e.g. Pay************ [Scheme name] & crossed “A/c Payee Only”.

15. Payments will be accepted by NACH / Auto Debit mode. For this purpose, investors/unit holders are required to give NACH / Auto Debit Mandate Form to debit their bank accounts at periodic intervals& credit the subscription proceeds to Edelweiss Mutual Fund Bank Account.

16. Returned/Dishonored cheque / NACH / Auto Debit Rejects will not be presented again for collection. If the 1st installment cheque is dishonored, the SIP processing/ registration will be rejected.

17. The SIP Enrollment will be discontinued in cases where three consecutive SIP installment are not honored or the bank account is closed and no request for change in bank account has been submitted.

18. If investor has not provided the SIP frequency/period/date, the default SIP frequency would be Monthly & the SIP installments would be the minimum number of installments of the respective Schemes as specified in the Scheme Information Document. The default date will be considered as 7th of the month for Monthly option.

19. Additional SIP: If an investor wants to enroll in another Scheme & continue for the existing folio, then the investor has to submit a duly filled & signed SIP NACH/ Auto Debit Mandate along with the first cheque (if investment is in the new Scheme).

20. Top-up: After completion of the tenure, in case the investor wants to continue his SIP investment for another tenure with the existing folio, then the investor has to submit a duly filled & signed SIP NACH/ Auto Debit Mandate.

21. Investor opting for Top-Up facility should mention maximum amount according to the duration of SIP on the NACH / Auto Debit mandate22. You can choose to discontinue this facility by giving 10 days written notice to any of AMC/ Registrar Investor Service centers.23. Request for change in bank mandate to be submitted atleast 30 business days before the due date of next SIP installment.24. The bank account provided for NACH (Debit) should be in the list of banks participating in NACH .25. MICR code or IFSC code should be mandatory filled on NACH mandate, MICR code starting and / or ending with 000 are not valid for NACH.26. The investor agrees to abide by the terms and conditions of NACH facility of NPCI & Auto Debit as applicable at the time of investment and as may be modified from time to time27. The investor undertakes to keep sufficient funds in the account till the date of execution of the debit. The investor hereby declares that the particulars given overleaf are correct and

complete. If the date of debit to the investors account happens to be a non Business day as per the fund, execution of the debit will not happen on the day of the holiday and allotment of Units will happen as per the terms and conditions listed in the concerned Scheme Information Document (SID). The Fund, its Registrars, Auto Debit Banks and other service providers shall not be liable for, nor be in default by reason of, any failure or delay in completion of its obligation under this agreement, where such failure or delay is caused , in whole or in part, by any acts of God, civil war, civil commotion, riots, strike, mutiny, revolution, fire, flood, fog, war, change of government policies, unavailability of banks computer system , force majeure events or any other cause of peril which is beyond their reasonable control and which has the effect of preventing the performance of contract by them.

28. Investors will not hold Edelweiss AMC, its registrars, banks and other service providers responsible if the transaction is delayed or not effected or the investor's bank account is debited in advance or after the specific sip date due to the local holidays or any other reason.

29. Edelweiss AMC reserves the right to reject any application without assigning any reason thereof.30. Please refer SID for minium SIP investment amount under each Schemes31. Please refer the Key Information Memorandum (KIM) and Scheme Information Document (SID) of the respective Scheme for applicable NAV, risk factors, load (exit/entry) and other

information on the respective Scheme before investing.32. Incorrect, incomplete or ambiguous forms will not be accepted and will be returned to the investor within 10 business days via normal post.33. To avail of SIP in separate Schemes via NACH / Auto Debit facility, an investor will have to fill a separate form for each Scheme. A single form cannot be used for different Schemes

simultaneously.34. As per Prevention of Money Laundering Act 2002, it is mandatory for all investors to be KYC compliant. For more details please refer point XI on “Instructions to Investor for Filling up

the Application Form.Additional instructions for Micro Systematic Investment Plan (MSIP)1. Micro SIP (Systematic Investment Plan) upto `50,000/- per year per investor shall be exempted from the requirement of PAN. In such cases, the client will have to submit certain

documents as elaborated below and KYC will be handled by the AMCs/RTAs directly.Documents required:a. Standard specified identification instruments like Voter ID card, Government/Defense ID card, Card of Reputed employer, Driving License, Passport in lieu of PAN.b. Proof of address copy. It is clarified that where photo identification documents contains the address of the investor, a separate proof of address is not required.c. Supporting documents copy shall be self attested by the investor / attested by the ARN holder mentioning the ARN number or attested by any competent authority.

2. In lieu of PAN card copy Investor (including joint holders) to provide the self attested valid Photo ID Proof. Please refer Point 3.3. All Micro SIPs where aggregate of installments in a financial year i.e. April to March does not exceed r50,000/-.4. This exemption will be applicable only investments by individuals (including NRIs but not PIOs), Minors and Sole proprietary firms. HUFs and other categories will not be eligible for

Micro SIPs. The exemption is applicable to joint holders also.5. While making additional/subsequent Micro SIP investment, investor can quote the existing folio number where a Micro SIP has been registered and therefore need not resubmit the

supporting documents again.6. Photo identification documents to be submitted in case of Micro SIP Voter Identity Card, Driving License, Government / Defense identification card, Passport, Photo Ration Card,

Photo Debit Card (Credit card will not be accepted), Employee ID cards issued by companies registered with Registrar of Companies, Photo Identification issued by Bank Managers of Scheduled Commercial Banks / Gazetted Officer / Elected Representatives to the Legislative Assembly / Parliament, ID card issued to employees of Scheduled Commercial / State / District Cooperative Banks, Senior Citizen / Freedom Fighter ID card issued by Government, Cards issued by Universities / deemed Universities or institutes under statutes like ICAI, ICWA, ICSI, Permanent Retirement Account No (PRAN) card issued to New Pension System (NPS) subscribers by CRA (NSDL), Any other photo ID card issued by Central Government / State Governments /Municipal authorities / Government organizations like ESIC / EPFO.


SPECIAL FEATURES FORM‘PREPAID SIP & PREPAID STP’ - Debit Mandate Form (Auto Debit/NACH)

Please read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

APPLICANT’S PERSONAL DETAILS* (New Investors are required to fill this form)2




Nifty Free Float Midcap 100

INVESTMENT DETAILS Choice of Plan [Please ]3





1



SIGNATURE (s)



APPLICATION NO.


SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

3

Start Date

5 7 ANY (Default)

MAXIMUM NUMBER OF INSTALLMENT PER MONTH4

PREPAID SIP INSTALLMENT PERIOD*5

D D M M Y Y Y Y End Date D D M M Y Y Y Y OR Perpetual (99 years) (Default)

Folio No. (For Existing Unit Holders)







Bank A/c. Number


An Amount of Rupees




PERIOD

From

To

Or


UMRND D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Until Cancelled

Tick (3)

Create (3)

Modify(Ð)

Cancel (Ð)

For Office use only


Date

0.5% Edelweiss Mid and Small Cap FundPlan ___________________________ Option ___________________________

Min Rs.1000

Min Rs.1000

Min Rs.5000

Min Rs.500

OR


Max Rs.1990001%

2%

Amount Max Rs.199000Amount Max Rs.199000Amount Max Rs.199000

Max Rs.199000

Max Rs.199000

Max Rs.199000

0.5%

1%

2%


Edelweiss Large Cap Advantage Fund Edelweiss Prudent Advantage Fund



Edelweiss Mid and Small Cap Fund

Edelweiss ELSS Fund

For Dividend Sweep Option - Dividend Sweep to Scheme_____________________________________ Plan_______________ Option________________

Eligible Schemesavailable for Trigger Under

Nifty - 50 Index fall


35. Instructions for Systematic Investment Plan (SIP) Top-up1. SIP Top-up Facility is not available under Micro SIPs2. SIP Top-up is a facility wherein an investor who wishes to enrol for SIP, has an option to increase the amount of the SIP installment by a fixed amount at pre-defined intervals i.e. half

yearly and yearly. The SIP Top-up amount should be filled in the SIP Enrolment Form itself.3. The SIP Top-up amount should be in multiples of r 500/- only.4. The SIP Top-up option is only available for monthly SIP.5. In case the top-up frequency is not indicated under Monthly SIP, it will be considered as half yearly interval.6. Top-up cap is the maximum amount beyond which the Top-up amount is capped.

36. Terms and Conditions for GPrS are as follows:1. Eligible Schemes: Edelweiss Arbitrage Fund, Edelweiss Dynamic Equity Advantage Fund, Edelweiss Large Cap Advantage Fund, Edelweiss ELSS Fund, Edelweiss Prudent Advantage

Fund, Edelweiss Equity Opportunities Fund, Edelweiss Equity Savings Advantage Fund, Edelweiss Mid and Small Cap Fund, Edelweiss Economic Resurgence Fund, Edelweiss Tax Advantage Fund

2. Investors / unit holders have the option to choose only one goal along with a single target amount for each Eligible Scheme under a particular folio. No additional purchase/switch-in/ Systematic Investment Plan/Systematic Transfer Plan shall be permitted in the folio considered under this facility.

3. This Facility cannot be opted under the existing investments. Investors who wish to avail this Facility will have to start SIP(s) under a new folio number.4. Investor/Unit holder has to submit a duly completed Common Application Form' along with 'SIP Enrolment Form' for availing this Facility. 5. Registration under the Facility will be completed within 30 days from the date of submission of the relevant Forms.6. Investor/Unit holders are requested to note that changing the specified goal and / or the target amount will not be permitted under the GPrS Facility.7. Any request for discontinuing the GPrS Facility should be submitted 10 working days prior to the next SIP installment date.8. This Facility will not be available to investors/unit holders who opt to hold the units in demat mode.9. Investors are requested to note that, the goal and the target amount specified under the GPrS Facility has to be determined by the investors themselves and that there is no assurance

that goal/target amount will be realised through SIP investment in the Eligible Schemes of the Fund. 10. Investors / Unit holders are requested to note that other features of SIP investment such as minimum investment amount, frequency, number of installments, investment Dates etc.,

as mentioned Scheme Information Document of respective Scheme shall remain unchanged.

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590















1



SIGNATURE (s)



APPLICATION NO.


SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

3

Start Date

5 7 ANY (Default)











Bank A/c. Number


An Amount of Rupees




PERIOD

From

To

Or


UMRND D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Until Cancelled

Tick (3)

Create (3)

Modify(Ð)

Cancel (Ð)

For Office use only


Date


Min Rs.1000

Min Rs.1000

Min Rs.5000

Min Rs.500

OR


Max Rs.1990001%

2%


Max Rs.199000

Max Rs.199000

Max Rs.199000

0.5%

1%

2%






Edelweiss ELSS Fund





35. Instructions for Systematic Investment Plan (SIP) Top-up1. SIP Top-up Facility is not available under Micro SIPs2. SIP Top-up is a facility wherein an investor who wishes to enrol for SIP, has an option to increase the amount of the SIP installment by a fixed amount at pre-defined intervals i.e. half

yearly and yearly. The SIP Top-up amount should be filled in the SIP Enrolment Form itself.3. The SIP Top-up amount should be in multiples of r 500/- only.4. The SIP Top-up option is only available for monthly SIP.5. In case the top-up frequency is not indicated under Monthly SIP, it will be considered as half yearly interval.6. Top-up cap is the maximum amount beyond which the Top-up amount is capped.

36. Terms and Conditions for GPrS are as follows:1. Eligible Schemes: Edelweiss Arbitrage Fund, Edelweiss Dynamic Equity Advantage Fund, Edelweiss Large Cap Advantage Fund, Edelweiss ELSS Fund, Edelweiss Prudent Advantage

Fund, Edelweiss Equity Opportunities Fund, Edelweiss Equity Savings Advantage Fund, Edelweiss Mid and Small Cap Fund, Edelweiss Economic Resurgence Fund, Edelweiss Tax Advantage Fund

2. Investors / unit holders have the option to choose only one goal along with a single target amount for each Eligible Scheme under a particular folio. No additional purchase/switch-in/ Systematic Investment Plan/Systematic Transfer Plan shall be permitted in the folio considered under this facility.

3. This Facility cannot be opted under the existing investments. Investors who wish to avail this Facility will have to start SIP(s) under a new folio number.4. Investor/Unit holder has to submit a duly completed Common Application Form' along with 'SIP Enrolment Form' for availing this Facility. 5. Registration under the Facility will be completed within 30 days from the date of submission of the relevant Forms.6. Investor/Unit holders are requested to note that changing the specified goal and / or the target amount will not be permitted under the GPrS Facility.7. Any request for discontinuing the GPrS Facility should be submitted 10 working days prior to the next SIP installment date.8. This Facility will not be available to investors/unit holders who opt to hold the units in demat mode.9. Investors are requested to note that, the goal and the target amount specified under the GPrS Facility has to be determined by the investors themselves and that there is no assurance

that goal/target amount will be realised through SIP investment in the Eligible Schemes of the Fund. 10. Investors / Unit holders are requested to note that other features of SIP investment such as minimum investment amount, frequency, number of installments, investment Dates etc.,

as mentioned Scheme Information Document of respective Scheme shall remain unchanged.

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590


WB068112


2. Date in DD/MM/YYYY format.3. Sponsor Bank IFSC / MICR code, le padded with zeroes where necessary

(Maximum length – 11 Alpha Numeric Characters).4. Utility Code of the Service Provider (Maximum length – 18 Alpha Numeric

Characters).5. Name of the entity to whom the mandate is being given6. Tick on box to select type of actions to be initiated.7. Tick on box to select type of actions to be affected.8. Customer's legal account number, le pad9. IFSC / MICR code of customer bank. (Maximum length – 11 Alpha Numeric Characters).10. Amount payable for service or maximum amount per transaction that could be


11. Amount in figures, similar to the amount mentioned in words (Maximum length 13 digit Numeric, in paise).

12. Tick on box to select frequency of transaction.13. Validity of mandate with dated in DD/MM/YYYY format.14. Names of customer/s and signatures as well as seal of Company (where required).15. Telephone no. with STD code of customer.16. Email ID of customer.

Instructions

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590


INSTRUCTION DETAILS7

Source Scheme

Edelweiss ____________________________________

Plan : Regular Direct

Option : Growth^^ Dividend

Dividend Sweep to Scheme

Edelweiss _______________________________________

Plan ___________________________________________

Option _________________________________________

Nifty Free FloatMidcap 100

Index Fall: 0.5% 1% 2%

ORSwitchAmount

Max Rs.199000 Max Rs.199000 Max Rs.199000

Switch in : Edelweiss Mid and Small Cap Fund

Scheme Plan Option

In case of multiple index fall the highest level of index fall would be considered forinvestment under the Target Scheme

Nifty 50Edelweiss Treasury FundEdelweiss Equity Savings Advantage FundEdelweiss Liquid FundEdelweiss Dynamic Advantage FundEdelweiss Arbitrage Fund

Source Schemes :

Edelweiss Equity Savings Advantage FundEdelweiss Large Cap Advantage FundEdelweiss Economic Resurgence FundEdelweiss ELSS FundEdelweiss Prudent Advantage FundEdelweiss Dynamic Equity Advantage FundEdelweiss Equity Opportunities Fund

Target Schemes Available forTrigger underNifty 50 Indexfall :


Edelweiss _______________________________________

Plan ___________________ Option _________________


ORSwitchAmount

Min A.1000 Min A.1000 Min A.1000

Switch inScheme Plan Option

(Note: For multiple target schemes please submit additional Prepaid STP Form)

Start Date End Date OR Perpetual (99 Years) (Default)I do not wish to opt for Systematic Transfer Plan (STP) into Target Scheme, in case the above facility is not activated within the initial 3 months from the date of registration

DECLARATION8

I/We have read and understood the contents of the Statement of Additional Information (SAI) & respective Scheme Information on Document (SID) and Key Information on Memorandum(KIM), and Addendums. I/We agree to abide by the terms, conditions, rules & regulations of the scheme(s) as applicable from me to me. Amount invested/to be invested in the Schemes is derived through legitimate sources. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing schemes of various Mutual Funds from amongst which the scheme is being recommended to me/us.

SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

Payout Re-Investment Sweep

Source Scheme and Target Scheme cannot be same. ^^Default Option | Trigger for switch from Source Scheme will be subject to exit load and statutory levy, if any.

PREPAID STP

Registration for ‘Prepaid STP’ Cancellation for ‘Prepaid STP’Sponsor: Edelweiss Financial Services Limited | Trustee Company: Edelweiss Trusteeship Company Limited.Investment Manager: Edelweiss Asset Management Limited. Edelweiss House, Off. C.S.T Road, Kalina, Mumbai - 400 098













1



SIGNATURE (s)



APPLICATION NO.


SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

3

Start Date

5 7 ANY (Default)











Bank A/c. Number


An Amount of Rupees




PERIOD

From

To

Or


UMRND D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Until Cancelled

Tick (3)

Create (3)

Modify(Ð)

Cancel (Ð)

For Office use only


Date


Min Rs.1000

Min Rs.1000

Min Rs.5000

Min Rs.500

OR


Max Rs.1990001%

2%


Max Rs.199000

Max Rs.199000

Max Rs.199000

0.5%

1%

2%






Edelweiss ELSS Fund





2. Date in DD/MM/YYYY format.3. Sponsor Bank IFSC / MICR code, le padded with zeroes where necessary

(Maximum length – 11 Alpha Numeric Characters).4. Utility Code of the Service Provider (Maximum length – 18 Alpha Numeric

Characters).5. Name of the entity to whom the mandate is being given6. Tick on box to select type of actions to be initiated.7. Tick on box to select type of actions to be affected.8. Customer's legal account number, le pad9. IFSC / MICR code of customer bank. (Maximum length – 11 Alpha Numeric Characters).10. Amount payable for service or maximum amount per transaction that could be


11. Amount in figures, similar to the amount mentioned in words (Maximum length 13 digit Numeric, in paise).

12. Tick on box to select frequency of transaction.13. Validity of mandate with dated in DD/MM/YYYY format.14. Names of customer/s and signatures as well as seal of Company (where required).15. Telephone no. with STD code of customer.16. Email ID of customer.

Instructions

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590


INSTRUCTION DETAILS7

Source Scheme

Edelweiss ____________________________________


Option : Growth^^ Dividend


Edelweiss _______________________________________

Plan ___________________________________________

Option _________________________________________

Nifty Free FloatMidcap 100


ORSwitchAmount

Max Rs.199000 Max Rs.199000 Max Rs.199000

Switch in : Edelweiss Mid and Small Cap Fund

Scheme Plan Option

In case of multiple index fall the highest level of index fall would be considered forinvestment under the Target Scheme

Nifty 50Edelweiss Treasury FundEdelweiss Equity Savings Advantage FundEdelweiss Liquid FundEdelweiss Dynamic Advantage FundEdelweiss Arbitrage Fund

Source Schemes :

Edelweiss Equity Savings Advantage FundEdelweiss Large Cap Advantage FundEdelweiss Economic Resurgence FundEdelweiss ELSS FundEdelweiss Prudent Advantage FundEdelweiss Dynamic Equity Advantage FundEdelweiss Equity Opportunities Fund

Target Schemes Available forTrigger underNifty 50 Indexfall :


Edelweiss _______________________________________

Plan ___________________ Option _________________


ORSwitchAmount

Min A.1000 Min A.1000 Min A.1000

Switch inScheme Plan Option

(Note: For multiple target schemes please submit additional Prepaid STP Form)

Start Date End Date OR Perpetual (99 Years) (Default)I do not wish to opt for Systematic Transfer Plan (STP) into Target Scheme, in case the above facility is not activated within the initial 3 months from the date of registration

DECLARATION8

I/We have read and understood the contents of the Statement of Additional Information (SAI) & respective Scheme Information on Document (SID) and Key Information on Memorandum(KIM), and Addendums. I/We agree to abide by the terms, conditions, rules & regulations of the scheme(s) as applicable from me to me. Amount invested/to be invested in the Schemes is derived through legitimate sources. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing schemes of various Mutual Funds from amongst which the scheme is being recommended to me/us.

SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

Payout Re-Investment Sweep

Source Scheme and Target Scheme cannot be same. ^^Default Option | Trigger for switch from Source Scheme will be subject to exit load and statutory levy, if any.

PREPAID STP

Registration for ‘Prepaid STP’ Cancellation for ‘Prepaid STP’

TERMS AND CONDITIONS - PREPAID SIP

1. Under this facility, investors can opt for investing in the any of

the “Eligible Schemes” of the Fund as and when there is a fall in Nifty 50 Index/ Nifty Free Float Midcap 100 Index by percentage selected by the investor from amongst 0.50% or 1% or 2% from the previous business day's closure.

2. First time investors in the Fund, shall be required to submit the Prepaid SIP Debit Mandate Form along with Common Application Form and a investment cheque.

3. Existing investors need to submit the completed Prepaid SIP Debit Mandate Form along with copy of cancelled cheque.

4. The Distributor ARN for a 'Prepaid' SIP transaction shall be the same as registered against the folio in which the transaction is being done. In case a folio has multiple brokers registered, then the transaction under this facility shall be made under the Distributor ARN of the last transaction in the folio.

5. Registration under the facility shall be completed within 30 days from the date of submission of the Prepaid SIP Debit Mandate Form and a confirmation of successful registration shall be sent to the investor via SMS and email.

6. The installment date for investment under this facility shall be determined based on the trigger being activated, post the registration date.

7. Post successful registration of the mandate, in the event of the trigger criteria selected by the investor being met, instructions for debiting the 'Prepaid' SIP Installment as opted by the investor would be sent to the investors bankers. An SMS/email will be triggered to the investor about the same.

8. Investor has the option to choose either of the Nifty 50 Index/Nifty Free Float Midcap 100 Index fall. However, the investment amount of each scheme should meet the minimum additional purchase criteria and also the cumulative amount in all schemes cannot be more than the maximum amount per debit set by the investors in the mandate.

9. An Investor will not hold Edelweiss Mutual Fund, its registrars and / or service providers responsible if a transaction is delayed or not effected, or the investor bank account is debited in advance or after the specific Prepaid SIPdate because of the various clearing cycles of RBI's Electronic Clearing Facility (ECS). Edelweiss Mutual Fund, its registrars and other service providers shall not be held responsible or liable for damages / compensation / loss incurred by the investor as a result of using this facility.

10. The default Index for the purpose of this facility shall be Nifty 50 Index, the default percentage for the fall in Index/Indices,as the case may be, shall be 1%, the default period shall be perpetual and the default scheme shall be Edelweiss Large Cap Advantage Fund.

11. Requests for discontinuation of the facility or any change options under the facility shall be processed subject to an advance notice of 10 business days. In the interim if the trigger criteria is satisfied, the AMC reserves the right to debit the investors bank account.

12. The Prepaid SIP installment amount needs to be the equal to or greater than the additional purchase amount of the respective schemes.

13. Provisions of the Applicable NAV and cut-off me as specified in the Scheme Information Document (SID) of theSelected Eligible Scheme shall be applicable.



Schemes NameAdditional Purchase

A

Investment inmultiples of A

1,000.00 1

11,000.00

1,000.00

1,000.00

1,000.00

500.00

5,000.00 5,000.00

5,000.00 5,000.00

500.00

1

1

1

Edelweiss ELSS Fund






TERMS AND CONDITIONS - PREPAID STP

1. What is a 'Prepaid' STP?'Prepaid' STP is a financial planning tool provided to the Unit holder for initiating action based trigger. This Facility enables investors to switch a predetermined amount from a selected Source Scheme to a selected Target Scheme of the Fund whenever there is a fall in the Nifty 50 Index or Nifty Free Float Midcap 100 Index level by a certain percentage from the previous Business Day's closure.

2. What are the different kinds of trigger points available to the Unitholders under 'Prepaid' STP?Unit holders have the following trigger points to choose from:NIFTY 50 Index falls by 0.50% from it's previous day's closureNIFTY 50 Index falls by 1% from it's previous day's closureNIFTY 50 Index falls by 2% from it's previous day's closureNifty Free Float Midcap 100 Index falls by 0.50% from it's previous day's closureNifty Free Float Midcap 100 Index falls by 1% from it's previous day's closure NiftyFree Float Midcap 100 Index falls by 2% from it's previous day's closure

3. Can both Nifty 50 Index and Nifty Free Float Midcap 100 fall be selected as trigger point?Yes, both NIFTY 50 Index and NIFTY Free Float Midcap 100 fall can be selected as the trigger point.

4. How many Schemes can be selected as the Target Schemes for switch in?Under this facility investors have an option to choose only one Target scheme for multiple index level fall i.e 0.5%, 1% and 2%, along with specified amount for each Index fall as a trigger. However at any point in time the highest % of fall shall be considered for the purpose of investment under Target Scheme. For eg. If Investor / Unitholders have opted for specified index level fall of 0.5%, 1% and 2% for trigger of Rs. 1000, Rs. 2000 and Rs. 3000 respectively and if that specified index fall by 2% or more, then the highest level of index fall would be considered for investment under the Target Scheme (i.e 2% and Rs.3000).

10. Can a Unit holder apply for multiple Target Schemes under Index fall of Nifty 50in one Prepaid STP Form?No. Please use separate 'Prepaid' STP Form for each Target Scheme.

11. Will the intra-day points of Nifty 50 Index or Nifty Free Float Midcap 100 Index be considered for transactions on the day of the activation of the 'Prepaid' STP Trigger?No. Only end of the day closing points of the aforesaid indices will be considered for activating the 'Prepaid' STP trigger. Percentage rise/falls will be calculated by taking the last working day's closing point of the respective Index.

12. Where is the 'Prepaid' STP instruction/Special Investment Mandate Form available?Prepaid STP Instruction/Special Investment Mandate Form is available at all designated Investor Service Centers of Edelweiss Mutual Fund (“the Fund”) as well as the website of the Fund www.edelweissmf.com.

13. What is the minimum tenure required for this facility?Minimum tenure for the facility should be 1 month.

14. How is the Unit holder informed about the execution of 'Prepaid' STP?The Unit holder is informed about the execution and the subsequent transactions through the E-mail account statements, if they have provided their email id in the Application Form, else the same would be communicated through the Common Application Statement.


SPECIAL FEATURES FORM -SWITCH ON ARBITRAGE AND GAIN SWITCH MECHANISMPlease read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

APPLICANT’S PERSONAL DETAILS* (New Investors are required to fill the Common Application Form)2





Dividend Sweep to Scheme : _______________________________ Plan : ____________________ Option : ____________________

SWITCH ON ARBITRAGE INVESTMENT DETAILS [Please ]

Edelweiss Liquid Fund

Plan : Regular Direct Option : Growth^^ Dividend Payout

Amount (in figure & words) : ____________________________

_________________________________________________

On the occurrence of trigger the entire unit balance will be switched to


Regular Plan

Direct Plan Reinvestment Payout Sweep

^^Default Option | Trigger for switch from Source Scheme will be subject to exit load and statutory levy, if any.

GAIN SWITCH MECHANISM INVESTMENT DETAILS [Please ]


Edelweiss Mid & Small Cap Fund




Invest Amount : ________________________

Switch the Gains* if NAV increases by

One Time Perpetual

5%

75%

10%

100%

25% 50%





Edelweiss Treasury Fund

Edelweiss Short Term Income Fund

Target Schemes

Regular Plan Direct Plan

Growth Bonus Dividend

Daily Weekly

Fornightly Monthly

Reinvesment Payout

Sweep

Dividend Sweep to Scheme ___________________

__________________________________________

__________________________________________

Plan _______________ Option ________________

A.25,000 & Above

------------------------------------------------------------------ OR ------------------------------------------------------------------

Dividend Monthly DividendGrowth

Source Schemes

Invest in (Gross Amount)


Option : Growth Dividend Payout

Source and Target Schemes cannot be same




1



SIGNATURE (s)



APPLICATION NO.


SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

Having read and understood the contents of Statement of Additional Information (SAI), Scheme Information Document (SID) of the Scheme(s), I/We hereby apply to the Trustees of Edelweiss Mutual Fund for units of Scheme(s) of Edelweiss Mutual Fund as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme (s). I/We hereby declare that the particulars given herein are correct and complete. I/We confirm that I/we have not received and will not receive any commission or brokerage or any other incentive in any form, directly or indirectly, for subscribing to units issued under any of the Scheme(s). I/We hereby declare that the amount invested in the Scheme(s) is through legitimate sources only and does not involve and is not designed for the purpose of any contravention or evasion of any Act, Rules, Regulations, Notifications or Directions of the provisions of Income Tax Act, 1961, Prevention of Money Laundering Act, 2002, Prevention of Corruption Act, 1988 or any other applicable laws enacted by the Government of India from time to time.The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.For NRIs/FIIs only: I/We confirm that I am/we are Non Residents of Indian Nationality/origin and that I/We have remitted funds from abroad through approved banking channels or from funds in my/our Non-resident External Account/FCNR account/NRO/NRSR Account. (Please ü ) (Including amount of transactions made in future)

5. What are the designated Source and Target scheme under 'Prepaid' STP?Source Scheme: Edelweiss Equity Savings Advantage Fund, Edelweiss Liquid Fund, Edelweiss Dynamic Advantage Fund, Edelweiss Arbitrage FundTarget Scheme: i. If investors / unitholders opted for Nifty 50 Index: Edelweiss Equity Savings Advantage Fund, Edelweiss Large Cap Advantage Fund, Edelweiss Economic Resurgence Fund, Edelweiss ELSS Fund, Edelweiss Prudent Advantage Fund, Edelweiss Dynamic Equity Advantage Fund, Edelweiss Equity Opportunities Fund ii. If investors / unitholders opted for Nifty Free Float Midcap 100 Index : Edelweiss Emerging Leaders Fund

6. What is the minimum investment amount for opting for 'Prepaid' STP?This facility will be available to all existing /new investor of the designated Source Scheme, whose investment amount/ investment value is Rs. 25,000 and above.

7. How long 'Prepaid' STP facility will be valid?The fixed amount opted by the investor, is switched every time the trigger is activated. The switch would continue for the opted period. If the balance amount under selected Source Scheme is less than the fixed amount opted, the entire amount would be switched into the Target Scheme(s) selected by the investor and the facility will get terminated.

8. Can a 'Prepaid' STP be discontinued?Yes, the 'Prepaid' STP can be discontinued by submitting a duly signed request letter. Ten(10) business days time is required to discontinue the 'Prepaid' STP.

9. When will the 'Prepaid' STP get activated?For existing / new investors, the Facility would get activated after 5 Business Days from the date of receipt of valid Application Form. Investors have to specify the start date and end date for this Facility, however, the minimum tenure for this Facility should be at least 1 month. Also, the Source Scheme and the Target Scheme cannot be the same.

Edelweiss Treasury Fund,15. What if the opted indices's does not fall for certain period of time, will the facility get affected?If the trigger selected by the investor under the Facility is not activated within the initial 3 months from the date of registration/activation, Systematic Transfer Plan (STP) will be activated under the Source Scheme for switching the investment into the selected Target Schemes. In such situation, the STP date would be 7th day of every month and the amount will be the minimum amount specified by the investor under the Facility. However, if the investors do not wish to opt for STP, the same has to be indicated in the Application Form.

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590



SPECIAL FEATURES FORM -SWITCH ON ARBITRAGE AND GAIN SWITCH MECHANISMPlease read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

APPLICANT’S PERSONAL DETAILS* (New Investors are required to fill the Common Application Form)2





Dividend Sweep to Scheme : _______________________________ Plan : ____________________ Option : ____________________

SWITCH ON ARBITRAGE INVESTMENT DETAILS [Please ]


Plan : Regular Direct Option : Growth^^ Dividend Payout

Amount (in figure & words) : ____________________________

_________________________________________________

On the occurrence of trigger the entire unit balance will be switched to


Regular Plan

Direct Plan Reinvestment Payout Sweep

^^Default Option | Trigger for switch from Source Scheme will be subject to exit load and statutory levy, if any.

GAIN SWITCH MECHANISM INVESTMENT DETAILS [Please ]


Edelweiss Mid & Small Cap Fund




Invest Amount : ________________________

Switch the Gains* if NAV increases by

One Time Perpetual

5%

75%

10%

100%

25% 50%





Edelweiss Treasury Fund

Edelweiss Short Term Income Fund

Target Schemes

Regular Plan Direct Plan

Growth Bonus Dividend

Daily Weekly

Fornightly Monthly

Reinvesment Payout

Sweep

Dividend Sweep to Scheme ___________________

__________________________________________

__________________________________________

Plan _______________ Option ________________

A.25,000 & Above

------------------------------------------------------------------ OR ------------------------------------------------------------------

Dividend Monthly DividendGrowth

Source Schemes

Invest in (Gross Amount)


Option : Growth Dividend Payout

Source and Target Schemes cannot be same




1



SIGNATURE (s)



APPLICATION NO.


SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________


5. What are the designated Source and Target scheme under 'Prepaid' STP?Source Scheme: Edelweiss Equity Savings Advantage Fund, Edelweiss Liquid Fund, Edelweiss Dynamic Advantage Fund, Edelweiss Arbitrage FundTarget Scheme: i. If investors / unitholders opted for Nifty 50 Index: Edelweiss Equity Savings Advantage Fund, Edelweiss Large Cap Advantage Fund, Edelweiss Economic Resurgence Fund, Edelweiss ELSS Fund, Edelweiss Prudent Advantage Fund, Edelweiss Dynamic Equity Advantage Fund, Edelweiss Equity Opportunities Fund ii. If investors / unitholders opted for Nifty Free Float Midcap 100 Index : Edelweiss Emerging Leaders Fund

6. What is the minimum investment amount for opting for 'Prepaid' STP?This facility will be available to all existing /new investor of the designated Source Scheme, whose investment amount/ investment value is Rs. 25,000 and above.

7. How long 'Prepaid' STP facility will be valid?The fixed amount opted by the investor, is switched every time the trigger is activated. The switch would continue for the opted period. If the balance amount under selected Source Scheme is less than the fixed amount opted, the entire amount would be switched into the Target Scheme(s) selected by the investor and the facility will get terminated.

8. Can a 'Prepaid' STP be discontinued?Yes, the 'Prepaid' STP can be discontinued by submitting a duly signed request letter. Ten(10) business days time is required to discontinue the 'Prepaid' STP.

9. When will the 'Prepaid' STP get activated?For existing / new investors, the Facility would get activated after 5 Business Days from the date of receipt of valid Application Form. Investors have to specify the start date and end date for this Facility, however, the minimum tenure for this Facility should be at least 1 month. Also, the Source Scheme and the Target Scheme cannot be the same.

Edelweiss Treasury Fund,15. What if the opted indices's does not fall for certain period of time, will the facility get affected?If the trigger selected by the investor under the Facility is not activated within the initial 3 months from the date of registration/activation, Systematic Transfer Plan (STP) will be activated under the Source Scheme for switching the investment into the selected Target Schemes. In such situation, the STP date would be 7th day of every month and the amount will be the minimum amount specified by the investor under the Facility. However, if the investors do not wish to opt for STP, the same has to be indicated in the Application Form.

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590


WB068112


Switch on Arbitrage Terms and Condions:

1. Make an inial investment in Edelweiss Liquid Fund with minimum amount of Rs.10,000/-2. Investors can opt for this facility at the me of investment or anyme later. The enre amount invested will be switched to Edelweiss Arbitrage Fund on acvaon of trigger.3. Automac switch from Edelweiss Liquid Fund to Edelweiss Arbitrage Fund will be triggered on the Tuesday immediately preceding the expiry day of the Futures and Opons i.e. on the last Thursday of every month. (In case Tuesday/Thursday is a holiday, switch/expiry would happen on the preceding working day.4. Switching in to Edelweiss Arbitrage Fund would enable investors to take benefit of the arbitrage opportunies available in the equity market close to expiry date.

Gain Switch Mechanism Terms & Condions :

FAQ’s on GSM Facility

1. What is GSM?GSM is an event based Trigger Facility that serves as a financial planning tool. The Unit holder can specify any of the specific events provided in advance and when this event takes place the trigger will get acvated.2. How is GSM useful in financial planning?GSM facility helps the Unit holder to switch the capital appreciaon amount from source schemes to target schemes. Investor can choose to switch whenever the capital appreciates by 5%/10%/25% / 50%/75%/100%.3. What are the different kinds of trigger points available to the Unit holders under GSM?Unit holders have the following trigger points to choose from: Capital appreciaon of 5%/10%25%/50%/75%/100% can be switched perpetually or as a one me switch.4. How many Schemes can be selected as the Target Schemes for switch in?Only one scheme can be selected as target scheme.5. Under which Schemes is GSM available?Currently GSM is available only under the Growth and Dividend Payout Opon of Exisng and Direct Plan of the Source Schemes i.e. Edelweiss Large Cap Advantage Fund, Edelweiss Mid & Small Cap Fund, Edelweiss Prudent Advantage Fund, Edelweiss Equity Opportunies Fund, Edelweiss Economic Resurgence Fund from where the switch out would happen when the trigger is acvated to the Target Schemes viz. Edelweiss Dynamic Equity Advantage Fund, Edelweiss Arbitrage Fund, Edelweiss Liquid Fund, Edelweiss Equity Savings Advantage Fund, Edelweiss Treasury Fund, Edelweiss Short Term Income Fund6. Is there any default opon in case the Unit holder fails to give his opon(s) of Target Schemes and/or % of switch?Investors are requested to note that the default Target Scheme shall be Edelweiss Arbitrage Fund, the default opon for % switch shall be 10% of capital appreciaon and the same shall be switched perpetually.7. What is the minimum investment amount for opng for GSM?GSM is available only for investments under the Growth and Dividend Payout Opon of Exisng and Direct Plan of E.D.G.E. Top 100 Fund / Edelweiss Select Midcap Fund / Edelweiss Value Opportunies Fund with transacon amount of ̀ 25,000/- and above8. How long will the Switch connue in GSM?Capital appreciaon of 5%/10%/25%/50%/75%/100% as selected by the investor is switched every me the trigger is acvated. If the investor has opted for one me switch, the switch would get effected only once and in case the investor is opted for perpetual switch, the switch into the target scheme would connue ll the trigger is disconnued.9. How will the perpetual GSM work?If the investor has an investment of `50,000/- and registered for GSM when the NAV is @ of `20.00 per unit and has opted for switching of capital appreciaon of 25% perpetually into Edelweiss Arbitrage Fund, the capital appreciaon switches will happen as per the below illustraon:

Amount invested NAV (`) Units Value (`) Capital Capital Amount of Units switched in the Source Appreciaon Appreciaon Switch (`) out to Target Scheme (`) (%) Switch out (%) Scheme

50000 20.00 2,500.000 50,000.00 - - - -

GSM Registered 20.00 - - - 25% - -

23.00 2,500.000 57,500.00 15.00% 25% NA -

24.89 2,500.000 62,225.00 24.45% 25% NA -

GSM - 1st trigger 25.05 2,500.000 62,625.00 25.25% 25% 12,500.00 499.002

24.99 2,000.998 50,004.94 -0.24% 25% NA -

26.79 2,000.998 53,606.74 6.95% 25% NA -

30.45 2,000.998 60,930.39 21.56% 25% NA -

GSM - 2nd trigger 32.45 2,000.998 64,932.39 29.54% 25% 12,531.25 386.171

33.90 1,614.827 54,742.63 4.47% 25% NA -

35.00 1,614.827 56,518.94 7.86% 25% NA -

39.45 1,614.827 63,704.92 21.57% 25% NA -

GSM - 3rd trigger 41.05 1,614.827 66,288.65 26.50% 25% 13,100.28 319.130

41.09 1,295.697 53,240.19 0.10% 25% NA -

11. How is the capital appreciaon derived?As shown in the illustraon in pt. 10, the first capital appreciaon is derived from the NAV of the day on which the investor has registered for GSM facility. Subsequent capital appreciaon would be calculated based on the NAV on which the earlier capital appreciaon switch took place. In the above illustraon the base NAV for subsequent capital appreciaon is ̀ 25.05.12. Can a GSM be disconnued?Yes, the GSM can be disconnued by submi�ng a duly signed request le�er. Ten(10) business days me is required to disconnue the GSM.13. When will the GSM get acvated?The capital appreciaon switch would be acvated/ triggered only if the investment is greater than one year OR post compleon of exit load whichever is later.14. Can a Unit holder apply for mulple transacons in one GSM Form?No. Please use separate GSM Form for each transacon.15. What happens if the capital appreciaon on a given date is more than the capital appreciaon opted for?As per the illustraon shared in Pt. 10, irrespecve of the capital appreciaon, only the % of cap appreciaon opted for would be considered for switch.16. Where is the GSM Form available?GSM Form is available at all designated Investor Service Centers of Edelweiss Mutual Fund (“the Fund”) as well as the website of the Fund www.edelweissmf.com.17. How is the Unit holder informed about the execuon of GSM?The Unit holder is informed about the execuon and the subsequent transacons through the E-mail account statements, if they have provided their email id in the Applicaon Form, else the same would be communicated through the Common Account Statement.

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590



SPECIAL FEATURES FORM - STP/SWPPlease read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

STP

UNITHOLDER INFORMATION2





SWP





SIGNATURE (s)



TRANSACTION CHARGES [Please ]ü3

I am First Time Investor in Mutual Funds I am Existing Investor in Mutual Funds


SCHEME DETAILS (STP in Scheme/SWP Scheme)4

Edelweiss- Scheme Plan Option/FacilityScheme/Plan/Option/Facility


DECLARATION AND SIGNATURE (To be signed by ALL UNIT HOLDERS if mode of holding is ‘joint’)*8

SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________


SCHEMES OFFERED BY EDELWEISS MUTUAL FUND :

Equity Schemes Debt SchemesEdelweiss Arbitrage FundEdelweiss Dynamic Equity Advantage FundEdelweiss Large Cap Advantage FundEdelweiss ELSS FundEdelweiss Prudent Advantage FundEdelweiss Equity Opportunities FundEdelweiss Equity Savings Advantage FundEdelweiss Mid and Small Cap Fund

Edelweiss Economic Resurgence FundEdelweiss Balanced Advantage Fund

Edelweiss Liquid FundEdelweiss Treasury FundEdelweiss Short Term Income FundEdelweiss Banking And PSU Debt FundEdelweiss Corporate Debt Opportunities FundEdelweiss Bond FundEdelweiss Government Securities Fund

FREQUENCY DETAILS5

SYSTEMATIC TRANSFER PLAN (STP) DETAILS (NOT APPLICABLE FOR ELSS SCHEME) 6

Daily (STP) Weekly (STP) Fortnightly (STP) Monthly (STP/SWP)

7th, 14th, 21st, 28th of any month 10th, 25th Any date except last 3 days of month

Date : ____ / ____ / ________

Any date except last 3 days of month

Date : ____ / ____ / ________

All Business Day

To Scheme ________________________________________________________________ Option ____________________________________

STP Period : From Date _____ / _____ / __________ To Date _____ / _____ / __________ or Perpetual (99 years) (Default)

Amount Per Installment : _______________________ Amount (in words) _______________________________________________________

SYSTEMATIC WITHDRAWAL PLAN (SWP) DETAILS (NOT APPLICABLE FOR ELSS SCHEME) (Only Monthly and Quarterly Options Available)7

Amount Per Withdrawal : ___________________________ Amount in words : ___________________________________________________

SWP Period : From Date _____ / _____ / __________ To Date _____ / _____ / __________ or Perpetual (99 years) (Default)

Quarterly (STP/SWP)


Terms and Condions:1. For availing the GSM Facility an investor has to invest a lump sum amount of at least Rs. 25,000/- under the Growth or Dividend Payout Opon of the selected Source Scheme and provide a standing instrucon to the Fund to switch a pre-determined percentage of Capital Appreciaon into the selected Target Scheme;Source Schemes: Edelweiss Large Cap Advantage Fund, Edelweiss Mid & Small Cap Fund, Edelweiss Prudent Advantage Fund, Edelweiss Equity Opportunies Fund, Edelweiss Economic Resurgence FundTarget Schemes: Edelweiss Dynamic Equity Advantage Fund, Edelweiss Arbitrage Fund, Edelweiss Liquid Fund, Edelweiss Equity Savings Advantage Fund, Edelweiss Treasury Fund, Edelweiss Short Term Income FundCapital Appreciaon: Capital Appreciaon will be a percentage of appreciaon in the Net Asset Value (NAV) of the Source Scheme as calculated from the date of registraon for GSM Facility under such Source Scheme and subsequently calculated based on the NAV at which the previous switch under the GSM Facility was processed;2. Investor has to submit a duly completed 'GSM Applicaon Form' for availing this Facility. Separate 'GSM Applicaon Forms' have to be submi�ed for mulple transacons. First me/new investors have to submit duly completed 'GSM Applicaon Form' along with the 'Common Applicaon Form';3. The AMC/Fund shall acvate the GSM Facility within 7 working days from the date of submission of the GSM Applicaon Form;4. Investors can either opt for a One-me Switch of the predetermined percentage of Capital Appreciaon or opt for a Perpetual Switch which will connue ll all the units in the Source Scheme are exhausted;5. Investors will have an opon to select from the range of percentages of Capital Appreciaon ranging from 5% / 10% / 25% / 50% / 75% / 100%;

6. Default Opons: If the investor does not :I. select the Target Scheme, the default Target Scheme shall be Edelweiss Arbitrage Fund;ii. specify the frequency for GSM Facility, the default frequency shall be PerpetualSwitch; andiii. specify the percentage of Capital Appreciaon, the default percentage shall be 10% ;7. The GSM Facility would be triggered on the occurrence of the event only a�er compleon of one year from the date of allotment of units under the Source Scheme OR a�er compleon of the exit load period, as applicable to the Source Scheme, whichever is later;8. The NAV at which the percentage of Capital Appreciaon will be calculated will be based on the NAV of the Source Scheme as calculated from the date of registraon for GSM Facility under such Source Scheme. Subsequent Capital Appreciaons shall be calculated based on the NAV at which the previous switch under the GSM Facility was processed from the Source Scheme.9. Any request for changing the opons under the GSM Facility or for disconnuing the GSM Facility shall be processed within 10 working days from the date of submission of such request;10. The GSM Facility will be automacally terminated if all units under the Source Scheme are liquidated or withdrawn or pledged or upon receipt of inmaon of death of the unit holder;11. Switch-out' shall be treated as applicaon for Redempon and 'Switch-in' shall be treated as applicaon for Purchase. Accordingly, the provisions of the Applicable NAV and cut-off me as specified in the Scheme Informaon Document (SID) of the respecve Scheme shall be applicable for such transacon.



STP






SWP





SIGNATURE (s)










SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________






FREQUENCY DETAILS5




Date : ____ / ____ / ________


Date : ____ / ____ / ________

All Business Day

To Scheme ________________________________________________________________ Option ____________________________________






Quarterly (STP/SWP)


Terms and Condions:1. For availing the GSM Facility an investor has to invest a lump sum amount of at least Rs. 25,000/- under the Growth or Dividend Payout Opon of the selected Source Scheme and provide a standing instrucon to the Fund to switch a pre-determined percentage of Capital Appreciaon into the selected Target Scheme;Source Schemes: Edelweiss Large Cap Advantage Fund, Edelweiss Mid & Small Cap Fund, Edelweiss Prudent Advantage Fund, Edelweiss Equity Opportunies Fund, Edelweiss Economic Resurgence FundTarget Schemes: Edelweiss Dynamic Equity Advantage Fund, Edelweiss Arbitrage Fund, Edelweiss Liquid Fund, Edelweiss Equity Savings Advantage Fund, Edelweiss Treasury Fund, Edelweiss Short Term Income FundCapital Appreciaon: Capital Appreciaon will be a percentage of appreciaon in the Net Asset Value (NAV) of the Source Scheme as calculated from the date of registraon for GSM Facility under such Source Scheme and subsequently calculated based on the NAV at which the previous switch under the GSM Facility was processed;2. Investor has to submit a duly completed 'GSM Applicaon Form' for availing this Facility. Separate 'GSM Applicaon Forms' have to be submi�ed for mulple transacons. First me/new investors have to submit duly completed 'GSM Applicaon Form' along with the 'Common Applicaon Form';3. The AMC/Fund shall acvate the GSM Facility within 7 working days from the date of submission of the GSM Applicaon Form;4. Investors can either opt for a One-me Switch of the predetermined percentage of Capital Appreciaon or opt for a Perpetual Switch which will connue ll all the units in the Source Scheme are exhausted;5. Investors will have an opon to select from the range of percentages of Capital Appreciaon ranging from 5% / 10% / 25% / 50% / 75% / 100%;

6. Default Opons: If the investor does not :I. select the Target Scheme, the default Target Scheme shall be Edelweiss Arbitrage Fund;ii. specify the frequency for GSM Facility, the default frequency shall be PerpetualSwitch; andiii. specify the percentage of Capital Appreciaon, the default percentage shall be 10% ;7. The GSM Facility would be triggered on the occurrence of the event only a�er compleon of one year from the date of allotment of units under the Source Scheme OR a�er compleon of the exit load period, as applicable to the Source Scheme, whichever is later;8. The NAV at which the percentage of Capital Appreciaon will be calculated will be based on the NAV of the Source Scheme as calculated from the date of registraon for GSM Facility under such Source Scheme. Subsequent Capital Appreciaons shall be calculated based on the NAV at which the previous switch under the GSM Facility was processed from the Source Scheme.9. Any request for changing the opons under the GSM Facility or for disconnuing the GSM Facility shall be processed within 10 working days from the date of submission of such request;10. The GSM Facility will be automacally terminated if all units under the Source Scheme are liquidated or withdrawn or pledged or upon receipt of inmaon of death of the unit holder;11. Switch-out' shall be treated as applicaon for Redempon and 'Switch-in' shall be treated as applicaon for Purchase. Accordingly, the provisions of the Applicable NAV and cut-off me as specified in the Scheme Informaon Document (SID) of the respecve Scheme shall be applicable for such transacon.

WB068112


Systematic Transfer Plan /Systematic Withdrawal Plan

1. All valid requests for STP/SWP forms from one Scheme to the other Scheme would be treated as switch-out/redemption & switch-in/purchase at the applicable NAV of the respective Scheme(s). The difference between the NAV of two Schemes will be reflected in the number of units allotted.

2. Minimum Investment Amount in Transfer Out Scheme should be as per the respective SID/ Addendum.

3. Units marked under Lien, Pledge or Lock-in Period in the Transfer Out Scheme will not be eligible for STP/SWP.

4. All valid applications will be processed as per the applicable uniform cut off timings on the working days as mentioned in the respective Scheme SID.

5. A Unit holder who has opted for STP/SWP under a specific Scheme can also redeem or switch his Units to any other eligible Scheme provided he has sufficient balance in his account on the date of such a request

6. The Unit holder can make additional subscriptions in accordance to the terms and conditions of the Scheme Information Document (SID). Such additional subscription will alter the functioning of the STP/SWP.

7. STP will be terminated automatically in case of a Zero balance in the respective Scheme-Folio on the run-date or expiry of the enrolment period whichever is earlier.

8. The unit holders can choose to opt out from the STP/SWP at any point of time by submitting a written request to the nearest designated Investor Service Center. Such request for discontinuation should be received at least 10 working days prior to the next due date of the SWP/STP.

9. Edelweiss AMC reserves the right to reject any application without assigning any reason thereof and the Trustee reserves the right to change/modify the terms and conditions of SWP/STP.

10. Existing unit holders should note that unit holders' details and mode of holding (single, jointly, anyone or survivor) will be as per the existing Account.

11. The application is subject to detailed scrutiny and verification. Applications which are not complete in all respect are liable for rejection either at the collection point itself or subsequently after detailed scrutiny / verification at the back office of the Registrar.

12. STP/SWP facility is not available for units held in demat. Unit Holders opting the units in the demat mode, can submit redemption only through DP or through stock exchange platform

Employee Unique Identification Number (EUIN):

SEBI has made it compulsory for every employee/ relationship manager/ sales person of the distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing

Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form. However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590




STP






SWP





SIGNATURE (s)










SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________






FREQUENCY DETAILS5




Date : ____ / ____ / ________


Date : ____ / ____ / ________

All Business Day

To Scheme ________________________________________________________________ Option ____________________________________






Quarterly (STP/SWP)


Systematic Transfer Plan /Systematic Withdrawal Plan

1. All valid requests for STP/SWP forms from one Scheme to the other Scheme would be treated as switch-out/redemption & switch-in/purchase at the applicable NAV of the respective Scheme(s). The difference between the NAV of two Schemes will be reflected in the number of units allotted.

2. Minimum Investment Amount in Transfer Out Scheme should be as per the respective SID/ Addendum.

3. Units marked under Lien, Pledge or Lock-in Period in the Transfer Out Scheme will not be eligible for STP/SWP.

4. All valid applications will be processed as per the applicable uniform cut off timings on the working days as mentioned in the respective Scheme SID.

5. A Unit holder who has opted for STP/SWP under a specific Scheme can also redeem or switch his Units to any other eligible Scheme provided he has sufficient balance in his account on the date of such a request

6. The Unit holder can make additional subscriptions in accordance to the terms and conditions of the Scheme Information Document (SID). Such additional subscription will alter the functioning of the STP/SWP.

7. STP will be terminated automatically in case of a Zero balance in the respective Scheme-Folio on the run-date or expiry of the enrolment period whichever is earlier.

8. The unit holders can choose to opt out from the STP/SWP at any point of time by submitting a written request to the nearest designated Investor Service Center. Such request for discontinuation should be received at least 10 working days prior to the next due date of the SWP/STP.

9. Edelweiss AMC reserves the right to reject any application without assigning any reason thereof and the Trustee reserves the right to change/modify the terms and conditions of SWP/STP.

10. Existing unit holders should note that unit holders' details and mode of holding (single, jointly, anyone or survivor) will be as per the existing Account.

11. The application is subject to detailed scrutiny and verification. Applications which are not complete in all respect are liable for rejection either at the collection point itself or subsequently after detailed scrutiny / verification at the back office of the Registrar.

12. STP/SWP facility is not available for units held in demat. Unit Holders opting the units in the demat mode, can submit redemption only through DP or through stock exchange platform

Employee Unique Identification Number (EUIN):

SEBI has made it compulsory for every employee/ relationship manager/ sales person of the distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing

Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form. However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

EMAIL : INVESTORS




+91 40 23001181SMS

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REQUEST FOR CANCELLATION OFSIP/SWP/STP

Please ü whichever applicable

Dear Sir / Madam

Please cancel my SIP registered in the above Folio No. under

Scheme Edelweiss Opon and stop the Direct .

debit /ECS of ` from my Bank Account Number .

please cancel the above facility with effect from *

*[Specify month and year from which you need to cease /Stop SIP/SWP/STP].

Cancellaon request needs to be submied atleast 10 working days prior to the SIP/SWP/STP Date

Scheme (Source scheme in case of STP/SWP):

Target Scheme (Applicable only in case of STP):

Folio No.

Frequency

Start Date End Date

Daily (SIP/STP) Weekly (SIP/STP) Monthly (SIP/STP/SWP) Quarterly (SWP)

Cancellaon of SIP SWP STP

Plan

D D M M Y Y Y Y D D M M Y Y Y Y

E D E L W E I S S

E D E L W E I S S

SIGNATURE (s)


DATE : ____ /____ /______ PLACE : _____________________

EMAIL : INVESTORS




+91 40 23001181SMS

IQ to 5757590


Cancellaon [Please ü] SIP SWP STP

Collecon Center’s Stamp &Receipt Date and Time

Folio No.

Scheme Name E D E L W E I S S


BLANK


REGULAR PAYOUT PLAN DETAILS3

EXISTING UNIT HOLDER INFORMATION2

DECLARATION AND SIGNATURE (To be signed by ALL UNIT HOLDERS)4

REGULAR PAYOUT FACILITY FORMPlease read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

Folio No.

1st Unit Holder :

Registration Cancellation Date DD M M Y Y Y Y

DD M M Y Y Y Y

2nd Unit Holder :

3rd Unit Holder :

Name of Guardian :

Options

Frequency

Period

Scheme Name -

Cheque Date

Cheque No. / UTR No.

6% 6.5% 7% 7.5% 8% 8.5% 9% 9.5% 10%

Monthly Quarterly Annually

Start Date DD M M Y Y Y YEnd Date Perpetual

Plan -

DD M M Y Y Y Y Investment Amount -

SIGNATURE (s)


Date DD M M Y Y Y Y Place

CAF





Bank and Branch ________________________________________________________________________________________

Application No:



Options Growth Dividend - Payout Dividend - Reinvest Others

Amount for which the % payout will be triggered (Min.100000)

(Per Annum)





SIGNATURE (s)



(Default Plan/Option/Facility will be applied in case of no information, ambiguity or discrepancy) This facility is not available for Edelweiss ELSS Fund, Edelweiss Tax Advantage Fund & Edelweiss ETF Schemes

(Any date between 1 to 25th of the month)


Bank Name


REGULAR PAYOUT PLAN DETAILS3

EXISTING UNIT HOLDER INFORMATION2

DECLARATION AND SIGNATURE (To be signed by ALL UNIT HOLDERS)4

REGULAR PAYOUT FACILITY FORMPlease read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

Folio No.

1st Unit Holder :

Registration Cancellation Date DD M M Y Y Y Y

DD M M Y Y Y Y

2nd Unit Holder :

3rd Unit Holder :

Name of Guardian :

Options

Frequency

Period

Scheme Name -

Cheque Date

Cheque No. / UTR No.

6% 6.5% 7% 7.5% 8% 8.5% 9% 9.5% 10%

Monthly Quarterly Annually

Start Date DD M M Y Y Y YEnd Date Perpetual

Plan -

DD M M Y Y Y Y Investment Amount -

SIGNATURE (s)


Date DD M M Y Y Y Y Place

CAF





Bank and Branch ________________________________________________________________________________________

Application No:



Options Growth Dividend - Payout Dividend - Reinvest Others

Amount for which the % payout will be triggered (Min.100000)

(Per Annum)





SIGNATURE (s)



(Default Plan/Option/Facility will be applied in case of no information, ambiguity or discrepancy) This facility is not available for Edelweiss ELSS Fund, Edelweiss Tax Advantage Fund & Edelweiss ETF Schemes

(Any date between 1 to 25th of the month)


Bank Name

WB068112

1. RPF is a facility whereby an investor can systematically withdraw their investments from the specified scheme on a monthly basis.

2. This facility will allow investors to redeem a fixed sum of money periodically at a specified rate. The percentage of withdrawal rate selected by investor should range

between 6 % to 10 % in multiples of 0.50 (eg: 6 % , 7.50 % , 8 % )

3. RPF is only a feature for regular withdrawal from the scheme and shall not be construed as an assurance or guarantee or returns under the foresaid schemes.

4. AMC reserves the right to amend/terminate this facility at any time, keeping in view business/operational exigencies and the same shall be in the best interest of the

Investors

5. This facility is available to all new and existing investors of the Eligible Schemes; however, an investor has to have a minimum investment balance of Rs. 100,000 under

any Plan/Option of the Eligible Scheme.

6. Eligible Scheme: All open ended schemes of Edelweiss Mutual Fund, except the Edelweiss ELSS Fund, Edelweiss Tax Advantage Fund & Edelweiss ETF Schemes

7. Frequency: Investors have the option to choose from the following frequencies – Monthly / Quarterly / Yearly. Monthly, being the default frequency.

8. Payout Amount: Investors will have an option to select the payout amount as a percentage of an amount as specified by them or the balance in the scheme at the time of

registering this Facility. Investors have the option to choose from the following per annum percentage values i.e. 6%, 6.5%, 7%, 7.5%, 8%, 8.5%, 9%, 9.5%, 10%. The default

being 6%.

9. In case of partial redemptions, the payouts will further happen on the original investment amount specified and not the balance investment amount subject to

availability of balance in the folio.

10. In case of the balance available under the folio is less than the amount due to be paid out under the Facility, the payout will be processed for the balance amount in the

folio and the Facility will be closed.

11. Existing investors have to submit a duly completed 'Regular Payout Form' for availing this Facility. First time/new investors have to submit duly completed 'Special

Investment Mandate Form' or 'Application Form'.

12. For existing / new investors, the Facility would get activated after 10 Business Days from the date of receipt of valid Form. 13. Investors have to specify the start date and end date for this Facility. Investors can select any date between the 1st to 25th of the month to start / end the Facility.

Redemption would be processed for the facility on the specified date. If the specified date is a holiday then the next business day will considered as the start/end date for

the Facility. In case the investor does not mention the end date, it will be deemed that the Facility is perpetual or until a circumstance as mentioned in point 6, 11, 14 arises

14. The minimum tenure for this Facility would be as follows:

15. The Facility will be automatically terminated if all units under the Eligible Schemes are liquidated or withdrawn or pledged by the unit holder.

16. This Facility will not be available to investors/unit holders who opt to hold the units in demat mode.

17. Request for changing the options under the Facility would amount to cancellation of the Facility and a fresh registration would be required with the desired options.

18. Request for discontinuing the Facility shall be processed within 10 working days from the date of submission of such request. In the interim, if the RPF date is due the

Fund reserves the right to process the RPF transaction.


EMAIL : INVESTORS




+91 40 23001181SMS

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Frequency

Minimum installments 12 6 3

Monthly AnnuallyQuarterly

Jan. ’18

Registered Office: Edelweiss House, Off. C.S.T Road, Kalina, Mumbai 400098 Corporate Office: 801, 802 & 803, 8th Floor, Windsor, Off C.S.T. Road, Kalina, Santacruz (E), Mumbai 400098, Maharashtra Website: www.edelweissmf.com

Investor servIce centers (Isc) / offIcIal PoInt of accePtance (oPa)edelweIss asset ManageMent lIMIted - Isc / oPaahmedabad : Ground Floor, Madhusudan House, Opp. Shail Building, Near Girish Cold Drink Cross Road, Off CG Road, Navrangpura, Ahmedabad - 380 009. Tel No. : 079 26461040/ 26461070Bengaluru : Unit No. 912, 9th floor, Prestige Meridian-1, No.20 , M.G Road, Bengaluru -560001 Karnataka. Tel No. : 080-69001508chandigarh : Cabin No. 19, 2nd Floor of Meeting point, SCO 487-488, Sector 35-C, Chandigarh - 160035. Tel No. : 0172-5086890 / 2603771chennai : DBS Business Centre, DBS House, Room No. 220, 31A Cathedral Garden Road, Near Palmgrove Hotel, Nungambakkam, Chennai-600034

Tel No.: 044 40509200 Extn: 220 Fax No.: 044 40509300Hyderabad : Room No.403, 4th Floor, Shree Prashanti Sai Towers, Teetos Business Centre, Plot no. 68, Nagarjuna Hills, Road no:1, Banjarahills, Near Punjagutta, Hyderabad,

Telangana - 500082 , Ph no: +91 8297033388Indore : 312-313, D.M. Tower, Third Floor, Race Course Road, Indore, Madhya Pradesh - 452001. Tel No. : 0731 6701522Kolkata : Savitri Tower, 2nd Floor, 3A Upper Wood Street, Kolkata - 700017. Tel No. : 033 - 4421 8800lucknow : Cabin No. 102, A Small Store Trade Point, Ground Floor, Saran Chamber-1, 5-Park Road, Hazratgunj, Lucknow - 226001. Tel No. : 0522-4070679Mumbai : 801, 802 & 803, 8th Floor, Windsor, Off C.S.T. Road, Kalina, Santacruz (E), Mumbai - 400098, Maharashtra. Tel No. : 022 4097 9900 / 4097 9821new delhi : 104, 5th Floor, Mercantile House, 15 Kasturba Gandhi Marg, New Delhi - 110 001. Tel No. : 011-43571105Pune : Sunit Capital, 4th Floor, 402, B-50 , Vetalbaba Chowk, Above Mahalaxmi Maruti, Showroom, Senapati Bapat Road, Shivajinagar, Pune - 411016

Karvy coMPutersHare PrIvate lIMIted - Isc / oPaUNIT : Edelweiss Mutual Fund, Karvy Selenium Tower B, Plot No 31 & 32, Gachibowli, Financial, District, Nanakramguda, Serilingampally , Hyderabad – 500 008 Tel: 040-67161500agra : 1st Floor, Deepak Wasan Plaza, Behind Holiday Inn, Sanjay Place, Agra - 282002. Tel.: 8899928346 • ahmedabad : 201/202 Shail Complex, Opp. Madhusudan House, B/H Girish Cold Drink, Off C G Road, Navrangpura, Ahmedabad - 380006. Tel.: 079-65445550, 079-26402967 • ajmer : 302, 3rd Floor, Ajmer Auto Building, Opposite City Power House, Jaipur Road, Ajmer - 305001. Tel.: 0145-5120725 • aligarh : 1st Floor, Kumar Plaza, Ramghat Road, Aligarh - 202001. Tel.: 8899928347 • allahabad : Rsa Towers, 2nd Floor, Above Sony Tv Showroom, 57, S P Marg, Civil Lines, Allahabad - 211001. Tel.: 8081127728 • ambala : 6349, Nicholson Road, Adjacent Kos Hospitalambala Cant, Ambala - 133001. Tel.: 9541721382 • amritsar : 72-A, Taylor’S Road, Opp Aga Heritage Club, Amritsar - 143001. Tel.: 0183-5053802 • anand : B-42 Vaibhav Commercial Center, Nr Tvs Down Town Shrow Room, Grid Char Rasta, Anand - 380001. Tel.: 9662020623 • ankleshwar : L/2 Keval Shopping Center, Old National Highway, Ankleshwar, Ankleshwar - 393002. Tel.: 02646 645326 • asansol : 114/71 G T Road, Near Sony Centre, Bhanga Pachil, Asansol - 713303. Tel.: 9332095447 • aurangabad : Ramkunj Niwas, Railway Station Road, Near Osmanpura Circle, Aurangabad - 431005. Tel.: 0240-2343414 • Balasore : M.S Das Street, Gopalgaon, Balasore, Orissa, Balasore - 756001. Tel.: 06782-260503 • Bangalore : 59, Skanda puttanna Road, Basavanagudi, Bangalore - 560004. Tel.: 080-26602852 • Bareilly : 1st Floor, 165, Civil Lines, opp. Hotel Bareilly Palace, Near Railway Station, Bareilly - 243001. Tel.: 8899928348 • Baroda : 203, Corner point, Jetalpur Road, Gujarat, Baroda - 390007. Tel.: 0265-2353506 • Begusarai : Near Hotel Diamond Surbhi Complex, O.C Township Gate, Kapasiya Chowk, Begusarai - 851117. Tel.: 7857015101 • Belgaum : Cts No. 3939/ A2 A1, Above Raymonds Show Room, Beside Harsha Appliances, Club Road, Belgaum - 590001. Tel.: 0831 2402544 • Berhampur (or) : Divya Nandan Kalyan Mandap, 3rd Lane Dharam Nagar, Near Lohiya Motor, Berhampur (Or) - 760001. Tel.: 0680-2228106 • Bhagalpur : 2nd Floor, Chandralok Complex, Ghantaghar, Radha Rani Sinha Road, Bhagalpur - 812001. Tel.: 7857015102 • Bharuch : Shop No 147-148, Aditya Complex, Near Kasak Circle, Bharuch - 392001. Tel.: 02642-229022 • Bhavnagar : Krushna Darshan Complex, Parimal Chowk, Office No. 306-307, 3rd Floor, Above Jed Blue Show Room, Bhavnagar - 364002. Tel.: 278-3003149 • Bhilai : Shop No -1, First Floor Plot No -1, Commercial Complex, Nehru Nagar - East, Bhilai - 490020. Tel.: 0788-2295999 / 2295332 • Bhopal : Kay Kay Business Centre, 133, Zone I, Mp Nagar, Above City Bank, Bhopal - 462011. Tel.: 0755-4092712,0755-4092715 • Bhubaneswar : A/181 , Back Side of Shivam Honda Show Room, Saheed Nagar, Bhubaneswar - 751007. Tel.: 0674-6534585 • Bokaro : B-1, 1st Floor, City Centre, Sector- 4, Near Sona Chandi Jwellars, Bokaro - 827004. Tel.: 9204061959 • Borivali : Gomati Smuti,Ground Floor, Jambli Gully, Near Railway Station, Borivali, Mumbai - 400 092. Tel - 022- 28916319 • Burdwan : 63 GT Road, Halder Complex 1st Floor, Burdwan - 713101. Tel.: 0342-2665140 • calicut : 2nd Floor Soubhagya Shopping Complex, Arayidathpalam, Mavoor Road, Calicut - 673004. Tel.: 0495-4022480 • chandigarh : Sco-2423-2424, Above Mirchi Restaurant, New Aroma Hotel, First Floor, Sector 22-C, Chandigarh - 160022. Tel.: 0172-5101342 • chennai : F-11, Akshaya Plaza, 1st Floor, 108, Adhithanar Salai, Egmore, Opp to Chief Metropolitan Court, Chennai - 600002. Tel.: 044-42028512 • cochin : Ali Arcade, 1st Floor, Kizhavana Road, Panampilly Nagar, Near Atlantis Junction, Ernakualm - 682036. Tel.: 0484 3000231 / 32 • coimbatore : 3rd Floor, Jaya Enclave, 1057 Avinashi Road, Coimbatore - 641018. Tel.: 0422 - 4388011 • cuttack : Opp Dargha Bazar Police station, Dargha Bazar, Po - Buxi Bazar, Cuttack - 753001. Tel.: 0-9238102118 (Tata Basephone) • dehradun : Kaulagarh Road, Near Sirmaur Margabove, Reliance Webworld, Dehradun - 248001. Tel.: 8899928349 / 8899928350 • dhanbad : 208 New Market, 2nd Floor, Bank More, Dhanbad - 826001. Tel.: 0326-6452027 • dharwad : 307/9-A 1st Floor, Nagarkar Colony, Elite Business Center, Nagarkar Colony, P B Road, Dharwad - 580001. Tel.: 0836- 2744207 • durgapur : MWAV-16 Bengal Ambuja, 2nd Floor City Centre, Distt. Burdwan, Durgapur - 713216. Tel.: 0343-6512111 • erode : No: 4, Veerappan Traders Complex, KMY Salai, Sathy Road, Opp. Erode Bus Stand, Erode - 638003. Tel.: 0424-4021212 • faridabad : A-2B, 3rd Floor, Neelam Bata Road, Peer ki Mazar, Nehru Groundnit, Faridabad - 121001. Tel.: 8287922816 • gandhidham : Shop # 12, Shree Ambica Arcade, Plot # 300, Ward 12, Opp. CG High School, Near HDFC Bank, Gandhidham - 370201. Tel.: 02836 651296 • gaya : 54 Lal Kothi Compound, Shree Krishna Road, 2nd Floor, North Side, Near Royal Surya Hotel, Gaya - 823001. Tel - 0631-2220065 • ghaziabad : 1st Floor C-7, Lohia Nagar, Ghaziabad - 201001. Tel.: 8287059970 • gorakhpur : Above V.I.P. House Ajdacent, A.D. Girls College, Bank Road, Gorakhpur - 273001. Tel.: 8081127735 • guntur : D No 6-10-27, Srinilayam, Arundelpet, 10/1, Guntur - 522002. Tel.: 0863-2339094 • gurgaon : Shop No. 18, Ground Floor, Sector - 14, Opp. Akd Tower, Near Huda Office, Gurgaon - 122001. Tel.: 8287956344 • guwahati : 1st Floor, Bajrangbali Building, Near Bora Service Station, GS Road, Guwahati - 781007. Tel.: 8811036746 • gwalior : 2nd Floor, Rajeev Plaza, Jayendra Ganj, Lashkar, Gwalior - 474009. Tel.: 9907342201 • Haldwani : Above Kapilaz, Sweet House, Opp LIC Building, Pilikothi, Kaladhungi Road, Haldwani - 263139. Tel.: 8899928351 • Hissar : SCO 71, 1st Floor, Red Square Market, Hissar - 125001. Tel.: 9541721383 • Hubli : CTC No.483/A1/A2, Ground Floor, Shri Ram Palza, Behind Kotak Mahindra Bank, Club Road, Hubli - 580029. Tel.: 0836-2252444 • Hyderabad : Karvy House, No:46, 8-2-609/K, Avenue 4, Street No. 1, Banjara Hills, Hyderabad - 500034. Tel.: 040-44857874 / 75/ 76 • Hyderabad (gachibowli) : Karvy Selenium, Plot No: 31 & 32, Tower B, Survey No. 115/22, 115/24, 115/25, Financial District, Gachibowli, Nanakramguda, Serilimgampally Mandal, Hyderabad - 500032. Tel.: 040-33215122 • Indore : 2nd floor, 203-205 Balaji Corporate House, Above ICICI bank, 19/1 New Palasia, Near Curewell Hospital, Janjeerwala Square Indore, Indore - 452001. Tel.: 0731-4266828/4218902 • Jabalpur : Karvy Computershare Private Limited 43, Naya Bazar, Opposite Shyam Talkies, Jabalpur-482001.Tel - 0761-3204376 • Jaipur : S16/A IIIrd Floor, Land Mark Building, Opp. Jai Club, Mahaver Marg, C Scheme, Jaipur - 302001. Tel.: 01414167715/17 • Jalandhar : 1st Floor, Shanti Towers, SCO No. 37, PUDA Complex, , Opposite Tehsil Complex, Jalandhar - 144001. Tel.: 0181-5094410 • Jalgaon : 269, Jaee Vishwa, 1st Floor, Baliram Peth, Above United Bank of India, Near Kishor Agencies, Jalgaon - 425001. Tel.: 9421521406 • Jalpaiguri : D B C Road, Opp Nirala Hotel, Opp. Nirala Hotel, Opp. Nirala Hotel, Jalpaiguri - 735101. Tel.: 03561-222136 • Jammu : Gupta’s Tower, 2nd Floor, CB-12, Rail Head Complex, Jammu - 180012. Tel.: 0191-2470860 / 2458818 • Jamnagar : 136-137-138 Madhav Palaza, Opp SBI Bank, Nr. Lal Bunglow, Jamnagar - 361001. Tel.: 0288 3065810 • Jamshedpur : 2nd Floor, R. R. Square, SB Shop Area, Near Reliance Foot Print & Hotel- BS Park Plaza, Main Road, Bistupur, Jamshedpur - 831001. Tel.: 0657-6655003/ 6655004/ 6655005/ 6655006/ 6655007 • Jhansi : 371/01, Narayan Plaza, Gwalior Road, Near Jeevan Shah Chauraha, Jhansi - 284001. Tel.: 7851827396 • Jodhpur : 203, Modi Arcade, Chopasni Road, Jodhpur - 342001. Tel.: 0291-6454590 • Kanpur : 15/46, B, Ground Floor, Opp. Muir Mills, Civil Lines, Kanpur - 208001. Tel.: 8081127738 / 8081127740 • Karaikudi : No. 2, Gopi Arcade, 100 Feet Road, Karaikudi - 630001. Tel.: 04565-237192 • Karur : No.6, old No.1304, Thiru-vi-ka Road, Near G.R.Kalyan Maha, Karur - 639001. Tel.: 04324-241755 • Kharagpur : 180 Malancha Road, Beside Axis Bank Ltd, Kharagpur - 721304. Tel.: 03222-253380 • Kolhapur : 605/1/4 E Ward, Shahupuri, 2nd Lane, Laxmi Niwas, Near Sultane Chambers, Kolhapur - 416001. Tel.: 0231 2653656 • Kolkata : Apeejay House (Beside Park Hotel), C Block, 3rd Floor, 15 Park Street, Kolkata - 700016. Tel.: 033 66285900 • Kota : 29, Ist Floor, Near Lala Lajpat Rai Circle, Shopping Centre, Kota - 324007. Tel.: 0744-5100964 • Kottayam : 1st Floor Csiascension Square, Railway Station Road, Collectorate P O, Kottayam - 686002. Tel.: 0481-2300868/2302420 • lucknow : Ist Floor, A. A. Complex, 5 Park Road, Hazratganj, Thaper House, Lucknow - 226001. Tel.: 8081127722 • ludhiana : Sco - 136 , 1st Floor, Above Airtel Showroom, Feroze Gandhi Market, Ludhiana - 141001. Tel.: 0161-4648747 • Madurai : Rakesh towers, 30-C, Ist floor, Bye pass Road, Opp. Nagappa motors, Madurai - 625010. Tel.: 0452-2605856 • Malda : Sahis Tuli, Under Ward No.6, No.1 Govt Colony, English Bazar Municipality, Malda - 732101. Tel.: 03512-223763 • Mangalore : Mahendra Arcade, Opp. Court Road, Karangal Padi, Mangalore - 575003. Tel.: 0824-2496289 • Margao : 2nd Floor, Dalal Commercial Complex, Pajifond, Margao - 403601. Tel.: 0832-2731823 • Mathura : Ambey Crown, 2nd Floor, In Front Of Bsa College, Gaushala Road, Mathura - 281001. Tel.: 8899928354 • Meerut : 1st Floor, Medi Centre, Opp Icici Bank, Hapur Road, Near Bachha Park, Meerut - 250002. Tel.: 8899928339 • Mehsana : Ul/47 Apollo Enclave, Opp Simandhar Temple, Modhera Cross Road, Mehsana - 384002. Tel.: 02762-242950 • Moradabad : Om Arcade, Parker Road, Above Syndicate Bank, Chowk Tari Khana, Moradabad - 244001. Tel.: 8899328356 • Mumbai : 24/B, Raja Bahadur Compound, Ambalal Doshi Marg, Behind Bse Bldg, Fort - 400001. Tel.: 022-66235353 • Muzaffarpur : First Floor, Shukla Complex, Near ICICI Bank, Civil Court Branch, Company Bagh, Muzaffarpur - 842001. Tel.: 7857015105 • Mysore : L-350, Silver Tower, Ashoka Road, Opp. Clock Tower, Mysore - 570001. Tel.: 0821-2438006 • nadiad : 104/105, Near Paras Cinema, City Point Nadiad, Nadiad - 387001. Tel.: 0268-2563245 • nagercoil : 45, East Car Street, 1st Floor, Nagercoil - 629001. • nagpur : Plot No 2/1 House No 102/1, Mata Mandir Road, Mangaldeep Appartment Opp Khandelwal Jewelers, Dharampeth, Nagpur - 440010. Tel.: 0712-2533040 • nasik : F-1, Suyojit Sankul, Sharanpur Road, Near Rajiv Gandhi Bhavan, Nasik - 422002. Tel.: 0253-6611395 • navsari : 103, 1st Floore Landmark Mall. Near Sayaji Library, Navsari Gujarat - 396445. • new delhi : 305 New Delhi House , 27 Barakhamba Road, New Delhi - 110001. Tel.: 011- 43681700 • noida : 405,4th Floor,Vishal Chamber, Plot No.1,Sector-18, Noida - 201301. Mob - 8287831058. • Panipat : JAVA Complex, 1st Floor, Above Vijaya Bank, G T Road, Panipat - 132103. Tel.: 9541721384 • Panjim : Flat No.1-A, H. No. 13/70, Timotio Bldg, Heliodoro Salgado Road, Next to Navhind Bhavan (Market Area), Panjim - 403001. Tel.: 0832-2426873 • Patiala : Sco 27 D, Chotti Baradari, Near Car Bazaar, Patiala - 147001. Tel.: 0175-5004349 • Patna : 3A, 3rd Floor Anand Tower, Exhibition Road, Opp Icici Bank, Patna - 800001. Tel.: 0612-4323066 • Pondicherry : Building No:7, 1st Floor, Thiayagaraja Street, Pondicherry - 605001. Tel.: 0413 2220640 • Pune : Mozaic Bldg, CTS No.1216/1, Final, Plot No.576/1 TP, Scheme No.1, F C Road, Bhamburda, Shivaji Nagar, Pune - 411004. Tel.: 020-66496700 / 66496701 • raipur : Shop No-TF-31, 3rd Floor, Millenium Plaza, Near Old Indian Coffee House, G E Road, Raipur - 492001. Tel.: 0771-4052620 • rajahmundry : D.No.6-1-4, Rangachary Street, T.Nagar, Near Axis Bank Street, Rajahmundry - 533101. Tel.: 0883-2434469 • rajkot : 302, Metro Plaza, Near Moti Tanki Chowky, Rajkot, Gujarat - 360001. Tel : 0281-6545888 • ranchi : Room No 307 3rd Floor, Commerce Tower, Beside Mahabir Tower, Ranchi - 834001. Tel.: 0651-2331320 • rohtak : 1st Floor, Ashoka Plaza, Delhi Road, Rohtak - 124001. Tel.: 9541721385 • rourkela : 1st Floor, Sandhu Complex, Kachery Road, Uditnagar, Rourekla - 769012. Tel.: 0661-2500005 • saharanpur : 18 Mission Market, Court Road, Saharanpur - 247001. Tel.: 8899928353 • salem : NO 3/250, Brindavan Road, 6th Cross, Perumal kovil back side, Fairland’s, Salem - 636016. Tel.: 0427-4020300 • sambalpur : Koshal Builder Complex, Near Goal Bazaar Petrol pump, Sambalpur - 768001. Tel - 0663-2533437 • secunderabad : Crystal Plaza, 2nd Floor, Manday Lane, Near Sunshine Hospital, P G Road, Secunderabad - 500 003, Tel.: 8985469607 • shillong : Annex Mani Bhawan, Lower Thana Road, Near R K M Lp School, Shillong - 793001. Tel.: 0364 - 2506106 • shimla : Triveni Building, By Pas Chowkkhallini, Shimla - 171002. Tel.: 8263860395 • shimoga : Sri Matra Naika Complex, 1st Floor, Above Shimoga Diagnostic Centre, Llr Road, Durgigudi, Shimoga - 577201. Tel.: 08182-228799 • silchar : N.N. Dutta Road, Chowchakra Complex, Premtala, Silchar - 788001. Tel.: 3842261714 • siliguri : Nanak Complex, Sevoke Road, Siliguri - 734001. Tel.: 0353-2522579 • surat : G-5 Empire State Buliding, Nr Udhna Darwaja, Ring Road, Surat - 395002. Tel.: 0261-2311100 / 2339100 • t nagar : G1, Ground Floor, No 22, Vijayaraghava Road, Swathi Court, T Nagar, Chennai - 600 017. Tel.: 044 - 28151034 • thane : 101, Yaswant Tower, 1st Floor, Opposite Puja Hotel, Ram Maruti Road, Naupada Thane (West), Mumbai - 400 602. Tel.: 022 25428475 • tirunelveli : 55/18, Jeney Building, S N Road, Near Aravind Eye Hospital, Tirunelveli - 627001. Tel.: 0462 2335137 • tirupur : First floor, 244 A, Above Selvakumar Dept stores, Palladam Road, Opp to Cotton market complex, Tirupur - 641604. Tel.: 0421-2214221 • trichur : 2nd Floor, Brothers Complex, Naikkanal Junction, Shornur Road, Near Dhanalakshmi Bank H O, Thrissur - 680001. Tel.: 0487- 6999987 • trichy : 60, Sri Krishna Arcade, Thennur High Road, Trichy - 620017. Tel.: 0431-4020227 • trivandrum : 2nd Floor, Akshaya Tower, Sasthamangalam, Trivandrum - 695010. Tel.: 0471 - 2725728 • udaipur : 201-202, Madhav Chambers, Opp G P O , Chetak Circle , Udaipur - 313001. Tel.: 0294 2429370 • valsad : Shop No 2 , Phiroza Corner, Opp Next Show Room, Tithal Road, Valsad - 396001. Tel.: 02632-258481 • vapi : Shop No-12, Ground Floor, Sheetal Appatment, Near K P Tower, Vapi - 396195. Tel.: 9228012909 • varanasi : D-64/1321St Floor, Anant Complex, Sigra, Varanashi - 221010. Tel.: 8081127746 • vellore : 1, M N R Arcade, Officers Line, Krishna Nagar, Vellore - 63200.1 Tel - 0416 2215007 • vijayawada : 39-10-7, Opp : Municipal Water Tank, Labbipet, Vijayawada - 520010. Tel.: 0866-6604032/39/40 • vile Parle : V P Road, Opp: Railway Station, Above Axis Bank Atm, Vile Parle (west), Mumbai - 400 056. Tel.: 022-26100967 • visakhapatnam : Door No: 48-8-7, Dwaraka Diamond, Ground Floor, Srinagar, Visakhapatnam - 530016. Tel.: 0891-2714125 • warangal : 5-6-95, 1st Floor, Opp: B.Ed Collage, Lashkar Bazar, Chandra Complex, Hanmakonda, Warangal - 506001. Tel.: 0870-2501664

www.karvymfs.com - Website of Karvy Computershare Pvt. Ltd. would also be considered as an Official Point of Acceptance (“OPA”) for all the Schemes of the AMC. The online transaction portal of MF Utilities India Private Limited (“MFUI”) i.e www.mfuonline.com and the POS locations of MFUI will be in addition to the existing OPA of the AMC

MUTUALFUND

MUTUALFUND

MUTUALFUND

Note: Prepaid STP will be terminated automa�cally in case of a Zero balance in the respec�ve Source Scheme. In case balance amount in Source Scheme is less than the pre-defined amount on trigger date, this facility will be terminated automa�cally a�er transferring the balance amount to the Target Scheme.

Further, the below para under the “Terms and Condi�ons of Prepaid STP Facility” stands deleted:

“If the trigger selected by the investor under the Facility is not ac�vated within the ini�al 3 months from the date of registra�on/ac�va�on, Systema�c Transfer Plan (STP) will be ac�vated under the Source Scheme for switching the investment into the selected Target Schemes. In such situa�on, the STP date would be 7 day of every month and the amount will be the minimum amount specified by the investor under the Facility. However, if the investors do not wish to opt for STP, the same has to be indicated in the Applica�on Form.”

4. Introduc�on of new features under Systema�c Investment Plan:

No�ce is hereby given for introduc�on of two new features under Systema�c Investment Plan (SIP) offered under various schemes of Edelweiss Mutual Fund as men�oned below with effect from, July 2, 2018:

a) COMBO SIP:

Ÿ Under COMBO SIP, investors have an op�on to opt for a combina�on of any two schemes as detailed below for SIP under single registra�on form:

Ÿ Under the selected Op�on, the investor has a choice to invest pre-defined amount in the combina�on provided, subject to mee�ng the minimum investment criteria of the respec�ve schemes.

Ÿ Default op�on under any combina�on would the 'Growth Op�on' as defined in the respec�ve SID under the sec�on on 'Default Plan/Op�ons/Facility'.

Ÿ Registra�on under the facility shall be completed within 21 days of receipt of valid applica�on.Ÿ The facility will discon�nue a�er 3 consecu�ve failed financial transac�ons.Ÿ The frequency and number of installments will be governed by the provisions of the SIP feature applicable to the respec�ve scheme.Ÿ Investor can opt only one op�on under a single form.

b) MULTI-GOAL SIP

Ÿ Under Mul� Goal SIP facility, investor can choose to invest in upto 3 open ended schemes (except Edelweiss Tax Advantage Fund and the Exchange Traded Funds) of his/her choice through SIP where he/she can make investments for a pre-defined amount at a pre-defined frequency under single registra�on form.

Ÿ Investment under each scheme should meet the minimum investment criteria of the respec�ve scheme.Ÿ Default Op�on under any combina�on would the 'Growth Op�on' as defined in the respec�ve SID under the sec�on on 'Default

Plan/Op�ons/Facility'.Ÿ Registra�on under the facility shall be completed within 21 days of receipt of valid applica�on.Ÿ The facility will discon�nue a�er 3 consecu�ve failed financial transac�ons.Ÿ The frequency and number of installments will be governed by the provisions of the SIP feature applicable to the respec�ve scheme.

This addendum shall form an integral part of the SID/KIM of the Schemes, as amended from �me to �me. All other features and terms and condi�ons as stated in the SID/KIM of the Schemes shall remain unchanged.

801, 802 & 803, 8th Floor, Windsor, Off C.S.T. Road, Kalina, Santacruz (E), Mumbai 400 098

NOTICE CUM ADDENDUM

1. Revision in Minimum Purchase / Addi�onal Purchase / Redemp�on Amounts:

No�ce is hereby given that the minimum investment amount for fresh purchase (including switch-in), addi�onal purchase (including switch-in) and the minimum redemp�on (including switch out) amount stands revised for all open ended schemes of Edelweiss Mutual Fund as stated below, except the Exchange Traded Funds with effect from July 9, 2018:

SchemesMinimum Purchase/Switch-in Amount

Minimum Addi�onalPurchase/switch-in Amount

Minimum Redemp�on/Switch out Amount

Place: Mumbai

Date: June 27 2018

For Edelweiss Asset Management Limited

(Investment Manager to Edelweiss Mutual Fund)

Sd/-

Radhika Gupta

Chief Execu�ve Officer

MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATED DOCUMENTS CAREFULLY.

For more informa�on please contact:Edelweiss Asset Management Limited (Investment Manager to Edelweiss Mutual Fund)

CIN: U65991MH2007PLC173409Registered Office: Edelweiss House, Off C.S.T Road, Kalina, Mumbai – 400098

Corporate Office : 801, 802 & 803, 8th Floor, Windsor, Off C.S.T. Road, Kalina, Santacruz (E), Mumbai 400 098Tel No:- 022 4093 3400 / 4097 9821, Toll Free No. 1800 425 0090 (MTNL/BSNL), Non Toll Free No. 91 40 23001181,

Fax: 022 4093 3401 / 4093 3402 / 4093 3403 | Website: www.edelweissmf.com

All open ended schemes except Edelweiss Long Term Equity Fund (Tax Saving)

Edelweiss Long Term Equity Fund (Tax Saving)

Rs. 5,000 and in mul�plesof Re. 1 therea�er

Rs. 500 and in mul�ples of Rs. 500 therea�er

Rs. 500 and in mul�ples of Re. 1 therea�er


Rs. 500 and in mul�ples of Re. 1 therea�er. There will be no minimum redemp�on criterion for Unit based redemp�on. The Redemp�on / Switch-out would be permi�ed to the extent of credit balance in the Unit holder's account of the Plan(s) / Op�on(s) of the Scheme(s) (subject to comple�on of Lock-in period or release of pledge / lien or other encumbrances).

The above criteria of investment / switch-in/redemp�on shall not be applicable to SIP, STP, SWP or any other special facili�es.

2. Change in provisions of Systema�c Investment Plan (SIP), Systema�c Transfer Plan (STP) and Systema�c Withdrawal Plan (SWP):

Investor are requested to note that the provisions regarding minimum frequency / installment / investment amount / transfer amount / withdrawal amount men�oned in Scheme Informa�on Documents (SIDs) of all the open ended Schemes except the Exchange Traded Funds of Edelweiss Mutual Fund shall stand revised as under with effect from July 9, 2018 (effec�ve date).

a) Systema�c Investment Plan (SIP) and Systema�c Transfer Plan (STP):

FrequencyFor all open ended schemes except


Minimum Investment / Transfer Amount MinimumNumber of

InstallmentsEdelweiss Long Term Equity Fund (Tax Saving)

Daily

Weekly

Fortnightly

Monthly

Quarterly

20

12

12

12

6

Rs. 300 & in Mul�ples of Re. 1 therea�er










Note:1. The above provision shall be applicable for all new registra�on under the facili�es from effec�ve date.2. For Edelweiss Long Term Equity Fund (Tax Saving) and Edelweiss Tax Advantage Fund the STP facility will start a�er comple�on of the 3 year statutory lock-in period.3. For Edelweiss Tax Advantage Fund since the subscrip�on in the scheme is not permi�ed, SIP / STP-in is prohibited. However investor can opt for STP as per the criteria men�oned for Edelweiss Long Term Equity Fund (Tax Savings) a�er comple�on of the 3 year statutory lock-in period.4. To qualify for STP, neither should the units be marked under lien / pledged nor should the units be in lock-in period. Further the minimum balance in the sources scheme should be Rs.25,000 for registering a STP.5. Default Date/ frequency: If the investment frequency is not selected or in case of any ambiguity, the SIP / STP date will be 7th of each month & the default frequency will be Monthly.6. Default number of installments: Where the number of installments has not been specified by the investor / unit holder, the default number of installments shall be the applicable minimum installments for the relevant frequency.

b) Systema�c Withdrawal Plan (SWP) :

Frequency Minimum Withdrawal Amount for all open ended schemes Minimum Number of Installments

Fortnightly

Monthly

Quarterly




12

12

6

Note:1. For Edelweiss Long Term Equity Fund (Tax Saving) and Edelweiss Tax Advantage Fund the SWP facility will start a�er comple�on of the 3 year statutory lock-in period.2. To qualify for SWP, neither should the units be marked under lien / pledged nor should the units be in lock-in period. Further the minimum balance in the scheme should be Rs. 25,000.3. Default number of installments: Where the numbers of installments have not been specified by the investor / unit holder, the default number of installments shall be the applicable minimum installments for the relevant frequency.4. Default Frequency: In case the investor / unit holder does not men�on the frequency, the default will be monthly.5. SWP will be terminated automa�cally in case the balance in the scheme is less than the opted amount or Nil in the respec�ve scheme.

3. Change in provisions of Prepaid SIP and Prepaid STPUnder the exis�ng provisions of the Trigger Facility offered under various Schemes of Edelweiss Mutual Fund, investors/unit holders have the op�on to opt for “Prepaid SIP” and/or “Prepaid STP” Facili�es, being ac�on-based Trigger Facili�es that serve as financial planning tool for investors. Investors/unit holders are now requested to take note of the following changes that will be carried out in these two Facili�es with effect from July 9, 2018.

a) Prepaid SIP:

Eligible Scheme


Minimum Investment Amount


Edelweiss Dynamic Equity Advantage Fund, Edelweiss Large Cap Fund,

Edelweiss Mul� - Asset Alloca�on Fund, Edelweiss Mid Cap Fund,

Edelweiss Equity Savings Fund, Edelweiss Mul�-Cap Fund

and Edelweiss Large & Mid Cap Fund

Rs. 1,000 and in mul�ples of Re. 1 therea�er

Note: The facility will discon�nue a�er 3 consecu�ve failed financial transac�ons.

b) Prepaid STP:

Eligible Scheme


Minimum Investment Amount


Edelweiss Balanced Advantage Fund, Edelweiss Large Cap Fund,

Edelweiss Mul� - Asset Alloca�on Fund, Edelweiss Mid Cap Fund,

Edelweiss Equity Savings Fund, Edelweiss Mul�-Cap Fund and

Edelweiss Large & Mid Cap Fund

Rs. 1,000 and in mul�ples of Re. 1 therea�er

Op�on Name of the Op�on Schemes

Op�on 1

Op�on 2

Op�on 3

Conserva�ve

Moderate

Aggressive

1) Edelweiss Equity Savings Fund 2) Edelweiss Balanced Advantage Fund

1) Edelweiss Large & Mid Cap Fund 2) Edelweiss Balanced Advantage Fund

1) Edelweiss Mul�-Cap Fund 2) Edelweiss Mid cap Fund

Edelweiss Asset Management Limited - Investment Manager: Edelweiss Mutual FundEdelweiss House, 6th Floor, Off C.S.T Road, Kalina, Mumbai – 400098.

Toll Free No. 1800 425 0090 (MTNL/BSNL), Non Toll Free No. 91 40 23310090 Website: www.edelweissmf.com

NOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITONAL INFORMATION (SAI), SCHEME INFORMATION DOCUMENT (SID)

AND KEY INFORMATION MEMORANDUM (KIM) OF THE DESIGNATED SCHEMES OF EDELWEISS MUTUAL FUND (“THE FUND”)

CHANGES IN THE FUND MANAGEMENT RESPONSIBILITY OF THE DESIGNATED FUND MANAGERS

Presently, Mr. Kapil Punjabi is the designated Fund Manager of all the Fixed Income schemes of the Fund and Mr. Paul Parampreet and Mr. Nandik

Mallik are the Co-Fund Managers of all the Equity schemes of the Fund.

Notice is hereby given that with effect from January 9, 2012 and until further notice, Mr. Nandik Mallik will also be a Co-Fund Manager of the Fixed

Income schemes of the Fund viz. Edelweiss Liquid Fund, Edelweiss Ultra Short Term Bond Fund, Edelweiss Short Term Income Fund, Edelweiss Gilt

Fund, Edelweiss Monthly Income Plan and Edelweiss Fixed Maturity Plan – Series 4.

This addendum shall form an integral part of the SAI/SID/KIM of all the aforementioned Schemes of the Fund, as amended from time to time.

All other terms and conditions of the SAI/SID/KIM will remain unchanged.

Scheme classification and objective: Edelweiss Liquid Fund (An Open-ended Liquid Scheme): Investment Objective: The objective of the Scheme is

to provide optimal returns, commensurate with low risk and high degree of liquidity, through a portfolio constituted of money market & short term

debt instruments. Edelweiss Ultra Short Term Bond Fund (An Open-ended Debt Scheme): Investment Objective: The objective of the Scheme is to

provide reasonable returns, commensurate with moderate level of risk and high degree of liquidity, through a portfolio constituted of money market

and debt instruments. Edelweiss Short Term Income Fund (An Open-ended Income Scheme): Investment Objective: The investment objective of

the Scheme is to generate regular income through investments in debt & money market instruments. Edelweiss Gilt Fund (An Open-ended Gilt

Scheme): Investment Objective: The investment objective of the Scheme is to generate income and capital appreciation by investing predominantly

in securities issued by the Government of India or State Governments. Edelweiss Monthly Income Plan (An Open-ended Income Scheme):

Investment Objective: The investment objective of the Scheme is to generate returns that are consistent with the moderate levels of risk and liquidity

through active management of a diversified portfolio constituted of debt and money market instruments, securitized debt, government securities,

and equity & equity related instruments. Edelweiss Fixed Maturity Plan - Series 4 (A Close-ended Income Scheme): Investment Objective: The

primary investment objective of the Scheme is to generate regular income through investment in Debt and Money Market Instruments maturing on

or before the Maturity Date of the Scheme. However, there is no assurance that the investment objective of the Scheme will be realized and the

Scheme does not assure or guarantee any Returns. Risk Factors: All Mutual Fund and securities investments are subject to market risk and there can be no assurance that the schemes’ objective will

be achieved. As with any investment in securities, the NAV of the units issued under the schemes can go up or down depending on the factors and

forces affecting the capital markets. Past performance of the Sponsor and their Affiliates/AMC/Mutual Fund & its scheme(s) do not indicate the

future performance of the schemes and may not necessarily provide a basis of comparison with other investments. Investment in mutual fund units

involves investment risks such as trading volumes, settlement risk, liquidity risk, default risk including the possible loss of principal and uncertainty of

dividend distribution. As the price / value / interest rates of the securities in which the schemes invest fluctuate, the value of your investment in the

schemes may go up or down. The name of the schemes does not in any manner indicate either the quality of the schemes, their future prospects or

returns. The sponsor is not responsible or liable for any loss resulting from the operation of the schemes beyond the initial contribution of

`1,00,000/- made by it towards setting up Edelweiss Mutual Fund. Investors are not being offered any guaranteed /assured returns under any

scheme of Edelweiss Mutual Fund. Statutory Details: Edelweiss Mutual Fund is set up as a Trust under the Indian Trusts Act, 1882 by Edelweiss Financial Services Limited (formerly

Edelweiss Capital Limited). Sponsor: Edelweiss Financial Services Limited (liability restricted to initial contribution of Rs. 1 Lac). Trustee: Edelweiss

Trusteeship Company Limited, a Company incorporated under the Companies Act, 1956. Investment Manager: Edelweiss Asset Management

Limited, a Company incorporated under the Companies Act, 1956. Copy of Statement of Additional Information (SAI) / Scheme Information

Document (SID) and Key Information Memorandum (KIM) can be obtained from any of our Investor Services Centers as well as from our website

www.edelweissmf.com.Mutual Fund Investments are subject to market risks. Please read all the scheme related documents carefully before investing.

Place: MumbaiDate: January 6, 2012

For Edelweiss Asset Management Limited(Investment Manager to Edelweiss Mutual Fund)

Sd/-Vikaas M Sachdeva

Chief Executive Officer

Edelweiss Asset Management Limited - Investment Manager: Edelweiss Mutual FundEdelweiss House, 6th Floor, Off C.S.T Road, Kalina, Mumbai – 400098.

Toll Free No. 1800 425 0090 (MTNL/BSNL), Non Toll Free No. 91 40 23310090 Website: www.edelweissmf.com

NOTICE CUM ADDENDUM TO THE STATEMENT OF ADDITIONAL INFORMATION (SAI), SCHEME INFORMATION DOCUMENT (SID) AND KEY INFORMATION MEMORANDUM (KIM) OF ALL SCHEMES OF EDELWEISS MUTUAL FUND (“the Fund”)

REVISION IN KNOW YOUR CUSTOMER (KYC) PROCEDUREPursuant to SEBI Circular No. MIRSD/ Cir-26/ 2011 dated December 23, 2011, SEBI (KYC Registration Agency) Regulations, 2011 and SEBI Circular No. MIRSD/SE/Cir-21/2011 dated October 5, 2011, regarding uniformity in the Know Your Customer (KYC) process in the securities market, development of a mechanism for centralization of the KYC records to avoid duplication of KYC Process across the intermediaries in the securities market and requirement of In-Person Verification (“IPV”) of investors, following changes to SAI/SID/KIM of the Schemes of the Fund have been carried out with effect from January 1, 2012:1. SEBI has introduced a common KYC Application Form for all the SEBI registered intermediaries viz. Mutual Funds, Portfolio Managers, Depository

Participants, Stock Brokers, Venture Capital Funds, Collective Investment Schemes, etc. New Investors are therefore requested to use the common KYC Application Form and carry out the KYC process including IPV with any SEBI registered intermediaries including mutual funds. The KYC Application Forms are also available on our website www.edelweissmf.com.

2. The Fund shall perform the initial KYC of its new investors and may undertake enhanced KYC measures commensurate with the risk profile of its investors in line with the aforementioned circulars/circulars issued by SEBI in this regard from time to time. The Fund shall upload the details of the investors on the system of the KYC Registration Agency (“KRA”). The Registrar & Transfer Agent of the Fund viz. Karvy Computershare Private Limited (“Karvy”) may also undertake the KYC of the investors on behalf of the Fund. On receipt of the KYC documents from the Fund, the KRA shall send a letter to the investor within SEBI stipulated timelines, confirming the details thereof.

3. Once the investor has done KYC with a SEBI registered intermediary, the investor need not undergo the same process again with another intermediary but can submit the letter/acknowledgment issued by the KRA.

4. It is mandatory for intermediaries including mutual funds to carry out IPV of its new investors. The IPV carried out by any SEBI registered intermediary can be relied upon by the Fund. Edelweiss Asset Management Limited and NISM/AMFI certified distributors who are Know Your Distributor (KYD) compliant are authorized to undertake the IPV for mutual fund investors. Further, in case of any applications received directly (i.e. without being routed through the distributors) from the investors, the Fund may rely upon the IPV (on the KYC Application Form) performed by the scheduled commercial banks.

5. Existing KYC compliant investors of the Fund can continue to invest as per the current practice. However, existing investors are also urged to comply with the new KYC requirements including IPV as mandated by SEBI.

6. Application Form not accompanied by KYC Application Form or letter/acknowledgment issued by KRA may be rejected by the Fund. The KYC compliance status will be validated with the records of the KRA.

Investors/Unit holders are requested to contact any of the Investor Service Centres (ISCs) of the Fund for further details.All other terms and conditions of the SAI/SID/KIM of the Schemes of the Fund will remain unchanged.This addendum forms an integral part of the SID/KIM of the Schemes of Edelweiss Mutual Fund, as amended from time to time.SAI/

Risk Factors: All Mutual Fund and securities investments are subject to market risk and there can be no assurance that the Scheme’s objectives will be achieved. As with any investment in securities, the NAV of the Units issued under the Scheme can go up or down depending on the factors and forces affecting the capital markets. The names of the Schemes do not in any manner indicate either the quality of the Scheme(s) or their future prospects and returns. Past performance of the Sponsor and their Affiliates/AMC/Mutual Fund & its Scheme(s) does not indicate the future performance of the Scheme and may not necessarily provide a basis of comparison with other investments. Investment in Mutual Fund Units involves investment risks such as trading volumes, settlement risk, liquidity risk, default risk including the possible loss of principal and uncertainty of dividend distribution. As the price / value / interest rates of the securities in which the Scheme invests fluctuate, the value of your investment in the Scheme may go up or down. The Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution of `1,00,000/- made by it towards setting up Edelweiss Mutual Fund. Investors are not being offered any guaranteed /assured returns under any scheme of Edelweiss Mutual Fund. Statutory Details: Edelweiss Mutual Fund is set up as a Trust under the Indian Trusts Act, 1882 by Edelweiss Financial Services Limited. Sponsor: Edelweiss Financial Services Limited (formerly Edelweiss Capital Limited) [liability restricted to initial contribution of 1,00,000]. Trustee: Edelweiss Trusteeship Company Limited (ETCL), a Company registered under the Companies Act, 1956. Investment Manager: Edelweiss Asset Management Limited (EAML), a Company registered under the Companies Act, 1956. Copy of Statement of Additional Information (SAI) / Scheme Information Document (SID) and Key Information Memorandum (KIM) can be obtained from any of our Investor Service Centers as well as from our website www.edelweissmf.com.Mutual Fund investments are subject to market risks. Please read all scheme related documents carefully before investing.

`

Place: MumbaiDate: January 2, 2012

For Edelweiss Asset Management Limited(Investment Manager to Edelweiss Mutual Fund)

Sd/-Vikaas M Sachdeva

Chief Executive Officer

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