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CHAPTER 2
REVIEW
OF
LITERATURE
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Re view of Lite rature
CHAPTER 2
2. 1
2.2
2.3
2.4
2.5
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Review of Literature
2.1 DIRECTLY COMPRESSmLEADJUVANTS
Armstrong [I] examined the issue of less frequent use of direct
compression as compared to wet granulation for tablet production. He
suggested guidelines for selection of diluents. He reported that flow,
consolidation, aggregation under pressure and ejection are vital properties
that affect the selection of diluents for direct compression. Direct
compression requires more stringent demands on particle properties like
particle sbape, size, flowability, etc.
Jivraj et al. [2] reviewed various useful direct compressible diluents. They
stated that the bumble tablet dosage fonn still accounts for more than
80% of all dosage forms administered to man. The review outlined the
various excipients that have been used as fillers in direct compression
formulations, with particular emphasis on what is expected from such
excipients in terms of their functionality. They intended that the overview
(which is by no means exhaustive) will serve as an 'aidememoire' to the
fonnulation scientists.
Voort and Bolhuis [3] reported in their articles that the ability of a
powder to compact into tablets is dependent on a balance between the
plastic deformation and brittle fracture properties of the powder particles.
For proper bonding forces, plasticity is necessary to sufficiently reduce
the distance between adjacent particles. A brittle fracture is required to
reduce sensitivity towards lubricants. As this balance is not perfect in
virtually most of all materials, modem directly compressible materials are
treated and are made up agglomerates of fine particles produced by
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Review of Literature
granulation, spray drying or co-processing. Some of these fine particles
are plastic and agglomerate formation introduces brittleness, making
tablets both strong and insensitive to lubricants.
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Review of Literature
2.2 DIRECTLY COMPRESSmLE CELLUWSE
Reimerdes [4] surveyed the range of options open to optimize excipient
performance in co-processing of excipients or drugs and excipients. The
various co-processed excipients such as LudipressR, CellactoseR
, Di-PacR
and MannitabR were studied. The co-processed material of lactose and
cellulose, which is known as Cellactose", was found to have excellent
tableting characteristics. Co-processing is an interesting method because
the products are physically modified in a special way without losing their
chemical structure and stability. The rheological properties of lactose
were improved by co-processing it with Eudragit.
Diltgen et al. [5] examined the powder and tableting properties of
different brands of microcrystalline cellulose and correlated the tableting
properties with the crystallinity of the cell uloses. The study helped them
to choose a material for direct tableting.
Armstrong et al. [6] studied the mechanism of consolidation of diluents
and concluded that an ideal diluent should compose of fragmenting and
deforming components to obtain the advantages of both mechanisms.
They studied the properties of a new commercially available directly
compressible diluent-CellactoseR It is a co-processed one-body
compound of granular shape consisting of three-quarters lactose and one
quarter cellulose. It cont$s a fragmenting component (lactose) and a
substance that consolidates primarily by deformation (cellulose). They
studied the relationship between applied pressure and tablet tensile
strength for mixtures of CellactoseR and ascorbic acid. They concluded
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that CellactoseR gives more porous tablets at the studied pressures with
greater strength.
Jeffrey and Reigate [7] developed silicified microcrystalline cellulose to
circumvent the problem of loss of compressibility of microcrystalline
cellulose during wet granulation which leads to an increased need of
binders. Silicification of microcrystalline cellulose resulted in enhanced
flow and compactibility compared to untreated microcrystal line cellulose
in direct compression and wet granulation. This also leads to
improvement in drug content uniformity, reduction in tablet size and the
ability to utilize poorly compressible drugs without need for granulation.
Vijay Kumar et al . [8] evaluated the tableting characteri stics of low
crystallinity celluloses (LCPC-700, LCPC-2000 and LCPC-4000) and
compared their performance with those of Avicel PH- 102 and Avicel PH-
302. Low crystall.inity cellulose (LCPC) is a direct compression excipient
prepared by reacting cellulose with 85% w/w phosphoric acid. They
concluded that LCPC-4000 was the most ductile material and exJ'ibited
the highest compression and compaction characteristics. The
corresponding properties of LCPC-700 and LCPC-2000 were comparable
to that of Avicel PH-I02 or Avicel PH-302.
Ming-Thau S. and coworkers [9] evaluated the effect of manufacturing
factors on the material properties and functionality of microcrystalline
cellulose. The results demonstrated that the desired material properties
and functionality of microcrystalline cellulose can be obtained by
manipulation of the manufacturing factors using proper polynomial
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Review of Literature
equations. The key factor was identified as temperature of manufacturing.
They reported that the functionality could be quantitatively predicted by
material properties. The key material property was identified as molecular
mass in controlling microcrystalline cellulose functionality. They
concluded that the careful control of temperature during the manufacture
of microcrystalline cellulose might minimize inter-batch variation. The
correlation of the material properties of microcrystalline cellulose
products with their functionalities might help the formulation designer to
rationally select proper microcrystalline cellulose products. The universal
harmonization of microcrystalline cellulose products might be achi eved
by the regulation of their molecular mass, surface roughness, and
roundness.
Nadaa and Oraf [10] developed Vitacel M80K, a cellulose powder coated
with 2% colloidal silica, as direct compressible vehicle (DCV). They
investigated the performance of Vitaeel M80K, in comparison with a .
laboratory prepared vehicle (ELC+) consisting of a mixture of Elcema
POSO (ELC) and 2% Aerosil, microcrystalline cellulose (MCC) and
Avicel PH 101. Bulk density, flow and surface characteristics of the
direct compressible vehicles were determined. Tablets were prepared by
direct compression using various drugs: ascorbic acid (fine and coarse
crystals), cirnetidine, and paracetarno!. Tablets prepared with Vitacel
M80K showed less weight variation than those prepared with Avice!.
Ascorbic acid-Avicel tablets were slightly harder than those with Vitacel
M80K. However, in the presence of either cirnetidine or paracetamol,
M80K resulted in the production of tablets with maximum hardness. In
most cases, except with paracetarnol, Vitacel M80K produced tablets
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Review of Literature
with slightly higher friability in comparison to A vicel, while ELC+
showed maximum friability. Vitacel M80K-paracetamol tablets showed
the minimum friability values and highest hardness sensitivity towards
increase of the applied compression force between 5 and 35 kN. Vitacel
M80K-containing formulations showed better hardness tolerance upon
the addition of magnesium stearate. Disintegration times for most tablets
were relatively short « 5 min).
The effect of compressional force on the crystallinity of low crystallinity
cellulose (LCPC), microcrystalline celluloses (AvicelR PH-IO I, PH-I02
and PH-302 grades) and powdered cellulose (Solka Floc BW-lOO) was
been investigated by Vijay Kumar and Kothari [II]. Microcrystall ine and
powdered cell uloses showed an increase of about 10% in their
crystallinity, compared to the values for the corresponding powders, at a
compression pressure of 5- 10 MPa. The increase in the crystallinity of
LCPC was gradual and reached the maximum value of 5% at a
compression pressure of 15 IvfPa. Further increase in compression
pressure to 77 MPa had no effect on the crystallinity of LCPC, Avicel"
PH-tol, AvicelR PH-302 and Solka Floc BW-toO. AvicelR PH-I02, on
the other hand, showed a decrease in crystallinity at 15 MPa. Beyond 15
MPa, however, no statistically significant change in the crystallinity of
the product was noted.
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Review of Literature
2.3 DIRECTLY COMPRESSffiLE LACTOSE d( Lf -<- L1
Hwang and Peck [12] used lactose, starch, microcrystalline cellulose and
dicalcium phosphate as tablet and capsule fillers. They studied the effects
of the lubricant level, lubrication time and the compression speed for the
fillers. The crushing strength of lactose tablets was sensitive to the
lubricant level and compression speed, but the flowability was sufficient
to accommodate the increase in compression speed . For dicalcium
phosphate, higher lubricant levels decreased flowability and
compactibility, but increased lubricity.
Fell and Newton [13] studied the compaction properties of spray-dried
and crystalline lactose. The tensile strength of tablets prepared using the
two forms of lactose was compared by means of compression test. The
results illustrated a linear relation between tensile strength and
compaction force for the samples under the test conditions. The tensile
strength of the compacts increased with a decrease in particle size. The
results illustrated difference in the tensile strength of compacted
crystalline and spray-dried lactose, which could be related to the various
tableting characteristics of the two forms oflactose.
Lerk and coworkers [14] transformed a-lactose monohydrate into
products with decreasing water content to modify lactose to an excipient
with high flowability, good compactibility and stability. Dehydration was
performed by thermal treatment and by desiccation with methanol. The
desiccation with methanol gave a much steeper increase in crushing
strength. However, thelmally dehydrated samples showed strong increase
in binding property with a decrease in water content. Scanning electron
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Review of Literature
microgJaphs illustIated the change of single particles into aggregates of
anhydrous lactose. The researcbers concluded that the thellnal
dehydration or desiccation by means of organic solvent like methanol can
convert crystals of alpha lactose monohydrate into a stable anhydrous
product with much increased binding capacity and excellent f1owability.
Wong et al. [IS] assessed the compression characteristics of single crystal
of a-lactose monohydrous and a - lactose anhydrous in two ways: a) by
indentation testing and b) by the use of novel single crystal compression .
They observed that the a -lactose monohydrous crystals were hard, elastic
and strong. Compression caused breaking off of both small and large
fragments from the crystals. The anhydrous form was found to be so ft,
less elastic and weaker.
Gunsel and Lachman [16] prepared tablet formulations using spray dried
lactose and conventional lactose in their study. The granule were
compared for particle size distribution, flow properties and moisture
content. The tablets were evaluated for hardness, friability, disintegration
time, weight content and color development at room temperature, 40°,
50° and 60° C for 12 hr. They concluded that the tablets made from spray
dried lactose exhibited better pbysical qualities in terms of crushing
strength, friability and disintegration time, but they were found to be
more susceptible to color development following storage at elevated
temperatures.
Batuyois [17] used directly compressible grade of anhydrous lactose as a
diluent in his investigation. It showed faster dissolution rate because no
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Review of Literature
colloidal binders (e.g. starch and gelatin) were used in granulations. The
results indicated good tablet content unifonnity and little weight variation
during the three-day compression period during which 5,00,000 tablets
were made at various speeds (upto 3500 tablets per min). The appearance,
hardness and friability of the tablets were reported to be excellent. High
temperature, high humidity and direct sunlight did not affect the tablets
chemically or physically.
Mishra and Rao [18] studied the modifications of lactose to provide
cheaper indigenous directly compressible lactose by thermal treatment of
lactose. The thermally modified lactose was prepared by drying
supersaturated aqueous solution of lactose in a paraffin bath . The
thermally modified lactose was evaluated and compared with
commercially available directly compressible lactose. The results
indicated that the flow properties of thennally modified lactose were
ranked below those of directly compressible lactose, but were better than
the parent material.
Mishra and Rao [19] prepared modified lactose by spray drying oflactose
slurry containing guar gum. The product consisted of agglomerates of
alpha lactose monohydrate held together by amorphous lactose and guar
gum. It was found to have better flow properties as well as compression
characteristics as compared to commercially available directly
compressible lactose.
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Gohel and coworkers [20] prepared lactose based directly compressible
diluents by controlled freezing and thawing of solution of lactose. The
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concentration of lactose and controlled nucleation were found to be the
most important parameters. In another method, the saturated solution of
lactose was used for preparation of free flowing agglomerates of lactose
particles. The volume of saturated lactose solution was found to be one of
the most significant formulation parameters in the second method. The
samples were compared with commercially available products and the
results revealed that the developed products met the required qualities of
directly compressible diluents.
Gohel and coworkers [Zl] prepared lactose and talc based directly
compressible diluents using controlled freezing and thawing metbods.
The amount of talc (IO-ZO% w/w of lactose) and the effect of stining rate
(ZOO-1500 rpm) were found to be the most important parameters. The
volume of binder (HPMC) solution (4-6 ml per IZ5 g solids) was found
to be the most significant parameter in mini granulation method.
Gohel and coworkers [ZZ] prepared co-processed diluents containing
lactose and microcrystalline cellulose. The ratio of lactose to
microcrystalline cellulose (75:Z5 or 85:15), the type of binder
(hydroxypropyl methylcellulose or dextrin) and binder concentration ( I
or 1.5%) were investigated as independent variables in a Z' factorial
design. The results of multipJe regression analysis and factorial analysis
of variance suggested that the flow rate was influenced by two-way
interactions than by the main. effects. The physical characterization using
bulk and tapped density, angle of repose, Carr's index, Hausner ratio and
flow rate showed that the agglomerates were suitable for direct
compression. Diltiazem HCl was used as a model drug to ascertain the
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tableting characteristics of the products. Dextrin was found to be a better
binder than hydroxypropyl methyl cellulose.
Gohel et aI. [23] prepared agglomerated lactose for direct compression by
adopting a freeze-thaw method. Three adjuvants (polyethylene glycol
6000, polyvinylpyrrolidone or gelatin) were tried at four different
concentrations (0.5, I, 1.5, or 2% w/w of lactose). The products were
evaluated for particle size distribution, Carr's index, Hausner ratio, angle
of repose, granular friability index and moisture sensitivity. The
agglomerates prepared using polyethylene glycol 6000 showed superior
flow rate compared to that obtained using polyvinylpyrrolidone or gelatin
due to improved sphericity. The agglomerated lactose possessed direct
compressional qualities.
Juppo and coworkers [24] studied the effect of granulating liquid,
compression speed and maximum force on the compressibility and
compactibility of lactose, glucose and mannitol granules. The porosity
was based on the geomebical shape. The granules oflactose and mannitol
exhibited a greater compressibility than that of glucose containing
granules. Granules containing mannitol produced the hardest tablets,
while those of glucose and lactose produced the weakest. The change in
the amount of granulating liquid caused change in the porosity of
granules. All the parameters studied were relatively insensitive to change
in the speed of compression in the range used, except for the breaking •
force of mannitol tablets, which was greatest with the lowest speed of
compression. The tablets compressed from lactose granules had the best
weight and content uniformity.
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Review of Literature
Baykarn and Duman [25] studied a new directly compressible excipient,
LudipressR, which is a co-processed product, consisting of 93.4% (t
lactose monohydrate (filler), 3.2% Kollidon 30 (binder), and 3.4%
Kollidon CL (disintegrant). The product consisted of a large number of
crystals with smooth surfaces. The binding properties of LudipressR, both
unlubricated and lubricated with I % magnesium stearate was found to be
much better than those of the physical mixture. After milling, LudipressR
can be recompressed with minor loss of binding properties. The dilution
potential of LudipressR, with respect to paracetamol, was found to be
lower than that of Avicel PH 10 I.
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2.4 DIRECTLY COMPRESSmLE STARCH
Monedero and coworkers [26] studied consolidation mechanism of
Sepistab St 200", a directly compressible starch, in relation with Sta Rx
1500". The flowability of Sta Rx 1500R was high as compared to Sepistab
St 200"' No difference was observed in the consolidation mechanism of
the two on the basis of tablet-in-die Heckle method. The tablets
containing Sepistab St 200" showed immediate disintegration due to high
content of amylase.
Bolhuis et al. [27] evaluated modified rice starch as a direct compression
excipient using oxazepam as a model drug. Modified rice starch proved
to be a useful direct compression adjuvant. It can be used as a unique
filler-binder or in combination lactose. Combination of modified rice
starch with microcrystalline cellulose should be avoided because of the
poor flowability of the blends and slow disintegration of the tablets.
Thau- ming C. and coworkers [28] evaluated Era-Tab", a commercially
available modified starch and compared with commercially available
directly compressible excipients namely microcrystalline cellulose,
partially pregelatinized starch, Super tab LacR and Emcompress"' They
found that Era-Tab" possessed high flowability and adequate
compressibility. The tablets of Era-TabR showed higher crushing strength
and lower friability than that of other excipients. They concluded that
Era-TabR is a better direct compression tablet excipient.
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Manudhane and Contractor [29] investigated tableting properties of a
directly compressible starch, which has many advantages over starch USP
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with respect to fluidity and compressibility. The directly compressible
starch shows comparable results in terms of disintegration time and
dissolution rate to USP starch. Its high moisture content did not affect the
stability of aspirin when compressed as tablets. Amylose is shown to be
the effective component of starch for its disintegrant effect.
Leitritz and coworkers [30] studied force time curves of a rotary tablet
press and segmented it into three phases: the compression phase, the
dwell phase and the decompression phase. The following parameters
were investigated: the compression area, the compression slope
describing the initial phase, the area ratio and the peak offset time
characterizing the dwell time, the decompression area and the
decompression slope and total area under force-time curve. The area
ratio, peak offset time, dwell time and compression area are used for
phase-specification allocation of the occurrence of plastic flow, which is
found to be a function of compression force and moisture content. Tablet
strength, tablet porosity and in-die bulk porosity provide additional
information that porosity above the certain limit was found to be a
prerequisite for plastic flow within the compact. When the porosity limit
is reached, further densification remains elastic and leads to a reduced
compact strength during expansion. The area ratio, as a robust in-process
control parameter for plastically flowing formulations, is suggested as a
means of preventing this effect.
Karr et al. [31] studied the .comparison of starch NF and pregelatinized
starch NF incorporated in the granules containing a poorly water soluble
drug. Binding efficiency was directly proportional to the granule
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coarseness, which, in tum, was directly proportional to mean work of
compression for equally well-lubricated granulation. The order of wet
binding efficiency was pregelatinised starch 1551 (dry» Sta Rx 1500
(dry» pre-gelatinized starch slurry> Sta Rx 1500 slurry> starch NF. The
formulations containing the modified starches exhibited a faster release of
low water soluble drug than those with starch N F.
Bolhuis et al. [32] evaluated compression characteristics of modified rice
starch (PrimotabR) , a new excipient for the preparation of tablets by direct
compression. It is an agglomerated rice starch having excellent fl ow and
disintegration. Compression characteristics were sufficient even after
mixing with a lubricant. The tablets containing oxazepam as a model drug
showed that the modified rice starch is a useful product for the
preparation of tablets by direct compression. They concluded that the
combinations of starch with microcrystalline cellulose should be avoided
because of the poor flowability of the blend and slow disintegration of tile
tablets.
Patel N. K. and coworkers [33] studied the stabili ty of a model
hydrolysable drug in combination with excipients having either hydrate
water (dibasic calcium phosphate dihydrate and lactose) or variable
adsorbed moisture depending upon environmental conditions
(microcrystalline cellulose and pregelatinized starch). Tablets containing
10% and 50% aspirin with these excipients were stored in open and •
closed bottles at various temperature and humidity. Pregelatinized starch •
based tablets were stable in closed containers for 30 weeks.
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2.5 COLWIDAL SILICON DIOXIDE
Augsburger and Shangraw [34] studied effect of various silica-based
glidant in the direct compression of microcrystalline cellulose and spray
dried lactose. All silica based glidants were found to improve the flow
property of microcrystalline cellulose as reflected in increased tablet
weights and decreased weight variation, where as spray-dried lactose
containing blend revealed reverse results. Pyrogenic silica and a silico
aluminate were found to be the most effective glidant in terms of overall
performance.
Stephen and coworkers [35] evaluated the mechanical properties of
compacts of microcrystalline cellulose and silicified microcrystalline
cellulose. The results reported that the compacts of silici fied
microcrystalline cellulose exhibited greater strength than those of
microcrystalline cellulose. The compacts of silicified microcrystalline
cellulose exhibited greater stifthess and required considerably more
energy for tensile failure to occur. The mechanical data together with the
comparable densification characteristics of microcrystalline cellulose and
silicified microcrystalline cellulose suggested that the apparent strength
enhancement might be a consequence of an interfacial interaction rather
than modification of microcrystalline cellulose properties. These data
were in agreement for data reported for lubricated silicified
microcrystalline cellulose and microcrystalline cellulose tablets in that
silicification of microcrystalline cellulose appears to produce material
with greater binding capability. Comparison of the data with 'that obtained
for a dry blend of silicon dioxide and microcrystalline cellulose suggested
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that the functionality benefits of silicification were not due to a simple
composite material model.
Varthalis and Pilpel [36] investigated the effect of colloidal silicon
dioxide (Cab-O-Sil M-S) on flow properties of single or mixed powders
of acetaminophen, lactose and oxytetracycline dihydrate. The
measurements of particle size and tensile strength showed that colloidal
silicoue dioxide acts as a glidant for acetaminophen and lactose, but as an
antiglidant for oxytetracycline dihydrate.
Lerk et al. [37] investigated the interaction of lubricants and colloidal
silica during mixing with ST A-Rx-ISOOR and its effect on tableting. The
effect of mixing time and mixing sequence on the crushing strength of
tablets compressed from blends of Sta-Rx-ISOOR with 0.5% magnesium
stearate and 0.2% colloidal silica and STA-Rx-1 S00R with 0.5% of
different lubricants was studied. They found that all the lubricants
decreased the crushing strength of the tablets with an increase in mixing
time of the blends. The greatest decrease in strength was observed when
magnesium stearate was included. The addition of colloidal silica to
magnesium stearate suppressed the deteriorating effect of magnesium
stearate on the crushing strength of the tablets.
Ragnarsson et al. [38] investigated the effect of mixing time and amount
of colloidal silica (Aerosil 200) on the lubricating properties of
magnesium stearate using· an instrumented single punch machine. ShOlt
mixing time decreased the negative effects of magnesium stearate on
tablet strength and disintegration without reducing the lubricating
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i?euie w 0 Literohlre -
l,tTictenC\ \ ddltlOIl of AC'lUsil 100 had 11 posi tive ctTcct on the strength
(If lubnct11l'Ci SNhll111 chl oride lahk ts, but increased the fri ction and did
11,')1 IInp"-" \,' 111(' dlsintt"p.mt1011 .
\ '"n .\erdc <t 31. [.19] described the compression behavior of paracet3111ol
and the Influence of the adjuvants like magnesiulll stearate. co llo idal
SIlicon dioxide and g1ycel)'1 behenate on the mechanical strength of the
tablets. The drug showed plastic deformation during compression. Silicon
dIoxide increased the tensile strength of dIe tablets. while the other two
adlU\'ants decreased the mechanical strength of the tablets. . -Moura et a1 . [40] ITIyestigated the influence of temperatme and the role of
collOIdal sihcon dioxide (Aerosil 200) on ascorbic acid stability during
the spray drying process. Temperature variation in the spray drying
method had no effect on the ascorbic acid degradation. Colloidal sil icon
dioxide unproved the final yield of spray drying in proportion to its
concentratIOn Drug release. from the spray-dried ascorbic acid was found
to be dependen1 on the si licon content.
LennarD and MIele!. 14 I J sturued the compactibili ty of powder mixtures
of accrarnmophen and Pharnlatose DeL 11 R in presence of magnesium
stearale and Aerosil 200. The results indicated that the mechanical
strength of small sued tablets of acetaminophen was eq ual to, and at high
pressures greater W3Il. mat of nonnal-sized tablets. The authors
concluded that the capping tendency of small sized tablets was reduced at
hIgher pressures
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Palma et al. [42] developed a method to load fumed silicon dioxide (Cab
O-Sil) with dried liquid extract of Melissa officinal is, Cardus marian us,
and Peumus boldus to obtain a product with satisfactory flow properties
and compressibility. Flowability, densities, and compactibility of directly
compressible lactose, calcium phosphate dibasic dihydrate
(EmcompressR), and microcrystalline cellulose (Avicel PH_lOI R
) were
not adversely affected when mixed with tlle loaded silica product.
Sindel and coworkers [43] investigated the influence mixing time on the
homogeneity of a powder mixture of lactose monohydrate and Cab-O-Sil
M5 . Optimum homogeneity in the powder mixture of lactose
monohydrate and colloidal silicon dioxide was observed after 3 min of
mixing. The mixing time up to 6 min had no statisti cally sign ificant
negative effect on the homogeneity o f the mi xture. However, after 8 min
of mixing, the sign of segregatiou in the mixture was observed. They
concluded that the angle of repose was very sensitive to changes in the
fJowability of the powder mixture.
Stubberud and Forbes [44] investigated the effect of a hygroscopic
excipient polyvinylpyrrolidone and two non-hygroscopic excipients,
crystalline a-lactose monohydrate (Pharmatose 350MR) and coll oidal
silicon dioxide (Cab-O-SiIR), on the recrystallization of amorphous
lactose at 55% and 75% relative humidity and 25°C. They concluded that
polyvinylpyrrolidone delayed the apparent onset of recrystallization of
amorphous lactose, while a-lactose monohydrate and colloidal silicon
dioxide significantly reduced the time for recrystallization of amorphous
lactose.
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