| Copyright 20121 © 2012 Broadridge Financial Solutions, Inc. Broadridge and the Broadridge logo are registered trademarks of Broadridge Financial Solutions, Inc.

Broadridge Overview Bank Depository User Group

2013 Conference

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Broadridge’s Vision

Enable the Financial Services Industry to achieve superior performance through our passion to deliver extraordinary value to our clients, shareholders, and associates

Give clients scale-based cost and performance by outsourcing non-differentiating functions

Enable clients to enter new markets and offer new capabilities by leveraging our unique domain expertise

Build new capabilities to serve clients better

Deliver extraordinary value to clients, associates, and shareholders

Value PropositionBroadridge is committed to partnering with our clients to help grow their

revenues, expand their business, achieve operational efficiency, and effectively manage compliance and risk.

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Business Process

Outsourcing

Since 2004

Our BusinessesExchange: NYSE: BR | www.broadridge.com

North America Equities, Options, MF, ETF, Trade Processing Services Fixed - Income Trade Processing

International Processing Services

Reference Data Management

Proxy Communications

Transaction Reporting

Fulfillment

Market Leader in E-delivery

Securities Processing

Since 1962

InvestorCommunications

Since 1989

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Recent Acquisitions

Broadridge Financial Solutions’ recent acquisitions are aligned with our overall strategy of providing value added solutions to the investment services community

Over the last two years Broadridge has significantly expanded our offerings in: Buy-side solutions Mutual fund processing solutions Transfer agency solutions Education / client communication solutions for financial institutions

and advisors

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Bonaire, a Broadridge Company

Revenue and Fee Billing Solutions

Founded in 1999 with offices in Boston and London - Acquired by Broadridge July 2013

REVPORT – Revenue and Expense Management Engine Clients in North America, EMEA, and Asia Pacific

REVPORT – Revenue Management and Fee Billing Software

Global Client Base with over $10.4 trillion AUM

128 Clients worldwide have Selected REVPORT

14 of the top 20 Largest Global Asset Managers license REVPORT

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Bonaire, a Broadridge Company

Typical Environment

Manual Processes and Spreadsheet Dependent

REVPORT – Speed, Accuracy, and Business Intelligence

Large Operational Risk Exposure

REVPORT – Full Audit Trail and Security

Inefficient Process and Lack of Scalability

REVPORT – Automated Workflow and Exception Based Processing

Fee Leakage - Over Bill or Under Bill?

REVPORT – Calculate the Correct Amount

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Products for Banks and Brokers

Domestic Proxy Processing - Fully automated distribution of proxy and other shareholder communications including Quarterly, Semi-Annual, and Annual Reports, Regulatory Prospectus and Supplements, Corporate Announcements

Global Proxy - A complete, fully automated outsource solution for Banks & Brokers providing their clients/advisors with the ability to vote on shareholder meetings of their International (non-US) securities

Postsale Prospectus - Regulatory compliance document fulfillment for first dollar in transactions

Reorg - Automated distribution of voluntary corporate action notices

Electronic Document Management - Ability to design, print, archive and distribute transaction statements electronically or by traditional mail

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Products for Banks and Brokers

Tax Managed Services and Information Reporting Services - Provide banks and brokerage firms with the most comprehensive reclassification and filing service available, covers OID, REMICs, REITs, UITs, MLP

Forefield - Web-based platform enables financial advisors to deliver current and concise educational and marketing materials to their clients. Access to more than 3000 pieces of financial planning content including articles and client presentations, monthly and weekly newsletters, time sensitive flash videos, seminars and interactive calculators

Mutual Fund Trading - A trading platform offers innovative technology, combined with the power of the NSCC’s Fund/SERV Networking and the Defined Contribution Clearing & Settlement (DCC&S) to provide a true, straight-through trade process

Money Market Portal - Capture daily rates, position balances, dividends, and transaction confirmations for import to your trust accounting system, with same day settlement

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Products for Banks and Brokers

Paladyne - a leading provider of next generation investment management solutions. Paladyne offers its integrated front-, middle- and back-office platform, known as the Paladyne Suite™, to hedge funds, asset managers, fund administrators and prime brokers

Broadridge City Networks (BCN) - a leading software and services provider of reconciliation, multi-asset process automation and operational risk management solutions to the global financial services industry