Brief of Mark Cuban Defendant Appellee

7/27/2019 Brief of Mark Cuban Defendant Appellee

1/79

!"!"#$%!&!"%$'(!)!$(*$&++"&,%

*()$!-"$**!-$')'!!

!!!!!!!!!!!!!!!!!!

!""#$%$$'

!!!!!!!!!!!!!!!!!!

()*+,-.-)("/0")1*2/3)"*455-((-46

789:;>?889;?88??"

!!!!!!!!!!!!!!!!!!

4;"/>>?98"=D!E"


2/79

:

'")!*'&!"$(*$"!")"%!"#$+&)!"%

!"!"#!$%&' W#$%$$'X

.F?"I;C?DG:T;?C"H!I;G?8"!="D?H!DC"H?DD?G?;


3/79

::

aaGbaaaaaaaaaaaaaaaaaaaaaaaaaa

LM8?",!N?D

/


4/79

:::

%!&!".""!$)"/&)#"/$()&,$&)/!.""!

.F?"(?HID:


5/79

:@

!&0,"$(*$'("!""!%

+123

*),.-K-*/.)"4K"-.),)(.)0"7/,.-)("""""""""""""""""""""""""""""""""""""""""""""""":

(./.)5).",)3/,0-3"4,/L"/,3+5).""""""""""""""""""""""""""""""""""" :::

./BL)"4K"/+.24,-.-)("""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""" @::

(./.)5)."4K"-((+)("""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""&

(./.)5)."4K".2)"*/() """""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""U

/" 9


6/79

!&0,"$(*$'("!""!%

4'5678693:;

+123

@

Y" 5D""*IN9;`G"GI>>!G?C"H!;=:C?;


7/79

!&0,"$(*$'("!""!%

4'5678693:;

+123

@:

*" 5D""*IN9;`G"/88?T?C"(


8/79

@::

!&0,"$(*$&!!-()!"%

+1234;$B?'+!(,;#!"#!!*&'+6

ZVY"K""(I>>""UC"[#d"W("0""Q""U##'X """"""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""YY

Case: 09-10996 Document: 00511064263 Page: 8 Date Filed: 03/26/2010


9/79

@:::

H!7'8#!"#!&6!""#$%H@%YVVU6"U#"+"(""0:G$'38&)3('/!-//5'!"#!:,&'B!P!7')+,'+)!!+,"38+/6

VZV"+"(""'$d"WU##VX""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""ZU6 ZY6 ZZ6"Z'

G&)3('&.!


10/79

:J

G(,)*!-).&')38!7'/),$>+')/6!7'8#!"#!4&%+,6&[["K"YC"Y["WUC"*:D""&$$$X """""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""YZ6"YV

Q5A+."+'?!N A?+,/!"#!9F76

V&U"+"(""d$"W&$$ZX""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""&d6"&[

Q22383&.!-3,.3'+/!!8*+B$.+!7'2(,>&)3('!!+,"38+6!7'8#!"#!"&/)+,'-3,!O3'+/6!7'8#6"YYY"K"UC"'dU"WV&'6

Y$&"K""(I>>""UC"Zdd"W"0"".?J""U##VX"""""""""""""""""""""""""""""""""""""""""""""""""""YY6 V#6"V&

!"!"#!A&?B+=6$&'"K""(I>>""&UY"W0""*!;;""&$$VX""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""Y$

!"!"#!G()*+,'6

V$["K""(I>>""UC"&'d"W0""59GG""U##$X"""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""YU

!"!"#!


11/79

J

!"!"#!V&'B2(,B6VYV"+"(""[&Y"WU##UX""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""&V6"Ud

!*+..!Q22/*(,+!7'8#!"#!:&%%3))6

UY[ K"YC"'UU"WV>""UC"#'"W"0""*98""U##UX""""""""""""""""""""""""""""""""""""""""""""""""""YY6 V#6"V&

E'3)+B!!)&)+/!"#!A+&B!(,;"6VYY"+"(""U&["WU##&X""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""Zd6"Z[

E'3)+B!!)&)+/!"#!Q54&I&'6VU&"+"(""'ZU"W&$$dX""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""";&//3>



12/79

J:

W&.B+/!"#!O+3/$,+!C+/($,8+!K,($;6!7'8#6["K"UC"&YZV"WV3)*6

UZY"("S"YC"dd'"W.?J""/>>""h 2!IG

,3>!

"0:G>""h *!D>IG"*FD:G


13/79

J::

*"#")&,$%!&!!!"%

/CE:;:G

,I8?G"NV%UWNXWUX"9;C"WYX """"""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""VU

)"/!,&!("%

&d"*"K",""k"UZ#"N%V""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""U6"'

&d"*"K",""k"UZ#"NV%U""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""U

(?8?H


14/79

J:::

/;;9".""7:;?C!"9;C"^9E?G","".9;?;N9IE6""D+>;)!&'B!4?%,3B!!+8$,3)3+/!Q22+,3'I/!@!8""&"k"&YlY"Y W7L-"U##$X """"""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""""Y&

B89HR`G"L9O"0:H


15/79

%!&!".""!$(*$%%!"%

.F?"(?HID:

"NV%UWNXW&X6

"9G"9>>8:?C

":;"


16/79

U

9I


17/79

Y

9>>8:?C":;"


18/79

Z

0ID:;T"

:;@?G

/8


19/79

V

98G! O9G"H!;H?D;?C"

&Y"X""5D""*IN9;"G>!R?"O:


20/79

'

'= +>5B33:862


21/79

d

D?8:?C"!;" "7B# .F?"C:G


22/79


23/79

$

59EE9"H!E"

9;C"F:G"=9:8ID?"


24/79

8:9N:8:89:;

fH!;=D!;


25/79

&&

-;"9CC:


26/79

&U

&)/!.""!

!-"$#%!)'!$'(!)!$'())"'!,C$#%.%%"#$!-"$'(.+,&"!$

0&%"#$("$!-"$%"'F%$*&,!)"$!($"G!&!",C &,,"/"$*)&!#$

&%$)"G!)"#$!"#")$%"'!("$HI4J;

&= .>=$'9J16F"9"=D9IC"

""/"N9D?

"H!;=:C?;


27/79

&Y

U##[X"WG9E?Xp":,(&B!"#!C(80=+..!7')5.!(,;#6"'ZU"K"UC"$U$6"$'Y"WV

T:@?G";!":;C:H9

E9;:>I89

(I>D?E?"*!ID


28/79

&Z

;!"k"WNX"@:!89


29/79

&V

-;"Q54&I&'6"=!D"?J9E>8?6">D!>D:9


30/79

&'

33A367$:8:$657$B>3173$1$

>3L178569D?=9H?C""OF9


31/79

&d


32/79

&[

Zd$%[#"WD?\?H


33/79

&$

:;=!DE9H!;


34/79

U#

U= 6$7@3$1J


35/79

U&

/G":>!G?C"

H!;=:C?;


36/79

UU

-;"GIE6":;"3173$1$63V$7MK3$5?$

?>19:

.F?"()*"9>>9D?;

E'3)+B!!)&)+/!"#!93''+,)?6"VYY"K"YC"&ZY"h 0?>9D9;


37/79

UY

o;!


38/79

UZ

/G"G?89:;:?;F9G"9"CI

9TD??E?;

":="F?"O9G

"T!:;T

"

"9NG?;H?

"!="9;M

"988?T?C

"ND?9HF

"

!="33:$75$Y33K$7@3$

86?5>A17856$B56?8:36781L$16:O$13=$'9J16F1:862$

B59L:$657$@1N3$:3B38N3:$.1AA1=B5A

/HH!DC:;T"

"*!E>89:;D?=9H?C "OF9


39/79

UV

;!?H

:;=!DE9

">9D

"

G?HID:"


40/79

U'

/8

GH!>?"!="9"H!;=:C?;


41/79

Ud

5!D?!@?D6"

H!;=:C?;

!;"

H!;=:C?;


42/79

U[

P= !@3$'59>7$3X3B7$7@3$%"'F


43/79

U$

f8?"g""5?DD:9E%S?NG


44/79

Y#

59EE9"H!E"G!ITF

C:GE:GG98"G!8?8M"!;".F?"()*"H9;;!"IG:;T":


45/79

Y&

>D!@:C?G"G!E?"H!DD?H":;=!DE9


46/79

YU

:;G:C?D"!


47/79

YY

9;C"9D

E9>""UC"&&ZZ6"&&V#%V&"W"0""-88""U##YX"W>9DD?%?J:G


48/79

YZ

:= !@3$RN1>859863

":;=!DE9

?DE9;?;D""&6"&$$dX"9;C"G(,)*!-).&')38!

7'/),$>+')/6!7'8#!"#!4&%+,6"&[["K"YC"Y["WUC"*:D""&$$$X6"


49/79

YV

N?;?=:

:;CIH?E?;

K"YC"98!M??%?E>8!M?D

"D?89

"H9;

"=!DE

"N9G:G

"!=":;G:C?D

"

E9DR?


50/79

Y'

BD""9OFM"E:TF9D


51/79

Yd

'= .>=$'9J16FA17856$5?$16$"1>L83>$&2>33A367$"57$75$!>1:3$"5>$1$

%3K1>173$&2>33A367$"57$75$!>1:3

/=


52/79

Y[

+D3/)+B""".F?"C:G


53/79

Y$

E9:8G6"9


54/79

Z#

H!;G


55/79

Z&

*!E>89:;

!;"


56/79

ZU

(?H


57/79

ZY

.F?D?":G";!"C!IN


58/79

ZZ

;.&3'!)+D)!!="(?H>D!>D:9F9G:G"9CC?CX""

/G">D!>D:9

"]I!


59/79

ZV

H!;


60/79

Z'

ND?9HF"!="9"CI+;C?D":,&'B!P6"9B7856$5?$%3B7856$HI4J;$836B3$J3B19


61/79

Zd

ND?9HF?C"?


62/79

Z[

(?H

C?@:H?G"!D"H!;LM$B5693:O$:53


63/79

Z$

.F?",I8?`G":;


64/79

V#

S:?J>D?GG8M"H!;G:C?D?C"

!=">8:?G">""UC"U$6"'&";"$&"W*"0""*98""

U##'X6",+"+,/+B!('!()*+,!I,($'B/6

"VY#

"K"YC

"[V

"W$>""UC"9


65/79

V&

C?=?;C9;


66/79

VU

>D!H?CID98"C?=:H:?;H:?G

":;"DI8?E9R:;TXp

"-.&/0&!1,(25.!4$')+,/!-//5'6!7'8# "#!9--6

"

&dd"K"YC"Y#6"YY%YZ"W0"*""*:D""&$$&X"Wf4;H?"9;"9T?;HM"T:@?G":


67/79

VY

GING?H89:;G"3.?!&'B!;+,/('&.!

,+.&)3('/*3;/6"E9 M">D!@:C?"


68/79

VZ

.F?D?":G";!D!>!G:;T"

9;C"9C!>


69/79

VV

=:;C"D!H?CID98"C?=:H:?;H:?G":;"DI8?E9R:;TX"

'("',!%("

K!D"


70/79

%!&!!!()C$#""#!.



71/79

!1JL3$5?$'5673678783


73/79

(/U

%3B7856$HI4J;$5?$7@3$"QB@1623$&B7$5?$H\TUO

HW$!=%='=$] [_X4J;

k"d[\"""59;:>I89?DG!;6

"C:D?H


74/79

(/Y

)9L3$HIJZW

H[$'=*=)=$] PUI=HIJZW

k"UZ#"N%V")E>8!ME?;I89


75/79

(/Z

)9L3$HIJWZP

H[$'=*=)=$] PUI=HIJWZP

k"UZ#"NV%U"0ID:9


76/79

'")!*'&!"$(*$%")D'"

!"!"#!$%&' W#$%$$'X

-"F?D?NM"H?D8:?G"O:


77/79

'")!*'&!"$(*$'(.+,&"'"$

E!-$!C+"ZD(,!."$,.!&!("O$!C+"*&'"$

)"G!)".""!%O$&"#$!C+"$%!C,"$)"G!)".""!%

!"!"#!$%&' W#$%$$'X

-"F?D?NM"H?D


78/79

United States Court of AppealsFIFTH CIRCUIT

OFFICE OF THE CLERK

CHARLES R. FULBRUGE IIICLERK

TEL. 504-310-7700600 S. MAESTRI PLACE

NEW ORLEA NS, LA 70130

March 30, 2010

Mr. Stephen A. BestDewey & LeBoeuf, L.L.P.

1101 New York Avenue, N.W.Washington, DC 20005-4213

Mr. Ralph Carmine FerraraDewey & LeBoeuf, L.L.P.1101 New York Avenue, N.W.Washington, DC 20005-4213

Mr. Lyle RobertsDewey & LeBoeuf, L.L.P.1101 New York Avenue, N.W.Washington, DC 20005-4213

No. 09-10996, SEC v. Mark CubanUSDC No. 3:08-CV-2050

The following pertains to your brief electronically filed onMarch 26, 2010.

We filed your brief. However, it must be corrected within 14days. You may:

1.Send someone to this office to correct the briefs;2.Send someone to pick up the briefs, correct and return them;3.Send a self-addressed stamped envelope and we will return your

briefs, (we will tell you the postage cost on request). You mustthen mail the corrected briefs to this office;4.Send corrected briefs and we will recycle those on file.

Opposing counsel's briefing time continues to run.

You need to correct or add:

Signature (FED. R. APP. P. 32(d)) (/s/ without a name is notacceptable)

CHARLES R. FULBRUGE III, Clerk

By:_________________________Renee S. McDonough, Deputy Clerk504-310-7673

cc:Mr. Paul Edward Coggins Jr.Mr. Kevin P. O'RourkeMr. Michael Laurence PostMr. Randall W. Quinn



79/79


Brief of Mark Cuban Defendant Appellee

Documents

Transcript of Brief of Mark Cuban Defendant Appellee