- Presented by group no. 9

CDSL & NSDL

ACKNOWLEDGMENT.. We would like to

express our profound gratitude to our Professor Amit Rajawat without whose valuable guidance in this project the latter wouldn’t have been fully completed…

Thank you

INTRODUCTION TO DEPOSITORY PARTICIPANTS…. A Depository facilitates holding of securities in the electronic form and enables securities transactions to be processed by

book entry by a Depository Participant , who as an agent of the depository, offers

depository services to investors. According to SEBI guidelines, financial institutions, banks, custodians, stockbrokers, etc. are

eligible to act as DPs. The Beneficial owner has to open a demat account through any

DP.

INTRODUCTION TO CDSL..

Central Depository Service (India) Limited mainly functions

centralized database and accounting. Major participant are LIC, GIC and BSE. This agency is set up with the object to

keep in mind to accelerate growth of scrip less trading, with major thrust of

individual participation and creating competitive environment, responsible to

the user’s interests and demands to enhance liquidity.

PROMOTERS OF CDSL..Sr.No.

Name of shareholders Value of holding (in Rupees Lacs)

% terms to total equity

1 Bombay Stock Exchange Limited

5,663.46 54.20

2 Bank of 582.00 5.57

3 Bank of 530.00 5.07

4 State Bank of 1,000.00 9.57

5 HDFC Bank Limited 750.00 7.18

6 Standard Chartered Bank 750.00 7.18

7 Canara Bank 674.46 6.45

8 Union Bank of 200.00 1.91

9 Bank of 200.00 1.91

10 The Calcutta Stock Exchange Limited

100.00 0.96

11 Others 0.08 0.00

TOTAL 10,450.00 100.00

INTRODUCTION TO NSDL..

NSDL is a public limited company incorporated under the Companies Act, 1956. Four renowned institutions participate in it. Unit Trust of India (UTI), Industrial Development Bank of India (IDBI), National Stock Exchange of India (NSE), State Bank of India (SBI). NSDL is managed by Board of directors headed by a managing director. NSDL interfaces with the investors through players or business partners. Constituents of depository compromise of clearing corporation, brokers, clearing member, registrar and transfer agents, company or issuer, stock exchange, bank depository participant and investors.

PROMOTERS OF NSDLThe promoters of NSDL are as

follows:-1. Industrial Development Bank of India

Limited (Now, IDBI Bank Limited).2. Unit Trust of India (Now, Administrator

of the Specified Undertaking of the Unit Trust of India).

3. National Stock Exchange of India Limited.

ROLE OF CDSL & NSDL.. Dematerialization. Rematerialization. Processing delivery & receipt

instructions. Off-Market Trades. Enable surrender and withdrawal

of securities to and from the depository.

ROLE OF CDSL & NSDL..

Transfer of Securities. Stock Lending and Borrowing. Receipt of non-cash corporate

benefits like bonus rights, etc. in electronic form.

Freezing/locking of investor's account.

Distribution of corporate benefits.

WHY A DEMAT ACCOUNT WITH CDSL & NSDL??

1. Convenience:-a) Wide DP Network.b) Online DP services.

2. Dependability:-c) Convenient to DPs.d) Audit and Inspection.

3. Security :-e) Unique BO Account Number.f) Insurance Cover.

CLEARING STATEMENT..

CLEARING STATEMENT..VENTURA SECURITIES LIMITED (CASH MKT )

                                CONFIRMATION LIST FOR 17-09-2010    NSE    DAILY  SET NO: 2010178                                                                                                                        Page:1----------------------------------------------------------------------------------------------------------------------------------                                          |          SOLD FOR YOU            |          BOUGHT FOR YOU    TR# SCRIP                      EX    |  QTY  NET RATE  S QTY    S AVG |  QTY  NET RATE B QTY      B AVG  BKG    M. RATE----------------------------------------------------------------------------------------------------------------------------------99994190 XYZ               |                      9870322558 |                                          |                                  |      0 NHPC                      Z      |    59    32.82    59    32.82 |                                    0.03    32.85                                          |                                  |          DUE TO YOU:          1,933.92  |    SOLD (Rs.):      1,936.38    |  BOUGHT (Rs.):          0.00  ST:  0.18 OC:  2.28

Presented By -

MEET SHAH55

ANSIL SHAH51

SNEHA RATHOD

47

POOJA PAREKH

43NIKITA MEHTA

39SANAM UMATIYA

59

PRESENTED BY:-

THANK YOU……