Catherine C Blake Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l )

BL A K E , CA T H E RIN E C.

4. Title (Article 111 jud ges indicate active or se nior status;

magistrate judges indicate full- or part-t ime)

U S D ISTRICT JUDG E, ACTIVE

7. Chambers or Off ice Address

7 3 1 0 U S C O U R T H O U S E101 WEST LOMBARD STREETBA LTIMORE, MD 2 1 2 01

2. Court or Organization

U S DISTRICT COURT, MARY LAND

3. Date of Report

06/02/201 I

5a. Repor t Type (check appropr iate type)

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the bas i s of the informat ion contained in th i s Repor t and any

modifications pertaining thereto, i t is, in my opinion, in compliance

with appl icable laws and regulat ions.

6. Repor t ing Per iod

01/01/2010

to

12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual on ly; see pp. 9-13 of fi l ing instruct ions.)

~ (No reportable posi t ions.)O NE

POSITION

1. V I C E - P R E S ID E N T A N D T R E A S U R E R

NAME OF ORGANIZATION/ENTITY

F E D E R A L J U D G E S A S S O C I A T IO N

2. CO-TRUSTEE TRUST#1

3.

4.

5.

I I . A G R E E M E N T S . ( R e p o n i .g i . d i v id . a t o . ty ; s e e p p . 1 4 - 1 6 of f!ling instructions)

~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

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N a m e o f P e r s on R e p o r t i n g

BLAKE, CATHERINE C.

D a t e o f R e p o r t

06/02/2011

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer’s Non-lnvestment Income

~ N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e ’ s )

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were married during anyportion of the reporting year, complete this section.

(Dollar amo unt not required except for honoraria.)

NONE (No reportable non-investment income.)

1 .2010

2 . 2 0 1 0

3.

4.

DATE S O U R CE A N D T Y P E

~~ SALARY

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .

(Includes those to spouse and depend ent children; see pp. 25-27 of f!ling instructions.)

D NONE(N o reportable reimbursements.)

SOURCE DATES LOCATION

U NIV ER SITY OF TEX AS 3/4 - 3/5 AUSTIN, TXL A W S C H O O L

PURPOSE

SPEAKER AT

EDUCATIONAL

PROGRA M

ITEMS PAID OR PROVIDED

LODGING, MEALS,TRA N SPORTA TION

4. O PEN SO C I ETY 6/11 - 6/13 G RE E N T RE E , N Y SEM I NAR PAR TI C I PANT L O D G I N G , M E A L S ,

INSTITUTE TR ANSPO R TATI O N

3. FED ER AL JU D G ES 5 /2 2 - 5 /2 6 W ASHINGTO N, D .C. BOA RD OF LODGING, MEALS,

ASSO CIATIO N D IR ECTO R S M EETING / TRA N SPORTA TION

QUADRENNIAL

2. AB A 4/2 1 - 4 /2 2 NEW Y O R K CITY SP EAKER AT LODGING, MEALS,EDUCATIONAL TRA N SPORTA TION

PROGRA M



FINANCIAL DISCLOSURE REPO RT

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N a m e o f P e r s o n R e p o r t in g

BLAKE, CATHERINE C.


06/02/2011




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BLAKE, CATHERINE C.


06/02/2011

V . G I F T S . a n d u d e s those to spouse and dependent children; see pp. 28-31 of f!ling instructions.)

N O N E (No rep ortable gifts.)

SOURCE

1 .

2.

3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; seepp. 32-33 of filing instructions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUECODE




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BLAKE, CATHERINE C.


06/02/2011

V II. INVESTM ENTS and TRUSTS - incom .... lue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s I n c o m e d u r i n g

/ i nc lud ing t rus t a s se t s ) r epo r t ing pe r iod

(1 ) (2 )

Place "(X)" after each asset Amount Type (e.g.,

exempt from prior disclosure C o d e 1 div . , ren t ,( A - H ) or in t . )

G r o s s v a l u e a t e n d Transact ions dur ing r epo r t ing pe r iod

o f r e p o r t i n g p e r i o d,

(1) (2) (1 ) (2) (3) (4) (5)

V a lu e V a lu e Type (e.g., D a t e V a l u e G~ ...... Identity of

C o d e 2 M e th o d buy , se l l , m m Y d d / y ~ C o d e 2 Co d e l: "buyer / se l le r

( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f p r iva te

( Q - W ) transac t ion)

1 . IRA-De laware Core Plu s Bond Fu nd A B Div idend K

Class

2. 1RA-T Rowe Pr ice -Equ i ty Income A Div idend K

i 3. I R A - T R o w e P r i c e -G r o w t h S t o c k A Div idend K

T

T

4. 1R A- T R ow e Pr i ce - Ne w As ia A D i v i d e n d J

5. I R A- T R ow e Pr i ce - Ne w Era A D i v i d e n d K

6. 1R A-T R ow e P rice -Sc ien ce & Techn olo gy Non e K

7. 1RA-T Rowe Pr ice -Spec t ru m Income B Div idend K

8. State of Maryland Deferred Compensation B DividendP l a n

9. W ells Fargo Bank-accoun ts A Int./Div. K

1 0 . T Rowe Pr ice Growth Stock (Y)

1 1 . U S S a v i n g s B o n d s ( Y )

1 2 . IRA-First Financial Credit Union A Dividend J T

1 3 . Temple ton Growth Fu nd (Y)

1 4 . IRA-Putnam G rowth & Income CI-A A Dividend Sold 06/28/10 J see note Pt VIII

1 5 . IRA-JPMorgan Fu nds Growth and Income A Div idend

A

1 6 . IRA- Me tLife A Div idend

Sold 06/25/10 J see note Pt VIII

1 7 . T S A - M e t L i f e C Div idend L

I. Inc om e G ain Codes: A =Si ;000 or IcsS B =$1 ,001 - $2 ,500

(See Columns BI and I)4) F =$5 0,001 - $ t00,000 G ~$ ] 00,001 - $1 ,000,000

2. Valu e Codes J =$ 15,000 or less K =$15,001 - $50,000

(See Co lu mns C I and D3 ) N =$250,001 - $500~000 O =$5 00,001 - $1 ,000 ,000

P3 =$25,000,001 - $50,000,000

3. Value Mcthod Codes Q =Appraisal R =Cost (Real Estate Only)

(See Co lu mn C2) U =Book Valu e V =Oth er

C =$2,501 - $5,000 D =$5,001 - $15 ,000

H 1 = $1,000,001 - $51000,000 H2 =More than $5,000,000

L=$50,00 -$100,000 M=$ 00 00~1- $250 000

P1 =$I,000,001 - $ 5,000,000 P2 =$5,000,001 ~ $25,000~000

P4 =More than $50,000,000

S =Assessmen t T =C~sh Market

W =Estimated

E =$15,001 - $50,000




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N a m e o f P e r s o n R e p o r t i n g

BLAKE, CATHERINE C.


06/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , v a l u e , t r .. s .c t i o n s a n c l u d e s t h o s e o l s p o u s e u n d d e p e . d c n t children; see p p . 3 4 - 6 0 of filing instructions.)


D e s c r i p t io n o f A s s e t s

( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each asset

exempt from p rior disclosure

B. C. D.

Income during Gross value at end Transactions during reporting period

reporting period of reporting period

5(1) (2) (l) (2) (1 ) (2) (3) (4), ( )

Amount Type (e.g., V a lu e V alu e Type (e.g., Date V a l u e Gain Identity of

Code 1 div., rent, Code 2 Methrd buy~ sell, m m / d d / yy C o d e 2 Code 1 buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) t r a n s a c t i o n )

1 8 . G uar d ian W hole L i f e B D i v i d e n d L T

1 9 . MetLife Who le L if e A Div idend J T

20 . MetLife Who le L if e A Div idend J T

21 . T Rowe Pr ice M d Tax-Free Bond Fu nd A Div idend J

22 . Trust #1 E Int . /Div. P1 T

23 . --Fen-is Baker Watts Reserve Primary Fund

24 .

25 .

26 .

27 .

28 .

- -DWS Mu nic ipa l Managed Mu nic ipa l Bond

Fund Class A

- -Frede r ick Cou nty Md Edl Rv FCS M ou ntSt Mary’ s CLG Bo n d

- -Ca r ro l l Cou nty Md R fdg & Cons P u b l ic

Improv ement Bond

- -Mary land Hl th & HEFA Rev SR FredMem H o sp Bo n d

- -AT& T common s tock

Redeemed 03/01/10 K A

29 . - -BB& T Corp common s tock

30 . - - E x x o n M o b i l C o r p c o m m o n s t o c k

31 . - G r a in g e r W W In c co m m o n s to ck

32 . - -He inz HJ Co comm on s tock

33 . - - Id e a r c I n c c o m m o n s t o c k Expired 01/07/10 J

34 . - - I l lino is Tool Works Inc comm on s tock

1. lnc0me Gain COdes: A = $ 1 ~ 0 0 0 o r l e s s

( See C ol umns B I and D4) F =$50,001 - $100,000

2. V alue Codes J =$15,000 or tess

(See Co lu mns C I and D3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal

(See Co lu mn C2) U =Book Valu e

=$1,001 - $2 ,500

=$1001001 - $ 1,000,000

~ $ ~ 5 , 0 0 t - $ 5 0 , 0 0 0

= $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0

=Cost (Real Estate Only)

=Other

C =$2i501 ~ $5,000 D = $5,001 - $1 5 ,000

HI =$1,000,00 ! - $5,000i000 H2 =More than $5~000,000

L =$50~001 = $!00,000 M =$I00,001 - $250;000

PI =$1,000,001 -$5,000,000 P2 =$5 ,000,001 - $25,000~000

P4 =More than $50,000,000

S = A s s e s s m e n ! T =Cash Mark e t

W =Estimated

E =$15,001 - $50,000




of 10 Ia m e o f P e r s o n R e p o r t in g

BLAKE, CATHERINE C.

Date of Report

06/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


A. B. C. D.

Description of Assets Income dur ing Gross value at end Transactions during reporttng period

(including trust assets) reportingperiod of reporting period

(i) (2 ) ~1) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o u r t t : Type (e,g., V a l u e Val ue Type (e.g., Date V a l u e Gain Identity of

exemp t from prior disclosure C o d e 1 d i v . , ~ e n t ~ Code 2 Method buy, sell , m m /d d/y y Co de 2 Code 1 buyer/seller

(A-H). o r i n t : ) : (J-P) (A-H) (if private

transaction/

35 . - - JP M o r g a n C h a s e & C o c o m m o n s t o c k

36 . - - Johnson & Johnson common s tock

37 . - -L i l ly E l i & Co comm on s tock

38 . - -Merck & Co IBC co mmo n s to ck

39 . - -PPG Indu s t r ie s Inc com mon s tock

40 . - - 3 M C o c o m m o n s t o ck

41 .

42 .

43 .

44 .

45 .

46 .

47 .

48 .

49 .

50 .

51 .

--Urstadt Bidd le Properties Inc Class A

- - V e r iz o n C o m m u n i c a t io n s I n c c o m m o nstock

- -Fa i rpo in t Commu nica t ions Inc commonstock

- -Fred erick Cn ty Md BiE Ret Co mn ty RevB u ck in g h a m ’ s C h o ice

- -Fron t ie r Comm Corp comm on s tock

- -Md Hlth&HEFA Rev Fred Mem Hosp Bu y

Bond

S p in o f f 07/02/10 J

( f rom l ine 42)

03/11/10 K

- -US Go v’ t Mo n ey Marke t Fun d RBC

Rese rv e Cla ss

~ 401 (k)Profit Sharing Plan --

Dividend Sold 12/31/10 M

--Vangu ard Wellesley Incom e Fund

Delaware High Yield Opp Fund A Class B Dividend K T

T Ro we Pr ice Md Tax -Free Mo n ey A Div idend J T

see note Pt VIII

1. Incom e G ain Codes: A =$ 1,000 0r tess B ~$1,001 - S2;500

(See Columns B 1 and I)4) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. Value Codes .I =$15,000 or tess K =$15,001 - $50,000

(See Co lu mns C I and D3 ) N =$250,001 o $500,000 O =$500,00t - $1,000,000

P3 =$25,000,001 - $5 0,000;000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(See Co lu mn C2) U =Book Valu e V =Oth er

C =$2,501 - $5,000

H t =$1,000,001 - $5,000,000

L =$50,001 - $ 100,000

PI =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S =Assessment

W =Estimated

D =$5,001- $15,000

H2 =Morethan $5,000,000

M=$100~001- $250,000

P2 =$5,000,001- $25,000,000

T =Cash Mark e t

E =$15,001- $50,000




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BLAKE, CATHERINE C.

Date of Report

06/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instructions.)


A. B. C. D.

Descr ip t ion o f Asse t s I n c o m e d u r i n g G r o s s v a l u e a l e n d Transact ions dur ing r epo r t ing pe r iod

( includ ing t rus t a s se t s ) r epo r t ing pe r iod o f r e p o r t i n g p e r i o d

(1) (2) (l) (2) (1 ) (2) (3)

A m o u n t Type (e.g., V a lu e V a lu e Type (e.g., Date V a l u e

Code 1 div . . ren t , C o d e 2 M etho d b u y , s e ll, m m / d d / y y C o d e 2

( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P )

( Q - W )

Place "(X)" after each asset

exem pt from prior disclosure

(4) (5)

Gain l d e n t i . t y o f

Code 1 buyer/seller

(A-H) (if private

t r a n s a c t i o n )

52 .

53 .

54 .

55 .

56 .

57 .

58 .

59 .

60 .

6 t.

M &T Bank account A

NewPerspFdlncC1A (American Funds) A

.Interest

Int . /Div.

K

K

T

T Bu y 07/12/10 K

: i ihcome G ai n c~d~! :~ =$1;000 or less

(See C o l u m n s B 1 and D4) F =$50,001 - $100,000

2. Value Codes J =$15;000 or less

(See Co lu mns C I and D 3 ) N =$250,001 - $500,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal

(See Co lu mn C2) U =Book Valu e

B =$1,001 - $2,500 C =$2,501 - $5 ,000 D =$5,001 - $15,000

G =$100,001 - $1,000,000 H 1 =$I,000,001 o $5 ,000,000 H2 =More than $5,000,000

K = $15,001 - $50,000 L -$50,001 - $ 100,000 M -$ 100,001 - $2 50,000

O =$ 500,001 - $1 ,000 ,000 P I = $1 ,000,001 - $5,000,000 P 2 = $ 5 ,000,001 - $ 25,000,000

P 4 M ore th an $ 5 0 ,0 0 0 ,0 0 0

R =Cost (Real Estate Only) S =Assessment T =Cash Mark e t

V =Oth er W =Estimated

E =$15,001 - $50,000




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N a m e o f P e r so n R e p o r t i n g

B L A K E , C A T H E R I N E C .


06/02 /2 01 1

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

l ine s 15 and 16 - - These were IRA accou nts which w ere ro l led ov e r in to a new IRA accou nt he ld by AXA Adv isor s inv es ted a s shown on l ine 53 .

l ine s 48 and 49 - - The a sse ts o f th is 401(k ) were so ld a t the end of the yea r and ro l led ov e r to a r e t i r ement a ccou nt he ld by BB& T Corp . The BB& T ac cou nt w as

not opened u n t i l 2011 and wi l l be r epor ted fu l ly nex t yea r .




of 10

Name of Person Report ing

BLAKE, CATHERINE C.

Date of Repor t

06/02/2011

IX. CERTIFICATION.

I c e r t if y t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a ccu r a t e , t r u e , a n d co m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d th a t a n y i n f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e ca u se i t m e t a p p l i c a b l e s ta t u to r yp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su r e .

1 f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce w i th th e p r o v i s io n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n ce r e g u l a t i o n s .

Signature: $/CATHERINE C. BLAKE

N O T E : A N Y IN D IV ID U A L W H O K N O W IN G L Y A N D W IL FU L L Y FA L S IFIE S O R FA IL S T O FIL E T H IS R E P O R T M A Y B E S U B J E C T T O C IV ILAND CR IMINAL SANCTIONS (5 U,S.C. app . § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Catherine C Blake Financial Disclosure Report for 2010

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