Chemical Product Design PartI Speciality Chemicals

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    Chemical Product Design

    Specialty Chemicals

    Chemical Products

    Chemical Products can be convenientlyseparated into three categories (according toCussler and Moggridge)

    - Micro- andmacrostructuredproducts

    - Specialty chemicals- Devices for chemical

    changes

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    What is different in specialty design?

    Microstructured Products- The design of microstructured

    products usually depends onphysical operations and physical

    chemistry

    - The design of structured productsrequires knowledge about

    operations that create and controlmicrostructural development

    - Microstructured products oftenstart from several pure

    components

    Specialty Chemicals- The design of a specialty

    chemical usually starts with aknown reaction

    - The design process involves

    then first the verification of thesynthesis

    - The second design step is thento develop the reaction

    engineering needed

    - Separation techniques in relation

    to the involved costs are a keyelement of specialty chemical

    design

    What is a Specialty Chemical?

    Specialty Chemicals have a high added value

    Specialty chemicals are produced in smalleramounts

    Antibiotics,Selling at 10/kg

    Toluene,Selling at 0.20/kg

    Source:Agricultural waste at

    0.01/kg

    Source:Alkanes at 0.15/kg

    Specialty chemicals< 106 kg/yr

    Commodity chemicals> 107 kg/yr

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    What is a Specialty Chemical?

    Specialty Chemicals are regularly produced inbatch processes

    The reactors used are normally not optimizedfor one process, but designed to be flexiblyused for different products

    Scale-up of chemical products needs to be fastas the time-to-market is critical for specialtychemicals with a short life cycle

    - Scale-up needs to be robust. For product designsincluding clinical trials the final process must be thesame as for the products tested clinically

    What is a Specialty Chemical?

    The idea selection is regularly relatively simple(it is just a chemical to choose)

    The establishment of the final productspecifications is for speciality chemicals oftenthe time consuming (and expensive) step

    In the following we will focus on these finalsteps of the chemical design process, as theseare for speciality chemicals the important ones!

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    Extending Laboratory Results (overheard from dialogue between a chemist and an engineer doing

    product design of a specialty chemical, a steroid that can be used in

    birth control pils)

    Chemist: This is an easy reaction which anyone intelligent should be ableto run. I just dissolve the crude steroid in methylene chloride and then add

    n-butyllithium. The reaction is ... Wait, let me put it in terms you'll

    understand. At -40C,

    A + B AB.

    You cannot run too long because there is a side reaction:

    AB +B AB2.

    I then add acetone, which knocks out the product (i.e., causes it to

    precipitate). I decant the solvents and add DMF (dimethylformamide) toredissolve it. Then I add water to make the alcohol:

    AB +H2O AOH + BH.

    Extending Laboratory Results Chemist: All these reactions are pretty exothermic. Still, they run easily,

    though the overall selectivity is often low, around 40%. You shouldn't have

    any trouble getting that higher.

    Engineer: Why is the selectivity so low?

    Chemist: I don't know. It often is in reactions like these.

    Engineer: How much does the temperature increase?

    Chemist: Quite a lot. Even at -40C, you can see the temperature jumpwhen you add the n-butyllithium. However, I've kept the temperature rise

    small by running the reaction in an acetone-CO2 bath. Sometimes, I've kept

    it from jumping too much by turning off the stirrer for a while.

    Engineer: Can you use any different solvents? Chemist: I don't know. You probably can't replace methylene chloride; it

    really is the best for these reactions.

    Engineer: You remember that it's viewed as a dangerous carcinogen.

    Chemist: Yeah, but lots of chemicals are dangerous.

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    Extending Laboratory Results Engineer: Could methylene chloride be replaced with butyl acetate?

    Chemist: I don't know. Look: I really like methylene chloride. It works really

    well and I think you'll have trouble replacing it.

    Engineer: Did you ever check for the maximum temperature rise in this

    reaction?

    Chemist: No, but it could be big, enough to boil the solvent. But you can slow

    the reaction by shutting down the stirring. .

    Engineer: Does that work if the reaction mixture starts to boil?

    Chemist: I don't know. My experiments never boiled.

    Engineer: Why do you always run in a round-bottom flask? You could get

    faster conversion in a tubular reactor.

    Chemist: Look, I need to slow the reaction down, not speed it up. When it

    runs too fast, it makes too much by-product. Then the product goes brown, notwhite, like it probably should be.

    Extending Laboratory Results Engineer: How can you remove the color?

    Chemist: I don't know. Sometimes activated carbon works on problems like

    these.

    Engineer: Can you try to get any purification when you make the acetone

    knock-out?

    Chemist: You mean add the acetone slowly so that you get purer crystals?

    That's a good direction to go, though it's hard at -40C. I didn't do it,because I was just trying to rough out the process chemistry.

    Engineer: Did you measure the purity of that intermediate precipitate?

    Chemist: No. I don't think it is that important.

    Engineer: How did you separate the product? The one after hydrolysis. Chemist: Actually I didn't. I just ran the solids that were knocked out and

    hydrolyzed through the HPLC. I knew where the peaks should be because

    of earlier experiments using combinatorial chemistry.

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    Extending Laboratory Results Engineer: Do you know how to purify the product?

    Chemist: Sure.

    Engineer: I mean at large scale.

    Chemist: But that's your job. I finished this one, and I did it right. I've got

    other reactions to run. Come back and see me if you need help. This isn'thard. See you later.

    (this ended the discussion)

    What can theEngineer learn from this conversation?

    He must scale up a highly exothermic reaction whoseselectivity is strongly temperature dependent.

    The reaction is possibly mass transfer controlled,because its rate depends on stirring.

    The separation of the reaction products will include rawmaterials and the results of side reactions. Separation byadsorption (the basis of chromatography) works, at least

    on a small scale.

    Solvents are important, but largely uninvestigated.

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    What to do next for the Engineer? In a case like this, the engineer must first check the

    chemist's results.

    - He must repeat the reactions in round-bottom flasks, carefully

    watching the temperature versus time.

    - He should imitate the way that the chemist combines the reagents

    - He should use the same solvents, even the methylene chloride.

    - He should separate the products by HPLC.

    In most cases, he will not initially get results that are asgood as the chemist's, a result of the chemist's greater skilland of the inadvertent omission of nuances of chemical

    technique. But eventually, he should equal or surpass the chemist's

    laboratory results. He is then ready for the reactionengineering.

    Reaction Engineering

    We have duplicated the chemist's results

    We now need to consider the speed and theselectivity of the chemical reaction.

    The chemist has shown that this synthetic routeis possible. We need to discover how much it canmake

    We begin by seeking the rate-limiting steps of

    the various reactions. In many cases, the limiting reagent will be the most

    expensive material, and the excess reagents will be cheaper.

    However, in some cases we may use the expensive reagentin excess to minimize the side reaction

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    Reaction Engineering Determining the rate-limiting step is detailed in

    texts on chemical kinetics!

    - Normally, we will want to know the effect of changingthe concentration of the limiting reagent (in order todetermine the order of the reaction)

    - We then measure how the rate changes withtemperature and with stirring.

    Separations for Specialty Chemicals

    Separating and purifying are often complicated by thetendency of specialty chemicals to be produced at highdilution

    Separations of mixtures of dilute chemicals usuallyinvolve two groups of problems:

    - First, we must plan in what sequence we intend to separate thevarious compounds in our reacted mixture.

    - Second, we should review the types of separation processes

    that are most likely to be useful for these products. (Attractiveprocesses usually do not include distillation, which is a major

    difference from commodity chemicals)

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    Separations for Specialty Chemicals

    Separating specialty chemicals will normally begin withthe contents of a batch reactor. These contents will befed to generic separation equipment to produce perhaps10-100 kg of product.

    The following heuristics can guide how to proceed (givenin their approximate order of importance):- Concentrate the product before purifying.

    - Remove the most plentiful products early.

    - Do the hardest separations last.

    - Remove any hazardous materials early.

    - Avoid adding new species during the separation. If you must add them,remove them promptly.

    - Try to avoid extreme temperatures by using different solvents.

    Concentrate The Product Before Purifying

    The first step in any separation train shouldfocus on taking the dilute feed and concentratingboth the product and the principal impurities

    This heuristic gains considerable support from a

    graph of product concentration in the feedversus product selling price (the Sherwood plot).

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    TheSherwood

    Plot

    The Sherwood Plot

    The implications of the Sherwood plot are that

    - the volume of a specialty chemical reactant solutionhas roughly a constant value, independent of thevalue of the contained chemical

    - concentrating the product is probably more important

    than separating it from the solution.

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    Remove the most plentiful products early

    Do the hardest separations lastRemove any hazardous materials early

    These three heuristics (also often given forcommodity chemical separation!), are bestunderstood by imagining the sorting of tablewareremoved from a big dishwasher:- We separate the sharp knives first because they can cut us; they

    are a potential hazard.

    - We sort the forks and spoons early, because there are a lot of

    each and because the separation is easy.

    - We separate Aunt Evetta's spoons last because they look similarto some of the other spoons.

    Avoid adding new species

    We will need to add new species in many specialtychemical separations.

    - We will add solvents to extract many fine chemicals from the

    original extraction mixture.

    - We will use adsorbants, especially ion exchangers, forpurification.

    - We will add detergents to lyse cell walls and hence release

    precipitated proteins that are of therapeutic value.

    However, the caution that we remove these addedspecies quickly is the real message of the heuristic.These added species will be much harder to remove themore we close onto the final product.

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    Try to avoid extreme temperatures

    by using different solvents High temperatures can decompose many specialty

    chemicals, but low temperatures can be expensive.

    In many cases, we can avoid these challenges byswitching solvents.

    In doing so, we will have trouble getting help from thesynthetic chemists, who will normally have identified afew that work well and will not be sympathetic with ourefforts to change reaction conditions in order to make the

    purification easier. In addition, we must remember that our choice of

    solvents is more binding than normal, for it may violatethe manufacturing procedure approved by clinical trials

    The most useful Separations

    Fractional distillation is usually not important for speciality chemicalsbecause these tend to have low volatility and to be thermally unstable.

    (However, it is the most important separation process for commoditychemicals. This process is basic to the estimated 40,000 columns thatconsume about 6% of the energy used in the USA!).

    Fractional distillation will be important to many peripheralsteps in specialtymanufacture, including the recycle and reuse of solvents.

    One method of distillation that is quite common for specialty chemicals issteam distillation

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    Steam Destillation In this method a temperature-sensitive organic that is only partially

    miscible in water is distilled from a two-phase liquid mixture.

    The presence of the aqueous rich phase lowers the boiling point andallows distillation of the organic phase (with a high boiling point) without

    its decomposition.

    Steam distillation is the most common method of obtaining extracts fromplants.

    The vapour pressure for two liquids can be approximated as:

    Because the boiling point is the temperature at which the total vapor

    pressure equals the external applied pressure, this implies that theboiling point of the two-phase mixture is lower than both the boilingpoints of the individual components.

    (single phase system)(two-phase system)

    Thus even relatively nonvolatile species can be steam

    distilled at a temperature lower than the boiling point ofwater.

    Moreover, once the distillate is condensed, the twoliquids separate out again and so the removal of theadded water is easy.

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    Extraction In extraction, we begin with the dilute solution containing the

    specialty product produced by our batch reactor.

    We contact the solution with samples of solvent in which the product

    is more soluble (we thus concentrate the product, not necessarilyselectively).

    If the relative solubility (the solubility of the product in the original

    solution relative to that in the extraction solvent) is small, then thatsolvent (extractant) is a good choice

    For the product 1 in equilibrium between solvent and feed we have

    And the partition coeffiecient:

    Extraction

    To identify mwe recognize that for saturation in the feedand solution we have

    and therefore for the partition coefficient:

    In order to seek for efficient extraction we should look forlow relative solubility

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    Extraction The second key to extraction is to estimate how much separation we

    can get in a single batch:

    Combining with the partition coefficient, m, we find the fraction

    extracted, f, is given by

    Again, it should be noted that a small value of mwill give a large

    fraction extracted

    Feed volume

    Initial feed solute concentration

    Feed solute concentration

    Solvent solute concentration

    Solvent volume

    The Soxhlet Extractor

    Multiple batchextractions and up-concentration in a singledestillation unit

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    Extraction Extraction can also be used as a means of purification

    This commonly makes use of mixer-settlers, consists of one stirred tank, calledthe mixer, into which both phases are pumped. The resulting emulsion of the

    feed and solvent phases is then pumped to a second unstirred tank, called the

    settler, where the two phases are allowed to separate.

    When used for purification, the mixer-settlers are often arranged in a staged

    cascade (for simplicity, we assume an aqueous feed and an organic solvent).

    Stages 2 and 3 concentrate the product, removing it from the aqueous stream

    into the organic extract.

    Stage 1, however, dilutes the product because of washing the feed with the pure

    solvent. But, although Stage 1 dilutes the product, it also purifies it, preferentiallywashing away impurities.

    The price of this purification is dilution.

    Adsorption In adsorption, a feed containing the product is contacted

    with a solid adsorbent.

    Because the adsorbent is usually micro-porous, it has alarge surface area on which it can adsorb the product.

    These solute-surface interactions are frequently moreselective than the solute-solvent interactions that occurin extraction. Thus adsorption is especially effective forproduct purification, though it can also be used forproduct concentration.

    Like extraction, adsorption is conveniently discussed asthree topics:

    - how we choose the adsorbent,

    - how it will work in batch, and

    - how we will use it to purify the product.

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    Adsorption

    There are three common classes of adsorbents:- Carbons have non-polar surfaces that adsorb non-polar solutes.

    They are manufactured from a variety of sources, including coke,wood, and coconut shells (Carbons made from a mixture of

    sawdust and pumice are often used to remove color from finechemical solutions).

    - Inorganic adsorbents center on activated alumina and silica

    gels, both of which are used as dessicants. These materialshave polar surfaces, and so tend to be more effective for polar

    solutes.

    - Synthetic polymers including ion exchangers. Although ionexchangers are most often designed to capture multivalent ions

    in exchange for monovalent ones, they are often remarkablyeffective for selectively adsorbing high value-added solutes suchas drugs and pigments (Often, the desorption to regenerate the

    ion exchanger can be more selective than the originaladsorption).

    Adsorption

    The choice of the adsorbentdepends on experimentalmeasurements of theequilibrium between productadsorbed versus product insolution.

    These experimental results,called isotherms, are oftenpresented graphically.

    Isotherms are often nonlinear,implying that thethermodynamics is morecomplex than that responsiblefor the partition coefficient usedin extraction.

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    Adsorption Isotherms give the solute volume per volume of adsorbent, q1, as a

    function of the final solute concentrations in the solution, y1. This means for a batch absorption with a mass balance

    where Vis the volume of liquid solution and W is the volume of

    adsorbent, that at equilibrium the solute concentration is lower thanthe initial feed concentration y10

    A simple way to describe the isotherm mathematically is for example

    the Freundlich isotherm,

    where Kis an equilibrium constant and the exponent nis less than

    one for a favorable isotherm. In practice such batch adsorptions are uncommon.

    - One case in which batch adsorption is used concerns the recovery ofextracellular products such as antibiotics from a fermentation broth. By droppingthe adsorbent directly into the broth, we can adsorb the product directly andavoid the sometimes difficult filtration of the broth.

    Adsorption A more common way to do adsorptions is to put the adsorbent in apacked bed, and to pour the feed solution through the bed.

    In this way the adsorbent is in equilibrium with the feed concentration and

    not with the smaller depleted batch concentration (this means that we arehigher up the isotherm and the adsorbent adsorbs more).

    If we feed the product solution into a packed bed, in an ideal case the

    product will always adsorb until the adsorbent is saturated. This results ina zone of the bed, fully saturated with solute, which grows with time.

    When the bed is totally saturated, the exiting concentration will jump from

    zero to the feed concentration ("breakthrough curve)

    time when the solute starts

    to flow out of the bed

    time when the bed isfully saturated(exhausted)

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    Adsorption

    Unfortunately, packed beds do not show these ideal stepchanges in their output. Instead, the concentration profile withinthe bed is dispersed, caused by

    - non-instaneous absorption that is in competition with transportthrough the bed

    - inhomogeneities in packing

    - Taylor dispersion

    - axial diffusion.

    Because the breakthrough is not a step function, we will need to

    use more adsorbent than the ideal minimum needed. One approximate way to estimate this amount is as a "length of

    unused bed l',"which can be described as

    Adsorption Interestingly, l'is independent of the length of the bed l

    This is counterintuitive, as we would expect the concentration profileto spread more the longer the bed and therefore the longer theresidence time in the bed is

    However, most isotherms are favorable; they adsorb more stronglyin dilute solution than in concentrated solution (the bent shape of theisotherms)

    Any solute that strays ahead of the profile is more likely to be

    adsorbed and thus retarded, and any solute that lags behind tends

    to flow ahead more quickly. The result is a concentration profile thatis self-sharpening and tends to become more like a step function.

    This tendency of adsorption to correct its own dispersion, makes itone of the key separation processes for specialty products

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    Crystallization and Precipitation

    The third important separation process forspecialty chemicals is crystallization, and itsbastard cousin, precipitation.

    - Precipitation is usually a poorly controlled process,done quickly to concentrate the product, to facilitateits isolation.

    - Crystallization is done much more slowly, and aims atdramatic purification. It is often the penultimate step in

    specialty separation, followed only by drying.

    Precipitation Precipitation is triggered by adding a nonsolvent to the solution. The nonsolvent is misciblein the solution, but causes the product to

    precipitate because its free energy in solution is increased above that

    of the solid product.

    Nonsolvents normally have a very different polarity to that of theproduct, resulting in some general heuristics:

    - if the feed is aqueous, the nonsolvent may be acetone or t-butanol

    - the feed has a solvent such as ethanol, the nonsolvent is usually water

    - If the feed is potentially ionic, the precipitation can be effected by excesssalt

    Furthermore:

    - Precipitation increases as temperature decreases.

    - Precipitation of high molecular weight products is easier than of lowmolecular weight ones.

    - Precipitation tends to be easier if many solutes are present.

    - Precipitation from water is easier when the ionic strength is around 0.1 M.

    For more exact results, we must depend on experiment.

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    Crystallization

    Crystallization tries to purifythe product, not just toconcentrate it, and is therefore one of the most importantseparation processes for specialty chemicals

    Crystallization aims at large crystals, that are easier towash and filter (normally the next steps in the separation).

    Crystallization depends on three key factors:

    - Solubility variation with temperature and solvent composition (an

    equilibrium factor parallel to the partition coefficient for extractionand the isotherm for adsorption).

    - Second, crystallization depends on the crystal growth rate.

    - Third, crystallization depends on the "cooling curve."

    Solubility Variation

    Usually, the solubility increases as temperature increases.

    By reducing the temperature or changing the solventconcentration, we can potentially initiate crystal formation.

    Solutions can often contain more solute than that presentat saturation. Such supersaturated solutions arethermodynamically unstable, however, they can bemetastable, a result of the surface energy of small crystals

    To overcome the thermodynamic barrier of metastability,larger seed crystals can be added to start the crystalsgrowing in the supersaturated solution. Ideally, theseseeds will be of pure product.

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    Crystal Growth Rate The crystal growth rate is, in many instances, controlled by diffusion,

    and is described by

    where Mis the crystal mass, A is the total crystal surface area, kis a

    mass transfer coefficient, and c and c* are the solute concentrationactually in the solution and at saturation, respectively.

    The crystal area, A, varies with the crystal mass, M. Assuming

    (simplified) spherical crystals we obtain the growth rate of a singlecrystal G, that is independent of crystal size and linearly dependent

    on the degree of super saturation.

    The Cooling Curve

    In order to control the size and purity of product crystalsin a batch crystallizer we normally aim at a constantgrowth rate G.

    Since Gis the product of the mass transfer coefficient,kD, and the degree of product supersaturation, (c- c*)and since the coefficient kDdoes not change much withtemperature we have to control the crystal growth ratevia the temperature dependence of c*.

    We have seen from the solubility variation that c*decreases with decreasing temperature. Thus for aconstant crystal growth rate we want to cool, since cisdecreasing over time, so that (c- c*) is staying constant !

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    The Cooling Curve

    We can calculate now the necessary temperature variationwith time in order to keep Gconstant (the cooling curve)

    initial temperature

    final temperature

    seed mass

    maximum possible crystal mass minus seed mass

    dimensionless time

    final crystal radius

    seed radius

    final time

    An Example: Penicillin Purification This classic process is the model

    for a huge group of antibiotics,including cephalosporins, which

    are based on -lactams. Thesemolecules can be made either

    chemically or microbiologically.

    In the microbiological route,mutants of Penicillium

    chrysogenumare grown in 100 m3

    aerated fermenters that are

    charged primarily with lactose,corn steep liquor, and calciumcarbonate.

    After about 7 days, the broth

    contains perhaps 80 mg/L ofpenicillin.

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    Penicillin Purification

    How to isolate and purify the penicillin from the broth?

    Key to this purification is the recognition that penicillin is acarboxylic acid. When the pH is above about 5.5, theCOOH group ionizes to COO- and the penicillin becomeswater soluble. When the pH is below 5, the COOH groupremains protonated, and the penicillin is more soluble inorganic extraction solvents

    The first step is to separate the penicillin containing brothfrom the large biomass of micro-organisms. Because

    normal filters tend to plug, this separation involvesadsorption of the microbes on diamataceous earth (Filter-Aid) and then filtration

    The clarified broth is acidified and then extracted with amyl acetate.

    Because the acid form of the penicillin is less stable, this extraction shouldbe as fast as possible. (The first amyl acetate extract is decolorized byadsorption on activated carbon)

    Then the amyl acetate is extracted with water at pH 7.5, so the productmoves back into the water.

    This entire process is repeated until the penicillin is concentrated perhaps100 times.

    The last aqueous extract may be dried as a crude product before it isredissolved

    Finally, butanol is added to the aqueous penicillin solution under a defined

    temperature profile to precipitate crystals of sodium or potassium penicillin