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Case Study: GSWC Fleet Compliance
Air Challenges in the Water WorldOctober 2, 2013
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Agenda
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• Expectations
• Regulatory Background
• Regulatory Overview
• GSWC Project Details and Recommendations
• Q&A
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Expectations
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• Am I complying with all the federal, state and local
regulations applicable to my equipment?
• Am I properly reporting and labeling my
equipment?
• Am I inspecting my equipment over the proper
intervals, and maintaining records?
• Do my operators know not to idle more than five
minutes?
• What is an ECL, and do all my engines still have
their manufacturer label on them?
• Where can I go for more information on a specific
regulation?
• What are the fines if I don’t comply?
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Background
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• What is Diesel PM and why is it important?
• In 1998 the California Air Resources Board (ARB)
determined diesel particulate matter (PM) to be
carcinogenic. Compression ignition (CI) engines
are a major source of diesel PM.
• What is an ATCM?
• Airborne Toxic Control Measures (ATCMs) were
promulgated by ARB as required by the California
Diesel Risk Reduction Program (CalDRRP).
• What purpose do ATCMs serve?
• ATCMs were implemented to reduce diesel PM and
criteria pollutant emissions from CI engines (i.e.,
diesel)
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview
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• Which regulations affect my operations?
• Stationary ATCM - 2004
• Portable ATCM – 2005
• Large Spark-Ignition (LSI) Regulation - 2007
• Off-road Diesel (ORD) Regulation - 2008
• Public Agency and Utility (PAU) Regulation - 2005
• Periodic Smoke Inspection Program (PSIP) - 1999
• Emission Control Label (ECL) Program - 2007
• For a complete list go to:
http://www.arb.ca.gov/diesel/diesel.htm
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Stationary ATCM
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• Applicability: Owners/operators of stationary diesel-
fueled CI engines ≥ 50 brake horsepower (bhp)
• Website: http://www.arb.ca.gov/diesel/statporthome.htm
• Performance Requirements (new engines):
• Prime engines: Must meet current Tier level for NOX,
HC and CO plus 0.01 g/bhp-hr for PM
• If you operate a prime engine, you should also be
concerned with USEPA RICE NESHAP (see
http://www.epa.gov/ttn/atw/icengines/)
• Emergency engines:
• Meet current Tier standards
• Limit maintenance and testing hours
• Enforced by your local air district
• Some districts may have additional requirements
Examples:• Emergency generators
• Prime/emergency pumps
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Portable ATCM
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• Applicability: Owners/operators portable diesel-fueled CI
engines ≥ 50 bhp
• Website: http://www.arb.ca.gov/diesel/peatcm/peatcm.htm
• Fleet Requirements:
• New engine must meet current Tier standards
• Must meet (or have met) fleet standards as of:
• 1/1/2013, 1/1/2017 and 1/1/2020
• Must report (or have reported) by:
• 3/1/2013, 3/1/2017 and 3/1/2020
• By 1/1/2020 all engines must be:
• Meet Tier 4 standards, or
• Be equipped with a diesel particulate filter
• Capable of 85% reduction (i.e., Level 3)
Examples:• Compressors
• Generators
• Welders
• Pumps
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Portable ATCM (continued)
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• Fleet Requirements (continued):
• Emergency and Low-use* engines
• Not required to meet fleet standards
• Non-certified engines must be replaced with most stringent
Tier by 1/1/2017
• Certified engines must meet one of the following by 1/1/2020:
• Certified to meet Tier 4 standards, or
• Must be equipped with a Level 3 VDECS
• Enforcement:
• Districts reviewing 1 March reporting
• Permitting/Registration:
• ARB PERP
• Local Air District
• Hybrid permit
* Low-use is less than 80 hours per year
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – What are the Tier standards?
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Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Off-road Diesel (ORD) Regulation
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• Applicability: owner/operators of vehicles with a diesel-
fueled CI engine ≥ 25 bhp that:
• Cannot be registered and driven safely on-road, or
• Was not designed to be driven on-road
• Website:
http://www.arb.ca.gov/msprog/ordiesel/ordiesel.htm
• Requirements:
• Fleet reduction in diesel PM and NOX
• Retrofit, repower, replace or retire
• Five-minute idling limit (medium and large fleets)
• Written idling policy (large fleets)
• Report all vehicles in DOORS
• Restrictions on adding older vehicles
Examples:• Forklifts
• Tractors
• Loaders
• Cranes
EPA GRANTED
APPROVAL ON
13 SEPTEMBER 2013
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – ORD Regulation (continued)
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• Requirements (continued):
• Labeling of all vehicles (both sides)
• Disclosure when selling vehicles within CA
• Annual reporting (depends on fleet size)
• Fines:
• Idling –
• 1st Offense: $300 per day per vehicle
• 2nd Offense: $1,000 to $10,000 per day per vehicle
• Reporting – $1,000
• Performance – up to $10,000 per day
• Exemptions:
• Low-use vehicles ≤ 200 hours per year
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Large Spark-Ignition Regulation
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• Applicability: owner/operators of vehicles with a spark-
ignition engine ≥ 25 bhp and > 1 liter in displacement
• Gasoline and LPG
• Website:
http://www.arb.ca.gov/msprog/offroad/orspark/orspark.htm
Only Covers:• Forklifts
• Sweepers/Scrubbers
• Tow Tractors
• Airport GSE
• Fleet Average Emission Level Standards:
• Targets to be met by 1 January 2009, 2011,
and 2013
• Exemptions:
• Low-use – less than 200 hour per year
• Small fleets – less than 3 vehicles
• Fines:
• $500 per vehicle per day
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Public Agency and Utility (PAU) Regulation
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• Applicability: Any municipality/utility that owns, leases, or
operates on-road diesel-fueled vehicles with MY 1960 or
newer engine and a GVWR > 14,000 pounds
• Website:
http://www.arb.ca.gov/msprog/publicfleets/publicfleets.htm
• Performance Requirements:
• Engine certified to 0.01 g/bhp-hr (i.e., some MY 2007,
and all MY 2010)
Examples:• Trucks
• Two-engine sweepers
• Buses
• Retrofit with Level 3 VDECS or retire
• Compliance deadlines began 31 December
2007 through 2012
• Disclosure when selling vehicles within CA
• Fines: $1,000 per vehicle
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – PAU Regulation (continued)
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• Labeling:
• For each vehicle, as of December 31, 2007, the municipality/utility must label
appropriately on the door jamb or other easily available location
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Emission Control Label (ECL)
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• Applicability: Any owner/operator of heavy duty diesel- or gasoline-
fueled vehicle, MY 1974 or newer, with a GVWR > 6,000 pounds
• Website: http://www.arb.ca.gov/enf/hdvip/bip/bip.htm
• Requirement:
• ECL , must be affixed
• If cited, must replace in 45-days
• RECORDS!
• Responsibility of the o/o obtain a label from
Manufacturer/Dealer for each missing ECL
• Fines: $300 per missing ECL/$500 for operating
a non compliant engine
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Regulatory Overview – Periodic Smoke Inspection Program (PSIP)
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• Applicability: All heavy-duty vehicles ≥ 6,000 lbs in
fleets of 2 or more AND over 4 years old
• Website:
http://www.arb.ca.gov/enf/advs/advs351.pdf
• Requirements:
• Annual testing with a smoke opacity
meter (SAE J1667)
• Opacity standards:
• 55% for pre-1991 engines; and
• 40% for 1991 and newer engines
• RECORDS!
• Tests, repairs, meter calibration (two consecutive
years)
• Fines: $500 per vehicle per year (up to two years)
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project
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Morongo
i
nt
S
• Background:
• Established 1929
• 75 Cities
• 10 Counties
• 42 Water Systems
• 300 Facilities
• 10 Local Air Districts/Boards
• 1 million Customers
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project
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• Goal:
• Inventory all affected equipment
• Large vehicles to small equipment
• Assess compliance with all local, state and federal
requirements
• Provide recommendation
• Inventory (Seven Districts):
• Central District
• Coastal District
• Foothill District
• Mountain Desert
District
• Northern District
• Orange County
District
• Southwest District
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Inventory (continued):
• Stationary engines – 40 surveyed,
22 subject to Stationary ATCM
• Portable engines – 241 surveyed,
34 subject to the Portable ATCM
• ORD vehicles – 27 surveyed for a
total of 1,787 bhp (small fleet)
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Inventory (continued):
• LSI vehicles – 3 surveyed (small
fleet)
• PAU vehicles – 45 surveyed,
seven (7) subject to the PAU
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Inventory (continued):
• Lots of pictures
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Inventory (continued):
• Summarized in a Microsoft Access Database
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Inventory (continued):
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Inventory (continued): Select image to
view full size and
additional photos
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Compliance Findings:
• Stationary: No issues
• Portable: Two units operating without proper
permit or registration
• Off-road Diesel: Eleven vehicles not properly
assigned/labeled with equipment identification
numbers (EINs)
• Large-spark Ignition: No issues
• Public Agency and Utility Heavy-duty Trucks:
Seven trucks did not meet BACT (i.e., highest
level VDECS)
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
GSWC Project (continued)
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• Project Conclusions and Recommendations:
• MAINTAIN RECORDS
• Compliance plans through the life of the regulations
• Review of compliance plans on a semi-annual basis and update as required to
accommodate for changes in fleet, and potential regulations
• Consider engine repowers versus vehicle replacements when feasible
• Assess electric replacements for qualified vehicles
• Consider replacement with vehicles fueled with LPG, liquefied natural gas, or
CNG, where possible, to lower the diesel fleet average PM emissions
• Identify any low-use vehicles through annual surveys of vehicles and maintain
annual records of hour usage and mileage to document these exemptions
• Identify additional vehicles that could be retired or planned to be retired, such
as duplicate, old, or defective equipment
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Contact Information
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• Brandy Hancocks
Golden State Water Company
Environmental Quality Manager
(916) 853-3639
• Jorge Rodriguez
URS
Federal Environmental Compliance Manager
(714) 433-7648
Case Study: GSWC Fleet Compliance – Air Challenges in the Water World
Q&A
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