Carl G. Ray Program Executive Small Business Innovation Research Small Business Technology Transfer...

Carl G. RayCarl G. RayProgram ExecutiveProgram Executive

Small Business Innovation ResearchSmall Business Innovation ResearchSmall Business Technology TransferSmall Business Technology Transfer

SBIRSBIRSBIRSBIR

• To increase small business participation in federal R&D

• To increase private-sector commercialization of innovations

• To stimulate technological innovation in the U.S derived from federal R&D

• To foster and encourage participation in technological innovation by women-owned small businesses and by socially and economically disadvantaged businesses

ObjectivesObjectives


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NASA NASA SBIR/STTRSBIR/STTR

STRATEGIC PROGRAMSTRATEGIC PROGRAM


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Headquarters

NASA SBIR/STTR Programs: Administered from NASA Headquarters; NASA SBIR/STTR Programs: Administered from NASA Headquarters; Office of Aero-Space Technology; Commercial Technology DivisionOffice of Aero-Space Technology; Commercial Technology Division

Dryden

Ames

JetPropulsionLaboratory

Johnson

Stennis

Kennedy

Marshall

Goddard

Langley

Glenn

NASA InstallationsNASA Installations


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3-Phase Solicitation-Based Program - Phase I/II Government-funded R&D

Phase I - To determine the technical feasibility of ideas submitted and evaluate quality of contractor capabilities

- Proposal must be responsive to solicitation subtopics - $70K, 6 months for SBIR; $100K, 12 months for

STTR

Phase II - To pursue development of promising Phase I projects and provide the major R&D for SBIR/STTR

- New contract negotiated for Phase II- Period up to 2 years ($600K for SBIR, $500K for STTR)

General Features General Features


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Phase III Phase III To pursue final development and commercial applications

using non-federal funds• Benefit for Government

• Non-SBIR-funded contracts with a federal agency for products or processes intended for use by the U.S. Government

• Phase III Government contracts awarded without further competition

• Opportunity for commercial marketplace

• Partnerships for new product development

• Licensing for new product applications

• Potential resource of “out source” of R&D


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INNOVATIONS INNOVATIONS WITH HIGH-RISK, WITH HIGH-RISK,

HIGH-PAYOFF R&DHIGH-PAYOFF R&D

SMALL BUSINESSES SMALL BUSINESSES SERIOUS ABOUT BUSINESS SERIOUS ABOUT BUSINESS

DEVELOPMENTDEVELOPMENT

INNOVATIONS WHICH INNOVATIONS WHICH CONTRIBUTE TO AGENCY CONTRIBUTE TO AGENCY

MISSIONS & HAVE MISSIONS & HAVE POTENTIAL COMMERCIAL POTENTIAL COMMERCIAL

APPLICATIONSAPPLICATIONS

High-Quality

SBIR/STTR

Proposals NEW OPPORTUNITIES NEW OPPORTUNITIES

& INNOVATIVE & INNOVATIVE APPROACHES WHICH APPROACHES WHICH

EXPLOIT NEW EXPLOIT NEW OPPORTUNITIESOPPORTUNITIES

Solutions

Wanted!


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SBIR Research TopicsSBIR Research TopicsNASA’s SBIR Solicitation Research Topics are alignedNASA’s SBIR Solicitation Research Topics are alignedwith the established NASA Strategic Enterprises.with the established NASA Strategic Enterprises.

NASA’s 4 Strategic EnterprisesNASA’s 4 Strategic Enterprises are “corporate-like” are “corporate-like”strategic business units that identify, Agency goals atstrategic business units that identify, Agency goals atthe most fundamental levels (missions & programs);the most fundamental levels (missions & programs);what NASA does and for whom.what NASA does and for whom.

Research topics and subtopics are developed in supportResearch topics and subtopics are developed in supportof each Strategic Enterprise and its own unique set ofof each Strategic Enterprise and its own unique set ofgoals, objectives, and missions.goals, objectives, and missions.


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Space ScienceSpace Science

Earth ScienceEarth Science

Human Exploration Human Exploration and Developmentand Development

of Spaceof Space

Aero-Space Aero-Space TechnologyTechnology

To advance scientific knowledge and understanding of Earth, the environment of space, the Solar System, and the Universe

To explore, use, and enable the development of space for human enterprise

To research, develop, verify, and transfer advanced aeronautics, space and related technologies

VISIONVISION MISSIONMISSION STRATEGICSTRATEGIC ENTERPRISESENTERPRISES

NASA is an NASA is an investment in investment in

America’s future.America’s future.——

As explorers, pioneers, As explorers, pioneers, and innovators, we and innovators, we

boldly expand frontiers boldly expand frontiers in air and space to in air and space to inspire and serve inspire and serve

America and to benefit America and to benefit the quality of life on the quality of life on

Earth.Earth.

NASA’s SBIR and STTR Research Topics Support NASA’s Mission Needs


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NASA’s Aero-Space Technology Enterprise pioneers NASA’s Aero-Space Technology Enterprise pioneers the identification, development, verification, transfer, the identification, development, verification, transfer, application, and commercialization of high-payoff application, and commercialization of high-payoff aeronautics technologies.aeronautics technologies.

Aero-Space TechnologyAero-Space Technology


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Topics:Topics:Aviation Safety Aviation Safety Environmental CompatibilityEnvironmental CompatibilitySpace Access and TransportationSpace Access and TransportationSmall Aircraft Transportation SystemSmall Aircraft Transportation SystemAero-space Vehicle Design ToolsAero-space Vehicle Design ToolsAdv. Concepts and Experimental Flight ResearchAdv. Concepts and Experimental Flight ResearchAviation System ThroughputAviation System Throughput

Aero-Space TechnologyAero-Space Technology


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SBIR 2000 BudgetSBIR 2000 Budget

Phase I Contracts: $70K (6 months)Phase II Contracts: $600K (2 years)

$ 92.1M


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SBIR Program ScheduleSBIR Program Schedule

2000 Program Solicitation Opening Date: 04/24/2000 Closing Date: 07/14/2000 Selections: 10/15/2000

Anticipate approximately 290 Phase 1 selections(1 in 8 proposals received)

Approximately 40% of the Phase 1projects are down-selected for Phase 2


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STTR Research TopicsSTTR Research Topics

NASA’s 2000 STTR Solicitation Research Topics wereNASA’s 2000 STTR Solicitation Research Topics werebased on based on Centers of ExcellenceCenters of Excellence at nine NASA Installations. at nine NASA Installations.

Centers of ExcellenceCenters of Excellence represent a focused, Agency-wide represent a focused, Agency-wideleadership responsibility in a specific area of technology,leadership responsibility in a specific area of technology,and are charged to be preeminent within NASA, if notand are charged to be preeminent within NASA, if notworldwide, with respect to human resources, facilities,worldwide, with respect to human resources, facilities,and other critical capabilities associated with theirand other critical capabilities associated with theirparticular area of excellence.particular area of excellence.


SBIRSBIRSBIRSBIR

Information Technology (Ames)

Atmospheric Flight Operations (Dryden)

Rocket Propulsion Test (Stennis)

Space Propulsion (Marshall)

Scientific Research (Goddard)

STTR 2000 Research TopicsSTTR 2000 Research Topics


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STTR 2000 Budget

Phase I Contracts: $100K (1 year)Phase II Contracts: $500K (2 years)

$ 5.5M


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STTR Program ScheduleSTTR Program Schedule

2000 Program Solicitation Opening Date: 3/1/2000 Closing Date: 5/10/2000 Selections: 8/16/2000

Anticipate approximately 20 Phase 1 selections (1 in 5 proposals received)

Approximately 35% of the Phase 1 projects are down-selected for Phase 2


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Far West Region *Mid-Continent Region Mid-West Region

North-East Region

Mid-Atlantic Region

Southeast Region

NASA Field CentersNational Technology Transfer Center

Regional Technology Transfer CentersRTTC State Affiliates

* Includes Hawaii and Alaska

NASA’s Technology Transfer NetworkNASA’s Technology Transfer Network

NTTC


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Online Solicitations - Key Word Searchable Awards - Press Releases of Recent Selections Searchable Abstracts of Winning Proposals Procurement Information NASA SBIR Planning Dates SBIR Success Stories SBIR Mall - Links to NASA SBIR Phase 2 Companies’ Homepages Links to SBIR Service Organizations Link to NASA’s Technology Transfer Network

NASA SBIR & STTR Homepage:NASA SBIR & STTR Homepage:http://sbir.nasa.govhttp://sbir.nasa.gov


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TECH 2000 (and SBIR Conference) TECH 2000 (and SBIR Conference) October 31 - November 2, 2000October 31 - November 2, 2000Meydenbaur Convention CenterMeydenbaur Convention Center

Seattle, WashingtonSeattle, WashingtonWWW.T2Kexpo.comWWW.T2Kexpo.com

EmergingTechnology

Concepts Experiments Studies Discoveries

AdvancedTechnology

Demonstration Test & Evaluation Development Engineering Technology

Development

ProductDevelopment

AppliedTechnology

Technology TransferCommercializationProduct DevelopmentMarketing

NASADOD

Level 1 Level 2 Level 9Level 8Level 7Level 6Level 5Level 4Level 36.1 6.2 6.3 6.3A

Applied Research

BasicResearch

• Licenses/Waivers

•Technology Products• Partnerships

OpportunitiesOpportunities Tech Transfer Programs / (SBIR/STTR)Tech Transfer Programs / (SBIR/STTR)

FFIIRRMMSS

SSBBIIRR//SSTTTTRR

•Technical Information

Carl G. Ray Program Executive Small Business Innovation Research Small Business Technology Transfer...

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