CHINESE NEOLITHIC BURIAL PATTERNS: Problems of Method and Interpretation
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Society for the Study of Early China
CHINESE NEOLITHIC BURIAL PATTERNS: Problems of Method and InterpretationAuthor(s): RICHARD PEARSONSource: Early China, Vol. 13 (1988), pp. 1-45Published by: Society for the Study of Early ChinaStable URL: http://www.jstor.org/stable/23351320 .
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ARTICLES
CHINESE NEOLITHIC BURIAL PATTERNS Problems of Method and Interpretation
RICHARD PEARSON
There are various means for reconstructing social life in the
Neolithic. Regional settlement patterns, house structures, trade
networks, and landscape analysis are all of primary value. They show
traces of people's daily life and the impact of that daily life on
the environment. In addition, burial patterns may provide a separate line of evidence. Burial studies have been the subject of much
debate in North American and British archaeology, providing a
meeting ground for many current theories and approaches in archae
ology and cultural anthropology. In this paper, I summarize the
major inferences used in the study of Chinese Neolithic burials, comment on the issues surrounding them, and suggest possible new
directions of analysis.1
Generally, Chinese archaeologists believe that Neolithic
societies progressed from a matrilineal or matriarchal clan
organization through a transitional patrilineal or patriarchal clan
stage to a patrilineal monogamous family stage. The archaeologists
basically assume that with increased productivity social inequality occurs. With the increase in basic productive power, the unit of
production was reduced. The monogamous family was the basic group in
the latter stage. With greater productivity males gained economic
power and social supremacy; with the economic power of males came
inheritance through males and their accumulation of private property and wealth.
In particular, the Chinese archaeologists have retained the
theory that a stage of social development was dominated by the
matrilineal clan; descent was recognized only through the mother
because no systematic form of marriage existed. At a later stage, with the assumption of male economic power, descent was recognized
through the patrilineal line. It took some time for the clan system of labor to break down into the monogamous family unit of labor; thus for a time there was a transitional period of patrilineal clans. These basic ideas have been adopted in consistent fashion
from Morgan (1877). Engels also followed this system in his
treatment of preclass society (1972).
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Chinese Neolithic Burial Patterns
INFERENCES DERIVED FROM NEOLITHIC BURIALS
What are the steps of inference by which the reconstruction of
Neolithic society has proceeded? What middle-range theory guides the
interpretation of the Neolithic remains by Chinese archaeologists?
Many of the assumptions are shared by archaeologists all over the
world, but others reflect particular theoretical orientations, which
will be brought out in the discussion that follows this section.
I present the major interpretive steps beginning with
cemeteries, proceeding to burial treatment, posture, and type of
burial, and finally considering grave goods. Locations of sites
discussed and their chronological position in the Neolithic are
presented in Figures 1 and 2.
Contiguous burials represent social groups. In the Early Neolithic, these are thought to be clans, but in the later
Neolithic, communities. Obvious problems in this area center around
the contemporaneity of groups of burials if synchronic social
relationships are to be explored. The usual method of establishing
temporal control has been to link burials into groups based on the
stylistic similarities of vessel forms (Zhang 1985:19).
Spatial subgroups Mithin the cemetery reflect social sub
grouping. Archaeologists designated five separate areas in the
second excavation of the Liulin cemetery. They believed that the
entire cemetery belonged to one clan, while each of the five groups
might belong to a single family or several closely related families
within the clan (Zhang 1979; Pearson 1981:1083). Zhang (1979:93) states that the division of the clan graveyard into family areas shows that the family economy had become independent from that of
the clan. He does warn, however, that the burials within each family
group are not all contemporary, and therefore differences in wealth
of burials could reflect temporal as well as status differences.
Within the Liulin cemetery, Luo and Zhang (1979:129) noted other
patterns that suggest some grouping by age and sex. Five graves to
the north of T208 were occupied by girls in their twenties, and
seven of the fourteen graves of T403 were occupied by males in their
sixties. There were also some groupings of children's graves. Later
sites, such as Xixiahou, display a linear arrangement of burials.
The spatial arrangements per se do not appear unequivocal. It
is interesting that no features of group membership, such as shared
pottery motifs or specific kinds of ornaments, have yet been
determined to mark these subgroups. Luo and Zhang (1979:123) state
that in the final period of the Dawenkou cemetery, the large graves
appear concentrated in the northern part of the cemetery (including
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Richard Pearson
1 Yongchonq 5 Jiongzhai 2 Mochenq, Liuwan 6 Shijia 3 Qinweijio, Yongqing 7 Yuonjunmioo 4 Banpo 8 Oowenkou
9 Xixiahou 13 Shixia 10 Liulin, Oadunzi 14 Panlonqchenq 11 Yuduncun 15 Zhenqzhou 12 Caoxieshan
Fig. 1. Map of sites mentioned in the text.
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Chinese Neolithic Burial Patterns
1000 B.C.
2000 B.C.
3000 B.C.
4000 B.C.
5000 B.C.
Gansu, Qinghai Shaanxi East Coast, Southeast
LIUWAN, YONGCHANG (Latest Yangshao)
QINWEIJIA (Qijia)
DAWENKOU SHIXIA UPPER (Shixia)
(Dawenkou)
XIXIAHOU UPPER (Dawenkou)
JIANGZHAI (Middle Yangshao)
SHIJIA (Early Yangshao)
DADUNZI UPPER XIXIAHOU LOWER DAWENKOU MIDDLE (Dawenkou) YUI)UNCUN
(Majlabang)
YUANJUNMIAO (Early Yangshao)
BANPO (Early Yangshao)
LIULIN CAOXIESHAN (Dawenkou) (Maj iabang)
DAWENKOU LOWER (Dawenkou)
Fig. 2. Chronological position of Neolithic sites in text (site in upper case, culture in lower case).
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Richard Pearson
M10, 47, 64, 72) and in the middle portion, slightly to the east
(M25, 60, 117, 126. 127, etc.).
Orientation of burials. Consistent orientation of burials
within a cemetery and in restricted geographical areas has been
recorded but not particularly noted in interpretive studies.
Grave size reflects social status. In the Dawenkou cemetery, different sizes of burial pits were grouped into small, medium, and
large. Shi (1983:32) has reviewed the data on the Dawenkou burials,
dividing them into three classes based on size and linking them
directly to differences in wealth. The correlation of grave size
with other indicators of wealth at Dawenkou is general, according to
Kingscott (1983:186 ff.), but not completely direct. Her analyses
yielded four status groups based on grave goods—high, high intermediate, intermediate, and low. Three of the seven large graves were located in the high status group, and others were in the two
intermediate status groups. None of the large graves was in her low
status group.
Elaboration of the coffin reflects higher social status. This
can be seen in the analysis of Dawenkou. Special wooden grave lids
and chambers were constructed in some of the pits (Shandongsheng 1974:5-7). These varied in complexity from a lid made of undressed
logs that covered the pit and rested on a cross piece to chambers of
fitted logs sitting in the middle of a much larger grave pit. These
coffin frames were used for marking status, indicating clear
differences in political and economic status according to Shi (1983:33). About 10 percent of the Dawenkou burials had these
internal frames. They provided, according to Shi, the antecedent of
the system used in the Warring States Period, when the Zhou king had
seven sets of nested frames and the local lords had five.
Number of burials in each grave. Single burials appear the
most usual in the Chinese Neolithic. Rarely were graves prepared but
left empty, as at Dawenkou (Shandongsheng 1974:7). It is inferred
that these were prepared for members whose bodies could not be
returned for burial.
Multiple burials have been the subject of great interest. In
the Late Yangshao site of Macheng (in Liuwan, Qinghai) and Dawenkou, double burials of males and females were discovered. Shi (1983:34,
35) and many authors before him infer that the male and female
burials represent a stage in the later part of the Neolithic in
which the immolation of wives, mistresses, and female slaves
indicated the holding of slaves by patriarchal families. In the Macheng burials, Liuwan, there were two to six people in each of the
graves, apparently husband and wife with female slaves. Shi
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Chinese Neolithic Burial Patterns
(1983:36) suggests that the burial of so much property, including humans, indicates a strong belief in immortality, in which offerings and slaves would facilitate existence in a future life. In all the
literature this is a rare statement concerning belief, as I shall
discuss below. In the Qinweijia cemetery, Yongqing, Gansu, there
were sixteen adult male and female multiple burials: in all of them
the males were the main burials, and the females were immolated and
added, according to Shi (1983:40). The burial position of the males
was dorsal extended; the females were on their sides with legs bent.
The Yuanjunmiao site, Shaanxi, offers a particularly well
documented case of multiple burials. Although some burials are
single, primary burials, many combine primary and secondary interments. Special grouping is interpreted somewhat differently in
this case. Zhang (1985) states that the site is divided into two
sections, each the burial ground of one clan, while the entire site
is the burial ground of one tribe. The site, which belongs to the
Yangshao Culture, Banpo Type, contains fifty-one graves, arranged in
six rows.
According to Keightley (1985:20) twenty-eight collective
burials contained 64 percent of all people buried in the cemetery. The number of people placed in each collective burial ranged from
two to twenty-five, the average being four plus. Zhang postulates that these all belonged to one kin group, representing a tomb of one
family. According to Zhang, there is no sign in any grave that the
husband held authority. In addition, there are three collective
tombs of adult females and children, where the females could be
regarded as the mothers of the children. The other tombs contain
males and females. Of these, Zhang states (1985:29):
The collective tombs in which the males are more numerous
than females do not conform to the situation one would
predict in a patriarchal family, in which there are more
females than males. Although collective tombs in which
there are more females than males conform numerically to
the characteristic composition of a patriarchal family, there is no sign in any of the graves indicating that the
husband held authority.
Zhang concludes that the cemetery is that of a group in the
matriarchal stage (1985:30).
The number of males and females interred together is quite low
in many sites where this practice is found. Among the 197 graves in
the Liulin cemetery, Jiangsu, three held males and females together —No. 102 (male and female both fifty-five years or older), No. 144
(adult male with female secondary burial), and No. 97 (an adult male
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Richard Pearson
and adult female). From the Dadunzi site, 300 graves were located in
the second excavation; only four cases of joint male and female
burials occurred. The generally low frequency of these burials will
be discussed below.
The usual burial position of lying on the back, legs extended,
seems to shom relative political autonomy. Early burials in the
Qingliangang culture area are prone, as in the early site of
Yuduncun. Keightley points out that the prone burial position, in
the Shang, was the position for sacrificial victims (1985:14, 15).
A slightly bent posture is inferred to be a subservient
political position. Of particular interest is the burial position of females in the multiple interments, in sites such as Dawenkou
The bent legs of the females indicate to Song, Li, and Du that
these are the burials of slaves (1983:318, 319). They dismiss the
possibility that these are simultaneous burials of husband and wife
who died of illness because in contemporary ethnographic cases those
who died from epidemics are given isolated treatment. Although there
is no visible sign of killing, it is thought that these victims may have been strangled or put to death in some way that left them
intact, allowing them to serve the males with whom they were buried.
It is thought that they were slaves and possibly concubines rather
than the first wives. The same conclusions are reached by Luo and
Zhang (1979.127), who describe burials from the Yangshao Liuwan
site, Qinghai. They also comment that in Dawenkou the crouched body found in the middle of each of this type of burial could not be a
spouse. The bending of the legs may have occurred because the individuals were bound.
A dissenting view on the paired burials is provided by Cai
(1979:152) who states that the master-slave theory for the Dawenkou
burials assumes strong class differentiation and also simultaneous
burial. He states that in Dawenkou No. 13, the female burial was
seven centimeters higher than that of the male, suggesting that the
grave pit was dug on two successive occasions and the burials are
not contemporary. In another burial, No. 1 of the Late Dawenkou
period, the dual burials do not appear simultaneous on stratigraphic
grounds. Thus, the inference that the double burials are married
couples is supported in these two cases.
Location of burial. It is of interest that Qingliangang culture burials and some Liangzhu burials of the Yangzi delta
region occur at ground level and are covered by an earth mound, rather than being placed in a grave pit. The same custom of laying the burial at ground level occurs in later, mounded tombs in Chinese
history and seems to represent one strand of Han burial practices. In some cases the ground has been prepared by scraping or burning.
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Chinese Neolithic Burial Patterns
Secondary burial and its meaning. Secondary burials are a
great puzzle in Chinese Neolithic archaeology, partly given the
variability of the forms. Scholars have been preoccupied with the
fact that certain categories of people are grouped togethei—all male, all female, or mixed—and that grave goods appear in different
arrangements in the groupings. There seems to be no explanation for
the fact that the burials are secondary, not primary.
Cases of multiple burials of the same sex are thought to
represent clans, matrilineal or patrilineal, in which cases all
females or males, respectively, are related by blood. Grouping of
secondary burials of both sexes has been interpreted as evidence
for the family group, a subdivision within the clan, and, as such, it is said to indicate the dissolution of the clan. Wang (1982:48) states that the societies that have left secondary burials of both
sexes involve contradictions and seem to be in a period of shift
from matriliny to patriliny. However, not all authors agree. A
dissenting view of the large secondary burials at Yuanjunmiao is
that they represent the burials of large patrilineages, including married couples within the lineages (Wang 1982:48).
Grave goods. Some of the most extensive social interpretations are built on the presence of abundant grave goods, many of which are
utilitarian, functional objects. It should not be taken for granted that all Neolithic burials feature such large quantities of
"practical" goods. Burials from the Philippines, in the A.D.
thirteenth to the fifteenth century for instance, are preponderantly filled with nonuti1itarian ritual objects (Langrick 1985). A similar
situation occurs in the Yayoi burials of Japan, in which ritual
objects and weapons predominate in the burials. Keightley has
related the burials of everyday, utilitarian objects to a belief
system in which life after death is considered a continuation of the
present life, rather than a transformation (1985:86).
Numbers of grave goods are used to infer relative Health,
directly related to status. This measure of relative wealth may be
expressed as the total number of grave goods, either counting all
the objects in a burial or indicating a particular class, such as
ceramic vessels. Some cases have used the raw totals, but others,
the average (cf. Zhang 1984:31). The number of objects in the graves is also considered to reflect the general level of productivity in
the society (Zhang 1984:30).
The distinction is made between tools of production and
ornaments. Proportions of tools are used to infer the nature of the
prehistoric economy. In his discussion of the Liulin site, Dawenkou
culture, Zhang (1979:88) based his treatment of productivity,
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Richard Pearson
society, and economic conditions on the tools of production. He
noted the various technologies represented by the tools—stone
polishing, drilling, and so on. He also noted the presence of
functional categories of tools, that is, adzes but no plows. From
the Dawenkou culture he noted that the pottery shows the
predominance of hand building and some use of the slow wheel. Luo
and Zhang (1979:105) noted that in the Middle Period of the Dawenkou
site the variety of tools for production increased, the range of
tools diversified, and the techniques of manufacture improved.
The tools of production are used to infer the division of
labor. Tools found m'th males and females respectively are thought to reflect their occupational status during their lifetimes. Luo
and Zhang (1979:125) inferred the diversity of production based on
work tools, from the Dawenkou burials. Seventy-six burials contained
work tools: twelve contained agricultural tools, including axes
( fu), adzes (ben), sickles (lian), spades (chan), and knives (dao). Six had fishing and hunting tools only: pointed knives (biao), arrow
heads, and fishhooks. Eighteen had weaving and sewing tools only,
including spindle whorls, needles, and awls. A number of graves had
combinations of tools; four had agricultural plus weaving and
sewing, three had fishing and hunting plus weaving and sewing. A
remaining fifteen graves had tools for daily tasks,including small
stone adzes (ben), chisels (zao), and whetstones. Luo and Zhang infer that these data show not only specialization of tasks but also
the continuing importance of agricultural work.
Differences in the numbers of production tools form the basis
of inferences about participation in labor and economic power. In
his analysis of the Liulin cemetery, Zhang (1979:89, 90) counted the
numbers of tools found in male and female burials, respectively. Tools in male burials comprised 70 percent of the total number of
tools, while those in the graves of females accounted for 30
percent. A total of sixty-six males and fifty-one females was
identified in the second excavation. No male-identified burials had
spindle whorls. The distribution of other tools showed the
following: adzes (ben), seven males, one female; axes, nine males,
six females; deer-tooth hook-shaped tools, eleven males, two
females. Zhang interpreted this community as belonging to the early
period of the patrilineal society; although women did not use tools
as much as men, women occupied an important position in agriculture.
In his analysis of the Dadunzi burials, Zhang noted that in
two graves of adult males (M4, M32) the axe (fu), adze (ben), and
chisel (zao) were found. There were also pieces of used raw
material. This combination, which seems to show craft production in
stone and bone, is found only with male graves. Zhang interpreted this situation to indicate that men and women were engaged in
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10 Chinese Neolithic Burial Patterns
agricultural labor; fishing, hunting, and important craft work, however, were carried out by men. We should note that many agricul tural and craft tasks are not represented by the types of tools of
production found in the graves.
Differences in the numbers of grave goods provide the bases for inferences on social equality. Not only the mean numbers of
objects are of interest to archaeologists in the study of the
Neolithic burials. The dispersion of the grave goods—the spread between rich and poor—indicates some degree of complexity or
social differentiation of the society. An examination of this
variability can be achieved in different ways. Zhang (1979:92) examines the burials from the second excavation of Liulin. He
established four groups, based on the occurrence of stone tools.
Pottery was also considered, although only as an optional criterion.
Group 1 had more than two stone tools and up to six pottery vessels.
Group 2 had one stone tool and up to three to five pottery vessels.
Group 3 had no stone tools and one to two pottery vessels, and Group 4 had no grave goods. Group 1, which comprised 28 percent of the
sample, owned 66 percent of all the pottery vessels and 75 percent of all the stone tools. Group 2 comprised about 25 percent of all of
the sample, Group 3, about 35 percent, and Group 4, 13 percent. Because there was some difference in the wealth of burials, mainly in the area of daily necessities, Zhang infers that private property existed but was not extensive. A similar kind of analysis of burials
from Dadunzi, to examine the degree of variability in wealth,
yielded results close to those of Liulin.
High numbers of total grave goods, or ornaments, found with
one sex show the high social status of that sex compared to the
other. In his analysis of the Yuanjunmiao Vangshao cemetery, Zhang (1985:31) stated that out of ten male single or collective graves six graves contained fewer than four burial vessels each; only four
graves have more than six pieces, and the owners are over forty
years old. In ten women's graves, single and collective, there is a
higher proportion of graves with more than six burial vessels in
each. Zhang concludes that clearly women's social position is
generally higher than that of men.
Greater numbers of grave goods with females indicate that the
society was matri 1 ineal. Conversely, when the majority of grave
goods was found with males, archaeologists inferred a patrilineal
organization or one transitional to patriliny. In the discussion of
Liulin and Dadunzi, Zhang concluded that the burials were patrili neal. However, he commented that, although the shift to patriliny had taken place, women still owned considerable property, and their
status had not changed much.
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Richard Pearson 11
Elaborate Yangshao burials of female children indicate,
according to Zhang (1985:31-33) the high status of women and
matrilineal descent. The burials of Yuanjunmiao contain a number of
cases of richly adorned young girls, as do other Yangshao sites. It
is thought that these are the daughters of women of higher rank—
that such social distinctions already occurred within the matri
archal clan stage, although many authors still consider this stage communal. The fact that the girls are given rich burials according to the customs for adults is the basis for inferring the importance of women and matrilineal descent.
It is usual for Banpo-type children's burials to occur in jars around the dwelling area. Only a few children were buried in
cemeteries, and these were always female (where sex could be
determined). An example provided by Zhang (1985:33) is M429, from
Yuanjunmiao, a burial of two girls. The bottom of the grave was
covered with red burnt clay. There were six pottery vessels in the
grave, and one of the two girls had 758 bone beads. Zhang states
that, if we interpret burials M405 No. 12 and M420 as girls (because
immature, the skeletons could not be definitively sexed), they
provide two more examples of girls wearing adult ornaments and
receiving elaborate burial treatment. Is such elaborate burial
treatment in fact identical to that received by adults, or does it
constitute a separate class of exceptional ceremonial child burials?
Other Yangshao children's burials have been classed as female
because they contain the same kinds of grave goods as those buried
with females, such as bone beads and bone spoons from the Jiangzhai site (Zhang 1984:28).
The position of tools in the graves indicates ownership by the
person to whom they are spatially the closest. Shi (1983:35) notes
that in the multiple burials from Dawenkou, one grave contained a
male and female, the latter with a five- or six-year-old child by her right elbow; the grave goods were on the side of the male,
indicating the subordinate status of women. He regarded the female
and child as slaves or property, although the female could also
have been the wife. Keightley (1985:44 ff.) points out that some
objects were buried on or extremely close to the body while others
were buried at some distance from the body, such as in the corners
of the graves or in the fill above the burials. The latter objects
may actually have been used by the mourners in the funerary ceremonies. Therefore, they are not actually the belongings of the
deceased, in the same way as personal ornaments. This could have
been the case for cups and vessels used for wine or other
ceremonies.
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12 Chinese Neolithic Burial Patterns
Items such as pig skulls and mandibles signal the appearance of private property; they Mere units of exchange. Zhong (1976) stresses the point that domesticated animals were private property, that private ownership had already emerged in the final stage of
primitive society, and that it was closely related to the exchange of commodities. As the division of labor was more distinct, the
materials for production were owned by the individual family and not
the communal clan, leading to the distinction between rich and poor
(Zhong 1976:152). Cai (1979:155) points out that in the Late Period of Dawenkou, only six of twenty-five burials contained pig skulls or
mandibles. In his opinion, this indicates that by the Late Period,
pigs were neither symbols of wealth nor media for exchange but had
been replaced by commodities such as ivory and jade.
Zhang (1984) through the use of comparative ethnographic
examples, indicates that the basic economic unit in matrilineal
society is not the communal family but the conjugal pair. Thus,
the economy of the married pair is naturally separate from the
public economy of the village or clan, and its property falls
within the domain of private ownership. Private ownership was
accompanied by inequality, such as that expressed by the particu
larly rich burials of female children at Banpo and other sites such
as Jiangzhai and Yuanjunmiao. By examining the variation in the mean
number of pottery vessels in the Yuanjunmiao, Jiangzhai, and Shijia sites, Zhang concluded that the wealthier graves had between three
and one-half and five times as many vessels as the poorer ones and
that unequal distribution of wealth in these matrilineal societies
was quite significant (1984:30). Even in the Early Dawenkou site of
Caoxieshan, Jiangsu, sacrificed lower jaw bones of deer seem to
indicate the beginning of transportable wealth (Shi 1983:29).
Zhang (1984:40) states that in the Late Neolithic the exchange of goods required a standardized kind of primitive money; domesti
cated animals, particularly pigs, served this function. In the
Longshan Culture, the most commonly used monetary item was painted or black pottery.
Presence of weapons or armor in graves indicates warfare in
the Late Neolithic, while ornaments of scarce materials such as
jade indicate regional exhange networks. Pieces of what appears to
be armor have been found in sites such as Yongchang, Gansu, and an
arrowhead was found embedded in the thigh of a skeleton from
Dadunzi. Authors such as Song, Li, and Ou (1983:330) have inferred
from these a stage of chiefs and warriors, or military democracy, in
the patrilineal clan period. They cite the presence of the yue battle axe in the Shixia site, Guangdong, and the spoked stone mace
head from the Qijia Culture. Zhong has written that the jade found
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Richard Pearson 13
in the Jiangsu sites was exchanged from such areas as Taishan in
Shandong (1976:166).
DISCUSSION
Western archaeologists have found some of the above inferences
problematic, particularly when they have been able to test their
assumptions against ethnographic accounts of the people whose
burials were studied.
The Meaning of Spatial Subgroupings
Many archaeologists have stressed that the spatial subgroupings within cemeteries must represent social subgroups. O'Shea (1984:259) found that while spatial grouping occurred in three Pawnee sites he
examined, the correlation of the spatial grouping with other factors
indicating corporate groups varied. In one of the three sites, the
grouping appeared to distinguish wealth rather than corporate group, as if the corporate groups may have declined in importance. This
means that we must not always assume that spatial grouping has only one invariable referent, even within one ethnic group.
Horizontal and Vertical Distinctions
O'Shea grouped status distinctions into three categories— vertical, horizontal, and special status. In his analysis of the
burial customs of the Pawnee, Arikara, and Omaha, he found that
"the detection of vertical differentiation was successful because it
was expressed in forms that were readily visible to archaeological
investigation" (1984:252). He noted:
Even if a horizontal marker is recovered, it must be
correctly interpreted. Unlike the exotic and valuable
tokens that denote positions of rank, the tokens that mark
horizontal categories should be common and locally derived. Such tokens may be very difficult to isolate
from the background of grave inclusions.
While descent and residence have received much attention in
the Chinese studies, a preponderant emphasis has been placed on
differences in wealth and status. Are these the most important distinctions in Neolithic communities, and are they always
represented unequivocally? What about the other dimensions along which societies are organized, in contrast to those of higher and
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14 Chinese Neolithic Burial Patterns
lower social status? These could be ritual positions, society
membership, or age grading.
Multiple Burials and Secondary Burials
We are left with a number of puzzles concerning multiple burials. They are difficult to interpret because of uncertainties
in assigning grave goods to specific individuals, varying
proportions of males and females that confuse the assignment of sex
roles, and variations in posture, that may indicate different
horizontal or vertical statuses within the group. In some sites the
frequency of multiple burials is far greater than in others. In each
case, does this type of burial have the same meaning? O'Shea
(1984:53) excluded graves containing multiple interments, for which
the grave associations were not well defined. Binford (1972:401) found in the analysis of the Galley Pond site that the presence of
only three multiple burials was difficult to interpret, and he
postponed discussing them until further analysis.
Multiple burials are in some cases also secondary burials. As
I mentioned, most researchers seem concerned with the fact that
secondary burials often contain more than one individual, rather
than the fact that there is a different method of burial. In the Chinese Neolithic cases, the special treatment seems never to be
universal, and its frequency varies greatly in particular sites
(Wang 1983:44). Who were the persons given this treatment? Were
they simply all people who died at some distance from the site?
What bones were chosen for reburial, and how were they grouped?
Secondary burial occurs when an individual cannot be carried back
to the cemetery and must be given a temporary burial. However, other rituals, such as periodic communal ossuary burial, at a
"Feast of the Dead," can also be the case. Wang Ning-sheng (1986) has criticized the interpretation that the Yangshao burials are
evidence of matrilineal society. He states that the collective
Yangshao burials are comprised of those who died in a village at
about the same time, regardless of their kinship relations. Wang raises many points about other aspects of Yangshao burials and the
impossibility of deriving kinship and descent from burial evidence,
which are relevant to this portion of the discussion.
Both Binford and O'Shea draw attention to the fact that, in
secondary burials, not all bones are buried for the second time in
the same manner. Sometimes bones are omitted or treated differently. In the Galley Pond analysis. Binford conducted an analysis of the
skeletal parts and produced a rank ordering, indicating the relative
value placed on the different anatomical categories and their place in representing the individual. He found that "the skeletons had a
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Richard Pearson 15
variable history of interment and that loss or neglect of certain
skeletal parts characterized their treatment during this period" (1972:401). He found different patterns of rearticulation of the
bones, which seem to relate to different statuses. He postulated that the skull and the other body parts were cared for by different
persons and that the skull was afforded treatment that prevented rodents from gnawing it, whereas the body parts inevitably exhibit
rodent gnawing. Thus, many variations of secondary burial patterning are of potential interest. What is the situation in the Chinese
cases?
Beyond these more technical issues, however, are broader
concerns that affect the very basis of the interpretation of
burials. These issues can be brought out as a series of questions;
1. Can we proceed from variations in burial assemblages
directly to the reconstruction of burial organization? Does cemetery
organization equal social organization (Hodder 1982a:195-199)? Are
social relations transformed when expressed in burial rituals? Can
we study burial beliefs in addition to burial behavior?
2. Is the most important dimension along which social
distinctions are expressed vertical? Does the most significant means of expression relate to energy expenditure (more counts of
things, more effort exerted in burial treatment)?
3. How is the division of labor related to social inequality? If males have more objects in their graves, are they economically superior? If their economic role can be demonstrated to be greater, does this mean that their society is patrilineal? Must we interpret
wealthy young females' burials as strong evidence for matriliny?
4. Do grave goods symbolize property? How can we distinguish
privately owned property from communal property?
5. How can Marxist theories of social evolution be applied to preclass societies? How can we advance our knowledge of social
organization using a Marxist approach?
Behavior and Belief
From the inferences drawn in the first section, we can see that
the interpretations focus on burial behavior, rather than belief or
ritual. In particular, importance is laid on the type of burial
practice and the inventory of burial goods. These basic facts from
the excavation are usually the easiest to monitor from large-scale excavations.
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16 Chinese Neolithic Burial Patterns
From the original inspiration of Ian Hodder, a group of
writers has questioned the possibility of such a direct relationship between social organization and burial pattern, stating that the
historical and cultural patterns of each group transform the
relationships through symbolic expression (Hodder 1982b). Binford
himself (1972:235) did not stipulate that the relationship was
absolutely direct (O'Shea 1984:7).
Differences in numbers of objects, in burial arrangements, or
in the specific combinations of objects may have different meanings in different contexts. In many cases we are concerned only with the
fact that some burials have one object, not another, or that some
burials have more of the same object than other burials. We search
the burial assemblages for their structure, termed by Hodder to be
"system, organization, distribution, pattern, and style" (1982b:5) rather than looking for a code or set of rules. Thus, in the Chinese
and western studies that share common assumptions of cultural
materialism, archaeologists do not seek to discover beliefs or ideas
because they are too subjective. Their linkage to the material
archaeological record cannot be proven from archaeological studies.
Hodder acknowledges that, if we were to assume that each culture had
an entirely unique set of attitudes toward death, we could never
interpret their content from archaeological data; he stresses that we must be prepared to look for patterns that differ from culture to
culture, looking for the interaction of symbols and how these
translate the social organization. The burial pattern is not a
direct behavioral reflection of the social pattern.
It is structured through symbolically meaningful codes
which can be manipulated in social strategies. . . .
Excavated objects are immediately cultural, not social, and they can inform on society only through an adequate
understanding of cultural context (1982b:10).
These points are reiterated by Gilman (1983:146) in his comments on
Alekshin's survey of Soviet burial studies.
There are many implications for the study of Chinese Neolithic
burials. We must ask ourselves what the inclusion of pigs and jade axes in specific sites means, in addition to stating that people who
have them are of a different status than those who do not. Instead
of counting all objects and arriving at a total, we must attempt to
see different meanings of objects and their interaction. For
example, which vessels are found with which other ones? And how is
their combination of cultural significance?
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Richard Pearson 17
The conclusions of M. Pearson advance a number of proposals (1982:112).
1. The symbolism of ritual communication does not necessarily refer to actual relations of power but to an idealized expression of
these relations.
2. Relations between living groups must be seen as relations
of influence and inequality where deceased individuals may be
manipulated for purposes of status aggrandizement between these
groups. Ideology as manifested in mortuary practices may mystify or
naturalize those relations of inequality between groups or classes
through the use of the past.
3. The relationship between the living and the dead should be
integrated in studies of mortuary practices; in particular the new
role of the deceased individual and the context of death as a
platform for social advertisement must be accounted for.
4. Social advertisement in death ritual may be expressly overt where changing relations of domination result in reordering status and consolidating new positions.
In following the line presented by the British symbolic or
structural archaeologists, not only must we reevaluate the relation
ships between the social reality and burial expression, but we must
also consider the status and aspirations of those who surround the
deceased, as well as the deceased individual, for it is those people whose social groups carry out the funeral rituals.
The role of the actual funerary objects also needs special consideration in the eyes of the symbolists. We need to ask why social badges take particular forms and how particular objects function in ritual sets. The objects are not merely the byproducts of certain social relations, but they play an active role. Pader
emphasizes the role of particular grave objects (1982:34, 35).
1. There is an inextricable recursive relationship between
ideology, action, and material culture; material culture is not
merely a residue; it influences social action and ideology as well.
2. Signs are not arbitrary; they are appropriate within
their context of use.
3. Form and content are inseparable; the content can only be
understood in terms of the type of communicative act of which it is
a part.
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18 Chinese Neolithic Burial Patterns
4. The same object, or combination of objects, may have a
different meaning, depending on the context.
5. What object is used, how it is used, and the fact that
something is used in a specific way are all significant points.
Some illustrations are in order. Keightley has pointed out
that the inclusion of the stemmed drinking cups in Oawenkou culture
sites, at the edge of the grave pit, may have signified a different
use from those found near the head of the grave. They may have been used in group ceremonies held at the time of burial (1985:44, 45).
Pig skulls and jaws also appear divided into two groups, located by the body or in the fill, often above the legs (1985:47). Keightley
suggests that the large numbers of Late Neolithic pottery vessels
found in some sites suggest that more than one social group was
providing them (1985:31-35). An example of the importance of
symbolism can be drawn from the Liangzhu burial jades. It is
significant not only that precious jade is found but also that the
jade has been worked into the cong with mask motif, even if we do
not know the full significance of the octagonal form or the mask
motif at this time.
O'Shea found evidence from North American Arikara burials of
different types of markers for chiefly status. At one site, however,
"chiefly rank was distinguished by burial in the central portion of
the cemetery and by the presence of an arrowmaker's kit and other
sociotechnic objects in a grave assemblage characteristic of the
upper stratum. By contrast, in another case, burial with a stone
pipe and an upper wealth level assemblage were the sole markers of
chiefly rank" (1984:271). Similarly bird beaks, which marked the
ritual office at the first site, at the second site designated a
special prestige position.
Expenditure of Energy
In the 1970s much analysis of burials followed Tainter's
postulate that the social rank identities that embody the greatest
degree of authority are expressed by the greatest expenditure of
energy. "When sets of mortuary data cluster into distinctive levels
of energy expenditure this occurrence will signify distinctive
levels of energy expenditure" (1978:125). Energy expenditure can be
manifested in the complexity of the body treatment, the construction
and placement of the interment facility, and the extent and
duration of the ritual mortuary treatment. (In the case of the
duration of the mortuary treatment, we may want to consider the
length and complexity of the practice of secondary burial, compared to other forms of burial.) Tainter concluded that the most basic
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Richard Pearson 19
requirement for study is that the minimum requisite social
dimensions be modeled by objective and crossculturally valid
criteria. We can see how much this approach varies from that of
Hodder, M. Pearson, and Pader.
Chinese Neolithic studies have followed closely the idea of
energy expenditure from an independent theoretical basis, with the
examination of different kinds of movable property and resources
expended in burial. In particular, as we have mentioned before, counts of objects become key primary evidence for seeking relative
differences in status. Soviet studies, working from a similar
theoretical background, have attempted to refine the methods of
counting. Alekshin mentions three different types of counts: the
total number of objects of all kinds, the number of types of objects found, and the frequency of certain rare kinds of objects (Alekshin
1983:141). Alekshin writes that Soviet researchers believe that the
presence of burials lacking grave goods alongside burials with
standard grave-good assemblages does not indicate social differen
tiation; these could be due either to poor preservation of goods or
to the marking of a particular cause of death (1983:141). We must
question the significance of differences in counts, compared to
qualitative distinctions. Braun has reported a strong tendency for
qualitative distinctions in social positions to entail qualitative distinctions in burial treatment and for the more significant social
positions to be more redundantly signified in burial ritual programs (1981:405-410).
Slaves and Clients
Slavery figures in the discussion of the Late Neolithic.
Slavery can mean many things. Song, Li, and Du hold to the view
that the patriarchal slave system was a universal stage in history and a necessary transitional stage from primitive society toward
class society (1983:316). They point out that in the patriarchal slave system, slaves were few. They cite ethnographic examples from
southwest China—the Lahu, Wa, and Jingpo of Yunnan. Usually the
number of slaves was small, perhaps 3 to 6 percent of the total
population. In the terms of Song, Li, and Du the class relationships in patriarchal slavery were "primitive and hidden" (1983:316).
In addition, slavery has to be seen from the perspective of
preclass society because this is what we would find in the
Neolithic. The Mandari pastoralists of the southern Sudan exhibit a
system of slavery termed by Buxton to be a system of "clientship" (Buxton 1963:92-117). The Mandari have no centralized political system, the country being traditionally composed of a number of
small independent chiefdoms. Apart from the land-owning lineages,
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20 Chinese Neolithic Burial Patterns
there is a large nonrelated population of people who has split off from other lineages through defeat in war, quarrels, flights from
justice, or other means of escaping. There are myths that the close
clients of chiefs, who served them throughout their lifetime,
voluntarily accompanied the chief in death (1963:110).
Economic Role of Men and Homen
In the discussion above I indicated that the relationship between burial organization and social organization may be neither
direct nor quantitatively expressed. This casts doubt on the
interpretation of the superior role of women in the Early Neolithic.
Despite these qualifications, however, there seem to be general indications of the prominence of females from their burial
treatment. Recent crosscultural surveys have confirmed their
important economic role. My earlier paper (Pearson 1981) mentioned
the work of E. Boserup in this regard (1970). Her arguments have
been carried forward by Ember (1983) and Burton and White (1984).
Ember found that women contribute relatively less to
agriculture when it becomes intensive because their domestic work
and fertility have increased. She stated that time spent in
processing crops and preparing food increases because of intensive
agriculturalists' greater dependency on cereal crops. With greater
fertility among intensive agriculturalists, more time must also be
spent in child care. In horticultural societies, men may be involved
in other activities such as hunting, warfare, and trade (Ember
1983:287). In agricultural societies, men are not usually removed
from cultivation during peak work times.
Burton and White refined some of these ideas, concluding that
labor intensification is more likely to reduce female participation in agriculture if it requires high daily labor inputs for certain
peak seasons (1984:571). It is not that women are incapable of
plowing, but plow cereal agriculture seems to create those condi
tions in which very high amounts of male labor are required for
short periods of time. Their study also showed that a high
dependence on domesticated animals will result in sharply curtailed
female agricultural inputs, particularly with cattle. However, they noted that this conclusion did not hold up nearly as well for pig
raising and that there is less decline in female participation in
rice cultivation then than they would otherwise have expected
(1984:578). Changing roles of production in the development of the
Neolithic in China, that is, favoring the increased role of males, does seem probable, given the ethnographic evidence cited above,
rather than the burial data. Alekshin (1983) outlines Soviet
interpretations of Near Eastern society from the Neolithic to the
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Richard Pearson 21
Bronze Age, in which counts of objects are thought to show the
decline of women's power and the rise of men's power. However, I
would agree with the appraisal of Gilman (1983:146), who states that
this trend seems plausible,
not because of the change noted in the burials themselves
(a change which might have other explanations) but because
the change is associated (as we know from other evidence) with the development of social and political institutions
in which men, but now not women, played dominant roles.
Matriarchal Clan, Patriarchal Family
Aberle (1961) stated that matriliny is most likely to develop on a horticultural base with women providing agricultural labor. The
composition of the work groups in horticulture, not simply the
division of labor, is critical (1961:706). Thus, matriliny occurs under certain kinds of social conditions and declines under others.
It is most likely to disappear in the face of increased
importance of large scale co-ordination of male labor; increased importance of property such as dofmesticates in
the hands of males; property, that is property which is
divisible and which can multiply; male control of the
major tools of production, and the regulation of economic
and political life through non-kinship ties. (1961:670)
Although this situation appears to apply to the Chinese Neolithic, from the archaeological record it is virtually impossible to be sure
because of the difficulty in both reading the symbolic burial record
and reconstructing kinship systems from archaeological data.
In the membership of any group, even the group represented by a
spatially segregated portion of a cemetery, many different consider
ations are taken into account before the decision is made to include
a specific member. Because different kinds of decisions concerning
age, sex, and vertical and horizontal status create crosscutting
groups, it is unlikely that descent groups are clearly represented.
Kinship relations are part of an institutional web that pertains to marriage rulings, residence, property, inheritance—the entire
social and economic relations (Godelier 1977:105).
Generally, the notion of exclusive, ideal forms of descent and
residence has undergone a good deal of revision by anthropologists who have changed from a normative point of view to a more pragmatic notion of residence and descent as flexible strategies that must
cope with demographic and other practical realities. Thus, even
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22 Chinese Neolithic Burial Patterns
though a member of a particular group may state that his or her
society is patrilineal and patrilocal, an ethnographer may find that
these rules are bent or broken in a majority of cases. Even though a society may have its ideal pattern, it may be difficult to detect
the ideal from a small sample of actual cases even in ethnography; the problems of the manner in which archaeologists infer a
particular pattern from archaeological evidence still remain (Allen and Richardson 1971).
There is no clear direct relation between the economic power of
females and matrilineal descent, and even within matrilineal
organization there are different types of organization. Fox
(1967:112-113) outlines three basic types.
1. That based on mother-daughter-sister roles and matrilocal
residence. Here the burden of control and continuity is to some
extent shifted onto the women, and in societies with this basis
usually the women have higher prestige and influence than in the
other types, which follow.
2. That based on brother-sister-nephew roles, with avuncu
local residence preferred or, failing this, some means whereby the
mother's brother can control his nephews. In this type the status of
women is usually lower, as control and continuity are monopolized by the men.
3. That based on the full constellation of consanguine matrilineal roles: mother-daughter, brother-sister, mother's
brother-sister's son. Here control and continuity are primarily in
the hands of the men, but the status of women need not be low.
Fox concludes that "the idea that power and authority were in the
hands of women in matrilineal systems is simply not true. The
problem is always how to combine continuity and recruitment through females with control by the men of the lineage" (1977:113). Similar points are made by many authors, including Godelier (1977:105).
In the modern Chinese case, women have minor roles as daughters or sisters but play important roles as wives and mothers. Thus, in
patrilineal society of this type, we would expect that women would
be buried in the cemetery of their husband and that their status in
that lineage, as people who came in at the time of marriage, might be marked. But not all patrilineal societies work in this way.
In patrilineal societies such as the Tallensi, Ghana, women
have important roles in the patrilineage, return to their patrilin eal residential unit on important occasions, and are returned home
at the time of death for burial (Fox 1967:114). This contrasts with
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Richard Pearson 23
the Chinese system at present, where women are cut off from their
own patrilineage and become completely linked to their husbands'. In
the Tallensi case, the cemetery would include a totally different
grouping, including daughters and sisters, than the Chinese case.
From the point of view of archaeological inference, we do not know clearly the relationship between different kinds of kin
groupings and burial arrangements. Several possibilities exist for
explaining a spatially segregated group of female burials. The
females could be mothers and daughters, related matrilineally, who
are part of a matrilocal residence group; they could be women who
have been returned to their matrilineage for burial, in a patrilocal
marriage system; they could also be sisters, who have been returned
for burial to their patrilineage; or they could be members of a
bilateral group, in which male-female taboos were particularly
strong. Men and women can be given high status as fathers, mother's
brothers, mothers, or father's sisters in various systems of
residence and descent. Thus, much more consideration needs to be
given to empirical study of social relationships and their material
correlates in the Chinese Neolithic.
On the archaeological level, we cannot be sure that a parti cular material configuration has only one social correlate. Wang (1982:294) comes to this conclusion when he examines the Chinese
Neolithic structures, which can be used for a number of different
groupings or functions. Allen and Richardson (1971:51) state that
while the analysis of descent from the archaeological record, in any statistically significant way, is an unobtainable luxury, many other
problems in social structure, such as levels of political organi zation, religious paraphernalia and practices, settlement pattern, household organization, and economic cooperation spheres may be
analyzable from archaeological resources.
Richly adorned burials of young girls have also been cited as
evidence of the high status of women and matriliny. Burials from
the Yuanjunmiao site, M429 and M405 (12) and M420, as mentioned
above, are cited by Zhang (1985:31) as evidence that some girls were
given the burial treatment of adults and that they had inherited
high status from their mothers. Zhang mentions that the floor of
Burial M429 had burnt red clay. The authors of the site report
postulate that the burnt red clay was intended either to protect the
body or to symbolize a house where the spirit could rest peacefully. However, this red-colored earth is not found in other burials,
although some red coloring was found near the heel of Burial 440, a
female about age twenty (Beijing daxue 1983:19, 95). In addition, the inclusion of huge numbers of bone beads does not occur in other
burials; the only comparable case is a group of twenty-five bone
beads in Burial 457, a female thirty to thirty-five years old
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24 Chinese Neolithic Burial Patterns
(Beijing daxue 1983:102). Alternative hypotheses about these individuals having some special status or ritual position can be offered because the burials are distinctive from those of other adults. Therefore, the evidence for female high status can be read in different ways. Also, in his 1985 publication Zhang does not
single out Burial 458, a pit grave with ledge, surrounded by a rock lined pit, containing a male about fifty years old, with a large number of pottery vessels (Zhang 1985). It must be one of the
largest and most elaborate graves in the cemetery. The argument for
matriliny in this famous site needs reexamining from a number of
angles.
Evolution of Marxism
For a Marxist, the problem is in finding a theoretical
concept which takes into account the methods of his time
(scientific or otherwise) and in applying the analysis inherited from Marx as often as possible. Only on such
terms will historical materialism as a general world
conception not stultify into a petrified corpse of
dogmatic assumptions. (Godelier 1977:121)
By searching for the hidden logic of social structures and behavioral patterns we can . . . challenge both the
positivism of many Marxist historians and the narrow evolutionism of the 19th century. (Godelier 1977:122)
I have touched on the problems concerning the investigation of
status distinctions, property ownership, relative economic status, and consanguinity. If there are problems in interpreting the
archaeological facts, what about the theory itself? What about the
status of Marxist theory, as used by archaeologists and anthropol
ogists in the last decades of the twentieth century? I can only introduce a few brief points for consideration.
In particular, changes have occurred in western Marxists'
views of matriarchal and patriarchal stages of evolution, slavery, the nature of property in preclass society, and the role of surplus. With the passing of a century after the writings of Marx, Engels, and Morgan, huge amounts of ethnographic data concerning primitive societies have become available. Many exceptions, including those noted above, to the rule of evolution from matrilineal clan to
patrilineal family have been found. As Terray (1972:88) has pointed out, most anthropologists now believe that,
in the field of kinship and marriage, the consanguineous
family and group marriage have been relegated to the
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Richard Pearson 25
category of ethnological errors; neither history nor
ethnography has produced any trace of them.
The major emphasis of Marx's analysis was on capitalism and
class society. Bloch states that in developing his arguments
concerning this type of society, Marx required a type of society
totally opposite from nineteenth-century Europe, yet very little was
known of prestate societies at that time. He postulated a type of
society that was classless and free from exploitation, for
rhetorical purposes. According to Bloch, he and other writers were
wrong about the early stage of the history of mankind and also found
themselves unable to deal with it theoretically (1983:18, 19). They
wrongly believed that kinship links are egalitarian and nonexploit ative and that matriliny implied matriarchy. Corporate groups, however, do not have group marriages; they have individual
marriages, and it is possible to know one's father and to reckon
descent. Engels wrongly believed that matriliny, as opposed to
patriliny, was associated with communal corporate descent groups and
that matriliny always implied a high status of women.
Slavery was thought to be inevitably linked to particular kinds
of technology and economy. As I noted above, slavery is a broad
concept with many different kinds of possible definitions. Slavery is found with hunters and gatherers such as the Carrier people of
British Columbia, as well as with coastal peoples. It appears to be
rarest, but not absent, with hunters and gatherers and most frequent with pastoralists. The complexity of the conditions of its occur
rence has left us with many problems to resolve.
Notions of property have been transformed as new anthropo
logical data have become available. The theories of Marx and Engels have argued that the origins of private property lie at the origin of the monogamous pairing family and the exploitation of women
(Bloch 1983:55). However, the economic systems of primitive peoples involve a wide variety of rights of different types. Completely
private property does seem to be as rare an occurrence as Marx
believed. Complete ownership by individuals of the means of
production, especially land, is almost totally unknown in tradi
tional societies (Bloch 1983:193). Although common ownership is
often the case, this does not imply free and equal access by
everyone. Zhang (1984), as noted above, stressed that the nature of
property was more complicated than previously thought and that
different types of property rights already existed in the Early Neolithic.
The notion of a surplus, long a key issue in economic anthro
pology, has important ramifications for archaeological interpre tation. It would be tempting to believe that surplus does not exist
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26 Chinese Neolithic Burial Patterns
in primitive societies, that it only appears with high levels of
productivity, and that initially the economy produced only enough for subsistence needs. The more common approach today is to find in
primitive societies two areas of economic activity, each with
different types of goods—subsistence and prestige. Even primitive economies have social wealth. They do not limit themselves to
producing subsistence goods but to producing a surplus used for the
functioning of social structures. The existence of a surplus does not automatically lead to enlarging the level of productive forces
(Godelier 1977:110). The two aspects of the economy are separated; the surplus social wealth does not necessarily enter into the
subsistence economy. There may be many forms of exchange in which either subsistence or social wealth is acceptable. It is possible that progress in productive forces entails an enlargement of
uneconomic, unproductive activities.
The precious objects, or prestige objects, of social wealth
should not be seen as capital because they were rarely a medium of
commercial exchange. In some cases, such exchanges of subsistence
goods for prestige goods may occur. But even in these cases, it is
not an everyday affair (Gould 1966:87). The precious or prestige
objects were used in social exchanges, in a separate kind of
circulation. When exchanges took place from one society to another, these objects could have a fixed or nearly standard price. But within each society they were used in the activities of social life.
Therefore, we must be careful to consider the true meaning of terms
such as exchange, surplus, and currency, for the concepts are rather
different from what we might expect.
Ethnoarchaeo logicaJ Comparisons
In assessing the reliability of archaeological indicators of
past behavior, modern ethnoarchaeological studies are often used.
The use of such analogies has been questioned on theoretical
grounds. There is a debate whether particular kinds of behavior
always leave the same kinds of material traces (Hodder 1982c;
Binford 1982). There may be very different reasons for the
appearance of a particular archaeological configuration. Each
analogy must be verified and crosschecked with corroborating intracultural, as well as crosscultural, data. We can certainly
question whether analogies can be drawn from the Neolithic to
modern Chinese society, with such immense differences in time and
scale.
I explored one topic, the spatial arrangement of burials, to
determine the range of variation among modern Han Chinese. Published
sources were located primarily through the Human Relations Area
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Richard Pearson 27
Files. First, some diversity of customs within the Han Chinese customs was noted, from north to south. Second, the effect of non
Han Chinese culture may have created differences in burial customs.
The importance of geomancy is another complicating factor because we
do not know how important it may have been in the Neolithic. The few
cases below indicate considerable variation both in the strength of
expression of lineage relationships in the burial arrangements and
in the differences between the ideal and the actual behavior.
Considerable variation can be seen in the manner in which
graves are spatially grouped. Ahern, in her study of the village of
Qibei, northern Taiwan, found that the most important factor was
the comfort of the deceased. If individuals' horoscopes were
compatible, they could be buried together (1973:186). Ahern found
that it was most common for husbands and wives to be buried
together, and the next most frequent association was father and
son. The final burial of an ancestor could be postponed until the
bones of another compatible temporarily buried ancestor could be
cleaned and made ready for the joint burial. This accounts for a
combination of a primary and secondary burial. The Qibei informants
found the custom of burying the whole lineage together in a vault
distasteful. Because not all lineage members get along in life, why should they get along in death?
Cormack (1935:121) found that lineages did have their own
burial ground and that there was a rigid order of precedence in
interment. The ancestor for whom the ground was purchased was
buried in the middle of the plot, his wife laid to the right side, and each son and grandson was laid out in order of precedence until
a circle was completed.
Hsu (1941:43-46) mentioned that in principle, entombment
should follow a certain order with respect to generation, age, and
sex. His informants stated that a senior person in generation and
age should be buried in an upper terrace; if the burials occur on
the same terrace, a senior should be entombed to the left of a
junior. Husband and wife should be side by side, with the husband to the left of the wife. However, in practice, these principles were generally superseded by geomantic concerns. In many cases,
each burial affected the fengshui or spiritual environment of
previous burials and the location of each new burial.
Gamble, in his discussion of Ding Xian (Ting Hsien) in North China, observed that a clan cemetery was used. When a new cemetery was established, some families exhumed their parents' bones and
buried them in the position of honor at the top of the new graveyard (1954:393). This action, however, depended on the will of the clan and the decision of the geomancer.
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28 Chinese Neolithic Burial Patterns
Hutson (1921:31) in his account of Chinese life in the Tibetan
foothills noted that "husbands and wives are laid close together, the side of the first grave being opened, and the side of the coffin
laid bare, that the newcomer may lie close." Where lineage organi zation is known to have been strong, burial of the corporate group occurs in a spatially defined area. The closest proximity is given to spouses, suggesting that this may account for the double burials of the Neolithic. Hutson's description (1921:31) of the reopening of
a grave for the inclusion of a spouse may indicate that we should
recheck the archaeological cases to see if the two skeletons are from two interments, rather than one. However, I do not feel that
the ethnoarchaeological data are particularly useful because there
is too much time and cultural distance between the groups being
compared.
NEW DIRECTIONS
How can we reconcile the different kinds of issues brought up in this discussion?
I have pointed out that there are substantial differences in Chinese and western models of society and its evolution and in the
way in which the functioning of the economy is visualized. From the western point of view, preconceived notions base on outdated theories of evolution of matriliny to patriliny will need to be
abandoned. At the same time, for the reasons covered above, it is
quite likely that early Neolithic societies in China were "matri
lineal," depending on how one uses this term.
Present attempts to study inheritance and descent from burial
data will not produce acceptable results because of the nature of
kinship and its linkage to material culture. Chinese Neolithic burials, however, may provide some important information on social
relationships because these burial customs do tend to "naturalize"
the relationships more than those of some other cultures. According to Hodder (1982a:209-210) material symbols in the burials can relate to social ranking in different ways, depending on the ideology of a
particular group. Social differentiation may be denied, domination
of one group may be supported, or the burial differentiation may
accurately reflect social differentiation. In this latter situation,
ideology tends to naturalize the actual social relations. To confirm
this, it is necessary to compare burial data with other cultural
aspects, such as architecture and personal adornment, because the
relationships between ideology and symbolization can take many forms. Not only in the Neolithic but also in modern times, Chinese
burial customs stress the inclusion of practical items of daily use
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Richard Pearson 29
for the continuation of daily life in the afterworld, according to the status of the person in this existence. This system contrasts
completely with the ritual in the Japanese Yayoi burials, for
instance, in which grave goods of a ceremonial and ritual nature
included emblems and ornaments. Because of this "practicality" of
burial expression associated with the enduring view of the Chinese
that life after death is an extension of daily, practical living, we
can reconstruct some aspects of ancient Chinese society with
confidence.
We may be able to make progress in understanding the nature of
ancient Chinese groups. Whether these are actually lineages or some
other form of corporate group is not clear. We know that lineages are of great anthropological interest in the study of modern China,
particularly in the southeast, but lineages are thought to have
become prominent in the Song, as a consequence of profound social
changes at the end of the Tang (Watson 1982:617). Watson also
states that graves did not become the locus of corporate and
ancestral rites until the Song (1982:617). Lineages are also known
to be of great significance to the ruling elite in the Shang (Chang 1980:165). Can their existence in the Neolithic be taken for
granted? I do not believe that we have proven the existence of
lineages from burial studies that have been completed so far. In the
future we may be able to examine the sizes and boundaries of social
groups, and their interrelationships, through studies of similar
styles of ceramic vessels, motifs or pastes, and shared artifacts, both within and among the sites. These studies will require proper
sampling procedures and examinations of whole collections, rather than simply the use of random cases.
Hodder (1986:88) states,
Within Old World archaeology, the vista has at times
opened up, of working backwards over the long term to find the common cultural core from which European societies and cultures developed.
This is an appropriate goal for Chinese archaeology, one that has
received relatively little attention. One such objective might be
the discovery of enduring principles of group organization, as they can be recognized from archaeology. In the historic period of
China, for instance, great continuity of sumptuary regulations
covering the size of coffins and the energy expended in burials can
be documented from the Warring States and the Han periods. Clearly in these later periods there is a tight correlation between
expenditure of funerary wealth and social power. Social stratifi
cation is clearly marked. In the absence of such stratification in
the Early Neolithic, we can focus on other aspects of social
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30 Chinese Neolithic Burial Patterns
organization, such as the division of labor and the size and nature
of work groups, which may suggest common threads in long segments of
Chinese history.
Our ethnoarchaeological material showed that the mortuary expression of groups' cohesiveness varied widely. However, it also
showed that when people were buried together, in clearly defined
spatial groupings, they were in fact lineage members. The actual
lineal, blood relationship does not seem to be as important as
shared labor. Emily Ahern's studies from Taiwan show that conferring ritual burial treatment and preparing a tablet in the ancestral
shrine depend not so much on kinship links as on the contribution of labor, land, or children to the ongoing lineage group (Ahern 1973:120 ff.). The right to full participation is not simply ascribed to males by birth or females by marriage into the lineage. She found that those who do not inherit rice land from their
forebears do not have such a strong obligation toward them. This may lead to the omission of rites for the dead, such as the preparation of an ancestral tablet. This group who share land and work together
may possibly be a useful interpretative unit at the archaeological level.
To examine the division of labor, and the size and composition of local groups, the internal structure of each cemetery is
important. Distribution of tools and ornaments by age and sex
should be examined, not to determine who had the most, but to
establish patterns of shared characteristics. Both the use of
objects and their styles would be of interest. The presence and
absence of painted ceramics, and their similarity of motifs, could
be particularly interesting. Are decorated forms of pottery shared
by spatially separated burial groupings or by age and sex groups? What kinds of ornaments occur together, and what is their intra- and
intersite distribution? This type of study should be linked to a
regional approach to the Neolithic, in which groups of sites within one local region and their interrelationships are the topics of
research. In my estimation, such an approach would be more useful
than the study of single cemeteries from the different corners of
China, from which it is impossible to follow systemic relationships.
A second type of study, focusing on the structure of burial
assemblages, is devoted to the discovery of associated types of
vessels that may have been used as ritual sets. The object is to
determine whether particular artifacts, such as vessels, are
associated with each other more often than we would expect by random chance. Bronze Age sites, such as Panlongcheng and Zhengzhou,
display prescribed sets of ritual vessels considered essential in
the performance of certain rituals (Thorp 1980:52). From an
intensive study of Early Shang burials, Thorp (1985:30-36) found
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Richard Pearson 31
that bronze vessels occurred in a basic syntax with several elaborations. The basic assemblage consisted of a pair of vessels,
jue and gu, that is a wine-mixing or pouring type and a wine service
type. This set was expanded in some cases to include a wine
preparation type and either a meat-cooking type or a wine storage
type. A further elaboration contained double sets of the jue and
gu. A final category, of the richest tombs, included bronze vessels
for meat cooking, grain steaming, grain service, water storage, and
wine storage, preparation, and service. In the simpler assemblages it is possible that some functions may have been met by ceramic
vessels (1985:35). Were there similar sets of artifacts in the
Neolithic? For the discussion below I rely heavily on discussions
with Peter Schumacher, Statistical Consulting and Research Labora
tory, Department of Statistics, University of British Columbia, and
his consulting report (Schumacher 1987).
In general, Chinese Neolithic burial assemblages became larger and more diverse in the later periods (Pearson 1981), but we do not
yet know much about the patterns that exist within these assemblages and their meaning. We might expect that as societies become more
complex, ritual behavior becomes more formalized and that this
pattern can be seen in the material objects used in the ceremonies.
In Bronze Age societies, it is common for priests and sumptuary rules to regulate the patterns of display. Can we determine the
beginnings of these patterns in the later stages of the Neolithic?
For a pilot project exploring this question, our first problem was to define what would constitute set behavior. Schumacher and I
decided on a working definition of set behavior: Set behavior
refers to the measurable tendency for certain kinds of vessels to
appear together in assemblages at a rate greater than we would
expect from their random cooccurrence, as if they were tightly associated in a ritual set. We constructed a hypothesis that burial
ritual required certain types of vessels to be buried together, in
order for a proper burial to occur. In defining the vessel types, the ritual function, that is, food serving dish, rather than
decorative style, is considered. From the evidence of Bronze Age sites cited above and from general descriptions of ancient
ceremonies (Chang 1976:131) it appears that a minimum set should
constitute containers for both food and drink and receptacles for
serving them. In defining set behavior we took the most conservative
view: a set constituted at least one vessel of each type or the
complete absence of the four types. Thus, multiple occurrences of
the same kind of vessel still constituted the same kind of set
behavior as single occurrences. I return to this point below.
I chose the well-known Dawenkou Middle Neolithic site of
Shandong and its three periods, Early, Middle, and Late, based on
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32 Chinese Neolithic Burial Patterns
the styles of artifacts and some stratigraphic interpretations
(Shandongsheng 1974). I postulated that a set of ritual vessels would include the ding tripod, dou footed serving vessel, hu liquid container, and bei cup. Table 1 presents the data from the three
periods giving the frequency of these four vessels and all other ceramic vessels, grouped together. I omitted multiple burials, burials with no ceramics, and ceramic objects such as lids and
spindle whorls, which were not vessels. For each period of Dawenkou, I counted the number of burials that have (1) at least one of each
artifact in the set or (2) none of the artifacts in the set; this
count is termed T.
The count of burials with apparent sets does not answer
directly the question of the existence of set behavior because it
is possible that all four types of vessels could occur together by chance, without any intention of creating sets. It is necessary, therefore, to characterize nonset behavior. This necessitates a
probability statement concerning the values of T itself. The
hypothetical model of nonset behavior has the following character istics. The vessels are independent of each other, their cooccur rence being determined by chance and also by their relative
frequencies. Also, the burials are independent. Finally, all burials are equally likely to contain a given artifact in a single trial. Because it is difficult to compute the value of T algebra ically, Schumacher used computer simulation.
He randomly generated tables according to the model of nonset
behavior, using Boyett's Algorithm (Boyett 1979) and the relative
frequency of the various vessel types for each period. For each table generated, the value of T was recorded. Thirty thousand tables were recorded, and from these an empirical distribution of T, the number of times T takes on various values, was created. The number of cases, out of 30,000, in which nonset behavior, one case, two cases, and so on, occurred, is shown in Table 2.
The statistical test for set behavior is the comparison of the observed value of T from the original data with the observed T under the model of nonset behavior. We calculated the P (probability) value for each burial period (Table 3). This is the chance of
having observed a value of T equal to, or more extreme than, the
one actually observed, under the model of nonset behavior. For
example, in the Early Period, the observed T is 14, and the chance of fourteen cases occurring under the model of nonset behavior is
929 + 447 +209+73+28+9+1, divided by 30,000, or 0.057.
Traditionally a P value of less than 0.05 or 5 percent has been taken to constitute sufficient evidence for a conclusion in favor of the alternative hypothesis, in this case the set
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Richard Pearson 33
TABLE 1
Distribution of ding (Tripod Food Container), dou (Serving Vessel), hu (Liquid Container), and bei (Cup) in the Dawenkou Site, Shandong
Early Period (n = 71)
7 8
11 12 14 18 19 20 23 26 27 28 29 30 32 33 34 38 41 43 45 48 51 52 53 54 55 56 58 59 61 63 65 66 71
Pot Type Total
No.
All of
ding dou hu bei Others Artifacts
2 2 10 1 6 2 1 3 0 3 9 1 1 3 0 2 7 0 1 2 0 0 3
2 1 2 0 2 7 1 1 0 0 0 2
4 110 1 7
3 2 10 1 7
1 0 0 0 0 1
1 1 2 0 0 4
11116 10
0 0 10 1 2
2 1 2 0 0 5 2 0 0 0 1 3 0 0 0 1 1 2 6 1 0 0 2 9 2 0 1 0 4 7
0 2 0 0 0 2
1 1 0 0 5 7
0 0 0 0 2 2
10 10 0 2 2 0 3 0 1 6
0 0 10 1 2 1 0 0 0 0 1
0 0 0 0 1 1 2 110 2 6 5 9 3 5 2 24 110 0 1 3 2 0 0 0 3 5 3 1 3 0 2 9 3 2 3 2 5 15 1 0 0 0 0 1 1 2 3 0 3 9 1110 0 3 10 10 1 3 0 0 0 0 1 1
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34 Chinese Neolithic Burial Patterns
TABLE 1 (cont.)
Early Period (n = 71)
No. of
Pot Type Total Cases of
No. Set
Burial All of Behavior
No. ding dou hu bei Others Artifacts (T) 73 110 0 2 4 76 3 10 0 1 5 78 4 1 5 1 2 13 x
79 00002 2 x
80 0 1 3 0 0 4 81 1110 2 5 82 110 0 0 2 84 0 1 1 0 0 2
86 1 0 0 0 0 1
87 10 10 1 3
88 1 0 0 0 0 1 89 0 0 0 0 1 1 X 90 1 0 0 0 0 1 91 10 0 0 1 2
94 113 11 7 X 99 1 2 2 0 2 7
101 0 10 0 1 2 102 3 3 2 1 4 13 x 103 2 1 0 0 3 6
106 1 2 0 0 3 6
107 12 0 0 1 4
108 0 0 0 0 1 1 x 109 1 1 0 0 0 2
110 2 2 0 0 0 4 111 2 14 12 10 x 112 3 0 0 0 2 5 114 10 10 0 2 115 10 2 0 1 4
116 12 10 1 5 119 0 0 10 1 2 120 10 10 0 2 129 4 3 0 0 5 12 130 1 1 3 1 3 9 x 131 112 0 2 6 132 110 0 0 2
Total 98 65 73 14 100 350 14
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Richard Pearson 35
TABLE 1 (cont.)
Middle Period (n = 17)
No. of
Pot Type Total Cases of
No. Set
Burial All of Behavior
No. ding dou hu bei Others Artifacts (T) 9 9 3 1 1 14 28 x
16 3 1 0 3 2 9 21 10 0 0 2 3 22 1 1 2 4 0 8 x 36 00002 2 x
42 1 0 0 0 0 1
44 0 0 10 1 2 46 0 0 1 0 0 1
49 110 14 7 67 6 1 2 2 2 13 x 75 5 1 4 2 9 21 x
93 0 1111 4 96 0 0 0 1 1 2 97 1 2 2 1 1 7 x 98 1 4 4 7 8 24 x
118 1110 2 5 121 10 2 0 5 8
Total 31 16 21 23 54 145 7
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36 Chinese Neolithic Burial Patterns
TABLE 1 (cont.)
Late Period (n = 24)
No. of
Pot Tvoe Total Cases of
No. Set
Burial All of Behavior
No. dina dou hu bei Others Artifacts (T) 2 0 0 3 0 2 5 3 2 0 2 7 8 19 4 1 1 1 2 5 10 X 5 0 1 1 2 1 5
10 5 4 14 13 45 81 X 15 1 1 2 1 1 6 X 17 2 1 1 3 5 12 X 24 4 1 2 2 7 16 X 25 1 3 6 19 9 38 X 47 4 5 7 27 13 56 X 60 1 2 17 8 4 32 X 64 0 0 2 8 0 10 72 0 0 4 4 11 19 77 0 0 0 1 2 3
100 1 1 2 2 1 7 X 104 2 0 3 1 5 11
105 0 0 2 2 0 4
117 1 0 23 18 7 49 122 2 1 2 1 1 7 X 123 1 1 2 0 6 10
124 1 4 2 1 1 9 X
125 3 1 4 4 5 17 X
126 2 12 17 3 27 61 X 127 1 1 1 1 1 5 X
Total 35 40 120 130 167 492 14
Source: Shandongsheng 1974:136-155.
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Richard Pearson 37
TABLE 2
Frequencies of T According to the Model of Nonset Behavior
lets
:urr
nr
1
2
3
4
5
6
7
8
9
10
11
12
13h 14
15
16
17
18 19
No. of Cases in 30.000 Simulations
Early Middle Late
1 3 8
16 196 93 1,386
371 4,318 1 919 7,724 27
1,883 7,723 242 3,064 5,336 1,197 4,154 2,639 3,701 4,781 882 6,519 4,647 214 7,760 3,847 20 5,863 2,758 4 3,101 1,767 1,200
929 320 447 59 209 8 73 2 28 9 1
Occurrence of all four types, or none of them.
^Sets occurring in burial samples.
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38 Chinese Neolithic Burial Patterns
Table 3
Summary of Results of 30,000 Simulations
Site Dawenkou Early Dawenkou Middle Dawenkou Late
Total no. artifacts 350
No. burials used 71
Observed T 14
P=Value (probability) 0.057
Comments Some evidence
of set behavior
145
17
7
0.30
No evidence of set behavior
492
24
14
0.01
Strong evidence
of set behavior
hypothesis. From Table 3, one can see that there is some evidence of set behavior in the Early assemblage, none for the Middle
assemblage, and strong evidence for the Late. In the Early
assemblages, six of the fourteen cases of set behavior consist of
empty sets, while in the Late assemblage there are no empty sets.
These results would lend support to the hypothesis that in the Late
Neolithic objects were deposited in sets to satisfy cultural
requirements. However, the trend is not progressive, from Early to
Late. Furthermore, the methods and assumptions require further
consideration.
The search for nonrandom associations of vessel types proceeds from some basic statements by A. Spaulding in his "The Dimensions of
Archaeology" (1960). Instead of the combination of vessels in
burials, Spaulding examined the combination of pottery character
istics on vessels. He investigated the number of cases of red grit
pottery jars which might be expected in 100 pots, if 50 were red, 35
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Richard Pearson 39
were grit-tempered, and 30 were jars. If these characteristics have
no tendency to stick together, the expected number of red grit tempered jars should be 50/100 x 35/100 x 30/100 x 100 = 5.25
(1960:443). In our case, the calculation of the probability is made
much more complex by the difference in frequencies of each charac
teristic in each burial and by the large number of attributes, of
which we are choosing only four. We generated a probability statement for the value of T under these more complex conditions.
The formulation of a testable hypothesis of set behavior has
encouraged us to think more about the meaning of a burial set and
has stimulated us to look at the configurations of the burials. In
cases of multiple occurrences of vessels can we separate out
distinct functional sets by their spatial layout or their style or
ware? Were sets made of a particular color or paste? Or was
material, color, and paste restricted to certain functional types, as suggested for the Shang (Chang 1976:142). Were sets composed of
single containers and multiple vessels?
Cone lusions
I have reviewed the interpretation of Chinese Neolithic burials
from the perspectives of Chinese Marxism and western symbolic
archaeology . At least three other perspectives should be mentioned
for the interested reader: a structural historical approach to
mortuary behavior (Keightley 1985), a cluster analysis of grave
goods to show social groupings (Kingscott 1983), and an analysis of
energy expenditure and social complexity (Pearson 1981).
I found that attempts to determine relative power of males and
females, matriliny, patriliny, and rules of inheritance were flawed
because we cannot derive these from simple counts of grave goods or
layout of cemeteries. From a survey of horticultural societies around the world, it may well be true that Early Chinese Neolithic
societies were indeed matrilineal, but this cannot be established
from burial data. It is possible that the ideology of prehistoric and ancient China "naturalized" social relationships in burial
symbolism and that the social relations of the living were expressed without mystification in burial. However, from the symbolist point of view this must be established, not assumed.
I do not believe that a Marxist approach must be discarded, but I found that western Marxist anthropologists have diverged a great deal from Morgan and Marx in their approach to preclass societies.
Chinese archaeologists may wish to evaluate their approaches in the
light of these advances. At the same time, a shift toward the
examination of patterning within burials may be a useful method of
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40 Chinese Neolithic Burial Patterns
analysis. Complementarity of different use-types of vessels or of
motifs may bring us insight into ritual and social groupings. Studies that require the location of every object in every grave or
the painted motifs of every decorated vessel may not be possible from the standard archaeological reports and may require fresh
scrutiny of burial assemblages. Although I recognize the valuable
contributions of the symbolic approach in questioning earlier naive
interpretations, I personally find it too subjective. Perhaps there
are ways of regarding the meaning of motifs, vessel form, and
spatial arrangement that use the methods of science in archaeology and are testable on sets of independent data from the same site. I
have attempted to use such an approach in the final part of this
paper.
I am grateful to archaeologists in China for their commitment
to social archaeology and for their attempts to find new ways of
interpreting their rich heritage.
Department of Anthropology and Sociology
University of British Columbia
Vancouver BC, Canada V6T 2B2
NOTES
1. This article is a revised and expanded version of a paper
presented at the Conference on Early China and Social Science
Generalizations, Airlie House, Virginia, 21-27 June 1986, sponsored
by NAS/CSPRC and funded by NEH and the Wang Institute. It was
submitted in final form on 23 January 1988. I thank Peter
Schumacher, Statistical Consulting and Research Laboratory, Department of Statistics, University of British Columbia, for
undertaking the statistical analysis presented in the final portion of the paper. The statistical analysis was presented in preliminary form at the Conference on Ancient Chinese and Southeast Asian Bronze
Age Cultures, Kioloa, NSW Australia, 8-12 February 1988.
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KW Kaogu yu uenwu
HU Hennu
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Richard Pearson 41
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