BSS PRA Basics Revised

download BSS PRA Basics Revised

of 46

Transcript of BSS PRA Basics Revised

  • 8/14/2019 BSS PRA Basics Revised

    1/46

  • 8/14/2019 BSS PRA Basics Revised

    2/46

    Background

    Genesis & Evolution of PRA

    Concepts (RRA & PRA) and comparison

    Salient features, Philosophy & Principles

    Utility

    Dos and don'ts

    Overview of Tools

    Session Outline

  • 8/14/2019 BSS PRA Basics Revised

    3/46

    Farmer as a professional

    Inadequacy of conventional methods to study andunderstand rural systems

    Potential of ITK for technology development

    Farm and farmer household as the references for TD

    Background

    Growth of alternative approaches to understand rural

    systems was due to realization of

    As a response, several new approaches have evolvedfor quick and comprehensive understanding andappraisal of rural systems.

  • 8/14/2019 BSS PRA Basics Revised

    4/46

    Genesis

    Dissatisfaction with biases (especially anti-poverty

    bias) Dissatisfaction with conventional methods (surveys)

    Long drawn

    Tedious

    A headache to administer A nightmare to process

    Inaccurate & unreliable

    Ending up with long, late, boaring, misleading &

    non-usable reports

    Need for cost-effective methods of learning from ruralpeople was felt

    Evolution of alternative approaches

  • 8/14/2019 BSS PRA Basics Revised

    5/46

    Conventional versus Participatory Approaches

    Features ConventionalApproaches

    ParticipatoryApproaches

    Emphasis Rigour Relevance

    Rule Precision Richness

    Focus Verification Learning

    Purpose Interventions Empowerment

    Time scale Time consuming RapidCost High Low

  • 8/14/2019 BSS PRA Basics Revised

    6/46

    Evolution

    Farming System Research (Mellor, 1966; Collison, 1972; Norman, 1974)

    Indigenous Technical Knowledge (IDS, 1979; Brokesha et al. 1980)

    On-farm Trials (Tripp, 1982)

    Farmer Back to Farmer (Rhodes and Booth, 1982)

    Farmer First and Last (Chambers and Gildyal, 1985)

    Farmers Participatory Research (Farrington and Martin, 1988)

    On Farm Client Oriented Research (Merill-Sands & Kaimowitz, 1990)

    Interactive Bottom-up Approach (Bunders et al. 1990)

    Rapid Rural Appraisal (IIED, 1991)

    Participatory Rural Appraisal (IIED, 1991)

    Participatory Technology Development (Reintjes et al. 1992)

  • 8/14/2019 BSS PRA Basics Revised

    7/46

    It is an applied, holistic and flexible approach of

    progressive learning conducted by multi-disciplinaryteams, emphasizing community participation (Theis andGrady, 1991)

    Rapid Rural Appraisal (RRA)

    RRA is more extractive and elicitive. We go to rural areasand collect data from them, bring them away andprocess them (Chambers, 1992)

    Systematic and semi-structured activityConducted in a rural scenario

    Done by outsiders

    Cost-effective and timely means of gaining insights

  • 8/14/2019 BSS PRA Basics Revised

    8/46

    PRA is a set of tools, an approach and an ideology

    PRA is a growing family of approaches and methods toenable local people to share, enhance and analyze their

    knowledge of life and conditions to plan and to act(Chambers, 1992)

    It is a way of learning from, and with, community members

    to investigate, analyze and evaluate constraints andopportunities and make informed and timely decisionsregarding development projects (Gooselink and Strosser,1995)

    Participatory Rural Appraisal (PRA)

  • 8/14/2019 BSS PRA Basics Revised

    9/46

    Done/facilitated by outsiders (multi-disciplinary team)

    Planned & systematic

    Semi-structured

    To understand rural life

    Short period of time

    Low cost

    Iterative process using many methods

    Flexible

    Triangulation

    Use of checklists

    Salient Features of RRA & PRA

  • 8/14/2019 BSS PRA Basics Revised

    10/46

    RRA and PRA Comparison

    Criteria RRA PRA

    Objective Outsiders decide Community decides

    Time scale Rapid and shortterm for PME

    Rapid, short or longterm for communitylearning and

    managementKey actors Outsiders

    facilitated by localsLocals facilitated byoutsiders

    Results used By outsiders By locals

    Techniques Few Many and diverse

    Key resource Knowledge Analytical ability

    Innovation Method Behaviour

  • 8/14/2019 BSS PRA Basics Revised

    11/46

    RRA and PRA Comparison

    Criteria RRA PRA

    Nature Extractive FacilitativeInstruments Verbal Visual & analytical

    Idealobjectives

    Learning byoutsiders from

    insiders

    Empowerment oflocals

    Outsidersrole

    Investigators Initiators, facilitatorsand catalysts

    Role of locals Respondents Presenters, Analysts

    & Planners

    A model for Participatoryinterventions

    Participatory planningand action

  • 8/14/2019 BSS PRA Basics Revised

    12/46

    Humility

    Respect

    Patience

    Interest

    Openness

    Non-interruptive

    Philosophy of PRA

    Participation

    Learning

    Role reversals

    Active listening

    Spot decisions

    Flexible

  • 8/14/2019 BSS PRA Basics Revised

    13/46

    Offsetting biases

    Triangulation

    Optimizing tradeoffs

    Optimal ignorance

    Appropriate imprecision

    On-the spot analysis

    Principles of PRA

  • 8/14/2019 BSS PRA Basics Revised

    14/46

    Bottom-up approach

    Searching for difference

    Rapport Building

    Check list of items

    Facilitating, observing and catalyzing

    Embracing error

    Dissemination of knowledge

    Principles of PRA

    Utilit f PRA

  • 8/14/2019 BSS PRA Basics Revised

    15/46

    Utility of PRA

    Quick access to & analysis of rural life

    General analysis of a specific topic, question orproblem

    Needs assessment

    Feasibility studies

    Identifying and prioritizing options/ projects

    Project / program evaluation

  • 8/14/2019 BSS PRA Basics Revised

    16/46

    Rapport Building - CSF

    Dos

    Greet

    Do as they do

    Learn

    Tell the purpose

    Make them feel great

    Ask about him / her Be humble

    Repeat the questions

    Show gratitude & thank before leaving

    R t B ildi

  • 8/14/2019 BSS PRA Basics Revised

    17/46

    Donts

    No politics

    No arguments

    No interruptions

    No abrupt ending

    Rapport Building ...

  • 8/14/2019 BSS PRA Basics Revised

    18/46

    These methodologies offer a basketful of tools andtechniques for one to choose a best combinationdepending on the purpose, objectives and resourceavailability for conducting development research.

    There are more than 20 PRA techniques, which can beemployed for understanding and analyzing variousfacets of rural life.

    PRA Tools & Techniques

  • 8/14/2019 BSS PRA Basics Revised

    19/46

    Classification of PRA Methods/Tools/Techniques

    Based on Type ofData/Informationgathered

    1. Basic Information

    2. Agro-Eco System Analysis

    3. Decision Analysis4. Trend Analysis

    5. Problem Analysis

    Based on Type of

    Analysis

    1. Village Characterization

    2. Space Analysis

    3. Time Analysis

    4. Flow Analysis

  • 8/14/2019 BSS PRA Basics Revised

    20/46

  • 8/14/2019 BSS PRA Basics Revised

    21/46

  • 8/14/2019 BSS PRA Basics Revised

    22/46

  • 8/14/2019 BSS PRA Basics Revised

    23/46

  • 8/14/2019 BSS PRA Basics Revised

    24/46

  • 8/14/2019 BSS PRA Basics Revised

    25/46

  • 8/14/2019 BSS PRA Basics Revised

    26/46

    d fi ll

  • 8/14/2019 BSS PRA Basics Revised

    27/46

    The word participation is kaleidoscopic; it

    changes its colour and shape at the will of the

    hands in which it is held. And, just like the

    momentary image in the kaleidoscope, it can bevery fragile and elusive, changing from one

    moment to another.

    Shirley A. White (1994)

    and finally

  • 8/14/2019 BSS PRA Basics Revised

    28/46

    Visit us at: http://icar.naarm.ernet.in

    Basic Information of the Village

  • 8/14/2019 BSS PRA Basics Revised

    29/46

    This will indicate the data regarding the

    population to area under crops, number of

    families, yield of animals and crops, mortality

    related to animals etc.

    In doing a PRA within a reasonable time frame,

    the PRA team has to collect he basic

    information of the village by referring to the

    records available in the village panchayat office

    and also by interacting with the key informants

    (Kis).

    For this, ideally select official members of

    panchayat / school and such organizations ofthe village as KIs.

    Basic Information of the Village

    Village Transect

  • 8/14/2019 BSS PRA Basics Revised

    30/46

    It is also known as general transect.

    Transact is making a long walk inside thevillage and locating the various items

    that are found in the village like soil,

    crops, animals, problems, etc.

    Village Transect

    Agro-ecology Map:

    Agro-ecology map will indicate therelation between agriculture and

    environment which includes average

    temperature, average rainfall,

    fragmentation of holdings, naturalvegetation, drainage system, weeds, etc.

  • 8/14/2019 BSS PRA Basics Revised

    31/46

    Resource Map:

    This indicates both the natural

    resources and man made resources

    needed for development of agriculture.

    Social Map:

    This is a simple drawing or map drawn

    without scale to enable to understand and

    social issues of rural life

  • 8/14/2019 BSS PRA Basics Revised

    32/46

    Indigenous Technical Know-how

    (ITK):This is the indigenous technology found

    in village with reference to agriculture.

    Technology Map:

    The technology map will indicate the

    technology decision behaviour of the

    farmers, in terms of adoption, rejection

    and discontinuance with reference to theagricultural technologies.

  • 8/14/2019 BSS PRA Basics Revised

    33/46

    Matrix Ranking:

    Matrix ranking will indicate the reasons

    for technology decision behaviour of the

    farmers.

    Preference ranking:

    This is to find out the perception of farmersregarding the magnitude of the problems of

    agriculture found in the village.

    Problem tree:

  • 8/14/2019 BSS PRA Basics Revised

    34/46

    Problem tree:

    The problem tree will indicate various

    resources responsible for the specificproblem related to agriculture. This will

    also indicate the intervention for the

    various causes which will help in problem

    identification related to a discipline.

    Solution tree:

    It is a modification of the problem tree,

    wherein for each level of problem cause,

    solutions are indicated to solve that

    particular problem.

    Mobility Map:

  • 8/14/2019 BSS PRA Basics Revised

    35/46

    Mobility Map:

    This indicates the mobility pattern of rural

    people in terms of the places visited, purposes,mode of transport, cost and time involved, etc.

    In a way, this techniques helps us to analyze

    the cosmopolite behaviour of people.

    Time line & time trend:Time line indicates the major remembered

    events in the history of a village life that have

    direct or indirect bearing on the rural life.

    Time trend reveals the changes / fluctuations

    that have occurred over a period of time in the

    variables influencing village life. It hints at thecoping behaviour of villagers during adversities.

    I t di

  • 8/14/2019 BSS PRA Basics Revised

    36/46

    Impact diagram:

    This indicates the changes that have occurredeither for individual or for the society due to

    adoption of technology.

    Wealth ranking:

    It refers to placing villagers along a wealth

    continuum described in terms of a set of

    criteria identified by the villagers

    themselves.

    Livelihood analysis:

  • 8/14/2019 BSS PRA Basics Revised

    37/46

    Livelihood analysis:

    It indicates the way in which villagers

    belonging to different wealth categories

    manage their livelihood in terms of

    income-expenditure dynamics including

    crisis management.

    Farm house hold map:

    This map depicts the way in which the

    surrounding of a typical house hold

    appears without going in to the details of

    its inside structure.

    Bio-resource flow diagram:

  • 8/14/2019 BSS PRA Basics Revised

    38/46

    Bio resource flow diagram:

    This indicates the degree to which village

    house hold members utilize and recycle

    the various resources in and around their

    settings to suggest remedial measures.

    Seasonal analysis:

    This indicates the month-wise

    abnormalities with regard to

    agriculture and animal husbandry.

    Venn diagram:

  • 8/14/2019 BSS PRA Basics Revised

    39/46

    Daily routine diagram:

    This diagram depicts the way in which the

    rural people manage their daily time.

    Venn diagram:

    This is also known as Chapati diagram. Itindicates the importance of various individuals

    and institutions in and outside the village with

    regard to a phenomenon related to rural life,

    e.g. getting loan for agricultural purposes. Itreflects on the linkages and the stakeholders of

    the village with respect to the phenomenon

    studied.

    Identification and Prioritization of

  • 8/14/2019 BSS PRA Basics Revised

    40/46

    Researchable Problems

    Prioritization Methodology RBQ Approach

    Identify 30 farmers through snow ball technique.

    Ask the problems they face and rank them according

    to their importance, rank 1 being most important.

    Find the Average yield loss experienced by thefarmers because of that particular problem takingboth main and bi-products into consideration

    Find the Extent of damage caused by the problem

    Calculate Total Income loss caused due to theproblem (Standard price of the main products x

    Average yield loss + Standard price of bi-products xAverage yield loss ) per acre/ animal/ unit enterprise

    Farmers Ranking of Problems

  • 8/14/2019 BSS PRA Basics Revised

    41/46

    Farmers Ranking of Problems

    Farmers Responses ( N=30)

    Ranks

    Constaints

    1 2 3 4 5 6 7 8 9 10

    Unavailabity ofquality fishseed

    15

    no.s

    10

    no.s

    5

    no.s

    - - - - - - -

    High price offish seed

    10

    no.s

    5

    no.s

    5

    no.s

    5

    no.s

    5

    no.s

    -- - - -

    The formula for calculating the RBQ

  • 8/14/2019 BSS PRA Basics Revised

    42/46

    The formula for calculating the RBQ

    RBQ = n f i ( n +1 - i) x 100i =1 ---------------

    N x n

    i= Concerned rank ( say 1 to 10 )

    N =Total no of farmers ( in our case, 30 farmers)

    n = No of ranks ( say, we have asked the farmers to rank problems up to

    first 10 ranks, then, n =10)

    f i = Number of farmers reporting that particular problem under i th rank

    Each rank has to be separately calculated and all should be summed up to

    get RBQ value ( say, for 1 to 10 ranks)

    RBQ Calculation:(i) R k 1 f U il bilit f lit fi h d

  • 8/14/2019 BSS PRA Basics Revised

    43/46

    (i) Rank 1 for Unavailability of quality fish seed :

    15 (10+1-1) x100 15 x 10 x 100

    --------------------- = ---------------------- = 50

    30 x 10 300

    (ii) Rank 2 for Unavailability of quality fish seed :

    10 (10+1-2) x100 10 x 9 x 100

    --------------------- = -------------------- = 3030 x 10 300

    (iii) Rank 3 for Unavailability of quality fish seed :

    5(10+1-3) x100 10 x 8 x 100

    ----------------------- = -------------------- = 26.67

    30 x 10 300

    Now sum up the values for all the three ranks for calculating the RBQ value

    for Unavailability of quality fish seed i.e., 50 + 30 + 13.33 = 93.33

    Find the RBQ values for all the constraints l isted

  • 8/14/2019 BSS PRA Basics Revised

    44/46

    Find the RBQ values for all the constraints l isted.

    To prioritize the constraints for a production system,

    calculate the VBI separately for each problem.

    VBI ( Value Based Index) = RBQ x Total economic loss due to

    the constraint (Standard price of the product x Average yield

    loss per acre or or per unit enterprise x total affected area (inacres) or unit enterprises in the village

    The constraint with the maximum VBI has to be accorded

    highest priority

    The constraint has to be further analyzed for its possible

    causes and solutions which should ultimately result in a

    research intervention to mitigate the constraint

    PRA Applications: Indian Experiences

  • 8/14/2019 BSS PRA Basics Revised

    45/46

    pp p

    Chipco Movement

    Participatory Varietal Improvement

    Joint Forest Management

    Participatory Management of Natural Resources

    Water Users Associations

    Non Government/Voluntary Organizations

    NATP

    SREP

    IVLP

    NAARM

    Foundation Training

    Micro-level Priority Setting Distance Training

    Title A case study of people's participation in traditional

  • 8/14/2019 BSS PRA Basics Revised

    46/46

    Title A case study of people s participation in traditionalvillage tank systems in the dry zone of Sri Lanka by Gamage,H.; In: Sharma, P.N., (ed.) Case studies of people's

    participation in watershed management in Asia; Pt. II: SriLanka, Thailand, Vietnam. FAO, Rome (Italy). Forestry Dept..FAO-FO--RAS/93/062 1996

    This case study reports on completely indigenous efforts of

    the people in management of watersheds of the traditional tanksystems, which has sustained the people for ages in extremelydifficult rainfed weather conditions. This study describes themanner in which old customs, traditions and relationshipshelped in people's participation in watershed management. The

    study then describes the lessons that can be learned to bringabout a revival in agricultural development in the Dry Zone ofSri Lanka. Although some of the traditional systems are notfully applicable to modern agriculture, some of the principleson which these systems worked could be effectively utilizedwith certain modifications.