UNITED NATIONS

FINANCIALFINANCIAL SITUATIONSITUATION

11 October 2011

Angela KaneUnder-Secretary-General for Management

Key Components(US$ millions)

1

8822Capital Master Plan

5627 Tribunals

3,3042,461 Peacekeeping

867351Regular budgetUnpaid assessments341341 Capital Master Plan

286256 Tribunals

7,4339,671 Peacekeeping

2,4152,166 Regular budgetAssessments5 October 201131 December 2010

Key Components

* Not including reserve accounts

(US$ millions)

2

448448539539for peacekeepingfor peacekeepingEstimated level of debt Estimated level of debt owed to Member Statesowed to Member States

861 861 858858Capital Master Plan*Capital Master Plan*

129 129 88 88 TribunalsTribunals

3,0833,0833,0883,088Peacekeeping*Peacekeeping*

244 244 412 412 Regular budget*Regular budget*Cash on handCash on hand

31 December 201131 December 2011(Estimates)(Estimates)

31 December 201031 December 2010(Actual)(Actual)

Regular Budget – Financial Position(US$ millions)

3

16351335Prior year’s balance*

2492,4152,166Assessments

81

184

Difference20112010

867*** 786**Unpaid assessments

1,8991,715Payments received

* As at 1 January** As at 5 October 2010 *** As at 5 October 2011

Number of Member States paying in full theirRegular Budget Assessments at Year-End

4

131121131

124

140 139 140 145 136 137

0

20

40

60

80

100

120

140

160

2002 2003 2004 2005 2006 2007 2008 2009 2010 2011

Including Member States owing less than $100 *Compared to 119 Member States as at 5 October 2010

*

Fully Paid for Regular Budget Assessments* at 5 October 2011: 131 Member States**

5*Including Member States owing less than $100

Sierra LeoneSingapore SlovakiaSloveniaSouth AfricaSri LankaSurinameSwedenSwitzerlandTajikistanThailandTogoTunisiaTurkeyTurkmenistanTuvaluUkraineUnited Arab EmiratesUnited Kingdom of Great Britain and Northern IrelandUnited Republic of TanzaniaUzbekistanZambiaZimbabwe

NamibiaNepalNetherlands New ZealandNicaraguaNigerNigeriaNorwayOmanPakistanPanamaParaguayPhilippinesPolandQatarRepublic of KoreaRepublic of MoldovaRomaniaRussian FederationRwandaSaint Kitts and NevisSaint Vincent and GrenadinesSamoaSan MarinoSaudi ArabiaSenegal Serbia

IndonesiaIraqIrelandIsraelItalyJapanJordanKazakhstanKenyaKuwaitKyrgyzstanLao People's Democratic RepublicLatviaLiechtensteinLithuaniaLuxembourgMalawiMalaysiaMaliMaltaMauritaniaMauritiusMonacoMongoliaMontenegroMoroccoMyanmar

CubaCyprusCzech RepublicDemocratic People's Republic of KoreaDemocratic Republic of CongoDenmarkDjiboutiDominican RepublicEcuadorEgyptEl SalvadorEritreaEstoniaFinlandFranceGeorgiaGermanyGhanaGreeceGuatemalaGuineaGuyanaHondurasHungaryIcelandIndia

AfghanistanAlbaniaAlgeriaAndorraAntigua and BarbudaArmeniaAustraliaAustriaAzerbaijanBahamasBelgiumBhutanBolivia (Plurinational State of)Bosnia and HerzegovinaBotswanaBrazilBrunei DarussalamBulgariaBurkina FasoBurundiCanadaCape VerdeChileChinaCongoCosta RicaCote d’IvoireCroatia

**Compared to 119 Member States as at 5 October 2010

Regular Budget AssessmentsOutstanding at 5 October 2011

(US$ millions)

6

Outstanding Amount

United States 758

Mexico 40

Spain 19

Venezuela 11

57 Other Member States 39

Total 867

Regular Budget Cash Position (Actual)

31 December 201031 December 2010 5 October 20115 October 2011

Regular BudgetRegular Budget 412412 179179

Working Capital FundWorking Capital Fund 150150 150150

Special AccountSpecial Account 251251 255255

Combined General FundCombined General Fund 813813 584584

7

(US$ millions)

Regular Budget Cash Position*Actual and projected figures for Regular Budget for 2010 – 2011**

(US$

mill

ions

)

8

* Does not include balances in Working Capital Fund and Special Account** Estimates for October – December 2011

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Peacekeeping – Financial Position at5 October 2011

(US$ millions)

9

3,304Outstanding assessments at 5 October 2011

6,590Payments/Credits received during 2011

9,894Total

7,433Assessments during 2011*

2,461Outstanding assessments at 31 December 2010

* Including assessment for $474 million for UNIFIL issued on 16 September 2011

Unpaid Peacekeeping Assessments(US$ millions)

10

Member State Outstanding Member State Outstanding

Japan 654United States 431United Kingdom ` 307Spain 293France 194Ukraine 140Republic of Korea 139Italy 129Greece 102Others 802

Total 3,191

5 October 2010 5 October 2011

Japan 648Spain 490United States 405Italy 251 United Kingdom 174Republic of Korea 168Ukraine 140China 121Greece 117Others 790

Total 3,304

Fully Paid all peacekeeping assessments*due and payable at 5 October 2011:

17 Member States**

AustraliaCanada

Cote d’ IvoireEstoniaFinland

Germany IcelandIreland

LiechtensteinMonaco

NetherlandsNew Zealand

Saint Kitts and NevisSingaporeSwedenSwitzerlandThailand

* Including Member States owing less than $100 11** Compared to 11 Member States as at 5 October 2010

(US$ millions)

Peacekeeping Cash at 5 October 2011

TOTAL $4,281 million

12

Closed Missions, 314

Peacekeeping Reserve Fund, 143

Active Missions, 3,824

(US$ millions)

Projected Peacekeeping Cashat 31 December 2011

TOTAL $3,223 million

13

Active Missions,

2,767

Peacekeeping Reserve Fund,

140

Closed Missions, 316

Closed Peacekeeping MissionsProjected Cash at End of 2011

CLOSED MISSIONS

$316 million

Less: $263 millionLess: $263 million

for liabilitiesfor liabilities

$53 million$53 millionremaining

14

Amounts Owed for Troops/FormedAmounts Owed for Troops/Formed--Police Units Police Units and and Contingent Owned Equipment Contingent Owned Equipment for 2010 for 2010 -- 20112011

15* Reference A/65/715. table 12 (updated figures)

Actual 2010*Actual 2010* Projected 2011Projected 2011

1 January1 January 787787 539539

New obligationsNew obligations 1,9931,993 2,0572,057

Payments toPayments toMember StatesMember States (2,240)(2,240) (2,148)(2,148)

31 December31 December 539539 448 448

(US$ millions)

16

Projected 2011 Debt SituationProjected 2011 Debt Situation

•• Increase in new obligations compared to 2010 is primarily due toIncrease in new obligations compared to 2010 is primarily due to the onethe one--time time supplemental payment to Troop Contributing Countries (supplemental payment to Troop Contributing Countries (TCCsTCCs) ) and deployment of and deployment of military contingent to UNISFA.military contingent to UNISFA.

•• Payments for troop/Formed Police Unit (FPU) costs and ContingentPayments for troop/Formed Police Unit (FPU) costs and Contingent Owned Owned Equipment (COE) are current up to August 2011 and June 2011 respEquipment (COE) are current up to August 2011 and June 2011 respectively for ectively for most missions.most missions.

•• Payments for COE/SS (Self Sustainment) claims are contingent on Payments for COE/SS (Self Sustainment) claims are contingent on the timely the timely finalization of finalization of MOUsMOUs and subsequent certification of claims. and subsequent certification of claims. As of October 2011, out As of October 2011, out of 345 of 345 MOUsMOUs, 23 (6.7%) are yet to be finalized., 23 (6.7%) are yet to be finalized.

•• After the recent payment of $617 million to After the recent payment of $617 million to TCCsTCCs and and PCCsPCCs (Police Contributing (Police Contributing Countries) made in October 2011, the amount owed as at 11 OctobeCountries) made in October 2011, the amount owed as at 11 October 2011 r 2011 is is $598 $598 million.million.

17

Pakistan, 63

India, 52

Bangladesh, 52

United States, 34

The Arab Republic of Egypt, 33

Nigeria, 30

South Africa, 27 Brazil, 19

71 other member states, 288

Amounts Owed to Troop and Police Contributing Amounts Owed to Troop and Police Contributing Countries Countries as at 11 October 2011as at 11 October 2011

TOTAL 598 million

79 Member States

(US$ millions)

International Tribunals – Financial Position

* Including Member States owing less than $100 18

99104Member States with amounts outstanding to one or both tribunals

5 October2011

5 October2010

5650Unpaid assessments ($ millions)

257242Payments received ($ millions)

9388Member States paid in full*

Fully Paid for Tribunal Assessments*at 5 October 2011: 93 Member States**

19

Russian FederationSaint Kitts and NevisSamoaSan Marino Saudi ArabiaSenegalSerbiaSingaporeSlovakiaSloveniaSouth AfricaSwedenSwitzerlandSyrian Arab RepublicTajikistanThailandTurkeyTurkmenistanUkraineUnited Kingdom of Great Britain and Northern IrelandUnited Republic of TanzaniaUzbekistan

KazakhstanKuwaitLatviaLiechtensteinLuxembourgMalawiMexicoMonacoMontenegroMyanmarNepalNetherlandsNew ZealandNicaraguaNigerNigeriaNorwayOmanPanamaPhilippinesPolandRepublic of KoreaRepublic of MoldovaRomania

Democratic Republic of CongoDenmarkEcuadorEgyptEl SalvadorEritreaEstoniaFinlandFranceGeorgiaGermanyGhanaGuineaGuyanaHondurasHungaryIcelandIndiaIraqIrelandIsraelItalyJapan

AlgeriaAndorraAntigua and BarbudaArgentinaAustraliaAustriaAzerbaijanBahamasBelgiumBelizeBosnia and HerzegovinaBrazilBrunei DarussalamBulgariaBurkina FasoCanadaChinaCosta RicaCote d’IvoireCroatiaCubaCyprusCzech RepublicDemocratic People'sRepublic of Korea

*Including Member States owing less than $100 **Compared to 88 Member States as at 5 October 2010

Unpaid Tribunal Assessments as at 5 October 2011(US$ millions)

* 5 October 2011 20

$ million

3025

51

3426

37

27

56*

0

20

40

60

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2004 2005 2006 2007 2008 2009 2010 2011

101 Member States

International TribunalsAmounts Outstanding at 5 October 2011

21

United States 36

Indonesia 3

Spain 3

Greece 2

United Arab Emirates 2

96 Other Member States 10

Total 56

(US$ millions)

International Tribunals Cash Position Actual and projected figures for Tribunals for 2010 – 2011*

(US$

mill

ions

)

22

*Estimates October – December 2011

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Capital Master Plan (CMP)

23

*Not Including payments to the Working Capital Reserve Fund.

881,7811,869Subtotal

484

1,524257

1,528341

2003-20102011

Outstanding

Payments as at 5 October

2011*Assessments

(US$ millions)

Capital Master Plan Cash Position*Actual and projected figures for CMP Fund for 2010 – 2011**

(US$

mill

ions

)

24

* Does not include balances in Working Capital Reserve** Estimates for October – December 2011

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Fully Paid for Capital Master Plan Due and Payable* as at 5 October 2011: 124 Member States**

25

Fully Paid for Capital Master Plan Due and Payable* as at 5 October 2011: 124 Member States**

25

LatviaLibyan Arab JamahiriyaLiechtensteinLithuania LuxembourgMadagascarMalawiMalaysiaMaliMaltaMauritiusMexicoMonacoMongoliaMontenegroMozambiqueMyanmarNamibiaNetherlandsNew ZealandNicaraguaNigerNigeriaNorwayOmanPanamaPhilippinesPolandQatarRepublic of KoreaRepublic of MoldovaRomaniaRussian Federation

Saint Kitts and NevisSamoaSan MarinoSaudi ArabiaSenegalSerbiaSingaporeSlovakia SloveniaSouth AfricaSri LankaSurinameSwedenSwitzerlandTajikistanThailandTogoTrinidad and TobagoTurkeyTurkmenistanUgandaUkraineUnited Kingdom of Great

Britain and Northern Ireland

United Republic of Tanzania

UruguayUzbekistan Venezuela (Bolivarian

Republic of)ZambiaZimbabwe

AlbaniaAlgeriaAndorraAntigua and BarbudaArgentinaArmeniaAustraliaAustriaAzerbaijanBahamasBelarusBelgiumBelizeBhutanBosnia and HerzegovinaBotswanaBrazilBrunei DarussalamBulgariaBurkina FasoCanadaChileChinaCongoCosta RicaCote d’IvoireCroatiaCubaCyprusCzech Republic Democratic People's

Republic of KoreaDemocratic Republic of

CongoDenmark

DjiboutiEcuadorEgyptEritreaEstoniaFinlandFranceGeorgiaGermanyGhanaGreeceGrenadaGuatemalaGuineaGuyanaHaitiHondurasHungaryIcelandIndonesiaIraqIrelandIsraelItalyJapanJordanKazakhstanKiribatiLao People's Democratic

Republic

* Including Member States owing less than $100 ** Compared to 113 Member States as at 11 October 2010

All Assessments Due and Payable at 11 October 2011 Paid in Full*:

18 Member States**

26* Including Member States owing less than $100 ** Compared to 12 Member States as at 11 October 2010

LiechtensteinMonacoNetherlandsNew ZealandSaint Kitts and NevisSingaporeSwedenSwitzerlandThailand

AustraliaCanadaCote d’ IvoireEstoniaFinlandGermanyIcelandIrelandLatvia

CONCLUSIONS

Financial indicators for 2011 show improvement in some areas, despite the current global financial climate.

Cash positions are projected to be positive at year-end for all funds, although the final outcome is dependent on last quarter contributions.

Debt to Member States is projected to decrease to $448 million at the end of 2011, compared to the $539 million at the end of 2010.

Unpaid assessments reflect increased levels compared to last year for all categories, but the number of Member States meeting their obligations in full is also higher than last year.

18 Member States had paid in full for all categories as at 10 October 2011, compared to 12 Member States last year.

Unpaid assessments continue to be concentrated for all categories; however, for peacekeeping operations, there continues to be improvement.

In order to maintain the financial health of the Organization, it remains as critical as ever for Member States to meet their financial obligations to the United Nations in full and on time.

27