Carl J Barbier Financial Disclosure Report for 2010

8/3/2019 Carl J Barbier Financial Disclosure Report for 2010

1/12

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person R eport ing (last name, f i rst , middle ini t ia l )Barbier , Car l J .

4. Tit le (Ar tic le 111 judges ind ica te ac tive or sen ior s ta tus ;magist rate judges indicate fu l l - or par t - t ime)

U.S. Dis t r i c t Jud g e-A ct ive

7 . Cha m b e r s o r O f f ice A d d r e s s500 P o yd r as S t r ee tN ew O r l ean s , L A . 7 01 3 0

2. Court or Organizat ionU.S. Dis t r i c t Co ur t , E .D. La .

3. Date o f R e p o r t05/07/201

5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in th is Repo r t and anymodif ica tions per ta in ing there to , i t is , in my opin ion , in compliancewith appl icab le laws and regulat ions .

Reviewing Off icer D a t e _

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual on ly; see pp. 9-13 of fi l ing instruct ions.)~ (No reportableposit ions.)O NE

P O S I T I O N1 . M e m be r, B oa rd o f Di re cto rs

2. M e m b e r , B o a r d o f D i r e c t o r s3. M emb er , P as t P r es i d en t

4. P as t P r es i d en t

NAME OF ORGANIZATION/ENTITYLoyola Law Alumni Assoc ia t ionFed era l Bar Asso c . -New Orlean s Chap te rSt . T ho mas Mo re In n o f Co ur t (Lo y o la Law Scho o l )

New Orlean s Bar Asso cia t io n

I I . A G R E E M E N T S . ( R e p o r t i n g individual only; seepp. 14-16 of filing instructions.)~] NONE (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


2/12

FINANCIAL DISCLOSURE REPORTPage 2 of 12

N a m e o f P e r s o n R e p o r t in gBarbier , Car l J .

D a t e o f R e p o r t05/07/2011

IlL N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing i n s t r u c t i o n s . )A. Filers Non-Investment Income

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - if you were married during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependen t children," see pp. 25-27 o filling instructions.)

--] N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

1. New Orleans Bar A s so ci at io n 4 /1 6- 4/1 8/2 01 0 Biloxi, M S2. LSU Law School 3/04-3/05/2010 Baton Rouge, LA.

3. Trial Attorneys of America 6/09-6/11/2010 Chicago, ILL

4.

5.

PURPOSEBench Ba r ConferenceCLE p r o g r a mCLE program

ITEMS PAID OR PROVIDEDF o o d a n d l o d g i n gFood, lodging & mileage

Transportation, Food, Lodging


3/12

Ia m e o f P e r s o n R e p o r t in ga g eF I N A N C I A L 3 o f 1 2 D I S C L O S U R E R E P O R T /Barbier , C a r l J .V . G I F T S . a n e l . d e s ,hose to spouse and dependent children; see pp. 28-31 of filing instructions.)

N O N E (No r eportable gifts .)SOURCE DESCRIPTION

1 .2.3.4.5.

D a t e o f R e p o r t05/07/2011

VALUE

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o l s p o u s e a n d dependent children; see p p . 3 2 - 3 3 of.filing instructions.)D N O N E (No reporta ble liabili ties.)

CREDITOR DESCRIPTION1 . M errill Lynch Loan M anagemen t Account2.3.

4.5.

VALUECODEJ


4/12


N a m e o f P e r s o n R e p o r t in g I D a t e o f R e p o r tBarbier, Carl J"

I05/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt f rom prior disc losure

B. C. D.Income during Gross va lue a t end Transac t ions during report ing per iod

reporting period oreport ing per iod(1) (2) (I ) (2 ) (1 ) ()~ : O) (4) (5)

A m ou n t Type (e.g.. Va l ue Va l ue Type (e.g., Da t e Va l ue Gain Identity ofCode I div., rent, Code 2 Method buy; sell, m m /d d/yy C od e 2 Code 1 buyer/seller(A-H) o r i n t . ) 0-P) Code 3 redem ption) (J-P ) (A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 . I TT Corp S r . Deb en ture A Interest R e d e e m e d 0 6/1 4 /1 0 J A

2. T en n . Gas P ip e l in e Deben tu re B Interest K T3. AMR Corp . (Unsec . Note s) A Interest J T4. NM Ford Motor Cdt Co . (Bond) A Interest J T5. USX -Mara tho n Grp 0 1 /1 5 /2 0 1 3 B Interest K T6. Bel l so u th Co rp . 1 2 /1 5 /2 0 1 6 (Bo n d s ) B Interest K T7. An heuser Busch No tes Ap r 0 1 2 0 1 8 B Interest K T8. T r a n s o c e a n S e d c o F o r e x N o t e s 4 / 1 5 / 1 8 A Interest S o l d 06/07/10 K A9. A n h eu se r B u sc h C o s I n c N o t es M ar 01 2 01 9 A Interes t K T

1 0 . Penn . Elec t r ic Co. Sr . Notes 4 /01/19 A Interes t J T

1 1 . Sp ect ra En erg y Cap i t a l Glo ba l No tes B Interest K T10/01/20191 2 . Ford Hold ings Inc Mar 01 ,2020 B Interest K T1 3 . Scan a Co rp . Ser Mtn Ap r 0 1 2 0 2 0 A Interest K T1 4 . B a n k o f N e w Y o r k C o I n c S r S u b S e r D e c B Interest R e d e e m e d15 2020 ~1 5 . Ha l l ibu r to n Co Deben tu res 3 /0 1 /2 1 A Interest Sold

12/15/10 K A

06/07/10 K A

1 6 . El Paso Nat . Gas (Bo n d ) Jan 1 5 , 2 0 2 2 A Interest J T1 7 . Gen E l ec C ap C o r p ( S r . N o t es ) Jan 1 5 , 2 02 2 B In te res t K T

i . I n c o m e G a in C o d e s :(Se e C o lu m n s B l a n d 1 )4 )

2 . Value Codes(Se e C o lu m n s C I a n d D3)

3.Value Method Codes(Se e C o lu m n C 2 )

A =$1,000 0r less B =$1,00i ~ $2i500 C =$2,501 - S5,000F =$50,001 - $100,000 G = $100,001 = $I,000;000 H 1 =$1,000~001 - $5,000,000J = $15,000 or less K = $ 15,001 -$ 50,000 L =$50,001 - $100;000N =$2 50,001 - $500,000 O =$500,001 - $1 000,000 PI = $1,000,001 ~ $5,000,000P3 = $25,000,001 - $50,000,000 P4 =Mo re than $50,000,000Q =A ppr a i sa l R =Cost (Real EState Only) S = As s e s s m e n tU = B o o k Va lu e V = Oth e r W = Es t im a ted

D =$5,001 -$15,000H2 = M o re ~a n $ 5 ,000 ,000M=$100;001 - $250,000P2-$5,000,001-$25,000,000

= C a s h M a rk e t

E =$15.001- $50,000


5/12


N a m e o f P e r s o n R e p o r t i n gBarbier, Carl J.

D a t e o f R e p o r t05/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,.e, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Incom e during G ross v alue at e nd Transac t ions during report ing per iod

l inc luding t rust assets) reporting period of reporting period(1) (2) (!) (2) (1 ) (2) (3) (4) (5 )

Place "(X)" after each asset A m o U n t Type (e.g., V a lu e V a lue Type (e.g., D a t e V al u e Gain Identity ofexempt f rom prior disc losure Code 1 div., rent, Code 2 Method buy, sell, mnfdd/yy Code 2 C o d e 1 bu~,er/seller( A - H ) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (A-H) ( i f p r i v a t etransaction){ Q - W )

1 8 . Co ca Co la En t . Deben tu res Feb 0 1 2 0 2 2 B Interest K T1 9 . USX C orp May 15 , 2022 B Interest K T20 . Co ca Co la En t . In c . Deben tu res Sep 1 5 2 0 2 2 C Interest L T2 1 . U S X M a ra th o n G r p D e be n tu r es M ar 01 C Interest L T20232 2. C h e s a p e ak e & P o t o m o c T e l C o D e b e n t u re s B Interest K TMay 01 20232 3. An heuser Busch Co s In c Bo n d s May 1 5 B Interest K T202324 . U . S . W e s t C o m m . J u n e 1 5 , 2 02 3 B Interest K T25 . Gen Mo tors Corp Glob a l Bds J u ly 15 2023 No n e J T26 . USX M ara thon Group J u ly 15 , 2023 B Interest K T27 . So u thern Un io n Co . Feb 0 1 , 2 0 2 4 A Interest J T2 8. T i m e W a r n e r C o s I n c F e b 01 , 2 0 2 4 B Interest K T2 9. En terg y La . LLC No v . 0 1 , 2 0 2 4 A Interest J T Bu y30 . U n i o n C a r b i d e D e b e n 6 / 1 / 2 5 A Interest J T31 . B e l lS o u t h T e l e c o m m u n i c a t io n s O c t 0 1 , A Interest J T Bu y202532 . Citizens Util i t ies Co Nov 01, 2025 C Interest K T33 . Ford Motor Co . Nov 1 5 , 2025 B Interest K T34 . Burl in g to n Reso urces In c Feb 1 5 , 2 0 2 6 B Interest K T

02/19/10 J

04/12/10 J

t Inc ome Gai n COdes: . . . . . A ~$ii000 6iiesS : B =$1,001 = $2,500(Se e C o lu m n s B I a n d 1 )4 ) F =$50,001 $100,000 G =$100,001 L $1 ,000,000

2. Value Codes J =$15,~00 or less K =$1 5,001 - $50,000(Se e C o lu m n s C I a n d D3) N =$250,001 - $ 500,000 O = -$500,001 - $I,000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q =A ppr a i sa l R =Cost (Real Estate Only)(S e e C o lu m n C 2 ) U = B o ok V alue V = Oth e r

C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $100,000PI =$1,000,001 - $5,000,000P4 =Mo re than $ 50,000,000S = As s e s s m e n tW = Es t im a ted

D =$5,001- $15,000H2 =More than $5,000,000M = $ 1 00,001 - $ 2 50 ,000P2 =$5,000,001- $25,000,000T = C a s h M a rk e t

E =$15,001 -$50,000


6/12

FINANCIAL DISCLOSURE REPORTPage 6 of 12 Ia m e o f P e r s o n R e p o r t in gBarbier, Carl J. Date of Report05/07/2011

VII. INVESTMENTS a n d T R U S T S - income, value, transa ctions (Includes those of spouse and depend ent children; see pp. 34-60 of f!ling instructions. )N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t io n o f A s s e t s Income dur ing G r o s s v a l u e a t e n d Transact ons during reporting period

( i n c l u d i n g t r u s t a s s e t s ) r e po rt i n g p er i o d o f r e po rt i n g p er i o d(t ) (2 ) (1) (2)

A m o u n t T y p e ( e . g . , V a l u e ValueC o d e I d i v . , r e n t , C o d e 2 M e th o d( A ~ H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

35. Pet ro Can ad a Jun 1 5 , 2 0 2 6 A Interest J T Bu y 03/15/10 J36 . I n d i a n a B e l l T e l D e b e n t ur e s A u g 1 5 2 0 2 6 D Interest M T37 . Bristo l Meyers Squibb Nov 15 2026 B Interest K T38 . H y d r o Q u e b e c D e b S e r M B I A J a n 1 5 , 2 0 2 7 B Interest K T39 . Phil l ip Morris Cos Inc Jan. 15, 2027 B Interest K T4 0. El i Li l ly & Co March 1 5 , 2 0 2 7 A Interest K T4 1. W al-Mart Sto res , In c Ap r 0 5 2 0 2 7 B Interest K T4 2. GT E C al i fo rn ia In c May 1 5 2 0 2 7 C Interest L T4 3. Hershey Fo o d s Co rp A ug 1 5 , 2 0 2 7 A Interest J T4 4. Seag u l l En erg y Co rp Sr . No tes 9 /1 5 /2 7 C Interest K T45 . P u g e t S o u n d E n e r g y I n c . D e c 0 1 , 2 02 7 B Interest K T Bu y 12/10/10 K4 6. Pio n eer Natu ra l Reso urce Jan 1 5 , 2 0 2 8 B Interest K T4 7. S e a r s R o e b u c k A c c e p t a n c e J a n . 1 5 , 2 02 8 B Interest K T4 8. G T E Fl or id a Fe b. 0 1, 2 02 8 D Interest M T Bu y 07/01/10 K(ad d l )4 9. GT E No rth In c . Feb . 1 5, 2 0 2 8 A Interest J T Bu y 07/02/10 K

50 . KN En e rg y In c . Mar . 01 ,2 0 2 8 A Interest J T51 . Occid en ta l Pe t ro leum Ap r 0 1 2 0 2 8 B Interest K T

Place "(X)" after each assetexempt from prior disclosure

(l ) (2) O)Type (e.g., Date Value

buy, sell, m m / d d /y y C o d e 2redem ption/ O-P)

( 4 ) ( 5 )Gain I d e n t i t y o fC o d e 1 buyer/seller( A - H ) ( i f p r i v a t e

~ r a n s a c t i o n )

i i~0me Gaih:~bdesi A =$1 ,000 0r less B =$i,001 - $2 ,500 C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 . . . . . E =$15,001 - $ 50,000(See Columns B 1 and D4) F =$50,001 - $1 00,000 G =$ 100,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. V alue Co de s J = $1 5,000 or less K =$1 5,001 - $50,000 t =$50,001 - $ 100,000 M =$ 100~001 2 $250;000(Se e C o lu m n s C I a n d D3) N = $250,001 -$ 500,000 O =$500,001 - $1 ,000,000 PI =$1,000,001 -$5,000,000 P2 --$5;000,00i -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =Mo re than $ 50,000,0003. Value Method Codes Q =A ppr a i sa l R =Cost (Real Estate Only) S = As s e s s m e n t T = C a s h M a rk e t(S e e C o lu m n C 2 ) U = B o ok V alue V = Oth e r W = Es t im a ted


7/12


N a m e o f P e r s o n R e p o r t in gBarbier , Carl J .

D a t e o f R e p o r t05/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S -- income, va lue, transactions (Includes those of spouse an d dependent children; seepp. 34-60 of f!l ing instructions.)~ NONE income, assets, or transactions.)N o reportableA. B. C. D.Description of Assets Incom e during G ross value at e nd Transac t ions during report ing per iod

(inc luding t rust assets) reporting per od of reporting period(1) (2) O) (2~ (1 ) (2) (3)

Place "(X)" after each asset A m o u n t Type (e.g.. V a lu e Va l ue Type (e.g., Date Va l ueexempt from prior disclosure Code 1 div., rent, Code 2 Method buy, se l l , m m / d c Y y y Code 2(A-H) o r i n t . ) (J-p) Code 3 redemption) ( J - P )

( Q - W )

52 . Bel l At lan t i c Carp Ap r 1 5 , 2 0 2 8 B Interest K T53 . GTE C orpora t i on Apr 15 , 2028 C Interest L T54 . Heinz (H J ) Co J uly 15 2028 C Interest K T Bu y 0 1 /1 9 /1 0 K

( a d d l )55 . Un i ted Ut i l i ti e s PLC Aug 1 5 , 2 0 2 8 A Interest J T Bu y 10/12/10 J56 . Pet ro Can ad a D eben I 1 /1 5 /2 8 A Interest J T57 . Bel l At lan t i c Pen n Dec 0 1 , 2 0 2 8 B Interest K T58 . D u k e E n e r g y C a r p D e c . 0 1 , 2 0 2 8 B Interest K T59 . Burl in g to n Reso urces Mar 0 1 , 2 0 2 9 B Interest K T60 . Conoco I nc Ap r 15 , 2029 B Interest K T61 . Norfo lk Southe rn Ca rp May 17, 2029 B Interest K T62 . A m e r a d a H e s s C a r p B o n d s O c t 0 1 2 0 2 9 C Interest L T63 . D o w C h e m i c a l C o N o v 0 1 , 2 02 9 B Interest K T64 . N e w E n g l a n d T e l & T e l C o . N o v 1 5 2 0 2 9 B Interest K T Bu y 07/08/10 J(ad d l )65 . New Jersey Bel l T e l Co No v 1 5 , 2 0 2 9 B Interest K T66 . A p a c h e F i n C a n a d a C o r p D e c 1 5 , 2 02 9 B Interest K T67 . W al Mart Sto res Bo n d s Feb 1 5 2 0 30 C Interest L T68 . Burl in g to n No r th San ta Fe Aug 1 5 , 2 0 30 A Interest K T Bu y 0 8/0 4 /1 0 K

(4 ) (5 )G a in Identity of

Code 1 buyer/seller(A-H) (if private

t r a n s a c t i o n ~

1 ; Incom e G ain Codes: A =$ 1 ,000 o r less B =$1 ,001 - $2 ;500 C =$2,501, $5,000 D =$5,001 - $15,000(See Columns B I and D4) F =$50,0~1 - $100,01Y) O =$1 00,001 o $|,~00,000 Hl =$ 1,000,001 - $5,000,000 H2 ~More tb.an $5,000,000

2 . V alue C~ dcs J = $15,000 or less K =$15,001 - $50.000 L =$50,001 - $100,000 M =$100,00I - $250,000(Se e C o lu m n s C I a n d D3) N = $250,001 - $ 500,000 O = $500,001 - $ 1,000,000 P I =$1 ;000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50 000 0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Es tate Only) S = As s e s s m e n t T = C a s h M a rk e t

(Se c C o lu m n C 2 ) U = B o o k Va lu e V = Oth c r W = Es t im a te d

E =$15,001 -$50,000


8/12

FINANCIAL DISCLOSURE REPORTPage 8 of 12 Ia m e o f P e r s o n R e p o r t in gBarbier , Car l J . D a t e o f R e p o r t05/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transa ctions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instructions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )


B. C. D.Incom e during G ross value at e nd Transac t ons dur ng report ing per iod

reporting period of reporting period(I ) (2 ) (1) (2) (1 ) (2) (3) (4)

A m ou n t Type (e.g., V alu e V alu e Type (e.g., D a t e Value Gain: ... . Identity ofCode I div., rent, Code 2 Method buy, sell, m m /d d! yy C od e 2 ~ Co de 1 buyer/seller(A-H) o r i n t . ) ( J - P 3 Code 3 redemption) (J-p) (A-H) (i~pfivate( Q - W ) transaction)

69 . Bel l T e lep ho n e Co PA Dec 1 5 , 2 0 30 A Interest J T Bu y 07/02/10 J70 . Dom inion Res Cap TR I I I J an 15 , 2031 B Interest K T71 . A m e r a d a H e s s C o r p A u g 1 5 , 2 03 1 C Interest K T Bu y 01/06/10 K72 . T exaco Cap i t a l In c Aug 0 1 , 2 0 32 A Interest J T73 . Flo r id a Po wer Co rp M ar 0 1 ,2 0 33 B Interest K T74 . W isco n s in E lec t r i c Po wer May 1 5 , 2 0 33 In te res t J T75 . Flo r id a Po wer & Lig h t Ap r 0 1 , 2 0 34 A Interest J T76 . U n ite d A ir lin e s Esc ro w (D eben ) No n e Redeemed 11/05/10 J A77 .

78 .79.80.81 .

82 .

Un i ted Co n t l H ld g s In c . ( fo rmer ly UALCorp New (common s tk )Merr i l l Ly n ch BIF (CMA) T ax -Exem p tF u n dOrlean s Par La Phwid e Sch D is t Sep t 0 1 1 0( m u n i b o n d )Shrevep o r t La W tr & Swr Rev Ser B Dec 01I 0 ( m u n i b o n d )N e w O r l ea n s L a E H A H T L R v J a n 1 5 1 1( m u n i b o n d )La . Pub . Facs Au th Bo n d s 0 7 /0 1 /2 0 2 7

N o n e

A Div id en dA InterestB InterestA InterestA Interest

JJ

TT

R e d e e m e d 09/01/10 J AR e d e e m e d 12/01 / 10 K A

TSo ld 09/30/10 ~ J A

83. O r l e a n s P a r L a S c h B r d S e p 0 1 1 2 ( m u n i A Interestb o n d )84 . L a . P u b F a c s A T R V H l th F a c s A R e f J u n A Interest0 1 1 3 ( m u n i b o n d )85. S h r e v e p o rt L a W t r- S w r R v S e r 1 3 D e c 0 1 1 3 A Interest( m u n i b o n d )

JJ

R e d e e m e d

T

T

09/01/101 J A

I . Income Gain Codes: A =$1;000 or less B--S1,001 - $2 ,500(Se e C olum ns B I and D 4) F =$ 50,001 - $ i00,000 G =$ i00,00l - $ 1 ,000,000

2. Value Codes J =$15,000 or less K =$ 15;001 - $50,000(Se e C o lu m n s C 1 a n d D3) N = $250,001 - $ 500,000 O =$ 500,001 - $ 1;000,000

P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = A ppr a i sa l R =Cost (Real Estate Only)(s ee C o lu m n C 2 ) U = Bo ok V alue V = Oth e r

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$I 5,001- $50,000H 1 =$1,000,001 - $5;000~000 H2--More than $5 000 000L =$50,001 : $100,000 M =$I00;001 : $250i000 .....PI = $1,000,001- $5;000;000 P2 =$5,000,001 -$25,000,000P4 =Mo re than $50,000,000S = As s e s s m e n t T = C a s h M a r k e tW = Es t im a te d


9/12


N a m e o f P e r s o n R e p o r t in gBarbier, Carl J.

Date of Repor t05/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transa ctions (Includes those of spouse and dependent children; see pp. 34-60 of f il ing instruction~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )


B. C. DIncom e during G ross value at e nd Transac t ions during report ing per iodreporting period of reporting period

(1) (2) (1) (2) (1) (2) (3) .... (4 ) (5 )Amounl T y p e ( e . g .. V alu e V alue Type (e.g., D a t e Va l ue Gain Identity ofCode I div., rent. C ode 2 MethO d - buy; se l l , m m]d d/yy C od e 2 Code I buyer/seller(A-H) o r i n t . ) (J-P) Code 3 " redemption) (J-P) (A -H ) (if private

( Q - W ) t r a n s a c t i o n )

86 .

87 .88 .

89 .90.91 .

92 .93.94 .95.

T e r r e bo n n e P r h H s p S v c D t N o . 1 H s p R vR f A p r 0 1 1 7 ( m u n i b o n d )Jef fPar i sh La Sch Brd Si s -T ax Rv Mar 0 12 0 ( m u n i b o n d s )Bo ss ie r Par i sh La Sa les & Use T ax Ju l 0 1 2 1

A

A

B

InterestInterest J TInterest K T

Redeemed 11/03/10 J A

Orlean s P rsh La Prhwd e Sch Dis t Ser A Sep0 1 2 1 ( m u n i b d )St . T amm an y Prshwid e 03/0 1 /2 4 (mun ib onds)E a s t B R P r s h L A R e c - P k M a y 0 1 2 4 ( m u n ib o n d )M o n r o e L a S a l e s & U s e T a x R e v S e r A J u l01 27Ern es t N Mo ria l -New Orlean s La Exhb Hal lAT Ju l 1 5 2 7 (mun i )L o u i s ia n a L C L G v t E n v i r o F C C D A R VTech J ul 01 28L a S t G a s & F u e l s T a x R e v S e r A J u n 0 1 3 2

BBAAAB

A

InterestInterest K TInterest J TInterest J TInterest J TInterest K TInterest J T

Redeemed 09/01 / 10 K A

96 .97 .98.

99.100.

101.102.

C a l c a s ie u P a r i s h L a P u b T r A T S T D L S EREV May 0 1 33 (mun i )L o u i s ia n a U n i v - A g r i c C L G 0 7 /0 1 / 3 3

B

B

Interest K TInterest K T

L o u i s ia n a P u b F a c s A u t h R e v O c h s n e r S e rA May 15, 2038M e r r il l L yn c h B a n k U S A R A S P ( m o n e ymarke t )Co o p er T i re & Rubber Co Dec 1 5 2 0 1 9(Bond)P h i l l i p M o r r i s C o s l n c J a n 1 5 , 2 0 2 7 ( B o n d s ) B

Interest L TInterest J TInterest J TInterest K T

Bu y 0 9/2 1 /1 0

GT E Nor th I nc . Bond Feb . 15 , 2028 A Interest J

i : i n c o m e G a i n c b a ~ S :(Se e C o lu m n s B I a n d I )4 )

2 . Value Codes(See Columns C I and D3)

3.Value Method Codes(Se e C o lu m n C 2 )

=$i,000 or less=$50,001- $100,000=$15;000 orlcss

N=$250,001 -$500,000P3 = $25,000,001- $50,000,000

=Appraisal= B o o k Va lu e

B =$1,001- $2,500G =$100,001-$1,000;000K=$15,001 - $50,000O =$ 500,001 - $ 1,000,000R =Cost (Real Estate OnIy)V ~Oth e r

C =$2~501- $5,000 D :$5,001 - $15,000HI = $1,000,001 = $5,000,000 H2 = M0re |han $5 000 000L =$50 00l - $100 000 M --$100~001 ~ $ 250,000p I = $ 1~ 00 0~ 00 1 ~ $ 5 0 00 ;0 00 P 2 =$ 5, 00 0i 00 1 - $ 25 ~0 00 ~0 00P4 =M0r( ihan $50 000 000S = As s e s s m e n t T = C a s h M a rk e tW = Es t im a te d

E=$15,001- $50,000


10/12


N a m e o f P e r s o n R e p o r t in gBarbier, Carl J.

D a t e o f R e p o r t05/07/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , transactions ( lnbludes those of spouse a nd dependent children; see pp . 34-60 of fi ling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C, D.Descript on of Assets Incom e during G ross value at end Transact ons during reporting period(inc luding t rust assets) reporting period of reporting p~riod I 4(1) (2) (1) (2) (1 ) (2) (3) ( ) (5 )

Place "(X)" after each asset A mo un t T ype (e .g ., Va l ue Va l ue : T y p e ( ~ . : g . . D a t e V a lu e Gain Identity ofexempt from prior disclosure C o d e l div.. rent, C ode 2 Method buy. sel!, mm/dd/yy Code 2 Code 1 buyer/seller(A-H) o r i n t . ) : (J:P) Code 3 redemption) (J-P) (A -H ) (ifprtvate

( Q - W ) transaction|

1 0 3 . A e g o n N V P F D B104. C i t i g r o u p C ap i t a l X I T r u s t P f d S ees C u r e AS ep t 2 7 3 4 ( B o n d s )1 0 5 . D o m i n i o n R e s o u r c e s J u n e 1 5 , 2 0 7 9 A

1 06 . F l o r i d a P w r & L t C ap TR M ar 1 5 2 04 4 A

1 07 . F P L Gr o u p C ap i t a l , I n c . 1 0 /01 /6 6 A

1 08 . N ex t e r a En er g y C ap i t a l H P f d s t k A

1 0 9 . G e o r g i a P o w e r C a p T R V I I J a n 1 5 2 0 4 4 A

1 1 0 . X c e l E n e r g y I n c J r . S u b N o t e s J a n l 2 0 6 8 A

1 1 1 . B r a n d y w i n e F u n d ( s t o c k m u t u a l f u n d )1 1 2 . V a n g u a r d T t l S t k M k t I n d e x F u n d D

1 1 3 . V a n g u a r d P r i m e M M F u n d A1 1 4 . C a p i t a l O n e B a n k - - c h e c k i n g / s a v i n g s A

In te res t K T

In te res t J T

In te res t J T B u y 04/08/10 J

In te res t J T

In te res t S o l d 12/16/10 J A

In te res t J T B u y 12/16/10 J

In te res t J T

In te res t J T

N o n e S o l d 10/14/10 M A

D i v i d e n d N T B u y 11/08/10 L( ad d l )

D i v i d e n d J T S o l d 01/27/10 J A( p a r t )In te res t K T

1: Income Gain Codes:(Se e C o lu m n s B I a n d D4 )

2.Value Codes(See Columns C I and D3)

3. Value Method Codes(Se e C o lu m n C 2 )

A =$! ,000 or less B--$!~O01 $~i500 C =$2,501 - $5,000F =$50,00i ~ $i00,000 ..... G ~$i00100i ~ $1;000,000 H1 =$i,000,00i ~ $5,000, 00 0J =$15,000 or less K =$ 15,001 - $50,000 L =$50,001 - $ 100,000N =$2 50,001 - $500,000 O = $500,001- $1,000,000 P I =$1,000,001 - $5,000;000P3 =$25,000,001 - $50,000,000 P4 =Mo re than $50,000;000Q = A ppr a i sa l R =Cost (Real Estate Only) S = As s e s s m e n tU = B o o k Va lu e V = Oth e r W = Es t im a te d

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,00l - $250~000P2 =$5;000,001 - $25,000,000T = C a s h M a rk e t

E =$15,001 - $ 50,000


11/12


N a m e o f P e r s on R e p o r t i n gB a r b i e r , C a r l J o

Date of Report05/07/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (Indicate part of report.)P A R T V I I , l in e 7 7 O n O c t . 1 5 , 2 01 0 , U A L C o r p C o m m o n S t k e x c h a n g e d f o r U n i t e d C o n t l H l d g s I n c .PA RT V II , l ine 78 Mer r i l l Lynch tax exem pt fund , f o rmer ly r ef er r ed to as CMA, now BIP . . . . . .s ame fund


12/12


Name of Person Report ingBa r b i e r , Ca r l J .

Date of Report05/07/2011

IX . CERTIFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y in f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U o S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signa ture: S/Carl J. Barbier

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

C om m i t te e on F i na nc i a l D i s c lo s u r eA dm i n i s tr a t iv e O f f ic e o f t h e U n i t ed S t a t e s C ou r t sSu i t e 2-301O ne C o l u m b u s C i r c le , N . E .W a s h in g t o n , D . C . 2 0 5 4 4

Carl J Barbier Financial Disclosure Report for 2010

Documents

Transcript of Carl J Barbier Financial Disclosure Report for 2010