CAVELL.freedom and Forgiveness

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Freedom and forgiveness Marcia Cavell 1570 Olympus Avenue, Berkeley, California 94708, USA — [email protected] (Final version accepted 27 August 2002) In the history of philosophy and political thought freedom has meant a number of different things. The author considers several of these meanings and their relevance to psychoanalytic theory. The general argument against freedom that has been mounted in the history of thought, and echoed by Freud, is the thesis of causal determinism; but it is urged here that this in itself is no threat to freedom in the sense of the word required for moral agency: a free choice is one that is caused to some extent by reasons and that is relatively unconstrained both by ‘external’ and ‘internal’ forces. Yet because agents are embedded in a causal nexus that includes both the physical world and other people, agency and freedom can be compromised in innumerable ways. Neither freedom nor agency is a condition which we absolutely have or lack, but a matter of degree. Psychoanalytic therapy works toward expanding the capacity for agency and diminishing the constraints of certain internal forces. In the sense de ned here, objectivity is an attitude that accepts our embeddedness in the world. With objectivity may come both forgiveness and self-forgiveness, which in turn promote agency. Keywords: freedom, causes, reasons, agency, mind–body irreducibility, forgiveness, objectivity It is quite true what Philosophy says: that Life must be understood backwards. But that makes one forget the other saying: that it must be lived forwards (So ¨ren Kierkegaard). One mark of a successful analysis, it has been said, is that one comes to see the inevitability of what she has done. In a sense, that seems right. Someone who remorselessly regrets not having become a singer or feels guilty for not having taken better care of her dying father or wishes she had had different parents has probably not yet gone far enough in the analytic work. It is not the regret itself that makes us suspect this, but its remorseless character. The remark is puzzling, however; for if what we did was inevitable, then surely what we will do is equally so. And in this case, why should we ever consider, re ect, deliberate on, choose, which course to take? Why not just let nature have its way with us? Yet we do sometimes do these things, and it would be impossible to convince most of us we should not. Still, it is sometimes suggested, the belief that we have choice is illusory. Questions about the protean concept of freedom are old and troubling, beset with persistent confusions. In what follows I want to consider how psychoanalysis has contributed both to the confusion and to our subtler thinking about the questions. I shall begin with free will and determinism. Int J Psychoanal 2003; 84:515–531 #2003 Institute of Psychoanalysis

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cavell freedom and forgiveness

Transcript of CAVELL.freedom and Forgiveness

  • Freedom and forgiveness

    Marcia Cavell1570Olympus Avenue, Berkeley, California 94708,USA [email protected]

    (Final version accepted 27 August 2002)

    In the history of philosophy and political thought freedom has meant a number ofdifferent things. The author considers several of these meanings and their relevance topsychoanalytic theory. The general argument against freedom that has been mounted inthe history of thought, and echoed by Freud, is the thesis of causal determinism; but itis urged here that this in itself is no threat to freedom in the sense of the wordrequired for moral agency: a free choice is one that is caused to some extent byreasons and that is relatively unconstrained both by external and internal forces. Yetbecause agents are embedded in a causal nexus that includes both the physical worldand other people, agency and freedom can be compromised in innumerable ways.Neither freedom nor agency is a condition which we absolutely have or lack, but amatter of degree. Psychoanalytic therapy works toward expanding the capacity foragency and diminishing the constraints of certain internal forces. In the sense de nedhere, objectivity is an attitude that accepts our embeddedness in the world. Withobjectivity may come both forgiveness and self-forgiveness, which in turn promoteagency.

    Keywords: freedom, causes, reasons, agency,mindbody irreducibility, forgiveness,objectivity

    It is quite true what Philosophy says: that Life must be understood backwards. But thatmakes one forget the other saying: that it must be lived forwards (Soren Kierkegaard).

    One mark of a successful analysis, it has been said, is that one comes to see theinevitability of what she has done. In a sense, that seems right. Someone who remorselesslyregrets not having become a singer or feels guilty for not having taken better care of herdying father or wishes she had had different parents has probably not yet gone far enoughin the analytic work. It is not the regret itself that makes us suspect this, but its remorselesscharacter.The remark is puzzling, however; for if what we did was inevitable, then surely what we will

    do is equally so. And in this case, why should we ever consider, re ect, deliberate on, choose,which course to take? Why not just let nature have its way with us? Yet we do sometimes dothese things, and it would be impossible to convince most of us we should not. Still, it issometimes suggested, the belief that we have choice is illusory.Questions about the protean concept of freedom are old and troubling, beset with persistent

    confusions. In what follows I want to consider how psychoanalysis has contributed both to theconfusion and to our subtler thinking about the questions. I shall begin with free will anddeterminism.

    Int J Psychoanal 2003;84:515531

    #2003 Institute of Psychoanalysis

  • Mind, reasons, causality

    Freud writes,

    are [there] occurrences, however small, which drop out of the universal concatenation ofevents . . .? If anyone makes a breach of this kind of determinism of natural events at asingle point, it means he has overthrown the whole Weltanschauung of science (19167,p. 28).

    The concatenation in question is presumably causal. Determinism, here, is the thesis that allevents, including all mental events, are caused by prior events in the natural order of things.Freud assumes that from this thesis about causality it follows that there is no such thing as free-dom:

    there are also all the unful lled but possible futures to which we still like to cling inphantasy, all the strivings which adverse external circumstances have crushed, and all oursuppressedacts of volition which nourish in us the illusion of Free Will (1919, p. 236).

    Freud was not alone in thinking that causality and freedom are incompatible. Spinoza,arguing along lines similar to Freuds, held that men believe themselves to be free only becausethey are unconscious of the causes whereby their actions are determined (1955).

    Spinoza and Freud are surely right that mental phenomena, like all others, belong to thenatural order, and that all events, including all mental events and all human doings, are caused.In this sense, determinism holds sway. But a number of philosophers, among them Locke,Hobbes, Kant, Mill, many others in our own time, even Spinoza himself, about whom I saymore in a moment, have argued in different ways that causal determinism is both compatiblewith freedom and a necessary condition for it. Spinozas claimand here too there is asimilarity to an idea in Freud that is however only implicitis that we become more free as webecome more conscious of the causes for our actions. When this happens the causes no longermove us from outside ourselves but from within: we become more self-ruled or autonomous. Iwill follow philosophical tradition in calling such arguments compatibilist, and the argumentsfor freedom, whether compatibilist or not, libertarian. Some of my arguments in this rstsection of the paper will overlap with those of other compatibilists, and will brie y rehearsemy own earlier discussion of reasons as a kind of cause (Cavell, 1993). Reasons are a complexof mental states in which beliefs and desires have a central place. Reasons are themselvescauses and, in so far as our actions are caused by reasons, we are in the domain of choice andfree choice; causality itself is no constraint. Free will refers, I will suggest, to the possibility ofgenuine choice. (This is a matter about which we may be self-deceived, not because everythingis causally determined, but because what we thought was a choice in a particular case wasdetermined by a particular motivational structure that undermines genuine choice. I willexplore this subject later in this paper.) As I speak of them, then, free will, free choice andgenuine choice refer to the same thing, though I should say that, while, in my view, neithercausality nor unconscious causality is itself a constraint on freedom, there always areconstraints of some sort. Freedom, as I see it, is a genuine condition that nevertheless holdsonly to various degrees. (Think of wisdom, or love.)

    We often explain what people do in a mentalistic or intentionalist language that contains theconcepts of wish, belief, desire, fear, emotion, feeling, motive, reason, intention, and so on,both conscious and unconscious. Reasons are formed from such mental states and processes,and together they help specify what we mean by mindI would like to go with you, Doyou remember our trip to Avignon?, I think wed better re ect on this a little more, I deeply

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  • regret what I did, Lets take the 11:15 train, I am sad about your leaving, and so on. It isimportant to note that belief is a constituent element in many emotions. For example, if youfeel guilty, you believe you have done something wrong. Reason is itself passionate. Should itturn outa possibility I consider laterthat we are misguided in speaking of beliefs anddesires rather than neurophysiological processes alone, we would also have to give up talkabout the emotions. For brevity I will sometimes speak simply of beliefs and desires but, asessential constituents of motivation, emotions are included in every reason for action.In the paradigm case, which I will be outlining in the next few paragraphs, desires interlock

    with beliefs to form a reason. I want to see the new ballet by Thomasson, and I want to go toSan Francisco on Saturday because I believe that in doing so I may see this new ballet. Beliefsand desires interlock in ways that are logical, or rational, in an important sense of the word. Forexample, it is reasonable for you to attempt to avoid someone if you believe she is dangerous.It is reasonable even though the belief may not be true. It is reasonable for you to take anumbrella, given that you believe it may rain, and so on. Reason is an essentially normativenotion: if you believe that it is reasonable for you, all things considered, to do x, then youbelieve that is what you ought to do; and, similarly, if you believe it is right. Only the behaviorof persons, not inanimate objects, is given explanations that are normative in this way. Needlessto say, this is a highly schematic account of reasons.In the absence of internal con ict and competing reasons, a particular reason becomes your

    intention (see Davidson, 1980). It is that on the basis of which you make a choice. And, in theabsence of unexpected obstacles, your intention causes an action. An action, typicallyperformed in the real, external world, is something done for a reason in this sense. It is notmerely a piece of behavior, like bumping into ones neighbor when the subway stops suddenly,but behavior that is performed intentionally, on the basis of beliefs and desires, in short,reasons. Agents are creatures who perform actions, not all, but some of the time. Creatureswho are agents in this sense we call moral agents, in the belief that creatures who do thingsfor reasons can sometimes be held morally responsible for their actions, responsible not merelyin the sense that they caused the event in question to happen, but that they did so volitionally,of their own free will, knowing to some extent what they were doing and in possession of moralstandards of some sort, no matter how different in content from our own.Freud makes clear in Inhibitions, symptoms and anxiety (1926) that understanding even

    irrational thought depends on the concept of reason or rationality in a general sense. We recallFreuds early hypothesis that anxiety is what libido becomes when repressed. Yet that did notsquare with his conviction that anxiety is a response to perceived danger. He tried to cutthrough this dilemma by differentiating normal from neurotic anxiety, the rst a response toexternal danger, the second to one that is internal, namely, ones own libido. A problem arosehere, too, since libido can be dangerous, Freud suggested in this same work, only if in con ictwith another desire, which is typically the love and approval of someone one loves and needs.And since the loss of such a person is as much an external danger as anything else, thedistinction between normal and neurotic anxiety cannot turn on the difference betweenoutside and inside the organism. At this point in Freuds thinking the concept of inner worldbecomes yet more complicated than when he amended the seduction theory in favor ofphantasy and psychic reality.

    Inhibitions, symptoms and anxiety solves the contradictions in his theory by reversing therelation between anxiety and repression; in the earlier theory repression causes anxiety; in thelater, anxiety causes repression: the organism is biologically equipped with anxiety as theresponse to a perceived external danger, which for the child is abandonment or loss of love.But inner events such as desires, wishes, phantasies and beliefs can become associated with

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  • the original danger and trigger defensive, emergency behavior and thought processes (amongthem, repression). In the case of Little Hans, to which Freud reverts in this work, the child fearscastration in the belief that his father may castrate him for his incestuous desires. The symptomis not the anxiety itself, but its displacement on to horses.

    Given my concerns here, two points stand out in this new theory. First, the persons andrelationships that gure in trauma are not merely internalideas, phantasies or objectsnormerely the derivatives of drive, as Freuds earlier theory had it; they are also external.Anxiety, perhaps not even registered in consciousness, and embroidered by the childsimaginative constructions, is the response to a perception of real danger in the world: an injuryto the child and the loss of the fathers love. Second, irrational fear, in this case the phobicfear of horses, may at one time have had a more or less rational base. Given his vulnerability,together with the beliefs and desires which might appropriately be motivating him in aparticular developmental period, the childs desires are rational, or surely intelligible. But tounderstand this rationality in any particular case requires putting oneself as much as possible inthe childs shoes. It is possible, yet dif cult, since we are no longer children, no longervulnerable, in fact, to the dangers peculiar to childhood, and we are often unwilling toacknowledge the extent to which we nevertheless still feel we are. There is a culture ofchildhood that may not be readily apparent to the grown-up; Freud was its rst anthropologist.

    The concept of reason, Freud is assuming, is indispensable to our explanations of humanbehavior. Even irrational behavior has its reasons, which allow us to understand it in a waypeculiar to human behavior. Neurotic anxiety is irrational in that it is displaced; or a holdoverfrom an earlier time; or the external danger has been distorted by internal phantasies; or onehas trouble distinguishing past from future, so that, in Freuds famous phrase, instead ofremembering the past one acts it out (1914); or situations reminiscent of past traumas triggerold responses that are inappropriate now. Freud pioneered the exploration of such forms ofirrationality, but understanding the Ratman or Little Hans, Freud also showed, rides to someextent on the same familiar concept of rationality that carries all our interpretations of anothersmind and behavior.

    How are reasons, or beliefs and desires, connected to intention, or choice? If one intends todo something, then, to some extent at least, one wants or desires to do it, and one has beliefs,implicit or explicit, on the basis of which those desires are formed and carried out. But theseare not suf cient conditions. An intention is not just any wish or desire that you have, but theone on which you will act if nothing gets in your way. In a certain sort of ideally rational case,the intention has been considered; competing desires and troubling consequences have beenweighed. Furthermore, an intention is something you believe it is possible to carry out: if youbelieve it is impossible to y, you cannot intend to y, though you may wish you could. Youmay even form the intention to change the world so that ying becomes possible.

    Wish and choice differ, in that choice, ideally at least, takes into account ones owncompeting wishes, together with some relatively realistic assessment of the ways of achievingwhat one wants, and some of the likely consequences. Often we see that something we wishfor, or want, is discordant with other desires that are stronger. In such a case, we may wish todo something we do not want to do on the whole, that we have no intention of doing, and thatwe do not do. Between wish and desire, wish and choice, there is a categorical difference thatno discussion of agency can ignore. Choice is then a particular complex of emotion, belief anddesire; it is a species of motivational structure.

    Because it requires cognitive and emotional sophistication, choice enters our explanatoryvocabulary later than wish and want. A baby wants to have the rattle; she doesnt choose tohave it, even though she may look at two rattles and go for one rather than the other. A 2-year-

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  • old may want to become a physicist like her father, but she cannot choose to do so because shecannot know what achieving these ends would mean. A slightly older child may wish to burndown the house, and choose to play with matches, but she is not capable of choosing to burndown the house because she is incapable of envisioning many of the likely consequences; shemay wish to kill her brother, even choose to give him a push, but she is not capable of choosingto kill him until she has the concept of death.A number of psychoanalysts have been using a different concept of agency from mine. Stern

    (1985) attributes the sense of agency to infants, by which he means something like the senseof being a source of movement. Sander writes, The data indicated that this [the infants sleepawake rhythms] depended on the role played by the agency of the neonate to self-organize itsown sleepawake rhythmicity within the larger system in which it is embedded (2001).Agency in this use of the word does not require cognitive and conceptual maturity, language,the concepts of cause and effect, time, self and other, the objective world.The range of volitional doings that is open to a creature depends on what the creature is

    capable of envisioning and understanding, the descriptions that are available to her underwhich she sees the world. Oedipus is guilty of murder because he intended to kill the man atthe crossroad, though the circumstances of the killing might lead us to say that it was not rst-degree murder, not premeditated. But in any case he did not know, and could not have known atthe time of the killing, that the man he killed was his father, so he did not intentionally commitpatricide (whether or not he might he might have phantasized doing so). The range ofdescriptions available to any of us at any time determines how wide the doors of perceptionmay open, how richly meaningful the world can be and what intentions it is possible for us tohave. The claim we sometimes hear that language cuts us off from world overlooks the ways inwhich, on the contrary, language and cognitive development in general vastly expand the rangeof possible perceptions, the myriad ways in which we can see what we see.Little children in general cannot choose because their conceptual repertoire, their grasp of

    reality, time and consequence, are too insecure; in this sense they are still in the Garden ofEden. And so we dont hold the child who sets the house on re, or kills her baby brother,morally responsible. Even when a child is able to make some choices, her range of choice islimited by her ability to imagine means to end and the consequences of getting what she wants.Infants only gradually become agents, and as we mature we become agents with regard to anever-widening array of actions. It is tempting to think we must choose between saying thateither we can name the precise spot where choice and agency enter the developmental picture,or that there must be agency all the way down. I dont think we must or can make such achoice: we are stuck with the uncomfortable pair of ideas that to begin with there is no choicefor the human creature, and that somewhere along the way there is.What is the relation between choice and cause? A partial answer is that choices are caused;

    they are caused, in part, by reasons. Among the causes of Janets giving this concert is herchoice to do so, which is itself the result of earlier choices she has made, for example, topractice, to go to Julliard, not to become a doctor. Choice in turn is the effect of perceptions,beliefs and desires, which reach back in time. For some of these beliefs and desires there are inturn reasons, both conscious and unconscious. The wish to become a concert pianist may haveits causal roots in Janets earlier desire to please her father, her fear that were she to follow hisprofession she would jeopardize their relationship, her wish to take her mothers place, and soon. What to say about unconscious reasons is a question I postpone for the moment.A great many causes are external events, like Aunt Janes encouragement, Janets fathers

    promises and threats, her tyrannical teacher, all of which are external to Janet even though theireffect on her depends in part on how she understands them. Other people can do things that

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  • cause one pain and that one reads, perhaps incorrectly, as punishment; but other people canalso be truly perceived as punishing. They seduce, betray and abandon. In an actual rape, onenot only feels raped; one is. Psychic reality is not where the inner object world begins. This wasthe point of Winnicotts distinction between need and wish, the maternal holding environment,and the babys wishes which arise within it. I take it to be an implication also of Freuds viewthat the human biological organism is equipped to perceive real external threats to its welfare.

    Choices are not uncaused events, but events among whose causes are reasons.The skeptic about freedom may say: Ill grant that among the causes of Janets giving this

    concert are mental events like choice itself, belief, desire, and so on. But choices are enmeshedin a material world which always helps determine the choices we make and which we have notchosen.

    This is so. But how does it deny choice? Enmeshment tells us, on the contrary, that toexercise choice fully in any instance, an agent must be able to appraise the world as she nds it,relatively free of illusion, delusion, self-deception and reactions to the present that aretriggered by old, outdated alarms. Perhaps there is no person such that she is always fully anagent. But there are degrees. Some adults may be so psychologically damaged that they havevirtually no agency; this is fortunately not the case for a great many of us, but probably for usall there are areas in which agency is impaired.

    The skeptic pursues: a free choice is one that was itself chosen. Since this de nitiongenerates an in nite regress such that choice could not even get started, the de nition musthide some confusion. The idea of a free choice might seem to require an unmoved, uncausedchooser behind the choice; but on re ection one sees that a conception of freedom whichdivorced it from motivation would empty not only the concept choice of meaning, but also theconcepts of action, agent and agency. Without my past, my character, my upbringing, myculture, my habits, beliefs and desires, all of them causal factors that have helped construct mymotives, who would I be? (The acte gratuit, the arbitrary act, which de ned freedom for someof the existentialist authors, like Gide, in fact, obliterates the agent.) So Hume argued indistinguishing what he called liberty of indifference from liberty of spontaneity (1951).Liberty of indifference would obtain were there uncaused events, which is not the case. Butthis empty sense of liberty, Hume went on to say, is not the one we need to anchor moralagency. That presumes, rather, liberty of spontaneity, or the ability to do what we want to do.This liberty we sometimes have.

    Think about the nature of belief, and the role of belief in choice. In the absence of beliefthere can be no choice, no agency or responsibility. But to the extent that we are rational, ourbeliefs are to some extent determined not by what we want but by what we nd. Beliefs that arecaused by wishes are what Freud calls illusion. They are caused, in part, by things outside ofus. Wiggins writes, the libertarian ought to be content to allow the world to dictate to the freeman . . . how the world is (1987, p. 271). And Wolf:

    Since human agents live within a world of facts already established, knowledge of theworld, and therefore knowledge necessarily shaped by the world, in which they must act is,for the most part, promotive of freedom and responsibility rather than inimical to it (1990,pp. 11920).

    Again, the skeptic: free choice, choice, it doesnt matter. I believe that instead of choice wewill one day be talking only about genes, neurotransmitters, hormones, and so on. Those willbe our basic explanatory concepts for human behavior. Granted, we dont know how to makethe translation now, but the odds are that some day we will, and then we will see that the

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  • language of mind, to which the concept of choice belongs, has been merely a temporaryexpedient. This is the sense in which choice is an illusion.The skeptic has now pushed me toward the mindbody problem, a certain view of which is

    often the hidden assumption in the skeptics position on free will. If the skeptic could establishthat there are no mental events (processes, experiences), it would follow that there are nochoices, for choice is a meaningful concept only in a world which includes creatures withminds. Molecules combine, leaves fall, volcanoes erupt, mosquitos transmit malaria, but not bytheir choice. And though neurotransmitters are involved in choice, it would be a categorymistake to speak of neurotransmitters themselves as agents of choice. The concept of choice isessentially tied to the concept of mind, such that, were reason found to be super uous as anexplanatory concept, all choice would in that sense be illusory.The skeptic about free will is not apt to argue openly that there are no mental events. She

    argues instead that everything we now say in the language of mind will one day be bettersaidreducible to the language strictly of body. This is, I believe, the hidden assumption inFreuds argument against free will. He speaks as if the problem were causality, but causality isa problem only if mental sorts of things, like reasons, cannot be causes. This is why I beganwith the reasoncause distinction. The issues of mindbody reducibility are complex andmuch rehearsed: I will deal with them here only super cially.A century ago, we would have heard the claim that there are minds, and that minds are not

    merely bodies, as a metaphysical claim about the numbers and kinds of substances there are inthe world. It is the claim we now call Cartesian dualism. Few philosophers these days aredualists of that sort. We believe that all mental events have bodily, neurophysiologicalsubstrates. Contra Descartes, mind is not a special kind of entity in the world. Nevertheless,some bodily entities are minded in the sense that to adequately describe and explain what theydo requires a mentalistic as well as a physicalist language. Our understanding of humanbehavior requires two mutually irreducible languages: a language of body, or matter, and alanguage of mind (Davidson, 1980b). The world for which the language of mind is indispensableis the world in which people marry, tell lies, play chess, feel guilt, perform a ronde de jambe, tryto avoid prophecies, wish they hadnt done what they did, and so on. All these descriptions areshort-hand for a large number of more speci c activities to which the concepts of thought, beliefand desire are indispensable. For example, if someone can accurately be described asperforming a ronde de jambe, she must know something about ballet, have the concept of thatparticular movement and want to be doing just that. The language of mind is needed not only forour explaining a lot of human behavior, but also for describing it.Sometimes the explanation has nothing to do with reasons, conscious or conscious. But

    sometimes it does. In the area of mindbody connections, research is teaching us about theeffects of things like hormonal de ciency, genes, and neurotransmitters, on mood and thought,of constitutional disposition on emotion, of emotion on cognition, about the effects ofunconscious registrations on what we think and do. In describing the effect of emotion onbehavior, the relations between conscious and unconscious mental events, the distinctionbetween the articulable and the mute, we see a slide where before we saw a chasm.Undoubtedly we are on the threshold of many more discoveries about what we sometimes callmindbody interactions. Furthermore, we may think someone is an agent with regard to aparticular deed, and later nd out we were wrong. But from the fact that we often makemistakes about agency, it does not follow that we are always in error. Both in scope andvocabulary, particular psychological, explanations will almost certainly change, but mind,conceived as mind, understood in the language that reason uniquely makes possible, is here tostay.

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  • I am arguing for a kind of explanatory dualism on the mindbody question that might looklike what Mark Solms calls dual-aspect monism, about which he says:

    Dual-aspect monism accepts that we are made of only one type of stuff . . . but it alsosuggests that this stuff is perceived in two different ways. The important point to graspabout this otherwise straightforward position is that it implies that in our essence we areneither mental nor physical beings . . . that brain is made of stuff that appears physicalwhen viewed from the outside (as an object) and mental when viewed from the inside (asa subject) (2002, p. 56).

    The mindbody dualism, Solms concludes, is an artifact of perception.This is not my view: I think the distinction Solms draws between inside and outside is

    untenable. For one thing: my perception of you as attempting to seduce me, or to get intograduate school, or to save your mothers reputation, is a view from outside; but thesethoroughly mentalistic descriptions of your behavior may be accurate, and irreducible to othersthat are not mentalistic.

    The explanatory dualism about mind and body that I am urging does not imply that mindand body are merely linguistic entities. Rather, there is a real world in which we live and withwhich we are in touch, some of whose characteristics require us to use the language of mind;for some events the language of body alone will do. In the development of the universe as awhole, body almost certainly came rst, as I believe it does also in the development of everyindividual human being. But this does not mean that body, or the language of body, ismetaphysically privileged. It doesnt mean that really, objectively, we are only bodies inmotion, and minds only from our subjective point of view. Where would we have to be standingto make that claim? The claim that there are minds is then as much a conceptual as anempirical issue, in that no discoveries, I am suggesting, could persuade us to abandon mindas fundamental to our explanatory schemes.

    What about freedom? Might there be advances in psychophysiology which, as Isaiah Berlinsuggests, would convince us some day that determinism is true, and libertarianism false? Hegrants that if such advances took place, they would require a change in our conceptual schemethat exceeded any which has gone before. Praise and blame would no longer be based on thepresumption that the agent could have acted differently, but would only have the pragmaticgoal of changing her future behavior; predicates like brave, generous, virtuous, which nowimply something about the kinds of choices the person has made, would be transformed intodescriptions on the order of pretty, muscular, agile; our current talk of choosing,intending, deciding, would have to be replaced by a repertoire of concepts it is impossible nowto imagine (Berlin, 1998). This in itself is no argument against determinism, Berlin remarks,but a consequence of which its proponents may not be aware.

    But it strikes me that, in elaborating how extensive these conceptual changes would have tobe, Berlin is, in fact, presenting an argument against determinism. I would put it this way: if noempirical discoveries could persuade us to abandon the concept of mind, then, because of theconceptual links between freedom and mind, freedom, too, is ineliminable. The domain ofreasons is also, and necessarily, the domain of agency: what we ought to do if we believe pand we want x; what we ought to choose given that we value y. There cannot be any generalconsiderations of a metaphysical nature that would rule out freedom altogether any more thanthere can be general conditions for ruling out mind, though particular circumstances maylessen freedom and mitigate moral responsibility. Reason and reasons, mind, belief and desire,choice, freedom, moral agency and moral responsibility are all of a piece; banish one and outgo the others. Where we presume of another creature that she has a mind something like our

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  • own, we also presume that she is an agentthough both presumptions are, to an extent,defeasible. The revision in our conceptual scheme Berlin has in mind would not be the sortthat makes understanding between different human cultures particularly dif cult. It would notrequire a change from one conceptual scheme to another, but, impossibly, evacuating ourselvesfrom the domain of concepts, of reason, altogether. No one would be left to argue about freewill.Some years ago Strawson famously argued for a version of libertarianism along similar

    lines. About ourselves and each other we know that we sometimes have intentions and do whatwe do deliberately. We also know that we often make mistakes, have accidents, do things thathave harmful consequences which we didnt intend, take aim at the right person but hit thewrong one because we werent careful enough, aim at the wrong person mistaking her for theright person, save the persons life who later murders our friend, and so on. When someone hasharmed us and we assume it was intentional, we are, quite naturally, angry and resentful. But ifwe discover it was unintentional in some way, we often forgive.But sometimes we judge a person to be so mentally de cient or otherwise incapacitated that

    we think it inappropriate to hold her responsible at all: she is not subject to moral judgement;she is not an agent, we implicitly say. There are degrees of agency, and no clear line to bedrawn between innocence and guilt. But to the degree that we nd someone totallyincapacitated in this way, we take towards her what Strawson calls a non-reactive, objectiveattitude; we do not blame, resent or forgive (1974, p. 83).Could this always be our attitude towards other persons? Strawson asks. Can we seriously

    imagine adopting such an attitude as a result of a conviction that determinism is true? Is itpossible for us to nd evidence suf cient to persuade us that a non-reactive attitude would be,in all cases, the rational stance? We cant answer this without considering what we mean byrationality. The unfortunate division that has often been made in the history of western thoughtbetween reason and passion suggests an ideal of reason as cold, uninvolved, impersonal. Butthis is reason denatured. Rationality is a feature of human beings, who are by nature boundtogether by ties of need, love, obligation, commitment, responsibility. Never to have a reactiveattitude towards others would mean not treating anyone fully as a person, able to engage withoneself in the special ways that people do with each other. It would entail an intolerableisolationto try to regard oneself with such non-reactive objectivity, I might add, as someonewho never makes choices, never acts intentionally, with generosity or sel shness, courage,kindness or cruelty, would be self-annihilating. Strawson concludes,

    When we do in fact adopt [a non-reactive] attitude in a particular case our doing so is notthe consequence of a theoretical conviction which might be expressed as Determinism isthe case, but is a consequence of our abandoning, for different reasons in different cases,the ordinary inter-personalattitudes (p. 83).

    This is a different way of putting my earlier argument: the language of mindwhich is pre-sumed by the moral conceptsand a strictly physicalist language are mutually irreducible;both are required for the living of our human lives and for the explanations of human action.Now my skeptic takes a different tack altogether: Might we not be able one day to make

    machines so much like us that wed have to attribute to them everything we do to ourselves:belief, desire, emotion, choice? This question is empirical, I believe. But if we made suchmachines it would follow not that we do not have minds, but that they do.In summary, choice, will, free choice exist where there are certain complex combinations of

    other mental states and processes. They are compatible with determinism, understood as thethesis that every event has a cause. They are not only compatible with causal determinism, they

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  • also presume it. I am arguing for freedom not merely as a subjective feeling, as Knight (1946)claims, but as marking out a domain within which choices and actions are free, relatively free:every action is performed under some constraints, one of which is the fact that every causalsequence initiates in things that were not chosen; choice shades off into non-choice, as thecapacity for moral agency emerges slowly in creatures who are not moral agents to begin with.

    Before going further, I need to make a quali cation in my discussion about reasons that willbecome relevant later when we come to forgiveness. Since we can give reasons for our ownbehavior as we can for that of others (and for that of others as for that of ourselves), talk ofreasons might misleadingly suggest that only the third-person point of view is relevant in thedescriptions and explanations of human action. This is not the case, for the rst-person point ofview adds something crucial, namely the way a situation feels and looks to the agent, itssubjectivity. The concept of reasons does not exhaust that of intelligibility: we often ndsomeones behavior intelligible even though we judge it irrational (Goldie, 2000). Under-standing, in short, calls for empathy, my felt imagination for what it might be like to be in yourshoes, or mine. It is intelligibility, it seems to me, that forgiveness demands.

    One might ask: if freedom and causal determinism are not incompatible, why should we beso convinced they are? I believe it is because we are in the grip of one or another of severalconfused pictures; enumerating them amounts to a brief recapitulation of the discussion above:

    1) we think of causes as forces, rather than as generalization, which describe and allow us topredict certain regularities; or

    2) we think of predictability as presuming mechanisms; or3) we assume that the real explanations of all events and processes are entirely physicalist. If

    this were true, if the concepts of mind were to be shown unnecessary, then the concept ofchoice, belonging as it does to the language of mind, would have no place. Here is wheremy argument about explanatory dualism belongs, for if no translation from the languagemerely of matter to that of minds is possible, then reasons are an indispensable part of theexplanatory vocabulary for human actions; and, rather than undercutting the notion ofchoice, reason is essential to it; or

    4) we de ne freedom as existing only where all causes of an action are entirely within us.This, I have argued, turns out to be an incoherent idea; or

    5) we assume that free choice presumes full consciousness of all the factors that enter intothat choice. Surely that is never possible, but free choice makes no such presumption; or

    6) we assume that all mental determinants of action are unconscious. But that is contrary tothe psychoanalytic enterprise, one of the goals of which is to render some unconsciousmotivations available to conscious awareness.

    Freedom and constraint

    I have argued that there are no facts of a general, metaphysical nature which rule freedom out.In particular, causal determinism is not itself such a fact. As creatures with minds, we alwaysassume agency and attribute it to others, though as Strawson points out, and every judge andjury know, it can be challenged in any number of ways. Nor can we claim, with Sartre (1956),that as conscious beings we are always and necessarily free. That claim assumes a position onthe mindbody question that is untenable, and it goes against what we know about the ubiquityof unconscious processes. Freud was one sort of absolutist about freedom; Sartre another. Bothsorts rely on arguments about the relations between mind and body, reasons and causes, thatare mistaken.

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  • But I turn now to particular sorts of constraint that extenuate or exculpate in particular cases.Extreme deprivation or the threat of severe punishment, for example, may present us withoptions all of which are virtually intolerable. In that case our choosing one option overanother does not re ect anything we really desire or want. Sophie is asked to choose which ofher two children shall be murdered and told that, if she doesnt choose, both will be. Shechooses her daughter, but it isnt a free choice. In fact, it is scarcely a choice at all.In a central tradition of western liberalism, freedom refers primarily to an absence of

    external constraint on ones activities by other persons, as in the case of Sophie. Mill (1981)referred to this as negative freedom. Such freedom can be only a matter of degree andcompromise, since a society without any externally imposed constraints would in the end resultprecisely in peoples depriving each other of freedom in one way or another.Side by side with this concept of negative freedom is a concept of positive freedom, which

    derives, as Berlin puts it,

    from the wish on the part of the individual to be his own master. I wish my life anddecisions to depend on myself, not external forces of whatever kind . . . I wish to be asubject, not an object, to be moved by reasons, by conscious purposes, which are my own(Sartre, 1956), not causes which affect me, as it were, from outside (1998, p. 203).

    I wish to be autonomous, to be governed only by rules or laws which I give to myself. (We sawearlier that, depending on how it is articulated, the concept of autonomy leads to paradoxicalconclusions.) Sometimes freedom in this sense is spelled out as the freedom to realize onespotential, or speak, worship and pursue happiness as one conceives it. The contrast betweennegative and positive freedom is sometimes put as a distinction between freedom from andfreedom to. The second sort also can be only a matter of degree.My focus, however, is not on external but internal factors that diminish both freedom from

    constraint and freedom to do what one wants. That there are such, typically conceived aspassions that master us, or compulsions and addictions that act on us as if they were externalforces, is an old idea. Psychoanalysis has helped us understand how compulsions andaddictions work; it also explores more subtle ways in which neurosis impairs agency. Berlinsuggests that autonomy requires being moved by conscious purposes, but it isnt theunconscious per se that causes trouble, rather unconscious processes of particular kinds,typically those involving intrapsychic con ict and outdated, unrevised beliefs that signalanxiety has kept in place.What follows is by no means an exhaustive list of the inner constraints on freedom, but

    some of the most prevalent.

    1) Unconscious intrapsychic con ict, which interferes with the forming of coherent desires,not merely because the con ict is unconscious, but because the con icting desires canceleach other out. For example, you choose graduate school because you want a life that isbetter than your mothers, but unconsciously you feel anxious about this wish and so man-age to fail your qualifying examinations. One might say failing the examinations was whatyou wanted; it is what you intended. But I would prefer to say that, though there were(inarticulate) desires, there was nothing we can appropriately call intention. Failing the ex-ams wasnt what you wanted; you wanted, perhaps, punishment for your competitivewishes, or to hold on to your old relationship to your mother in a way that you feel yoursuccess would make impossible. Or your wish to succeed was compromised by guilt overleaving your mother behind. Since these wishes were being kept from awareness, the sort

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  • of appraisal of reality and re ection on how best to achieve ones desires that is requiredfor choice were not possible.

    2) Signal anxiety, which can trigger into play old defensive maneuvers that occlude the dif-ferences between this situation and the traumatic one that is unconsciously brought tomind. Not only is the perception of the present clouded; but also the defensive action, orthought, in which you engage is typically automatic, and the reasons for it hidden fromyou.

    3) Repression, dissociation and splitting, which also close down perception, and prevent thatintegration of perception, desire and belief that allows us to consider one desire or percep-tion in the light of the others, to weigh competing evaluations and desires.

    4) Unconscious identi cations, which can lead to confusions about self and other such that itis unclear to the agent whether it is she who thinks this thought and desires this object, orrather the person with whom she is unconsciously identifying in her need, perhaps, to keepher close.

    5) Con icts about knowing: for example, the person who distrusts her own thoughts andperceptions because of the risks she unconsciously believes they carry for her relationswith others.

    6) Phantasies of omnipotence that hold one back from action, or that lead one to actions thathave peculiarly wayward consequences.

    7) A rigid need to maintain control over oneself, other persons, and the world.

    About this nal constraint: it may be that an openness to our own unconscious, a willingness tobe receptive, is itself conducive to agency, and that choosing as always a deliberative, con-trolled, fully conscious activity represents only one sort of freedom. We have evidence thatcreativity, for example, requires an ability to let go; that the spontaneous gestureas distinctfrom the one that is overly controlled in the fear of a loss of control, or that is compulsive orarbitraryis one way in which freedom often shows itself. In such spontaneous moments wemay feel that something beyond ourselves has taken over, as the word inspiration, breathingin, suggests. Yet inspirations often arise from what is most truly ours.

    All the vicissitudes of choice just discussed erode the ability to know what one wants, tohold different and discordant desires in mind at once and re ect on them, to assess the future asfuture and the past as past, to make appraisals of both, oneself, that are fairly realistic to thepresent, to consider the possible consequences of ones actions. Of course, we must always actin the fact of uncertainty; it is because this is so that life can only be understood backwards. Weare never free of intrapsychic con ict; but we may be relatively so in certain areas of our lives,and more so in others than we have been.

    Recently Rangell asked should we, with Brenner and George Klein, reject the tripartitestructural view, substituting the whole person for the ego; or should we, as Rangell himselfurges, consider the ego as the agent of action? He writes, The question of the person or theself or the ego as agent remains unsolved, even unaddressed, in most groups (2003, p. 1132). Isuggest recasting this as a question about when and to what extent we can be considered agents.So recast, there can be no clear-cut answer. Agents are persons, by de nition, it seems to me;but like freedom, agency is a matter of degree.

    In the anti-libertarian passages quoted earlier, Freud conceives a life story as a sequence ofcausally related events from which, because they are causally related, freedom is absent. Buthe also taught us to think of the mind as an ordering of experience in which the presentincludes the past in a number of complicated ways: the past is repressed, interpreted in the lightof trauma, reinterpreted through insight, compressed into screen memories, registered below

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  • the threshold of consciousness in a way that continues to set off signals of anxiety which arelater inappropriate to the dangers at hand. That we always to some extent understand thepresent in terms of the past allows moments and events to have meaning for us in a way that isuniquely possible for human beings. The narrativists are on to this idea, though I dont thinkit has the implications they often draw, namely that the past is merely something we construct.Rather, the past helps construct the way we receive and go to the world, as, in a never-endingcycle, the present helps us construct our understandings of the past. In the grip of the past wemay make choices in which freedom is reduced, but neither the past nor causality itself is thethief.Is freedom compatible with psychic determinism as Freud understands it? Yes, if

    determined means caused. Yes, also if it means motivated, embedded in the natural worldin complex ways. I agree with Freud when he writes, If we give way to the view that a part ofour psychical functioning cannot be explained by purposive ideas, we are failing to appreciatethe extent of determination in mental life (1901, p. 240). But Freud fails to appreciate theambiguities in both determinism and freedom which admit degrees.I have referred in this paper to the idea that we are embedded, enmeshed, in the external

    world, and that, while this embeddedness may seem to argue against freedom, it is actually oneof its necessary conditions. Let me summarize some of the ways in which we are embedded,for they are relevant to the subject of forgiveness: 1) minded creatures begin life as organismsthat have some of the features requisite to mind but that are not themselves mental in character.As adult agents we are a composite of the given and the made; 2) who we are, what we do, evenhow we form our desires, are part of a causal story, a story that, as we grow, comes more andmore to have meaning for us; 3) the external world has an impact on us: if we are in theKalahari and I perceive a lion charging toward us, it may well be that there is a lion chargingtoward us; 4) we have an impact on the external world. Referring to the last two points,philosophers have often said, in a kind of short-hand, that as believers we go toward the world,attempting to adapt ourselves to it, but as desirers and agents we try to adapt the world to us.The embeddedness is both essential to the forming of intention, and responsible for

    innumerable ways in which intentions go astray. I dont know what an absolutely free creaturewould be, but acting as agents who sometimes make choices does not require absolutefreedom.

    Freedom and forgivenessI should probably have been unable to do anything with my generosity; neither forgive,because the person who offended me might have been following the laws of nature, andyou cant forgive the laws of nature; nor forget, because even if it was according to thelaws of nature, it was still an affront (Dostoevski, 1972, p. 20).

    What does forgiveness have to do with free will? And why should it interest psychoanalysts?To the rst I answer that without free will there can be, as I said above, no room for the conceptof either resentment or forgiveness, since it is only moral agents, sometimes acting freely andwith intention, toward whom both resentment and forgiveness are appropriate. If it turns outthat what we thought was a moral agent is really a force of nature, or a person who, by virtue ofinsanity or dementia, or some marked genetic de ciency, cannot be held responsible for whatshe does, then moral blame, moral responsibility and forgiveness are not in the picture.The answer to the second is that, as I see it, the capacity to forgive both calls on and enlarges

    the capacity for choice. Why forgiveness should interest psychoanalysts was a question put tome by an analyst on reading an earlier version of this paper: Isnt forgiveness a religious

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  • notion? she asked. I agreed that it is religious, and also ethical. But psychoanalysis is repletewith ethical notions. Consider gratitude, to which forgiveness is related. Both forgiveness andgratitude require an emotional understanding of the other as a person like, but separate from,oneself as a center of agency with her own subjective take on the world, her own needs andinterests, outside ones omnipotent control. Forgiving either another or oneself requiresrelinquishing phantasies of omnipotence and omniscience, and seeing the recipient offorgiveness as larger than the deed to be forgiven. Both gratitude and forgiveness call for anability to love that is informed by these understandings; knowledge alone is not enoughonemight know one has been given something of value, and not feel gratitude; might know thereare extenuating circumstances, and not forgive.

    Self-forgiveness in particular, with which the analyst is clearly concerned, is foreclosed solong as one holds on to impossible self-ideals and the masochistic need for self-punishment; itis facilitated by compassion for the person one was earlier, and a self-respect that allows her todistinguish herself as agent from the deed she did. The emotion of shame makes this dif cult,for shame tends to spread over the whole self; it does not focus on the particular action ofwhich one is ashamed. It is all too easy, furthermore, to move from a particular shame to ageneral sense of shame, which is one of the reasons that shame is so destructive an emotion(Stocker and Hegeman, 1996, pp. 2216).

    Forgiveness requires a certain letting go of the past. We say that to forgive is to forget, butthat is not necessarily what happens. Margalit (2002) contrasts two biblical images offorgiveness: the rst is a complete blotting out of the past, something only God, as we mightconceive Him, can do; the second is the covering over of a stainits there, you see it, but, ifyou forgive, you dont act on it. Akhtar remarks that

    we repeat not what we have repressed, but what we remember in a particular way . . . to letgo of grudges, we do not need to recall what has been forgotten, but rather to experiencea mental ampli cation, elaboration, and revision of what indeed is remembered andre-enacted over and over again (2002, p. 181).

    We might think of forgiving not as a forgetting, but a remembering that accepts the past as pastand that it cannot be undonein this way it is like mourning. Nor, of course, is forgiving a mat-ter of denying that harm was done. In this sense, forgiveness, or rather what looks like forgive-ness, may come too early in the psychoanalytic process.

    Is forgiving something we can will? I doubt it, any more than we can will mourning.Margalit suggests that forgiveness is a case of overcoming resentment and vengefulness, ofmastering anger and humiliation. Such overcoming is a result of a long effort, rather than adecision to do something on the spot (2002, p. 204). We can will to do things that may bringforgiveness: trying to understand why someone has acted as she did, or to nd some empathicconnection that reveals her fully as a person. In the case of oneself, this may mean an emotionalrecalling of what one felt in crucial circumstances of ones earlier life; a curiosity about what itmight have been in the world to which one was trying to accommodate oneself; and what wecall self-knowledge.

    It is not the part of the analyst to forgive, perhaps, but it is her role to facilitate the patientsfelt acknowledgment of what the patient has suffered and done, encouraging a largerperspective that allows the patient to be compassionate for herself. I think of forgiveness asinvolving an appreciation for the ways in which, as I said above in the section on free will, weare both agents and sufferers, embedded in a world beyond us, and that between agent andsufferer there is no clear line. I call this a kind of empathic objectivity, different fromStrawsons objectivity in that mine is reactive: it regards the other person as a person. It does

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  • not withdraw agency from her, but sets her and her doings in a larger context. She is not thecenter of the world, nor the ultimate source of her actions. The capacity for self-forgiveness,then, is diminished by narcissism and developed through acknowledging the limits of onespower, our interdependence with other persons in an uncertain world that is, in good measurebut not entirely, out of our hands. Feelings of guilt have their essential place in the process ofself-forgiveness, but past a certain point they narrow ones focus, compared to the opening andreceptivity that are a part of gratitude and forgiveness. And just this sort of openness, I havesuggested, enhances agency.Is everything, in principle, forgivable? This is a question beyond the scope of this paper. But

    were we to address it we might want to look at the novels of Dostoevski and at Arendts workon Eichmann (1963). In The brothers Karamazov Dostoevski describes acts for which he thinksforgiveness would be both impossible and grotesque. Arendt argued that Eichmanns actionswere such as to put him outside the human community and beyond the possibility offorgiveness. Catastrophic mental impairment renders forgiveness irrelevant because theobject is not a moral agent; monumental cruelty may rather make forgiveness impossible.At the beginning of this paper I said that a part of wisdom is to see the inevitability of the

    past. I asked, but if the past was inevitable, why not the future also? My answer has been thatthere is choice in both cases. Ones past actions were not, in truth, inevitable, if that meansthere was no choicethough in understanding your life backwards you may come to see youhad less choice than you thought. From your rst-person point of view, reconstructing thenarrative of your life, you see that, given your history, your assumptions, your fears, yourfeelings, of course you did what you did; and you see that some of what you had thought wereyour choices were more compelled than you realized. You express this with Ah, now I see!You are not saying that your action was forced, or completely beyond your control, but that it isnow intelligible in a way it was not before. Sometimes you discover what you did throughtalking with someone else who may have a better sense of the context of a particular emotionor action of yours than you yourself do. She may have helped you put parts of your storytogether that, for you, were isolated, or register something to which you are responding yet forvarious reasons have not yet acknowledged. I take this to be something that happens in anypsychoanalysis.We are not always mistaken in thinking we are free, responsible agents. But we do make

    mistakes in both directions: we often think we have choice where we dont; we often think wehave less choice than we do. We often believe, falsely, that we were the sole agents of ourmisfortune; we often fail to see the agency we have had. The difference between past andpresent choice is that some of the doors now in front of us open to genuine options, andsometimes there is nothing to stop us if we choose to go through one rather than another. Thedoors behind us have closed. We cannot change the past itself, but we can come to remember,understand, and tell it differently, which may change how we live our lives now, preciselybecause we are the sort of things in the universe that have minds, sometimes do things forreasons, make choices, ask for and receive forgiveness.

    Translations of summaryFreiheit und Vergebung. In der Geschichte der Philosophie und politischenGedankens bedeutet Freiheit eineReihe verschiedener Dinge. Die Autorin erortert einige dieser Bedeutungen und ihre Relevanz fur diepsychoanalytische Theorie. Das allgemeine Argument gegen Freiheit, das in der Gedankengeschichtehervorgebracht wurde und in Freud sein Echo fand, ist die These des kausalen Determinismus; aber es wirdhier gedrangt, dass dies an sich keine Bedrohung der Freiheit im Sinne des Worts ist, das fur eine moralischeInstanz gebraucht wird: eine freie Wahl ist eine, die zum Teil zumindest durch Grunde bedingt und relativ

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  • unbehindert von ,,externen wie auch ,,internen Kraften ist. Jedoch, da die Handelnden in einem kausalemZusammenhang eingebettet sind, die sowohl die physischeWelt als auch andere Leute mit einschliesst, konnendie Handlungsfahigkeit und Freiheit in unzahligen Arten kompromitiert werden. Weder Freiheit nochHandlungsfahigkeit ist eine Bedingung, die wir absolut haben oder nicht haben, sondern es ist eine Frage desAusmasses. Psychoanalytische Therapie arbeitet darauf hin, die Handlungsfahigkeit auszubauen und dieZwange gewisser innerer Krafte zu verringern. In dem Sinn wie es hier de niert wird ist Objektivitat eineHaltung, die unsere Eingebundenheit in der Welt akzeptiert.Mit Objektivitat kann sowohl Vergebung als auchSelbstvergebungeinhergehen,was wiederumdie Handlungsfahigkeit starkt.

    Libertad y Perdon. En la historia del pensamiento loso co y poltico, la libertad ha signi cado una cantidadde cosas diferentes. La autora considera varios de estos signi cados y su relevancia en la teora psicoanaltica.El argumento general contra la libertad que se ha montado en la historia del pensamiento, y de la que hace ecoFreud, es la tesis del determinismo causal; pero aqu se alega que esto en s no constituyeamenaza alguna parala libertad, en el sentido de en el sentido de poder actuar como instanciamoral: una libre escogencia es aquellaque hasta cierto punto es causada por unas razones, y que relativamente no viene coartada por fuerzasexternas ni internas. S in embargo, porque los que actuan como instancias estan empotrados en un nexocausal que incluye tanto el mundo fsico como a los demas, la instancia y la libertad pueden quedarcomprometidas de innumerables maneras. Ni la libertad ni la instancia son condiciones que tengamosabsolutamente o de las que carezcamos absolutamente, sino que es cuestion de grados. La terapiapsicoanaltica trabaja en direccion de expandir la capacidad de instancia y disminuir la coartada dedeterminadas fuerzas internas. De acuerdo con la de nicion que se usa aqu, la objetividad es una actitud queacepta nuestro empotramiento en el mundo. Con la objetividad podran venir el perdon y el autoperdon, que asu vez promueven la instancia.

    Liberte et pardon. La liberte a recu des signi cations differences dans lhistoire de la philosophie et de lapensee politique. Lauteur examine certaines de ces signi cations et leur pertinence par rapport a la theoriepsychanalytique. Largument prevalent qui apparat contre la liberte dans lhistoire de la pensee, et qui estretrouve chez Freud, est la these du determinisme causal ; mais nous defendons ici lidee que ce determinismede menace pas en soi la liberte en tant que notion necessaire a la capacite morale a agir : le libre choix est unchoix qui est determine, jusqua un certain point, par les raisons que lon se donne, ce qui est relativementindependant aussi bien des forces internes qu externes . Dans la mesure ou plusieurs facteurs peuventse trouver impliques dans un reseau de connexions incluant aussi bien le monde physique que les autrespersonnes, la capacite dagir et la liberte peuvent se trouver compromises dinnombrables facons. La liberte,comme la capacite dagir, ne constituent pas des conditions que nous possedons absolument, ou dont nousmanquons de facon absolue, mais sont soumises a des degres. La therapeutique psychanalytiquetravaille dansle sens dune extension de la capacite dagir et dune diminution des contraintes de certaines forces internes.Dans le sens de ni ici, lobjectivite est une attitude qui accepte notre engagement dans le monde. Lobjectivitepeut amener avec elle le pardon et le pardon de soi-meme, ce qui a son tour favorise la capacite dagir.

    Liberta e perdono. Nella storia della loso a e del pensiero politico, la parola liberta ha signi cato moltecose diverse. L autrice di questo articolo prende in considerazionemolti di questi signi cati e la loro attinenzaalla teoria della psicoanalisi. Largomento principale che nella storia del pensiero si e contrapposto allidea diliberta, e che ha trovato eco in Freud, e la tesi del determinismo causale; qui tuttavia sinsiste che questultimo,di per se, non e una minaccia alla liberta nel senso della parola che si riferisce allistanza morale: la liberascelta e quella causata, in qualche misura, da forze sia internesia esterne. Tuttavia, poiche gli agenti sonoradicati in un nesso causale che comprende sia il mondo sico sia le altre persone, la capicita di agire e laliberta possono essere compromesse in innumerevoli modi. Ne la liberta ne la capicita di agire sono unacondizione che possediamo o perdiamo in assoluto, ma una questione di grado. La terapia psicoanaliticaoperaal ne di ampliare la capacita di agire e diminuire le costrizioni di certe forze interne. Nel senso qui de nito,loggettivita e un atteggiamento che accetta il nostro inserimento nel mondo. Assieme alloggettivita puovenire il perdono, sia per gli altri sia per se stessi, che a sua volta favorisce lazione.

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