c-6 //0/ 3is a concern that seismic hazard activities are not fully funded. 6) Interested parties...

174
c-6 //0/ 3 ?31/A1c4,c/6) 93/s SUMMARY OF U.S. NUCLEAR REGULATORY COMMISSION AND U.S. DEPARTMENT OF ENERGY TECHNICAL EXCHANGE ON SEISMIC HAZARDS ASSESSMENT On November 17, 1993, representatives of the Nuclear Regulatory Commission, U.S. Department of Energy (DOE), State of Nevada Nuclear Waste Project Office, and Nye and Clark Counties, Nevada, participated in a technical exchange on seismic hazards assessment. The purpose of the technical exchange was to discuss the contents of a DOE topical report on the assessment of seismic hazards at Yucca Mountain, Nevada. Attendees also heard a presentation on DOE's plans for addressing NRC Site Characterization Analysis open items related to the technical exchange topic. The technical exchange agenda is included as Attachment 1 and the list of attendees is Attachment 2 to this summary. Copies of presenters' handouts are Attachment 3. Technical presenters representing DOE included staff from DOE's Yucca Mountain Project Office, the U.S. Geological Survey, Geomatrix Consultants, Lawrence Livermore National Laboratory, and the Civilian Radioactive Waste Management System Management and Operating Contractor (M&O). DOE presentations focused on discussions of elements of the proposed seismic hazards methodology, including the technical data to support seismic hazard analyses, seismic source characterization for the Yucca Mountain site, and the use and suitability of the proposed methodology for performance assessment and seismic design. During the presentations, all attendees were provided an opportunity for questions. Both the State of Nevada and NRC had closing comments on the technical exchange and the proposed seismic hazards assessment methodology. The State commented that: 1) There appeared to have been little significant progress in the area of seismic hazards assessment at Yucca Mountain in the last 10 years. The methodology as presented provided no methods specific to the unique problems in assessing seismic hazards encountered at Yucca Mountain. 2) The State's main concerns were not specifically addressed in the technical exchange presentation. None of the methods proposed have been previously tested in a licensing hearing. The topic of seismic hazard assessment could draw intervenors who will use a deterministic approach and a methodology that focuses on a probabilistic approach could result in licensing delays. 3) Presentations should have also provided discussion on how the deterministic approach is linked with the proposed probabilistic approach. 4) Discussions should have included how the near field will be considered in the proposed approach. This discussion was requested of DOE during the agenda setting. 9312140414 93120I c- A /CV 97V -mu WAPDSRT

Transcript of c-6 //0/ 3is a concern that seismic hazard activities are not fully funded. 6) Interested parties...

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c-6 //0/ 3?31/A1c4,c/6) 93/s

SUMMARY OF U.S. NUCLEAR REGULATORY COMMISSION ANDU.S. DEPARTMENT OF ENERGY TECHNICAL EXCHANGE ON

SEISMIC HAZARDS ASSESSMENT

On November 17, 1993, representatives of the Nuclear RegulatoryCommission, U.S. Department of Energy (DOE), State of NevadaNuclear Waste Project Office, and Nye and Clark Counties, Nevada,participated in a technical exchange on seismic hazards assessment.The purpose of the technical exchange was to discuss the contentsof a DOE topical report on the assessment of seismic hazards atYucca Mountain, Nevada. Attendees also heard a presentation onDOE's plans for addressing NRC Site Characterization Analysis openitems related to the technical exchange topic. The technicalexchange agenda is included as Attachment 1 and the list ofattendees is Attachment 2 to this summary. Copies of presenters'handouts are Attachment 3. Technical presenters representing DOEincluded staff from DOE's Yucca Mountain Project Office, the U.S.Geological Survey, Geomatrix Consultants, Lawrence LivermoreNational Laboratory, and the Civilian Radioactive Waste ManagementSystem Management and Operating Contractor (M&O).

DOE presentations focused on discussions of elements of theproposed seismic hazards methodology, including the technical datato support seismic hazard analyses, seismic source characterizationfor the Yucca Mountain site, and the use and suitability of theproposed methodology for performance assessment and seismic design.During the presentations, all attendees were provided anopportunity for questions. Both the State of Nevada and NRC hadclosing comments on the technical exchange and the proposed seismichazards assessment methodology. The State commented that:1) There appeared to have been little significant progress in the

area of seismic hazards assessment at Yucca Mountain in thelast 10 years. The methodology as presented provided nomethods specific to the unique problems in assessing seismichazards encountered at Yucca Mountain.

2) The State's main concerns were not specifically addressed inthe technical exchange presentation. None of the methodsproposed have been previously tested in a licensing hearing.The topic of seismic hazard assessment could draw intervenorswho will use a deterministic approach and a methodology thatfocuses on a probabilistic approach could result in licensingdelays.

3) Presentations should have also provided discussion on how thedeterministic approach is linked with the proposedprobabilistic approach.

4) Discussions should have included how the near field will beconsidered in the proposed approach. This discussion wasrequested of DOE during the agenda setting.

9312140414 93120I c- A /CV 97V-mu WAPDSRT

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2

5) Is the accelerated seismic program really accelerated? Thereis a concern that seismic hazard activities are not fullyfunded.

6) Interested parties should consider a paper by Tom Hanks (USGS)on "Probabilistic Seismic Hazard Analysis: A Beginner's Guide"and an article by Ellis Krinitsky titled, "The Hazard in UsingProbabilistic Seismic Hazard Analysis" (November 1993, CivilEngineering). The articles discuss the negatives of aprobabilistic approach.

Closing comments by the NRC were:1) The NRC is pleased that the use of the 10,000 year cumulative

slip earthquake (CSE) concept has been discontinued. Itbelieves that the discontinuation of the CSE concept is a stepforward.

2) It is suggested that DOE reconsider its list of applicable 10CFR Part 60 regulatory requirements. For example,

3) The seismic hazards assessment methodology or the subsequenttopical reports (Steps 2 and 3 of the series) needs to addressfault avoidance.

4) The use of the term "performance goals" in the presentationswas unclear. It is suggested that DOE use a different term toavoid confusion with the same term in the SiteCharacterization Plan. Also, how do the performance goals inthe proposed methodology related to the performance allocationprocess?

5) Excavation of the exploratory studies facility (ESF) will beproceeding throughout fiscal years 1995 and 1996. The designinputs (Step 3) report is not proposed until FY96. What willDOE be doing relative to ESF seismic design until the Step 3report is completed?

6) In the seismic hazard assessment methodology report (Step 1)DOE should provide a discussion of the three seismic hazardtopical reports and how the three reports are linked and theirpurpose.

7) The scheduling of activities related to DOE's acceleratedseismic program is unclear given current delays in thegathering of geophysical data and the up-grading of theseismic network.

8) Discussions related to the near field were missing from thetechnical exchange and there was little data on depthattenuation. DOE needs to consider a full range of seismicevents given that a large number of smaller events may impactthe waste package and waste isolation.

9) The report would benefit from some discussion of thelimitations of the methodology proposed.

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Charlotte Abrams, Sr. Pro5. gr.Repository Licensing and QualityDivision of High-Level Waste

ManagementOffice of Nuclear Material

Safety and SafeguardsU.S. Nuclear Regulatory Commission

Regulatory Integrati&a-4ranchOffice of Civilian Radioactive

Waste ManagementU.S. Department of Energy

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Quiz44~A I

8:00

8:10

8:20

AGENDADOE-NRC TECHNICAL EXCHANGE ON SEISMIC HAZARDS ASSESSMENT

Opening Remarks DOE, NRC, State, Affected Parties

Introduction DOE (Sullivan-YMP)

Discussion of Proposed Methodology DOE (Quittmeyer-M&O)o Scope and Purpose of Topical Reporto Overview of Methodology

Discussion of Elements of Proposed Methodologv

8:40 Site Characterization Data DOE (Whitney-USGS)9:15 Recent Practice in Seismic Hazard Assessment DOE (Kevin Coppersmith, GeoM9:50 Source Characterization DOE (David Schwartz-USGS)

10:20 BREAK

Discussion of Elements of Proposed Methodology (continued)10:35 Ground Motion Estimation DOE (Paul Somerville-M&O)11:05 Hazard Calculation and Treatment of Uncertainty DOE (Jean Savy-LLNL)

11:50 LUNCH

Discussion of Elements of Proposed Methodology (continued)1:15 Fault Displacement Hazard DOE (Coppersmith, GeoMatrix)1:45 Use of Methodology by PA/Design DOE (Quazi Hossain-LLNL)

2:15 Summary DOE (Statton-M&O)

2:45 Open Discussion All

3:15 SCA Open Items DOE (Fenster-M&O)

3:45 BREAK/CAUCUS

4:00 State of Nevada Comments State

4:15 Other Affected Party Comments Affected Parties

4:30 NRC Comments NRC

4:45 Closing Remarks DOE, NRC, State, Affected Parti

5:00 ADJOURN

NOTE: Each topic on the agenda includes time allotted for discussion.

atrix)

es

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Nov. 17, 1993

DOEINRC Technical ExchangeSeismic Hazards Assessment

Sign-In Log

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Nov. 17, 1993

DOEINRC Technical ExchangeSeismic Hazards Assessment

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Nov. 17, 1993

DOEINRC Technical ExchangeSeismic Hazards Assessment

Sign-In Log

PRINT NAME

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/

DOE-NRC TECHNICAL EXCHANGE ON SEISMICHAZARDS ASSESSMENT

SEISMIC HAZARDS ASSESSMENTMETHODOLOGY TOPICAL REPORT

J. TIMOTHY SULLIVANU.S. DEPARTMENT OF ENERGY

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INTRODUCTION

* DOE TO PRESENT THE FIRST OF SEVERAL TOPICALREPORTS ON SEISMIC HAZARD EVALUATION ATYUCCA MOUNTAIN

* THESE TOPICAL REPORTS SHOULD:- CLARIFY THE DOE APPROACH TO SEISMIC HAZARD

EVALUATION- PROVIDE A BASIS FOR RESOLVING DOE-NRC OPEN

ITEMS- ELICIT NRC ACCEPTANCE OF THE DOE APPROACH

* PRESUBMITTAL BRIEFINGS SHOULD PROVIDE AFORUM FOR DISCUSSION AND CLARIFICATION OFDOE'S POSITION

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STATUS - TOPICAL REPORT

* WORKING GROUP WAS CONVENED DURING FY93 ANDDEVELOPED DRAFT TOPICAL REPORT

* TODAY'S BRIEFING DESCRIBES THE CONTENTS OF THISDOE TOPICAL REPORT AND PROVIDES AN OPPORTUNITYFOR DISCUSSION AND RESPONSES

* DOE WILL CONSIDER COMMENTS FROM TODAY'S BRIEFINGTHEN SUBMIT TOPICAL REPORT TO NRC IN EARLY 1994

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CONTENTS - TOPICAL REPORT

* DOE PROPOSES USE OF PROBABILISTICMETHODOLOGY TO ASSESS SEISMIC HAZARDS ATYUCCA MOUNTAIN

- METHODOLOGY ENCOMPASSES THE TRADITIONALDETERMINISTIC APPROACH

* THIS SEISMIC TOPICAL REPORT PROVIDES THEOVERALL FRAME WORK FOR SEISMIC HAZARDASSESSMENT. STUDY PLANS PROVIDE FURTHERDETAILS ON SPECIFIC ELEMENTS OF THEMETHODOLOGY

* DOE IS DISCARDING CUMULATIVE-SLIPEARTHQUAKE METHODOLOGY PREIMINRRAF

INFORMATION ON.,

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DESTINATION

FY96* PRELIMINARY HAZARD CURVES FOR PERFORMANCE

ASSESSMENT* PRELIMINARY PRECLOSURE SEISMIC DESIGN INPUTS

- GROUND MOTION- DISPLACEMENT

FY95* DATA ANALYSIS* SOURCE CHARACTERIZATION* GROUND MOTION ASSESSMENT* PROBABILISTIC SEISMIC HAZARD ANALYSIS

I PRELIMINARY DRAFTINFORMATION ONLY

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CURRENT ACTIVITIES

FY94* COMPLETE CRITICAL PALEOSEISMOLOGY FIELD

STUDIES

* COMPLETE SEISMIC HAZARD ASSESSMENTMETHODOLOGY TOPICAL REPORT #1

* DEVELOP TOPICAL REPORT #2 - DETERMINATION OFSEISMIC HAZARD LEVELS FOR PRECLOSURE DESIGN

* COMPLETE GROUND MOTION ASSESSMENT STUDYPLAN (8.3.1.17.3.3)

* COMPLETE PROBABILISTIC SEISMIC HAZARDANALYSIS STUDY PLAN (8.3.1.17.3.6) r

LNFLIMINARY DRAFT)RMATIONnmi V

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SUMMARY* SEISMIC HAZARD EVALUATION TOPICAL REPORTS

- SEISMIC HAZARD ASSESSMENT METHODOLOGY (FY94)- DETERMINATION OF HAZARD LEVELS (FY94-95)- DESIGN AND PERFORMANCE ASSESSMENT INPUTS

(FY96)

* SEISMIC HAZARD ASSESSMENTMETHODOLOGY TOPICAL REPORT

- ASSESSMENT METHODOLOGY ADDRESSES BOTHVIBRATORY GROUND MOTION AND FAULTDISPLACEMENT

- THE ASSESSMENT METHODOLOGY PROVIDES THEDOE FRAMEWORK; STUDY PLANS IMPLEMENT THEELEMENTS OF THE METHODOLOGY

- FORMAL SUBMITTAL OF THIS TOPICAL REPORT TOTHE NRC IS ANTICIPATED IN EARLY 1994

PRELIMINARY DRAFTINFORMATION ONLY

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Civilian Radioactive WasteManagement SystemManagement & OperatingContractor

TRW Environmental SafetySystems Inc.

DOE-NRC TECHNICAL EXCHANGE ONSEISMIC HAZARDS ASSESSMENT

OVERVIEW OFMETHODOLOGY

Richard C. QuittmeyerNovember 17, 1993

B&W Fuel CompanyDuke Engineering & Services, Inc.Fluor Daniel, Inc.

INTERA Inc.JK Research Associates, Inc.E. R. Johnson Associates, Inc.

Logicon RDAMorrison Knudsen CorporationWoodward-Clyde Federal Services

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RELATION OF TOPICAL REPORTTO THE OVERALL SEISMIC

HAZARD PROGRAM

* THREE STEP PROCESSI Assess fault displacement and vibratory ground motion

hazards2 Determine hazard levels appropriate for design3 Develop seismic design inputs, and inputs for long-term

performance assessment

* CURRENT TOPICAL REPORT ADDRESSESSTEP I

PRELIMINARY PREDECISIONAL DRAFT MATERIALCivilian Radioactive WasteManagement System LVASCCQ103:111 1tmM 2

Management & OperatingContractor

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SEISMIC HAZARDS PROGRAM

------------------------------------------------------ I

STEP 1

ASSESS SEISMIC HAZARD

- COLLECT AND ANALYZE DATA- EVALUATE AND CHARACTERIZE

SEISMIC SOURCES- DETERMINE GROUND MOTION- ASSESS FAULT DISPLACEMENT

AND GROUND MOTION HAZARDq

Ie-__-__ ..------.- ___i… C e___-_--------------- -,._____

STEP 2

DETERMINE HAZARD LEVELSAPPROPRIATE FOR

-DESIGN.

I I I I ---- --- --- - - --

STEP 3

DEVELOP DESIGN INPUT

A SSESSMENTSESMIC

I'DESIGVU1,1.DRW

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OVERVIEW OF METHODOLOGY

^ ASPECTS TO BE DISCUSSED- Requirements, needs and guidance- Goals- Components of the methodology

PRELIMINARY PREDECISIONAL DRAFT MATERIALCMl1an Radioactive WasteManagement System

Management & OperatingContractor

LVC.Rc1i11 11113193 3

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REQUIREMENTS

* REGULATORY -10 CFR PART 60

- Description and assessment of features that might affectGROA design and performance [Section 60.21 (c) (1-3)]

- Design structures, systems and components important tosafety so that natural phenomena anticipated at theGROA will not interfere with necessary safety functions[Section 60.131 (b) (1)]

- Design GROA to provide protection against radiationexposures and releases of radioactive material [Section60.111 (a)]

- Design GROA to provide retrievability of waste duringpreclosure period [Section 60.111 (b)]

PRELIMINARY PREDECISIONAL DRFT MATERIALCivilian Radioactive WasteManagement System LVSCRCQ.1111 W11193 4

Management & OperatingContractor

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REQUIREMENTS

* REGULATORY - 10 CFR PART 60 (cont)- Adequately investigate and evaluate potentially adverse

conditions [Section 60.122]a Natural phenomena that may adversely affect

groundwater flow system 60.122 (c) (3)]) Structural deformation that may adversely affect

groundwater flow system [60.122 (c) (4)]Structural deformation during the Quaternary Period[60.122 (c) (11)]

o Historical earthquakes that could affect the sitesignificantly if repeated [60.122 (c) (12)]

PRELIMINARY PREDECISIONAL DRAFT MATERIALCMlIan Radioactive WasteManagement System LVAsCARQMIMs-311 11113193 6

Management & OperatingContractor

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REQUIREMENTS

* REGULATORY - 10 CFR PART 60 (cont)- Adequately investigate and evaluate potentially adverse

conditions [Section 60.122] (continued)a} Indications that the frequency of occurrence or

magnitude of earthquakes may increase [60.122 (c)(13)]

> More frequent occurrence or higher magnitudeearthquakes than typical of the area in which thegeologic setting is located [60.122 (c) (14)]

PRELIMINARY PREDECISIONAL DRAFT MATERIALCivilian Radloactive WasteManagement System

Management & OperatingContractor

LVACAOltSS11 11ismm 6

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REQUIREMENTS

* OTHER NEEDS- The methodology should accommodate:

a> Design and performance assessment needs> Fault displacement and vibratory ground motion

hazardsa> Surface and subsurface facilities> Preclosure and postclosure time frames

- Stable, credible and broadly accepted by the technicalcommunity

PRELIMINARY PREDECISIONAL DRAFT MATERIALCivillan Radioactive WasteManagement System LV.sCARCL1119311 11113 7

Management & OperatingContractor

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GUIDANCE

* STAFF TECHNICAL POSITION (NUREG 1451)- Identification of faults to study in detail for fault

displacement and ground motion hazard assessment- Identification of Type I faults

a subject to displacement> may affect the design andlor performance of

structures, systems and components important tosafety, containment, or waste isolation

> may provide significant input into models used indesign or in the assessment of performance

PRELIMINARY PREDECISIONAL DRAFT MATERIALClvilian Radioactive WasteManagement System LVSCARMQM311 11113fn

Management & OperatingContractor

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GOALS

* GOAL WAS TO DEVELOP A METHODOLOGY:- Based on experience

Build on recent experience in seismic hazardassessment, including methodology developmentand applications reviewed and accepted by the NRC

- Driven by dataa> Incorporate all relevant data from site

characterization programo Expand data collection if need is indicated

- Focused on issuesa Address issues specific to Yucca Mountain

PRELIMINARY PREDECISIONAL DRAFT MATERIALCMIli an Radioactive WasteManagement System LV5CRCQ.11193411 1111319: 9

Management & OperatingContractor

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GOALS

* GOAL WAS TO DEVELOP A METHODOLOGY:(cont)

- Treating randomness and uncertainty properlySpecific evaluation of various sources of uncertainty(scientific and data)

- With flexibility> Ability to accommodate a variety of scientific

interpretations consistent with the data- Including sensitivity analysis

a> Identify important contributors to hazarda> Aid in defining the need for additional data

PRELIMINARY PREDECISIONAL DRAFT MATERIALCivilian Radioactive WasteManagement System MVSCRCQlimf311 111 3SI 10

Management & Operatig PRELIMINARY PREDECISIONAL DRAFT MATERIALContractor

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GOALS

* GOAL WAS TO DEVELOP A METHODOLOGY:(cont)

- Incorporating careful documentation) Traceability of inputs and interpretations

)) Credibility

PRELIMINARY PREDECISIONAL DRAFT MATERIALCMivian Radioactive WasteManagement System

Management & OperatingContractor

LVACRC19M411 1113193 11

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METHODOLOGY

* RELIES ON DATA COLLECTION ANDANALYSIS

* METHODOLOGY COMPONENTS- Source Evaluation and Characterization- Ground Motion I Attenuation Relations- Ground Motion Hazard Assessment- Fault Displacement Hazard Assessment

* BASED ON EXPERIENCE* SUPPORTS APPLICATIONS

- Seismic Design- Performance Assessment

PRELIMINARY PREDECISIONAL DRAFT MATERIALCMttan Radloactive WasteManagement System LVSCACO1111311 1i13113 12

Management & OperatingContractor

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COLLECT AND ANALYZE DATAJohn Whitney

EVALUATE AND CHARACTERIZE SOURCESDavid Schwartz

DETERMINE GROUND MOTION / ATTENUATIONPaul Somerville

ASSESS GROUND MOTION HAZARDJean Savy

ASSESS FAULT DISPLACEMENT HAZARDKevin Coppersmith

RELATION OF METHODOLOGY TO RECENTHAZARD ASSESSMENT EXPERIENCE

Kevin Coppersmith

RELATION OF METHODOLOGY TO THEAPPLICATIONS IT MUST SERVE

Quazi Hossain

Wk31DRW

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DOE-NRC TECHNICAL EXCHANGEON

SEISMIC HAZARDS ASSESSMENT

SITE CHARACTERIZATION DATA

JOHN W. WHITNEY

U. S. GEOLOGICAL SURVEY

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THE TECHNICAL DATA TO SUPPORT SEISMIC HAZARD ANALYSES AREGATHERED IN A SERIES OF 12 SCIENTIFIC ACTIVITIES DESCRIBED IN

THE DOE SITE CHARACTERIZATION PLAN

THESE ACTIVITES WERE DESIGNED TO ADDRESS THREE SEISMOTECTONICISSUES:

1. WHAT IS THE EXPECTED GROUND MOTION AT YUCCA MOUNTAIN SITE?

2. WHAT ISMOUNTAIN

THE EXPECTED SURFACE DISPLACEMENTSITE?

AT THE YUCCA

3. WHAT IS THE HAZARD FROM SEISMICALLY INDUCEDDEPOSITS

FAILURE OF SOIL

I'R-IW IIINARY PREDECISIONAL DRAFT MATERIAL

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PHOTOGRAPH OF YUCCA MOUNTAIN SHOWING THEGHOST DANCE, BOW RIDGE, AND PAINTBRUSH CANYON

FAULTS.

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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A STRONG EPHASIS IS PACED ON

OBTAINING ACCURATE BEHAVIORAL

HAAGCI7ERTSTLIS OF FAULTS IN THE

YUCCA MOUNTAIN AREA

EfITMNARY PREDECISIONAL DRAN MATERIAL

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SiE CHARACERIZAIIION APPROACHES

1. BUILDING BLOCKS OF BASIC GEOLOGY AND GEOPHYSICS

- GEOLOGIC MAPPING

- STRATGRAPHY AND CHRONOLOGY

- GRAVITY AND AEROMAGNETIC SURVEYS

- SEISMIC REFECTONAND REFRACTON DATA

-SEISMCITY DATA

2. LEVEL OF DETAIL DECREASES AWAY FROM YUCCA MOUNTAIN

- SCALE OF MAPPING

- DENSITY OF FAULT TRENCH

- DENSITY OF GEOPHYSICAL SURVEYS

- 100KM RADIUS TECTONICS STUDY AREA

3. TECTONIC ANALYSES AND MODELS

- BEHAVIOR OF INDIVIDUAL SIRUCFURES

- CONSTRAINTS OF FIED RLAnONSEPS

- INTEGRATION OF MULTHILE DATA SETS

- FORMULATION AND TESING OF MOELS

4. FEEDBACK APPROACH

- TESlNG ALTERNATIVE MODELS

- REVISE GEOLOGICAL AND GEOMY-SIAL ACTMT]ES

- REVISE OR FORMULATE NEW WMUS

PRLINARY PECISIL DRAFr MTERIAL

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PRINCIPAL FAULTS IN THE YUCCA MOUNTAIN SITE AREA

116° 30' 1160 25'

360 55'

36 SO'-

360 45'-

I

~~~~~~~~~~~~~I

0 21 . I

4I .J Kilometers

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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INDEX OF AEROMAGNETIC SURVEYS IN THE YUCCAMOUNTAIN SITE AREA

E,....I. I .... ..... I . ...... .. .. .. ..... .......... I. I. .. ...I

. .

.. ..... ''..

. ,

.4

I N E E L SAv I & n &fi rt A

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F At

3-~~~~~~~~~~~~~~~~~7.,

OS'

* - *. S

'I I,~7

is,...I s aa.. uS.... S IaBsEo.3.

PRELIMINARY PREDECTSTONAL DRAFT MATERIAL

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Data Being Developed to Cactedze Seismic Soures

Historical seismicity maps and cross-sections

Quatenary fault maps, literature reviews, and reconnaissance investigations

Detailed paleoseismic investigations of local Quatemaxy faults

Fault segmentation models

Focal mechanisms, hypocenter distributions, and historical earthquake data

Heat-flow, magnetic, and gravity anomaly maps

Seismic reflection and refraction investigations and borehole logs

Detachment fault maps, ages, and geometric interpretations

Geodetic leveling, trilateration, and global-positioning satellite (GPS) surveys

Crustal stress measurements

Fault kinematic indicators such as the orientations of slickensides and fault striae

Tectonic geomorphology investigations for evidence of deformation or stability

Tectonic models of local and regional structures

Empirical correlations between rupture dimensions and moment magnitude

PRFLMIINARY PREDECISIONAL DRAE MATERIAL

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Areo of APlates I and 2.'\Figures 2 and B.1 \

116- 115. 114-

0 so 100kmCa 'NEVAOA i*

*UTA M

Map area AIZONA

-.. _2

Major known and suspected Quaternary faults in southern Nevada and southeasternCalifornia in the regional Gwrounding Yucca Mountain.

PRELIMINARY PREDECISTONAL DRAFT MATERIAL

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PRELIMINARY FAULT PARAMETERS FOR KNOWN OR SUSPECTEDFAULTS WIIN 100 KM OF YUCCA MOUNTAIN

QUATERNARY

RecurrenceInterval

(ka)

FaultName

TotalLength(Ia)

ClosestApproachto ESF (m)

Styleof

Faulting

SlipRate(mmlyr)

Bare Mountainfault zone

10-16 14 NormalRight Oblique

0.01-0.15 20-100

Mine Mountainfault zone

Cane Springfault zone

13-20

15-27

17

24

NormalLeft Oblique

NormalLeft Oblique

(0.0001-0.001)

(0.0001-0.001)

(100-2000)

(100-2000)

Rock Valleyfault zone

19-65 27 Left ObliqueNormal

0.003-0.02 30-150

Ash Meadowsfault zone

48-60 34 NormalOblique?

0.005-0.02 20-100

Yuccafault zone

22-35 38 NormalRight Oblique

0.008-0.02 20-130

Carpetbagfault system

17-35 41 NormalOblique?

(0.0001-0.001) (500-1000)

Keane Wonderfault zone

25-29 45 NormalLeft Oblique

(0.01-0. 1) (20-100)

Furnace Creekfault zone

Death Valleyfault zone

West SpringsMountainfault zone

190 52

75 57

Right Lateral

NormalRight Oblique

NormalRight Lateral

(2.0-4.0)

(2.0-4.0)

0.06-0.1

(1-5)

(1-4)

(20-100)60 57

Pahrump-Stewart Valleyfault system

70 70 Right ObliqueNormal

(0.01-0. 1) (20-100)

Panamint Valleyfault zone

80 97 Right LateralNormal

1.5-3.5 1-4

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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PALEOSEISMIC STUDIES AT YUCCA MOUNTAIN

TRENCHING STUDIES: EMPHASIS ON SP RATES, RECURRENCE

INTEVALS, DISPLACEMENTS PER EVENT, AND KINEMATIC DATA41 TRNCHES RAVE BEEN EXCAVATED IN THE YUCCA MN SH AREA

- 30 TRENCHES DISPLAY EVIDENCE OF QUATERNARY MOVEMNT

ON 8 DIFFERENT FAULTS

- 11 TRENCIES EXCAVATED ACROSS SUSPECIED FAULTS OR

LINEAMENTS SHOW NO EVIDENCE OF FAULTING

- 6-7 NEW TRENCHES PLANNED IN FY 94: EMPHASIS ON COMPLETING

STUDIES ON SOLITARIO CANYON, PAINTBRUSH CANYON, BOW RIDGE,

STAGECOACH RD, ROCK VALLEY AND BARE MOUNTAIN FAULTS

- ASSESS PALEOSEISMC HISTORY OF GHOST DANCE FAULT

SHALLOW SEISMIC REFLECTON STUDIES

- 3.7M YEARS OF OFT ALONG wmNDY WASH FAULT

SHALLOW DRILLING AND ESF FAULT STUDIES

PRELIINARY PREDECISIONAL DRAFT MATERIAL

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PHOTOGRAPH OF WESTERN CRATER FLAT AND YUCCAMOUNTAIN SHOWING THE FATIGUE WASH ANDSOLITARIO

CANYON FAULTS

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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PHOTOGRAPH OF TYPICAL TRENCH EXCAVATION.TRENCH STUDIES ARE USED TO GATHER PALEOSEISMIC

DATA ON INDIVIDUAL FAULT STRANDS.

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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A PORTION OF PRELIMINARY TRENCH LOG CF-3N ON THEWINDY WASH FAULT

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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PRELIMINARY FAULT PARAMETERS FOR KNOWN FAULTS IN TIHE YUCCA MOUNTAIN SITE AREA

FaultName

TotalLength(km)

ClosestApproachto ESP km)NrV~A 4 /

Styleof

Faulting

SlipRate(mm/yr)

RecurrenceInterval(ka)

Bow Ridgefault zone

4-10 0.3

1.5

NonnalLeft Oblique

NormalLeft Oblique

0.0005-0.002

0.006-0.04

50-100

20-100PaintbrushCanyonfault zone

20-26

Ghost Dancefault zone

3-9 3 NormalOblique?

(0.0001-0.001) (200-5000)

SolitarioCanyonfault zone

Fatigue Washfault zone

Windy Washfault zone

13-22

10-16

14-24

4

5

6

11

NormalLeft Oblique

NormalLeft Oblique

NormalLeft Oblique

NormalLeft Oblique

NormalLeft Oblique?

0.001-0.02

0.005-0.002

0.005-(0.03)

0.006-0.02

(0.001-0.01)

20-100

40-100

40-100

20-100

(40-200)

Stagecoachfault zone

6-10

Crater Flatfault zone

3-9 12

PREMMARY PREDECISIONAL DRAFT MATERIAL

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PHOTOGRAPH OF MIDWAY VALLEY SHOWINGEXPLORATORY TRENCH ACROSS THEPROPOSED SURFACE FACILITIES SITE

PRELIMUNARY PREDECISIONAL DRAFT MATEIAL

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I

Central Part of Trench TA-A/BR-3(South Wall, Part B)

60 55 so

_ mabenut p~ igfnw _ on I:OO00al cqo bes piI61plnu-. , _, * . r

te~.M mel Sot Rep DmAdKqm hVIM A aU e LI enyIs IA. O NN s sa ft IIn

_________________ /6s = w=___- ----- 7 mq----- ~~~~~~-- -- -

Gemfn hem Waesmi wat m

Itan Stanns £2 is G5

gram Wm I.ueq tum

geraUy arages cm

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Data Used to Assess Gmound Motions

Surface and underground recordings of earthquakes and nuclear explosions

Ground motion records on both rock and alluvial sites with flat to steep topography

High-gain, portable, and broadband records in analog and digital formats

Empirical ground motion attenuation relations based on strong motion recordings

Seismic velocity and density measurements of local geology

Seismic reflection and redaction studies of local geology and wave propagation

Site response models based on empirical source finctions and Green's fnctions

Numerical attenuation models based on wave propagation and site response models

PRELIMINARY PREDECISIONA, I)RAET MATERIA,

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1978 - 1992 EVENTS IN THE SOUTHERN GREAT BASIN

-1 18 -117 -1 16 -1 15

"; | w ok A~~~~~~~~1 m w I"

* " 0'ReM ~~~~~~ Dm a' A, ~~~~~~~~~~~~~~~~~ , Ma35

-l3a 31oi PAN is a

a w a w

Mu u~*uIlN U~~~~~ a

*'. N~~~~rir

N g N~~~~~~~~~~~ a UNP. I-

JA~~~

a Ilk ~~ *~~"rn N III "U *' ~~~~~~~M, *!

U~~~~~~~~~~~~~~~~~~

a N~~~~~~~~~~~~~~~~~~a W

* a~~~~~~~~~~~~~~~~~~~~~~aI

~~11R .917 -116 -115ir

IPRFIM !INARY PREDECISIONAL DRAFT MATERIAL

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YUCCA MOUNTAIN SITE AREA

1978 - 1992 EVENTS IN THE SOUTHERN GREAT BASIN

370 v . 4 " . ,U p37.03"~~~a * L w -

. * " " FIFE * 2 9 g arkii

37.O0 I U.I $ s .3

a~~~~~~~~~

a U~~~~~t

itas 1 -as' U

bv , " * t~ U. ,

-l lE 40 a -aka a di? ~

a *

m W.

a~~~~~~~

56.80 _ _ _ _ _ _ _ _aI 36.80

a U *u It~~~~~~I

so as IN~~~~~

U~~~~ r aI

PRELIMNARY PREDECISIONAL DRAFT MATERIAL

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Data Used lb Assess Fault Displacements

Detailed maps of local Quatenary faults

Detailed paleoseismic investigations of local Quatemary faults

Fault rupture models of primary and secondary fault ruptures

Seismic reflection studies to determine fault locations and geometries

Seismic source characteristics of local and regional faults

Empirical correlations between rupture displacement and moment magnitude

Fault kinematic indicators such as the orientations of slickenlines

Focal mechanisms, hypocenter distributions, and historical earthquake catalogs

Tectonic models of local geologic structures

Fault segmentation models and crustal stress measurements

Models of triggered slip associated with regional earthquakes and nuclear explosions

Testing frequency and yield estimates of fiture underground nuclear explosions

PRELIMINARY PREDCISIONAI DRAIT MAT 1I,

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Data Used to Assess Fault Displacement Hazards and

Vibratory Ground Motion Hazards

Locations and three-dimensional geometries of all relevant seismic sources

Tectonic models of local and regional structures

Style of faulting and depth distribution of plausible fault ruptures

Magnitude and recurrence distributions for all relevant sources

Fault rupture models of primary and secondary fault ruptures

Shallow and deep seismic source attenuation models

Earthquake and nuclear explosion source attenuation models

Surface and underground site-specific attenuation models

Accurate descriptions of uncertainties in all parameters and models listed above

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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DOE-NRC Technical Exchange on SeismicHazards Assessment

Source Characterization

Davis Schwartz, U.S. Geological Survey

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SEISMIC SOURCECHARACTERIZATION AT YUCCA

MOUNTAIN

GOAL:

TO QUANTIFY THE MAGNITUDES ANDDISPLACEMENTS THAT A FAULT CANPRODUCE AND THE DISTRIBUTION OF THESEIN SPACE AND TIME

REQUIRES:

RECOGNITION OF RECENTLY ACTIVE FAULTSOR REGIONS WITHIN THE CRUST THAT AREPOTENTIAL SOURCES OF FUTUREEARTHQUAKES

DEFINING THE GEOMETRY AND SENSE OFSLIP OF POTENTIAL EARTHQUAKE SOURCES

ASSESSMENT OF THE MAXIMUM MAGNITUDEOF POTENTIAL EARTHQUAKES FOR EACHSOURCE

ASSESSMENT OF RECURRENCE RATES FOREARTHQUAKES OF VARIOUS SIZES

ASSESSMRENT OF THE POTENTIAL AMOUNTAND LOCATION OF SURFACE AND NEARSURFACE DISPLACEMENTS ON EARTHQUAKESOURCES

PREUMINARY DRAFTINFORMATION ONLY

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POTENTIAL EARTHQUAKESOURCES

QUATERNARY SURFACE FAULTS

SOURCE ZONES--BACKGROUND SEISMICITY

BURIED STRUCTURES

VOLCANIC

PREUMINARY DRAFTINFORMA11ON ONLY |

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-

FAULT ACTIVITY

DEFINITION:

FAULTS AND GEOLOGIC STRUCTURES THATHAVE EXPERIENCED RECURRENTMOVEMENT DURING THE QUATERNARYPERIOD (=2 MILLION YEARS) ARE INFERREDTO HAVE POTENTIAL FOR FUTUREEARTHQUAKES

ADDITIONAL CRITERIA:

ASSOCIATION WITH OBSERVED SEISMICITY

ASSOCIATION WITH A KNOWN QUATERNARYSTRUCTURE

FAVORABLE ORIENTATION RELATIVE TOCONTEMPORARY STRESS REGIME

ALTERNATIVE TECTONIC MODELS

PRELIMINARY DRAFTINFORMATION ONLY

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FAULT GEOMETRY

CHARACTERIZATION OF GEOMETRY BASED ON:

MAPPED LOCATIONDIPDOWN DIP EXTENT

DATA FROM:

FAULT DIP MEASUREMENT AT SURFACESUBSURFACE IMAGINGTHICKNESS OF SEISMOGENIC CRUSTTECTONIC MODELS

PRELMINARY DRAFTINFORMATION ONLY

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SENSE OF SLIP

RATIO OF VERTICAL TO HORIZONTALCOMPONENTS OF DISPLACEMENT

PRELIMINARY DRAFTINFORMATION ONLY

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MAXIMUM MAGNITUDE EARTHQUAKES:QUATERNARY SURFACE FAULTS

MAGNITUDES WILL BASED ON EMPIRICAL MAGNITUDE-RUPTURE PARAMETER REGRESSIONS USING ESTIMATESOF FAULT RUPTURE DIMENSIONS AND DISPLACEMENTSDEVELOPED FROM GEOLOGIC AND PALEOSEISMOLOGICDATA. MAGNITUDE ESTIMATES ARE TIMEINDEPENDENT

METHODS:

FAULT SEGMENTATION

FAULT RUPTURE LENGTH

FAULT RUPTURE AREA

RUPTURE DISPLACEMENT

SEISMIC MOMENT AND MOMENT MAGNITUDE

PRELIMINARY DRAFTINFORMATION ONit-Y ,

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MAGNITUDE ESTIMATES USING DIFFERENTTECHNIQUES: AN EXAMPLE FROM

PAINTBRUSH FAULT*

Mw

RUPTURE LENGTH 6.71

RUPTURE AREA 6.72

MAXIMUM DISPLACEMENT

SEISMIC MOMENT

6.72

6.77

*FAULT DIMENSION PARAMETERS ARE PRELIMINARYHIGHER END VALUES OF FIELD OBSERVATIONS

PRELIMINARY DRAFTINFORMATION ONLY l

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MAXIMUM MAGNITUDE EARTHQUAKES:SOURCE AREAS

MAGNITUDES WILL BASED ON:

HISTORICAL SEISMICITY

THRESHOLD MAGNITUDE FOR SURFACE FAULTING INTHIS AND ANALOGOUS TECTONIC SETTING

PRELIMINARY DRAFTINFORMATION ONLY

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EARTHQUAKE RECURRENCE

DATA:

HISTORICAL SEISMICITY

PALEOSEISMIC RECURRENCE INTERVAL

FAULT SLIP RATE

RECURRENCE MODELS:

UNIFORM (QUASI-PERIODIC) RECURRENCE

TEMPORAL CLUSTERING

POISSON

FREUMINARY DRAFTIINFORMATION ONLYI

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DISPLACEMENT:SURFACE

QUATERNARYFAULTS

ASSESS AMOUNT AND LOCATION OFSURFACE DISPLACEMENT FOR PRIMARY ANDSECONDARY FAULTS

METHODS:

DETAILED FAULTING PATTERNS FROM SITEMAPPING

PALEOSEISMIC ESTIMATES OF SLIP PEREVENT

ANALOGY TO HISTORICAL BASIN ANDRANGE SURFACE RUPTURES

FAULT KINEMATIC INDICATORS

EMPIRICAL RELATIONS BETWEEN Mw ANDMAXIMUM AND AVERAGE DISPLACEMENT,WIDTH OF ZONE OF FAULTING, LENGTH OFSECONDARY FAULTS, AND AMOUNT OFSECONDARY DISPLACEMENT

I PRELIMINARY DRAFTINFORMATION ONLY |

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(5-

DOE-NRC TECHNICAL EXCHANGEON

SEISMIC HAZARDS ASSESSMENT

GROUND MOTION ASSESSMENT

Paul Somerville - M&O

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GROUND MOTION ASSESSMENT

Purpose: To translate source characterizationinto ground motion consequences

Methodology: Attenuation relationsSite effect adjustments

Validation: Use site ground motion data andrelevant analogous data

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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GROUND MOTION ASSESSMENT

o Source and Path Effects

0 Site Effects

PRELIMINARY PREDECISIONAL DRAF' MATERIAL

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METHODOLOGY

ATTENUATION RELATIONS

Describe peak acceleration, peak velocity andresponse spectral ordinates as a function of:

MagnitudeDistanceStyle of FaultingSite ConditionsEarthquake or Explosion

PRELIMINARY PREDECISIONAL DRAFI MATERIAL

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METHODOLOGY

SITE EFFECT ADJUSTMENTS

Adjustments to Attenuation Relations for:

Shallow Velocity Gradient and QVariation with Depth below SurfaceTopographic Effects (surface facilities)

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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GROUND MOTION ATTENUATION RELATIONS

EMPIRICAL METHODS

Mostly based on regression analysis of analogous recordeddata

Validate by checking against site data

NUMERICAL METHODS

Can incorporate site data:o empirical Green's function summation methodo empirical source function summation method

or parameters can be evaluated using site data:0 random process method

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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WEIGHTING OF EMPIRICAL AND NUMERICALMETHODS BY:

Degree of Use of Site Specific Data

Degree of Validation against site-specific data orrelevant analogous data

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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VALIDATION OF GROUND MOTIONEVALUATIONS

Direct Validation against site-specific data

Indirect Validation against relevant analogous data

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Test of the LTSP (1988) Attenuation RelationComparison with Peak Horizontal Accelerations

from the 1989 Loma Prieta Earthquake

A, . _ _ . . . . . . . .

1! a - .. I I I I I I

.. -_- --

- I I I I II

LTSP 84th Percentile

* *s \E

0\~~~~~~

"*g10)

0.

CIS

a0

0.1 _*\* TLISPA se \Median

LTSP (1988) Median--- LTSP (1988) 16th, 84th- - Simulation, Loma Prieta

A

Loma Prieta Data

* Soil site* Soft-rock siteA Hard-rock site

0.01 I I I I I I I I I I. I .I II I

1 10Distance (km)

100

LTsP - IO 9 v 5eI3AI C.. rdam

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SPECIFIC SOURCE AND PATH ISSUES TO BE EVALUATED

Dependence of ground motion on style of faulting

o geometrical effectso lower stress drops of normal faulting events

Vertical Ground Motions - differ from the Horizontal in:

o spectral shapeo distance dependenceo dispersion

Rupture Directivity Effects - adjustments for close distances

o dependence on style of faulting0 difference between fault normal and fault parallel motions

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Strong Motion Stations

35

34.5

a.0

34

-117 -116.5

Longitude

-116

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Landers Earthquake, 28 June 92, Lucerne Ground Displacement

I

140

---- Fault Parallel

120 - Fault Normal if

100

80_/

60

40

20 -, --- ,

n I I I

Fault Normal

. 78.5 cm/sec

I 10 -1I sec

35.2 cm/sec-0 1 2 3 4 5

Period (tee) Fault Parallel

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SITE EFFECT ADJUSTMENTS

Shallow Velocity Gradient and Q:

ratio of alluvial to rock motions

Variation with Depth below Surface:

ratio of downhole to surface motions

Topographic effects:

ratio of ridge crest to level ground motions

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SITE EFFECT ADJUSTMENTS

Empirical methods - use motions recorded at site

Numerical methods - use synthetic seismogramsvalidated against site data or relevant analogousdata, to extrapolate to site-specific conditions

o D layer propagator method0 2D or 3D ray theory0 2D or 3D finite difference

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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GROUND MOTION DATAYUCCA MOUNTAIN SITE

RECORDED AT

Earthquake and Explosion Sources

Surface and Downhole Sites

Soil and Rock Sites

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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EXAMPLES OF REGION- AND SITE-SPECIFIC DATAFOR DIRECT VALIDATION

1. Attenuation of Ground Motion:

Local EarthquakeEarthquake

e.g., Little Skull Mountain

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Pahute Mesa

-_

900,000

I

0z800,000.

YuccaMountaiiSite

- 700,000

9,I -I � I II1uUu

500,000 600,000East

7fUU,UUU

N

0 8 16kmI"I

E:~: Approximate areas of currentor past weapons testing

Approximate areas ofpotential weapons testing

m Proposed site

o Earthquake epicenters

A Strong motion stations

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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I

0.1

093

0

A 0.01

0.001

29 June 1992. Little Skull Mountain Earthquake, M=5.56

A Recorded Average Horizontal

Average of Joyner & Boore (1988) & Campbell (1990):Median

% %4& +/-la

\ v 10 C

0%

0

-45

1

0.1

Distance (km) Distance (am)

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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EXAMPLES OF REGION- AND SITE-SPECIFIC DATAFOR DIRECT VALIDATION

2. Resolution of Path and Site Effects

Source Depth Dependence of Surface Wave Excitation

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Pahute Mesa Timber Mtn Yucca Mtn

2.1 2.1 2.5

2.7 2.5 2.5 0a

3.45 0 -

.0 402� 2

_ A

2.150 km ASL

Ground Surface

3.2 3.Z5.0

5.0

5.2

2- /5.24.5/

5.24.5

-C'a

0

4.7 4.75.2 4.8

5.25.2

5.35.4 5.4

_

5.7 5.7

5.75.8 5.75

5.75

5.755.4 5.56.0 6.3

6.0 5.9 5.9

7 -q

0 20 40 60

Distance (kn)

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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WTSI Strong Motion Recording StationsNear Yucca Mountain

I I I0 28 (Hole USW G-2)

*23

I

236,0001-@22

020

J 24/25 (Hole USW G-1),

234,000a-_

E

0Z 232,000:

@ 14'

) *326

270 29

Perimeter of DesignRepository

230,0001-

* 12/30 (Hole USW G-3)

* Surface

i) Surface and down hole228,000

I I I I

168,000 170,000 172,000East (m)

174,000

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Time (seconds)PAHUTEMESA I

ax

2(

0

.

0E0

Cy 3C00

04O-UV)

0

YUCCAMOUNTAIN

GROUNDVELOCITY

Wig 1.70x104

in_ ~~~~~~~~~~~~~~~~~~~~W15 1.6bx1lO

P wave S wave ur ace wave (Rayleigh)

__AW22~~~~~~~~~~~~~~~~2 1.70x104O

X wwZZ~~~~~~~~~~~~~1 167xw1°8

__ ~~~~~~~~~~~~~~~~~~~~~~W-6 1.67x 104

10 15 1.70x104

10 15 20 25 30 35 40

GISNE - 372571 -116.4286 .0 Thu Jul 1 11:25 26 PUT 1993 DATA V R

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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GROUND VELOCITY RECORDED AT MIDWAY VALLEY

Little Skull Mountain, 9 May 93, M = 3.2, Depth = 9.5

10"4 "** -- - - --. v

.,

A-balk - .Im, rIT11

I

. -Wqw-.. -- .

NS

EWI I

I

illill"T""'. . , .. . - -

Rock Valley, 30 May 93, M - 4.0, Depth =1

@ + t ~~~~~~~~~~~NS

1EW

0 ~~10 '20 30 40 50 53.08Seconds

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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EXAMPLES OF REGION- AND SITE-SPECIFIC DATAFOR DIRECT VALIDATION

3. Variation of Ground Motion with Depth Below theSurface

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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WTSI Strong Motion Recording StationsNear Yucca Mountain

I II I

n 28 (Hole USW G-2)

@23

I

236,000,022

234,000i

0Z 232,000:i

020

A 24/25 (Hole USW G-1);

014'

(26

2710 #29

Perimeter of DesignRepository

230,000j-

)12/30 (Hole USW G-3)

* Surfacei Surface and down hole228,0001-

l l lI I 1 72,OUU 1 ^u

168,000 170,000 172E East (m)

1 -/4,VUU

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SALUT W301

C)a)

E,

104

A!,,

aL)

CoE

0

0 5 10 15 20 25 30 35 40Time (sec).

45 50

LSGS W Led 3

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SALUT W25

la0InE

0

0a)

O.s-1XII,_,

I l

Depth = 360 m, SCALE: x2I - I I I I I

0.21-

I AA A / AhIf

0.11_ IIJI 1wAl ka A iI I I

vFlrY*!y fyl pr /~~~~~~~~~... . . '-A I A11 B I I I . 7 I B I I . § I 1: 1

*0.1! I (.1 I i

11

a

-0.21-

I I l I - I I I I-%F.%1

0 5i 10 15 20 25Time (sec).

30 35 40 45 50

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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VARIABILITY IN EMPIRICAL GROUNDMOTION ASSESSMENTS

Inter- and Intra-Event Variability

Magnitude and Period Dependence of Variability

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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.8 a * a . . - I a a

.5

0

IN

C3

%t0

4b f.

*a 4%,~ ~ 9

0

t

.2

.1

\0

0

rr9.

9.

.05

.03

Data - Earthquake 1+ Data - Earthquake 2

- - Median Attenuation Relationship--- Median for Earthquake 1

---- Median for Earthquake 29 . . . . I A

09.

9.9.

'S *S

.9.9

.4S

'4.9

3 5 10 20

Distance (kin)50 70

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Workshop Question 2 August 1990 Paze 6Workshop Question 2, August 1990 P~~~~~~~~~~~~~~~~~a 6

1.2

0

b.

laC.

I

1'3- 4 5 6 7 8

Magnitude

Figure WQ2-4

Interevent dispersion () and iniraevent dispersion (a).

la Pacific Gas and Eechic Company PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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VARIABILITY IN GROUND MOTIONASSESSMENTS USING NUMERICALMETHODS

Modeling and Random Uncertainty -

from comparison with recorded data

Parametric Uncertainty -

from uncertainty in source, path andYucca Mountain

site effects at

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Diablo Canyon L.T.S.P.

.0

(U

;-

0D

1)n

0)

C,)

Frequency (Hz)PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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2.5 | I |||&

SIMULATIONS-

LO _ ~~~~~~~MEAN_-0 ---- 90A CONFIDENCE INTERVAL OF MEAN

SYNTHETICS-1.5 MEAN

90% CONFIDENCE INTERVAL OF MEAN

1.0

W~~~~

.5

0.0 L_

LiC::~~ - '. oft

-1.0

-1.5

-2.0

-2.5.1 1 10 100

FREQUENCY (HZ)

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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1.5

- --- NOT CORRECTED FOR MODEL BIAS

Z 1.0

-y

0

.5

z

0.0 I I I I fi ll I I I * e III .1 p1 i t IeIe-

.1 1 10 100

FREQUENCY (HZ)

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SUMMARY OF GROUND MOTION ASSESSMENT

METHODOLOGY:

Attenuation RelationsSite Effect Adjustments

o Empirical Methodso Numerical Methods

VALIDATION:

Uses site ground motion data and analogous data

UNCERTAINTY:

Explicitly treatedPRELIMINARY PREDECISIONAL DRAFT MATERIAL

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m SESFission Energy & Systems Safety Program

DOE-NRC TECHNICAL EXCHANGEON

SEISMIC HAZARD ASSESSMENT

Seismic Hazard Calculation and Treatmentof Randomness and Uncertainty

Jean B. Savy

Fission Energy Systems Safety ProgramLawrence Livermore National Laboratory

November 17, 1993

AG93-397nS-1

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The Seismic Hazard Assessmentprovides the results necessary fordetermination of a set of seismicdesign parameters

* A ground motion value whose probabilityof exceedance is determined.(Probabilistic method)

- Hazard Curves

- Uniform Hazard Spectra

Site.specific spectra scaled tosafety performance goal seismichazard level

- Site specific deterministicmotions from controlling seismicsources

* The contributors to the hazard areidentified, randomness and uncertaintyquantified and sensitivity analysesperformed.

PRELIMINARY DRAFTINFORMATION ONLY AG93-397JS-2

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General Goals of the Seismic HazardMethodology

1. Experience based

* Use experience gained from recentmethodology development andapplications reviewed and accepted byNRC.

2. Data - Driven

* Incorporate all relevant data from sitecharacterization program.

* Expand-data collection if need indicated.

3. Issue focused

* Address issues specific to YM project(e.g., pre- and post closure)

AINO NOI1VVNOdNIi.dHVG AHVN1!113Hd

AG93-397JS-3

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General Goals of the Seismic HazardMethodology (cont'd)

4. Proper treatment of randomness anduncertainty

* Specific evaluations of various sources ofuncertainty. (Scientific and data)

5. Flexible

* Accommodate scientific interpretationsconsistent with scientific understandingand data.

6. Includes Sensitivity Analysis

* Identify important contributors touncertainty, helps set priorities forcollection of additional data that couldreduce uncertainty.

7. Documentation

* Credibility of the results relies ondemonstrated validity of input data whichin turn depends on documentation,traceability, quality assurance.

PRELIMINARY DRAFTINFORMATION ONLY AG93-397JS-4

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The Probabilistic Seismic Hazard Model

1. Attenuation relationships predict the groundmotion at the site when the location, type andmagnitude of the earthquake is known. (M, R)

a i

Ground xmotion(e.g., PGA)

R Distance

* Given M & R, the actual value of groundmotion is not known with certainty, due torandom uncertainty; the attenuationrelationship gives the conditionalprobability density of ground motion.

* For example: median gm = 85th percentile = a85

PRELIMINARY DRAFT AG93-397JS-5

|NFOrATON ONLY |

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The Probabilistic Seismic Hazard Model(cont'd)

1. The seismic source evaluation identifieswhere earthquakes with common causalphysical process will occur.

Site

Source Zone; Z(Source) Fault; F

Areal source Z or fault F express therandomness and uncertainty in location offuture earthquakes.

PRELIMINARY DRAFTINFORM.A4TiON ONLY

AG93-397JS-6

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The Probabilistic Seismic Hazard Model(cont'd)

3. The recurrence relationship describes the rateof occurrence of earthquakes in a seismicsource and gives the relative distribution as afunction of magnitude.

Log N(M, m)

mo Magnitudeml Pm

4. Regardless of magnitude or location within asource, the occurrence of events is evaluatedby a recurrence relationship. The Poissonrelationship is the most generally applicable,but other relationships can easily beaccommodated.

l PRELIMINARY DRAFT

INFORMATION ONLY |AG93-397S-7

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Integration

Step 1. Earthquake Locations (Zonation) Step 2. Earthquake and Magnitude

Log f 1

0*

-1

I I I I I

-2 1

-3 I, , , 1 1 1

mo 4 b ' 7 i8magnitude

Step 4. Ground Motion Distribution (-JStep 3. Grond Motion descritionAttenuation Model

Ic0

GM .20UU

13 RandomVariation

Magnitude 2

distance

() = 8 IP(GM>a) X

x:

0

cZ

(o0I.r

PRELIMINARY DRAFT

INFORMATION ONLY

(acceleration)

AG93-397)S 8

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I SourceSource

Geometry Fault SizeMaximumMagnitude

HazardAnalysis Case

- CASEi1kFault Size I k

Si)

Source n

Figure D2. Typical source logic tree for expressing input interpretations and propagating uncertainties.

PMcLIMINARY DRAFT

[INPORMATION ONLYAG93-3971S-9

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Fig. D3 Monte Carlo simulation to propagateuncertainties

Zonation

Attenuation

Recurrence

zo'ImE. URN- MH.1 .. 2. - 91 M.I.-I.-MVIIII �. tw,-13 RN-"IP

II.4.2,41 lwf�ffl�H (y)

If-F.0-4=91 P-MR-MPMEM'0-I Im.... - i

y

H (y)

WSN Median

PRELIUINARY DRAFTINFORIMATION ONLY

-Y

AG93-397JS-10

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Results format:

1. Hazard curves

- Fully reflect randomness uncertainty.

- Mean hazard curve and fractiledeterminations

- PGA., PSRV for a range of frequencies

2. Sensitivity to each element of the inputinterpretations.

Seismic sources

Recurrence

Maximum Magnitude

- Ground Motion Attenuation

PRELIMINARY DRAFTI N!4FORMv5ATION ONLY

AG93-397JS-11

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L 0 .

Q

C . 0il

Ii

-

U

0 60U

Li

a

i ILe-7Fj

a

-Ie-7

Fiur E-

I

0 500 100Q.acceIeration cmsecsi2

Illustration of PSHA Output Based on the Ground MotionParameter PGA Showing Envelopes of the 15th, 50th, ExpectedValues and 85th Percentiles of the Seismic Hazard, SH(g),Uncertainty Distributions

,

I PRELOVMINARY DRAFTF :%PiATsON ONLY I AG93-397JS-12

.

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I

DOE-NRC TECHNICAL EXCHANGEON

SEISMIC HAZARDS ASSESSMENT

FAULT DISPLACEMENT HAZARD

KEVIN J. COPPERSMITHGEOMATRIX CONSULTANTS., INC.

NOVEMBER 17, 1993

11-1 7-93/KJC

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FAULT DISPLACEMENT HAZARD

Description of Hazard

Differential fault displacement beneath/through facility associatedwith earthquakes.

Attributes of Methodology

Incorporates site-specific knowledge and uncertainties associatedwith:

1. The locations, sizes, and rates of earthquake occurrences

2. The locations and amounts of displacement given earthquakeoccurrences

PREMINARY DRFTINFORMATION ONLY

1 1-17-93/KJC

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COMPONENTS OF FAULT DISPLACEMENTHAZARD ASSESSMENTs

Seismic Source Evaluation

Defines faults that may be causes of earthquakes:

* Probability of activity* Three-dimensional geometry* Sense of slip* Segmentation* Maximum earthquake magnitude* Slip rate* Recurrence intervals and rates

PRELIMINARY DRAF11-1 7-93IKJC INFORMATION ONLY

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COMPONENTS OF FAULT DISPLACEMENTHAZARD ASSESSMENTS (CONT'D)

Fault Ruptur E ation

Defines the fault pattern, amount of offset, and likelihood ofdisplacement through particular sites:

* Primary faults: earthquake generators, empirical patterns ofsurface rupture

^ Secondary faults: empirical constraints on width of zone asfunction of hanging-wall/footwall, sense of slip, earthquakemagnitude

* Use of detailed mapping of Yucca Mountain to assess locationand behavior of minor mapped faults

PREUMINARY DRAFT11-17-93/XJC ~~~~~~INFORMA7ION ONLY

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* Amount of offset: assessed from paleoseismic data, kinematicindicators of slip components, empirical relationships ofprimary slip and primary vs. secondary slip

* Likelihood of primary fault displacement: constrained primarilyby fault slip rate: average rate of surface faulting or averageseismic moment rate; paleoseismic data on recurrence intervalsand slip per event will also be used

* Likelihood of secondrrelationships with amountmagnitude

fault displacement: empiricalof primary slip and earthquake

* Possibility of development of "new" faults and previouslyunmapped faults will be included

* Consideration to possible differences in locations and amountsof displacement at surface versus at depth

PREUMINARY DNINFORMA71ON ONLY11-1 7-93/KJC

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FAULT DISPLACEMENT HAZARD

PRODUCTS

* Hazard curves of the probability of exceeding various amounts ofdisplacement at various facility locations

* For repository, integrated probability distribution for entirerepository area, which incorporates length of faulting

PREUMINARY DRAFTINFORMATION ONLY11-17-93/KJC

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FAULT DISPLACEMENT HAZARD

CONCLUSIONS

* Hazard method makes full use of site-specific fault behavior andpaleoseismic data developed for Yucca Mountain vicinity

* Includes empirical observations of length of faulting, amount ofslip, rupture complexity, width of fault zone, amount ofsecondary slip

* Method explicitly includes considerations of secondary faulting,new faults, previously unmapped faults, and surface versussubsurface fault displacement

^ Probabilistic approach provides for uncertainty treatment andensures products compatible with performance assessmentapplications

|PREUMXINARY DRAFT11 -1 7-93/KJC

IRMATIONLY

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DOE-NRC TECHNICAL EXCHANGEON

SEISMIC HAZARDS ASSESSMENT

RECENT PRACTICE INSEISMIC HAZARD ASSESSMENT

KEVIN J. COPPERSMITHGEOMATRIX CONSULTANTS, INC.

NOVEMBER 17, 1993

11-17-93IKJC

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RECENT-PRACTICEIN SEISMIC HAZARD ASSESSMENT

Pros f Discsso

* To show that the methodology represents the state-of-the-practice.

* To demonstrate that the major elements of the methodology havebeen used extensively in the nuclear industry.

|9EUMINARY DRANINFORMATION ONLY|11-17-93/KJC

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ELEMENTS OF THESEISMIC HAZARD ANALYSIS METHODOLOGY

* Probabilistic: Rate consideration, explicit uncertainty treatment

i Site-Specific: Versus regional, site conditions

* Explicit Uncertainty Treatment: Quantification of uncertainties,documentation

* Fault Displacement Hazard: Probability of coseismic differentialfault displacement

* Vibratory Ground Motion: At several spectral frequencies

11-17-93/KJC INFORMAON OY

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ELEMENTS OF THE SHA METHODOLOGY IN OTHER STUDIES

Elements of the SHA Methodology I

Studies Explicit Fault Vibratory Reviewed orSite Uncertainty Displacement Ground Endorsed

Probabilstic Specific Treatment Hazard Motion by NRC

LLNL EUS X X X X

EPRI EUS X X X X

LLNLIEPRI Resolution' X? X? X X?

EPRI Eq & Tect X X X X

10 CFR 100 Appendix B X? X? X7 X? X?

ASCE HLNWR' X? X? X? _ _ _

Diablo Canyon Power Plant X X X X

IPEEE X? X __ XDOE NPH X X X X X

This Methodology X X X X X

'Study in progress; elements that are likely2Yes for probabilistic, Yes for deterministic3Yes for probabilistic

to be included are queried

PREKMINARY DRAFTI1 1-17-93/KJC INFORMATION ONY I

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RECENT AND ONGOING SEISMIC HAZARD STUDIES

LLNL Seismic Hazard Methodology for Eastern U.S.

* Probabilistic method using interpretations of multiple expertsin seismicity and ground motions

* Methodology updated for New Production Reactor project

EPRI Seismic Hazard Methodology for Eastern U.S.

* Probabilistic method using multiple teams of experts

* Emphasis on documentation of assessments

PREUMINARY DRAFT11-17-93/KCJC I NFORINOL

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LLNU/EPRI Resolution Project

* Ongoing study sponsored by NRC, DOE, and EPRI; completion9/94

* Aimed at developing an approved seismic hazard methodologyfor the next decade; recommendations made by Senior SeismicHazard Analysis Committee

* Strong focus on use of expert judgment (e.g. individuals versusteams, role of integrator/facilitator, what is elicited)

* Intended audience: seismic hazard analysts

I PREUMINARY DRAFT11-17-93/KJC INFORMATION ONLY |

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EPRI Yucca Mountain Earthquakes and Tectonics Project

* Purposes: to quantify knowledge and uncertainties associatedwith fault displacement at YM; to demonstrate methods foreliciting expert judgment

* Diverse group of experts focused on difficult technical issue:data-driven, unique approaches, mutual respect

* Probabilistic results used for performance assessment

PREUMINARY DRAFTINFORMATION ONLY11-1 7-93/KJC

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Proposed 10 CFR 100 Appendix B Methodology

* Revision process is ongoing; finalization by early 1994

* Dual approach: PSHA with deaggregation ("hybrid"); traditionaldeterministic

* Target hazard probability level established from existing plants

PREUMINARY DRAFTINFORMATION ONLY 11 -1 7-931KJC

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ASCE Guidelines and Recommendations for High Level NuclearWaste Repositories

* In preparation, finalization expected in early 1994

* Performance-goal based process for establishing target hazardprobability levels; deaggregation of hazard to identifycontrolling magnitudes and distances (hybrid procedure)

* Guidance on fault displacement hazard assessment: dataneeded and approaches recommended

| PREUMINARY DRAFT11-17-93/KJC | INFORMATION ONLY |

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Diablo Canyon Power Plant Long Term Seismic Program

* Reevaluation of seismic design bases using both probabilisticand deterministic methods

* Intensive data-driven analysis, regulatory review,documentation

* Seismic margins evaluated using probabilistic risk assessmentand seismic margins methodology

PREUMINARY DRAFT11-17-93IKJC INFORMATION ONLY

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NRC Guidance for the Individual Plant Examination of ExternalEvents (IPEEE)

* To identify potential seismic vulnerabilities

* Probabilistic (PRA) or deterministic (SMM) methodologies

* Use LLNL/EPRI for eastern U.S.; conduct own study in westernU.S.

| PREUMINARY DRAFT 11-17-9311rJC INFORMAON ONLY|

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DOE Design/Evaluation Criteria for Natural Phenomena Hazards

* Graded approach using four performance categories, each witha performance goal for behavior and a target probabilistic riskgoal

* Target hazard probabilities from performance-based approach;hybrid

* Final and draft standards for implementation

PREUMINARY DRAFT11-17-93IKJC INFORMATION ONLY

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RECENT PRACTICEIN SEISMIC HAZARD ASSESSMENT

CONCLUSIONS

^ All of the basic elements of the seismic hazard analysismethodology have been used in practice for nuclear facilities

* Recent and ongoing experience provides an opportunity to shapemethod to best utilize the strengths of past studies

* Basic elements are state-of-the-practice; unique aspects of YuccaMountain SHA are recognized and provided for (e.g., 10,000years)

11-17-93/lCJC INFORMATON ONLY

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Cl

FsEFisslon Energy & Systems Safety Program L!

DOE-NRC TECHNICAL EXCHANGE ONSEISMIC HAZARD ASSESSMENT

Use and Suitability of the Proposed Methodology forPerformance Assessment and Facility Seismic Design

Quazi A, HossainLawrence Livermore National Laboratory

November 17, 1993

SM93-1970AK-YMP-1

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Topical Report

Input to ContainmentPerformance

- > ij o Assessment

Determine Performance Select CompatibleSafety Policy Category and Performance Seismic Design Codes

and Goal Goal Based on Safety and & Acceptance CriteriaMission Significance

l I

Determine Hazard Level Perform SeismicL . . -. . Compatible with Seismic Design

Performance Goals

SM93 1970AH-YIUIP-2 % ;Y 'r'F i hTi t dFTI

* - . '4- ' W r f !I* *~~~..Y

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The seismic hazard assessment methodology fits theneeds of performance assessment and performancegoal-based facility seismic design

* Containment performance of the repository will be evaluated withrespect to EPA's 40CFR Part 191 environmental radiationprotection criteria.

* Surface and subsurface facilities must be designed to meetacceptable safety performance goals and requirements of1 OCFR60

* The proposed methodology will provide probabilisticdetermination of seismic hazard for both containmentperformance assessment and facility seismic design.

IR E INAW iY13DRAF

SMM9"Y39O W M3IF 'INTOrl J OL

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Evaluation of post-closure containment performance ofthe repository will require assessment of dose/releaseamount as a function of exceedance probability

* The results of seismic hazard evaluation will need to be presentedin a curve of doselrelease consequences versus probability thatsuch dose/release will be exceeded. (Part of an integratedassessment)

* Examples of postulated post-closure seismic scenarios:

Failure of waste containers due to faulting.Changes In rock permeability due to faulting andstrain build-up.

- Rise In the water table caused by earthquake stresses.

* Evaluation of these scenarios requires probabilistic assessment ofseismic hazard.

I PRELIMINARY DRAFTSM93-1970AH-YMP-4 | INFORMATION ONLY!

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Conventional and purely deterministic designmethod may not be appropriate for repositoryfacilities with unconventional performancerequirements

* Conventional Design Method:

- Uncertainties In Loading definition not explicitly considered.

- Uncertainties in component fragilities are accounted for onlyindirectly through the use of experience - based load factors.

Does not permit determination of risk.

- Cannot rationally consider very low probability loading events.

- Does not provide rational gradation of design according tosafety significance of components. (i.e. - risk consistentperformance goal based design)

SM93-1970AH-YMP-5 Em YrW ONY

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DOE is considering a safety performance goal-basedseismic design methodology for which probabilisticassessment of seismic hazard is essential

* Safety Performance Goal-Based Seismic Design Method:

Risk-consistent probabilistic target performance goals Interms of permissible failure rates are established based onsafety and mission significance.

Deterministic seismic design and acceptance criteria areestablished to achieve target safety performance goals.

- Seismic hazard is assessed consistent with deterministicdesign and seismic design safety performance goals.

However,.

| PREUMINARY DRAFT

SMS3-l97OAHlYMP4 INFORMATION ONLY

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Safety performance goal-based method for the seismicdesign of repository facilities will be subject of asubsequent topical report a

* This topical report will only outline the method that DOE iscurrently using in its other nuclear and hazardous facility designevaluation.

* Development of the safety performance goal-based method for therepository facility seismic design will be facility specific andinclude:

- Consideration of unique seismic performance requirements- Structure, System, and Component Performance

CategorizationDesign consideration for fault-rupture loadsAdditional benchmarking for subsurface facility components

LPRPRUMINA~Y DRAFTINFOlON at ,

SM93-1970AH-YMP-7

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DOE's seismic hazard assessment methodology canbe suitably and effectively used with the safetyperformance goal-based seismic design method L

* The method leads to consistent determination of seismic hazardlevel, analysislevaluation requirements, and design acceptancecriteria that are consistent with safety goal.

* Linkage between seismic design and safety performance goal isdistinct and rationally established.

* Very low probability scenarios can be evaluated in a rationalmanner.

* Permits rational consideration of design for fault-rupture loads.

* Enables quantitative safety performance assessment with strongtechnical support.

* Fully documented for technical review and regulatory decision-

SM93-197OAHYMP-8¶J

INFORMATION ONLY

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The seismic hazard assessment methodologyrepresents the state-of-the-practice with majorelements similar to those of other establishedor proposed seismic hazard methodologies Li

* LLNL and EPRI Methodologies

* EPRI's Yucca Mountain Earthquake and Tectonics Project

* Proposed IOCFR100 Appendix B Methodology

* Methodology outlined in ASCE Subcommittee's draft guideline

PREUMINARY DRAFTINFORMATIO!N 0f!'!Y

SM93-197OAH-YMP-9

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Licensing precedence using the major elementsof the proposed methodology exists I

* NRC Topical Review of EPRI's Probabilities Seismic HazardMethodology: SER

* Diablo Canyon Long Term Seismic Program: SER

* EPRI NP 6395-D "Probabilistic Seismic Hazard Evaluations atNuclear Plant Sites In the Central and Eastern United States:Resolution of the Charleston Earthquake Issue,": Staff acceptance

* NUREG/CR-5250, "Seismic Hazard Characterization of 69 NuclearPlant Sites East of the Rocky Mountains".

* NUREG-1 150, "Severe Accident Risks: An Assessment for FiveNuclear Power Plants".

* NRC Guidance on IPEEE: Generic letter 88-20, Supplement 4

9M93-197OAH-YWP-10

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CONCLUSIONS a

* Proposed seismic hazard assessment methodology represents thestate-of-the-practce.

* Major elements of this methodology have been accepted by theNRC as part of other methodologies.

* Major elements of this methodology have been applied In projectsand programs that have been reviewed/endorsed by the NRC.

* Proposed hazard assessment methodology will provide results In aprobabilistic format that Is suitable and essential for riskconsistent safety performance goal-based repository seismicdesign and containment performance assessment.

PREUMINARY DRAFTINFORMATION ONLY

SM93-1970AH-YMP-11

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/0

Civilian Radioactive WasteManagement SystemManagement & OperatingContractor

TRW Environmental SafetySystems Inc.

DOE-NRC TECHNICAL EXCHANGE ONSEISMIC HAZARDS ASSESSMENT

SUMMARY

C. Thomas StattonNovember 17, 1993

B&W Fuel CompanyDuke Engineering & Services, Inc.Fluor Daniel, Inc.

INTERA Inc.JK Research Associates, Inc.E. R. Johnson Associates, Inc.

Logicon RDAMonison Knudsen CorporationWoodward-Clyde Federal Services

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SEISMIC HAZARDS PROGRAM

------------------------------------------------------ I

� I

STEP 1

ASSESS SEISMIC HAZARD

- COLLECT AND ANALYZE DATA- EVALUATE AND CHARACTERIZE

SEISMIC SOURCES- DETERMINE GROUND MOTION- ASSESS FAULT DISPLACEMENT

AND GROUND MOTION HAZARD

I…_4____ __ I -- … _____

STEP 2

DETERMINE HAZARD LEVELSAPPROPRIATE FOR

DESIGN

- - ISTEP 3

DEVELOP DESIGN INPUT IASSESSMENT

SEISMICDESIGN

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METHODOLOGY* EXPERIENCE-BASED

- Recent developments in seismic hazard assessment providefoundation for current methodology

* RELIES ON EXTENSIVE DATA COLLECTION ANDANALYSIS

* METHODOLOGY COMPONENTS- Source Evaluation and Characterization- Ground Motion / Attenuation Relations- Ground Motion Hazard Assessment- Fault Displacement Hazard Assessment

* SUPPORTS APPLICATIONS- Seismic Design- Performance Assessment

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

Civilian Radioactive WasteManagement System LV.AC.CTS.119310 MUfSS 2

Management & OperatingContractor

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DATA COLLECTION ANDANALYSIS

TECTONICS PROGRAM- Focuses on data to support seismic hazard assessment

Paleoseismic studiesSeismicity and ground motion studies

> Analytical and synthesis studies

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

Civillan Radioactive WasteManagement System

Management & OperatingContractor

LV.SC.CT8.11MM3a 11H3193 3

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SOURCE EVALUATION ANDCHARACTERIZATION

* IDENTIFICATION OF SOURCES- Quatemary faults, areal sources, volcanic sources and UNEs- Consistent with approach in NUREG 1451

* MAXIMUM MAGNITUDE- For faults, based on geologic and paleoseismic data- For areal sources, limited by magnitude of surface faulting

events

* RECURRENCE- Based on available paleoseismic and historical seismicity data

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

Civilian Radioactive WasteManagement System LV.SC.CTS.11198tO 1111Mt 4

Management & OperatingContractor

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GROUND MOTION / ATTENUATIONRELATIONS

* EMPIRICAL METHODS- Based on regional and site recordings

* NUMERICAL METHODS- Combine data with an understanding of fault rupture

processes

* Both methods will be used to evaluate near-field and site effects

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Management & OperatingContractor

LV.SC.CTS.M13-310 111313 6

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GROUND MOTION HAZARDASSESSMENT

* PROBABILISTIC FRAMEWORK- Provides a robust extension of NUREG-1451 methodology to

calculate ground motion hazard- Variability explicitly incorporated

a Randomness and uncertainty)> Logic tree and Monte Carlo approaches will be evaluated

- Sensitivity analyses incorporated>> Provide full understanding of hazarda> Identify dominant sources at given hazard levels>> Examine sensitivity of results to parameter variation

- Inputs and interpretations documented

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Management & OperatingContractor

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FAULT DISPLACEMENT HAZARDASSESSMENT

* PROBABILISTIC FRAMEWORK- Provides robust extension of NUREG-1451 methodology to

include recurrence and secondary faulting- Variability explicitly incorporated- Sensitivity analyses incorporated

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

Civilian Radioactive WasteManagement System

Management & OperatingContractor

LVAC.CTS.1193410 11113113 7

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REMAINING STEPS

* DETERMINATION OF SEISMIC HAZARD LEVELS

* DEVELOP SEISMIC DESIGN INPUTS

* SEISMIC DESIGN AND PERFORMANCEASSESSMENT

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

Civilian Radioactive WasteManagement SystemManagement & OperatingContractor

LV.SC.CTS.1193-310 M1IM 8

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SEISMIC HAZARDS PROGRAM

.... - - - - - - --

STEP 1

ASSESS SEISMIC HAZARD

- COLLECT AND ANALYZE DATA- EVALUATE AND CHARACTERIZE

SEISMIC SOURCES- DETERMINE GROUND MOTION- ASSESS FAULT DISPLACEMENT

AND GROUND MOTION HAZARD

I,

It

(JBJE CT �D�'*�'b �Ji RRE��T�� Io�'tt�E

1'

I…,_._ .a..........

boar- g o . - - - - -STEP 2

DETERMINE HAZARD LEVELSAPPROPRIATE FOR

DESIGN

.

STEP 3

DEVELOP DESIGN INPUT

ERFORMANCEASSESSMENT

I ck DESIGN

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SUMMARY

* A PROBABILISTIC FRAMEWORK ISAPPROPRIATE FOR FAULT DISPLACEMENTAND GROUND MOTION HAZARD ASSESSMENT

- It allows incorporation of all data, including information onrecurrence, in the assessment of hazard

- It allows variability in interpretations to be explicitlyincorporated

- It provides a full understanding of contributions to hazard atthe site, including those from a traditional deterministicapproach

- It provides a basis for rational (performance-goal based)seismic design

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

Civilian Radioactive WasteManagement System LV.CT3.11M" 11113 9

Management & OperatingContractor

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SUMMARY(cont

* THE METHODOLOGY ACCOMODATES SITESPECIFIC CONCERNS

- Alternative tectonic models- Alternative recurrence relations- Near-field ground motion effects

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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LV.C.CT8.11I3410 111193 10

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Civilian Radioactive WasteManagement SystemManagement & OperatingContractor

TRW Environmental SafetySystems Inc.

DOE-NRC TECHNICAL EXCHANGE ONSEISMIC HAZARDS ASSESSMENT

SITE CHARACTERIZATIONANALYSIS (SCA) OPEN ITEMS

David F. FensterNovember 17, 1993

B&W Fuel CompanyDuke Engineering & Services, Inc.Fluor Daniel, Inc.

INTERA Inc.JK Research Associates, Inc.E. R. Johnson Associates, Inc.

Logicon RDAMorrison Knudsen CorporationWoodward-Clyde Federal Services

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SCA COMMENTS AND THETOPICAL REPORT

* 10 SCA COMMENTS ARE ADDRESSED INWHOLE OR IN PART BY THE TOPICAL REPORT

* GROUPED ACCORDING TO CATEGORIES- Alternative tectonic models- Fault displacement hazard- Significant faults- Deterministic assessment of fault displacement hazard- Slip rate- 10,000-year cumulative slip earthquake

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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ALTERNATIVE TECTONICMODELS

* COMMENTS- 8 Alternative tectonic models not fully integrated into the

site characterization plan- 48 Use of slip rates may not be conservative, especially for

some alternative tectonic models- 61 Assumption that future faulting will follow old faulting

patterns is not adequately supported- 68 Detachment faults not treated as earthquake sources- 71 Lack of approach to identifying significant faults,

especially consideration of those from alternativetectonic models

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

Civilan Radioactive WasteManagement System LYACDFF.12 111t53 3

Management & OperatingContractor

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ALTERNATIVE TECTONICMODELS

* TOPICAL REPORT- DOE's methodology explicitly addresses alternative

conceptual models in the way seismic sources (faults) andseismic source zones (buried or undetected faults) arecharacterized

- The probabilistic approach explicitly addresses uncertaintiesand credible scenarios supported by data

- Alternative tectonic models must be explicitly considered in aprobabilistic assessment of seismic sources

- Tectonic models that involve new faulting, and associateduncertainties, are explicitly accommodated by themethodology

- Characterization of seismic sources will include an evaluationof detachment faults

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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Management & OperatingContractor

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FAULT DISPLACEMENT HAZARD

* COMMENTS- 36 How will the presence of faults within the perimeter drift

be addressed with respect to system performance- 48 Use of slip rates may not be conservative, especially in

light of the potential for secondary faulting

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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LVSC.D.111W12 115193 S

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FAULT DISPLACEMENT HAZARD

* TOPICAL REPORT- Evaluation of fault displacement sources will be based on

available data- Secondary faulting will be evaluated on the basis of empirical

data from the site and from similar tectonic regions- The probability of new faults forming rather than old faults

being reactivated can be assessed based on the data beingcollected by mapping and trenching activities

- The hazard in the vicinity of Facilities Important To Safety(FITS) will be assessed based on data from trenching studiesand on the assessments of new or secondary faulting relatedto movement on a primary fault located a some distance froma FITS

- The methodology provides fault displacement hazard resultsappropriate for assessment of system performance.

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SIGNIFICANT FAULTS

* COMMENTS- 47 Approach to performance assessment, including

identification of significant faults, may result in aninaccurate assessment

- 64 Identification of significant Quaternary faults isinadequate

- 71 How will significant Quaternary faults be identified toevaluate performance issues?

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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LV.SC.OFF.1M 312 11115193 7

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SIGNIFICANT FAULTS

* TOPICAL REPORT- Probabilistic seismic hazard assessment provides a rational

method to evaluate the significance of faults to design andperformance assessment

- Source's contribution to overall hazard at any given level offault displacement or ground motion can be assessed

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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LVAC.IFF.11M 312 11115113 S

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DETERMINISTIC ASSESSMENTOF FAULT DISPLACEMENT

HAZARD^ COMMENTS

- 48 Use of fault slip rates is not conservative; deterministicassessments should be used for fault displacement

- 62 Use of standoff distances from faults is unclear;deterministic assessments should be used for faultdisplacement

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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DETERMINISTIC ASSESSMENTOF FAULT DISPLACEMENT

HAZARDTOPICAL REPORT

- Probabilistic approach is favored because it allows for use ofall relevant data, including recurrence information

- Probabilistic methodology encompasses traditionaldeterministic assessments

- Probabilistic methodology allows assessment of significanceof all sources, including traditional deterministic events

- Probabilistic methodology explicitly and properlyincorporates uncertainty, including that associated withsecondary and new faulting, and alternative tectonic models

- Probabilistic methodology facilitates sensitivity analyses toidentify dominant sources, and to assess importantcontributors to overall uncertainty

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SLIP RATE

* COMMENT-48 Use of slip rate to characterize seismic hazard is not

conservative

PREUMINARY PREDECISIONAL DRAFT MATERIAL

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SLIP RATE

* TOPICAL REPORT- Slip rate is just one of the types of data to be used in

characterizing seismic sources- When available, fault-specific paleoseismic histories will be

used to characterize sources, including evaluations ofdisplacement and recurrence

- Detailed paleoseismic investigations of faults within the sitearea currently underway

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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LV.SCDfF.S1193-312 11115sM 12

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10,000-YEAR CUMULATIVE SLIPEARTHQUAKE

* COMMENT- 66 It is questionable whether the 10,000 Cumulative Slip

Earthquake can properly characterize fault activity

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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LVSCADMF.14t12 11115193 13

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10,000-YEAR CUMULATIVE SLIPEARTHQUAKE

* TOPICAL REPORT- The 10,000 -year cumulative slip earthquake has been

dropped from the DOE methodology- Recurrence information is properly incorporated through a

probabilistic assessment

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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SUMMARY

* THE METHODOLOGY:- Explicitly accommodates alternative tectonic models- Provides a meaningful assessment of fault displacement

hazard, including incorporation of secondary and new faulting- Coupled with iterative performance assessments and design

analyses, provides a rational basis for evaluating thesignificance of seismic sources

- Encompasses traditional deterministic assessments, and alsoexplicitly incorporates information on recurrence anduncertainties

- Uses all available data to characterize seismic sources, not justslip rate

- Does not use the 10,000-year cumulative slip earthquake

PRELIMINARY PREDECISIONAL DRAFT MATERIAL

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TRW Environmental SafetySystems Inc.

DOE-NRC TECHNICAL EXCHANGE ON SEISMICHAZARDS ASSESSMENT

STATE OF NEVADA COMMENTSOCTOBER 26, 1993 LETTER

David F. FensterNovember 17,1993

B&W Fuel CompanyDuke Engineering & Services, Inc.Fluor Daniel, Inc.

INTERA Inc.JK Research Associates, Inc.E. R. Johnson Associates, Inc.

Logicon RDAMorrison Knudsen CorporationWoodward-Clyde Federal Services

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COMMENT 1:POSTCLOSURE PERIOD CONCERN

* FIRST FACILITY WITH A 10,000 YEARPERFORMANCE PERIOD

* METHODOLOGY PROVIDES APPROPRIATEINPUT FOR PERFORMANCE ASSESSMENTS

I PREUMINARY DRAFTINFORMATION ONLY |

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COMMENT 2:POTENTIALLY ADVERSE

CONDITIONS* INPUT TO HAZARD ASSESSMENT REQUIRES:

- Data on magnitude and frequency of earthquakes- Data on fault parameters and structural relationships- Data on paleoseismic behavior of faults during the

Quaternary

* GEOLOGICAL / SEISMOLOGICAL DATACOLLECTED BY SITE CHARACTERIZATIONSTUDIES WILL RESULT IN ABILITY TOADDRESS PACs

* LA ANNOTATED OUTLINE PROCESS, ISSUERESOLUTION INITIATIVE AND ITERATIVEEVALUATIONS

1a 0'e

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COMMENT 3:GEOLOGIC SETTING

* DOE RESPONSE TO SITE CHARACTERIZATIONANALYSIS COMMENT 75 PROVIDES OPERATIVEDEFINITION OF GEOLOGIC SETTING

* METHODOLOGY EXPLICITLY ADDRESSES THEEVALUATION OF FAULT SOURCES ANDSEISMIC SOURCE ZONES, INCLUDING "BLIND"FAULTS AND "TRIGGERED" EVENTS

* METHODOLOGY EXPLICITLY ADDRESSESALTERNATIVE CONCEPTUAL MODELS ANDUNCERTAINTIES

PRELIMINARY DRAFTINFORMATION ONLY

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COMMENT 4:DETERMINISTIC / PROBABILISTIC

LINKAGE

* PROBABILISTIC METHODOLOGYENCOMPASSES TRADITIONAL DETERMINISTICASSESSMENTS

* WORST-CASE SCENARIOS INCLUDED WITHINTHE PROBABILISTIC FRAMEWORK

* PROBABILISTIC METHODOLOGY USES ALLDATA AND PROVIDES A MORE COMPLETEUNDERSTANDING OF HAZARD THANDETERMINISTIC APPROACH

PREUMRY DRAFTINFORMAT1ON ONLY

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COMMENT 5A:REPOSITORY FAULT DISPLACEMENT* METHODOLOGY EXPLICITLY INCORPORATES

REPOSITORY FAULT DISPLACEMENT,INCLUDING POSSIBLE PRIMARY, SECONDARYAND NEW FAULTING

* PROBABILISTIC METHODOLOGYINCORPORATES MORE DATA THANDETERMINISTIC ASSESSMENT, INCLUDINGINFORMATION ON RECURRENCE ANDUNCERTAINTIES

* METHODOLOGY BUILDS ON APPROACHPRESENTED IN NUREG-1451 | PREUMINARY DRAFT

I INFORMAMlON ONLY

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COMMENT 5B:NEAR FIELD GROUND MOTION

* NEAR-FIELD GROUND MOTION EFFECTS WILLBE EVALUATED AND INCORPORATED INHAZARD ASSESSMENT WHERE APPROPRIATE

PRELIMINARY DRAFTINFORMATION ONLY

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COMMENT 6:ESF SEISMIC DESIGN

* CONSERVATIVE INTERIM DESIGN BASISPROVIDES FOR WORKER SAFETY DURINGSPAN OF ESF ACTIVITY

* FINAL SUPPORT SYSTEM FOR A POTENTIALREPOSITORY WILL BE IMPLEMENTED AT ALATER DATE

I PREUMINARY DRAFT

INFORMATION ONLY |

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