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Compliance History Report PUBLISHED Compliance History Report for CN600862031, RN101610210, Rating Year 2014 which includes Compliance History (CH) components from September 1, 2009, through August 31, 2014. Customer, Respondent, CN600862031, Westwood Water Supply Classification: SATISFACTORY Rating: 41.67 or Owner/Operator: Corporation

Regulated Entity: RN101610210, WESTWOOD Classification: SATISFACTORY Rating: 41.67 SUBDIVISION

Complexity Points: 4 Repeat Violator: NO

CH Group: 08 - Sewage Treatment Facilities Location: AT THE END OF THE CUL-DE-SAC ON WILDBRIAR DRIVE IN THE WESTWOOD SUBDIVISION, APPROXIMATELY

4.5 MILES NORTH OF THE INTERSECTION OF STATE HIGHWAY 63 AND FARM-TO-MARKET ROAD 255

ADJACENT TO SAM RAYBURN RESERVOIR AND 15 MILES NORTHWEST OF JASPER, JASPER COUNTY, TEXAS TCEQ Region: REGION 10 - BEAUMONT

ID Number(s): WASTEWATER PERMIT WQ0011337001 WASTEWATER EPA ID TX0031275 WASTEWATER LICENSING LICENSE WQ0011337001 Compliance History Period: September 01, 2009 to August 31, 2014 Rating Year: 2014 Rating Date: 09/01/2014 Date Compliance History Report Prepared: January 05, 2015 Agency Decision Requiring Compliance History: Enforcement Component Period Selected: January 05, 2010 to January 05, 2015 TCEQ Staff Member to Contact for Additional Information Regarding This Compliance History. Name: Alan Barraza Phone: (512) 239-4642

Site and Owner/Operator History: 1) Has the site been in existence and/or operation for the full five year compliance period? YES 2) Has there been a (known) change in ownership/operator of the site during the compliance period? NO 3) If YES for #2, who is the current owner/operator? N/A 4) If YES for #2, who was/were the prior N/A owner(s)/operator(s)? 5) If YES, when did the change(s) in owner or operator N/A occur? Components (Multimedia) for the Site Are Listed in Sections A - J A. Final Orders, court judgments, and consent decrees: 1 Effective Date: 05/22/2011 ADMINORDER 2010-1713-MWD-E (1660 Order-Agreed Order With Denial) Classification: Minor Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(5) Rqmt Prov:OT 9, Pg. 24 PERMIT Description: Failed to report to the TCEQ Beaumont Regional Office the amount of sludge removed from the Facility each year. Specifically, sludge reports for the years 2006 through 2009 had been submitted to the Enforcement Division but not to the Beaumont Regional Office. Classification: Minor Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(11)(B) Rqmt Prov:Sludge Provisions, No. II.E PERMIT Description: Failed to maintain records related to sewage sludge use and disposal activities for a period of at least five years. Specifically, sludge disposal records were not available for review at the time of the investigation. Classification: Moderate

Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(5) 30 TAC Chapter 317 317.3(b)(3) Rqmt Prov:OpR 1, Pg. 9 PERMIT Description: Failed to ensure that all systems of collection, treatment, and disposal are properly operated and maintained. Specifically, there was a moderate accumulation of grease in the wet well of lift station no. 3 and pump no. 1 at lift station no. 4 was not functional. Classification: Moderate Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(5) 30 TAC Chapter 317 317.4(d) 30 TAC Chapter 317 317.6(b)(3) Rqmt Prov:OpR 1, Pg. 9 PERMIT Description: Failed to ensure that all systems of collection, treatment, and disposal are properly operated and maintained. Specifically, the left clarifier had a high amount of surface scum, bulking sludge, and grease present, and both clarifiers had a bulked layer of sludge to seven feet in a total clarifier depth of 12 feet. Additionally, there were between one and a half to two feet of settled sludge in the chlorine contact basin. Classification: Moderate Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(9) Rqmt Prov:M&RR, No. 7.a PERMIT Description: Failed to report an unauthorized discharge either orally or by facsimile transmission within 24 hours of becoming aware of the discharge. Specifically, the discharge of sludge that occurred on or about June 8, 2010, was not reported to the regional office. Classification: Moderate Citation: 2D TWC Chapter 26, SubChapter A 26.121(a)(1) 30 TAC Chapter 305, SubChapter F 305.125(1) Rqmt Prov:EL&MR 2, Pg. 2 PERMIT Description: Failed to comply with permitted effluent limitations for chlorine residual. Specifically, a grab sample taken during the investigation showed a chlorine residual of greater than 8.8 milligrams per liter ("mg/L"). The permitted maximum chlorine residual is 4.0 mg/L. Classification: Minor Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(12) 30 TAC Chapter 305, SubChapter F 305.125(19) Rqmt Prov:PC 1a, Pg. 7 PERMIT Description: Failed to submit correct and accurate information in a report to the Executive Director. Specifically, the DMR submitted for May 2010 had a reporting error for maximum chlorine residual. The operations log showed a maximum of 3.8 mg/L, but 3.5 mg/L was reported on the DMR. Classification: Minor Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 319, SubChapter A 319.11(c) Rqmt Prov:M&RR 2, Pg. 4 PERMIT Description: Failed to comply with the specified test procedures for analysis of pollutants. Specifically, the pH buffer solutions at the Facility were all past their expiration dates. Classification: Moderate Citation: 2D TWC Chapter 26, SubChapter A 26.121(a)(1) 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(4) Rqmt Prov:Permit Conditions No. 2.d PERMIT Description: Failed to prevent a discharge of sludge into the receiving stream. Specifically, approximately three to six inches of settled sludge was noted 100 to 150 feet downstream of the outfall. The sludge was discharged on or about June 8, 2010, as the result of a blower failure at the Facility. Classification: Moderate Citation: 30 TAC Chapter 305, SubChapter F 305.125(1) 30 TAC Chapter 305, SubChapter F 305.125(5) Rqmt Prov:OpR 4, pg. 10 PERMIT Description: Failed to maintain adequate safeguards to prevent the discharge of untreated or inadequately treated wastes during electrical power failures by means of alternate power sources, standby generators, and/or retention of inadequately treated wastewater. B. Criminal convictions: N/A C. Chronic excessive emissions events: N/A

D. The approval dates of investigations (CCEDS Inv. Track. No.): Item 1 January 20, 2010 (808168) Item 2 February 22, 2010 (808160) Item 3 March 12, 2010 (832153) Item 4 April 23, 2010 (832154) Item 5 May 14, 2010 (832155) Item 6 June 23, 2010 (846664) Item 7 June 30, 2010 (861206) Item 8 August 23, 2010 (867318) Item 9 October 20, 2010 (881940) Item 10 November 19, 2010 (896727) Item 11 December 20, 2010 (896728) Item 12 January 12, 2011 (902712) Item 13 March 21, 2011 (926203) Item 14 April 15, 2011 (926204) Item 15 May 09, 2011 (938477) Item 16 June 17, 2011 (945843) Item 17 July 01, 2011 (936477) Item 18 August 26, 2011 (959746) Item 19 August 31, 2011 (965783) Item 20 October 11, 2011 (971823) Item 21 January 13, 2012 (991049)

Item 22 February 13, 2012 (998414) Item 23 March 12, 2012 (1003946) Item 24 April 19, 2012 (1010509) Item 25 May 21, 2012 (1016891) Item 26 June 22, 2012 (1024633) Item 27 July 18, 2012 (1032013) Item 28 August 20, 2012 (1038436) Item 29 September 21, 2012 (1047223) Item 30 October 17, 2012 (1062753) Item 31 November 26, 2012 (1062754) Item 32 February 22, 2013 (1079927) Item 33 March 18, 2013 (1089758) Item 34 July 18, 2013 (1117634) Item 35 September 16, 2013 (1129993) Item 36 October 11, 2013 (1135740) Item 37 April 25, 2014 (1174761) Item 38 July 20, 2014 (1193895) Item 39 August 26, 2014 (1199304) Item 40 September 24, 2014 (1206255) Item 41 October 28, 2014 (1212665)

E. Written notices of violations (NOV) (CCEDS Inv. Track. No.): A notice of violation represents a written allegation of a violation of a specific regulatory requirement from the commission to a regulated entity. A notice of violation is not a final enforcement action, nor proof that a violation has actually occurred. 1 Date: 01/31/2014 (1160983) CN600862031 Self Report? YES Classification: Moderate Citation: 2D TWC Chapter 26, SubChapter A 26.121(a) 30 TAC Chapter 305, SubChapter F 305.125(1) Description: Failure to meet the limit for one or more permit parameter 2 Date: 02/28/2014 (1167643) CN600862031 Self Report? YES Classification: Moderate Citation: 2D TWC Chapter 26, SubChapter A 26.121(a) 30 TAC Chapter 305, SubChapter F 305.125(1) Description: Failure to meet the limit for one or more permit parameter 3 Date: 04/30/2014 (1180959) CN600862031 Self Report? YES Classification: Moderate Citation: 2D TWC Chapter 26, SubChapter A 26.121(a) 30 TAC Chapter 305, SubChapter F 305.125(1) Description: Failure to meet the limit for one or more permit parameter 4 Date: 05/31/2014 CN600862031 Self Report? YES Classification: Moderate Citation: 2D TWC Chapter 26, SubChapter A 26.121(a) 30 TAC Chapter 305, SubChapter F 305.125(1) Description: Failure to meet the limit for one or more permit parameter F. Environmental audits: N/A G. Type of environmental management systems (EMSs): N/A H. Voluntary on-site compliance assessment dates: N/A I. Participation in a voluntary pollution reduction program: N/A

J. Early compliance: N/A Sites Outside of Texas: N/A