BULLETIN #2785 - Association Board of Directors, District ......(604) 643-2760 Fax: (604) 643-2796...

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2 INDEX PAGES Board of Directors 3 - 6 National Advisory Committee 7 - 8 District Councils 9 - 42 Association Committees 43 - 60 Joint Industry Committees 60 - 65 Securities Industry Advisory Council 66 Canadian Securities Institute 66 The Canadian Depository for Securities Limited 66 FundSERV Inc. 66 Canadian Investor Protection Fund 67

Transcript of BULLETIN #2785 - Association Board of Directors, District ......(604) 643-2760 Fax: (604) 643-2796...

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    INDEX

    PAGES Board of Directors 3 - 6

    National Advisory Committee 7 - 8

    District Councils 9 - 42

    Association Committees 43 - 60

    Joint Industry Committees 60 - 65

    Securities Industry Advisory Council 66

    Canadian Securities Institute 66

    The Canadian Depository for Securities Limited 66

    FundSERV Inc. 66

    Canadian Investor Protection Fund 67

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    BOARD OF DIRECTORS 2000 – 01

    * Executive Committee

    CHAIR

    * L. Jacques MÉNARD, O.C. Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] VICE-CHAIR

    * William D. PACKHAM Vice-Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 586-6474 Fax: (416) 586-6070 E-mail: [email protected] PRESIDENT AND CHIEF EXECUTIVE OFFICER

    * Joseph J. OLIVER President and Chief Executive Officer

    Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

    * Thomas I.A. ALLEN, Q.C. Senior Partner

    Ogilvy Renault, Suite 2100, Royal Trust Tower, Toronto-Dominion Centre, 77 King Street West, P.O. Box 141, Toronto, ON, M5K 1H1 (416) 216-3913 Fax: (416) 863-1658 E-mail: [email protected]

    * G.F. Kym ANTHONY President and Chief Operating Officer National Bank Financial Inc., Suite 3200, The Exchange Tower, 130 King Street West, P.O. Box 21, Toronto, ON, M5X 1J9 (416) 869-8028 Fax: (416) 869-8036 E-mail: [email protected] Paul K. BATES President and Chief Executive Officer Charles Schwab Canada, Co., Suite 800, 207 Queen’s Quay West, Toronto, ON, M5J 1A7 (416) 682-6310 Fax: (416) 682-6305 E-mail: [email protected]

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    * Ian D. BRUCE Vice-Chairman Peters & Co. Limited, Suite 2500, First Canadian Centre, 350 – 7th Avenue S.W., Calgary, AB, T2P 4N1 (403) 261-2278 Fax: (403) 237-2339 E-mail: [email protected] Germain CARRIÈRE President and Chief Executive Officer Financière Banque Nationale Ltée, 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal, PQ, H3B 4S9 (514) 879-2316 Fax: (514) 879-2209 E-mail: [email protected] Michel DUCHESNE Chair, National Advisory Committee, and Vice-President and Director c/o RBC Dominion valeurs mobilières inc., Bureau 300, 1, Place Ville Marie, Montréal, PQ, H3B 4R8 (514) 878-7710 Fax: (514) 878-7715 E-mail: [email protected] Gary A. FILMON c/o The Exchange Group, 100 – 123 Bannatyne Avenue, Winnipeg, MB, R3B 0R3 (204) 947-7142 Fax: (204) 957-5195 E-mail: [email protected]

    * William R.J. FULTON Chair, Financial Administrators Section, and Executive Vice-President and Chief Administrative

    Officer c/o Merrill Lynch Canada Inc., 12th Floor, 22 Front Street West, Toronto, ON, M5J 2W5 (416) 681-4300 Fax: (416) 681-4316 E-mail: [email protected] Ruth GOLDBOOM, O.C. Suite 1106, 1465 Brenton Street, Halifax, NS, B3J 3T3 (902) 429-2901 Fax: (902) 429-2973 E-mail: no e-mail

    * Michael G. GREENWOOD President and Chief Operating Officer Canaccord Capital Corporation, Suite 2200, Pacific Centre, 609 Granville Street, P.O. Box 10337, Vancouver, BC, V7Y 1H2 (604) 643-7790 Fax: (604) 643-7689 E-mail: [email protected]

    * Stanley H. HARTT Chairman

    Salomon Smith Barney Canada Inc., Suite 4600, BCE Place, 161 Bay Street, P.O. Box 631, Toronto, ON, M5J 2S1 (416) 866-2305 Fax: (416) 866-7484 E-mail: [email protected]

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    Lonsdale W. HOLLAND President and Secretary Beacon Securities Limited, 1707 Grafton Street, Halifax, NS, B3J 2C6 (902) 492-0469 Fax: (902) 425-5237 E-mail: [email protected] John L. HOWARD, Q.C. 2048 Penang Road, P.O. Box 1132, Sooke, BC, V0S 1N0 (250) 642-4489 Fax: (250) 642-1067 E-mail: [email protected] Eugene C. McBURNEY Chairman Griffiths McBurney & Partners, 11th Floor, 145 King Street West, Toronto, ON, M5H 1J8 (416) 943-6101 Fax: (416) 943-6160 E-mail: [email protected]

    Jacques O. NADEAU Chair, Montréal Exchange, and Managing Director c/o Scotia Capital Inc., Bureau 830, Tour Scotia, 1002, rue Sherbrooke ouest, Montréal, PQ, H3A 3L6 (514) 287-4999 Fax: (514) 287-3606 E-mail: [email protected]

    G. Scott PATERSON Chair, Canadian Venture Exchange, and Chairman and Chief Executive Officer c/o Yorkton Securities Inc., Suite 3100, BCE Place, 181 Bay Street, P.O. Box 830, Toronto, ON, M5J 2T3 (416) 864-3600 Fax: (416) 864-9699 E-mail: [email protected] Bernard PICHÉ President and Chief Executive Officer BLC Securities Inc., 2nd Floor, 130 Adelaide Street West, Toronto, ON, M5H 3P5 (416) 865-5900 Fax: (416) 865-5950 E-mail: [email protected] Alain RHÉAUME Executive Vice-President, Chief Financial Officer and Treasurer Microcell Telecommunications Inc., Bureau 400, 1250, boulevard René-Lévesque ouest, Montréal, PQ, H3B 4W8 (514) 937-0102 x. 7972 Fax: (514) 846-7445 E-mail: [email protected] Terrance K. SALMAN Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected]

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    Harry G. SCHAEFER President Schaefer & Associates Ltd., Suite 1400, Canterra Tower, 400 – 3rd Avenue S.W., Calgary, AB, T2P 4H2 (403) 265-8185 Fax: (403) 269-5841 E-mail: [email protected] S. Ross SHERWOOD Vice-President Odlum Brown Limited, Suite 1800, Pacific Centre, 609 Granville Street, P.O. Box 10012, Vancouver, BC, V7Y 1A3 (604) 844-5333 Fax: (604) 844-5393 E-mail: [email protected] Daniel F. SULLIVAN Chair, The Toronto Stock Exchange, and Deputy Chairman c/o Scotia Capital Inc., 66th Floor, Scotia Plaza, 40 King Street West, P.O. Box 4085, Station “A”, Toronto, ON, M5W 2X6 (416) 863-7453 Fax: (416) 863-7691 E-mail: [email protected]

    Charles M. WINOGRAD President and Chief Operating Officer

    RBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, 200 Bay Street, P.O. Box 50, Toronto, ON, M5J 2W7 (416) 842-7525 Fax: (416) 842-7510 E-mail: [email protected]

    * Donald A. WRIGHT Chairman and Chief Executive Officer

    TD Securities Inc., 8th Floor, Toronto-Dominion Bank Tower, Toronto-Dominion Centre, 55 King Street West, P.O. Box 1, Toronto, ON, M5K 1A2 (416) 307-8735 Fax: (416) 944-5568 E-mail: [email protected]

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    NATIONAL ADVISORY COMMITTEE CHAIR Michel DUCHESNE QUÉBEC DISTRICT Vice-President and Director RBC Dominion valeurs mobilières inc., Bureau 300, 1, Place Ville Marie, Montréal, PQ, H3B 4R8 (514) 878-7710 Fax: (514) 878-7715 E-mail: [email protected] VICE-CHAIR Richard G. ROUSSEAU PACIFIC DISTRICT Vice-President, Director and Branch Manager National Bank Financial Ltd., Suite 1850, Park Place, 666 Burrard Street, Vancouver, BC, V6C 2X8 (604) 643-2760 Fax: (604) 643-2796 E-mail: [email protected] Gordon ANDERSON NOVA SCOTIA DISTRICT Vice-President CIBC World Markets Inc., Suite 701, 1601 Lower Water Street, Halifax, NS, B3J 3P6 (902) 420-6211 Fax: (902) 423-3225 E-mail: [email protected] Gregory T. BIEBER MANITOBA DISTRICT President Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, MB, R3C 4K5 (204) 946-0297 Fax: (204) 956-0747 E-mail: [email protected] Kevin BREEN NEWFOUNDLAND DISTRICT Branch Manager TD Evergreen Investments Inc. / TD Securities Inc., 10th Floor, Toronto-Dominion Place, 140 Water Street, St. John’s, NF, A1C 6H6 (709) 758-5291 Fax: (709) 758-5299 E-mail: [email protected] Martin DAVIES ALBERTA DISTRICT Principal and Institutional Sales Peters & Co. Limited, Suite 2500, First Canadian Centre, 350 – 7th Avenue S.W., Calgary, AB, T2P 4N1 (403) 261-2212 Fax: (403) 266-4116 E-mail: [email protected] Ron E.D. LUSTIG SASKATCHEWAN DISTRICT Vice-President CIBC World Markets Inc., Suite 420, 1801 Hamilton Street, Regina, SK, S4P 4B4 (306) 359-1577 Fax: (306) 569-8616 E-mail: [email protected] Andrew MacLEAN PRINCE EDWARD ISLAND DISTRICT Investment Advisor BMO Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, PE, C1A 4K8 (902) 629-2027 Fax: (902) 628-6278 E-mail: [email protected]

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    Terry V. RICHARDSON NEW BRUNSWICK DISTRICT Associate Director Scotia Capital Inc., Suite 1608, 1 Brunswick Square, P.O. Box 6277, Saint John, NB, E2L 4R7 (506) 658-3202 Fax: (506) 636-6812 E-mail: [email protected] David SANTINA ONTARIO DISTRICT Vice-President, Fixed Income Trading Goldman Sachs Canada Inc., Suite 1201, 150 King Street West, Toronto, ON, M5H 1J9 (416) 343-8877 Fax: (416) 343-8816 E-mail: [email protected] SENIOR VICE-PRESIDENT, TRADE ASSOCIATION Peter A. BAILEY Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 943-5844 Fax: (416) 364-0753 E-mail: [email protected] ATLANTIC REGIONAL DIRECTOR H. James STEVENS Investment Dealers Association of Canada, Suite 1620, Toronto-Dominion Centre, 1791 Barrington Street, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 E-mail: [email protected] QUÉBEC REGIONAL DIRECTOR Fernande LANOIX Association canadienne des courtiers en valeurs mobilières, Bureau 2802, 1, Place Ville Marie, Montréal, PQ, H3B 4R4 (514) 878-2854 x 222 Fax: (514) 878-3860 E-mail: [email protected] ONTARIO REGIONAL DIRECTOR Morag MacGOUGAN Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 943-6991 Fax: (416) 943-6754 E-mail: [email protected] REGIONAL DIRECTOR AND DIRECTOR, MEMBER REGULATION, PRAIRIE REGION Terry W. MELLING Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB, T2P 0J1 (403) 260-6278 Fax: (403) 265-4603 E-mail: [email protected] PACIFIC REGIONAL DIRECTOR Warren FUNT Investment Dealers Association of Canada, Suite 1325, 650 West Georgia Street, P.O. Box 11614, Vancouver, BC, V6B 4N9 (604) 331-4750 Fax: (604) 683-3491 E-mail: [email protected]

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    NEWFOUNDLAND DISTRICT COUNCIL CHAIR Kevin BREEN Branch Manager TD Evergreen Investments Inc. / TD Securities Inc., 10th Floor, Toronto-Dominion Place, 140 Water Street, St. John’s, A1C 6H6 (709) 758-5291 Fax: (709) 758-5299 E-mail: [email protected] VICE-CHAIR Ray SMALLWOOD Vice-President and Director CIBC World Markets Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s, A1C 6C9 (709) 576-2700 Fax: (709) 754-5469 E-mail: [email protected] Ronald BEER Investment Advisor RBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place, P.O. Box 1818, Station “C”, St. John’s, A1C 5P9 (709) 576-4292 Fax: (709) 576-0464 E-mail: [email protected] Frederick G. DODD Vice-President, Financial Consultant CIBC World Markets Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s, A1C 6C9 (709) 576-2711 Fax: (709) 754-5469 E-mail: [email protected] David EATON (Public Member) McInnes Cooper, 10 Fort William Place, P.O. Box 5939, St. John’s, A1C 5X4 (709) 722-8735 Fax: (709) 722-1763 E-mail: [email protected] Thomas J.P. FORAN Branch Manager BMO Nesbitt Burns Inc., Suite 390, Cabot Place, 100 New Gower Street, St. John’s, A1C 6K3 (709) 738-0077 Fax: (709) 738-0831 E-mail: [email protected] Roy J. HUSSEY Associate Director and Branch Manager Scotia Capital Inc., Suite 802, Scotia Centre, 235 Water Street, St. John’s, A1C 1B6 (709) 576-1339 Fax: (709) 754-2411 E-mail: [email protected]

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    Robert KAVANAUGH Branch Manager and Senior Financial Consultant MD Management Limited, 164 MacDonald Drive, St. John’s, A1A 4B3 (709) 726-2136 Fax: (709) 726-2193 E-mail: [email protected] Sandy LEGGE Branch Service Supervisor Merrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, P.O. Box 1919, St. John’s, A1C 5R4 (709) 739-4552 Fax: (709) 739-4462 E-mail: [email protected] Tom NEMEC Manager TD Waterhouse Investor Services Canada Inc., Suite 1002, Toronto-Dominion Place, 140 Water Street, St. John’s, A1C 6H6 (709) 758-5083 Fax: (709) 758-5282 E-mail: [email protected] Frank O’DEA, Q.C. (Public Member) O’Dea, Earle Law Offices, 323 Duckworth Street, P.O. Box 5955, St. John’s, A1C 5X4 (709) 726-3524 Fax: (709) 726-9600 E-mail: [email protected] Chris ROBINSON Investment Advisor BMO Nesbitt Burns Inc., Suite 390, Cabot Place, 100 New Gower Street, St. John’s, A1C 6K3 (709) 738-0077 Fax: (709) 738-0831 E-mail: [email protected] Bruce TEMPLETON Vice-President and Investment Advisor RBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place, P.O. Box 1818, Station “C”, St. John’s, A1C 5P9 (709) 576-4278 Fax: (709) 576-0464 E-mail: [email protected] Terence L. STACK (ex-officio) Vice-President and Resident Manager Merrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, P.O. Box 1919, St. John’s, A1C 5R4 (709) 739-4552 Fax: (709) 739-4462 E-mail: [email protected] H. James STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, Toronto-Dominion Centre, 1791 Barrington Street, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 E-mail: [email protected]

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    L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

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    PRINCE EDWARD ISLAND DISTRICT COUNCIL

    CHAIR Andrew MacLEAN Investment Advisor BMO Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, C1A 4K8 (902) 629-2027 Fax: (902) 628-6278 E-mail: [email protected] VICE-CHAIR George W. FISHER Branch Manager BMO Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, C1A 4K8 (902) 629-2025 Fax: (902) 628-6278 E-mail: [email protected] Scott MacKENZIE (Public Member) Stewart McKelvy Stirling Scales, Barristers Solicitors Trademark Agents, 65 Grafton Street, P.O. Box 2140, Charlottetown, C1A 8B9 (902) 629-4507 Fax: (902) 566-5283 E-mail: [email protected] Darren PETERS Financial Consultant Merrill Lynch Canada Inc., Suite 400, 119 Kent Street, Charlottetown, C1A 1N3 (902) 892-4231 Fax: (902) 368-3964 E-mail: [email protected] David A. GAUTHIER (ex-officio) Branch Manager RBC Dominion Securities Inc., Suite 602, 134 Kent Street, Charlottetown, C1A 8R8 (902) 566-5544 Fax: (902) 566-1569 E-mail: [email protected] H. James STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, Toronto-Dominion Centre, 1791 Barrington Street, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

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    NOVA SCOTIA DISTRICT COUNCIL CHAIR Gordon ANDERSON Vice-President CIBC World Markets Inc., Suite 701, 1601 Lower Water Street, Halifax, B3J 3P6 (902) 420-6211 Fax: (902) 423-3225 E-mail: [email protected] VICE-CHAIR John CHAPPELL Director, Atlantic Regional Manager Scotia Capital Inc., 5th Floor, 1709 Hollis Street, P.O. Box 2022, Station “M”, Halifax, B3J 2Z1 (902) 420-2220 Fax: (902) 420-2918 E-mail: [email protected] Stephen BISHOP Branch Manager Scotia Capital Inc., 1 Webster Street, P.O. Box 456, Kentville, B4N 3X3 (902) 678-0777 Fax: (902) 678-4449 E-mail: [email protected] Glen CARRIGAN Regional Director and Branch Manager Berkshire Securities Inc., Suite 1700, 1791 Barrington Street, Halifax, B3J 3L1 (902) 492-4332 Fax: (902) 492-4376 E-mail: [email protected] Bruce B. CARROLL President and Chief Executive Officer Ocean Securities Inc., Suite 1711, Purdy’s Wharf, Tower II, 1969 Upper Water Street, P.O. Box 48, Halifax, B3J 3R7 (902) 423-1131 Fax: (902) 423-1178 E-mail: [email protected] Carole D. CUSHING Senior Vice-President and Managing Director BMO Nesbitt Burns Inc., 10th Floor, Bank of Montreal Tower, 5151 George Street, P.O. Box 728, Halifax, B3J 2T3 (902) 496-1158 Fax: (902) 496-1185 E-mail: [email protected] Grace FRASER Accountant Lynch Investments Limited, Suite 200, 5525 Artillery Place, P.O. Box 3422 South, Halifax, B3J 3J1 (902) 420-1544 Fax: (902) 425-8542 E-mail: [email protected]

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    Jerome GRADY Manager Assante Capital Management Ltd., Suite 530, Belmont House, 33 Alderney Drive, Dartmouth, B2Y 2N4 (902) 469-7775 Fax: (902) 469-1007 E-mail: [email protected] Doug HALL Managing Director Investment Banking RBC Dominion Securities Inc., Suite 1101, Purdy’s Wharf, Tower II, 1969 Upper Water Street, Halifax, B3J 3R7 (902) 421-4320 Fax: (902) 424-1070 E-mail: [email protected] Eric HICKS Branch Manager National Bank Financial Ltd., Suite 1601, Purdy’s Wharf, Tower II, 1969 Upper Water Street, Halifax, B3J 3R7 (902) 496-7735 Fax: (902) 496-7701 E-mail: [email protected] Robert MERCHANT Vice-President, Senior Investment Advisor and Branch Manager TD Evergreen / TD Securities Inc., 3rd Floor, 5415 Spring Garden Road, Halifax, B3J 1G1 (902) 420-3252 Fax: (902) 420-8141 E-mail: [email protected] J. Thomas F. PURVES Vice-President RBC Dominion Securities Inc., Suite 1101, Purdy’s Wharf, Tower II, 1969 Upper Water Street, Halifax, B3J 3R7 (902) 421-0124 Fax: (902) 425-0608 E-mail: [email protected] Jane SMITH Executive Vice-President and Chief Financial Officer Beacon Securities Limited, 1707 Grafton Street, Halifax, B3J 2C6 (902) 423-1260 Fax: (902) 425-5237 E-mail: [email protected] Janice STAIRS (Public Member) Patterson Palmer Hunt Murphy, Suite 1600, Bank of Montreal Tower, 5151 George Street, P.O. Box 247, Halifax, B3J 2N9 (902) 492-2000 Fax: (902) 429-5215 E-mail: [email protected] John STRINGER, Q.C. (Public Member) McInnes Cooper Barristers & Solicitors, Summit Place, 1601 Lower Water Street, 6th Fl., Halifax, B3J 2V1 (902) 424-1361 Fax: (902) 425-6350 E-mail: [email protected]

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    T. Scott FOWLER (ex-officio) Senior Vice-President, Financial Consultant Merrill Lynch Canada Inc., Suite 1801, Tower II, Purdy’s Wharf, 1969 Upper Water Street, Halifax, B3J 3R7 (902) 420-8226 Fax: (902) 429-8323 E-mail: [email protected] H. James STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, Toronto-Dominion Centre, 1791 Barrington Street, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

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    NEW BRUNSWICK DISTRICT COUNCIL CHAIR Terry V. RICHARDSON Associate Director Scotia Capital Inc., Suite 1608, 1 Brunswick Square, P.O. Box 6277, Saint John, E2L 4R7 (506) 658-3202 Fax: (506) 636-6812 E-mail: [email protected] R. Michael BARDSLEY Branch Manager BMO Nesbitt Burns Inc., Suite 200, Regency Park, 65 Regent Street, P.O. Box 607, Station “A”, Fredericton, E3B 5A6 (506) 458-8570 Fax: (506) 450-7193 E-mail: [email protected] John FITZPATRICK Investment Advisor TD Evergreen Investments Inc. / TD Securities Inc., 2nd Floor, 2 King Street, Saint John, E2L 1G2 (506) 646-1120 Fax: (506) 646-1127 E-mail: [email protected] Luc GAUDET Investment Advisor National Bank Financial Inc., 300 – 735 Main Street, Moncton, E1C 1E5 (506) 857-9926 Fax: (506) 857-0531 E-mail: [email protected] Terry GAUTREAU Investment Advisor RBC Dominion Securities Inc., Suite 603, Blue Cross Centre, 644 Main Street, Moncton, E1C 1E2 (506) 869-5444 Fax: (506) 869-5454 E-mail: [email protected] David HASHEY, Q.C. (Public Member) Cox Hanson O’Reilly Matheson, Suite 400, Phoenix Square, 371 Queen Street, P.O. Box 310, Fredericton, E3B 4Y9 (506) 453-7771 Fax: (506) 623-9600 E-mail: [email protected] Timothy LACKIE Senior Financial Consultant CIBC World Markets Inc., Suite 500, 44 Chipman Hill, Saint John, E2L 2A9 (506) 634-1220 Fax: (506) 634-8214 E-mail: [email protected]

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    Mary E. JACOBS (ex-officio) Vice-President Merrill Lynch Canada Inc., Suite 130, 77 Westmorland Street, Fredericton, E3B 6Z3 (506) 458-8322 Fax: (506) 452-2135 E-mail: [email protected] H. James STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, Toronto-Dominion Centre, 1791 Barrington Street, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

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    QUÉBEC DISTRICT COUNCIL CHAIR Michel DUCHESNE Vice-President and Director RBC Dominion valeurs mobilières inc., Bureau 300, 1, Place Ville Marie, Montréal, H3B 4R8 (514) 878-7710 Fax: (514) 878-7715 E-mail: [email protected] VICE-CHAIR Jacques LEMAY Senior Vice-President and Director Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal, H3B 4S9 (514) 879-5336 Fax: (514) 879-5142 E-mail: [email protected] Thomas G. AIKEN Treasurer and Chief Financial Officer MacDougall, MacDougall & MacTier inc., Bureau 2000, Place du Canada, 1010, de la Gauchetière Ouest, Montréal, H3B 4J1 (514) 394-3099 Fax: (514) 871-1481 E-mail: [email protected] Francine ALLAIRE President and Chief Operating Officer Valeurs Mobilières Desjardins inc., 15e étage, 2, Complexe Desjardins, Tour de l’Est, C.P. 394, Montréal, H5B 1J2 (514) 281-7371 Fax: (514) 842-3137 E-mail: [email protected] André BOURRET Québec Regional Manager and Director Scotia Capitaux inc., 6e étage, Tour Scotia, 1002, rue Sherbrooke Ouest, Montréal, H3A 3L6 (514) 287-4563 Fax: (514) 287-3646 E-mail: andré[email protected] François BRETON Sales Manager RBC Dominion valeurs mobilières inc., Bureau 330, 3100, boulevard Le Carrefour, Laval, H7T 2K7 (450) 686-3478 Fax: (450) 686-3423 E-mail: [email protected] Christopher BRIÈRE Investment Advisor Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal, H3B 4S9 (514) 879-2458 Fax: (514) 879-5135 E-mail: [email protected]

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    Lise CASGRAIN Vice-President Casgrain & Compagnie Limitée, Bureau 1625, 500, boulevard René-Lévesque Ouest, Montréal, H2Z 1W7 (514) 871-8080 Fax: (514) 871-1943 E-mail: [email protected] Marc DALPÉ Vice-President and Director, Investment Advisor Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal, H3B 4S9 (514) 871-3495 Fax: (514) 879-1059 E-mail: [email protected] Jacques M. GAGNON President, Chief Executive Officer and Chief Financial Officer Gestion Fonds des professionnels inc., 31e étage, 2, Complexe Desjardins, Tour de l’Est, Montréal, H5B 1C2 (514) 350-5076 Fax: (514) 350-5155 E-mail: [email protected] François GERVAIS Vice-President, Administration BLC Valeurs Mobilières inc., Bureau 1900, 1981, avenue McGill College, Montréal, H3A 3K3 (514) 350-2801 Fax: (514) 284-9729 E-mail: [email protected] Guy L. JOLICOEUR General Manager Marchés mondiaux CIBC inc., Bureau 3050, 600, boulevard de Maisonneuve Ouest, Montréal, H3A 3J2 (514) 847-6388 Fax: (514) 847-6392 E-mail: [email protected] Marc-André LACAILLE Vice-President and Resident Manager BMO Nesbitt Burns ltée, Bureau 110, 1, rue Holiday, Pointe-Claire, H9R 5N3 (514) 428-2910 Fax: (514) 428-2920 E-mail: [email protected] Benoit MARCOTTE Senior Vice-President Financière Banque Nationale Inc., 5e étage, Édifice SunLife, 1155, rue Metcalfe, Montréal, H3B 4S9 (514) 879-2282 Fax: (514) 879-5321 E-mail: [email protected] Yvan NAUD President and Chief Executive Officer Compensation BNC incorporée, 16e étage, 1010, de la Gauchetière Ouest, Montréal, H3B 5J2 (514) 868-6570 Fax: (514) 875-3745 E-mail: [email protected]

  • 20

    Gilles OUIMET Vice-President Administration Merrill Lynch Canada Inc., bureau 3100, 1250, boulevard René-Lévesque, Montréal, H3B 4W8 (514) 846-3603 Fax: (514) 846-3551 E-mail: [email protected] Fernande LANOIX (ex-officio) Québec Regional Director Association canadienne des courtiers en valeurs mobilières, Bureau 2802, 1, Place Ville Marie, Montréal, H3B 4R4 (514) 878-2854 Fax: (514) 878-3860 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

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    QUÉBEC DISTRICT COMMITTEES 2000 - 01

    APPROVALS COMMITTEE François Breton, Chair RBC Dominion valeurs mobilières inc. Francine Allaire Valeurs mobilières Desjardins inc. Lise Casgrain Casgrain & Compagnie Limitée Jacques M. Gagnon Gestion Fonds des professionnels inc. Marc-André Lacaille BMO Nesbitt Burns ltée Gilles Ouimet Merrill Lynch Canada Inc. Michel Duchesne (ex-officio) RBC Dominion valeurs mobilières inc. INTERNAL OPERATIONS COMMITTEE Yvan Naud, Chair Compensation BNC incorporée Glenn Abbott BMO Nesbitt Burns ltée Céline Gauthier RBC Dominion valeurs mobilières inc. Lyne Jean Valeurs Mobilières Courvie Inc. Josée Larin Courtage à escompte Banque Nationale inc. Marie-Josée Myrand BMO Ligne d’action inc. Jésus Sanchez Compensation BNC incorporée Robert A. Smith Banque Royale Actions en Direct Ginette Turenne Valeurs Mobilières Desjardins inc. André Zanga Casgrain & Compagnie Limitée Michel Duchesne (ex-officio) RBC Dominion valeurs mobilières inc. REGULATIONS COMMITTEE Francine Allaire, Chair Valeurs Mobilières Desjardins inc. John S. Ballard Scotia Capitaux Inc. Paul Balthazard RBC Dominion valeurs mobilières inc. Frédéric Bélanger Gestion Fonds des professionnels inc. Jean-Luc Brunet Valeurs Mobilières Desjardins inc. Nick Colombo Banque Royale Actions en Direct Pierre Demers BNP (Canada) valeurs mobilières inc. Richard Dussault BMO Ligne d’action inc. François Gervais BLC Valeurs mobilières inc. Kelly A. Jacob Services Investisseurs TD Waterhouse (Canada) Inc. Martin Labrecque Goldman Sachs Canada Inc. Jacques Lalonde BMO Nesbitt Burns ltée Diane Lamothe Valeurs Mobilières Courvie Inc. Me Luc LaRochelle, Counsel Borden Ladner Gervais Scott MacKenzie Valeurs mobilières HSBC Canada Inc. Danielle LeMay Financière Banque Nationale Inc. Michel Duchesne (ex-officio) RBC Dominion valeurs mobilières inc.

  • 22

    TAX REVIEW COMMITTEE Benoit Marcotte, Chair Financière Banque Nationale Inc. Éric Bernard Gestion Fonds des professionnels inc. André Bourret Scotia Capitaux Inc. Éric Désormeaux Valeurs Mobilières Desjardins inc. Claude Désy Groome Capital.com Inc. Marc J. Stern Dundee Securities Corporation Bob Watson Banque Royale Actions en Direct Michel Duchesne (ex-officio) RBC Dominion valeurs mobilières inc.

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    ONTARIO DISTRICT COUNCIL CHAIR David SANTINA Vice-President, Fixed Income Trading Goldman Sachs Canada Inc., Suite 1201, 150 King Street West, Toronto, M5H 1J9 (416) 343-8877 Fax: (416) 343-8816 E-mail: [email protected] VICE-CHAIR Sean CHURCH Chief Operating Officer Charles Schwab Canada, Co., Suite 800, 207 Queen’s Quay West, Toronto, M5J 1A7 (416) 682-6311 Fax: (416) 682-6305 E-mail: [email protected] Rose BAKER Managing Director RBC Dominion Securities Inc., 4th Floor, South Tower, Royal Bank Plaza, 200 Bay Street, Toronto, M5J 2W7 (416) 842-7532 Fax: (416) 842-7555 E-mail: [email protected] James W.S. BARLTROP Director Scotia Capital Inc., 64th Floor, Scotia Plaza, 40 King Street West, P.O. Box 4085, Station “A”, Toronto, M5W 2X6 (416) 862-3258 Fax: (416) 863-7420 E-mail: [email protected] Diane BOHAKER Director, Equity Marketing Edward Jones, Suite 902, Sussex Centre, 90 Burnhamthorpe Road West, Mississauga, L5B 3C3 (905) 306-8600 Fax: (905) 306-8675 E-mail: [email protected] Thomas FLANAGAN Senior Vice-President BMO InvestorLine Inc., 20th Floor, First Canadian Place, 100 King Street West, Toronto, M5X 1A1 (416) 594-5859 Fax: (416) 956-2394 E-mail: [email protected] Norman K.J. GRAHAM (Financial Administrators Section Vice-Chair, ex-officio) Associate Director Scotia Capital Inc., 24th Floor, Scotia Plaza, 40 King Street West, P.O. Box 4085, Station “A”, Toronto, M5W 2X6 (416) 863-7835 Fax: (416) 863-7084 E-mail: [email protected]

  • 24

    Frank LAFERRIERE Chief Financial Officer Berkshire Securities Inc., 1375 Kerns Road, Burlington, L7R 4X8 (888) 666-6865 x 3350 Fax: (905) 319-1813 E-mail: [email protected] Susan LATREMOILLE Vice-President and Investment Advisor RBC Dominion Securities Inc., Suite 700, 181 Bay Street, Toronto, M5J 2T3 (416) 842-7270 Fax: (416) 842-7277 E-mail: [email protected] Gordon ROBINSON Vice-President, Financial Services Division MD Management Limited, 1867 Alta Vista Drive, Ottawa, K1G 5W8 (613) 731-4552 x 1216 Fax: (613) 731-8189 E-mail: [email protected] Morag MacGOUGAN (ex-officio) Ontario Regional Director Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, M5H 3T9 (416) 943-6991 Fax: (416) 364-9263 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

  • 25

    CITY CHAIRS Brian DUNN (ex-officio, non-voting) Vice-President BMO Nesbitt Burns Inc., Suite 1900, 225 Queens Avenue, London, N6A 5R8 (519) 646-2350 Fax: (519) 679-8848 E-mail: [email protected] Ed POPOVICH (ex-officio, non-voting) Vice President and Director BMO Nesbitt Burns Inc., Suite 1100, 100 Ouellette Avenue, Windsor, N9A 6T3 (519) 258-1799 Fax: (519) 256-3093 E-mail: [email protected]

    ONTARIO DISTRICT COMMITTEES 2000 - 01

    MEMBERSHIP SUB-COMMITTEE Sean Church, Chair Charles Schwab Canada, Co. Tom Flanagan BMO InvestorLine Inc. Gordon Robinson MD Management Limited REGISTRATION SUB-COMMITTEE James W.S. Barltrop, Chair Scotia Capital Inc. Diane Bohaker Edward Jones T.B.A.

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    MANITOBA DISTRICT COUNCIL CHAIR Gregory T. BIEBER President Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, R3C 4K5 (204) 946-0297 Fax: (204) 956-0747 E-mail: [email protected] VICE-CHAIR Renee DeMEYER MESMAN President Investors Group Securities Inc., 2nd Floor, 447 Portage Avenue, Winnipeg, R3C 3B6 (204) 956-8134 Fax: (204) 942-8434 E-mail: [email protected] Kevin CHESTER President and Chief Executive Officer Benson-Quinn-GMS Inc., Suite 2180, The Commodity Exchange Tower, 360 Main Street, Winnipeg, R3C 3Z3 (204) 982-7930 Fax: (204) 942-8077 E-mail: [email protected] James CRISTALL Branch Manager and Vice-President Merrill Lynch Canada Inc., Suite 1000, One Lombard Place, Winnipeg, R3B 3N9 (204) 946-9826 Fax: (204) 943-2350 E-mail: [email protected] Alan S. DUNNETT Regional Directo, Vice President and Branch Manager RBC Dominion Securities Inc., Suite 900, 360 Main Street, P.O. Box 278, Winnipeg, R3B 2G9 (204) 982-3456 Fax: (204) 982-3460 E-mail: [email protected] Craig HARRISON Branch Manager Credential Securities Inc., Suite 760, 215 Garry Street, Winnipeg, R3C 3E2 (204) 985-4936 Fax: (204) 956-7264 E-mail: [email protected] Tracy HINTZ Branch Manager TD Waterhouse Investor Services (Canada) Inc., Suite 1617, 201 Portage Avenue, P.O. Box 7700, Winnipeg, R3C 3E7 (204) 988-2255 Fax: (204) 943-2094 E-mail: [email protected] E. Alan McLAUGHLIN, FCSI Vice-President RBC Dominion Securities Inc., Suite 1303, 220 Portage Avenue, Winnipeg, R3C 3A6 (204) 982-2638 Fax: (204) 947-5213 E-mail: [email protected]

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    Debbie METCALFE Treasurer and Assistant Branch Manager Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, R3C 4K5 (204) 946-0297 Fax: (204) 956-0747 E-mail: [email protected] Gregory OZECHOWSKY Vice-President Merrill Lynch Canada Inc., Suite 1000, One Lombard Place, Winnipeg, R3B 3N9 (204) 946-9838 Fax: (204) 943-2350 E-mail: [email protected] Colin RYAN Vice President and Assistant Branch Manager BMO Nesbitt Burns Inc., Suite 1300, 360 Main Street, Winnipeg, R3C 3Z3 (204) 949-8034 Fax: (204) 944-0828 E-mail: [email protected] Harvey R.G. SCRIVENER Vice-President RBC Dominion Securities Inc., Suite 1303, 220 Portage Avenue, Winnipeg, R3C 3A6 (204) 982-2610 Fax: (204) 947-5213 E-mail: [email protected] Richard SHALLA Merrill Lynch Canada Inc., Suite 1000, One Lombard Place, Winnipeg, R3B 3N9 (204) 946-9866 Fax: (204) 943-2350 E-mail: [email protected] Walter N. SILICZ Vice-President and Branch Manager Wellington West Capital Inc., Suite 3106, 201 Portage Avenue, Winnipeg, R3B 3K6 (204) 925-2256 Fax: (204) 942-6194 E-mail: [email protected] Robert VANDEWATER Vice-President CIBC World Markets Inc., Suite 2600, 360 Main Street, Winnipeg, R3C 3Z3 (204) 958-4354 Fax: (204) 958-4361 E-mail: [email protected] Thomas D.A. WAITT Senior Vice-President, Managing Director and Branch Manager BMO Nesbitt Burns Inc., Suite 1300, 360 Main Street, Winnipeg, R3C 3Z3 (204) 949-8000 Fax: (204) 949-8788 E-mail: [email protected] Gordon J. WIMBLE Vice-President and Branch Manager CIBC World Markets Inc., Suite 2600, 360 Main Street, Winnipeg, R3C 3Z3 (204) 958-4350 Fax: (204) 958-4361 E-mail: [email protected]

  • 28

    Edward GRIFFITH (ex-officio) Associate Director and Branch Manager Scotia Capital Inc., Suite 501, 200 Portage Avenue, Winnipeg, R3C 3X2 (204) 946-9202 Fax: (204) 946-9236 E-mail: [email protected] Terry W. MELLING (ex-officio) Regional Director and Director, Member Regulation, Prairie Region Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB, T2P 0J1 (403) 260-6278 Fax: (403) 265-4603 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

  • 29

    MANITOBA DISTRICT COMMITTEES 2000 - 01

    ARBITRATION E. Alan McLaughlin, Chair RBC Dominion Securities Inc. Edward Griffith Scotia Capital Inc. Craig Harrison Credential Securities Inc. RECOGNITION AND EDUCATION Renee DeMeyer Mesman, Chair Investors Group Securities Inc. Gregory Ozechowsky Merrill Lynch Canada Inc. Colin Ryan BMO Nesbitt Burns Inc. Richard Shalla Merrill Lynch Canada Inc. James Cristall Merrill Lynch Canada Inc. E. Alan McLaughlin RBC Dominion Securities Inc. GOVERNMENT LIAISON Gregory T. Bieber, Chair Bieber Securities Inc. Edward Griffith Scotia Capital Inc. Robert Vandewater CIBC World Markets Inc. Thomas D.A. Waitt BMO Nesbitt Burns Inc. LIAISON TO FUTURES COMMITTEE Edward Griffith, Scotia Capital Inc. LIAISON TO WINNIPEG COMMODITY EXCHANGE Kevin Chester, Benson-Quinn-GMS Inc. LIAISON TO CDNX /WINNIPEG STOCK EXCHANGE HOLDING CO. Thomas D.A. Waitt, BMO Nesbitt Burns Inc. Not effective until November 22/00 MEMBER RELATIONS Gordon J. Wimble, Chair CIBC World Markets Inc. Kevin Chester Benson-Quinn-GMS Inc. Tracy Hintz TD Waterhouse Investor Services (Canada) Inc.

  • 30

    REGISTRATION Debbie Metcalfe, Chair Bieber Securities Inc. Renee DeMeyer Mesman (Alternate) Investors Group Securities Inc. Alan S. Dunnett (Alternate) RBC Dominion Securities Inc. Harvey R.G. Scrivener RBC Dominion Securities Inc. Walter N. Silicz Wellington West Capital Inc.

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    SASKATCHEWAN DISTRICT COUNCIL CHAIR Ron E.D. LUSTIG Vice-President CIBC World Markets Inc., Suite 420, 1801 Hamilton Street, Regina, S4P 4B4 (306) 359-1577 Fax: (306) 569-8616 E-mail: [email protected] VICE-CHAIR Brad ENS Assistant Branch Manager Merrill Lynch Canada Inc., Suite 220, 128 – 4th Avenue South, Saskatoon, S7K 1M8 (306) 653-7419 Fax: (306) 664-1143 E-mail: [email protected] Steve ALPORT Investment Advisor Scotia Capital Inc., Suite 700, Scotia Centre, 1783 Hamilton Street, Regina, S4P 2B6 (306) 761-6546 Fax: (306) 525-3273 E-mail: [email protected] Veronica GAMRACY Financial Consultant Merrill Lynch Canada Inc., Suite 220, 128 – 4th Avenue South, Saskatoon, S7K 1M8 (306) 653-7415 Fax: (306) 664-1143 E-mail: [email protected] Mark MacNAUGHTON Vice-President and Investment Advisor BMO Nesbitt Burns Inc., Suite 1171, 2103 – 11th Avenue, Regina, S4P 3Z8 (306) 780-9706 Fax: (306) 780-9712 E-mail: [email protected] Cal MALHIOT Branch Manager RBC Dominion Securities Inc., 4th Floor, Royal Bank Building, 2010 – 11th Avenue, Regina, S4P 3M3 (306) 777-0505 Fax: (306) 791-9250 E-mail: [email protected] Susan P. MILBURN Vice-President and Associate Portfolio Manager Goepel McDermid Inc., Suite 700, 105 – 21st Street East, Saskatoon, S7K 0B3 (306) 651-4255 Fax: (306) 651-4299 E-mail: [email protected] James TURNER Financial Consultant Merrill Lynch Canada Inc., Suite 2100, 1881 Scarth Street, Regina, S4P 4K9 (306) 525-7891 Fax: (306) 359-7221 E-mail: [email protected]

  • 32

    Frederick H. SMITH (ex-officio) Chairman and Director Matrix Financial Corporation, Suite 320, 728 Spadina Crescent East, Saskatoon, S7K 4H7 (306) 664-7409 Fax: (306) 244-1145 E-mail: [email protected] Terry W. MELLING (ex-officio) Regional Director and Director, Member Regulation, Prairie Region Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB, T2P 0J1 (403) 260-6278 Fax: (403) 265-4603 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

  • 33

    SASKATCHEWAN DISTRICT COMMITTEES 2000 - 01

    ARBITRATION Steve Alport, Chair Scotia Capital Inc. Frederick H. Smith Matrix Financial Corporation DISTINCTION Veronica Gamracy, Chair Merrill Lynch Canada Inc. James Turner Merrill Lynch Canada Inc. GOVERNMENT LIAISON Ron E.D. Lustig, Chair CIBC World Markets Inc. Brad Ens Merrill Lynch Canada Inc. Frederick H. Smith Matrix Financial Corporation MEMBER & PUBLIC RELATIONS Brad Ens, Chair Merrill Lynch Capital Inc. Mark MacNaughton BMO Nesbitt Burns Inc. REGISTRATION Susan P. Milburn, Chair Goepel McDermid Inc. Ron E.D. Lustig (Alternate) CIBC World Markets Inc. Cal Malhiot RBC Dominion Securities Inc. James Turner Merrill Lynch Canada Inc.

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    ALBERTA DISTRICT COUNCIL CHAIR Martin DAVIES Principal and Institutional Sales Peters & Co. Limited, Suite 2500, 350 – 7th Avenue S.W., Calgary, T2P 4N1 (403) 261-2212 Fax: (403) 266-4116 E-mail: [email protected] VICE-CHAIR R. David SANDERS Vice-Chair Sanders & Beckingham Securities Limited, Suite 2000, 10303 Jasper Avenue, Edmonton, T5J 3N6 (780) 424-1001 Fax: (780) 425-4241 E-mail: [email protected] Wiley D. AUCH Director and Chief Financial Officer FirstEnergy Capital Corp., Suite 1600, 333 – 7th Avenue S.W., Calgary, T2P 2Z1 (403) 262-0624 Fax: (403) 262-0688 E-mail: [email protected] Frederick T. DUNN Complex Administrative Manager Merrill Lynch Canada Inc., Suite 2300, Merrill Lynch Tower, Edmonton Centre, Edmonton, T5J 2Z2 (780) 498-5032 Fax: (780) 426-3521 E-mail: [email protected] Ian GRIFFIN Chairman Research Capital Corporation, Suite 1330, 140 – 4th Avenue S.W., Calgary, T2P 3N3 (403) 750-1289 Fax: (403) 237-5951 E-mail: [email protected] Philip HEIMBECKER Vice-President, Director and Sales Manager Goepel McDermid Inc., Suite 2500, 707 – 8th Avenue S.W., Calgary, T2P 1H5 (403) 221-0393 Fax: (403) 221-0350 E-mail: [email protected] Rob JENNINGS President Jennings Capital Inc., Suite 2600, 520 – 5th Avenue S.W., Calgary, T2P 3R7 (403) 292-0971 Fax: (403) 292-0979 E-mail: [email protected] Kathleen B. JOST Vice-President, Prairies Region BMO InvestorLine Inc., 7th Floor, 350 – 7th Avenue S.W., Calgary, T2P 3N9 (403) 234-3668 Fax: (403) 233-8621 E-mail: [email protected]

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    Jim McDONALD Senior Vice-President and Branch Manager HSBC Securities (Canada) Inc., Suite 2100, Toronto-Dominion Tower, Edmonton Centre, Edmonton, T5J 2Z1 (780) 421-4455 Fax: (780) 425-8692 E-mail: [email protected] Patrick McNENLY Director of Compliance Yorkton Securities Inc., Suite 4400, 400 – 3rd Avenue S.W., Calgary, T2P 4H2 (403) 260-8409 Fax: (403) 260-3896 E-mail: [email protected] Donald McPHERSON Branch Manager Correspondent Network, 15th Floor, 335 – 8th Street S.W., Calgary, T2P 1C9 (403) 218-6388 Fax: (403) 218-6376 E-mail: [email protected] Greg RILEY Vice-President and Branch Manager RBC Dominion Securities Inc., Suite 1600, 421 – 7th Avenue S.W., Calgary, T2P 4K9 (403) 266-9657 Fax: (403) 266-9686 E-mail: [email protected] Francis ROCHE President Roche Securities Limited, Suite 1202, 10235 – 101st Street, Edmonton, T5J 3G1 (780) 917-7960 Fax: (780) 429-1874 E-mail: [email protected] J. Victor ROGERS President & CEO Rogers & Partners Securities Inc., Suite 2300, 777 – 8th Avenue S.W., Calgary, T2P 3R5 (403) 531-6801 Fax: (403) 265-6039 E-mail: [email protected] James G. SORENSON Resident Vice-President and Director Merrill Lynch Canada Inc., Suite 2000, Bow Valley Square IV, 250 – 6th Avenue S.W., Calgary, T2P 3H7 (403) 231-3355 Fax: (403) 266-0119 E-mail: [email protected] Angus WATT Managing Director National Bank Financial Ltd., Suite 700, 10180 – 101st Street, Edmonton, T5J 3S4 (780) 412-6644 Fax: (780) 424-5756 E-mail: [email protected] Donald W. MILLIGAN (ex-officio) Vice-President and Director RBC Dominion Securities Inc., Suite 2400, 10155 - 102nd Street, Edmonton, T5J 2P4 (780) 944-8829 Fax: (780) 944-8878 E-mail: [email protected]

  • 36

    Terry W. MELLING (ex-officio) Regional Director and Director, Member Regulation, Prairie Region Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB, T2P 0J1 (403) 260-6278 Fax: (403) 265-4603 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

  • 37

    ALBERTA DISTRICT COMMITTEES 2000 – 01

    ACCREDITED INVESTOR COMMITTEE REPRESENTATIVES

    Wiley D. Auch FirstEnergy Capital Corp., Calgary Philip Heimbecker Goepel McDermid Inc., Calgary Rob Jennings Jennings Capital Inc., Calgary Jim McDonald HSBC Securities (Canada) Inc., Edmonton J. Victor Rogers Rogers & Partners Securities Inc., Calgary Michael J. Tims Peters & Co. Limited, Calgary ALBERTA CAPITAL MARKET FOUNDATION LIAISON

    Philip Heimbecker Goepel McDermid Inc., Calgary Terry W. Melling Investment Dealers Association of Canada, Calgary ARBITRATION Martin Davies, Chair Peters & Co. Limited, Calgary Jim McDonald HSBC Securities (Canada) Inc., Edmonton CDNX LIAISON Wiley D. Auch FirstEnergy Capital Corp., Calgary FAS AND JICG LIAISON

    Wiley D. Auch FirstEnergy Capital Corp., Calgary Patrick McNenly Yorkton Securities Inc., Calgary GOVERNMENT LIAISON

    Martin Davies Peters & Co. Limited, Calgary Donald W. Milligan RBC Dominion Securities Inc., Edmonton R. David Sanders Sanders & Beckingham Securities Limited, Edmonton

  • 38

    NATIONAL RETAIL SALES COMMITTEE REPRESENTATIVE Philip Heimbecker Goepel McDermid Inc., Calgary REGIONAL DEALERS LIAISON

    J. Victor Rogers Rogers & Partners Securities Inc., Calgary

    REGISTRATION COMMITTEE

    R. David Sanders, Chair Sanders & Beckingham Securities Limited, Edmonton Frederick T. Dunn Merrill Lynch Canada Inc., Edmonton Kathleen B. Jost BMO InvestorLine Inc., Calgary Greg Riley RBC Dominion Securities Inc., Calgary Angus Watt National Bank Financial Ltd., Edmonton

  • 39

    PACIFIC DISTRICT COUNCIL CHAIR Richard G. ROUSSEAU Vice-President, Director and Branch Manager National Bank Financial Ltd., Suite 1850, Park Place, 666 Burrard Street, Vancouver, V6C 2X8 (604) 643-2760 Fax: (604) 643-2796 E-mail: [email protected] VICE-CHAIR John B.J. VAN KOLL Vice-President, Secretary and Chief Financial Officer Goepel McDermid Inc., Suite 1000, 601 West Hastings Street, Vancouver, V6B 5E2 (604) 654-6572 Fax: (604) 654-6580 E-mail: [email protected] Randy G. AMBROSIE Senior Vice-President and District Director Merrill Lynch Canada Inc., Private Client Group, 7th Floor, Cathedral Place, 925 West Georgia Street, Vancouver, V6C 3L2 (604) 691-7235 Fax: (604) 691-7220 E-mail: [email protected] Fabio M. BANDUCCI Vice-President and Director Haywood Securities Inc., 11th Floor, Commerce Place, 400 Burrard Street, Vancouver, V6C 3A6 (604) 643-1174 Fax: (604) 643-2305 E-mail: [email protected] Charlotte P. BELL (Public Member) Catalyst Corporate Finance Lawyers, Suite 1100, 1055 West Hastings Street, Vancouver, V6E 2E9 (604) 443-7013 Fax: (604) 443-7000 E-mail: [email protected] John F. BRIGHTEN Executive Vice-President, UDP and Director IPO Capital Corp., Suite 3000, Bentall III, 595 Burrard Street, P.O. Box 49354, Vancouver, V7X 1L4 (604) 683-1887 Fax: (604) 638-1560 E-mail: [email protected] Don CROMAR Associate Director and Branch Manager Scotia Capital Inc., Suite 1100, 650 West Georgia Street, P.O. Box 11615, Vancouver, V6B 4N9 (604) 661-7438 Fax: (604) 661-7494 E-mail: [email protected]

  • 40

    John T. EYMANN Executive Vice-President and Corporate Secretary Pacific International Securities Inc., Suite 1900, Park Place, 666 Burrard Street, Vancouver, V6C 3N1 (604) 664-2907 Fax: (604) 664-2649 E-mail: [email protected] John R. GRIFFITH Vice-President and Branch Manager Jones, Gable & Company Limited, Suite 400, 700 West Pender Street, Vancouver, V6C 1C1 (604) 685-1481 Fax: (604) 685-1486 E-mail: no e-mail Debi HEWSON Vice-President, Compliance Odlum Brown Limited, Suite 1800, 609 Granville Street, P.O. Box 10012, Vancouver, V7Y 1A3 (604) 844-5353 Fax: (604) 844-5393 E-mail: [email protected] S. Russell ISAAC President and Chief Executive Officer Great Pacific Management Co. Ltd., 4th Floor, 1125 Howe Street, Vancouver, V6Z 2K8 (604) 669-1143 Fax: (604) 669-1979 E-mail: [email protected] The Honourable Mr. Justice S. M. LEGGATT (Public Member) 3651 Borham Crescent, Vancouver, V5S 3X2 (604) 439-7138 Fax: TBA Email: no email Thomas R. MANSON (Public Member) Fasken Martineau DuMoulin, Suite 2100, 1075 West Georgia Street, Vancouver, V6E 3G2 (604) 631-4725 Fax: (604) 632-4725 E-mail: [email protected] Wade D. NESMITH (Public Member) Nesmith & Associates, Suite 1000, 543 Granville Street, Vancouver, V6C 1X8 (604) 893-8900 Fax: (604) 893-8908 E-mail: [email protected] Christiaan OOSTHUIZEN Vice-President and Branch Manager RBC Dominion Securities Inc., Suite 3100, Park Place, 666 Burrard Street, Vancouver, V6C 3C7 (604) 257-7321 Fax: (604) 257-7391 E-mail: [email protected] R. John ROGERS (Public Member) 2716 West 3rd Avenue, Vancouver, V6K 1M5 (604) 916-9771 Fax: (604) 714-1109 E-mail: [email protected] Daniel Y.H. SIU Vice-President and Compliance Officer Golden Capital Securities Ltd., Suite 168, 1177 West Hastings Street, Vancouver, B.C. V6E 2K3 (604) 844-3023 Fax: (604) 682-8874 E-mail: no e-mail

  • 41

    Brian WORTH President and Chief Executive Officer United Capital Securities Inc., Suite 2701, 1055 West Georgia Street, Vancouver, V6E 3R5 (604) 602-0218 Fax: (604) 602-0219 E-mail: [email protected] Ward A. McMAHON (ex-officio) Senior Vice-President, Credit and Compliance Canaccord Capital Corporation, Suite 1900, 609 Granville Street, P.O. Box 10337, Vancouver, V7Y 1H2 (604) 643-7447 Fax: (604) 601-5934 E-mail: [email protected] Warren FUNT (ex-officio) Pacific Regional Director Investment Dealers Association of Canada, Suite 1325, 650 West Georgia Street, P.O. Box 11614, Vancouver, BC, V6B 4N9 (604) 331-4750 Fax: (604) 683-3491 E-mail: [email protected] L. Jacques MÉNARD, O.C. (ex-officio) Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

  • 42

    PACIFIC DISTRICT COMMITTEES 2000 – 01

    GOVERNMENT LIAISON COMMITTEE John B.J. van Koll, Chair Goepel McDermid Inc. Randy G. Ambrosie Merrill Lynch Canada Inc., Private Client Group Fabio M. Banducci Haywood Securities Inc. Don Cromar Scotia Capital Inc. Warren Funt Investment Dealers Association of Canada S. Russell Isaac Great Pacific Management Co. Ltd. Ward A. McMahon Canaccord Capital Corporation Richard G. Rousseau National Bank Financial Ltd. Brian Worth United Capital Securities Inc. MEMBER REGULATION Daniel Y.H. Siu, Chair Golden Capital Securities Ltd. John F. Brighten IPO Capital Corp. Warren Funt Investment Dealers Association of Canada John R. Griffith Jones, Gable & Company Limited Debi Hewson Odlum Brown Limited Chris Oosthuizen RBC Dominion Securities Inc. Brian Worth United Capital Securities Inc.

  • 43

    ASSOCIATION COMMITTEES 2000 - 01

    A. IDA COMMITTEES AUDIT COMMITTEE Thomas I.A. Allen, Q.C., Chair IDA Public Director

    L. Jacques Ménard IDA Chair, 2000-01 William D. Packham IDA Vice-Chair, 2000-01 William R.J. Fulton IDA Chair, Financial Administrators Section CAPITAL MARKETS COMMITTEE Phipps Lounsbery, Chair CIBC World Markets Inc. Michael H.B. Bowen BMO Nesbitt Burns Inc. Roger G. Casgrain Casgrain & Compagnie Limitée Doug DeMartin Merrill Lynch Canada Inc. Mark Faircloth TD Securities Inc.

    Robert Fox Morgan Stanley Canada Ltd. James T. Kiernan Goldman Sachs Canada Inc. Kenneth Knowles J.P. Morgan Securities Canada Inc. John F. Madden Scotia Capital Inc. Craig McKay Salomon Smith Barney Canada Inc. David Page Deutsche Bank Securities Limited Donald G. Paterson National Bank Financial Inc. Andrew M. Pringle RBC Dominion Securities Inc. Ian C.W. Russell Investment Dealers Association of Canada SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE Asset-Backed Securities Sub-Committee (formerly known as Mortgage-Backed

    Securities Sub-Committee) Lawrence R. Small, Chair Scotia Capital Inc. Robert Downer Goldman Sachs Canada Inc. Daniel B. Fraleigh TD Securities Inc. Lawrence McKean RBC Dominion Securities Inc. Jennifer Shum Merrill Lynch Canada Inc. Paul Smeeton BMO Nesbitt Burns Inc. Gary Smith Casgrain & Company Limited Sean St. John National Bank Financial Inc. Jeff Wilson CIBC World Markets Inc.

  • 44

    SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE (continued)

    CanPX Board

    Phipps Lounsbery, President IBC World Markets Inc. James T. Kiernan Goldman Sachs Canada Inc.

    H. Ross MacKinnon Bank of Canada James P. Magee Shorcan Brokers Ltd. Peter C. McRae Freedom International Brokerage Inc. Ian C.W. Russell Investment Dealers Association of Canada Gregory P. Smith Scotia Capital Inc. Donald A. Wright TD Securities Inc. Debt-Like Derivatives Sub-Committee

    Donald G. Paterson, Chair National Bank Financial Inc. Peter Armenio RBC Dominion Securities Inc. John Blain BMO Nesbitt Burns Inc. B. James Buckley Scotia Capital Inc. Marcelo Cosma Merrill Lynch Canada Inc. Robert P. Hutchison Borden Ladner Gervais Michael W. MacBain TD Securities Inc. John Pearson CIBC World Markets Inc. Government Debt Market Reform

    Phipps Lounsbery, Chair CIBC World Markets Inc. Roger G. Casgrain Casgrain & Compagnie Limitée David Page Deutsche Bank Securities Limited Andrew M. Pringle RBC Dominion Securities Inc. Ian C.W. Russell Investment Dealers Association of Canada David Santina Goldman Sachs Canada Inc. Primary Dealer Money Market Committee (formerly known as Bank of Canada Jobber Committee)

    Gregory P. Smith, Chair Scotia Capital Inc. James B. Archer-Shee RBC Dominion Securities Inc. Craig P. Aubrey Merrill Lynch Canada Inc. Ian Currie Bank of Montreal Natalie Davidson CIBC World Markets Inc. Martine Irman Toronto Dominion Bank James T. Kiernan Goldman Sachs Canada Inc. David Nicholls Deutsche Bank Securities Limited Ian C.W. Russell Investment Dealers Association of Canada Gaston St. Georges BLC Valeurs Mobilières Inc. Robert Webber National Bank Financial Ltd.

  • 45

    SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE (continued)

    Securities Lending Sub-Committee

    Robert G. Nobrega, Chair RBC Dominion Securities Inc. Craig P. Aubrey Merrill Lynch Canada Inc. David C. Duggan National Bank Financial Inc. Hubert Levasseur Casgrain & Compagnie Limitée Peter McDermid HSBC Securities (Canada) Inc. Taylor Moore Scotia Capital Inc. Tesse Parigoris CIBC World Markets Inc. David Santina Goldman Sachs Canada Inc. Joseph G. Serpe TD Securities Inc. Ross Smellie Deutsche Bank Securities Limited Chris Weitzel Morgan Stanley Canada Limited Rob White BMO Nesbitt Burns Inc. Chris Woolcock Investment Dealers Association of Canada Strip Bond Sub-Committee Robert D. Short, President RBC Dominion Securities Inc. J.F. Boucher Casgrain & Company Limited Keith Campbell The Canadian Depository for Securities Limited Jean François Dumont BLC Valeurs Mobilières Inc. Rodney Foss BMO Nesbitt Burns Inc. Edward K. Koncewicz Scotia Capital Inc. Jeffrey Lum CIBC World Markets Inc. Philip McKay Morgan Stanley Canada Limited Donald G. Paterson National Bank Financial Inc. Renato Resendes Merrill Lynch Canada Inc. Mark P. Wisniewski Goldman Sachs Canada Inc. Chris Woolcock Investment Dealers Association of Canada Dean Yacula TD Securities Inc. Transparency Working Group

    Michael H.B. Bowen Nesbitt Burns Inc. Mark Faircloth TD Securities Inc. Edward Koncewicz Scotia Capital Inc. Peter Martin CIBC World Markets Inc. Richard Van Nest RBC Dominion Securities Inc.

  • 46

    CHAIR’S CONSULTATIVE COUNCIL L. Jacques Ménard, Chair BMO Nesbitt Burns Inc. William D. Packham, Vice-Chair Merrill Lynch Canada Inc. Pierre Brunet Financière Banque Nationale Inc. Anthony S. Fell RBC Dominion Securities Inc. Michael St. B. Harrison MacDougall, MacDougall & MacTier Inc. Donald K. Johnson BMO Nesbitt Burns Inc. Kenneth A. Shields Goepel McDermid Inc. Daniel F. Sullivan Scotia Capital Inc. Michael J. Tims Peters & Co. Limited W. David Wilson Scotia Capital Inc. Charles M. Winograd RBC Dominion Securities Inc. Joseph J. Oliver (ex-officio) IDA President & CEO COMPENSATION COMMITTEE L. Jacques Ménard, Chair IDA Chair, 2000-01 William D. Packham IDA Vice-Chair, 2000-01 Joseph J. Oliver IDA President & CEO CORPORATE FINANCE COMMITTEE James D. Hinds, Chair Newcrest Capital Inc. Kirby Gavelin, Vice-Chair RBC Dominion Securities Inc. Thomas I.A. Allen, Q.C. Ogilvy Renault Denis Calvin TD Securities Inc. Gregory Fournier Merrill Lynch Canada Inc. Brent D. Fullard BMO Nesbitt Burns Inc. Glenn Gold HSBC Securities (Canada) Inc. Don R. Lindsay CIBC World Markets Inc. Eugene C. McBurney Griffiths McBurney & Partners Tracy McVicar Goepel McDermid Inc. Jacqueline C. Moss CIBC World Markets Inc. Terry Reid BayStreetDirect Inc. Vicenza Sera National Bank Financial Corp. Nelson C. Smith Yorkton Securities Inc. Daniel F. Sullivan Scotia Capital Inc.

  • 47

    DISCOUNT BROKERAGE COMMITTEE Mike Bastian, Chair Royal Bank Action Direct Inc. David Atkins Sun Life Securities Inc. Richard Austin Scotia Discount Brokerage Inc. Sean Church Charles Schwab Canada, Co. Peter Hickman HSBC InvestDirect (Canada) Inc. Geoffrey Horrocks TD Securities Inc. Morag MacGougan Investment Dealers Association of Canada Colleen Moorehead VERSUS Brokerage Services Inc. Michael D. Sharpe CIBC Investor Services Inc. John See TD Waterhouse Investor Services (Canada) Inc. EQUITY TRADING COMMITTEE William W. Moriarty, Chair RBC Dominion Securities Inc. Eric Kirzner, Vice-Chair Rotman School of Business, University of Toronto Robert E. Dorrance Newcrest Capital Inc. Michael G. Greenwood Canaccord Capital Corporation James T. Kiernan Goldman Sachs Canada Inc. James W. Mountain Scotia Capital Inc. John P. Mulvihill Mulvihill Capital Management Inc. David E. Roberts Goepel McDermid Inc. Ian C.W. Russell Investment Dealers Association of Canada Brian G. Shaw CIBC World Markets Inc. Eric C. Tripp BMO Nesbitt Burns Inc. Raymond Tucker TD Securities Inc. Joie P. Watts Instinet Canada Limited

    FINANCIAL ADMINISTRATORS SECTION FAS Executive William R.J. Fulton, Chair Merrill Lynch Canada Inc. Norman K.J. Graham, Vice-Chair Scotia Capital Inc. Wiley D. Auch FirstEnergy Capital Corp W. Jeffrey Kennedy Sprott Securities Limited Thomas R. McCahon CIBC World Markets Inc. Yvan Naud NBC Clearing Services Incorporated Gerry O’Mahoney TD Waterhouse Investor Services (Canada) Inc. David A. Richards RBC Dominion Securities Inc. Norman F. Thompson Union Securities Ltd. Peter Virvilis Canaccord Capital Corporation Gordon H. Weir Morgan Stanley Canada Limited

  • 48

    Primary Members of the Financial Administrators Section

    Thomas G. Aiken MacDougall, MacDougall & MacTier Inc. Paul Aitkens Maison Placements Canada Inc. Robert J. Allair BMO Nesbitt Burns Inc. Rodney M. Ancrum Royal Bank Action Direct Inc. Wiley D. Auch FirstEnergy Capital Corp. Holly Benson Peters & Co. Limited Jean-Luc Brunet Valeurs Mobilières Desjardins inc. Myra K. Cameron Stuart Investment Management Limited Terrance Craig Hampton Securities Limited Curt Cummings Rabin Puccetti & Partners Inc. Denis Cyr, C.G.A. Tassé & Associés, limitée John T. Davies Brant Securities Limited Sesto DeLuca W.D. Latimer Co. Limited Brenda G. Drisdelle Norstar Securities International Inc. Louise M. Duchesne Jennings Capital Inc. Charles Dunlap Haywood Securities Inc. Henry Fenig Friedberg Mercantile Group Frank Fini Thomson Kernaghan & Co. Limited Craig Fookes Charles Schwab Canada, Co. William R.J. Fulton, Chair Merrill Lynch Canada Inc. Robert H. Goldberg e3m Investments Inc. Jeffrey C. Heath Scotia Capital Inc. Lonsdale W. Holland Beacon Securities Limited Gina M. Holliday Woodstone Capital Inc. David Kennedy Mirabaud Canada Inc. W. Jeffrey Kennedy Sprott Securities Limited Trevor Kerr Trilon Securities Corporation Kenneth Klepacki Instinet Canada Limited

    Frank Laferriere Berkshire Securities Inc. Donna A. Lalumière CIBC Investor Services Inc. Nelson C. MacDonald IPO Capital Corp. Adina Masson-Crocker Griffiths McBurney & Partners

    John R. Maynard J.P. Morgan Securities Canada Inc. Thomas R. McCahon CIBC World Markets Inc. Michael McKenney Watt Carmichael Inc. J. David D. McKeown Rogers & Partners Securities Inc. Lawrence H. McQuid Pacific International Securities Inc. Joanne Meyer MacDougall, Meyer Inc. Richard Morin National Bank Discount Brokerage Inc. Les R. Moskalewicz Salomon Smith Barney Canada Inc. Robert J. O’Leary Newcrest Capital Inc. Gaston Ostiguy BNP (Canada) Securities Inc. David Parsons Pictet (Canada) and Company Limited Ellen C. Paterson Wolverton Securities Ltd.

  • 49

    FINANCIAL ADMINISTRATORS SECTION (continued) Primary Members of the Financial Administrators Section (continued) Walter A. Pavan Scotia Discount Brokerage Inc. Sylvain Payette Renaissance Capital Inc. R. Donald Perry Odlum Brown Limited Jean C. Pope Golden Capital Securities Ltd. Sandra Richard Great Pacific Management Co. Ltd. David A. Richards RBC Dominion Securities Inc. Bruce S. Schwenger BMO InvestorLine Inc. Andrew C. Selbie Research Capital Corporation Robert M. Sellars Dundee Securities Corporation Paul Sinclair UBS Bunting Warburg Inc. Steven F. Somodi Loewen, Ondaatje, McCutcheon Limited David Tasker Acker Finley Inc. Norman F. Thompson Union Securities Ltd. Ian D. Todd Salman Partners Inc. John B.J. van Koll Goepel McDermid Inc. Susan Venn Edward Jones Peter Virvilis Canaccord Capital Corporation Gordon H. Weir Morgan Stanley Canada Limited Geoffrey G. Whitlam Yorkton Securities Inc. Thomas K. Wu Nomura Canada Inc. André Zanga Casgrain & Compagnie Limitée Peter Zimmermann Rampart Securities Inc.

    Alternate Members of the Financial Administrators Section Mahmood A. Ahamed Woodstone Capital Inc. Mark Ashfield Fimat Produits Dérivés Canada Inc. Danielle Aubin National Bank Discount Brokerage Inc. Robert A. Bishop CIBC World Markets Inc. James D. Blair Yorkton Securities Inc. Marian Buklis Acker Finley Inc. Vic Bunger Rogers & Partners Securities Inc. David Burmudzija Newcrest Capital Inc. Sydney Carlyle W.D. Latimer Co. Limited Nancy Catton Yorkton Securities Inc. Tony Y.C. Chan Golden Capital Securities Ltd. Lucia Cheung Assante Capital Management Ltd. Sean P.B. Church Charles Schwab Canada, Co.

  • 50

    FINANCIAL ADMINISTRATORS SECTION (continued) Alternate Members of the Financial Administrators Section (continued) Michael B. Deeb Hampton Securities Limited Peter M. Deeb Hampton Securities Limited Joseph C. Finley Acker Finley Inc.

    Diane Frumau Dundee Securities Corporation Margaret Gal FirstEnergy Capital Corp.

    Stephen D. Gerry UBS Bunting Warburg Inc. J. Duncan Gibson Friedberg Mercantile Group Douglas J. Glover Dundee Securities Corporation Norm Graham, Vice-Chair Scotia Capital Inc. John A. Higginbotham RBC Dominion Securities Inc. Ursula Holmsten Peters & Co. Limited Geoffrey Horrocks TD Securities Inc. Edward E. Jablonky Scotia Capital Inc. Hugh Jones MacDougall, MacDougall & MacTier Inc. Martin D. Lang Union Securities Ltd. Alain Legris NBC Clearing Services Incorporated James Lexovsky Griffiths McBurney & Partners Hillery J. Lloyd Watt Carmichael Inc. Norah McCarthy CIBC Investor Services Inc. Ward A. McMahon Canaccord Capital Corporation J. Kevin McQuaid Research Capital Corporation

    Gerald McRae Charles Schwab Canada, Co. Timothy K. Miller BMO Nesbitt Burns Inc. Christy Moir Assante Capital Management Ltd.

    Nancy Moore Scotia Discount Brokerage Inc. Andrew Murray Berkshire Securities Inc. Yvan Naud Compensation BNC Incorporée Philip T. Nickels Mirabaud Canada Inc. William Oates e3m Investments Inc. Gerry O’Mahoney TD Waterhouse Investor Services (Canada) Inc. Peter Pacholko Odlum Brown Limited Mahedi Pardhan Merrill Lynch Canada Inc. Gerald Perriard Mirabaud Canada Inc. Carlos J. Pinto Lobo BMO InvestorLine Inc. Jacques Plante Renaissance Capital Inc. Thomas Raidl Goepel McDermid Inc. Wayne S.M. Ralph RBC Dominion Securities Inc. Lynn Reston Canaccord Capital Corporation Mohammad Salam IPO Capital Corp. Daniel M. Sefton Royal Bank Action Direct Inc. Michael Sharpe CIBC Investor Services Inc. F.G. Lee Simpson Thomson Kernaghan & Co. Limited Daniel Siu Golden Capital Securities Ltd. Jane M. Smith Beacon Securities Limited

  • 51

    FINANCIAL ADMINISTRATORS SECTION (continued)

    Alternate Members of the Financial Administrators Section (continued) Andrew Stewart CIBC World Markets Inc. Nicholas Tsaconakos Rampart Securities Inc. Thomas A. White Merrill Lynch Canada Inc. Karen Yan National Bank Financial Inc. SRO REPRESENTATION IN THE FAS Michelle Alexander Investment Dealers Association of Canada Maysar Al-Samadi Investment Dealers Association of Canada Patrick Ballantyne The Toronto Stock Exchange Peter Bailey Investment Dealers Association of Canada Mary Beck Canadian Venture Exchange Larry Boyce Investment Dealers Association of Canada Benoit Carignan Association canadienne des courtiers en valeurs mobilières Gregory M. Clarke Investment Dealers Association of Canada Richard Corner Investment Dealers Association of Canada Marie-Lyne Côté Association canadienne des courtiers en valeurs mobilières Michael Gagne Winnipeg Commodity Exchange Fernande Lanoix Association canadienne des courtiers en valeurs mobilières Barbara D. Love Canadian Investor Protection Fund Bruce Maranda Investment Dealers Association of Canada Sonja McCreary Investment Dealers Association of Canada Terry W. Melling Investment Dealers Association of Canada David Phillips Investment Dealers Association of Canada Louis P. Piergeti Investment Dealers Association of Canada Sylvain Racine Montréal Exchange Rozanne Reszel Canadian Investor Protection Fund Gerry Romanzin Canadian Venture Exchange Keith Rose Investment Dealers Association of Canada Susan Scullion Investment Dealers Association of Canada Casey Spreeuw Investment Dealers Association of Canada H. James Stevens Investment Dealers Association of Canada Jacques Tanguay Montréal Exchange Linda Vincent Winnipeg Commodity Exchange

  • 52

    SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION Capital Formula Sub-Committee

    W. Jeffrey Kennedy, Chair Sprott Securities Limited Riaz Ahmed TD Securities Inc. Joni Alexander The Toronto Stock Exchange

    Robert J. Allair BMO Nesbitt Burns Inc. Maysar Al-Samadi Investment Dealers Association of Canada

    Wiley D. Auch FirstEnergy Capital Corp. Gregory M. Clarke Investment Dealers Association of Canada Richard Corner Investment Dealers Association of Canada Greg Finnamore CIBC World Markets Inc. Jeffrey C. Heath Scotia Capital Inc. John A. Higginbotham RBC Dominion Securities Inc. Barbara D. Love Canadian Investor Protection Fund Mario Merola National Bank Financial Inc. Robert J. O’Leary Newcrest Capital Inc. Louis P. Piergeti Investment Dealers Association of Canada Sylvain Racine Montréal Exchange Answerd Ramcharan Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Robert Sellars Dundee Securities Corporation Casey Spreeuw Investment Dealers Association of Canada Jane Tan Investment Dealers Association of Canada Jacques Tanguay Montréal Exchange Gordon H. Weir Morgan Stanley Canada Limited Colleen Wright Merrill Lynch Canada Inc. Thomas K. Wu Nomura Canada Inc.

    Insurance Sub-Committee G. Michael McKenney, Chair Watt Carmichael Inc. Maysar Al-Samadi Investment Dealers Association of Canada Debby A. Best RBC Dominion Securities Inc. Leslie J. Faryna Scotia Insurance Stephen D. Gerry UBS Bunting Warburg Inc. Barbara D. Love Canadian Investor Protection Fund Sonja McCreary Investment Dealers Association of Canada David Robart-Morgan Robart-Morgan Inc. Keith Rose Investment Dealers Association of Canada Jeremy Sams Barber Stewart McVittee & Wallace William J.P. Sullivan CIBC World Markets Inc.

  • 53

    SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued) Insurance Operations Sub-Committee Charles F. Pound, Chair Merrill Lynch Canada Inc. Dan W. Brintnell, Vice-Chair Merrill Lynch Canada Inc. Jerry Beniuk TD Securities Inc. Dianne Bill BMO Nesbitt Burns Inc. Sandra Bird-Xavier RBC Dominion Securities Inc. Debbie Blades Provident Phil Booth Equinox Financial Group Gary Coles National Life Ron Dick Dundee Securities Corporation Gordon Divitt FundSERV Inc. Peter Drumm RBC Dominion Securities Inc. Steven Elliott CIBC World Markets Inc. Maria Farolan CIBC World Markets Inc. Jody Ford Berkshire Insurance Services Heather Giffin CIBC World Markets Inc. Clyde Grout Manulife Financial Tracey Hartl-Chapman Berkshire Insurance Services Allan Hodgson Sun Life of Canada Investment Management Todd Hynes Sun Life of Canada Investment Management Viktoria Jackson Scotia Capital Inc. Rif Jiwani National Life Peter Kennedy HSBC Securities (Canada) Inc. Tom Kutti BMO Nesbitt Burns Inc. Juen Lau Manulife Financial Sandra Lindsay Scotia Capital Inc. Lydia London Merrill Lynch Canada Inc. Claude Martineau Standard Life Sonja McCreary Investment Dealers Association of Canada Rob McGavin RBC Dominion Securities Inc. Cathy McHutchion Sun Life of Canada Investment Management Scott Moffatt Provident Shirley Mosher Maritime Life Insurance Company of Canada Brenda Mynttinen TD Securities Inc. Lori Neilly TD Securities Inc. Keith Rose Investment Dealers Association of Canada Laura Rutherford Assante Insurance Richard Sachs Transamerica Life Insurance Company of Canada Scott Sinclair Transamerica Life Insurance Company of Canada Philippe Soulodre Transamerica Life Insurance Company of Canada Claudia Sweeney Aetna Life Insurance Company of Canada Anthony Vossenberg The Canada Life Assurance Company Ben Willis RBC Dominion Securities Inc. Brian Yip The Canada Life Assurance Company

  • 54

    SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued) Internal Control Sub-Committee William J.P. Sullivan, Chair CIBC World Markets Inc. Maysar Al-Samadi Investment Dealers Association of Canada Clint Matthews Deutsche Bank Securities Limited Ciro Mirabella Investment Dealers Association of Canada Bernice Pang Morgan Stanley Canada Limited Marc Pasternak Merrill Lynch Canada Inc. Geoff Peers Canadian Investor Protection Fund Blaize Piacentini Investment Dealers Association of Canada Louis P. Piergeti Investment Dealers Association of Canada Barry Somerville TD Waterhouse Investor Services (Canada) Inc. Membership William R.J. Fulton, Chair Merrill Lynch Canada Inc. Mutual Funds Dealers Sub-Committee Jerry Beniuk, Chair TD Securities Inc. S. Kenneth J. Aquino The Financial Centre Securities Corporation Fran Bennett Scotia Capital Inc. Peter G. Broster RBC Dominion Securities Inc. Paul Ferrier Scotia Capital Inc. Eugene Januszewski NBC Clearing Services Incorporated

    Bob Kellogg CIBC World Markets Inc. Tom Kutti BMO Nesbitt Burns Inc.

    Robert Laflamme TD Waterhouse Investor Services (Canada) Inc. Sonja McCreary Investment Dealers Association of Canada Peter Pacholko Odlum Brown Limited Charles F. Pound Merrill Lynch Canada Inc. Wayne S.M. Ralph RBC Dominion Securities Inc. Keith Rose Investment Dealers Association of Canada Jane M. Smith Beacon Securities Limited Mary Stockla National Bank Financial Inc. Simon Witney Canaccord Capital Corporation

  • 55

    SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued)

    Operations Sub-Committee

    Gerry O’Mahoney, Chair TD Waterhouse Investor Services (Canada) Inc. Howard Bayne National Bank Financial Inc. Douglas B. Bennett Edward Jones Gregory M. Clarke Investment Dealers Association of Canada Richard Corner Investment Dealers Association of Canada Peter Drumm RBC Dominion Securities Inc. Keith Evans The Canadian Depository for Securities Limited Norman K.J. Graham Scotia Capital Inc. Michael L. Holmes Goepel McDermid Inc. Allyn Howe The Canadian Depository for Securities Limited Edward E. Jablonky Scotia Capital Inc. Daniel Kupiec TD Waterhouse Investor Services (Canada) Inc. Norah McCarthy CIBC Investor Services Inc. Sonja McCreary Investment Dealers Association of Canada Marianne Miller Merrill Lynch Canada Inc. Charles R. Moses BMO Nesbitt Burns Inc. Yvan Naud Compensation BNC Incorporée Peter Pacholko Odlum Brown Limited E. Andy Pauksens CIBC World Markets Inc. Wayne S.M. Ralph RBC Dominion Securities Inc. Lorne Rintoul Scotia Capital Inc. David Robart-Morgan Robart-Morgan Inc. Keith Rose Investment Dealers Association of Canada David Tabone Freedom International Brokerage Inc. Peter Virvilis Canaccord Capital Corporation J. Kenton Warren RBC Dominion Securities Inc.

    Brent Watson Goldman Sachs Canada Inc. Thomas A. White Merrill Lynch Canada Inc.

    Mike Woda Goldman Sachs Canada Inc.

    Contingency Planning Working Group David Plumley, Chair RBC Dominion Securities Inc. John Antunes RBC Dominion Securities Inc. Ed Charron Griffiths McBurney & Partners Vince Ciaravella National Bank Financial Inc. Tony Coxall Merrill Lynch Canada Inc. Mohammed Dhooma CIBC Sharon Doi Scotia Capital Inc. Keith Evans The Canadian Depository for Securities Limited Robert H. Goldberg e3m Investments Inc. George Goudis The Toronto Stock Exchange Bob Jones BMO Nesbitt Burns Inc. Sonja McCreary Investment Dealers Association of Canada

  • 56

    SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued) Contingency Planning Working Group (cont.) Drew McLennan Canaccord Capital Corporation Constance Metcalfe Merrill Lynch Canada Inc. Keith Rose Investment Dealers Association of Canada Claudio Sanniti RBC Dominion Securities Inc. Ernie Summers TD Securities Inc. Salary and Benefits Sub-Committee Ann Dyer, Chair TD Waterhouse Investor Services (Canada) Inc. Pierre Beaulieu Financière Banque Nationale Inc. Brent Garell CIBC World Markets Inc. Michelle Hewlett TD Bank Ann Jaronik BMO Nesbitt Burns Inc. Vanessa Lewerentz BMO Nesbitt Burns Inc.

    Myra Mandel Royal Bank of Canada Suzanne Marineau BMO Nesbitt Burns Inc. Stephen Power Scotia Capital Inc. Jim Siddall Investment Dealers Association of Canada Sarah Wallis-South RBC Dominion Securities Inc. Thomas K. Wu Nomura Canada Inc. Statistics Review Sub-Committee

    Norman F. Thompson, Chair Union Securities Ltd. George Dell’Orletta Morgan Stanley Canada Limited Kenneth Klepacki Instinet Canada Limited William McGrath BMO Nesbitt Burns Inc. Geoff Peers Canadian Investor Protection Fund Keith Rose Investment Dealers Association of Canada Casey Spreeuw Investment Dealers Association of Canada Colleen Wright Merrill Lynch Canada Inc. Tax Sub-Committee

    Olaf Sheikh, Chair BMO Nesbitt Burns Inc. Suzy Anderson Deloitte & Touche Michael Callender Toronto Dominion Bank Richard Corner Investment Dealers Association of Canada Elizabeth M. Cosma Merrill Lynch Canada Inc. Simon Deschenes National Bank Financial Inc. Andrew Dunn Deloitte & Touche

    Sandy McRae RBC Dominion Securities Inc. John Mitrano BMO Nesbitt Burns Inc. Shawn Porter Arthur Andersen LLP Victor Santos Canadian Investor Protection Fund

  • 57

    Jonathan Spencer PricewaterhouseCoopers Neal Stacey RBC Dominion Securities Inc.

    Mike Stewart KPMG Wilson Sun Nomura Canada Inc. Joanne Susanna CIBC World Markets Inc. Martin Tam Scotia Capital Inc. Laura White PricewaterhouseCoopers Ron Wilson Davies, Ward & Beck Cynthia Wong National Bank Financial Inc. FUTURES COMMITTEE

    Steve Bloss, Chair PCTS Inc. Andrew Hiscott, Vice-Chair Benson-Quinn-GMS Inc. Mark Ashfield Fimat Produits Dérivés Canada Inc. David Barkway BMO Nesbitt Burns Inc. Kim Buntain BMO Nesbitt Burns Inc. Kevin Dyer Union Securities Ltd. Henry Fenig Friedberg Mercantile Group Michael Gagne Winnipeg Commodity Exchange Edward Griffith Scotia Capital Inc. Jean-Marie Loridon Banque Nationale Financière inc. Terry W. Melling Investment Dealers Association of Canada David Phillips Investment Dealers Association of Canada Richard Russell Refco Futures (Canada) Ltd. Jacques Tanguay Montréal Exchange Linda Vincent Winnipeg Commodity Exchange

    SUB-COMMITTEES OF THE FUTURES COMMITTEE Capital Sub-Committee Andrew Hiscott, Chair Benson-Quinn-GMS Inc. Mark Ashfield Fimat Produits Dérivés Canada Inc. Steve Bloss PCTS Inc.

    Henry Fenig Friedberg Mercantile Group Michael Gagne Winnipeg Commodity Exchange Edward Griffith Scotia Capital Inc. Jacques Tanguay Montréal Exchange

  • 58

    SUB-COMMITTEES OF THE FUTURES COMMITTEE (continued) Proficiency Sub-Committee

    Andrew Hiscott, Chair Benson-Quinn-GMS Inc. Steve Bloss PCTS Inc. Kevin Dyer Union Securities Ltd.

    Henry Fenig Friedberg Mercantile Group Jean-Marie Loridon Banque Nationale Financière inc. Richard Russell Refco Futures (Canada) Ltd. Recognition Sub-Committee Linda Vincent, Chair Winnipeg Commodity Exchange David Phillips Investment Dealers Association of Canada

    MEMBER REGULATION OVERSIGHT COMMITTEE William D. Packham, Chair Merrill Lynch Canada Inc. Thomas I.A. Allen, Q.C. Ogilvy Renault Ian D. Bruce Peters & Co. Limited Harry G. Schaefer Schaefer & Associates Ltd. NOMINATING COMMITTEE

    Charles M. Winograd, Chair IDA Past-Chair L. Jacques Ménard IDA Chair, 2000-01 William D. Packham IDA Vice-Chair, 2000-01 Thomas I.A. Allen IDA Public Director Joseph J. Oliver IDA President & CEO PENSION COMMITTEE L. Jacques Ménard, Chair IDA Chair, 2000-01 William D. Packham IDA Vice-Chair, 2000-01 Joseph J. Oliver IDA President & CEO

  • 59

    REGIONAL DEALERS COMMITTEE Executive Committee J. Victor Rogers, Chair Chair of the Prairie Regional Dealers Committee Rogers & Partners Securities Inc., Calgary, Alberta David K. Beazley Co-Chair of the Atlantic Regional Dealers Committee Acadian Securities Incorporated, Halifax, Nova Scotia Robert C. Caldwell Chair of the Ontario Regional Dealers Committee Robert Caldwell Capital Corporation, Kitchener, Ontario Michael St. B. Harrison Co-Chair of the Québec Regional Dealers Committee MacDougall, MacDougall & MacTier inc., Montréal, Québec Lonsdale W. Holland Co-Chair of the Atlantic Regional Dealers Committee Beacon Securities Limited, Halifax, Nova Scotia Jean-Claude Paradis Co-Chair of the Québec Regional Dealers Committee Leduc & Associés valeurs mobilières (Canada) Ltée, Montréal, Québec Norman F. Thompson Chair of the Pacific Regional Dealers Committee Union Securities Ltd., Vancouver, British Columbia

    RETAIL SALES COMMITTEE Thomas S. Monahan, Chair CIBC World Markets Inc. Lorne Harper, Vice-Chair RBC Dominion Securities Inc./ Royal Investment Services Mike Bastian (ex-officio) Royal Bank Action Direct Inc. Suzanne Buntain Altamira Securities Inc. Germain Carrière Financière Banque Nationale Inc. John T. Eymann Pacific International Securities Inc.

    George Garner Scotia Capital Inc. Philip L. Heimbecker Goepel McDermid Inc. Geoffrey Horrocks (ex-officio) TD Securities Inc. George Kamphorst (ex-officio) Merrill Lynch Canada Inc. Dean Kechely Edward Jones Peter Lee TD Securities Inc./TD Evergreen Morag MacGougan (ex-officio) Investment Dealers Association of Canada Nicholas McClanahan Merrill Lynch Canada Inc.

  • 60

    RETAIL SALES COMMITTEE (continued) Richard Mills BMO Nesbitt Burns Inc. James Porter HSBC Securities (Canada) Inc. S. Ross Sherwood Odlum Brown Limited Jane M. Smith Beacon Securities Limited Kristine L. Vikmanis (ex-officio) BMO Nesbitt Burns Inc. Roberta Wilton (ex-officio) Canadian Securities Institute SUB-COMMITTEES OF THE RETAIL SALES COMMITTEE Education and Training Sub-Committee

    Kristine Vikmanis, Chair BMO Nesbitt Burns Inc. Insurance Sub-Committee

    George Kamphorst, Chair Merrill Lynch Canada Inc.

    B. JOINT INDUSTRY COMMITTEES CANADIAN CAPITAL MARKETS ASSOCIATION (FORMERLY G-30) Keith Rose, FAS Liaison Officer Investment Dealers Association of Canada JOINT INDUSTRY COMPLIANCE GROUP JICG Executive Geoffrey Horrocks, Chair TD Securities Inc. Donald J. Burwell, Vice-Chair Edward Jones Michelle Alexander Investment Dealers Association of Canada Patrick Ballantyne The Toronto Stock Exchange Larry Boyce Investment Dealers Association of Canada Jean-Luc Brunet Valeurs Mobilières Desjardins inc. Shaun Devlin Assante Capital Management Ltd. Bradley E. Doney Merrill Lynch Canada Inc. Judy E. Long Scotia Capital Inc. Ward A. McMahon Canaccord Capital Corporation Patrick B.P. McNenly Yorkton Securities Inc. James J. McVey BMO Nesbitt Burns Inc. Carol Petrenko RBC Dominion Securities Inc. Guy Roby Financière Banque Nationale Inc. Keith Rose Investment Dealers Association of Canada Michael D. Sharpe CIBC World Markets Inc.

  • 61

    JOINT INDUSTRY COMPLIANCE GROUP (continued)

    JICG Committee Members Karim Allani Dundee Securities Corporation Joni Alexander The Toronto Stock Exchange Michelle Alexander Investment Dealers Association of Canada S. Kenneth J. Aquino The Financial Centre Securities Corporation Maggie A. Artkin Dominick & Dominick Securities Inc. Mark Ashfield Fimat Produits Dérivés Canada Inc. Richard Austin Scotia Discount Brokerage Inc. Tim Baikie The Toronto Stock Exchange Peter Bailey Investment Dealers Association of Canada Patrick Ballantyne The Toronto Stock Exchange Renata Barrera Royal Bank Action Direct Inc. John Baxter Royal Bank Action Direct Inc. Mary Beck Canadian Venture Exchange Holly Benson Peters & Co. Limited Joanne Bentley First Associates Investments Inc. Debby A. Best RBC Dominion Securities Inc. Rita Bilerman Investment Dealers Association of Canada Larry Boyce Investment Dealers Association of Canada Daniel L. Brough CIBC World Markets Inc. Jean-Luc Brunet Valeurs Mobilières Desjardins Inc. Marian Buklis Acker Finley Inc. Vic Bunger Rogers & Partners Securities Inc. David B. Burnes National Bank Financial Corp. Donald J. Burwell, Vice-Chair Edward Jones Myra K. Cameron Stuart Investment Management Limited Tammy Cardinal CIBC Investor Services Inc. Benoit Carignan Association canadienne des courtiers en valeurs

    mobilières David Carson Investment Dealers Association of Canada John Carson The Toronto Stock Exchange David Chernoff Bolder Investment Partners, Ltd. Lucia Cheung Assante Capital Management Ltd. Leo Ciccone Griffiths McBurney & Partners Gregory M. Clarke Investment Dealers Association of Canada D. Christopher Climo TD Securities Inc. Ruth Ann Companion Scotia Discount Brokerage Inc. Kenneth Cooper The Winnipeg Stock Exchange Richard Corner Investment Dealers Association of Canada Michel Cousineau MCA Valeurs Mobilières Inc. Stephen R. Darley CIBC World Markets Inc. John T. Davies Brant Securities Limited Cheryl de Montigny Thomson Kernaghan & Co. Limited Shaun Devlin Assante Capital Management Ltd. Raj Dewan American Gem Corporation

  • 62

    JOINT INDUSTRY COMPLIANCE GROUP (continued)

    JICG Committee Members (continued) Michael Dignam ADP Brokerage Services Inc.

    Chris Dimitropoulos Investment Dealers Association of Canada Todd J. Doige Griffiths McBurney & Partners

    Bradley E. Doney Merrill Lynch Canada Inc. Brian Driscoll Burgeonvest Securities Limited Louise M. Duchesne Jennings Capital Inc. Charles Dunlap Haywood Securities Inc. Julie Eisenstat Taurus Capital Markets Limited Michael Farrell Investment Dealers Association of Canada Gail Fastershank Jory Capital Inc. Susan Featherstone Griffiths McBurney & Partners Thomas A. Flanagan BMO InvestorLine Inc. C. Doug Fox Goepel McDermid Inc. Ian Frew Investment Dealers Association of Canada Warren Funt Investment Dealers Association of Canada Michael Gagne Winnipeg Commodity Exchange Vanessa Gardiner Berkshire Securities Inc. Stephane Gauthier Montréal Exchange Peter Gilpin Dundee Securities Corporation Pierre Gloutney Refco Futures


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