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For peer review only Evaluating the feasibility and effectiveness of a critical care discharge information pack for patients and their families; a pilot cluster randomized controlled trial Journal: BMJ Open Manuscript ID: bmjopen-2014-006852 Article Type: Research Date Submitted by the Author: 09-Oct-2014 Complete List of Authors: Bench, Suzanne; King's College, London, Florence Nightingale Faculty of Nursing and Midwifery Day, Tina; King's College, London, Florence Nightingale Faculty of Nursing and Midwifery Heelas, Karina; Kings College Hospital, Critical Care Hopkins, Philip; Kings College Hospital, Critical Care White, Catherine; ICU steps Charity, Griffiths, Peter; University of Southampton, Faculty of Health Sciences <b>Primary Subject Heading</b>: Intensive care Secondary Subject Heading: Patient-centred medicine, Rehabilitation medicine, Nursing Keywords: Adult intensive & critical care < ANAESTHETICS, Rehabilitation medicine < INTERNAL MEDICINE, Clinical trials < THERAPEUTICS For peer review only - http://bmjopen.bmj.com/site/about/guidelines.xhtml BMJ Open on September 5, 2020 by guest. Protected by copyright. http://bmjopen.bmj.com/ BMJ Open: first published as 10.1136/bmjopen-2014-006852 on 27 November 2015. Downloaded from

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For peer review only

Evaluating the feasibility and effectiveness of a critical care discharge information pack for patients and their families; a

pilot cluster randomized controlled trial

Journal: BMJ Open

Manuscript ID: bmjopen-2014-006852

Article Type: Research

Date Submitted by the Author: 09-Oct-2014

Complete List of Authors: Bench, Suzanne; King's College, London, Florence Nightingale Faculty of Nursing and Midwifery Day, Tina; King's College, London, Florence Nightingale Faculty of Nursing

and Midwifery Heelas, Karina; Kings College Hospital, Critical Care Hopkins, Philip; Kings College Hospital, Critical Care White, Catherine; ICU steps Charity, Griffiths, Peter; University of Southampton, Faculty of Health Sciences

<b>Primary Subject Heading</b>:

Intensive care

Secondary Subject Heading: Patient-centred medicine, Rehabilitation medicine, Nursing

Keywords: Adult intensive & critical care < ANAESTHETICS, Rehabilitation medicine < INTERNAL MEDICINE, Clinical trials < THERAPEUTICS

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Title Page

Evaluating the feasibility and effectiveness of a critical care discharge information pack for

patients and their families; a pilot cluster randomized controlled trial

Corresponding Author

1. Dr Suzanne Bench

PhD, MSc, PGDipHE, BSc (Hons), RGN, ENB 100 (Intensive Care Nursing)

Lecturer in nursing

Florence Nightingale Faculty of Nursing and Midwifery, King’s College, London

57 Waterloo Road, London

SE1 8WA, U.K.

Email: [email protected]

Tel: 0044 207 848 3550

Co-authors

1. Dr. Tina Day

PhD, MSc, BSc, RN, Cert Ed. RNT, ENB100 (Intensive Care Nursing)

Lecturer in nursing

Florence Nightingale School of Nursing and Midwifery, King’s College, London

U.K.

2. Karina Heelas

BSc, RN.

Critical Care Unit

King’s College Hospital NHS Foundation Trust,

London, U.K.

3. Dr. Philip Hopkins

PhD, MB, BS (Hons), MRCP, FRCA, DICM

Consultant

Critical Care Unit

King’s College Hospital NHS Foundation Trust

London, U.K.

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4. Catherine White

Information Manager, ICUsteps charity

Milton Keynes, U.K.

5. Professor Peter Griffiths

PhD, BA (Hons), RN

Professor of Health Services Research

Faculty of Health Sciences, University of Southampton, U.K.

Key words

Randomized Controlled Trial

Critical illness

Patient discharge

Patient education handout

Rehabilitation

Word count

3965

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ABSTRACT

Objectives

To evaluate the feasibility and effectiveness of an information pack, based on self-regulation

theory, designed to support patients and their families immediately before, during and after

discharge from a critical care unit.

Design and setting

Prospective assessor-blinded pilot cluster randomized controlled trial in two critical care units

in England.

Participants

Patients (+/- a family member) who had spent at least 72 hours in a critical care unit, declared

medically fit for discharge to a general ward.

Randomization

Cluster randomization (by day of discharge decision) was used to allocate participants to one

of three study groups.

Intervention

A user centred critical care discharge information pack (UCCDIP) containing two booklets; one

for the patient (included a personalized discharge summary) and one for the family, given prior

to discharge to the ward.

Primary outcome

Psychological well-being measured using hospital anxiety and depression scores (HADS),

assessed at 5+/-1 days post unit discharge and 28 days/hospital discharge. Statistical

significance (p ≥ 0.05) was determined using Chi Square (χ2) and Kruskal Wallis (H).

Results

One hundred and fifty eight patients were allocated to: intervention (UCCDIP) (n=59), control

1: ad-hoc verbal information (n=59), control 2: booklet published by ICUsteps (n=48). There

were no statistically significant differences in the primary outcome. However, those who

received written information worried less about discharge than those who received verbal

information alone (χ2=11.16, p=0.03). The a priori enrollment goal was not reached and

attrition was high. Using HADS as a primary outcome measure, an estimated sample size of 286

is required to power a definitive trial.

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Conclusions

Findings from this pilot RCT provide important preliminary data regarding the circumstances

under which an intervention based on the principles of UCCDIP could be effective, and the

sample size required to demonstrate this.

Trial registration

Current Controlled Trials ISRCTN47262088.

Strengths and limitations of this study

• This is one of few randomized controlled trials that have evaluated critical care

discharge information resources and the first to evaluate the use of personalized

patient discharge summaries.

• Results suggest that information based on self-regulation theory is feasible to deliver,

may improve patients’ understanding of their critical illness and may help optimize

critical illness rehabilitation.

• The a priori enrollment goal was not reached and attrition was high.

• The study had insufficient statistical power to determine any outcome benefit.

Funding statement

This report presents independent research commissioned by the NIHR under its Research for

Patient Benefit (RfPB) Programme (Grant Reference Number PB-PG-0110-21026). The views

expressed are those of the authors and not necessarily those of the NHS, the NIHR or the

Department of Health.

Competing interests

The authors declare that they have no competing interests

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INTRODUCTION AND BACKGROUND

Providing information is an important element of effective critical illness rehabilitation care

[1,2), yet at the time of discharge from a Critical Care Unit (CCU) to a general care environment

(ward), some patients and relatives report not receiving any information [3,4] or receiving ad-

hoc verbal information, sometimes accompanied by a leaflet or booklet [5].

Patient-focused health care provision, which promotes shared decision-making, is widely

advocated [6-9]. Guidelines from the Department of Health in England (p16) recommend that

acutely ill patients should be “encouraged to actively participate in decisions related to their

recovery…” [10]; this, however, requires the provision of appropriate information. To be

effective, CCU discharge information needs to take account of the cognitive problems and

fatigue apparent in many patients recovering from critical illness [11]. Any written information

must also acknowledge the heightened anxiety experienced by both patients and relatives at

this time [11] and reflect the differing information needs of both groups at various time-points

[4,5]. None of the interventions described in the few studies, which have evaluated written

CCU discharge information resources, include all of these elements [12-15].

There is currently little evidence to support best practice with regards to CCU discharge

information delivery [5]. Data from the few studies, which have evaluated written resources,

suggest that it can improve family members’ knowledge and satisfaction [13,14] and reduce

their anxiety [15] during and after CCU discharge. The results of a multi-centre U.K.

Randomized Controlled Trial (RCT) also suggest that written information may help lower

patients’ levels of depression and symptoms of Post-Traumatic Stress Disorder (PTSD), when

provided as part of a broader rehabilitation strategy [12]. These limited data justify further

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investigation of the key elements of CCU discharge information that lead to positive health

outcomes.

OBJECTIVES

This paper reports a RCT designed to (1) provide an initial evaluation of a User Centred Critical

Care Discharge Information Pack (UCCDIP) (2) inform decisions regarding its further

development and evaluation and (3) estimate the sample size required to power a definitive

trial.

METHODS

Design

The Medical Research Council (MRC) of the United Kingdom point out that evaluations of draft

complex interventions are frequently undermined by numerous practical and methodological

problems, and recommend a period of feasibility testing and piloting prior to full scale

evaluation [16]. We therefore designed and conducted an external pilot pragmatic RCT (Figure

1) to provide initial data regarding the feasibility and effectiveness of UCCDIP. In accordance

with the definition of an external pilot [17], an assessment of the primary outcome was

included. To reduce the chance of between-group contamination, the design also incorporated

cluster randomization, where groups of participants (as opposed to individuals) were allocated

to study arms. A questionnaire survey of recruited patients, relatives and nurses was conducted

alongside the trial.

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Figure 1: Flow of patient participants

Assessed for eligibility

(n=1240)

Excluded (n=1082)

• Not meeting inclusion criteria (n=1019)

• Declined to participate (n=36)

• Other reasons (n=27)

Data analysed from either time point

(n=44)

Reasons for losses to follow-up

• Discharged prior to data collection

• Too unwell or unwilling to provide data

UCCDIP (n=51)

Reasons for losses to follow-up

• Discharged prior to data collection

• Too unwell or unwilling to provide data

ICUsteps (n=48)

Data analysed from either time

point (n=37)

Allocation

Analysis

Follow-Up

Randomized

(n=158)

Enrolment

Ad-hoc verbal info (n=59)

Reasons for losses to follow-up

• Discharged prior to data collection

• Too unwell or unwilling to provide data

Data analysed from either time point

(n=50)

Follow-Up

Analysis

Lost to any follow up (n=7)

Time point 1 losses to follow up (n=8)

Lost to any follow up (n=11)

Time point 1 losses to follow up (n=12)

Lost to any follow up (n=9)

Time point 1 losses to follow up (n=11)

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The trial was registered on The International Standard Randomized Controlled Trial Number

(ISRCTN) database (ISRCTN47262088) five months after recruitment of the first patient. This

delay was due to an administrative problem between trial registry and the funding body.

The full trial protocol is available via the corresponding author. Ethical approval was granted

by the central London research ethics committee (REC 3) (10/H0716/75) and in line with

best practice [18,19], a former patient and Trustee of the ICUsteps charity was included on

the project team. Recruitment took place between 8th August 2011 and 4th May 2012.

Setting and participants

The study took place in two CCUs (medical n=14 beds and surgical n=18 beds) within a single

teaching hospital in central London, England, providing care for a mixed medical, surgical

and trauma patient population, requiring level 2 (high dependency) or level 3 (intensive)

care [20]. Patients over 18 years were considered for inclusion into a cluster if they had

spent at least 72 hours in the CCU (Table 1). The intention was to recruit all eligible patients,

declared medically fit for discharge to a general ward Monday-Friday (08.00-20.00) and a

nominated relative. Inclusion criteria were decided based on best practice guidelines

surrounding CCU discharge [1], with an aim to avoid including overnight stay elective

surgical patients whose discharge had been delayed due to the unavailability of a ward bed.

Table 1: Inclusion/exclusion criteria for individual participants

Inclusion criteria • Adult patients and family members (>18 years)

• Elective or emergency admissions in the CCU ≥ 72 hours

• Patients identified for discharge to a general ward setting within the

hospital

• Elective discharges between 08.00-20.00hrs Monday to Friday

Exclusion criteria • Patients for whom active treatment had been withdrawn

• Inability to verbally communicate in or read English

• Involvement in a phase I focus group study [4]

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All participants were recruited whilst the patient was in CCU. Potential participants were

consented the day prior to a formal discharge decision wherever possible. For patients

unable to provide informed written consent at the point of CCU discharge, advice was

sought from a personal or nominated consultee [21]. Consent was then obtained from the

patient prior to data collection on the ward. Relatives of recruited patients were given study

information when they visited the CCU. The patient’s next of kin (or another identified

relative) was also telephoned and invited to participate. Written consent was obtained

during their next hospital visit.

Intervention

Drawing on Self-Regulation Theory (SRT) [22,23], our intervention (UCCDIP) was developed

using data from a previous focus group study [4]. UCCDIP consists of two booklets; one for

the patient and one for the relatives. The front page of the patient booklet contains space

for a patient discharge summary, written by CCU bedside nurses; trained to use a template

designed by the project team (CW, PH). The pack also contains information aimed at

preparing the patient/family for CCU discharge and life on the ward. It encourages active

participation by offering space for expression of individual questions and concerns. It also

includes diary pages for both the patient and family to record their thoughts and feelings

during the in-hospital recovery period, if they wish. In accordance with SRT, UCCDIP was

designed as an information resource, to help users develop revised illness perceptions,

more consistent with effective coping [23,24]. The intervention is further described in Bench

et al. [25].

Participants in a cluster allocated to the control group (usual care) received ‘ad hoc’ verbal

information from a variety of health care professionals. A second control group received

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alternative written information in the form of a booklet produced by the ICUsteps charity

[26] (Figure 1). The decision to have two control groups was taken based on advice from the

research design service.

Immediately after recruitment, trial participants in all clusters were given an identical

looking folder containing a covering letter, study information and where applicable, written

discharge information (either UCCDIP or the ICUsteps booklet). These folders accompanied

patients when they were discharged to the ward. For participants randomized to a cluster

receiving the intervention, the bedside critical care nurse orientated the patient to the

contents of the UCCDIP and the research nurse (KH) provided support, to ensure that the

patient discharge summary was completed according to agreed guidelines [25]. The bedside

nurse did not go through the written booklet given to participants in a cluster allocated to

receive the ICUsteps booklet and no other specified information or extra attention was

given. We assumed, however, that all participants received some verbal information by one

or more health care professionals before, during and after their CCU discharge.

Outcomes

The primary outcome was individual patients’ sense of psychological well-being (specifically

anxiety and depression), measured using the internationally validated Hospital Anxiety and

Depression Score (HADS) tool [27] with a threshold ≥8 used to identify possible clinical cases

of anxiety and/or depression [28]. Secondary outcomes included individual patients’

perceptions of coping, measured using the Brief Coping Orientations to Problems

Experienced (BCOPE) [29] and relatives’ sense of psychological well-being (anxiety,

depression and coping). To assess whether UCCDIP was able to improve patients’

perceptions of their ability for self-care, sense of enablement was also measured using the

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Patient Enablement Instrument (PEI) [30]. Participants’ discharge experiences and views

about the intervention were explored using a questionnaire survey and have been

previously published [31].

To assess the effects of the intervention on early in-hospital psychological well-being HADS,

BCOPE and PEI (for patients) data were collected on two occasions after CCU discharge: one

week (defined as 5+/-1 day) and at hospital discharge or 28 days, whichever was sooner.

Questionnaires were completed prior to hospital discharge. Data were collected by one

researcher (SB), with back-up provided (TD). To maximise the chance of retrieving a full

dataset, researchers facilitated completion of forms (by reading questions and writing

responses) for some of the less able patients.

Demographic information, length of CCU stay, CCU readmissions, past medical history,

Acute Physiology and Chronic Health Evaluation (APACHE) II scores [32], therapies received

and complications pertinent to the critical illness period were retrieved from local databases

and medical notes. The number of unit discharges during the trial period and other

feasibility data were also recorded. All completed discharge summaries were photocopied

and retained.

Sample

Based on data from a previous RCT by Gammon & Mulholland, which examined the effect of

information giving on the HADS of a sample of peri-operative patients [33], the sample size

calculation for the present trial was carried out using G*Power 3.1.2. To detect a moderate

effect size of 0.6 (mean difference of 3 units, SD 5) with a power of 80% and alpha set at

0.05, a minimum of 45 participants in each group were required. To account for attrition

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and the likely variation in CCU discharges in each cluster (discharge day), our accrual target

was 50 participants in each of three study arms.

Sample size was not based on an intra-cluster correlation (ICC) calculation, as insufficient

information was available to determine the real extent of any homogeneity between

clusters. As only those discharged on weekdays were recruited, it was anticipated that every

day would produce a fairly similar and randomly determined clinical case load (local data

2010/11) thus limiting the likelihood of homogeneity (for example, similar diagnoses) within

and heterogeneity (for example, care led by different medical teams) between clusters. The

intervention for each cluster was also pre-allocated on a random basis, thus minimising

(although not eradicating) the chance of clusters being homogenous.

There was no opportunity to influence cluster size and so, to maximise the chance of

recruiting the required number of participants, data collection was planned to continue for

at least 132 days, providing 44 potential clusters in each of the three study arms,

significantly greater than the minimum of five recommended by the MRC [34].

Randomization

As described by Hayes & Molton [35], this trial used cluster randomization for pragmatic

reasons, with an aim to reduce the risk of cross contamination between study arms. Using a

computer generated random sequence all patient participants (and their relative where

applicable) discharged from either CCU on a particular day (a cluster) were allocated to one

of three study groups (Figure 1). The allocation schedule was prepared by persons

independent of the trial and concealed (in sealed envelopes) from those delivering the

intervention, until after recruitment of the first patient on any day. Health care

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professionals only became aware of the intervention type when it was delivered to the

patient (although the allocation for that cluster was then revealed).

Blinding

It was not possible to achieve full blinding during this trial as intervention delivery required

input by health care staff and trial participants. Those collecting and analysing data were,

however, blinded by the use of codes, which were not broken until after data analysis.

Statistical methods

Data analysis was based on an ‘intention to treat’ strategy [36] and statistical significance

was set at p ≥ 0.05. Average values for sample characteristics, HADS, BCOPE and PEI scores

in each of the study groups were compared using Chi-square (χ2) for categorical data and

Kruskal wallis (H), for data of at least ordinal level. In addition, Friedman’s test (χ2r) was

used to explore associations between the different types of coping. No adjustments for

intra-cluster correlation (ICC) were made as significant heterogeneity within and

homogeneity between clusters was assumed [37,38].

RESULTS

Two hundred and twenty one (18%) of the 1240 screened patients met the inclusion criteria

and 158 of these were recruited in 100 clusters; each containing 1-5 patients (Table 2). Fifty

one (32%) patient participants were allocated to the intervention group (UCCDIP), 59 (37%)

to control group one (ad-hoc verbal information) and 48 (30%) to control group two

(ICUsteps booklet) (Figure 1). Eighty relatives were also recruited.

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Table 2: CCU patients discharged and recruited per weekday

Recruitment day Clusters n (%)

Patient participants

recruited n (%) Patients

discharged n (%)

Monday 30 (30%) 54 (34%) 161 (16%)

Tuesday 20 (20%) 30 (19%) 216 (22%)

Wednesday 11 (11%) 15 (9%) 189 (19%)

Thursday 16 (16%) 18 (11%) 226 (23%)

Friday 23 (23%) 41 (26%) 198 (20%)

Totals 100 (100%) 158 (100%) 990 (100%)

Sample demographics

The mean age of patients was 60 (SD 16.04) years (Table 3). Participants were

predominantly white British/Irish (n=115, 73%) and 82 (52%) were male. Median length of

ICU stay was 6 days (range 371). Severity of illness on admission (measured by the APACHE

II score) ranged from 4-34 (median 17) and on discharge to a ward between 0 and 21

(median 9). Ninety eight (62%) participants received at least one day of level 3 (ICU) care.

Table 3: Sample characteristics (patients)

Characteristic Value ICUSteps UCCDIP Verbal Total P value

Age (Years) Mean ± SD 59 ± 15.26 60 ± 15.19 61 ± 17.48 60 ± 16.04 > 0.05

Ethnicity

(White British)

n (%) 34 (71%) 40 (78%) 41 (69%) 115 (73%)

Gender (Male) n (%) 25 (52%) 26 (51%) 31 (53%) 82 (52%)

Medical/

Surgical CCU

Medical n (%) 28 (58%) 28 (55%) 26 (44%) 82 (52%)

Admission type

(Emergency)

n (%) 38 (79%) 40 (78%) 44 (75%) 122 (77%)

APACHE II

score

CCU admission

Median (range)

16.5 (24) 18.0 (30) 16.0 (29) 17.0 (30)

CCU discharge

Median (range)

8.0 (20) 10.0 (20) 9.0 (21) 9.0 (21)

Length of stay CCU days

Median (range)

6.0 (62) 8.0 (104) 6.0 (371) 6.0 (371)

Hospital days

Median (range)

17.0 (132) 22.0 (220) 22.0 (166) 21.0 (221)

Level 3 critical

illness

n (%) 29 (60%) 35 (69%) 34 (58%) 98 (62%)

Total no. of n (%) 48 (100%) 51 (100%) 59 (100%) 158 (100%)

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participants

For the majority of the sample (n=122, 77%), admission to the CCU was unplanned. Twenty

nine (18%) had experienced previous CCU admissions. A recorded history of depression with

or without anxiety was evident in 14 (9%) of the total patient sample and the presence of

delirium whilst in the CCU was recorded in 11 (7%) participants’ medical notes.

Relatives (n=80) were aged between 18-94 years (mean 55 years, SD 14.6), predominantly

white British/Irish (n=63, 79%) and female (n=52, 65%). Most were spouses or long-term

partners (n=37, 46%) of the recruited patient. A history of anxiety and/or depression was

reported by 20 (25%) of the sample.

There were no statistically significant differences between study groups at baseline (p≥ 0.05)

(Table 2). Nonetheless, there were some differences of note. Patient participants in the

UCCDIP sample were more frequently admitted from an in-hospital bed and received more

days of level 3 care. They also had higher APACHE II scores on both admission and discharge

and stayed in the CCU for longer than participants in either of the other two groups; even

when outliers with a CCU stay of >100 days were removed (n=2).

Participant follow-up

One hundred and one (64%) patient participants provided primary outcome data at time-

point one (5+/-1 day post CCU discharge). Fifty four (34%) were still in hospital and eligible

for data collection at time-point two (28 days or hospital discharge and at least 7 days after

their first data collection point). Of these, 38 (70%) provided some data. A total of 48 (60%)

patients’ relatives provided at least one set of outcome data.

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Twenty seven (17%) patients and 32 (40%) relatives were lost to any follow-up. By time-

point one (5+/1 day), 17 (11%) of the patient sample had already been discharged or

transferred from the hospital and in a further 15 (10%) cases the patient was either too

unwell or unwilling to provide data. In the case of patients’ relatives the most significant

follow-up problem was due to a failure to return data collection forms within the protocol

timeframe (n=29, 36%).

One week post discharge (time-point 1), median HADS for patients was 7 for anxiety (HAD-

A) and 6 for depression (HAD-D). There were no significant differences (p≥ 0.05) between

study groups (Table 4). There was, however, a wide range in individual HADS scores, with

almost half the total patient sample (44%) reaching or exceeding the trigger for disorder

(≥8). No significant differences between groups (p≥ 0.05) for emotion-focused, problem-

focused and dysfunctional coping categories or PEI scores were identified at either time-

point. Over time, the median PEI score for the total patient sample did, however, drop from

12 to 10, indicating that patients felt less enabled the longer they stayed in hospital.

Table 4: HADS (patient sample)

Outcome

Units

Study group Statistics

ICUsteps UCCDIP Verbal Total H p

value

HAD-A: 1† Median (range) 7.5 (19) 7.0 (17) 6.0 (19) 7.0 (19)

0.98

0.61 n 28 31 42 101

HAD-A: 2††

Median (range) 6.0 (13) 7.0 (18) 5.0 (16) 6.0 (18)

0.08

0.96 n 8 17 13 38

HAD-D: 1† Median (range) 6.5 (18) 6.0 (16) 7.0 (21) 6.0 (21)

0.43

0.80 n 28 30 40 98

HAD-D: 2†† Median (range) 4.5 (16) 6.0 (12) 7.0 (15) 6.5 (16)

0.73

0.70 n 8 17 13 38

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Total

HADS: 1†

Median (range) 16.0 (35) 12.5 (32) 14.0 (39) 14.0 (9)

0.44

0.80 n 28 30 40 98

Total

HADS: 2††

Median (range) 10.0 (23) 11.0 (27) 12.0 (23) 11.5 (27)

0.41

0.82 n 8 17 13 38

† 5+/-1 days post CCU discharge

†† 28 days post CCU discharge or hospital discharge

Patient participants in the ad-hoc verbal information control group reported significantly

more chance of worrying a lot (χ2=11.16 [df 2], p=0.03) than those in either other study

group. There were, however, no other significant differences in reported feelings or

experiences between study groups, although medical as opposed to surgical patients were

more likely to report that their written information (χ2=3.69, [df 2], p=0.06) had helped their

recovery on the ward.

Adverse effects

One patient asked to be withdrawn from the trial after data collection point one as she felt

that completion of the HADS had triggered deterioration in her mental health status. A note

was made in her medical file and she was referred to her primary medical team. There were

no other reports of any adverse effects.

DISCUSSION

Despite some limited data from previous research, which suggest that written resources

may lower levels of patients’ anxiety, depression and symptoms of PTSD [12], the health

benefits of providing written CCU discharge information remain inconclusive [5]. Our pilot

RCT did not find sufficient evidence to determine whether UCCDIP improves patients’ or

relatives’ health outcomes or experiences (anxiety, depression, coping, patient enablement)

compared to the ICUsteps booklet and/or the delivery of ad-hoc verbal information.

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However, those who receive written information may feel less worried about going to a

ward than those who receive ad-hoc verbal information alone.

Deciding the optimal time to provide CCU discharge information is an important issue for

future practice, particularly considering that recovery rates for physical and emotional

recovery may differ [39]. We gave our intervention to patients immediately prior to their

discharge from the CCU. However, many felt unable to engage with the information at this

point or during the early days on the ward, with some reporting being completely unaware

of having received any written material [31].

The intention of this trial was to determine the effect of adding UCCDIP into usual care

practices; thus after discharge to the ward, no specific instructions were given to ward

nurses or other health care staff about their role in facilitating its use. Follow-up personnel,

such as discharge co-ordinators and critical care outreach nurses can aid patients’ and

relatives’ interaction with written information [40]. Not providing this support may account

for some of the problems with engagement that we encountered, particularly for those with

English as a second language, poor literacy and/or cognitive impairment.

UCCDIP is a multi-component intervention, which includes a patient discharge summary.

The inclusion of this element was reported to be of particular value to the patients, relatives

and ward nurses who took part in the study [31]. In the protocols for the Scottish RECOVER

and RELINQUISH trials [41,42], discharge summaries, similar to those used in the present

trial, but written by doctors are also included as part of the intervention. In addition, ‘lay

summaries’ are now being written by physiotherapists in some parts of the UK [personal

communication from Williams N, Edinburgh Critical Care Research Group 6th annual

meeting; 26 June 2013]. Interest in this element has also resulted in discharge summary

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training packs designed by the project team being downloaded from the ICUsteps website

[31]. We therefore recommend the inclusion of reflective opportunities as part of all

individualized rehabilitation programmes.

Our results suggest that medical as opposed to surgical patients may value interventions

such as UCCDIP more; perhaps because this group have an increased tendency for

psychological problems such as PTSD [43]. Elective surgical patients may also be better

prepared for a CCU admission and their stay is generally expected to be shorter. Defining

sub-populations of critical care (for example medical vs surgical, ventilated vs non-

ventilated) that may benefit most from such an intervention is an important future

consideration, particularly where resources are limited.

Future research

Evaluating any complex intervention is practically and methodologically difficult [16].

UCCDIP contains a number of different components, making it difficult to isolate those

aspects likely to be most effective. Although the patient discharge summary was considered

valuable [31], future research is required to examine its effectiveness as a stand-alone

intervention.

Ad-hoc information delivery can be inconsistent and its quality can differ between health

care professionals. As in other studies [13-15], it was unclear who was delivering the ‘ad-

hoc’ verbal information during our trial, what was being said or whether it was actually

provided at all. Although challenging, attention to qualifying and quantifying these data is a

recommendation for further research.

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The high prevalence of anxiety and depression experienced by patients and their families in

our study suggests that a higher threshold (≥11) on the HADS tool, as used by other

researchers [12,44,45] is required to differentiate the effects of interventions such as

UCCDIP on participants. The relationship between emotional status, cognitive appraisal and

coping behaviours is complex and individualized. Outcome assessment measures, more

closely aligned with the theoretical basis of the intervention (in this case self-regulation

theory) may, therefore, be better suited to evaluate information interventions in recovering

critically ill patients. Further development of a validated tool to provide more rigorous data

to support the positive views of UCCDIP reported in the questionnaire survey [31] is also

required.

Effects on perceived anxiety, depression, coping and enablement might not be visible to

patients during the early stages of recovery [46]. A longer follow-up period would enable

both the early and on-going impact of different methods of CCU discharge information to be

better explored. The common problem of delayed discharge from CCU [47] should also be

considered. Delays can have both positive (physically stronger) and negative effects

(increased dependency) on psychological well-being at the point of CCU discharge, and thus

may have important implications for evaluating information provision.

It is widely acknowledged that in complex intervention studies such as this, the risk of follow

up bias is high [16]. Reasons for low follow-up in this study were multi-factorial, but key

reasons included patients being discharged from hospital earlier than anticipated and

relatives failing to return data collection forms. These factors need to be considered in the

design of future trials.

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Based on our findings, using HADS as a primary outcome measure, we estimate a sample

size of 286 would be required for a definitive trial. The different numbers of participants

recruited on each weekday (Table 1) should also be accounted for. The recruitment rates we

observed suggest that this would require a multi-centre study to achieve. Given our

attrition, it is difficult to judge if such a study would represent value for money although

possible benefits for patients include an improved understanding of their critical illness

experience, use of more positive coping strategies and improved psychological well-being

during the rehabilitation period. Considering the feasibility challenges we experienced and

have previously described [48], future research could focus on assessing the perceived

usefulness of information and the extent to which specific information deemed important is

successfully transmitted and retained.

Limitations

This was a single centre pilot trial, with a short follow-up period and a high rate of attrition

(particularly in the relative sample). In addition, only recruiting patients discharged during

weekdays and daytime hours may have led to a selection bias, as poorer outcomes are

associated with night-time and weekend discharges [1]. There were also large pre-test

differences between study groups which might have attenuated any potential benefits.

Results must therefore be viewed with caution and may not be generalizable to the wider

critical care population. The study has, however, provided important data, which will inform

future trials, enabling processes to be streamlined and a sample size based on a more

accurate power calculation to be used [49,50].

CONCLUSION

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This single centre pragmatic pilot RCT used cluster randomization to undertake an initial

evaluation of UCCDIP, a discharge information pack designed by the project team. We were

unable to prove the effectiveness of UCCDIP, supporting the view that information giving to

those recovering from critical illness is a complex intervention. This research has, however,

provided important preliminary data regarding how, when and for whom an intervention

based on the principles of UCCDIP could be most effective and what it would look like.

To increase the likelihood of similar interventions improving health outcomes, key

considerations for future work are: (1) medical as opposed to surgical critical care patients

may be more likely to benefit from such interventions (2) after discharge to the ward,

patients need further input and support to help them engage fully with written information

resources (3) data collection time points should reflect the potential effects on both early

and later recovery (4) outcome measures more sensitive to the effects of UCCDIP, for

example illness perception, should be used for future evaluations.

Research reporting guidelines

This trial has been reported in accordance with the CONSORT extension for cluster trials

guidelines: Campbell MK, Piaggio G, Elbourne DR, et al; CONSORT Group. Consort 2010

statement: extension to cluster randomised trials. BMJ 2012;345:e5661. PMID: 22951546.

Competing interests

The authors declare that they have no competing interests

Funding statement

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This report presents independent research commissioned by the NIHR under its Research

for Patient Benefit (RfPB) Programme (Grant Reference Number PB-PG-0110-21026). The

views expressed are those of the authors and not necessarily those of the NHS, the NIHR or

the Department of Health.

Acknowledgments

We would like to acknowledge Professor Alison Metcalfe, Associate Dean (Research) at the

Florence Nightingale Faculty of Nursing and Midwifery, King’s College, London, who acted as

principal academic PhD supervisor for SB during the period of the project. We would also

like to acknowledge the contribution of the rest of the project team: Peter Milligan

(Statistician, King’s College, London) and Professor Lucy Yardley (Heath psychologist,

University of Southampton).

Authors' contributions

SB conceived, designed and co-ordinated the study as part of a PhD, collected and analysed

the data and drafted the manuscript. PG was principal investigator, supervised SB and

provided critical comment on the drafted manuscript. TD participated in the design and co-

ordination of the study, was second supervisor to SB, assisted with data collection and

provided critical comment on the drafted manuscript. KH recruited and consented trial

participants, collated baseline data, assisted with intervention delivery and provided critical

comment on the drafted manuscript. PH participated in the design and local co-ordination

of the study, co-drafted guidelines for the patient discharge summary and provided critical

comment on the drafted manuscript. CW was the service user representative for the

project, participated in the design of the study, co-drafted guidelines for the patient

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discharge summary and assisted with their analysis, and provided critical comment on the

drafted manuscript. All authors read and approved the final manuscript.

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19. Morrow E, Boaz A, Brearley S et al. Handbook of service user involvement in nursing

and healthcare research. Chichester: Wiley-Blackwell 2012.

20. Department of Health (DH): Comprehensive critical care; a review of adult critical care

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[http://www.legislation.gov.uk/ukpga/2005/9/contents]. Accessed October 2014.

22. Leventhal H, Meyer D, Nerenz D. The common sense representation of illness danger.

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23. Johnson J, Lauver D. Alternative explanations of coping with stressful experiences

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24. Hagger M, Orbell S. A meta-analytic review of the common sense model of illness

representations. Psychol. Health 2003;18:141-184.

25. Bench S, Day T, Griffiths P. Developing user centred critical care discharge information

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complex interventions framework. Intensive Care Nurs 2012;28:123-131.

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[http://www.icusteps.org]. Accessed October 2014.

27. Zigmond A, Snaith R. The hospital anxiety and depression scale. Acta Psychiatr Scand

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scale; an updated literature review. J Psychosom Res 2002;52:62-77.

29. Carver C. You want to measure coping but your protocol’s too long: consider the Brief

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primary care consultations. BMC Fam Pract 1998;15:165-171.

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discharge summary: a questionnaire survey and retrospective analysis exploring

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32. Knaus W, Draper E, Wagner D, et al. APACHE II: a severity of disease classification

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33. Gammon J, Mulholland C. Effect of preparatory information prior to elective total hip

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ethical considerations. 2002.

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Accessed October 2014.

35. Hayes R, Moulton L. Cluster randomised trials, Interdisciplinary statistics series.

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36. White I, Carpenter J, Horton N. Including all individuals is not enough: lessons for

intention-to-treat analysis. PLoS Clin Trials 2012;9:396-407.

37. Kramer M, Martin R, Sterne J, et al. The double jeopardy of clustered measurement

and cluster randomisation. BMJ 2009;339:503-5.

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Evaluation of health interventions at area and organisation level. BMJ 1999;319:376-9.

39. Desai S, Law T, Needham D. Long-term complications of critical care. Crit Care Med

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40. Chaboyer W, Thalib L, Alcorn K, et al. The effect of an ICU liaison nurse on patients and

family's anxiety prior to transfer to the ward: an intervention study. Intensive Care

Nurs 2007;23:362-9.

41. Ramsay P, Huby G, Rattray J, et al. A longitudinal qualitative exploration of healthcare

and informal support needs among survivors of critical illness: the RELINQUISH

protocol. BMJ Open 2012;2:e001507. doi:10.1136/bmjopen-2012-001507.

42. Walsh T, Salisbury L, Ramsay P, et al. A randomised controlled trial evaluating a

rehabilitation complex intervention for patients following intensive care discharge: the

RECOVER study. BMJ Open 2012;2:e001475 doi:10.1136/bmjopen-2012-001475.

43. Jackson J, Hart R, Gordon S, et al. Post-traumatic stress disorder and post-traumatic

stress symptoms following critical illness in medical intensive care unit patients:

assessing the magnitude of the problem. Crit Care 2007;11:R27. doi:10.1186/cc5707.

44. Knowles R, Tarrier N. Evaluation of the effect of prospective patient diaries on

emotional well-being in intensive care unit survivors: a randomized controlled trial.

Crit Care Med 2009;37:184-191.

45. Garrouste-Orgeas M, Coquet I, Périer A et al. Impact of an intensive care unit diary on

psychological distress in patients and relatives. Crit Care Med 2012;40:2033-40.

46. Eddleston J, White P, Guthrie E. Survival, morbidity, and quality of life after discharge

from intensive care. Crit Care Med 2000;28:2293-9.

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47. Mellinghoff J, Rhodes A, Grands M. Factors and Consequences associated with a delay

in the discharge process of patients from an adult critical care unit. Crit Care

2011;15:463.

48. Day T, Bench S. Griffiths P. The role of pilot testing for a randomised control trial of a

complex intervention in critical care. Journal of Research in Nursing. Published Online

First: 5 September 2014. doi: 10.1177/1744987114547607.

49. Arnold D, Burns K, Adhikari N et al. The design and interpretation of pilot trials in

clinical research in critical care. Crit Care Med 2009;37:S69-74.

50. Arain M, Campbell M, Cooper C, et al. What is a pilot or feasibility study? A review of

current practice and editorial policy. BMC Med Res Methodol 2010;10:1-7.

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Table 1: CONSORT 2010 checklist of information to include when reporting a cluster

randomised trial

Section/Topic Item

No

Standard Checklist item Extension for cluster

designs

Page

No *

Title and abstract

1a Identification as a

randomised trial in the title

Identification as a cluster

randomised trial in the title

1

1b Structured summary of trial

design, methods, results, and

conclusions (for specific

guidance see CONSORT for

abstracts)1,2

See table 2 3

Introduction

Background and

objectives

2a Scientific background and

explanation of rationale

Rationale for using a cluster

design

5,6

2b Specific objectives or

hypotheses

Whether objectives pertain to the

the cluster level, the individual

participant level or both

6

Methods

Trial design 3a Description of trial design

(such as parallel, factorial)

including allocation ratio

Definition of cluster and

description of how the design

features apply to the clusters

6

3b Important changes to

methods after trial

commencement (such as

eligibility criteria), with

reasons

N/A

Participants 4a Eligibility criteria for

participants

Eligibility criteria for clusters 8

4b Settings and locations where

the data were collected

8

Interventions 5 The interventions for each

group with sufficient details

to allow replication,

including how and when they

were actually administered

Whether interventions pertain to

the cluster level, the individual

participant level or both

9-10

Outcomes 6a Completely defined pre-

specified primary and

secondary outcome

measures, including how and

Whether outcome measures

pertain to the cluster level, the

individual participant level or both

10-11

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when they were assessed

6b Any changes to trial

outcomes after the trial

commenced, with reasons

N/A

Sample size 7a How sample size was

determined

Method of calculation, number of

clusters(s) (and whether equal or

unequal cluster sizes are

assumed), cluster size, a

coefficient of intracluster

correlation (ICC or k), and an

indication of its uncertainty

11-12

7b When applicable,

explanation of any interim

analyses and stopping

guidelines

N/A

Randomisation:

Sequence

generation

8a Method used to generate the

random allocation sequence

12

8b Type of randomisation;

details of any restriction

(such as blocking and block

size)

Details of stratification or

matching if used

12

Allocation

concealment

mechanism

9 Mechanism used to

implement the random

allocation sequence (such as

sequentially numbered

containers), describing any

steps taken to conceal the

sequence until interventions

were assigned

Specification that allocation was

based on clusters rather than

individuals and whether allocation

concealment (if any) was at the

cluster level, the individual

participant level or both

12-13

Implementation

10 Who generated the random

allocation sequence, who

enrolled participants, and

who assigned participants to

interventions

Replace by 10a, 10b and 10c

10a Who generated the random

allocation sequence, who enrolled

clusters, and who assigned

clusters to interventions

12

10b Mechanism by which individual

participants were included in

clusters for the purposes of the

trial (such as complete

12

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enumeration, random sampling)

10c From whom consent was sought

(representatives of the cluster, or

individual cluster members, or

both), and whether consent was

sought before or after

randomisation

9

Blinding 11a If done, who was blinded

after assignment to

interventions (for example,

participants, care providers,

those assessing outcomes)

and how

13

11b If relevant, description of the

similarity of interventions

Statistical methods 12a Statistical methods used to

compare groups for primary

and secondary outcomes

How clustering was taken into

account

13

12b Methods for additional

analyses, such as subgroup

analyses and adjusted

analyses

N/A

Results

Participant flow (a

diagram is strongly

recommended)

13a For each group, the numbers

of participants who were

randomly assigned, received

intended treatment, and

were analysed for the

primary outcome

For each group, the numbers of

clusters that were randomly

assigned, received intended

treatment, and were analysed for

the primary outcome

7, 13-15

13b For each group, losses and

exclusions after

randomisation, together with

reasons

For each group, losses and

exclusions for both clusters and

individual cluster members

7

Recruitment 14a Dates defining the periods of

recruitment and follow-up

8, 15

14b Why the trial ended or was

stopped

N/A

Baseline data 15 A table showing baseline

demographic and clinical

Baseline characteristics for the

individual and cluster levels as

14

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characteristics for each

group

applicable for each group

Numbers analysed 16 For each group, number of

participants (denominator)

included in each analysis and

whether the analysis was by

original assigned groups

For each group, number of

clusters included in each analysis

7, 13, 15

Outcomes and

estimation

17a For each primary and

secondary outcome, results

for each group, and the

estimated effect size and its

precision (such as 95%

confidence interval)

Results at the individual or cluster

level as applicable and a

coefficient of intracluster

correlation (ICC or k) for each

primary outcome

16-17

17b For binary outcomes,

presentation of both

absolute and relative effect

sizes is recommended

N/A

Ancillary analyses 18 Results of any other analyses

performed, including

subgroup analyses and

adjusted analyses,

distinguishing pre-specified

from exploratory

N/A

Harms 19 All important harms or

unintended effects in each

group (for specific guidance

see CONSORT for harms3)

17

Discussion

Limitations 20 Trial limitations, addressing

sources of potential bias,

imprecision, and, if relevant,

multiplicity of analyses

21

Generalisability 21 Generalisability (external

validity, applicability) of the

trial findings

Generalisability to clusters and/or

individual participants (as

relevant)

21

Interpretation 22 Interpretation consistent

with results, balancing

benefits and harms, and

considering other relevant

evidence

17-19, 21-22

Other information

Registration 23 Registration number and 4

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name of trial registry

Protocol 24 Where the full trial protocol

can be accessed, if available

8

Funding 25 Sources of funding and other

support (such as supply of

drugs), role of funders

4

* Note: page numbers optional depending on journal requirements

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Table 2: Extension of CONSORT for abstracts1,2 to reports of cluster randomised

trials

Item Standard Checklist item Extension for cluster trials

Title Identification of study as randomised Identification of study as cluster

randomised

Trial design Description of the trial design (e.g. parallel,

cluster, non-inferiority)

Methods

Participants Eligibility criteria for participants and the

settings where the data were collected

Eligibility criteria for clusters

Interventions Interventions intended for each group

Objective Specific objective or hypothesis Whether objective or hypothesis pertains

to the cluster level, the individual

participant level or both

Outcome Clearly defined primary outcome for this

report

Whether the primary outcome pertains to

the cluster level, the individual participant

level or both

Randomization How participants were allocated to

interventions

How clusters were allocated to

interventions

Blinding (masking) Whether or not participants, care givers,

and those assessing the outcomes were

blinded to group assignment

Results

Numbers randomized Number of participants randomized to

each group

Number of clusters randomized to each

group

Recruitment Trial status1

Numbers analysed Number of participants analysed in each

group

Number of clusters analysed in each

group

Outcome For the primary outcome, a result for each

group and the estimated effect size and its

precision

Results at the cluster or individual

participant level as applicable for each

primary outcome

Harms Important adverse events or side effects

Conclusions General interpretation of the results

Trial registration Registration number and name of trial

register

Funding Source of funding

1 Relevant to Conference Abstracts

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REFERENCES

1 Hopewell S, Clarke M, Moher D, Wager E, Middleton P, Altman DG, et al. CONSORT

for reporting randomised trials in journal and conference abstracts. Lancet 2008, 371:281-283

2 Hopewell S, Clarke M, Moher D, Wager E, Middleton P, Altman DG at al (2008) CONSORT for reporting randomized controlled trials in journal and conference abstracts: explanation and elaboration. PLoS Med 5(1): e20

3 Ioannidis JP, Evans SJ, Gotzsche PC, O'Neill RT, Altman DG, Schulz K, Moher D. Better reporting of harms in randomized trials: an extension of the CONSORT statement. Ann Intern Med 2004; 141(10):781-788.

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Evaluating the feasibility and effectiveness of a critical care discharge information pack for patients and their families; a

pilot cluster randomized controlled trial

Journal: BMJ Open

Manuscript ID: bmjopen-2014-006852.R1

Article Type: Research

Date Submitted by the Author: 21-May-2015

Complete List of Authors: Bench, Suzanne; King's College, London, Florence Nightingale Faculty of Nursing and Midwifery Day, Tina; King's College, London, Florence Nightingale Faculty of Nursing

and Midwifery Heelas, Karina; Kings College Hospital, Critical Care Hopkins, Philip; Kings College Hospital, Critical Care White, Catherine; ICU steps Charity, Griffiths, Peter; University of Southampton, Faculty of Health Sciences

<b>Primary Subject Heading</b>:

Intensive care

Secondary Subject Heading: Patient-centred medicine, Rehabilitation medicine, Nursing

Keywords: Adult intensive & critical care < ANAESTHETICS, Rehabilitation medicine < INTERNAL MEDICINE, Clinical trials < THERAPEUTICS

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1

Title Page

Evaluating the feasibility and effectiveness of a critical care discharge information pack for

patients and their families; a pilot cluster randomized controlled trial

Corresponding Author

1. Dr Suzanne Bench

PhD, MSc, PGDipHE, BSc (Hons), RGN, ENB 100 (Intensive Care Nursing)

Lecturer in nursing

Florence Nightingale Faculty of Nursing and Midwifery, King’s College, London

57 Waterloo Road, London

SE1 8WA, U.K.

Email: [email protected]

Tel: 0044 207 848 3550

Co-authors

1. Dr. Tina Day

PhD, MSc, BSc, RN, Cert Ed. RNT, ENB100 (Intensive Care Nursing)

Lecturer in nursing

Florence Nightingale School of Nursing and Midwifery, King’s College, London

U.K.

2. Karina Heelas

BSc, RN.

Critical Care Unit

King’s College Hospital NHS Foundation Trust,

London, U.K.

3. Dr. Philip Hopkins

PhD, MB, BS (Hons), MRCP, FRCA, DICM

Consultant

Critical Care Unit

King’s College Hospital NHS Foundation Trust

London, U.K.

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2

4. Catherine White

Information Manager, ICUsteps charity

Milton Keynes, U.K.

5. Professor Peter Griffiths

PhD, BA (Hons), RN

Professor of Health Services Research

Faculty of Health Sciences, University of Southampton, U.K.

Key words

Randomized Controlled Trial

Critical illness

Patient discharge

Patient education handout

Rehabilitation

Word count

5380

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ABSTRACT

Objectives

To evaluate the feasibility and effectiveness of an information pack, based on self-

regulation theory, designed to support patients and their families immediately before,

during and after discharge from an intensive care unit.

Design and setting

Prospective assessor-blinded pilot cluster randomized controlled trial in two intensive care

units in England.

Participants

Patients (+/- a family member) who had spent at least 72 hours in an intensive care unit,

declared medically fit for discharge to a general ward.

Randomization

Cluster randomization (by day of discharge decision) was used to allocate participants to

one of three study groups.

Intervention

A user centred critical care discharge information pack (UCCDIP) containing two booklets;

one for the patient (included a personalized discharge summary) and one for the family,

given prior to discharge to the ward.

Primary outcome

Psychological well-being measured using hospital anxiety and depression scores (HADS),

assessed at 5+/-1 days post unit discharge and 28 days/hospital discharge. Statistical

significance (p ≥ 0.05) was determined using Chi Square (χ2) and Kruskal Wallis (H).

Results

One hundred and fifty eight patients were allocated to: intervention (UCCDIP) (n=51),

control 1: ad-hoc verbal information (n=59), control 2: booklet published by ICUsteps

(n=48). There were no statistically significant differences in the primary outcome. However,

those who received written information worried less about discharge than those who

received verbal information alone (χ2=11.16, p=0.03). The a priori enrolment goal was not

reached and attrition was high. Using HADS as a primary outcome measure, an estimated

sample size of 286 is required to power a definitive trial.

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Conclusions

Findings from this pilot RCT provide important preliminary data regarding the circumstances

under which an intervention based on the principles of UCCDIP could be effective, and the

sample size required to demonstrate this.

Trial registration

Current Controlled Trials ISRCTN47262088.

Strengths and limitations of this study

• This is one of few randomized controlled trials that have evaluated critical care

discharge information resources and the first to evaluate the use of personalized

patient discharge summaries.

• Results suggest that information based on self-regulation theory is feasible to

deliver, may improve patients’ understanding of their critical illness and may help

optimize critical illness rehabilitation.

• The a priori enrolment goal was not reached and attrition was high.

• The study had insufficient statistical power to determine any outcome benefit.

Funding statement

This report presents independent research commissioned by the NIHR under its Research

for Patient Benefit (RfPB) Programme (Grant Reference Number PB-PG-0110-21026). The

views expressed are those of the authors and not necessarily those of the NHS, the NIHR or

the Department of Health.

Competing interests

The authors declare that they have no competing interests

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INTRODUCTION AND BACKGROUND

Providing information is an important element of effective critical illness rehabilitation care

[1,2), yet at the time of discharge from an Intensive Care Unit (ICU) to a general care

environment (ward), some patients and relatives report not receiving any information [3,4]

or receiving ad-hoc verbal information, sometimes accompanied by a leaflet or booklet [5].

Patient-focused health care provision, which promotes shared decision-making, is widely

advocated [6-9]. Guidelines from the Department of Health in England (p16) recommend

that acutely ill patients should be “encouraged to actively participate in decisions related to

their recovery…” [10]; this, however, requires the provision of appropriate information. To

be effective, ICU discharge information needs to take account of the cognitive problems and

fatigue apparent in many patients recovering from critical illness [11]. Any written

information must also acknowledge the heightened anxiety experienced by both patients

and relatives at this time [11] and reflect the differing information needs of both groups at

various time-points [4,5]. None of the interventions described in the few studies, which

have evaluated written CCU discharge information resources, include all of these elements

[12-15].

There is currently little evidence to support best practice with regards to ICU discharge

information delivery [5]. Data from the few studies, which have evaluated written

resources, suggest that it can improve family members’ knowledge and satisfaction [13, 14]

and reduce their anxiety [15] during and after ICU discharge. The results of a multi-centre

U.K. Randomized Controlled Trial (RCT) also suggest that written information may help

lower patients’ levels of depression and symptoms of Post-Traumatic Stress Disorder (PTSD),

when provided as part of a broader rehabilitation strategy [12]. These limited data justify

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further investigation of the key elements of ICU discharge information that lead to positive

health outcomes.

OBJECTIVES

This paper reports a RCT designed to (1) provide an initial evaluation of a User Centred

Critical Care Discharge Information Pack (UCCDIP) (2) inform decisions regarding its further

development and evaluation and (3) estimate the sample size required to power a definitive

trial.

METHODS

Design

We designed an external pilot pragmatic RCT (Figure 1) to provide initial data regarding the

feasibility and effectiveness of UCCDIP. In accordance with the definition of an external pilot

[16], an assessment of the primary outcome was included. To reduce the chance of

between-group contamination, the design also incorporated cluster randomization, where

groups of participants (as opposed to individuals) were allocated to study arms. A

questionnaire survey of recruited patients, relatives and nurses was conducted alongside

the trial.

Ethical approval was granted by the central London research ethics committee (REC 3)

(10/H0716/75) on 23rd

December 2010. In line with best practice [17, 18], a former patient

and Trustee of the ICUsteps charity was included on the project team. Recruitment took

place between 8th August 2011 and 4th May 2012 and informed patient consent was

obtained prior to data collection. The trial was registered on The International Standard

Randomized Controlled Trial Number (ISRCTN) database (ISRCTN47262088) five months

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after recruitment of the first patient. This delay was due to an administrative problem

between trial registry and the funding body. The full trial protocol is available as a

supplementary file (supplementary file 1).

Setting and participants

The study took place in two ICUs (medical n=14 beds and surgical n=18 beds) within a single

teaching hospital in central London, England; providing care for a mixed medical, surgical

and trauma patient population, requiring level 2 (high dependency) or level 3 (intensive)

care [19]. Both units functioned as one department; staff rotated between units and

patients were allocated to a bed based on availability; regardless of whether they required

medical or surgical care. Patients over 18 years were considered for inclusion into a cluster if

they had spent at least 72 hours in the ICU (Table 1). The intention was to recruit all eligible

patients, declared medically fit for discharge to a general ward Monday-Friday (08.00-20.00)

and a nominated relative. Inclusion criteria were based on best practice guidelines

surrounding ICU discharge [1], with an aim to avoid including overnight stay elective surgical

patients whose discharge had been delayed due to the unavailability of a ward bed.

Table 1: Inclusion/exclusion criteria for individual participants

Inclusion criteria • Adult patients (>18 years)

• Adult family members of eligible patients (>18 years)

• Elective or emergency admissions in the ICU ≥ 72 hours

• Patients identified for discharge to a general ward setting within the

hospital

• Elective discharges between 08.00-20.00hrs Monday to Friday

Exclusion criteria • Patients for whom active treatment had been withdrawn

• Inability to verbally communicate in or read English

• Involvement in a phase I focus group study [4]

All participants (patients and relatives) were recruited whilst the patient was in ICU.

Potential patient participants were consented the day prior to a formal discharge decision

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wherever possible. For patients unable to provide informed written consent at the point of

ICU discharge, personal consultee declarations [20]; usually from the patient’s next of kin

were sought. Informed consent from the patient was then obtained prior to data collection

on the ward. The relatives of all recruited patients were given study information when they

visited the ICU, or telephoned and invited to participate. Written consent was obtained

from relatives who agreed to participate during their next hospital visit. All participants

were allocated a trial number. All members of a family unit were given the same number,

prefixed by either a P or R (for example P1 for the patient and R1 for the relative). The

assigned trial number was used across all data collection forms; enabling anonymized data

from all sources to be matched and comparisons made between patient participants (and

their relatives), their characteristics and the outcome data.

Intervention

Drawing on Self-Regulation Theory (SRT) [21, 22], our intervention (UCCDIP) was developed

using data from a previous focus group study [4]. UCCDIP consists of two booklets; one for

the patient and one for the relatives (supplementary file 2). The front page of the patient

booklet contains space for a patient discharge summary, written by ICU bedside nurses;

trained to use a template designed by the project team (CW, PH). The pack also contains

information aimed at preparing the patient/family for ICU discharge and life on the ward. It

encourages active participation by offering space for expression of individual questions and

concerns. It also includes diary pages for both the patient and family to record their

thoughts and feelings during the in-hospital recovery period, if they wish. In accordance

with SRT, UCCDIP was designed as an information resource, to help users develop revised

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illness perceptions, more consistent with effective coping [22, 23]. The intervention is

further described in Bench et al. [24].

Participants in all three study arms received usual care, which consisted ‘ad hoc’ verbal ICU

discharge information provided by a variety of health care professionals. No guidance was

given for this and the quality and quantity of information delivered was totally dependent

on each staff member’s usual practice. To minimise the risks of additional attention, given

to participants in the intervention group, having a placebo effect [25, 26]; in addition to the

‘ad-hoc’ information given to participants allocated to the control ‘usual care’ cluster, a

second ‘attention control’ group received alternative written information, in the form of a

booklet produced by the ICUsteps charity [27]. In contrast to UCCDIP, the information in the

ICUsteps booklet covered the whole trajectory of critical illness from ICU admission to after

hospital discharge. In addition, the ICUsteps booklet did not offer opportunities for

participants to reflect on their experience or feelings, or prompt them to consider their

individual information needs.

Intervention delivery

Immediately after recruitment, patient participants in all clusters were given an identical

looking folder containing a covering letter, study information and where applicable, written

discharge information (either UCCDIP or the ICUsteps booklet). These folders accompanied

patients when they were discharged to the ward.

For participants randomized to a cluster receiving the intervention, the bedside ICU nurse

orientated the patient to the contents of the UCCDIP and the research nurse (KH) checked

that the patient discharge summary was completed according to agreed guidelines [24]. The

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bedside nurse did not go through the written booklet given to participants in a cluster

allocated to receive the ICUsteps booklet.

Recruited relatives were allocated to the same study group as the patient, but it was left up

to the patient to pass the information on to their family. Although UCCDIP contained an

information book specifically for relatives, they were not included in the discussion between

the bedside nurse and the patient, unless they happened to be present on the unit at the

time.

Outcomes

The primary outcome was individual patients’ sense of psychological well-being (specifically

anxiety and depression), measured using the internationally validated Hospital Anxiety and

Depression Score (HADS) tool [28] with a threshold ≥8 used to identify possible clinical cases

of anxiety and/or depression [29]. Secondary outcomes included individual patients’

perceptions of coping, measured using the Brief Coping Orientations to Problems

Experienced (BCOPE) [30] and relatives’ sense of psychological well-being (anxiety,

depression and coping assessed using HADS and BCOPE). To assess whether UCCDIP was

able to improve patients’ perceptions of their ability for self-care, sense of enablement was

also measured using the Patient Enablement Instrument (PEI) [31]. A locally designed

questionnaire survey described the discharge experiences of all recruited patients and their

relatives. The views of the ICU and ward nursing staff about UCCDIP were also explored

using the questionnaire survey and have been previously published [32].

To assess the effects of the intervention on early in-hospital psychological well-being HADS,

BCOPE and PEI (for patients) data were collected on the ward on two occasions after ICU

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discharge: one week (defined as 5+/-1 day) and at hospital discharge or 28 days, whichever

was sooner. Relatives were given the HADS and BCOPE to complete at the same time as the

patients (either on the ward or at home) and asked to return it directly to the research team

or to leave completed forms at the patient’s bedside. The questionnaire survey was

completed prior to hospital discharge (participants) or at the end of the trial period (nurses).

Data were collected by one researcher (SB), with back-up provided (TD). To maximise the

chance of retrieving a full dataset, researchers facilitated completion of forms (by reading

questions and writing responses) for some of the less able patients.

Demographic information, length of ICU stay, ICU readmissions, past medical history, Acute

Physiology and Chronic Health Evaluation (APACHE) II scores [33], therapies received and

complications pertinent to the critical illness period were retrieved from local databases and

medical notes immediately after each patient participant was recruited. At this point,

participating relatives were also asked to complete a form detailing their demographics,

previous experiences of critical illness and relevant past medical history (such as anxiety

and/or depression). The number of unit discharges per day during the trial period and other

feasibility data, such as comments received from staff and challenges associated with

intervention delivery kept by the research nurse were also recorded. All completed

discharge summaries were photocopied and retained.

Sample

Based on data from a previous RCT by Gammon & Mulholland, which examined the effect of

information giving on the HADS of a sample of peri-operative patients [34], the sample size

calculation for the present trial was carried out using G*Power 3.1.2. To detect a moderate

effect size of 0.6 (mean difference of 3 units, SD 5) with a power of 80% and alpha set at

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0.05, a minimum of 45 participants in each group were required. To account for attrition

and the likely variation in ICU discharges in each cluster (discharge day), our accrual target

was 50 participants in each of three study arms.

Sample size was not based on an intra-cluster correlation (ICC) calculation, as insufficient

information was available to determine the real extent of any homogeneity between

clusters. As only those discharged on weekdays were recruited, it was anticipated that every

day would produce a fairly similar and randomly determined clinical case load (local data

2010/11) thus limiting the likelihood of homogeneity (for example, similar diagnoses) within

and heterogeneity (for example, care led by different medical teams) between clusters. The

intervention for each cluster was also pre-allocated on a random basis, thus minimising

(although not eradicating) the chance of clusters being homogenous.

There was no opportunity to influence cluster size and so, to maximise the chance of

recruiting the required number of participants, data collection was planned to continue for

at least 132 days, providing 44 potential clusters in each of the three study arms,

significantly greater than the minimum of five recommended by the United Kingdom (UK)

Medical Research Council [35].

Randomization

As described by Hayes & Molton [36], this trial used cluster randomization for pragmatic

reasons, with an aim to reduce the risk of cross contamination between study arms. All

patient participants (and their relative where applicable) discharged from either ICU on a

particular day (a cluster) were allocated to one of three study groups (Figure 1). Particular

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days of the week were not allocated to specific arms; instead each day was allocated to a

study arm and treated as a distinct cluster; based on the allocation schedule.

To ensure that the sequence of allocation was not predictable, the day on which the

intervention, control and attention control was used was randomly assigned using a

computer generated random sequence, prepared by a statistician (PM). This involved simple

randomization with no blocking or stratification for defined variables.

The allocation schedule was prepared by persons independent of the trial and concealed by

being wrapped in a blank piece of paper and placed inside sequentially numbered, sealed

envelopes. These envelopes were signed across the seal and opened by the research nurse

(KH), in the presence of another member of the research team, only after a recruited

patient was identified for discharge to the ward on a particular day. The clinical ICU staff

only became aware of which study group the patient was allocated to when the bedside

nurse was provided with a study pack to give to the patient. Allocation concealment for the

whole cluster was revealed after the first envelope was opened on any day.

Blinding

It was not possible to achieve full blinding during this trial as intervention delivery required

input by health care staff and trial participants. Those collecting and analysing data were,

however, blinded by the use of codes, which were not broken until after data analysis.

Blinding was compromised if participants revealed their information pack to the data

collector. In most instances, however, as all participants received a folder, identical on the

outside, data collectors (SB/TD) remained blinded to the allocation.

Statistical methods

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Data analysis was based on an ‘intention to treat’ strategy [37] and statistical significance

was set at p ≤ 0.05. Average values for sample characteristics, HADS, BCOPE, PEI scores and

questionnaire responses in each of the study groups were compared using Chi-square (χ2)

for categorical data and Kruskal wallis (H), for data of at least ordinal level. In addition,

Friedman’s test (χ2r) was used to explore associations between the different types of coping.

Difference in HADS (the primary outcome) between the three study groups was also tested

using the Statistical Analysis System (SAS) version 9.3 (SAS Institute Inc.,Cary, NC, USA)

Generalised Mixed Models procedure (GLIMMIX) that adjusted for clustering (by fitting a

random intercepts model) and recruitment week-day. At time-point two it was not possible

to fit random intercepts because the G-side matrix was always not positive definite. We

followed the CONSORT guidance and did not conduct baseline statistical comparisons

between study groups [38].

This paper reports outcome data from the patient participants only, with reference to the

demographics and attrition data collected from the sample of relatives.

RESULTS

Two hundred and twenty one (18%) of the 1240 screened patients met the inclusion criteria

and 158 of these were recruited in 100 clusters; each containing 1-5 patients (Table 2). The

distribution by cluster size was as follows: one patient (n=66), two patients (n=21), three

patients (n=6), four patients (n=3) and five patients (n=4). Fifty one (32%) patient

participants were allocated to the intervention group (UCCDIP), 59 (37%) to control group

one (ad-hoc verbal information) and 48 (30%) to control group two (ICUsteps booklet)

(Figure 1). Eighty relatives of the recruited patient participants also agreed to take part.

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Table 2: ICU patients discharged and recruited per weekday

Recruitment day Clusters n (%)

Patient participants

recruited n (%) Patients

discharged n (%)

Monday 31 (31%) 56 (35%) 161 (16%)

Tuesday 20 (20%) 30 (19%) 216 (22%)

Wednesday 10 (10%) 14 (9%) 189 (19%)

Thursday 16 (16%) 18 (11%) 226 (23%)

Friday 23 (23%) 40 (25%) 198 (20%)

Totals 100 (100%) 158 (100%) 990 (100%)

Sample demographics

The mean age of patients was 60 (SD 16.04) years (Table 3). Participants were

predominantly white British/Irish (n=115, 73%) and 82 (52%) were male. Median length of

ICU stay was 6 days (range 371). Severity of illness on admission (measured by the APACHE

II score) ranged from 4-34 (median 17) and on discharge to a ward between 0 and 21

(median 9). Ninety eight (62%) participants received at least one day of level 3 (ICU) care.

Table 3: Sample characteristics (patients)

Characteristic Value ICUSteps UCCDIP Verbal Total

Age (Years) Mean ± SD 59 ± 15.26 60 ± 15.19 61 ± 17.48 60 ± 16.04

Ethnicity (White

British)

n (%) 34 (71%) 40 (78%) 41 (69%) 115 (73%)

Gender (Male) n (%) 25 (52%) 26 (51%) 31 (53%) 82 (52%)

Medical/

Surgical ICU

Medical n (%) 28 (58%) 28 (55%) 26 (44%) 82 (52%)

Admission type

(Emergency)

n (%) 38 (79%) 40 (78%) 44 (75%) 122 (77%)

APACHE II score ICU admission

Median (range)

16.5 (24) 18.0 (30) 16.0 (29) 17.0 (30)

ICU discharge

Median (range)

8.0 (20) 10.0 (20) 9.0 (21) 9.0 (21)

Length of stay ICU days

Median (range)

6.0 (62) 8.0 (104) 6.0 (371) 6.0 (371)

Hospital days

Median (range)

17.0 (132) 22.0 (220) 22.0 (166) 21.0 (221)

Level 3 critical

illness

n (%) 29 (60%) 35 (69%) 34 (58%) 98 (62%)

Total

participants

n (%) 48 (100%) 51 (100%) 59 (100%) 158 (100%)

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For the majority of the sample (n=122, 77%), admission to the ICU was unplanned. Twenty

nine (18%) had experienced previous ICU admissions; nine of these were from the ICUsteps

group (n=48, 19%), 10 were from the UCCDIP group (n=51, 20%) and 10 from the ad-hoc

verbal information group (n=59, 17%). A recorded history of depression with or without

anxiety was evident in 14 (9%) of the total patient sample and the presence of delirium

whilst in the ICU was recorded in 11 (7%) participants’ medical notes.

Relatives (n=80) were aged between 18-94 years (mean 55 years, SD 14.6), predominantly

white British/Irish (n=63, 79%) and female (n=52, 65%). Most were spouses or long-term

partners (n=37, 46%) of the recruited patient. A history of anxiety and/or depression was

reported by 20 (25%) of the sample.

Patient participants in the UCCDIP sample were more frequently admitted from an in-

hospital bed and received more days of level 3 care. They also had higher APACHE II scores

on both admission and discharge and stayed in the ICU for longer than participants in either

of the other two groups; even when outliers with a ICU stay of >100 days were removed

(n=2).

Participant follow-up

One hundred and one (64%) patient participants provided primary outcome data at time-

point one (5+/-1 day post ICU discharge). Fifty four (34%) were still in hospital and eligible

for data collection at time-point two (28 days or hospital discharge and at least 7 days after

their first data collection point). Of these, 38 (70%) provided some data. A total of 48 (60%)

patients’ relatives provided at least one set of outcome data.

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Twenty seven (17%) patients and 32 (40%) relatives were lost to any follow-up. By time-

point one (5+/1 day), 17 (11%) of the patient sample had already been discharged or

transferred from the hospital and in a further 15 (10%) cases the patient was either too

unwell or unwilling to provide data. In the case of patients’ relatives the most significant

follow-up problem was due to a failure to return data collection forms within the protocol

timeframe (n=29, 36%).

Hospital anxiety and depression

One week post discharge (time-point 1), median HADS for patients was 7 for anxiety (HAD-

A) and 6 for depression (HAD-D). There were no significant differences (p≥ 0.05) between

study groups (Table 4). There was, however, a wide range in individual HADS scores, with

almost half the total patient sample (44%) reaching or exceeding the trigger for disorder

(≥8). At time-point one, where it was possible to fit a random intercepts model, the

estimated ICCs were all low (HAD-A 0.14, HAD-D 0.00, Total HADS 0.07).

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Table 4: HADS (patient sample)

Outcome

Unit of

measurement

Study Group

Kruskal-Wallis

Mixed Model

Intervention Intervention

adjusted for day of

week

ICUsteps UCCDIP Verbal Total χ2 (2df) p F (dfn,dfd) p F (dfn,dfd) p

HAD-A: 1† Median

(range)

7.5 (19) 7.0 (17) 6.0 (19) 7.0 (19)

0.98

0.61

0.57 (2,27)

0.57

0.32 (2,27)

0.73

n 28 31 42 101

HAD-A: 2††

Median

(range)

6.0 (13) 7.0 (18) 5.0 (16) 6.0 (18)

0.08

0.96

0.01a (2,35)

0.99

0.00 (2,31)

1.00

n

8 17 13 38

HAD-D: 1† Median

(range) 6.5 (18) 6.0 (16) 7.0 (21) 6.0 (21)

0.43

0.80

0.46 (2,24)

0.64

0.41 (2,24)

0.67

n

28 30 40 98

HAD-D: 2††

Median

(range) 4.5 (16) 6.0 (12) 7.0 (15) 6.5 (16)

0.73

0.70

0.35 a

(2,35)

0.72

0.27a (2,31)

0.77

n

8 17 13 38

Total

HADS: 1†

Median

(range) 16.0 (35) 12.5 (32) 14.0 (39) 14.0 (9)

0.44

0.80

0.57 (2,24)

0.57

0.48 (2,24)

0.62

n

28 30 40 98

Total

HADS: 2††

Median

(range) 10.0 (23) 11.0 (27) 12.0 (23) 11.5 (27)

0.41

0.82

0.13 a

(2,35)

0.88

0.10 a

(2,31)

0.90

n 8 17 13 38 † 5+/-1 days post CCU discharge

†† 28 days post CCU discharge or hospital discharge,

a model fitted without random intercepts – estimated G matrix not positive definite

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Coping and enablement

No significant differences between groups (p≥ 0.05) for emotion-focused, problem-focused

and dysfunctional coping categories or PEI scores were identified at either time-point. Over

time, the median PEI score for the total patient sample did, however, drop from 12 to 10,

indicating that patients felt less enabled the longer they stayed in hospital.

Questionnaire findings

Patient participants in the ad-hoc verbal information control group reported significantly

more chance of worrying a lot (χ2=11.16 [df 2], p=0.03) than those in either other study

group. However, after using GLIMMIX to adjust for clustering, the effect of the intervention

on 'worry about leaving the CCU' was not statistically significant (F (2,39) = 0.23, p=0.80).

There were no other significant differences in reported feelings or experiences between

study groups, although participants from the medical as opposed to surgical unit were more

likely to report that their written information (χ2=3.69, [df 2], p=0.06) had helped their

recovery on the ward.

Adverse effects

One patient asked to be withdrawn from the trial after data collection point one as she felt

that completion of the HADS had triggered deterioration in her mental health status. A note

was made in her medical file and she was referred to her primary medical team. There were

no other reports of any adverse effects.

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The impact of protocol violations

Twenty five (16%) patients and 10 (13%) of the patients’ relatives had data collected outside

of the time period stated by the protocol for time-point one. At time-point two, the mean

time from ICU discharge to data collection was 23 ± 6 days for patients and 25 days ± 8.36

for the relatives.

Including these data produced no change in HADS or PEI outcomes compared to the

analysis, which excluded them. At the first follow-up point, however, some significant

differences in the scores given for individual questions in the emotion and problem-focused

coping categories of the BCOPE were identified. UCCDIP sample data reflect significantly less

use of religion (question 12) (p=0.01), active coping (question 2) (p=0.04) and planning

(question 9) (p=0.01) strategies, than those participants in either of the other two study

groups. Analysis of the composite scores for each coping category (emotion, problem and

dysfunctional) also revealed that although those in the UCCDIP group used dysfunctional

coping less that either other group (H =3.71, p=0.16), they also used significantly fewer

problem-focused coping strategies (H =6.49, p=0.04).

DISCUSSION

Despite some limited data from previous research, which suggest that written resources

may lower levels of patients’ anxiety, depression and symptoms of PTSD [12], the health

benefits of providing written ICU discharge information remain inconclusive [5]. Our trial did

not find sufficient evidence to determine whether UCCDIP improves patients’ or relatives’

health outcomes or experiences (anxiety, depression, coping, patient enablement)

compared to the ICUsteps booklet and/or the delivery of ad-hoc verbal information.

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However, our survey data suggest that those who receive written information may feel less

worried about going to a ward than those who receive ad-hoc verbal information alone.

The UK Medical Research Council point out that evaluations of draft complex interventions

are frequently undermined by numerous practical and methodological problems, and

recommend a period of feasibility testing and piloting prior to full scale evaluation [39].

Using these design principles, data collected during our RCT has identified some important

future considerations.

Deciding the optimal time to provide ICU discharge information is an important issue for

future practice, particularly considering that recovery rates for physical and emotional

recovery may differ [40]. We gave our intervention to patients immediately prior to their

discharge from the ICU. However, the survey data that we collected alongside the trial

indicate that many felt unable to engage with the information at this point or during the

early days on the ward, and that some of the patients allocated to UCCDIP or the ICUsteps

booklet were unaware of having received any written material [32]. Having a family member

present when UCCDIP was discussed with the patient may have increased participants’

awareness of and engagement with the intervention. Where possible, such practice is

encouraged, particularly if a patient’s cognitive function is compromised.

The intention of this trial was to determine the effect of adding UCCDIP into the usual care

provided during discharge; thus after discharge to the ward, no specific instructions were

given to ward nurses or other health care staff about their role in facilitating its use.

Knowledge of the intervention, obtained due to contamination of the allocation

concealment after recruitment of the first patient on any day may, however, have

influenced staff members’ verbal information delivery; both its quality and quantity. In

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addition, follow-up personnel, such as discharge co-ordinators and critical care outreach

nurses have been shown to aid patients’ and relatives’ interaction with written information

[41]. Not providing this support as part of the intervention in this trial may account for some

of the problems with engagement that we encountered, particularly for those with English

as a second language, poor literacy and/or cognitive impairment. It may also have

contributed to the excessive loss to follow up we experienced; which in turn may have

influenced our outcome data. These issues are further discussed in Day et al. [42].

UCCDIP is a multi-component intervention, which includes a patient discharge summary.

The inclusion of this element was reported in the survey to be of particular value to the

patients, relatives and ward nurses who took part in our study [32]. In the protocols for the

Scottish RECOVER and RELINQUISH trials [43, 44], discharge summaries, similar to those

used in the present trial, but written by doctors are also included as part of the intervention.

In addition, ‘lay summaries’ are now being written by physiotherapists in some parts of the

UK [personal communication from Williams N, Edinburgh Critical Care Research Group 6th

annual meeting; 26 June 2013]. Interest in this element has also resulted in discharge

summary training packs designed by the project team being downloaded from the ICUsteps

website [32]. We therefore recommend that reflective opportunities, such as diaries, are

included as part of all individualized rehabilitation programmes.

Our results suggest that medical as opposed to surgical patients may value interventions

such as UCCDIP more; perhaps because this group have an increased tendency for

psychological problems such as PTSD [45]. Elective surgical patients may also be better

prepared for an ICU admission and their stay is generally expected to be shorter. In our trial,

it must be acknowledged, however, that most admissions to the surgical ICU were

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unplanned. Further, admission to the medical or surgical unit was not always reflective of a

patient’s condition as beds were used flexibly to meet demand. Despite this limitation,

defining sub-populations of critical care (for example medical vs surgical, ventilated vs non-

ventilated) that may benefit most from such an intervention remains an important future

consideration, particularly where resources are limited.

Future research

Evaluating any complex intervention is practically and methodologically difficult [39].

UCCDIP contains a number of different components, making it difficult to isolate those

aspects likely to be most effective. Although findings from the questionnaire survey suggest

that the patient discharge summary was considered valuable [32], future research is

required to examine its effectiveness as a stand-alone intervention.

In this trial, the patients and relatives in all clusters received ad-hoc verbal information as

part of usual care practice. Ad-hoc information delivery can be inconsistent and its quality

can differ between health care professionals. As in other studies [13-15], it was unclear who

was delivering the ‘ad-hoc’ verbal information during our trial, what was being said or

whether it was actually provided at all. Although challenging, attention to qualifying and

quantifying these data is a recommendation for further research.

The high prevalence of anxiety and depression experienced by patients and their families in

our study suggests that a higher threshold (≥11) on the HADS tool, as used by other

researchers [12, 46, 47] is required to differentiate the effects of interventions such as

UCCDIP on participants. The relationship between emotional status, cognitive appraisal and

coping behaviours is complex and individualized. Outcome assessment measures, more

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closely aligned with the theoretical basis of the intervention (in this case self-regulation

theory) may, therefore, be better suited to evaluate information interventions in recovering

critically ill patients. Development of a validated tool to provide more rigorous data to

support the positive views of UCCDIP reported in the locally designed questionnaire survey

[32] is also required.

Our data collection points were specifically chosen to identify any early effects of the

intervention on psychological well-being that might influence ongoing recovery. However,

the effects of our intervention on patients’ and relatives’ perceived anxiety, depression,

coping and enablement may not have been visible during the early stages of recovery [48]. A

longer follow-up period would enable both the early and on-going impact of different

methods of ICU discharge information to be better explored. The common problem of

delayed discharge from ICU [49] should also be considered. Delays can have both positive

(physically stronger) and negative effects (increased dependency) on psychological well-

being at the point of ICU discharge, and thus may have important implications for evaluating

information provision.

It is widely acknowledged that in complex intervention studies such as this, the risk of follow

up bias is high [39]. Reasons for low follow-up in this study were multi-factorial, but key

reasons included patients being discharged from hospital earlier than anticipated and

relatives failing to return data collection forms. These factors need to be considered in the

design of future trials. Including relatives in the evaluation of any critical illness

rehabilitation intervention is important, as the family unit often provides substantial

support to the patient and close relatives can also be affected by the patient’s critical illness

[50, 51]. Our experience suggests, however, that once a patient leaves ICU, it is very difficult

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to maintain communication with relatives and that their commitment to completing study

requirements is reduced. Alternate methods of data collection, such as individual telephone

interviews, may help reduce the level of attrition we experienced in this study.

One of the purposes of this pilot RCT was to inform the power calculation for future work.

Mean HADS-A and HADS-D was 7 (SD 5) in the patient sample. Based on a power of 95% and

0.05% level of significance, to achieve an effect size of 0.4 (difference of 2), a total sample of

286 (143 in each of two groups) would be required for a definitive trial. The different

numbers of participants recruited on each weekday (Table 1) should also be accounted for.

The recruitment rates we observed suggest that this would require a multi-centre study to

achieve. Given our attrition, it is difficult to judge if such a study would represent value for

money although possible benefits for patients include an improved understanding of their

critical illness experience, use of more positive coping strategies and improved psychological

well-being during the rehabilitation period. Considering the feasibility challenges we

experienced and have previously described [49], future research could focus on assessing

patients’ and relatives’ perceived usefulness of written information resources and the

extent to which specific information deemed important is successfully transmitted and

retained.

Limitations

This was a single centre pilot trial, with a short follow-up period and a high rate of attrition

(particularly in the sample of relatives). Only recruiting patients discharged during weekdays

and daytime hours may have led to a selection bias, as poorer outcomes are associated with

night-time and weekend discharges [1]. Other potential biases may also have influenced our

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results. There were some pre-test differences between study groups which might have

attenuated any potential benefits. HADS scores were skewed and the sample was small at

time-point two. This should be borne in mind when interpreting the statistical model;

however, the results were consistent whichever approach was used. There was also a failure

to maintain allocation concealment after recruitment of the first patient in each cluster and

a possible Hawthorne effect, where staff may have provided verbal information differently

from normal because they were aware of the nature of the study.

Results must therefore be viewed with caution and may not be generalizable to the wider

critical care population. The study has, however, provided important data, which can inform

future trials evaluating interventions like UCCDIP, enabling processes to be streamlined and

a sample size based on a more accurate power calculation to be used [52, 53].

CONCLUSION

This single centre pragmatic pilot RCT used cluster randomization to undertake an initial

evaluation of UCCDIP, a discharge information pack designed by the project team. We were

unable to prove the effectiveness of UCCDIP, supporting the view that information giving to

those recovering from critical illness is a complex intervention. This research has, however,

provided important preliminary data regarding how, when and for whom an intervention

based on the principles of UCCDIP could be most effective and what it would look like.

To increase the likelihood of similar interventions improving health outcomes, key

considerations for future work are: (1) medical as opposed to surgical critical care patients

may be more likely to benefit from such interventions (2) after discharge to the ward,

patients need further input and support to help them engage fully with written information

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resources (3) data collection time points should reflect the potential effects on both early

and later recovery (4) outcome measures more sensitive to the effects of UCCDIP should be

used for future evaluations.

Acknowledgments

We would like to acknowledge Professor Alison Metcalfe, Associate Dean (Research) at the

Florence Nightingale Faculty of Nursing and Midwifery, King’s College, London, who acted as

principal academic PhD supervisor for SB during the period of the project. We would also

like to acknowledge the contribution of the rest of the project team: Peter Milligan

(Statistician, King’s College, London) and Professor Lucy Yardley (Heath psychologist,

University of Southampton).

Contributorship statement

SB conceived, designed and co-ordinated the study as part of a PhD, collected and analysed

the data and drafted the manuscript. PG was principal investigator, supervised SB and

provided critical comment on the drafted manuscript. TD participated in the design and co-

ordination of the study, was second supervisor to SB, assisted with data collection and

provided critical comment on the drafted manuscript. KH recruited and consented trial

participants, collated baseline data, assisted with intervention delivery and provided critical

comment on the drafted manuscript. PH participated in the design and local co-ordination

of the study, co-drafted guidelines for the patient discharge summary and provided critical

comment on the drafted manuscript. CW was the service user representative for the

project, participated in the design of the study, co-drafted guidelines for the patient

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discharge summary and assisted with their analysis, and provided critical comment on the

drafted manuscript. All authors read and approved the final manuscript.

Research reporting guidelines

This trial has been reported in accordance with the CONSORT extension for cluster trials

guidelines: Campbell MK, Piaggio G, Elbourne DR, et al; CONSORT Group. Consort 2010

statement: extension to cluster randomised trials. BMJ 2012;345:e5661. PMID: 22951546.

Competing Interests

All authors have completed the ICMJE uniform disclosure form at

www.icmje.org/coi_disclosure.pdf and declare: all authors had financial support from the

NIHR for the submitted work; no financial relationships with any organisations that might

have an interest in the submitted work in the previous three years; no other relationships or

activities that could appear to have influenced the submitted work.

Funding statement

This report presents independent research commissioned by the NIHR under its Research

for Patient Benefit (RfPB) Programme (Grant Reference Number PB-PG-0110-21026). The

views expressed are those of the authors and not necessarily those of the NHS, the NIHR or

the Department of Health.

Data sharing statement

Additional unpublished data from this trial are available in the final report submitted to the

NIHR or via the corresponding author.

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Figures

Figure 1: Flow of patient participants

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8. Coulter A, Ellis J. Patient Focused Interventions; a review of the evidence. 2006.

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21. Leventhal H, Meyer D, Nerenz D. The common sense representation of illness danger.

In: Rachman S, eds. Contributions to Medical Psychology, vol 2. New York: Pergamom

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representations. Psychol. Health 2003;18:141-184.

24. Bench S, Day T, Griffiths P. Developing user centred critical care discharge information

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complex interventions framework. Intensive Care Nurs 2012;28:123-131.

25. Fogg L, Gross D. Threats to validity in randomized clinical trials. Research in Nursing &

Health 2000; 23:79-87.

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effects. Lancet 2010; 375:686-695.

27. ICUsteps: Intensive Care; a guide for patients and relatives (2010).

[http://www.icusteps.org]. Accessed October 2014.

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28. Zigmond A, Snaith R. The hospital anxiety and depression scale. Acta Psychiatr Scand

1983;67:361-70.

29. Bjelland I, Dahl A, Haug T et al. The validity of the hospital anxiety and depression

scale; an updated literature review. J Psychosom Res 2002;52:62-77.

30. Carver C. You want to measure coping but your protocol’s too long: consider the Brief

COPE. Int J Behav Med 1997;4:92-100.

31. Howie J, Heaney D, Maxwell M et al. A comparison of a Patient Enablement

Instrument (PEI) against two established satisfaction scales as an outcome measure of

primary care consultations. BMC Fam Pract 1998;15:165-171.

32. Bench S, Heelas K, White C et al. Providing critical care patients with a personalised

discharge summary: a questionnaire survey and retrospective analysis exploring

feasibility and effectiveness. Intensive Care Nurs 2014;30:69-76.

33. Knaus W, Draper E, Wagner D et al. APACHE II: a severity of disease classification

system. Crit Care Med 1985;13:818–29.

34. Gammon J, Mulholland C. Effect of preparatory information prior to elective total hip

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35. Medical Research Council (MRC). Cluster randomised trials: methodological and

ethical considerations. 2002.

[http://www.mrc.ac.uk/Utilities/Documentrecord/index.htm?d=MRC002406 -].

Accessed October 2014.

36. Hayes R, Moulton L. Cluster randomised trials, Interdisciplinary statistics series.

Florida: Chapman & Hall 2009.

37. White I, Carpenter J, Horton N. Including all individuals is not enough: lessons for

intention-to-treat analysis. PLoS Clin Trials 2012;9:396-407.

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38. CONsolidated Standards of Reporting Trials (CONSORT): Baseline data. 2010 guideline.

Section 15. [http://www.consort-statement.org/checklists/view/32-consort/510-

baseline-data]. Accessed May 2015.

39. Medical Research Council (MRC): Developing and evaluating complex interventions:

new guidance. 2008.

[http://www.mrc.ac.uk/Utilities/Documentrecord/index.htm?d=MRC004871].

Accessed October 2014.

40. Desai S, Law T, Needham D. Long-term complications of critical care. Crit Care Med

2011; 39:371-9.

41. Chaboyer W, Thalib L, Alcorn K et al. The effect of an ICU liaison nurse on patients and

family's anxiety prior to transfer to the ward: an intervention study. Intensive Care

Nurs 2007;23:362-9.

42. Day T, Bench S. Griffiths P. The role of pilot testing for a randomised control trial of a

complex intervention in critical care. Journal of Research in Nursing. Published Online

First: 5 September 2014. doi: 10.1177/1744987114547607.

43. Ramsay P, Huby G, Rattray J et al. A longitudinal qualitative exploration of healthcare

and informal support needs among survivors of critical illness: the RELINQUISH

protocol. BMJ Open 2012;2:e001507. doi:10.1136/bmjopen-2012-001507.

44. Walsh T, Salisbury L, Ramsay P et al. A randomised controlled trial evaluating a

rehabilitation complex intervention for patients following intensive care discharge: the

RECOVER study. BMJ Open 2012;2:e001475 doi:10.1136/bmjopen-2012-001475.

45. Jackson J, Hart R, Gordon S et al. Post-traumatic stress disorder and post-traumatic

stress symptoms following critical illness in medical intensive care unit patients:

assessing the magnitude of the problem. Crit Care 2007;11:R27. doi:10.1186/cc5707.

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46. Knowles R, Tarrier N. Evaluation of the effect of prospective patient diaries on

emotional well-being in intensive care unit survivors: a randomized controlled trial.

Crit Care Med 2009;37:184-191.

47. Garrouste-Orgeas M, Coquet I, Périer A et al. Impact of an intensive care unit diary on

psychological distress in patients and relatives. Crit Care Med 2012;40:2033-40.

48. Eddleston J, White P, Guthrie E. Survival, morbidity, and quality of life after discharge

from intensive care. Crit Care Med 2000;28:2293-9.

49. Mellinghoff J, Rhodes A, Grands M. Factors and Consequences associated with a delay

in the discharge process of patients from an adult critical care unit. Crit Care

2011;15:463.

50. Davidson J., Jones C. & Bienvenue J. Family response to critical illness: post intensive

care syndrome-family. Critical Care Medicine 2012; 40: (2), 618-624.

51. Griffiths J., Hatch R., Bishop J et al. An exploration of social and economic outcome

and associated health-related quality of life after critical illness in general intensive

care unit survivors: a 12 month follow up study. Critical Care 2013; 17:R100.

doi:10.1186/cc12745.

52. Arnold D, Burns K, Adhikari N et al. The design and interpretation of pilot trials in

clinical research in critical care. Crit Care Med 2009;37:S69-74.

53. Arain M, Campbell M, Cooper C et al. What is a pilot or feasibility study? A review of

current practice and editorial policy. BMC Med Res Methodol 2010;10:1-7.

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Flow of Participants

215x169mm (96 x 96 DPI)

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Evaluation  of  a  critical  care  discharge  information  pack  (Pilot  study,  V4)  25.05.2011   Page  1    

Study Protocol

Title

A user centred critical care discharge information pack (UCCDIP) for adult critical

care patients and their families at the point of discharge from critical care to the

ward; a pilot study evaluating feasibility and effectiveness.

Investigators

Professor Peter Griffiths (Professor of Health Services Research, University of

Southampton)

Suzanne Bench (Lecturer in Nursing; PhD student, King’s College, London)

Dr. Philip Hopkins (Consultant in Intensive Care Medicine & Anaesthetics, Kings

College Hospital NHS Foundation Trust)

Catherine White (Service user-ex ICU patient, member of ICU steps charity)

Dr. Tina Day (Lecturer in Nursing; PhD co-supervisor, King’s College, London)

Peter Milligan (Statistician, King’s College, London)

Professor Lucy Yardley (Health Psychologist, University of Southampton)

Local collaborators

Dr. Angela Grainger (Assistant Director of Nursing for education and research, Kings

College Hospital NHS Foundation Trust)

Funding details

National Institute of Health Care Research

Research for patient benefit

Competition 12

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Evaluation  of  a  critical  care  discharge  information  pack  (Pilot  study,  V4)  25.05.2011   Page  2    

Summary

This study will explore the effectiveness of a user centred critical care discharge

information pack (UCCDIP), developed with user involvement, as compared with

usual care using a single centre prospective cluster Randomized Controlled Trial

(RCT). The primary outcome measure will be sense of psychological well being

during early critical illness recovery. Secondary outcome measures will include

length of hospital stay, critical care readmission rates, feasibility and user

experience.

Background information

Discharge from any critical care facility (High Dependency, Intensive Care or

combined facility; as defined by Department of Health, 2000) to a general ward is a

difficult time for patients, relatives and healthcare staff. A number of physiological

and psycho-social problems, including weakness, feelings of helplessness, anxiety

and depression have been identified as compromising critical illness recovery (NICE,

2007; Bench and Day, 2010). These are compounded by the move to a general ward

setting. Previous research has indicated that in contrast to the critical care unit where

patients feel safe, ward care is seen to be unpredictable and difficult to understand

from the patients’ perspective (Chaboyer et al, 2005), leading to relocation

stress/anxiety (McKinney and Melby, 2002).

Review of relevant literature and justification for study

McKinney and Melby (2002) argue that it is necessary to think creatively about

interventions which might enhance the discharge and rehabilitation process.

Guidelines for the acutely ill patient in hospital from the National Institute of Health

and Clinical Excellence (NICE) recommend that “patients should be offered

information about their condition and encouraged to actively participate in decisions

related to their recovery...tailored to individual circumstances” (NICE, 2007: 16;

recommendation 1.2.2.16). This recommendation is based on a review of existing

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evidence of patients’ experience of care during this transition period, and supports

the development of patient focused interventions as stated by Coulter and Ellis that

“recognise the role of participants in the process of securing appropriate, effective,

safe and responsive healthcare” (Coulter and Ellis, 2006: page 7).  The importance of

providing appropriate, timely and accurate information during critical illness recovery

is further endorsed by NICE (2009) in their guidelines for the rehabilitation of patients

after critical illness.

Producing health information based on specific research into what patients have

identified as being required is of utmost importance in the development of effective

interventions (INVOLVE, 2004; Coulter and Ellis, 2006). There is, however, little

evidence in the literature of user involvement in the design or evaluation of

information strategies for this population group, despite information giving meeting

the criteria for being a complex intervention as defined by Campbell et al (2007).

The use of more active information strategies, defined as those requiring user

participation, tailored to individual need, builds upon successful approaches to self

care developed in community settings (Griffiths, 2005). If feasible within the critical

care population, information strategies which encourage self management could

enhance perceptions of control and lead to improved psychological and physical

recovery. Despite their vulnerability, evidence suggests that some patients are

capable of and desire more input and control over their information needs. It is on

this premise that the intervention to be evaluated in this study has been developed.

Limited published work has evaluated critical care discharge information strategies,

and most previous work has been inconclusive (for example Paul et al, 2004). This

may in part be due to a lack of user involvement in decisions related to both

information content and delivery methods, and its generalised nature. Jones et al

(2003) demonstrated in their RCT that the use of a self help rehabilitation manual

was effective in reducing depression in critically ill patients, providing some evidence

to support a more participatory approach. Further, Mitchell and Courtney (2004)

demonstrated a reduction in families levels of uncertainty with a more individualised

information strategy. Systematic reviews from other patient populations also support

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the development of information personalized to the individual. For example, a

Cochrane review by McDonald et al (2004) examined nine studies to determine

whether preoperative education improved postoperative outcomes in patients

undergoing hip or knee replacement surgery, concluding that there was some

evidence of beneficial effects when preoperative education was tailored according to

anxiety and individual need. Such strategies could help patients’ regain the sense of

empowerment potentially lost during their critical care stay, reducing the psycho-

social and physiological complications which prolong recovery from critical illness.

Evidence from the review of patient focused interventions by the Health Foundation

(Coulter and Ellis, 2006) provides support for this, stating that self management

education is about empowering patients to take active control of their illness,

including the management of the emotional impact of their illness (Coulter and Ellis,

2006).

A study by Garrod et al (2006) further supports the importance of a focus on psycho-

social well-being during rehabilitation. In their study with chronic respiratory patients,

those with depression were found to be significantly more likely to drop out of a

pulmonary rehabilitation programme than those without depressive symptoms (odds

ratio 8.7; confidence interval 2.8-27.1). Evidence such as this, despite being

conducted on a chronic respiratory patient population, strongly supports the

development of interventions, which improve psycho-social well-being during early

critical illness rehabilitation, and suggests that altering psycho-social well-being

could impact on physical rehabilitation targets.

Discharge from critical care is a time which presents potential patient safety issues

as defined by the National Patient Safety Agency (NPSA, 2004), a view reflected in a

number of recent critical care policy documents (DH, 2000; DH, 2005; NICE, 2007;

NICE, 2009). Although the association between psychological well being and other

outcomes such as length of stay and patient safety has yet to be established with

critical care patients, this RCT, which will be conducted in a real clinical environment,

has the potential to provide data that could begin to establish the existence of any

such links.

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Evaluation  of  a  critical  care  discharge  information  pack  (Pilot  study,  V4)  25.05.2011   Page  5    

Hypothesis

A user centred critical care discharge information pack (UCCDIP) developed with

service users, for adult critical care patients and their families, in comparison to usual

care, will:

1. Improve the psychological and physical well-being of patients leaving critical

care

2. Improve the psychological well-being of relatives when their loved one leaves

critical care

3. Improve the critical care discharge experience for patients and relatives

4. Be considered feasible from the perspective of patients, relatives and

critical care and ward nurses    

Method

This study is the second of two studies focused on the development and evaluation

of more effective critical care discharge information strategies, using the Medical

Research Council (MRC) framework (MRC 2008) for the development and

evaluation of complex interventions as a guide.

A single centre prospective cluster (patients discharged on a single day) RCT will

compare outcomes for an intervention group (of patients and relatives) who will

receive the user centred critical care discharge information pack (UCCDIP), with a

control group who will receive the currently used information strategy (informal ad-

hoc verbal information from health care staff). In order to eliminate any effects

imposed by an increase in attention alone, a third ‘attention control’ group will

receive the same amount of provider attention and a standard discharge information

booklet without the user centred elements. User experience and feasibility data will

be collected from patients, relatives and nurses using questionnaires at the end of

the trial period. Following the MRC (2008) framework this single centre study will

enable initial evaluation of the proposed complex intervention.

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The intervention

The intervention to be evaluated is a user centred critical care discharge information

pack (UCCDIP), developed using focus groups, a meta-synthesis of the user

experience of critical care discharge (Bench and Day 2010) and a review of currently

available discharge information strategies (Bench et al 2011). The pack includes the

following:

• Patient discharge summary

A “lay” summary of what has happened to the patient since admission, and their

current health status completed by critical care bedside nurses.

• Core information on the discharge process and the early days on the ward.

Information about the discharge process, ward organisation and common physical

and psychological concerns of critical care patients and their families. Possible self

help strategies will also be detailed.

• A self-assessment tool for identification of individual information needs.

Patients and their family members (as appropriate) will use the tool to identify their

own information needs at the point of critical care discharge using written prompts.

This tool will have separate parts for the patient and the family to complete. Critical

care bedside nurses and ward nurses will assist completion where necessary.

• Personalized information

The patient, family and/or health care professionals will document information

focused on the identified needs.

• Personal diary

An opportunity for patients and family members to maintain a reflective account of

personal feelings, concerns and early rehabilitation experience.

• Support resources

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A list of possible information sources, support services and contact details, including

health care professionals, internet support sites, and relevant charities and support

forums.

The pack is intended to be flexible, and to support and encourage assisted

independence. It recognises the different information needs of patients and family

members, acknowledges the physical and psychological vulnerability of both the

patient and the family member at this point in time, and acknowledges the patients’

need to understand what they have been through and have evidence of the progress

they have made. The individualised and flexible nature of this information pack

makes it suitable for use across a variety of different age groups, levels of illness

severity, and for discharge to a range of different in-hospital destinations.

The pack will be given to the patient (and/or family member as appropriate) by the

critical care bedside nurse when the decision to discharge to a ward has been made.

Ward nurses will then be involved in providing ongoing information support after

discharge to the ward (using the new information pack where relevant).

Outcome measures

The primary outcome measure will be sense of psychological well being, measured

using the Hospital Anxiety and Depression Scale (HADS) score (Zigmond and

Snaith, 1983). Patient perceptions of coping, self-efficacy and sense of

empowerment will also be measured in order to determine the factors (upon which

the intervention is focused) that might impact on psycho-social wellbeing. Other

secondary outcome measures will include length of hospital stay and rates of

readmission to critical care in order to provide some insight into whether

improvement in psycho-social well being impacts on physical health outcomes. In

addition, feasibility from the perspective of patients, family members, critical care and

ward nurses will be assessed providing some evidence as to whether the

intervention, if effective, is likely to be utilised in real world clinical practice. Finally,

the patient and relative experience will be explored in order to allow identification of

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previously unknown and/or unconsidered issues of relevance as to whether the

intervention is likely to be effective.

Data collection tools

Psychological well-being will be assessed using HADS for both patients and

identified family members. HADS is a self-assessment screening tool, designed to

detect depression and anxiety (Zigmond and Snaith, 1983), which has been

extensively validated (Bjelland et al, 2002). A total score >8 for either depression or

anxiety indicates the presence of disorder. In addition, coping, self-efficacy and

empowerment assessment tools will be used to further assess psychological well-

being.

Questionnaires will be used to assess patients' and relatives’ perception of their

discharge experience and to determine the feasibility of the intervention from the

perpsective of patients, relatives and ward/critical care nurses. Questionnaire items

reflect key themes identified from a previous focus group study. User groups

(consisting of participants from a phase I focus group study and two user support

groups) will be used to test the validity and reliability of questionnaires prior to use.

Hospital databases and medical records will provide access to information related to

patient and family demographics, relevant past medical history (including a history of

depression or anxiety), admitting diagnosis, patient illness severity, length of critical

care stay, therapies received, discharge destination and complications pertinent to

the critical illness period.

Sample

The sample will be drawn from a single NHS Trust in Central London. Calculation of

sample size is based on the primary outcome measure (sense of psychological well

being) using the HADS score. There is currently very little information available to

enable precise calculation of the required sample size to determine an effect. In a

previous RCT by Gammon et al (1996) examining the effect

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of information giving in peri-operative patients using HADS as a primary outcome

measure, the mean post intervention score was 4.2 for the intervention group (n=41)

and 6.8 (range 0-15) for the control group (n=41) (a difference of about 3 points).

Based on the information available to date, using a power of 80%, a minimum of 45

participants in each group are required in order to detect a difference of 3 points on

the HADS score in the intervention group (assuming SD=5). This study aims to

recruit 200 patients, with a minimum of 50 patients in each group. The same number

of data collection days will be employed for each arm of the study. Data collection

will continue until a minimum of n=50 is achieved in all groups. Although the number

of critical care discharges vary from day to day leading to a potential difference in the

final number of participants in each group, randomisation is likely to ensure that

overall numbers are not unduly unbalanced between groups. If groups are

unbalanced in size we will ensure that we recruit sufficient individuals so that

assumptions of the statistical tests to be used remain robust. As long as the

minimum number (n=50) are recruited into each group, analysis of outcomes will not

be affected. Records of the daily discharge numbers during the trial period will,

however, be used during analysis in order to identify any potential influences on

results.

Attrition is likely due to a number of factors including death, lack of opportunity to

collect all data or participant drop out. Attrition rates will be assessed as data

collection progresses, allowing for necessary adjustments in sample size. With an

average of one hundred overall unit discharges per month, and by using an over

recruitment strategy, a six month intervention period should enable enrolment of at

least the minimum number required.

Inclusion criteria

• Adult patients and family members (>18 years)

• Elective or emergency admissions who have been in critical care for at least 72 hours

• Critical Care patients identified for discharge to a general ward setting

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• Elective discharges between 08.00-20.00hrs Monday to Friday

Exclusion criteria

• Patients for whom active treatment has been withdrawn

• Inability to verbally communicate in or read English

• Involvement in the phase I focus group study

All critical care and ward nurses (from wards who have received patients discharged

from critical care during the study period) will also be invited to participate in part of

the study, in order to determine the feasibility of the intervention in real world

practice.

Implementation

Preparation

A series of staff training and information sessions will be provided, and all critical

care nurses will be encouraged to attend. Details of the intervention and the attention

control will be given and instructions provided as to how they should be utilised. A

research assistant will be present throughout the recruitment and intervention period

to provide ongoing support and instruction.

Randomisation and recruitment

The statistician will provide a computer generated list of random numbers, which will

be used to determine the days on which the intervention, control or ‘attention control’

methods will be used. A clerical assistant will make up three separate types of

sealed information packs labelled with the dates that each is to be used. These

packs will be left in the clinical area and their distribution co-ordinated by the

research assistant.

The research assistant will screen patients due for discharge from critical care on a

daily basis by liaison with the nurse in charge. Those who meet the inclusion criteria

will be invited to participate and provided with a participant information form and

verbal study information (this will be carried out either by phone or during visiting for

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family members). Only one identified family member from each patient will be

recruited into the study.

Consent

No less than 4 hours after receipt of the participant information sheet, the research

assistant will seek patient consent. Only after consent has been obtained will they be

recruited into the study. Capacity to provide informed consent will be determined by

the research assistant (who holds a professional healthcare registration) using the

MacArthur Competence Assessment tool for clinical research (MacCAT-CR)

(Appelbaum and Grisso, 2001). If patients are unable to provide informed consent

prior to critical care discharge, advice will be sought from a personal consultee. If a

personal consultee is not available, a member of care staff unconnected to the

project, who is most likely to know what the individual might have chosen had they

retained capacity, will act as the nominated consultee in the event of no personal

consultee being available (Code 9 of Mental Capacity Act). Assessment of capacity

and consent will be repeated prior to data collection. Any data already collected from

those who refuse consent at this point will be discarded.

Delivery of intervention

Recruited participants (patients and relatives) will be clustered by day of patient

discharge, with all those identified for discharge on the same day (and their relative)

allocated to receive either the intervention (UCCDIP), control (usual information

strategy) or ‘attention control’ (discharge booklet) information delivery method. The

research assistant will ensure the appropriate information pack is selected and will

assist bedside nurses to use it correctly. The research assistant will also record the

number of discharges from the unit on each weekday during the trial period, and any

potential cross contamination.

Data collection

The data collector will assist recruited patients and family members to complete the

HADS, coping, self efficacy and empowerment assessments after one week on the

general ward, and again at one month or on discharge from hospital, whichever is

sooner. User experience questionnaire data will also be collected from participants at

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the one month/hospital discharge point. The data collector will be blinded to the

group into which participants have been randomised. At the end of the trial period,

feasibility questionnaires will be placed in the post trays of all nursing staff in critical

care and on wards where patients participating in the study have been discharged. A

box for posting completed questionnaires will be provided in each area.

The research assistant will access databases and patient notes in order to record

relevant retrospective and prospective information throughout the trial period as

detailed above.

Withdrawal

All recruited participants who withdraw will be followed up (where possible), and with

their consent, reasons for withdrawal and any data collected up to the point of

withdrawal will be included in the final analysis.

Data analysis

Objectives 1 and 2:

Groups will be compared in terms of HADS, length of hospital stay after critical care

discharge and other similar measures. Techniques used will include Analysis of

Variance (ANOVA) with co-variates as necessary, and with possible transformation

of the data, for example ranking. For binary measures such as readmission to critical

care rates, logistic regression will be considered. A number of concomitant variables,

from both patient and relative data, will be drawn from the hospital database,

patients’ medical records and relative questionnaires and will inform the above

analyses.

The goal will be to determine what effects (if any) the intervention has had, and how

consistent any effects have been. This data will then inform the power calculation to

determine the necessary sample size for a phase III trial. Maintenance of time

records will enable checking for any drift over time induced by any of the

interventions.

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Different group sizes will NOT 'skew' the results. Except in laboratory studies (and

not always then) equal sample size is impossible; such a requirement would

invalidate most research. We will be comparing averages or typical values and all

tests standardise against varying sample size. Sample size does affect the power (or

sensitivity) of the test, it is not so much the total sample size that matters but the

minimum. We have included in our method a strategy of collecting data until each

group has at least 50 to ensure that we will have sufficient power. It is preferable (in

terms of effort) and fortunately unlikely that the larger group will be much larger than

50. While equal sample sizes are desirable they are not necessary; the tests will

continue to correctly assess the p-value

Records of the daily discharge numbers during the trial period will be used during

analysis in order to identify any potential influences on results, and the notes kept by

the research assistant detailing any potential cross contamination will also be

collated and reported.

Objectives 3 and 4:

Categorical variables, from the feasibility and experience questionnaires, will be

examined using cross-tabulation and chi-square, and if necessary log-linear

modelling. Qualitative data from the free text section of questionnaires will be

collated, coded, categorised and key themes identified. Nvivo7 will be used to assist

this process.

Dissemination

A lay summary of study findings will be prepared and sent to all participants before

their personal details are destroyed. Information about and consent for this is

included in the participant information sheet and on the consent/assent forms.

Findings from this study will be used to refine and amend the intervention being

studied before further evaluation using a larger multi-site phase III trial takes place. It

will also provide data, which will inform the power calculation to determine the

necessary sample size for a phase III trial. This should ensure that such a complex

intervention is more likely to be effective at this point.

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References

Appelbaum PS, Grisso T (2001) MacCAT-CR: MacArthur Competence Assessment

Tool for Clinical Research. Professional Resource Press; Sarasota, FL.

Bench S, Day T, Griffiths P (2011) Involving users in the development of effective

critical care discharge information: a focus group study with patients, relatives and

health care staff. American Journal of Critical Care Nursing (In Press).

Bench S, Day T (2010) The user experience of critical care discharge; a meta-

synthesis of qualitative research. International Journal of Nursing Studies 47: 487-

499

Bjelland I, Dahl A, Haug T, Neckelmann D (2002) The validity of the hospital anxiety

and depression scale; an updated literature review. Journal of Psychosomatic

Research 52: 62-77

Campbell N, Murray E, Darbyshire J, et al (2007) Designing and evaluating complex

interventions to improve healthcare. British Medical Journal 334: 455-459

Chaboyer W, Kendall E, Kendall M, Foster M (2005) Transfer out of intensive care; a

qualitative exploration of patient and family perceptions. Australian Critical Care

18(4): 138-145

Coulter A, Ellis J (2006) Patient focused interventions; a review of the evidence.

London, The Health Foundation

DH (2000) Comprehensive critical care; a review of adult critical care services.

London, Department of Health (DH)

DH (2005) Quality critical care; beyond ‘comprehensive critical care’; a report by the

critical care stakeholder forum. London, Department of Health

Gammon J, Mulholland C (2006) Effect of preparatory information prior to elective

total hip replacement on psychological coping outcomes. Journal of Advanced

Nursing 24: 303-308

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Garrod R, Marshall J, Barley E, Jones PW (2006) Predictors of success and failure

in pulmonary rehabilitation. European Respiratory Journal 27: 788-794

Griffiths P (2005) Self assessment of health and social care needs by older people; a

review. British Journal of Community Nursing 10: 520, 522-527

INVOLVE (2004) Involving the public in NHS, public health and social care research;

briefing notes for researchers. Available online at:

www.invo.org.uk/keypublications.asp. Accessed 2nd August 2010

Jones C, Skirrow P, Griffiths R, et al (2003) Rehabilitation after critical illness; a

randomized controlled trial. Critical Care Medicine 31 (10): 2456-2461

MRC (2008) Developing and evaluating complex interventions: new guidance.

Available online at:

www.mrc.ac.uk/Utilities/Documentrecord/index.htm?d=MRC004871 . Accessed 2nd

August 2010

McDonald S, Hetrick S, Green S (2004) Pre operative education for hip or knee

replacement. Cochrane database of systematic reviews, Issue 1, Cochrane Library

McKinney A, Melby V (2002) Relocation stress in critical care; a review of the

literature. Journal of Clinical Nursing 11: 149-157

Mitchell ML, Courtney M (2004) Reducing family members’ anxiety and uncertainty

in illness around transfer from intensive care: an intervention study. Intensive and

critical care Nursing 20: 223-231

NICE (2007) Acutely ill patients in hospital; recognition and response to acute illness

in adults in hospital. National Institute for Health and Clinical Excellence. Available

online at: www.nice.org.uk. Accessed 2nd August 2010

NICE (2009) Rehabilitation after critical illness. National Institute for Health and

Clinical Excellence. Available online at: www.nice.org.uk. Accessed 2nd August 2010

NPSA (2004) Seven steps to patient safety. National Patient Safety Agency.

Available online at: www.npsa.nhs.uk. Accessed 2nd August 2010

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Paul F, Hendry C, Cabrelli L (2004) Meeting patient and relatives’ information needs

upon transfer from an intensive care unit: the development and evaluation of an

information booklet. Journal of Clinical Nursing 13: 396-405

Zigmond A, Snaith R (1983) The hospital anxiety and depression scale. Acta

Psychiatry Scand 67: 361-370  

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Critical Care Discharge

Information

Information for patients and relatives

during and immediately after discharge

to the ward

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Critical Care Discharge

Information for Patients

Information for Patients

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This information has been designed to support you when you move from critical

care to a general ward. Everyone is different. This pack will help you to identify

your own individual needs and get the information you require to support your

recovery whilst on the ward.

Name:……………………………………………………………………

Why was I in critical care? What happened to me?

Completed by:……………………………………………..……….………….(Print name and position)

Date of discharge from critical care:…………….…………………….……………

Ward:….………….……………………………………………………………………………………….....….

Name of Ward sister/Charge Nurse:………..……………………………….…….

Ward Tel no:….…………………………..…...………..

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What else do I want to know?

Read through the following pages and write down any questions you have in the

sections provided (or ask someone else to). Show this to the nurses, doctors,

physiotherapists and other staff looking after you. They will be able to discuss

these issues with you in more detail.

You can ask anything you want to know.

NO question is too trivial or too basic.

Index

Page 4-6: Before discharge to the ward

Page 7: Space for recording concerns about going to ward

Page 9: On the Ward

Page 10-11: Your recovery from critical illness

Page 12-14: Common emotional worries

Page 15-18: Common physical problems

Page 19-25: Space for recording concerns about your recovery

Page 27: Support on the ward

Page 28: Useful contacts

Page 29 Exercises

Page 30: Acknowledgements and references

Page 31-35: Reflective diary

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Before discharge to the ward

Am I ready for discharge?

Being discharged from critical care is a positive step, but you can feel scared

leaving the staff you have got to know and a place which is familiar. You may not

feel ready and may still feel very unwell.

An experienced team of doctors, nurses and other health care staff will have made

the decision that you no longer require such intensive monitoring and nursing.

Ward nurses and doctors will be given a handover from the critical care team to

enable them to continue your care.

If you feel concerned about the decision to move you to a general ward, you should

tell this to the nurse or doctor who can discuss it with you further.

When will I go to the ward?

You might not be told which ward you are going to until a short time before and

things can change quickly. Occasionally discharge to the ward can happen during

the night, but this is avoided wherever possible. If there are delays in organising

beds on the ward you may be taken off some of the monitoring as you will no

longer need such high level observation.

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Who will go with me?

A nurse from the critical care unit will help you pack your things, inform your family

and will go with you. This is usually your bedside nurse. A porter will also usually

come to help. Sometimes a nurse from the ward will also visit you on the unit

before your discharge and may accompany you to the ward.

What ward am I going to?

This should be written on the front of this booklet. If you cannot find it please ask

the nurse caring for you. Ask what type of ward it is.

What will it be like on the ward?

Many wards have information booklets

explaining who the staff are, visiting

times and how the ward works.

Ask for a copy when you get to the

ward.

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You could be in a bay with up to 8 other people of the same sex as you. The wards

also have smaller bays and single bedded rooms. There will be less equipment than

in critical care. Other patients may be able to talk to you, but the ward can be noisy

and you may find this disturbing at first.

Each ward nurse will be looking after a group of people, assisted by a number of

health care support workers. Even though you may not always be able to see a

nurse you can contact them by pressing the call bell. Ask the nurse to leave it within

your reach and press it if you want any help. You may have to wait for a short time

if the nurses are busy with other patients. This can make you feel neglected or

deserted. This isn’t the case. You are being looked after. It is just that the level of

care is different compared to critical care.

Staff on the ward will encourage you to become more independent. It can feel like

they are asking too much of you, but it is an important part of your recovery.

The ward staff will be given a handover from the

critical care team, but they may also ask you and

your family some questions.

This is not because they do not know what is wrong

with you, but because they need to get to know you

as a person and plan your ongoing care.

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Concerns about going to the ward

Use this section to write down any questions or worries you have about going to

the ward and show it to your bedside nurse. Record any advice/information given.

Ask your family or the nursing staff to help you complete it if you feel unable to do

so alone.

Question/Concerns I have

Answers to my questions

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On the Ward

Recovery is different for everyone. Information about some of the most common

worries can be found on pages 12-18. You might find it useful to read through

these. Most worries are temporary and will return to normal with time. You may

have some, all or none of these. You may also have other worries.

What should I do if I am worried about anything?

The first thing you should do is tell the nurse looking after you and/or the nurse in

charge of the ward. You can also tell the doctors or any other health care staff

when they come to see you.

Write down any questions or concerns you have on pages 19-25 (or ask someone

else to). Show these to your nurse, doctor, physiotherapist or other available health

care staff. Ask them if there are some things you can do to help with your worries.

Your family could also help with this. Together, you can work out what you can all

do to make you feel better.

You can also talk to your relatives/friends if you are concerned about anything and

ask them to speak to the nurse in charge and/or doctor on your behalf.

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Your recovery from a critical illness

You have been very ill and you need to give your mind and body time to recover.

The suggestions below may help your recovery. Do them as and when you feel

ready for them.

What can I do to help my recovery on the ward?

1. Recognise the progress you have made

Some people find the following useful:

Looking at any pictures of you that may have been taken in critical care. Ask

the staff or your family if any were taken

Reading and talking about what happened to you in critical care. Ask the staff

or your family if a diary of your time in critical care was kept

Keep a daily diary of your feelings whilst on the ward (page 23)

2. Set yourself short term, realistic goals

Achieving small things each day will help improve your confidence and morale.

Write down your goals on pages 17-18. Ask the staff what their goals for you are,

and discuss with them how you are doing.

3. Listen to your body

Remember, you have been seriously ill and recovery will take time. Go at your

own pace, guided by the health care staff. Do not judge yourself against how

others are doing, as everyone is different and people are in hospital for lots of

different reasons. Ask if you have any concerns.

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4. Have a positive mental attitude

Each day try and think of one positive thing. If you cannot think of anything ask

the staff or your family/friends to help.

5. Talk to family/friends and staff

Don’t bottle things up. Share and discuss your feelings and concerns. Use the

sections on pages 17-18 to help with this.

6. Exercises to aid recovery

You could try to do some of the exercises described on page 21. Do as much as

you can and rest when you need to.

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What common emotional worries might I have?

Feeling scared and anxious/ panic attacks/phobias/

loss of confidence

The first few days and weeks on a ward may not be easy and you may feel

frightened, insecure, anxious and stressed (dry mouth, rapid breathing, fast heart

beat, cold sweats, butterflies in the stomach).

You may have lost your confidence and might try to avoid things that make you

feel scared. These are all normal feelings. For most patients, as time progresses

your confidence will grow and return to normal.

Difficulty understanding what has happened

You are not alone. Many people are unable to remember all of their time in critical

care. You have been seriously ill and may have been given strong drugs which

made you sleepy. Coming to terms with what has happened can take time and you

You might be worried about getting ill again

and might feel frightened if you have been

told that you nearly died. You might also

feel scared about being in an unfamiliar

environment and being expected to do

more for yourself.

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may never remember everything. Everyone’s experience is different and individual

to them.

Mood changes

It is normal for your mood to change often. One moment you may feel good and

the next you may feel down or very tearful.

You may feel irritable for no specific reason, and you may feel

depressed for some time. You might also feel restless, fidgety, unsatisfied, have

racing thoughts or lose your sense of humour. These are normal reactions to being

seriously ill. They are not permanent changes in you and will subside with time. You

may also feel frustrated if it seems like you are not progressing, but remember you

have been very ill and you need time to recover.

If you smoke or normally drink a lot of alcohol then you might also feel irritable due

to nicotine or alcohol withdrawal.

You may find that you cannot concentrate on

anything for long and keep forgetting what you

have been told. This should get better as you

continue to recover.

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Hallucinations/Flashbacks/Paranoia/Sleeping problems

You may have flashbacks and memories of disturbing or strange experiences.

These are often ‘unreal’, but can be very vivid and frightening. You may also suffer

from bad dreams or nightmares. These experiences are common and are related to

your illness and the strong drugs you may have been given in critical care. They

usually settle after a few days or weeks.

You might also find it difficult to fall asleep or you may wake

frequently during the night. This might be because the ward is noisy, but your sleep

pattern may also have been disrupted whilst you were in critical care. Being awake

at night can be worrying and things easily seem to get out of proportion. Your

sleep pattern will improve as you become more active during the daytime, but if

you are concerned, talk to the ward staff.

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What common physical problems might I have?

Changes in appearance, senses and voice

You may look thinner and you may have lots of marks, bruises and scars on your

body because of the various tubes, drips and injections used in critical care. The

quality of your hair or nails may have changed and you may also experience some

hair loss. You might also find that your skin feels itchy and drier than before.

You might also notice changes to your senses. For example, your hearing might be

slightly worse or more acute, your vision might be affected and things that touch

your skin can feel strange for a while. You might also experience dizzy spells due to

an altered sense of balance.

Your throat may be sore if you have had a breathing tube in, and your voice may be

weak and sound different. If you still have a tracheostomy tube, you may not be

able to speak until it is removed.

These changes are usually temporary and most will disappear over time.

You may feel worried when you first look in

the mirror as your appearance may have

changed due to the effects of your illness.

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General weakness/Lack of energy/Poor mobility

You will probably have lost weight and your muscles may be weak and your joints

stiff from being in bed. You may also have generalised aches and pains, feel

exhausted and have no energy. The slightest activity may make you feel very tired.

This is normal after a serious illness.

You may experience difficulty in doing things which require fine movement such as

fastening buttons, writing, holding cups etc. This means you are likely to still need

some help with personal care such as eating, dressing, washing and walking.

This should slowly improve.

Breathing problems

You may feel breathless at times, particularly when you are doing anything. Even

talking can make you feel short of breath, and you might need some oxygen which

will be given through a mask. You might also find it difficult to cough due to muscle

weakness. These problems should improve over time, but may not completely

resolve, depending on your condition.

Whilst in critical care you may have had a tube in your throat to help your breathing

(a tracheostomy), and you may still have this on the ward. It will usually be

Your muscles have not been working for a while

and will need time to build up their strength

again.

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removed after a few days/weeks once you are able to breathe effectively on your

own. The hole it leaves will gradually close. There will be a scar which will slowly

fade and become less obvious.

Eating and drinking problems

You may be having food through a tube in your nose which goes down to your

stomach, or by a drip straight into your vein. This is unlikely to be permanent and

will be removed once things return to normal.

When you first start eating and drinking again, food/drinks may taste different until

your taste-buds readjust. You may not feel hungry, your mouth may be sore or it

might hurt to swallow. These problems can be caused by the strong drugs you may

have had. You might also develop a thrush infection (candida) in your mouth (a

thick white coat over the roof of your mouth and tongue). This can make your

mouth very sore. Your mouth can also feel very dry due to a lack of saliva. If you

wear dentures, you may find that they no longer fit well, as your gums may have

shrunk.

These problems are rarely permanent.

Going to the toilet

Food can taste very salty, sweet or have a

metallic taste

You may be given nourishing yoghurts, drinks

and food supplements to help build up your

strength

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You may still have a tube in your bladder (a catheter) which drains urine from your

body into a bag. This is so that staff can check your fluid levels. When the tube is

taken out, your muscles may be weak for while so you may find it difficult to

control your bladder. Sometimes, the medicines you are on can also change the

colour of your urine.

You may develop a urine infection. Symptoms of this include not being able to pass

urine, or passing very small amounts frequently. You might also have a burning

pain whilst urinating and/or blood in your urine. Any such symptoms should be

reported to the nurse or doctor caring for you.

Your bowels might also be upset for a while, but things should gradually return to

normal.

You might have bloating, diarrhoea or feel

constipated.

You might need some medicines to help you

go to the toilet.

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Concerns about my recovery

Use the following pages to record any questions or worries you have about your

recovery, and any goals you have set or agreed with the staff. Ask your family or

the nurses to help you complete it if you feel unable to do so alone.

Week 1 (Date……………..) Question/Concern I have

What I can do?

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Week 2 (Date……………..) Question/Concern I have

What I can do?

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Week 3 (Date……………..) Question/Concern I have

What I can do?

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Week 4 (Date……………..) Question/Concern I have

What I can do?

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What support will I get on the ward? In addition to the ward nurses, health care assistants and doctors, many other

health care professionals may contribute to your recovery. They include:

Critical care outreach team/Discharge liaison nurses

These are nurses from critical care whose role it is to check that recovery is

going as planned. Sometimes, they are available to talk to patients about

their critical care experience

Physiotherapists

Physiotherapists help with getting you moving again and increasing your

strength. They can also assist with coughing and breathing

Speech and Language Therapists

They may see you if you have any speech or swallowing problems

Dieticians

Dieticians can give advice on diet and any necessary food supplements

Occupational Therapists

Occupational therapists help prepare people for going home. They can

provide assistance with improving skills such as dressing, cooking etc

Chaplains

Support for different faiths is available. If you wish, they can talk to you and

help support your religious/spiritual needs

Volunteer staff

Some areas have volunteers who are available to sit and talk with patients,

provide reading materials, and help with simple tasks

Specialist support

As a result of your illness there may be temporary or permanent changes,

which you have to adapt to, which can be difficult. Staff specialising in your

condition can offer specific advice on rehabilitation. There may also be a

charity for your specific illness or injury which can provide additional

information and/or support.

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Useful contacts Patient Advice and Liaison Service (PALS). They can offer general support

and advice about being in hospital. Contact details can be obtained from the

ward receptionist

Chaplaincy: all hospitals have multi-faith support and ward staff can arrange

for the appropriate person to be contacted

If you feel well enough, you could ask if there is any access to a computer on the

ward or if your family can bring you a laptop. You can then look at some of these

useful websites as and when you feel ready:

ICUSteps website. A charity set up by former intensive care patients and their

family members. Includes information such as ‘Intensive Care: a guide for

patients and relatives’, plus experiences of former patients and family

members, and links to support groups: www.icusteps.org

DIPEx-Database of Individual Patient and Relative Experiences:

www.healthtalkonline.org

I-Canuk: A professional and independent national organisation which contains

important publications and guidance documents, and links to patient

experiences and information support: www.i-canuk.com.

There are also many charities set up for specific injuries and illnesses, which can

provide support and information. Ask the nurses about those which might be

relevant to you. You could also ask your relatives to look into relevant charities for

you, either on the internet or at their local library.

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Exercises

These exercises are designed to help you regain the strength that you may have

lost during your illness.

Take a deep breath through your nose and out through your mouth.

Repeat 3 times

Pull your toes up, down and round in a circle. Repeat 10 times

Keeping your leg straight, pull your toes upwards, count to 5 then relax.

Repeat on both legs 10 times

Bend your knees and put both feet flat on the bed. Roll both knees

together to the right keeping your shoulders still. Return your knees to the

middle and repeat to the left. Repeat 10 times

Place a rolled up towel under your left knee. Pull your toes upward and

lift your lower leg off the bed. Hold for 5 seconds. Repeat 10 times on

both legs.

Stretch both arms out in front of you. Touch your nose with your

outstretched hand, then straighten. Repeat 10 times on both arms

Turn your head to look over your left shoulder, back to the middle, then

turn to look over your right shoulder. Repeat 10 times

Bend your head and try to touch your ear on your left shoulder, keeping

your shoulders still. Repeat on the right. Repeat 10 times

Take both arms out to the sides with your elbows straight. Circle your

arms forward 10 times and backwards 10 times.

Do as much as you can.

Rest when you need to

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Acknowledgements

This information pack has been produced by Suzanne Bench of the Florence

Nightingale School of Nursing and Midwifery, King’s College, London.

It is based on research findings by Bench et al (2010, 2011), and was developed

using feedback from health care staff and ex-critical care patients and relatives

from across England, and a review of the content of the following publicly

available documents:

Intensive Care Society: Discharge from Intensive Care; information for patients and

relatives

Chelsea and Westminster Healthcare NHS Trust: Information for patients leaving the

intensive care unit

Salford Royal NHS Foundation Trust: Patient information; ICU patient discharge follow-

up

Southampton NHS University Hospitals Trust: After Intensive care; patients and

relatives information booklet

University Hospitals Birmingham NHS Foundation Trust: Critical care follow–up

information

Society of Critical Care Medicine: ICU issues and answers; What should I expect after

leaving the ICU?

ICUsteps: Intensive care; a guide for patients and relatives

Mitchell and Courtney (2002) Transfer from ICU…for relatives. Griffith University,

Australia

Paul et al (2004) ICU discharge information booklet. Ninewells hospital, Dundee

References

Bench S, Day T (2010) The user experience of critical care discharge; a meta-synthesis of

qualitative research. International Journal of Nursing Studies 47: 487-499

Bench S, Day T, Griffiths P (2011) Involving users in the development of effective critical

care discharge information: a focus group study with patients, relatives and health care

staff. American Journal of Critical Care (In press)

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Reflective Diary

This diary can remain private to you or it can be shared with the nurses so they can

help with any concerns. Write down how you feel each day. It might help to look

back after a few days and see if things are improving.

Day/Date How do I feel today?

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Day/Date How do I feel today?

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Critical Care Discharge

Information for Relatives

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Information for Relatives Who is this booklet for?

This information is designed to support you during and after your relative leaves

critical care to go to a ward. Everyone is different. This pack will help you to identify

your own individual needs and get the information you require whilst your relative

is on the ward.

We realise that close relationships come in many forms and that our closest

relationships are not necessarily with someone traditionally classified as a 'relative'.

For the sake of simplicity we use the term 'relative' throughout but realise that for

many people terms like 'friend', 'partner', 'loved one' would be more appropriate.

What do I want to know?

Read through the following information:

Page 3-6: Before discharge

Page 7-11: Helping recovery on the ward

Page 12-18: Questions and concerns

Page 19-22: Looking after yourself

Page 25-29: Diary pages

Write down any questions, worries or concerns you have in the sections provided.

Show this to the staff looking after your relative who will be able to discuss these

issues with you in more detail.

You should also read the information pack given to your relative. You might like

to read sections of it to your relative as they may be unable to read it themselves.

You can ask anything you want to know.

NO question is too trivial or too basic.

Before discharge

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Is my relative ready for discharge?

Having a relative discharged from critical care is a positive step but it can make you

feel scared leaving the staff you have got to know and a place where you feel your

relative is safe. You may have developed close relationships with the nurses and

doctors in critical care, and the technology and monitoring may have made you

feel secure. You may not feel that they are ready to leave.

An experienced team of doctors, nurses and other health care staff will have made

the decision that they no longer require such intensive monitoring and nursing, but

if you feel concerned about the decision, you could speak to the nurse or doctor.

When/Where will my relative go?

Details of the ward your relative is going to can be found on the front of their

information pack. We may not know this information until a short time before

discharge, and things can change quickly. Sometimes there are delays in

organising beds on the ward. This can mean that discharge sometimes happens

during the evening or overnight, although this is avoided wherever possible.

The bedside nurse should keep you informed, but sometimes your relative may be

discharged more quickly than planned. A full handover of care will always be

provided to ward staff both day and night.

Will my relative be looked after on the ward?

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There will be nurses and doctors on the ward, but they will be caring for other

patients as well, and may not be visible at times.

You may feel neglected or worry how your relative will cope with this change. You

should be reassured that your relative has been discharged to the ward because

they are getting better and need less support.

Staff on the ward will encourage your relative to become more independent. This is

an important part of their recovery plan, but may feel difficult at first.

The ward doctors will be given a handover from the critical care team, but they

may also ask you some questions. This is not because they do not know what is

wrong with your relative, but because they need to get to know them as a person

and plan their ongoing care.

Visiting times in a general ward may not be as flexible as in critical care. Many

wards have information booklets which explain who the staff are, visiting times and

how the ward works. Ask for a copy on the ward.

On the ward

What can I do to help my relative’s recovery?

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Read the information together

It may be helpful to read sections of the patient information pack to your relative. It

is likely you will need to repeat the information at other times as they may not be

able to remember it. Help them complete the sections detailing their worries,

concerns and feelings.

People respond differently to a stay in critical care. Some people want a lot of

information and some do not want to know anything. You will know your relative

best and can help them to get the individual information that they need

Your relative may not understand how ill they were. Talk to them about what

happened, and how they are feeling. You may need to tell them about their

injury/illness and treatments in stages or when they ask for more information.

They may be unable to remember the last few days/weeks. If they are ready to,

help them fill in the gaps and piece together their time in critical care. You may

have kept a diary of their stay, which you can discuss with them.

They may still feel very ill, feel they are not getting any better or not understand

how ill they have been. Looking back will help them recognise the progress they

have made.

Encourage independence

It is natural that you might feel over protective and want to help your relative as

much as you can. However, it is important that they now start to regain their own

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independence and you should, therefore, encourage them to do as much for

themselves as they can.

Help them set realistic short term goals for recovery. Bring in personal items for

them that will help them to regain their independence. For example, own clothes,

toiletries, glasses, hearing aid, dentures.

A personal music player or laptop with headphones can

also be useful and will help them to occupy their time.

Recovery for a critical care patient

Now your relative is in the general ward you may expect them to be happy and

relieved that they are getting better and that they survived their illness or accident.

However, they may act differently from what you expect.

They may be depressed, anxious, upset, irritable and/or unmotivated. They may

still be very confused from all the strong medicines they have taken.

These are all normal reactions, but can be difficult for relatives to deal with.

Remember, your relative has been through a huge ordeal, and it can take a long

time for them to recover physically and mentally.

You may also find it hard if they cannot understand what you have just experienced

as a relative of someone in critical care, and what it was like for you to see them so

ill.

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Try not to expect too much. It may be useful for you to think back and see that they

are making progress, even if it is very slow.

I have questions, where can I get answers?

You might feel like you want to go back to the critical care unit to speak to the

nurses and doctors that were looking after your relative. This is natural, but they

will not necessarily have an updated knowledge of your relative’s condition after

discharge as they will have handed care over to another team of doctors.

The first thing you should do is read through this information pack, and the

information given to your relative. Talk to the nurse looking after your relative

and/or the nurse in charge of the ward.

Although the ward nurses may be unable to give detailed ongoing explanations of

each change in your relative’s condition, they can arrange for you to speak to a

doctor for an update if necessary. You can also ask to talk to the doctors or any

other health care staff when they come to see your relative.

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Write down your questions and concerns on pages 15-17 of this information pack.

You can also record here any advice you are given.

What if I am really worried that their condition is

getting worse?

If you think your relative is becoming seriously ill, you

should ask to speak to someone urgently. If you remain concerned you should ask

the ward nurses to contact their seniors, and the doctors, who may not reside on

the ward. If possible you should remain with your relative until someone has seen

them, and an action plan has been agreed. The Patient Advice and Liaison Service

(PALS) may also be able to help. Ask the ward receptionist how to contact them.

Questions/concerns

Question/Concern I have

The ward can be busy.

It may not always be

possible to speak to a

doctor on the same

day.

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Advice/What I can do

Question/Concern I have

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Advice/What I can do

Looking after yourself

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Having a relative who has been critically ill is extremely stressful and you may feel

both physically and emotionally exhausted. You may not have been eating or

sleeping well, and you may also feel under pressure to support other family

members and to maintain a normal life outside of the hospital. If you have young

children, they might also be acting differently, and may need more attention than

normal. Feelings of guilt, worry or depression are common at this time, particularly

if you were afraid that your relative might die or feel that they are still too ill to be

going to a ward.

.

It is important that you share your feelings and devise strategies for coping. Try to

ask friends and family to support you at this early stage of recovery–you may need

as much or more help now even though your relative is out of critical care.

Use the diary on page 25 to record your thoughts and feelings. Discuss these with

family and friends. You might also want to contact your own General Practitioner

for further advice and support. Some of the organisations listed on pages 21-22

could also be of help.

You might also have

money worries or

concerns about your job

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Useful contacts

Patient Advice and Liaison Service (PALS): contact details can be obtained from the

ward receptionist

Chaplaincy: all hospitals have multi-faith support and ward staff can arrange for the

appropriate person to be contacted

ICUSteps website. a charity set up by former intensive care patients and their family

members. Includes information such as ‘Intensive Care: a guide for patients and relatives’,

plus experiences of former patients and family members, and links to support groups:

www.icusteps.org

DIPEx: database of individual patient and relative experiences:www.healthtalkonline.org

I-Canuk: a professional and independent national organisation which contains important

publications and guidance documents, and links to patient experiences and information

support: www.i-canuk.com.

UK Debtline: call free on 0800 731 7973. www.national-uk-debtline.co.uk

Samaritans: provides confidential, unbiased emotional support, 24 hours a day, for

people who feel distressed, desperate or suicidal. Helpline: 08457 909090.

www.samaritans.org. Email: [email protected]

British Association for Counselling and Psychotherapy: for details of counsellors

and psychotherapists in your area call: 0870 443 5252. www.bacp.co.uk

Princess Royal Trust for Carers: the largest provider of support services for carers in

the UK: Tel; 0844 800 4361. www.carers.org

There are many different charities set up for specific injuries and illnesses which will

be able to provide support and information. You could look for relevant charities on

the internet or at your local library.

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Acknowledgements

This information pack has been produced by Suzanne Bench of the Florence

Nightingale School of Nursing and Midwifery, King’s College, London.

It is based on research findings by Bench et al (2010, 2011), and was developed

using feedback from health care staff and ex critical care patients and relatives

from across England, and a review of the content of the following publicly available

documents:

Intensive Care Society: Discharge from Intensive Care; information for patients and relatives

Chelsea and Westminster Healthcare NHS Trust: Information for patients leaving the

intensive care unit

Salford Royal NHS Foundation Trust: Patient information; ICU patient discharge follow-up

Southampton NHS University Hospitals Trust: After Intensive care; patients and relatives

information booklet

University Hospitals Birmingham NHS Foundation Trust: Critical care follow –up information

Society of Critical Care Medicine: ICU issues and answers; What should I expect after leaving

the ICU?

ICUsteps: Intensive care; a guide for patients and relatives

Mitchell and Courtney (2002) Transfer from ICU…for relatives. Griffith University,

Australia

Paul et al (2004) ICU discharge information booklet. Ninewells hospital, Dundee

References

Bench S, Day T (2010) The user experience of critical care discharge; a meta-synthesis of

qualitative research. International Journal of Nursing Studies 47: 487-499

Bench S, Day T, Griffiths P (2011) Involving users in the development of effective critical care

discharge information: a focus group study with patients, relatives and health care staff.

American Journal of Critical Care (In press)

Reflective Diary

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Write down how you feel each day. It might help to look back after a few days and

see if things are improving.

Date How do I feel today?

Date How do I feel today?

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Date How do I feel today?

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If this has been helpful why not start your own diary or continue on the back pages

of this pack

Please add any additional information here

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Day/Date How do I feel today?

If this has been helpful, why not start your own diary or continue on the back pages of this information pack

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Please add any additional hospital/department specific

information here

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Table 1: CONSORT 2010 checklist of information to include when reporting a cluster

randomised trial

Section/Topic Item

No

Standard Checklist item Extension for cluster

designs

Page

No *

Title and abstract

1a Identification as a

randomised trial in the title

Identification as a cluster

randomised trial in the title

1

1b Structured summary of trial

design, methods, results, and

conclusions (for specific

guidance see CONSORT for

abstracts)1,2

See table 2 3

Introduction

Background and

objectives

2a Scientific background and

explanation of rationale

Rationale for using a cluster

design

5,6

2b Specific objectives or

hypotheses

Whether objectives pertain to the

the cluster level, the individual

participant level or both

6

Methods

Trial design 3a Description of trial design

(such as parallel, factorial)

including allocation ratio

Definition of cluster and

description of how the design

features apply to the clusters

6

3b Important changes to

methods after trial

commencement (such as

eligibility criteria), with

reasons

N/A

Participants 4a Eligibility criteria for

participants

Eligibility criteria for clusters 8/9

4b Settings and locations where

the data were collected

8

Interventions 5 The interventions for each

group with sufficient details

to allow replication,

including how and when they

were actually administered

Whether interventions pertain to

the cluster level, the individual

participant level or both

9-10

Outcomes 6a Completely defined pre-

specified primary and

secondary outcome

measures, including how and

Whether outcome measures

pertain to the cluster level, the

individual participant level or both

11-12

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when they were assessed

6b Any changes to trial

outcomes after the trial

commenced, with reasons

N/A

Sample size 7a How sample size was

determined

Method of calculation, number of

clusters(s) (and whether equal or

unequal cluster sizes are

assumed), cluster size, a

coefficient of intracluster

correlation (ICC or k), and an

indication of its uncertainty

13

7b When applicable,

explanation of any interim

analyses and stopping

guidelines

N/A

Randomisation:

Sequence

generation

8a Method used to generate the

random allocation sequence

14

8b Type of randomisation;

details of any restriction

(such as blocking and block

size)

Details of stratification or

matching if used

14

Allocation

concealment

mechanism

9 Mechanism used to

implement the random

allocation sequence (such as

sequentially numbered

containers), describing any

steps taken to conceal the

sequence until interventions

were assigned

Specification that allocation was

based on clusters rather than

individuals and whether allocation

concealment (if any) was at the

cluster level, the individual

participant level or both

14

Implementation

10 Who generated the random

allocation sequence, who

enrolled participants, and

who assigned participants to

interventions

Replace by 10a, 10b and 10c

10a Who generated the random

allocation sequence, who enrolled

clusters, and who assigned

clusters to interventions

14

10b Mechanism by which individual

participants were included in

clusters for the purposes of the

trial (such as complete

14

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enumeration, random sampling)

10c From whom consent was sought

(representatives of the cluster, or

individual cluster members, or

both), and whether consent was

sought before or after

randomisation

8, 9

Blinding 11a If done, who was blinded

after assignment to

interventions (for example,

participants, care providers,

those assessing outcomes)

and how

15

11b If relevant, description of the

similarity of interventions

10

Statistical methods 12a Statistical methods used to

compare groups for primary

and secondary outcomes

How clustering was taken into

account

15

12b Methods for additional

analyses, such as subgroup

analyses and adjusted

analyses

N/A

Results

Participant flow (a

diagram is strongly

recommended)

13a For each group, the numbers

of participants who were

randomly assigned, received

intended treatment, and

were analysed for the

primary outcome

For each group, the numbers of

clusters that were randomly

assigned, received intended

treatment, and were analysed for

the primary outcome

7

13b For each group, losses and

exclusions after

randomisation, together with

reasons

For each group, losses and

exclusions for both clusters and

individual cluster members

7

Recruitment 14a Dates defining the periods of

recruitment and follow-up

8, 12, 18, 23

14b Why the trial ended or was

stopped

N/A

Baseline data 15 A table showing baseline

demographic and clinical

Baseline characteristics for the

individual and cluster levels as

17

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characteristics for each

group

applicable for each group

Numbers analysed 16 For each group, number of

participants (denominator)

included in each analysis and

whether the analysis was by

original assigned groups

For each group, number of

clusters included in each analysis

7, 15, 18

Outcomes and

estimation

17a For each primary and

secondary outcome, results

for each group, and the

estimated effect size and its

precision (such as 95%

confidence interval)

Results at the individual or cluster

level as applicable and a

coefficient of intracluster

correlation (ICC or k) for each

primary outcome

16-20

17b For binary outcomes,

presentation of both

absolute and relative effect

sizes is recommended

N/A

Ancillary analyses 18 Results of any other analyses

performed, including

subgroup analyses and

adjusted analyses,

distinguishing pre-specified

from exploratory

22

Harms 19 All important harms or

unintended effects in each

group (for specific guidance

see CONSORT for harms3)

21

Discussion

Limitations 20 Trial limitations, addressing

sources of potential bias,

imprecision, and, if relevant,

multiplicity of analyses

27-28

Generalisability 21 Generalisability (external

validity, applicability) of the

trial findings

Generalisability to clusters and/or

individual participants (as

relevant)

28

Interpretation 22 Interpretation consistent

with results, balancing

benefits and harms, and

considering other relevant

evidence

22-27

Other information

Registration 23 Registration number and 4, 8

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name of trial registry

Protocol 24 Where the full trial protocol

can be accessed, if available

8

Funding 25 Sources of funding and other

support (such as supply of

drugs), role of funders

4

* Note: page numbers optional depending on journal requirements

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Table 2: Extension of CONSORT for abstracts1,2 to reports of cluster randomised

trials

Item Standard Checklist item Extension for cluster trials

Title Identification of study as randomised Identification of study as cluster

randomised

Trial design Description of the trial design (e.g. parallel,

cluster, non-inferiority)

Methods

Participants Eligibility criteria for participants and the

settings where the data were collected

Eligibility criteria for clusters

Interventions Interventions intended for each group

Objective Specific objective or hypothesis Whether objective or hypothesis pertains

to the cluster level, the individual

participant level or both

Outcome Clearly defined primary outcome for this

report

Whether the primary outcome pertains to

the cluster level, the individual participant

level or both

Randomization How participants were allocated to

interventions

How clusters were allocated to

interventions

Blinding (masking) Whether or not participants, care givers,

and those assessing the outcomes were

blinded to group assignment

Results

Numbers randomized Number of participants randomized to

each group

Number of clusters randomized to each

group

Recruitment Trial status1

Numbers analysed Number of participants analysed in each

group

Number of clusters analysed in each

group

Outcome For the primary outcome, a result for each

group and the estimated effect size and its

precision

Results at the cluster or individual

participant level as applicable for each

primary outcome

Harms Important adverse events or side effects

Conclusions General interpretation of the results

Trial registration Registration number and name of trial

register

Funding Source of funding

1 Relevant to Conference Abstracts

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REFERENCES

1 Hopewell S, Clarke M, Moher D, Wager E, Middleton P, Altman DG, et al. CONSORT

for reporting randomised trials in journal and conference abstracts. Lancet 2008, 371:281-283

2 Hopewell S, Clarke M, Moher D, Wager E, Middleton P, Altman DG at al (2008) CONSORT for reporting randomized controlled trials in journal and conference abstracts: explanation and elaboration. PLoS Med 5(1): e20

3 Ioannidis JP, Evans SJ, Gotzsche PC, O'Neill RT, Altman DG, Schulz K, Moher D. Better reporting of harms in randomized trials: an extension of the CONSORT statement. Ann Intern Med 2004; 141(10):781-788.

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Evaluating the feasibility and effectiveness of a critical care discharge information pack for patients and their families; a

pilot cluster randomized controlled trial

Journal: BMJ Open

Manuscript ID: bmjopen-2014-006852.R2

Article Type: Research

Date Submitted by the Author: 10-Jul-2015

Complete List of Authors: Bench, Suzanne; King's College, London, Florence Nightingale Faculty of Nursing and Midwifery Day, Tina; King's College, London, Florence Nightingale Faculty of Nursing

and Midwifery Heelas, Karina; Kings College Hospital, Critical Care Hopkins, Philip; Kings College Hospital, Critical Care White, Catherine; ICU steps Charity, Griffiths, Peter; University of Southampton, Faculty of Health Sciences

<b>Primary Subject Heading</b>:

Intensive care

Secondary Subject Heading: Patient-centred medicine, Rehabilitation medicine, Nursing

Keywords: Adult intensive & critical care < ANAESTHETICS, Rehabilitation medicine < INTERNAL MEDICINE, Clinical trials < THERAPEUTICS

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1

Title Page

Evaluating the feasibility and effectiveness of a critical care discharge information pack for

patients and their families; a pilot cluster randomized controlled trial

Corresponding Author

1. Dr Suzanne Bench

PhD, MSc, PGDipHE, BSc (Hons), RGN, ENB 100 (Intensive Care Nursing)

Lecturer in nursing

Florence Nightingale Faculty of Nursing and Midwifery, King’s College, London

57 Waterloo Road, London

SE1 8WA, U.K.

Email: [email protected]

Tel: 0044 207 848 3550

Co-authors

1. Dr. Tina Day

PhD, MSc, BSc, RN, Cert Ed. RNT, ENB100 (Intensive Care Nursing)

Lecturer in nursing

Florence Nightingale School of Nursing and Midwifery, King’s College, London

U.K.

2. Karina Heelas

BSc, RN.

Critical Care Unit

King’s College Hospital NHS Foundation Trust,

London, U.K.

3. Dr. Philip Hopkins

PhD, MB, BS (Hons), MRCP, FRCA, DICM

Consultant

Critical Care Unit

King’s College Hospital NHS Foundation Trust

London, U.K.

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2

4. Catherine White

Information Manager, ICUsteps charity

Milton Keynes, U.K.

5. Professor Peter Griffiths

PhD, BA (Hons), RN

Professor of Health Services Research

Faculty of Health Sciences, University of Southampton, U.K.

Key words

Randomized Controlled Trial

Critical illness

Patient discharge

Patient education handout

Rehabilitation

Word count

5472

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ABSTRACT

Objectives

To evaluate the feasibility and effectiveness of an information pack, based on self-regulation

theory, designed to support patients and their families immediately before, during and after

discharge from an intensive care unit.

Design and setting

Prospective assessor-blinded pilot cluster randomized controlled trial (in conjunction with a

questionnaire survey of trial participants’ experience) in two intensive care units in England.

Participants

Patients (+/- a family member) who had spent at least 72 hours in an intensive care unit,

declared medically fit for discharge to a general ward.

Randomization

Cluster randomization (by day of discharge decision) was used to allocate participants to one

of three study groups.

Intervention

A user centred critical care discharge information pack (UCCDIP) containing two booklets; one

for the patient (which included a personalized discharge summary) and one for the family,

given prior to discharge to the ward.

Primary outcome

Psychological well-being measured using hospital anxiety and depression scores (HADS),

assessed at 5+/-1 days post unit discharge and 28 days/hospital discharge. Statistical

significance (p ≤ 0.05) was determined using Chi Square (χ2) and Kruskal Wallis (H).

Results

One hundred and fifty eight patients were allocated to: intervention (UCCDIP) (n=51), control

1: ad-hoc verbal information (n=59), control 2: booklet published by ICUsteps (n=48). There

were no statistically significant differences in the primary outcome. The a priori enrolment goal

was not reached and attrition was high. Using HADS as a primary outcome measure, an

estimated sample size of 286 is required to power a definitive trial.

Conclusions

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Findings from this pilot RCT provide important preliminary data regarding the circumstances

under which an intervention based on the principles of UCCDIP could be effective, and the

sample size required to demonstrate this.

Trial registration

Current Controlled Trials ISRCTN47262088.

Strengths and limitations of this study

• This is one of few randomized controlled trials that have evaluated critical care

discharge information resources and the first to evaluate the use of an intervention,

which includes a personalized patient discharge summary.

• Results suggest that information based on self-regulation theory is feasible to deliver,

may improve patients’ understanding of their critical illness and may help optimize

critical illness rehabilitation.

• The a priori enrolment goal was not reached and attrition was high.

• The study had insufficient statistical power to determine any outcome benefit.

Funding statement

This report presents independent research commissioned by the NIHR under its Research for

Patient Benefit (RfPB) Programme (Grant Reference Number PB-PG-0110-21026). The views

expressed are those of the authors and not necessarily those of the NHS, the NIHR or the

Department of Health.

Competing interests

The authors declare that they have no competing interests

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INTRODUCTION AND BACKGROUND

Providing information is an important element of effective critical illness rehabilitation care

[1,2), yet at the time of discharge from an Intensive Care Unit (ICU) to a general care

environment (ward), some patients and relatives report not receiving any information [3,4] or

receiving ad-hoc verbal information, sometimes accompanied by a leaflet or booklet [5].

Patient-focused health care provision, which promotes shared decision-making, is widely

advocated [6-9]. Guidelines from the Department of Health in England (p16) recommend that

acutely ill patients should be “encouraged to actively participate in decisions related to their

recovery…” [10]; this, however, requires the provision of appropriate information. To be

effective, ICU discharge information needs to take account of the cognitive problems and

fatigue apparent in many patients recovering from critical illness [11]. Any written information

must also acknowledge the heightened anxiety experienced by both patients and relatives at

this time [11] and reflect the differing information needs of both groups at various time-points

[4,5]. Our intervention was designed to address all of these elements, in contrast to the

interventions described in the few studies which have previously evaluated written ICU

discharge information resources [12-15].

There is currently little evidence to support best practice with regards to ICU discharge

information delivery [5]. Data from the few studies, which have evaluated written resources,

suggest that it can improve family members’ knowledge and satisfaction [13, 14] and reduce

their anxiety [15] during and after ICU discharge. The results of a multi-centre U.K. Randomized

Controlled Trial (RCT) also suggest that written information may help lower patients’ levels of

depression and symptoms of Post-Traumatic Stress Disorder (PTSD), when provided as part of a

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broader rehabilitation strategy [12]. These limited data justify further investigation of the key

elements of ICU discharge information that lead to positive health outcomes.

OBJECTIVES

This paper reports a RCT designed to (1) provide an initial evaluation of a User Centred Critical

Care Discharge Information Pack (UCCDIP) (2) inform decisions regarding its further

development and evaluation and (3) estimate the sample size required to power a definitive

trial.

METHODS

Design

We designed an external pilot pragmatic RCT (Figure 1) to provide initial data regarding the

feasibility and effectiveness of UCCDIP. In accordance with the definition of an external pilot

[16], an assessment of the primary outcome was included. To reduce the chance of between-

group contamination, the design also incorporated cluster randomization, where groups of

participants (as opposed to individuals) were allocated to study arms. During the trial, a

questionnaire survey was conducted to determine the experiences of trial participants and

nursing staff.

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Ethical approval was granted by the central London research ethics committee (REC 3)

(10/H0716/75) on 23rd

December 2010. In line with best practice [17, 18], a former patient

and Trustee of ICUsteps (an ICU patient and relative support charity), was included on the

project team. Recruitment took place between 8th August 2011 and 4th May 2012 and

informed patient consent was obtained prior to data collection. The trial was registered on

The International Standard Randomized Controlled Trial Number (ISRCTN) database

(ISRCTN47262088) five months after recruitment of the first patient. This delay was due to

an administrative problem between trial registry and the funding body. The full trial

protocol is available as a supplementary file (supplementary file 1).

Setting and participants

The study took place in two ICUs (medical n=14 beds and surgical n=18 beds) within a single

teaching hospital in central London, England; providing care for a mixed medical, surgical

and trauma patient population, requiring level 2 (high dependency) or level 3 (intensive)

care [19]. Both units functioned as one department; staff rotated between units and

patients were allocated to a bed based on availability; regardless of whether they required

medical or surgical care. Patients over 18 years were considered for inclusion into a cluster if

they had spent at least 72 hours in the ICU (Table 1). The intention was to recruit all eligible

patients, declared medically fit for discharge to a general ward Monday-Friday (08.00-20.00)

and a nominated relative. Inclusion criteria were based on best practice guidelines

surrounding ICU discharge [1], with an aim to avoid including overnight stay elective surgical

patients whose discharge had been delayed due to the unavailability of a ward bed.

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Table 1: Inclusion/exclusion criteria for individual participants

Inclusion criteria • Adult patients (>18 years)

• Adult family members of eligible patients (>18 years)

• Elective or emergency admissions in the ICU ≥ 72 hours

• Patients identified for discharge to a general ward setting within the

hospital

• Elective discharges between 08.00-20.00hrs Monday to Friday

Exclusion criteria • Patients for whom active treatment had been withdrawn

• Inability to verbally communicate in or read English

• Involvement in a phase I focus group study [4]

All participants (patients and relatives) were recruited whilst the patient was in ICU.

Potential patient participants were consented the day prior to a formal discharge decision

wherever possible. For patients unable to provide informed written consent at the point of

ICU discharge, personal consultee declarations [20]; usually from the patient’s next of kin

were sought. Informed consent from the patient was then obtained prior to data collection

on the ward. The relatives of all recruited patients were given study information when they

visited the ICU, or telephoned and invited to participate. Written consent was obtained

from relatives who agreed to participate during their next hospital visit. All participants

were allocated a trial number. All members of a family unit were given the same number,

prefixed by either a P or R (for example P1 for the patient and R1 for the relative). The

assigned trial number was used across all data collection forms; enabling anonymized data

from all sources to be matched and comparisons made between patient participants (and

their relatives), their characteristics and the outcome data.

Intervention

Drawing on Self-Regulation Theory (SRT) [21, 22], our intervention (UCCDIP) was developed

using data from a previous focus group study [4]. UCCDIP consists of two booklets; one for

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the patient and one for the relatives (supplementary file 2). The front page of the patient

booklet includes an individualized patient discharge summary, written by ICU bedside

nurses; trained to use a template designed by the project team (CW, PH). The pack also

contains information aimed at preparing the patient/family for ICU discharge and the

transition to the ward. It encourages active participation by offering space for expression of

individual questions and concerns. It also includes diary pages for both the patient and

family to record their thoughts and feelings during the in-hospital recovery period, if they

wish. In accordance with SRT, UCCDIP was designed as an information resource, to help

users develop revised illness perceptions, more consistent with effective coping [22, 23].

The intervention is further described in Bench et al. [24].

Participants in all three study arms received usual care, which consisted ‘ad hoc’ verbal ICU

discharge information provided by a variety of health care professionals. No guidance was

given for this and the quality and quantity of information delivered was totally dependent

on each staff member’s usual practice. To minimise the risks of additional attention, given

to participants in the intervention group, having a placebo effect [25, 26]; in addition to the

‘ad-hoc’ information given to participants allocated to the control ‘usual care’ cluster, a

second ‘attention control’ group received alternative written information, in the form of a

booklet produced by the ICUsteps charity [27]. In contrast to UCCDIP, the information in the

ICUsteps booklet covered the whole trajectory of critical illness from ICU admission to after

hospital discharge. In addition, the ICUsteps booklet did not offer opportunities for

participants to reflect on their experience or feelings, or prompt them to consider their

individual information needs.

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Intervention delivery

Immediately after recruitment, patient participants in all clusters were given an identical

looking folder containing a covering letter, study information and where applicable, written

discharge information (either UCCDIP or the ICUsteps booklet). These folders accompanied

patients when they were discharged to the ward.

For participants randomized to a cluster receiving the intervention, the bedside ICU nurse

orientated the patient to the contents of the UCCDIP and the research nurse (KH) checked

that the patient discharge summary was completed according to agreed guidelines [24]. The

bedside nurse did not go through the written booklet given to participants in the cluster

allocated to receive the ICUsteps booklet.

Recruited relatives were allocated to the same study group as the patient, but it was left up

to the patient to pass the information on to their family. Although UCCDIP contained an

information book specifically for relatives, they were not included in the discussion between

the bedside nurse and the patient, unless they happened to be present on the unit at the

time.

Outcomes

The primary outcome was individual patients’ sense of psychological well-being (specifically

anxiety and depression), measured using the internationally validated Hospital Anxiety and

Depression Score (HADS) tool [28] with a threshold ≥8 used to identify possible clinical cases

of anxiety and/or depression [29]. Secondary outcomes included individual patients’

perceptions of coping, measured using the Brief Coping Orientations to Problems

Experienced (BCOPE) [30] and relatives’ sense of psychological well-being (anxiety,

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depression and coping assessed using HADS and BCOPE). In addition, patients’ perceptions

of their ability for self-care were measured using the Patient Enablement Instrument (PEI)

[31]. A locally designed questionnaire survey described the discharge experiences of all

recruited patients and their relatives. The views of the ICU and ward nursing staff about

UCCDIP were also explored using the questionnaire survey and have been previously

published [32]. Face and content validity of the questionnaire were reviewed by the patient

advisory group, but no pilot was undertaken prior to its use. Table 2 details the instruments

and measures used to assess both primary and secondary outcomes.

Table 2: Data collection instruments and measures

Participant Outcome Instrument Measurement

Patient Anxiety and

depression

Hospital Anxiety and

Depression Scale (HADS)

1. On ward, five (+/-1) days post

ICU discharge

2. Hospital discharge or 28 days

Patient Perceptions of

coping

Brief Coping Orientations

to Problems Experienced

(BCOPE)

1. On ward, five (+/-1) days post

ICU discharge

2. Hospital discharge or 28 days

Patient Perceptions of

self-care

ability

Patient Enablement

Instrument (PEI)

1. On ward, five (+/-1) days post

ICU discharge

2. Hospital discharge or 28 days

Patient Discharge

experience

Questionnaire Prior to hospital discharge

Relative Anxiety and

depression

Hospital Anxiety and

Depression Scale (HADS)

1. On ward, five (+/-1) days post

patient’s ICU discharge

2. Patients’ hospital discharge or 28

days

Relative Perceptions of

coping

Brief Coping Orientations

to Problems Experienced

(BCOPE)

1. On ward, five (+/-1) days post

patient’s ICU discharge

2. Patients’ hospital discharge or

28 days

Relative Discharge

experience

Questionnaire Prior to patient’s hospital discharge

ICU and

ward nurses

Views about

UCCDIP

Questionnaire End of trial period

To assess the effects of the intervention on early in-hospital psychological well-being,

outcome data from patient and relative participants were collected on the ward on two

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occasions after ICU discharge: one week (defined as 5+/-1 day) and at hospital discharge or

28 days, whichever was sooner. The questionnaire survey was completed prior to a patient’s

hospital discharge (participants) or at the end of the trial period (nurses) (Table 2).

Data were collected by one researcher (SB), with back-up provided (TD). To maximise the

chance of retrieving a full dataset, researchers facilitated completion of forms (by reading

questions and writing responses) for some of the less able patients. Relatives were asked to

complete forms on the ward or at home, and to return them directly to the research team

(by email or post) or to leave them for collection at the patient’s bedside.

Demographic information, length of ICU stay, ICU readmissions, past medical history, Acute

Physiology and Chronic Health Evaluation (APACHE) II scores [33], therapies received and

complications pertinent to the critical illness period were retrieved from local databases and

medical notes immediately after each patient participant was recruited. At this point,

participating relatives were also asked to complete a form detailing their demographics,

previous experiences of critical illness and relevant past medical history (such as anxiety

and/or depression). The number of unit discharges per day during the trial period and other

feasibility data, such as comments received from staff and challenges associated with

intervention delivery kept by the research nurse were also recorded. All completed

discharge summaries were photocopied and retained.

Sample

Based on data from a previous RCT by Gammon & Mulholland, which examined the effect of

information giving on the HADS of a sample of peri-operative patients [34], the sample size

calculation for the present trial was carried out using G*Power 3.1.2. To detect a moderate

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effect size of 0.6 (mean difference of 3 units, SD 5) with a power of 80% and alpha set at

0.05, a minimum of 45 participants in each group were required. To account for attrition

and the likely variation in ICU discharges in each cluster (discharge day), our accrual target

was 50 participants in each of three study arms.

Sample size was not based on an intra-cluster correlation (ICC) calculation, as insufficient

information was available to determine the real extent of any homogeneity between

clusters. As only those discharged on weekdays were recruited, it was anticipated that every

day would produce a fairly similar and randomly determined clinical case load (local data

2010/11) thus limiting the likelihood of homogeneity (for example, similar diagnoses) within

and heterogeneity (for example, care led by different medical teams) between clusters. The

intervention for each cluster was also pre-allocated on a random basis, thus minimising

(although not eradicating) the chance of clusters being homogenous.

There was no opportunity to influence cluster size and so, to maximise the chance of

recruiting the required number of participants, data collection was planned to continue for

at least 132 days, providing 44 potential clusters in each of the three study arms,

significantly greater than the minimum of five recommended by the United Kingdom (UK)

Medical Research Council [35].

Randomization

As described by Hayes & Molton [36], this trial used cluster randomization for pragmatic

reasons, with an aim to reduce the risk of cross contamination between study arms. All

patient participants (and their relative where applicable) discharged from either ICU on a

particular day (a cluster) were allocated to one of three study groups (Figure 1). Particular

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days of the week were not allocated to specific arms; instead each day was allocated to a

study arm and treated as a distinct cluster; based on the allocation schedule.

To ensure that the sequence of allocation was not predictable, the day on which the

intervention, control and attention control was used was randomly assigned using a

computer generated random sequence, prepared by a statistician (PM). This involved simple

randomization with no blocking or stratification for defined variables.

The allocation schedule was prepared by persons independent of the trial and concealed by

being wrapped in a blank piece of paper and placed inside sequentially numbered, sealed

envelopes. These envelopes were signed across the seal and opened by the research nurse

(KH), in the presence of another member of the research team, only after a recruited

patient was identified for discharge to the ward on a particular day. The clinical ICU staff

only became aware of which study group the patient was allocated to when the bedside

nurse was provided with a study pack to give to the patient. Allocation concealment for the

whole cluster was revealed after the first envelope was opened on any day.

Blinding

It was not possible to achieve full blinding during this trial as intervention delivery required

input by health care staff and trial participants. Those collecting and analysing data were,

however, blinded by the use of codes, which were not broken until after data analysis.

Blinding was compromised if participants revealed their information pack to the data

collector. In most instances, however, as all participants received a folder, identical on the

outside, data collectors (SB/TD) remained blinded to the allocation.

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Statistical methods

Data analysis was based on an ‘intention to treat’ strategy [37] and statistical significance

was set at p ≤ 0.05. Average values for sample characteristics, HADS, BCOPE, PEI scores and

questionnaire responses in each of the study groups were compared using Chi-square (χ2)

for categorical data and Kruskal wallis (H), for data of at least ordinal level. In addition,

Friedman’s test (χ2r) was used to explore associations between the different types of coping.

Difference in HADS (the primary outcome) between the three study groups was also tested

using the Statistical Analysis System (SAS) version 9.3 (SAS Institute Inc.,Cary, NC, USA)

Generalised Mixed Models procedure (GLIMMIX) that adjusted for clustering (by fitting a

random intercepts model) and recruitment week-day. At time-point two it was not possible

to fit random intercepts because the G-side matrix was always not positive definite. We

followed the CONSORT guidance and did not conduct baseline statistical comparisons

between study groups [38].

This paper reports outcome data from the patient participants only, with reference to the

demographics and attrition data collected from the sample of relatives.

RESULTS

Two hundred and twenty one (18%) of the 1240 screened patients met the inclusion criteria

and 158 of these were recruited in 100 clusters; each containing 1-5 patients (Table 3). The

distribution by cluster size was as follows: one patient (n=66), two patients (n=21), three

patients (n=6), four patients (n=3) and five patients (n=4). Fifty one (32%) patient

participants were allocated to the intervention group (UCCDIP), 59 (37%) to control group

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one (ad-hoc verbal information) and 48 (30%) to control group two (ICUsteps booklet)

(Figure 1). Eighty relatives of the recruited patient participants also agreed to take part.

Table 3: ICU patients discharged and recruited per weekday

Recruitment day Clusters n (%)

Patient participants

recruited n (%) Patients

discharged n (%)

Monday 31 (31%) 56 (35%) 161 (16%)

Tuesday 20 (20%) 30 (19%) 216 (22%)

Wednesday 10 (10%) 14 (9%) 189 (19%)

Thursday 16 (16%) 18 (11%) 226 (23%)

Friday 23 (23%) 40 (25%) 198 (20%)

Totals 100 (100%) 158 (100%) 990 (100%)

Sample demographics

The mean age of patients was 60 (SD 16.04) years (Table 4). Participants were

predominantly white British/Irish (n=115, 73%) and 82 (52%) were male. Median length of

ICU stay was 6 days (range 371). Severity of illness on admission (measured by the APACHE

II score) ranged from 4-34 (median 17) and on discharge to a ward between 0 and 21

(median 9). Ninety eight (62%) participants received at least one day of level 3 (ICU) care.

Table 4: Sample characteristics (patients)

Characteristic Value ICUSteps UCCDIP Verbal Total p value

Age (Years) Mean ± SD 59 ± 15.26 60 ± 15.19 61 ± 17.48 60 ± 16.04 0.72

Ethnicity

(White British)

n (%) 34 (71%) 40 (78%) 41 (69%) 115 (73%) 0.54

Gender (Male) n (%) 25 (52%) 26 (51%) 31 (53%) 82 (52%) 0.99

Medical/

Surgical ICU

Medical n (%) 28 (58%) 28 (55%) 26 (44%) 82 (52%) 0.30

Admission

type

(Emergency)

n (%) 38 (79%) 40 (78%) 44 (75%) 122 (77%) 0.83

APACHE II

score

ICU admission

Median (range)

17 (24) 18.0 (30) 16.0 (29) 17.0 (30) 0.41

ICU discharge

Median (range)

8.0 (20) 9.5 (20) 9.0 (21) 9.0 (21) 0.66

Length of stay ICU days 6.0 (62) 7.0 (104) 6.0 (371) 6.0 (371) 0.24

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Median (range)

Hospital days

Median (range)

16.0 (132) 21.5 (220) 22.0 (166) 21.0 (221) 0.25

Level 3 critical

illness

n (%) 29 (60%) 35 (69%) 34 (58%) 98 (62%) 0.58

Total no. of

participants

n (%) 48 (100%) 51 (100%) 59 (100%) 158

(100%)

N/A

For the majority of the sample (n=122, 77%), admission to the ICU was unplanned. Twenty

nine (18%) had experienced previous ICU admissions; nine of these participants were from

the ICUsteps group (n=48, 19%), 10 were from the UCCDIP group (n=51, 20%) and 10 from

the ad-hoc verbal information group (n=59, 17%). A recorded history of depression with or

without anxiety was evident in 14 (9%) of the total patient sample and the presence of

delirium whilst in the ICU was recorded in 11 (7%) participants’ medical notes.

Relatives (n=80) were aged between 18-94 years (mean 55 years, SD 14.6), predominantly

white British/Irish (n=63, 79%) and female (n=52, 65%). Most were spouses or long-term

partners (n=37, 46%) of the recruited patient. A history of anxiety and/or depression was

reported by 20 (25%) of the sample.

Patient participants in the UCCDIP sample were more frequently admitted from an in-

hospital bed and received more days of level 3 care. They also had higher APACHE II scores

on both admission and discharge and stayed in the ICU for longer than participants in either

of the other two groups; even when outliers with a ICU stay of >100 days were removed

(n=2). None of these differences were statistically significant.

Participant follow-up

One hundred and one (64%) patient participants provided primary outcome data at time-

point one (5+/-1 day post ICU discharge). Fifty four (34%) were still in hospital and eligible

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for data collection at time-point two (28 days or hospital discharge and at least 7 days after

their first data collection point). Of these, 38 (70%) provided some data. A total of 48 (60%)

patients’ relatives provided at least one set of outcome data.

Twenty seven (17%) patients and 32 (40%) relatives were lost to any follow-up. By time-

point one (5+/1 day), 17 (11%) of the patient sample had already been discharged or

transferred from the hospital and in a further 15 (10%) cases the patient was either too

unwell or unwilling to provide data. In the case of patients’ relatives the most significant

follow-up problem was due to a failure to return data collection forms within the protocol

timeframe (n=29, 36%).

Hospital anxiety and depression

One week post discharge (time-point 1), median HADS for patients was 7 for anxiety (HAD-

A) and 6 for depression (HAD-D). There were no significant differences (p≥ 0.05) between

study groups (Table 5). There was, however, a wide range in individual HADS scores, with

almost half the total patient sample (44%) reaching or exceeding the trigger for disorder

(≥8). At time-point one, where it was possible to fit a random intercepts model, the

estimated ICCs were all low (HAD-A 0.14, HAD-D 0.00, Total HADS 0.07).

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Table 5: HADS (patient sample)

Outcome

Unit of

measurement

Study Group

Kruskal-Wallis

Mixed Model

Intervention Intervention

adjusted for day of

week

ICUsteps UCCDIP Verbal Total χ2 (2df) p F (dfn,dfd) p F (dfn,dfd) p

HAD-A: 1† Median

(range)

7.5 (19) 7.0 (17) 6.0 (19) 7.0 (19)

0.98

0.61

0.57 (2,27)

0.57

0.32 (2,27)

0.73

n 28 31 42 101

HAD-A: 2†† Median

(range)

6.0 (13) 7.0 (18) 5.0 (16) 6.0 (18)

0.08

0.96

0.01a (2,35)

0.99

0.00 (2,31)

1.00

n

8 17 13 38

HAD-D: 1† Median

(range) 6.5 (18) 6.0 (16) 7.0 (21) 6.0 (21)

0.43

0.80

0.46 (2,24)

0.64

0.41 (2,24)

0.67

n

28 30 40 98

HAD-D: 2††

Median

(range) 4.5 (16) 6.0 (12) 7.0 (15) 6.5 (16)

0.73

0.70

0.35 a

(2,35)

0.72

0.27a (2,31)

0.77

n

8 17 13 38

Total

HADS: 1†

Median

(range) 16.0 (35) 12.5 (32) 14.0 (39) 14.0 (9)

0.44

0.80

0.57 (2,24)

0.57

0.48 (2,24)

0.62

n

28 30 40 98

Total

HADS: 2††

Median

(range) 10.0 (23) 11.0 (27) 12.0 (23) 11.5 (27)

0.41

0.82

0.13 a

(2,35)

0.88

0.10 a

(2,31)

0.90

n 8 17 13 38 † 5+/-1 days post CCU discharge

†† 28 days post CCU discharge or hospital discharge,

a model fitted without random intercepts – estimated G matrix not positive definite

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Coping and enablement

No significant differences between groups (p≥ 0.05) for emotion-focused, problem-focused

and dysfunctional coping categories or PEI scores were identified at either time-point. Over

time, the median PEI score for the total patient sample did, however, drop from 12 to 10,

indicating that patients felt less enabled the longer they stayed in hospital.

Questionnaire findings

Patient participants in the ad-hoc verbal information control group reported significantly

more chance of worrying a lot (χ2=11.16 [df 2], p=0.03) than those in either other study

group. However, after using GLIMMIX to adjust for clustering, the effect of the intervention

on 'worry about leaving the CCU' was not statistically significant (F (2,39) = 0.23, p=0.80).

There were no other statistically significant differences in reported feelings or experiences

between study groups. However, more participants from the medical as opposed to surgical

unit reported that their written information had helped their recovery on the ward, with a

result approaching statistical significance (χ2=3.69, [df 2], p=0.06).

Adverse effects

One patient asked to be withdrawn from the trial after data collection point one as she felt

that completion of the HADS had triggered deterioration in her mental health status. A note

was made in her medical file and she was referred to her primary medical team. There were

no other reports of any adverse effects.

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The impact of protocol violations

Twenty five (16%) patients and 10 (13%) of the patients’ relatives had data collected outside

of the time period stated by the protocol for time-point one. At time-point two, the mean

time from ICU discharge to data collection was 23 ± 6 days for patients and 25 days ± 8.36

for the relatives.

Including these data produced no change in HADS or PEI outcomes compared to the

analysis, which excluded them. At the first follow-up point, however, some significant

differences in the scores given for individual questions in the emotion and problem-focused

coping categories of the BCOPE were identified. UCCDIP sample data reflect significantly less

use of religion (question 12) (p=0.01), active coping (question 2) (p=0.04) and planning

(question 9) (p=0.01) strategies, than those participants in either of the other two study

groups. Analysis of the composite scores for each coping category (emotion, problem and

dysfunctional) also revealed that those in the UCCDIP group used significantly fewer

problem-focused coping strategies (H =6.49, p=0.04).

DISCUSSION

Despite some limited data from previous research, which suggest that written resources

may lower levels of patients’ anxiety, depression and symptoms of PTSD [12], the health

benefits of providing written ICU discharge information remain inconclusive [5]. Our trial did

not find sufficient evidence to determine whether UCCDIP improves patients’ or relatives’

health outcomes or experiences (anxiety, depression, coping, patient enablement)

compared to the ICUsteps booklet and/or the delivery of ad-hoc verbal information.

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However, our survey data suggest that those who receive written information may feel less

worried about going to a ward than those who receive ad-hoc verbal information alone.

The UK Medical Research Council point out that evaluations of draft complex interventions

are frequently undermined by numerous practical and methodological problems, and

recommend a period of feasibility testing and piloting prior to full scale evaluation [39].

Using these design principles, data collected during our RCT has identified some important

future considerations.

Deciding the optimal time to provide ICU discharge information is an important issue for

future practice, particularly considering that recovery rates for physical and emotional

recovery may differ [40]. We gave our intervention to patients immediately prior to their

discharge from the ICU. However, the survey data that we collected alongside the trial

indicate that many felt unable to engage with the information at this point or during the

early days on the ward, and that some of the patients allocated to UCCDIP or the ICUsteps

booklet were unaware of having received any written material [32]. Retention of

information is a common problem for ICU patients [3,4]. Having a family member present

when UCCDIP was discussed with the patient may have increased participants’ awareness of

and engagement with the intervention. Where possible, such practice is encouraged,

particularly if a patient’s cognitive function is compromised.

The intention of this trial was to determine the effect of adding UCCDIP into the usual care

provided during discharge; thus after discharge to the ward, no specific instructions were

given to ward nurses or other health care staff about their role in facilitating its use.

Knowledge of the intervention, obtained due to contamination of the allocation

concealment after recruitment of the first patient on any day may, however, have

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influenced staff members’ verbal information delivery; both its quality and quantity. In

addition, follow-up personnel, such as discharge co-ordinators and critical care outreach

nurses have been shown to aid patients’ and relatives’ interaction with written information

[41]. Not providing this support as part of the intervention in this trial may account for some

of the problems with engagement that we encountered, particularly for those with English

as a second language, poor literacy and/or cognitive impairment. It may also have

contributed to the excessive loss to follow up we experienced; which in turn may have

influenced our outcome data. We did not collect data on these participant characteristics

and thus are unable to validate these assumptions. These issues are further discussed in Day

et al. [42].

UCCDIP is a multi-component intervention, which includes an individualized patient

discharge summary written by ICU nurses. Survey data (reported in Bench et al. 2014)

suggest that this element of UCCDIP was of particular value to the patients, relatives and

ward nurses who took part in our study [32]. In the protocols for the Scottish RECOVER and

RELINQUISH trials [43, 44], discharge summaries, similar to those used in the present trial,

but written by doctors are also included as part of the intervention. In addition, ‘lay

summaries’ are now being written by physiotherapists in some parts of the UK [personal

communication from Williams N, Edinburgh Critical Care Research Group 6th annual

meeting; 26 June 2013]. Health care professionals’ interest in using patient discharge

summaries is also evident by the number of ‘discharge summary training packs’, designed by

our project team, being downloaded from the ICUsteps website [32]. Based on these

findings, we recommend that reflective opportunities, such as diaries, are included as part

of all individualized rehabilitation programmes.

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Our results suggest that medical as opposed to surgical patients may value interventions

such as UCCDIP more; perhaps because this group have an increased tendency for

psychological problems such as PTSD [45]. Elective surgical patients may also be better

prepared for an ICU admission and their stay is generally expected to be shorter. In our trial,

it must be acknowledged, however, that most admissions to the surgical ICU were

unplanned. Further, admission to the medical or surgical unit was not always reflective of a

patient’s condition as beds were used flexibly to meet demand. Despite this limitation,

defining sub-populations of critical care (for example medical vs surgical, ventilated vs non-

ventilated) that may benefit most from such an intervention remains an important future

consideration, particularly where resources are limited.

Future research

Evaluating any complex intervention is practically and methodologically difficult [39].

UCCDIP contains a number of different components, making it difficult to isolate those

aspects likely to be most effective. Although findings from the questionnaire survey suggest

that the patient discharge summary was considered valuable [32], future research is

required to examine its effectiveness as a stand-alone intervention.

In this trial, the patients and relatives in all clusters received ad-hoc verbal information as

part of usual care practice. Ad-hoc information delivery can be inconsistent and its quality

can differ between health care professionals. As in other studies [13-15], it was unclear who

was delivering the ‘ad-hoc’ verbal information during our trial, what was being said or

whether it was actually provided at all. Although challenging, attention to qualifying and

quantifying these data is a recommendation for further research.

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The high prevalence of anxiety and depression experienced by patients and their families in

our study suggests that a higher threshold (≥11) on the HADS tool, as used by other

researchers [12, 46, 47] is required to differentiate the effects of interventions such as

UCCDIP on participants. The relationship between emotional status, cognitive appraisal and

coping behaviours is complex and individualized. Outcome assessment measures, more

closely aligned with the theoretical basis of the intervention (in this case self-regulation

theory) may, therefore, be better suited to evaluate information interventions in recovering

critically ill patients. Development of a validated tool to provide more rigorous data to

support the positive views of UCCDIP reported in the locally designed questionnaire survey

[32] is also required.

Our data collection points were specifically chosen to identify any early effects of the

intervention on psychological well-being that might influence ongoing recovery. However,

the effects of our intervention on patients’ and relatives’ perceived anxiety, depression,

coping and enablement may not have been visible during the early stages of recovery [48]. A

longer follow-up period would enable both the early and on-going impact of different

methods of ICU discharge information to be better explored. The common problem of

delayed discharge from ICU [49] should also be considered. Delays can have both positive

(physically stronger) and negative effects (increased dependency) on psychological well-

being at the point of ICU discharge, and thus may have important implications for evaluating

information provision.

It is widely acknowledged that in complex intervention studies such as this, the risk of follow

up bias is high [39]. Reasons for low follow-up in this study were multi-factorial, but key

reasons included patients being discharged from hospital earlier than anticipated and

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relatives failing to return data collection forms. These factors need to be considered in the

design of future trials. Including relatives in the evaluation of any critical illness

rehabilitation intervention is important, as the family unit often provides substantial

support to the patient and close relatives can also be affected by the patient’s critical illness

[50, 51]. Our experience suggests, however, that once a patient leaves ICU, it is very difficult

to maintain communication with relatives and that their commitment to completing study

requirements is reduced. Alternate methods of data collection, such as individual telephone

interviews, may help reduce the level of attrition we experienced in this study.

In line with best practice recommendations, one of the purposes of this pilot RCT was to

inform the power calculation for future work [52]. Mean HADS-A and HADS-D was 7 (SD 5)

in the patient sample. Based on a power of 95% and 0.05% level of significance, to achieve

an effect size of 0.4 (difference of 2), a total sample of 286 (143 in each of two groups)

would be required for a definitive trial. The different numbers of participants recruited on

each weekday (Table 1) should also be accounted for. The recruitment rates we observed

suggest that this would require a multi-centre study to achieve. Given our attrition, it is

difficult to judge if such a study would represent value for money although possible benefits

for patients include an improved understanding of their critical illness experience, use of

more positive coping strategies and improved psychological well-being during the

rehabilitation period. Considering the feasibility challenges we experienced and have

previously described [49], future research could focus on assessing patients’ and relatives’

perceived usefulness of written information resources and the extent to which specific

information deemed important is successfully transmitted and retained.

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Limitations

This was a single centre pilot trial, with a short follow-up period and a high rate of attrition

(particularly in the sample of relatives). Only recruiting patients discharged during weekdays

and daytime hours may have led to a selection bias, as poorer outcomes are associated with

night-time and weekend discharges [1]. Other potential biases may also have influenced our

results. There were some pre-test differences between study groups which might have

attenuated any potential benefits. HADS scores were skewed and the sample was small at

time-point two. This should be borne in mind when interpreting the statistical model;

however, the results were consistent whichever approach was used. There was also a failure

to maintain allocation concealment after recruitment of the first patient in each cluster and

a possible Hawthorne effect, where staff may have provided verbal information differently

from normal because they were aware of the nature of the study.

Results must therefore be viewed with caution and may not be generalizable to the wider

critical care population. The study has, however, provided important data, which can inform

future trials evaluating interventions like UCCDIP, enabling processes to be streamlined and

a sample size based on a more accurate power calculation to be used [52-54].

CONCLUSION

This single centre pragmatic pilot RCT used cluster randomization to undertake an initial

evaluation of UCCDIP, a discharge information pack designed by the project team. We were

unable to prove the effectiveness of UCCDIP, supporting the view that information giving to

those recovering from critical illness is a complex intervention. This research has, however,

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provided important preliminary data regarding how, when and for whom an intervention

based on the principles of UCCDIP could be most effective and what it would look like.

To increase the likelihood of similar interventions improving health outcomes, key

considerations for future work are: (1) medical as opposed to surgical critical care patients

may be more likely to benefit from such interventions (2) after discharge to the ward,

patients need further input and support to help them engage fully with written information

resources (3) data collection time points should reflect the potential effects on both early

and later recovery (4) outcome measures more sensitive to the effects of UCCDIP should be

used for future evaluations.

Acknowledgments

We would like to acknowledge Professor Alison Metcalfe, Associate Dean (Research) at the

Florence Nightingale Faculty of Nursing and Midwifery, King’s College, London, who acted as

principal academic PhD supervisor for SB during the period of the project. We would also

like to acknowledge the contribution of the rest of the project team: Peter Milligan

(Statistician, King’s College, London) and Professor Lucy Yardley (Heath psychologist,

University of Southampton).

Contributorship statement

SB conceived, designed and co-ordinated the study as part of a PhD, collected and analysed

the data and drafted the manuscript. PG was principal investigator, supervised SB and

provided critical comment on the drafted manuscript. TD participated in the design and co-

ordination of the study, was second supervisor to SB, assisted with data collection and

provided critical comment on the drafted manuscript. KH recruited and consented trial

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participants, collated baseline data, assisted with intervention delivery and provided critical

comment on the drafted manuscript. PH participated in the design and local co-ordination

of the study, co-drafted guidelines for the patient discharge summary and provided critical

comment on the drafted manuscript. CW was the service user representative for the

project, participated in the design of the study, co-drafted guidelines for the patient

discharge summary and assisted with their analysis, and provided critical comment on the

drafted manuscript. All authors read and approved the final manuscript.

Research reporting guidelines

This trial has been reported in accordance with the CONSORT extension for cluster trials

guidelines: Campbell MK, Piaggio G, Elbourne DR, et al; CONSORT Group. Consort 2010

statement: extension to cluster randomised trials. BMJ 2012;345:e5661. PMID: 22951546.

Competing Interests

All authors have completed the ICMJE uniform disclosure form at

www.icmje.org/coi_disclosure.pdf and declare: all authors had financial support from the

NIHR for the submitted work; no financial relationships with any organisations that might

have an interest in the submitted work in the previous three years; no other relationships or

activities that could appear to have influenced the submitted work.

Funding statement

This report presents independent research commissioned by the NIHR under its Research

for Patient Benefit (RfPB) Programme (Grant Reference Number PB-PG-0110-21026). The

views expressed are those of the authors and not necessarily those of the NHS, the NIHR or

the Department of Health.

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Data sharing statement

Additional unpublished data from this trial are available in the final report submitted to the

NIHR or via the corresponding author.

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Figures

Figure 1: Flow of Participants

References

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1983;67:361-70.

29. Bjelland I, Dahl A, Haug T et al. The validity of the hospital anxiety and depression

scale; an updated literature review. J Psychosom Res 2002;52:62-77.

30. Carver C. You want to measure coping but your protocol’s too long: consider the Brief

COPE. Int J Behav Med 1997;4:92-100.

31. Howie J, Heaney D, Maxwell M et al. A comparison of a Patient Enablement

Instrument (PEI) against two established satisfaction scales as an outcome measure of

primary care consultations. BMC Fam Pract 1998;15:165-171.

32. Bench S, Heelas K, White C et al. Providing critical care patients with a personalised

discharge summary: a questionnaire survey and retrospective analysis exploring

feasibility and effectiveness. Intensive Care Nurs 2014;30:69-76.

33. Knaus W, Draper E, Wagner D et al. APACHE II: a severity of disease classification

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34. Gammon J, Mulholland C. Effect of preparatory information prior to elective total hip

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ethical considerations. 2002.

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37. White I, Carpenter J, Horton N. Including all individuals is not enough: lessons for

intention-to-treat analysis. PLoS Clin Trials 2012;9:396-407.

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38. CONsolidated Standards of Reporting Trials (CONSORT): Baseline data. 2010 guideline.

Section 15. [http://www.consort-statement.org/checklists/view/32-consort/510-

baseline-data]. Accessed May 2015.

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new guidance. 2008.

[http://www.mrc.ac.uk/Utilities/Documentrecord/index.htm?d=MRC004871].

Accessed October 2014.

40. Desai S, Law T, Needham D. Long-term complications of critical care. Crit Care Med

2011; 39:371-9.

41. Chaboyer W, Thalib L, Alcorn K et al. The effect of an ICU liaison nurse on patients and

family's anxiety prior to transfer to the ward: an intervention study. Intensive Care

Nurs 2007;23:362-9.

42. Day T, Bench S. Griffiths P. The role of pilot testing for a randomised control trial of a

complex intervention in critical care. Journal of Research in Nursing. Published Online

First: 5 September 2014. doi: 10.1177/1744987114547607.

43. Ramsay P, Huby G, Rattray J et al. A longitudinal qualitative exploration of healthcare

and informal support needs among survivors of critical illness: the RELINQUISH

protocol. BMJ Open 2012;2:e001507. doi:10.1136/bmjopen-2012-001507.

44. Walsh T, Salisbury L, Ramsay P et al. A randomised controlled trial evaluating a

rehabilitation complex intervention for patients following intensive care discharge: the

RECOVER study. BMJ Open 2012;2:e001475 doi:10.1136/bmjopen-2012-001475.

45. Jackson J, Hart R, Gordon S et al. Post-traumatic stress disorder and post-traumatic

stress symptoms following critical illness in medical intensive care unit patients:

assessing the magnitude of the problem. Crit Care 2007;11:R27. doi:10.1186/cc5707.

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46. Knowles R, Tarrier N. Evaluation of the effect of prospective patient diaries on

emotional well-being in intensive care unit survivors: a randomized controlled trial.

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47. Garrouste-Orgeas M, Coquet I, Périer A et al. Impact of an intensive care unit diary on

psychological distress in patients and relatives. Crit Care Med 2012;40:2033-40.

48. Eddleston J, White P, Guthrie E. Survival, morbidity, and quality of life after discharge

from intensive care. Crit Care Med 2000;28:2293-9.

49. Mellinghoff J, Rhodes A, Grands M. Factors and Consequences associated with a delay

in the discharge process of patients from an adult critical care unit. Crit Care

2011;15:463.

50. Davidson J., Jones C. & Bienvenue J. Family response to critical illness: post intensive

care syndrome-family. Critical Care Medicine 2012; 40: (2), 618-624.

51. Griffiths J., Hatch R., Bishop J et al. An exploration of social and economic outcome

and associated health-related quality of life after critical illness in general intensive

care unit survivors: a 12 month follow up study. Critical Care 2013; 17:R100.

doi:10.1186/cc12745.

52. Lancaster G, Dodd S, Williamson P. Design and analysis of pilot studies:

recommendations for good practice. Journal of Evaluation in Clinical Practice 2004; 10:

307-312.

53. Arnold D, Burns K, Adhikari N et al. The design and interpretation of pilot trials in

clinical research in critical care. Crit Care Med 2009;37:S69-74.

54. Arain M, Campbell M, Cooper C et al. What is a pilot or feasibility study? A review of

current practice and editorial policy. BMC Med Res Methodol 2010;10:1-7.

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Flow of Participants

215x169mm (96 x 96 DPI)

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Evaluation  of  a  critical  care  discharge  information  pack  (Pilot  study,  V4)  25.05.2011   Page  1    

Study Protocol

Title

A user centred critical care discharge information pack (UCCDIP) for adult critical

care patients and their families at the point of discharge from critical care to the

ward; a pilot study evaluating feasibility and effectiveness.

Investigators

Professor Peter Griffiths (Professor of Health Services Research, University of

Southampton)

Suzanne Bench (Lecturer in Nursing; PhD student, King’s College, London)

Dr. Philip Hopkins (Consultant in Intensive Care Medicine & Anaesthetics, Kings

College Hospital NHS Foundation Trust)

Catherine White (Service user-ex ICU patient, member of ICU steps charity)

Dr. Tina Day (Lecturer in Nursing; PhD co-supervisor, King’s College, London)

Peter Milligan (Statistician, King’s College, London)

Professor Lucy Yardley (Health Psychologist, University of Southampton)

Local collaborators

Dr. Angela Grainger (Assistant Director of Nursing for education and research, Kings

College Hospital NHS Foundation Trust)

Funding details

National Institute of Health Care Research

Research for patient benefit

Competition 12

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Evaluation  of  a  critical  care  discharge  information  pack  (Pilot  study,  V4)  25.05.2011   Page  2    

Summary

This study will explore the effectiveness of a user centred critical care discharge

information pack (UCCDIP), developed with user involvement, as compared with

usual care using a single centre prospective cluster Randomized Controlled Trial

(RCT). The primary outcome measure will be sense of psychological well being

during early critical illness recovery. Secondary outcome measures will include

length of hospital stay, critical care readmission rates, feasibility and user

experience.

Background information

Discharge from any critical care facility (High Dependency, Intensive Care or

combined facility; as defined by Department of Health, 2000) to a general ward is a

difficult time for patients, relatives and healthcare staff. A number of physiological

and psycho-social problems, including weakness, feelings of helplessness, anxiety

and depression have been identified as compromising critical illness recovery (NICE,

2007; Bench and Day, 2010). These are compounded by the move to a general ward

setting. Previous research has indicated that in contrast to the critical care unit where

patients feel safe, ward care is seen to be unpredictable and difficult to understand

from the patients’ perspective (Chaboyer et al, 2005), leading to relocation

stress/anxiety (McKinney and Melby, 2002).

Review of relevant literature and justification for study

McKinney and Melby (2002) argue that it is necessary to think creatively about

interventions which might enhance the discharge and rehabilitation process.

Guidelines for the acutely ill patient in hospital from the National Institute of Health

and Clinical Excellence (NICE) recommend that “patients should be offered

information about their condition and encouraged to actively participate in decisions

related to their recovery...tailored to individual circumstances” (NICE, 2007: 16;

recommendation 1.2.2.16). This recommendation is based on a review of existing

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evidence of patients’ experience of care during this transition period, and supports

the development of patient focused interventions as stated by Coulter and Ellis that

“recognise the role of participants in the process of securing appropriate, effective,

safe and responsive healthcare” (Coulter and Ellis, 2006: page 7).  The importance of

providing appropriate, timely and accurate information during critical illness recovery

is further endorsed by NICE (2009) in their guidelines for the rehabilitation of patients

after critical illness.

Producing health information based on specific research into what patients have

identified as being required is of utmost importance in the development of effective

interventions (INVOLVE, 2004; Coulter and Ellis, 2006). There is, however, little

evidence in the literature of user involvement in the design or evaluation of

information strategies for this population group, despite information giving meeting

the criteria for being a complex intervention as defined by Campbell et al (2007).

The use of more active information strategies, defined as those requiring user

participation, tailored to individual need, builds upon successful approaches to self

care developed in community settings (Griffiths, 2005). If feasible within the critical

care population, information strategies which encourage self management could

enhance perceptions of control and lead to improved psychological and physical

recovery. Despite their vulnerability, evidence suggests that some patients are

capable of and desire more input and control over their information needs. It is on

this premise that the intervention to be evaluated in this study has been developed.

Limited published work has evaluated critical care discharge information strategies,

and most previous work has been inconclusive (for example Paul et al, 2004). This

may in part be due to a lack of user involvement in decisions related to both

information content and delivery methods, and its generalised nature. Jones et al

(2003) demonstrated in their RCT that the use of a self help rehabilitation manual

was effective in reducing depression in critically ill patients, providing some evidence

to support a more participatory approach. Further, Mitchell and Courtney (2004)

demonstrated a reduction in families levels of uncertainty with a more individualised

information strategy. Systematic reviews from other patient populations also support

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the development of information personalized to the individual. For example, a

Cochrane review by McDonald et al (2004) examined nine studies to determine

whether preoperative education improved postoperative outcomes in patients

undergoing hip or knee replacement surgery, concluding that there was some

evidence of beneficial effects when preoperative education was tailored according to

anxiety and individual need. Such strategies could help patients’ regain the sense of

empowerment potentially lost during their critical care stay, reducing the psycho-

social and physiological complications which prolong recovery from critical illness.

Evidence from the review of patient focused interventions by the Health Foundation

(Coulter and Ellis, 2006) provides support for this, stating that self management

education is about empowering patients to take active control of their illness,

including the management of the emotional impact of their illness (Coulter and Ellis,

2006).

A study by Garrod et al (2006) further supports the importance of a focus on psycho-

social well-being during rehabilitation. In their study with chronic respiratory patients,

those with depression were found to be significantly more likely to drop out of a

pulmonary rehabilitation programme than those without depressive symptoms (odds

ratio 8.7; confidence interval 2.8-27.1). Evidence such as this, despite being

conducted on a chronic respiratory patient population, strongly supports the

development of interventions, which improve psycho-social well-being during early

critical illness rehabilitation, and suggests that altering psycho-social well-being

could impact on physical rehabilitation targets.

Discharge from critical care is a time which presents potential patient safety issues

as defined by the National Patient Safety Agency (NPSA, 2004), a view reflected in a

number of recent critical care policy documents (DH, 2000; DH, 2005; NICE, 2007;

NICE, 2009). Although the association between psychological well being and other

outcomes such as length of stay and patient safety has yet to be established with

critical care patients, this RCT, which will be conducted in a real clinical environment,

has the potential to provide data that could begin to establish the existence of any

such links.

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Hypothesis

A user centred critical care discharge information pack (UCCDIP) developed with

service users, for adult critical care patients and their families, in comparison to usual

care, will:

1. Improve the psychological and physical well-being of patients leaving critical

care

2. Improve the psychological well-being of relatives when their loved one leaves

critical care

3. Improve the critical care discharge experience for patients and relatives

4. Be considered feasible from the perspective of patients, relatives and

critical care and ward nurses    

Method

This study is the second of two studies focused on the development and evaluation

of more effective critical care discharge information strategies, using the Medical

Research Council (MRC) framework (MRC 2008) for the development and

evaluation of complex interventions as a guide.

A single centre prospective cluster (patients discharged on a single day) RCT will

compare outcomes for an intervention group (of patients and relatives) who will

receive the user centred critical care discharge information pack (UCCDIP), with a

control group who will receive the currently used information strategy (informal ad-

hoc verbal information from health care staff). In order to eliminate any effects

imposed by an increase in attention alone, a third ‘attention control’ group will

receive the same amount of provider attention and a standard discharge information

booklet without the user centred elements. User experience and feasibility data will

be collected from patients, relatives and nurses using questionnaires at the end of

the trial period. Following the MRC (2008) framework this single centre study will

enable initial evaluation of the proposed complex intervention.

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The intervention

The intervention to be evaluated is a user centred critical care discharge information

pack (UCCDIP), developed using focus groups, a meta-synthesis of the user

experience of critical care discharge (Bench and Day 2010) and a review of currently

available discharge information strategies (Bench et al 2011). The pack includes the

following:

• Patient discharge summary

A “lay” summary of what has happened to the patient since admission, and their

current health status completed by critical care bedside nurses.

• Core information on the discharge process and the early days on the ward.

Information about the discharge process, ward organisation and common physical

and psychological concerns of critical care patients and their families. Possible self

help strategies will also be detailed.

• A self-assessment tool for identification of individual information needs.

Patients and their family members (as appropriate) will use the tool to identify their

own information needs at the point of critical care discharge using written prompts.

This tool will have separate parts for the patient and the family to complete. Critical

care bedside nurses and ward nurses will assist completion where necessary.

• Personalized information

The patient, family and/or health care professionals will document information

focused on the identified needs.

• Personal diary

An opportunity for patients and family members to maintain a reflective account of

personal feelings, concerns and early rehabilitation experience.

• Support resources

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A list of possible information sources, support services and contact details, including

health care professionals, internet support sites, and relevant charities and support

forums.

The pack is intended to be flexible, and to support and encourage assisted

independence. It recognises the different information needs of patients and family

members, acknowledges the physical and psychological vulnerability of both the

patient and the family member at this point in time, and acknowledges the patients’

need to understand what they have been through and have evidence of the progress

they have made. The individualised and flexible nature of this information pack

makes it suitable for use across a variety of different age groups, levels of illness

severity, and for discharge to a range of different in-hospital destinations.

The pack will be given to the patient (and/or family member as appropriate) by the

critical care bedside nurse when the decision to discharge to a ward has been made.

Ward nurses will then be involved in providing ongoing information support after

discharge to the ward (using the new information pack where relevant).

Outcome measures

The primary outcome measure will be sense of psychological well being, measured

using the Hospital Anxiety and Depression Scale (HADS) score (Zigmond and

Snaith, 1983). Patient perceptions of coping, self-efficacy and sense of

empowerment will also be measured in order to determine the factors (upon which

the intervention is focused) that might impact on psycho-social wellbeing. Other

secondary outcome measures will include length of hospital stay and rates of

readmission to critical care in order to provide some insight into whether

improvement in psycho-social well being impacts on physical health outcomes. In

addition, feasibility from the perspective of patients, family members, critical care and

ward nurses will be assessed providing some evidence as to whether the

intervention, if effective, is likely to be utilised in real world clinical practice. Finally,

the patient and relative experience will be explored in order to allow identification of

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previously unknown and/or unconsidered issues of relevance as to whether the

intervention is likely to be effective.

Data collection tools

Psychological well-being will be assessed using HADS for both patients and

identified family members. HADS is a self-assessment screening tool, designed to

detect depression and anxiety (Zigmond and Snaith, 1983), which has been

extensively validated (Bjelland et al, 2002). A total score >8 for either depression or

anxiety indicates the presence of disorder. In addition, coping, self-efficacy and

empowerment assessment tools will be used to further assess psychological well-

being.

Questionnaires will be used to assess patients' and relatives’ perception of their

discharge experience and to determine the feasibility of the intervention from the

perpsective of patients, relatives and ward/critical care nurses. Questionnaire items

reflect key themes identified from a previous focus group study. User groups

(consisting of participants from a phase I focus group study and two user support

groups) will be used to test the validity and reliability of questionnaires prior to use.

Hospital databases and medical records will provide access to information related to

patient and family demographics, relevant past medical history (including a history of

depression or anxiety), admitting diagnosis, patient illness severity, length of critical

care stay, therapies received, discharge destination and complications pertinent to

the critical illness period.

Sample

The sample will be drawn from a single NHS Trust in Central London. Calculation of

sample size is based on the primary outcome measure (sense of psychological well

being) using the HADS score. There is currently very little information available to

enable precise calculation of the required sample size to determine an effect. In a

previous RCT by Gammon et al (1996) examining the effect

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of information giving in peri-operative patients using HADS as a primary outcome

measure, the mean post intervention score was 4.2 for the intervention group (n=41)

and 6.8 (range 0-15) for the control group (n=41) (a difference of about 3 points).

Based on the information available to date, using a power of 80%, a minimum of 45

participants in each group are required in order to detect a difference of 3 points on

the HADS score in the intervention group (assuming SD=5). This study aims to

recruit 200 patients, with a minimum of 50 patients in each group. The same number

of data collection days will be employed for each arm of the study. Data collection

will continue until a minimum of n=50 is achieved in all groups. Although the number

of critical care discharges vary from day to day leading to a potential difference in the

final number of participants in each group, randomisation is likely to ensure that

overall numbers are not unduly unbalanced between groups. If groups are

unbalanced in size we will ensure that we recruit sufficient individuals so that

assumptions of the statistical tests to be used remain robust. As long as the

minimum number (n=50) are recruited into each group, analysis of outcomes will not

be affected. Records of the daily discharge numbers during the trial period will,

however, be used during analysis in order to identify any potential influences on

results.

Attrition is likely due to a number of factors including death, lack of opportunity to

collect all data or participant drop out. Attrition rates will be assessed as data

collection progresses, allowing for necessary adjustments in sample size. With an

average of one hundred overall unit discharges per month, and by using an over

recruitment strategy, a six month intervention period should enable enrolment of at

least the minimum number required.

Inclusion criteria

• Adult patients and family members (>18 years)

• Elective or emergency admissions who have been in critical care for at least 72 hours

• Critical Care patients identified for discharge to a general ward setting

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• Elective discharges between 08.00-20.00hrs Monday to Friday

Exclusion criteria

• Patients for whom active treatment has been withdrawn

• Inability to verbally communicate in or read English

• Involvement in the phase I focus group study

All critical care and ward nurses (from wards who have received patients discharged

from critical care during the study period) will also be invited to participate in part of

the study, in order to determine the feasibility of the intervention in real world

practice.

Implementation

Preparation

A series of staff training and information sessions will be provided, and all critical

care nurses will be encouraged to attend. Details of the intervention and the attention

control will be given and instructions provided as to how they should be utilised. A

research assistant will be present throughout the recruitment and intervention period

to provide ongoing support and instruction.

Randomisation and recruitment

The statistician will provide a computer generated list of random numbers, which will

be used to determine the days on which the intervention, control or ‘attention control’

methods will be used. A clerical assistant will make up three separate types of

sealed information packs labelled with the dates that each is to be used. These

packs will be left in the clinical area and their distribution co-ordinated by the

research assistant.

The research assistant will screen patients due for discharge from critical care on a

daily basis by liaison with the nurse in charge. Those who meet the inclusion criteria

will be invited to participate and provided with a participant information form and

verbal study information (this will be carried out either by phone or during visiting for

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family members). Only one identified family member from each patient will be

recruited into the study.

Consent

No less than 4 hours after receipt of the participant information sheet, the research

assistant will seek patient consent. Only after consent has been obtained will they be

recruited into the study. Capacity to provide informed consent will be determined by

the research assistant (who holds a professional healthcare registration) using the

MacArthur Competence Assessment tool for clinical research (MacCAT-CR)

(Appelbaum and Grisso, 2001). If patients are unable to provide informed consent

prior to critical care discharge, advice will be sought from a personal consultee. If a

personal consultee is not available, a member of care staff unconnected to the

project, who is most likely to know what the individual might have chosen had they

retained capacity, will act as the nominated consultee in the event of no personal

consultee being available (Code 9 of Mental Capacity Act). Assessment of capacity

and consent will be repeated prior to data collection. Any data already collected from

those who refuse consent at this point will be discarded.

Delivery of intervention

Recruited participants (patients and relatives) will be clustered by day of patient

discharge, with all those identified for discharge on the same day (and their relative)

allocated to receive either the intervention (UCCDIP), control (usual information

strategy) or ‘attention control’ (discharge booklet) information delivery method. The

research assistant will ensure the appropriate information pack is selected and will

assist bedside nurses to use it correctly. The research assistant will also record the

number of discharges from the unit on each weekday during the trial period, and any

potential cross contamination.

Data collection

The data collector will assist recruited patients and family members to complete the

HADS, coping, self efficacy and empowerment assessments after one week on the

general ward, and again at one month or on discharge from hospital, whichever is

sooner. User experience questionnaire data will also be collected from participants at

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the one month/hospital discharge point. The data collector will be blinded to the

group into which participants have been randomised. At the end of the trial period,

feasibility questionnaires will be placed in the post trays of all nursing staff in critical

care and on wards where patients participating in the study have been discharged. A

box for posting completed questionnaires will be provided in each area.

The research assistant will access databases and patient notes in order to record

relevant retrospective and prospective information throughout the trial period as

detailed above.

Withdrawal

All recruited participants who withdraw will be followed up (where possible), and with

their consent, reasons for withdrawal and any data collected up to the point of

withdrawal will be included in the final analysis.

Data analysis

Objectives 1 and 2:

Groups will be compared in terms of HADS, length of hospital stay after critical care

discharge and other similar measures. Techniques used will include Analysis of

Variance (ANOVA) with co-variates as necessary, and with possible transformation

of the data, for example ranking. For binary measures such as readmission to critical

care rates, logistic regression will be considered. A number of concomitant variables,

from both patient and relative data, will be drawn from the hospital database,

patients’ medical records and relative questionnaires and will inform the above

analyses.

The goal will be to determine what effects (if any) the intervention has had, and how

consistent any effects have been. This data will then inform the power calculation to

determine the necessary sample size for a phase III trial. Maintenance of time

records will enable checking for any drift over time induced by any of the

interventions.

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Different group sizes will NOT 'skew' the results. Except in laboratory studies (and

not always then) equal sample size is impossible; such a requirement would

invalidate most research. We will be comparing averages or typical values and all

tests standardise against varying sample size. Sample size does affect the power (or

sensitivity) of the test, it is not so much the total sample size that matters but the

minimum. We have included in our method a strategy of collecting data until each

group has at least 50 to ensure that we will have sufficient power. It is preferable (in

terms of effort) and fortunately unlikely that the larger group will be much larger than

50. While equal sample sizes are desirable they are not necessary; the tests will

continue to correctly assess the p-value

Records of the daily discharge numbers during the trial period will be used during

analysis in order to identify any potential influences on results, and the notes kept by

the research assistant detailing any potential cross contamination will also be

collated and reported.

Objectives 3 and 4:

Categorical variables, from the feasibility and experience questionnaires, will be

examined using cross-tabulation and chi-square, and if necessary log-linear

modelling. Qualitative data from the free text section of questionnaires will be

collated, coded, categorised and key themes identified. Nvivo7 will be used to assist

this process.

Dissemination

A lay summary of study findings will be prepared and sent to all participants before

their personal details are destroyed. Information about and consent for this is

included in the participant information sheet and on the consent/assent forms.

Findings from this study will be used to refine and amend the intervention being

studied before further evaluation using a larger multi-site phase III trial takes place. It

will also provide data, which will inform the power calculation to determine the

necessary sample size for a phase III trial. This should ensure that such a complex

intervention is more likely to be effective at this point.

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References

Appelbaum PS, Grisso T (2001) MacCAT-CR: MacArthur Competence Assessment

Tool for Clinical Research. Professional Resource Press; Sarasota, FL.

Bench S, Day T, Griffiths P (2011) Involving users in the development of effective

critical care discharge information: a focus group study with patients, relatives and

health care staff. American Journal of Critical Care Nursing (In Press).

Bench S, Day T (2010) The user experience of critical care discharge; a meta-

synthesis of qualitative research. International Journal of Nursing Studies 47: 487-

499

Bjelland I, Dahl A, Haug T, Neckelmann D (2002) The validity of the hospital anxiety

and depression scale; an updated literature review. Journal of Psychosomatic

Research 52: 62-77

Campbell N, Murray E, Darbyshire J, et al (2007) Designing and evaluating complex

interventions to improve healthcare. British Medical Journal 334: 455-459

Chaboyer W, Kendall E, Kendall M, Foster M (2005) Transfer out of intensive care; a

qualitative exploration of patient and family perceptions. Australian Critical Care

18(4): 138-145

Coulter A, Ellis J (2006) Patient focused interventions; a review of the evidence.

London, The Health Foundation

DH (2000) Comprehensive critical care; a review of adult critical care services.

London, Department of Health (DH)

DH (2005) Quality critical care; beyond ‘comprehensive critical care’; a report by the

critical care stakeholder forum. London, Department of Health

Gammon J, Mulholland C (2006) Effect of preparatory information prior to elective

total hip replacement on psychological coping outcomes. Journal of Advanced

Nursing 24: 303-308

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Garrod R, Marshall J, Barley E, Jones PW (2006) Predictors of success and failure

in pulmonary rehabilitation. European Respiratory Journal 27: 788-794

Griffiths P (2005) Self assessment of health and social care needs by older people; a

review. British Journal of Community Nursing 10: 520, 522-527

INVOLVE (2004) Involving the public in NHS, public health and social care research;

briefing notes for researchers. Available online at:

www.invo.org.uk/keypublications.asp. Accessed 2nd August 2010

Jones C, Skirrow P, Griffiths R, et al (2003) Rehabilitation after critical illness; a

randomized controlled trial. Critical Care Medicine 31 (10): 2456-2461

MRC (2008) Developing and evaluating complex interventions: new guidance.

Available online at:

www.mrc.ac.uk/Utilities/Documentrecord/index.htm?d=MRC004871 . Accessed 2nd

August 2010

McDonald S, Hetrick S, Green S (2004) Pre operative education for hip or knee

replacement. Cochrane database of systematic reviews, Issue 1, Cochrane Library

McKinney A, Melby V (2002) Relocation stress in critical care; a review of the

literature. Journal of Clinical Nursing 11: 149-157

Mitchell ML, Courtney M (2004) Reducing family members’ anxiety and uncertainty

in illness around transfer from intensive care: an intervention study. Intensive and

critical care Nursing 20: 223-231

NICE (2007) Acutely ill patients in hospital; recognition and response to acute illness

in adults in hospital. National Institute for Health and Clinical Excellence. Available

online at: www.nice.org.uk. Accessed 2nd August 2010

NICE (2009) Rehabilitation after critical illness. National Institute for Health and

Clinical Excellence. Available online at: www.nice.org.uk. Accessed 2nd August 2010

NPSA (2004) Seven steps to patient safety. National Patient Safety Agency.

Available online at: www.npsa.nhs.uk. Accessed 2nd August 2010

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Paul F, Hendry C, Cabrelli L (2004) Meeting patient and relatives’ information needs

upon transfer from an intensive care unit: the development and evaluation of an

information booklet. Journal of Clinical Nursing 13: 396-405

Zigmond A, Snaith R (1983) The hospital anxiety and depression scale. Acta

Psychiatry Scand 67: 361-370  

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Critical Care Discharge

Information

Information for patients and relatives

during and immediately after discharge

to the ward

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Critical Care Discharge

Information for Patients

Information for Patients

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This information has been designed to support you when you move from critical

care to a general ward. Everyone is different. This pack will help you to identify

your own individual needs and get the information you require to support your

recovery whilst on the ward.

Name:……………………………………………………………………

Why was I in critical care? What happened to me?

Completed by:……………………………………………..……….………….(Print name and position)

Date of discharge from critical care:…………….…………………….……………

Ward:….………….……………………………………………………………………………………….....….

Name of Ward sister/Charge Nurse:………..……………………………….…….

Ward Tel no:….…………………………..…...………..

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What else do I want to know?

Read through the following pages and write down any questions you have in the

sections provided (or ask someone else to). Show this to the nurses, doctors,

physiotherapists and other staff looking after you. They will be able to discuss

these issues with you in more detail.

You can ask anything you want to know.

NO question is too trivial or too basic.

Index

Page 4-6: Before discharge to the ward

Page 7: Space for recording concerns about going to ward

Page 9: On the Ward

Page 10-11: Your recovery from critical illness

Page 12-14: Common emotional worries

Page 15-18: Common physical problems

Page 19-25: Space for recording concerns about your recovery

Page 27: Support on the ward

Page 28: Useful contacts

Page 29 Exercises

Page 30: Acknowledgements and references

Page 31-35: Reflective diary

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Before discharge to the ward

Am I ready for discharge?

Being discharged from critical care is a positive step, but you can feel scared

leaving the staff you have got to know and a place which is familiar. You may not

feel ready and may still feel very unwell.

An experienced team of doctors, nurses and other health care staff will have made

the decision that you no longer require such intensive monitoring and nursing.

Ward nurses and doctors will be given a handover from the critical care team to

enable them to continue your care.

If you feel concerned about the decision to move you to a general ward, you should

tell this to the nurse or doctor who can discuss it with you further.

When will I go to the ward?

You might not be told which ward you are going to until a short time before and

things can change quickly. Occasionally discharge to the ward can happen during

the night, but this is avoided wherever possible. If there are delays in organising

beds on the ward you may be taken off some of the monitoring as you will no

longer need such high level observation.

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Who will go with me?

A nurse from the critical care unit will help you pack your things, inform your family

and will go with you. This is usually your bedside nurse. A porter will also usually

come to help. Sometimes a nurse from the ward will also visit you on the unit

before your discharge and may accompany you to the ward.

What ward am I going to?

This should be written on the front of this booklet. If you cannot find it please ask

the nurse caring for you. Ask what type of ward it is.

What will it be like on the ward?

Many wards have information booklets

explaining who the staff are, visiting

times and how the ward works.

Ask for a copy when you get to the

ward.

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You could be in a bay with up to 8 other people of the same sex as you. The wards

also have smaller bays and single bedded rooms. There will be less equipment than

in critical care. Other patients may be able to talk to you, but the ward can be noisy

and you may find this disturbing at first.

Each ward nurse will be looking after a group of people, assisted by a number of

health care support workers. Even though you may not always be able to see a

nurse you can contact them by pressing the call bell. Ask the nurse to leave it within

your reach and press it if you want any help. You may have to wait for a short time

if the nurses are busy with other patients. This can make you feel neglected or

deserted. This isn’t the case. You are being looked after. It is just that the level of

care is different compared to critical care.

Staff on the ward will encourage you to become more independent. It can feel like

they are asking too much of you, but it is an important part of your recovery.

The ward staff will be given a handover from the

critical care team, but they may also ask you and

your family some questions.

This is not because they do not know what is wrong

with you, but because they need to get to know you

as a person and plan your ongoing care.

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Concerns about going to the ward

Use this section to write down any questions or worries you have about going to

the ward and show it to your bedside nurse. Record any advice/information given.

Ask your family or the nursing staff to help you complete it if you feel unable to do

so alone.

Question/Concerns I have

Answers to my questions

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On the Ward

Recovery is different for everyone. Information about some of the most common

worries can be found on pages 12-18. You might find it useful to read through

these. Most worries are temporary and will return to normal with time. You may

have some, all or none of these. You may also have other worries.

What should I do if I am worried about anything?

The first thing you should do is tell the nurse looking after you and/or the nurse in

charge of the ward. You can also tell the doctors or any other health care staff

when they come to see you.

Write down any questions or concerns you have on pages 19-25 (or ask someone

else to). Show these to your nurse, doctor, physiotherapist or other available health

care staff. Ask them if there are some things you can do to help with your worries.

Your family could also help with this. Together, you can work out what you can all

do to make you feel better.

You can also talk to your relatives/friends if you are concerned about anything and

ask them to speak to the nurse in charge and/or doctor on your behalf.

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Your recovery from a critical illness

You have been very ill and you need to give your mind and body time to recover.

The suggestions below may help your recovery. Do them as and when you feel

ready for them.

What can I do to help my recovery on the ward?

1. Recognise the progress you have made

Some people find the following useful:

Looking at any pictures of you that may have been taken in critical care. Ask

the staff or your family if any were taken

Reading and talking about what happened to you in critical care. Ask the staff

or your family if a diary of your time in critical care was kept

Keep a daily diary of your feelings whilst on the ward (page 23)

2. Set yourself short term, realistic goals

Achieving small things each day will help improve your confidence and morale.

Write down your goals on pages 17-18. Ask the staff what their goals for you are,

and discuss with them how you are doing.

3. Listen to your body

Remember, you have been seriously ill and recovery will take time. Go at your

own pace, guided by the health care staff. Do not judge yourself against how

others are doing, as everyone is different and people are in hospital for lots of

different reasons. Ask if you have any concerns.

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4. Have a positive mental attitude

Each day try and think of one positive thing. If you cannot think of anything ask

the staff or your family/friends to help.

5. Talk to family/friends and staff

Don’t bottle things up. Share and discuss your feelings and concerns. Use the

sections on pages 17-18 to help with this.

6. Exercises to aid recovery

You could try to do some of the exercises described on page 21. Do as much as

you can and rest when you need to.

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What common emotional worries might I have?

Feeling scared and anxious/ panic attacks/phobias/

loss of confidence

The first few days and weeks on a ward may not be easy and you may feel

frightened, insecure, anxious and stressed (dry mouth, rapid breathing, fast heart

beat, cold sweats, butterflies in the stomach).

You may have lost your confidence and might try to avoid things that make you

feel scared. These are all normal feelings. For most patients, as time progresses

your confidence will grow and return to normal.

Difficulty understanding what has happened

You are not alone. Many people are unable to remember all of their time in critical

care. You have been seriously ill and may have been given strong drugs which

made you sleepy. Coming to terms with what has happened can take time and you

You might be worried about getting ill again

and might feel frightened if you have been

told that you nearly died. You might also

feel scared about being in an unfamiliar

environment and being expected to do

more for yourself.

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may never remember everything. Everyone’s experience is different and individual

to them.

Mood changes

It is normal for your mood to change often. One moment you may feel good and

the next you may feel down or very tearful.

You may feel irritable for no specific reason, and you may feel

depressed for some time. You might also feel restless, fidgety, unsatisfied, have

racing thoughts or lose your sense of humour. These are normal reactions to being

seriously ill. They are not permanent changes in you and will subside with time. You

may also feel frustrated if it seems like you are not progressing, but remember you

have been very ill and you need time to recover.

If you smoke or normally drink a lot of alcohol then you might also feel irritable due

to nicotine or alcohol withdrawal.

You may find that you cannot concentrate on

anything for long and keep forgetting what you

have been told. This should get better as you

continue to recover.

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Hallucinations/Flashbacks/Paranoia/Sleeping problems

You may have flashbacks and memories of disturbing or strange experiences.

These are often ‘unreal’, but can be very vivid and frightening. You may also suffer

from bad dreams or nightmares. These experiences are common and are related to

your illness and the strong drugs you may have been given in critical care. They

usually settle after a few days or weeks.

You might also find it difficult to fall asleep or you may wake

frequently during the night. This might be because the ward is noisy, but your sleep

pattern may also have been disrupted whilst you were in critical care. Being awake

at night can be worrying and things easily seem to get out of proportion. Your

sleep pattern will improve as you become more active during the daytime, but if

you are concerned, talk to the ward staff.

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What common physical problems might I have?

Changes in appearance, senses and voice

You may look thinner and you may have lots of marks, bruises and scars on your

body because of the various tubes, drips and injections used in critical care. The

quality of your hair or nails may have changed and you may also experience some

hair loss. You might also find that your skin feels itchy and drier than before.

You might also notice changes to your senses. For example, your hearing might be

slightly worse or more acute, your vision might be affected and things that touch

your skin can feel strange for a while. You might also experience dizzy spells due to

an altered sense of balance.

Your throat may be sore if you have had a breathing tube in, and your voice may be

weak and sound different. If you still have a tracheostomy tube, you may not be

able to speak until it is removed.

These changes are usually temporary and most will disappear over time.

You may feel worried when you first look in

the mirror as your appearance may have

changed due to the effects of your illness.

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General weakness/Lack of energy/Poor mobility

You will probably have lost weight and your muscles may be weak and your joints

stiff from being in bed. You may also have generalised aches and pains, feel

exhausted and have no energy. The slightest activity may make you feel very tired.

This is normal after a serious illness.

You may experience difficulty in doing things which require fine movement such as

fastening buttons, writing, holding cups etc. This means you are likely to still need

some help with personal care such as eating, dressing, washing and walking.

This should slowly improve.

Breathing problems

You may feel breathless at times, particularly when you are doing anything. Even

talking can make you feel short of breath, and you might need some oxygen which

will be given through a mask. You might also find it difficult to cough due to muscle

weakness. These problems should improve over time, but may not completely

resolve, depending on your condition.

Whilst in critical care you may have had a tube in your throat to help your breathing

(a tracheostomy), and you may still have this on the ward. It will usually be

Your muscles have not been working for a while

and will need time to build up their strength

again.

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removed after a few days/weeks once you are able to breathe effectively on your

own. The hole it leaves will gradually close. There will be a scar which will slowly

fade and become less obvious.

Eating and drinking problems

You may be having food through a tube in your nose which goes down to your

stomach, or by a drip straight into your vein. This is unlikely to be permanent and

will be removed once things return to normal.

When you first start eating and drinking again, food/drinks may taste different until

your taste-buds readjust. You may not feel hungry, your mouth may be sore or it

might hurt to swallow. These problems can be caused by the strong drugs you may

have had. You might also develop a thrush infection (candida) in your mouth (a

thick white coat over the roof of your mouth and tongue). This can make your

mouth very sore. Your mouth can also feel very dry due to a lack of saliva. If you

wear dentures, you may find that they no longer fit well, as your gums may have

shrunk.

These problems are rarely permanent.

Going to the toilet

Food can taste very salty, sweet or have a

metallic taste

You may be given nourishing yoghurts, drinks

and food supplements to help build up your

strength

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You may still have a tube in your bladder (a catheter) which drains urine from your

body into a bag. This is so that staff can check your fluid levels. When the tube is

taken out, your muscles may be weak for while so you may find it difficult to

control your bladder. Sometimes, the medicines you are on can also change the

colour of your urine.

You may develop a urine infection. Symptoms of this include not being able to pass

urine, or passing very small amounts frequently. You might also have a burning

pain whilst urinating and/or blood in your urine. Any such symptoms should be

reported to the nurse or doctor caring for you.

Your bowels might also be upset for a while, but things should gradually return to

normal.

You might have bloating, diarrhoea or feel

constipated.

You might need some medicines to help you

go to the toilet.

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Concerns about my recovery

Use the following pages to record any questions or worries you have about your

recovery, and any goals you have set or agreed with the staff. Ask your family or

the nurses to help you complete it if you feel unable to do so alone.

Week 1 (Date……………..) Question/Concern I have

What I can do?

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Week 2 (Date……………..) Question/Concern I have

What I can do?

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Week 3 (Date……………..) Question/Concern I have

What I can do?

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Week 4 (Date……………..) Question/Concern I have

What I can do?

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What support will I get on the ward? In addition to the ward nurses, health care assistants and doctors, many other

health care professionals may contribute to your recovery. They include:

Critical care outreach team/Discharge liaison nurses

These are nurses from critical care whose role it is to check that recovery is

going as planned. Sometimes, they are available to talk to patients about

their critical care experience

Physiotherapists

Physiotherapists help with getting you moving again and increasing your

strength. They can also assist with coughing and breathing

Speech and Language Therapists

They may see you if you have any speech or swallowing problems

Dieticians

Dieticians can give advice on diet and any necessary food supplements

Occupational Therapists

Occupational therapists help prepare people for going home. They can

provide assistance with improving skills such as dressing, cooking etc

Chaplains

Support for different faiths is available. If you wish, they can talk to you and

help support your religious/spiritual needs

Volunteer staff

Some areas have volunteers who are available to sit and talk with patients,

provide reading materials, and help with simple tasks

Specialist support

As a result of your illness there may be temporary or permanent changes,

which you have to adapt to, which can be difficult. Staff specialising in your

condition can offer specific advice on rehabilitation. There may also be a

charity for your specific illness or injury which can provide additional

information and/or support.

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Useful contacts Patient Advice and Liaison Service (PALS). They can offer general support

and advice about being in hospital. Contact details can be obtained from the

ward receptionist

Chaplaincy: all hospitals have multi-faith support and ward staff can arrange

for the appropriate person to be contacted

If you feel well enough, you could ask if there is any access to a computer on the

ward or if your family can bring you a laptop. You can then look at some of these

useful websites as and when you feel ready:

ICUSteps website. A charity set up by former intensive care patients and their

family members. Includes information such as ‘Intensive Care: a guide for

patients and relatives’, plus experiences of former patients and family

members, and links to support groups: www.icusteps.org

DIPEx-Database of Individual Patient and Relative Experiences:

www.healthtalkonline.org

I-Canuk: A professional and independent national organisation which contains

important publications and guidance documents, and links to patient

experiences and information support: www.i-canuk.com.

There are also many charities set up for specific injuries and illnesses, which can

provide support and information. Ask the nurses about those which might be

relevant to you. You could also ask your relatives to look into relevant charities for

you, either on the internet or at their local library.

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Exercises

These exercises are designed to help you regain the strength that you may have

lost during your illness.

Take a deep breath through your nose and out through your mouth.

Repeat 3 times

Pull your toes up, down and round in a circle. Repeat 10 times

Keeping your leg straight, pull your toes upwards, count to 5 then relax.

Repeat on both legs 10 times

Bend your knees and put both feet flat on the bed. Roll both knees

together to the right keeping your shoulders still. Return your knees to the

middle and repeat to the left. Repeat 10 times

Place a rolled up towel under your left knee. Pull your toes upward and

lift your lower leg off the bed. Hold for 5 seconds. Repeat 10 times on

both legs.

Stretch both arms out in front of you. Touch your nose with your

outstretched hand, then straighten. Repeat 10 times on both arms

Turn your head to look over your left shoulder, back to the middle, then

turn to look over your right shoulder. Repeat 10 times

Bend your head and try to touch your ear on your left shoulder, keeping

your shoulders still. Repeat on the right. Repeat 10 times

Take both arms out to the sides with your elbows straight. Circle your

arms forward 10 times and backwards 10 times.

Do as much as you can.

Rest when you need to

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Acknowledgements

This information pack has been produced by Suzanne Bench of the Florence

Nightingale School of Nursing and Midwifery, King’s College, London.

It is based on research findings by Bench et al (2010, 2011), and was developed

using feedback from health care staff and ex-critical care patients and relatives

from across England, and a review of the content of the following publicly

available documents:

Intensive Care Society: Discharge from Intensive Care; information for patients and

relatives

Chelsea and Westminster Healthcare NHS Trust: Information for patients leaving the

intensive care unit

Salford Royal NHS Foundation Trust: Patient information; ICU patient discharge follow-

up

Southampton NHS University Hospitals Trust: After Intensive care; patients and

relatives information booklet

University Hospitals Birmingham NHS Foundation Trust: Critical care follow–up

information

Society of Critical Care Medicine: ICU issues and answers; What should I expect after

leaving the ICU?

ICUsteps: Intensive care; a guide for patients and relatives

Mitchell and Courtney (2002) Transfer from ICU…for relatives. Griffith University,

Australia

Paul et al (2004) ICU discharge information booklet. Ninewells hospital, Dundee

References

Bench S, Day T (2010) The user experience of critical care discharge; a meta-synthesis of

qualitative research. International Journal of Nursing Studies 47: 487-499

Bench S, Day T, Griffiths P (2011) Involving users in the development of effective critical

care discharge information: a focus group study with patients, relatives and health care

staff. American Journal of Critical Care (In press)

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Reflective Diary

This diary can remain private to you or it can be shared with the nurses so they can

help with any concerns. Write down how you feel each day. It might help to look

back after a few days and see if things are improving.

Day/Date How do I feel today?

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Day/Date How do I feel today?

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Critical Care Discharge

Information for Relatives

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Information for Relatives Who is this booklet for?

This information is designed to support you during and after your relative leaves

critical care to go to a ward. Everyone is different. This pack will help you to identify

your own individual needs and get the information you require whilst your relative

is on the ward.

We realise that close relationships come in many forms and that our closest

relationships are not necessarily with someone traditionally classified as a 'relative'.

For the sake of simplicity we use the term 'relative' throughout but realise that for

many people terms like 'friend', 'partner', 'loved one' would be more appropriate.

What do I want to know?

Read through the following information:

Page 3-6: Before discharge

Page 7-11: Helping recovery on the ward

Page 12-18: Questions and concerns

Page 19-22: Looking after yourself

Page 25-29: Diary pages

Write down any questions, worries or concerns you have in the sections provided.

Show this to the staff looking after your relative who will be able to discuss these

issues with you in more detail.

You should also read the information pack given to your relative. You might like

to read sections of it to your relative as they may be unable to read it themselves.

You can ask anything you want to know.

NO question is too trivial or too basic.

Before discharge

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Is my relative ready for discharge?

Having a relative discharged from critical care is a positive step but it can make you

feel scared leaving the staff you have got to know and a place where you feel your

relative is safe. You may have developed close relationships with the nurses and

doctors in critical care, and the technology and monitoring may have made you

feel secure. You may not feel that they are ready to leave.

An experienced team of doctors, nurses and other health care staff will have made

the decision that they no longer require such intensive monitoring and nursing, but

if you feel concerned about the decision, you could speak to the nurse or doctor.

When/Where will my relative go?

Details of the ward your relative is going to can be found on the front of their

information pack. We may not know this information until a short time before

discharge, and things can change quickly. Sometimes there are delays in

organising beds on the ward. This can mean that discharge sometimes happens

during the evening or overnight, although this is avoided wherever possible.

The bedside nurse should keep you informed, but sometimes your relative may be

discharged more quickly than planned. A full handover of care will always be

provided to ward staff both day and night.

Will my relative be looked after on the ward?

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There will be nurses and doctors on the ward, but they will be caring for other

patients as well, and may not be visible at times.

You may feel neglected or worry how your relative will cope with this change. You

should be reassured that your relative has been discharged to the ward because

they are getting better and need less support.

Staff on the ward will encourage your relative to become more independent. This is

an important part of their recovery plan, but may feel difficult at first.

The ward doctors will be given a handover from the critical care team, but they

may also ask you some questions. This is not because they do not know what is

wrong with your relative, but because they need to get to know them as a person

and plan their ongoing care.

Visiting times in a general ward may not be as flexible as in critical care. Many

wards have information booklets which explain who the staff are, visiting times and

how the ward works. Ask for a copy on the ward.

On the ward

What can I do to help my relative’s recovery?

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Read the information together

It may be helpful to read sections of the patient information pack to your relative. It

is likely you will need to repeat the information at other times as they may not be

able to remember it. Help them complete the sections detailing their worries,

concerns and feelings.

People respond differently to a stay in critical care. Some people want a lot of

information and some do not want to know anything. You will know your relative

best and can help them to get the individual information that they need

Your relative may not understand how ill they were. Talk to them about what

happened, and how they are feeling. You may need to tell them about their

injury/illness and treatments in stages or when they ask for more information.

They may be unable to remember the last few days/weeks. If they are ready to,

help them fill in the gaps and piece together their time in critical care. You may

have kept a diary of their stay, which you can discuss with them.

They may still feel very ill, feel they are not getting any better or not understand

how ill they have been. Looking back will help them recognise the progress they

have made.

Encourage independence

It is natural that you might feel over protective and want to help your relative as

much as you can. However, it is important that they now start to regain their own

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independence and you should, therefore, encourage them to do as much for

themselves as they can.

Help them set realistic short term goals for recovery. Bring in personal items for

them that will help them to regain their independence. For example, own clothes,

toiletries, glasses, hearing aid, dentures.

A personal music player or laptop with headphones can

also be useful and will help them to occupy their time.

Recovery for a critical care patient

Now your relative is in the general ward you may expect them to be happy and

relieved that they are getting better and that they survived their illness or accident.

However, they may act differently from what you expect.

They may be depressed, anxious, upset, irritable and/or unmotivated. They may

still be very confused from all the strong medicines they have taken.

These are all normal reactions, but can be difficult for relatives to deal with.

Remember, your relative has been through a huge ordeal, and it can take a long

time for them to recover physically and mentally.

You may also find it hard if they cannot understand what you have just experienced

as a relative of someone in critical care, and what it was like for you to see them so

ill.

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Try not to expect too much. It may be useful for you to think back and see that they

are making progress, even if it is very slow.

I have questions, where can I get answers?

You might feel like you want to go back to the critical care unit to speak to the

nurses and doctors that were looking after your relative. This is natural, but they

will not necessarily have an updated knowledge of your relative’s condition after

discharge as they will have handed care over to another team of doctors.

The first thing you should do is read through this information pack, and the

information given to your relative. Talk to the nurse looking after your relative

and/or the nurse in charge of the ward.

Although the ward nurses may be unable to give detailed ongoing explanations of

each change in your relative’s condition, they can arrange for you to speak to a

doctor for an update if necessary. You can also ask to talk to the doctors or any

other health care staff when they come to see your relative.

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Write down your questions and concerns on pages 15-17 of this information pack.

You can also record here any advice you are given.

What if I am really worried that their condition is

getting worse?

If you think your relative is becoming seriously ill, you

should ask to speak to someone urgently. If you remain concerned you should ask

the ward nurses to contact their seniors, and the doctors, who may not reside on

the ward. If possible you should remain with your relative until someone has seen

them, and an action plan has been agreed. The Patient Advice and Liaison Service

(PALS) may also be able to help. Ask the ward receptionist how to contact them.

Questions/concerns

Question/Concern I have

The ward can be busy.

It may not always be

possible to speak to a

doctor on the same

day.

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Advice/What I can do

Question/Concern I have

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Advice/What I can do

Looking after yourself

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Having a relative who has been critically ill is extremely stressful and you may feel

both physically and emotionally exhausted. You may not have been eating or

sleeping well, and you may also feel under pressure to support other family

members and to maintain a normal life outside of the hospital. If you have young

children, they might also be acting differently, and may need more attention than

normal. Feelings of guilt, worry or depression are common at this time, particularly

if you were afraid that your relative might die or feel that they are still too ill to be

going to a ward.

.

It is important that you share your feelings and devise strategies for coping. Try to

ask friends and family to support you at this early stage of recovery–you may need

as much or more help now even though your relative is out of critical care.

Use the diary on page 25 to record your thoughts and feelings. Discuss these with

family and friends. You might also want to contact your own General Practitioner

for further advice and support. Some of the organisations listed on pages 21-22

could also be of help.

You might also have

money worries or

concerns about your job

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Useful contacts

Patient Advice and Liaison Service (PALS): contact details can be obtained from the

ward receptionist

Chaplaincy: all hospitals have multi-faith support and ward staff can arrange for the

appropriate person to be contacted

ICUSteps website. a charity set up by former intensive care patients and their family

members. Includes information such as ‘Intensive Care: a guide for patients and relatives’,

plus experiences of former patients and family members, and links to support groups:

www.icusteps.org

DIPEx: database of individual patient and relative experiences:www.healthtalkonline.org

I-Canuk: a professional and independent national organisation which contains important

publications and guidance documents, and links to patient experiences and information

support: www.i-canuk.com.

UK Debtline: call free on 0800 731 7973. www.national-uk-debtline.co.uk

Samaritans: provides confidential, unbiased emotional support, 24 hours a day, for

people who feel distressed, desperate or suicidal. Helpline: 08457 909090.

www.samaritans.org. Email: [email protected]

British Association for Counselling and Psychotherapy: for details of counsellors

and psychotherapists in your area call: 0870 443 5252. www.bacp.co.uk

Princess Royal Trust for Carers: the largest provider of support services for carers in

the UK: Tel; 0844 800 4361. www.carers.org

There are many different charities set up for specific injuries and illnesses which will

be able to provide support and information. You could look for relevant charities on

the internet or at your local library.

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Acknowledgements

This information pack has been produced by Suzanne Bench of the Florence

Nightingale School of Nursing and Midwifery, King’s College, London.

It is based on research findings by Bench et al (2010, 2011), and was developed

using feedback from health care staff and ex critical care patients and relatives

from across England, and a review of the content of the following publicly available

documents:

Intensive Care Society: Discharge from Intensive Care; information for patients and relatives

Chelsea and Westminster Healthcare NHS Trust: Information for patients leaving the

intensive care unit

Salford Royal NHS Foundation Trust: Patient information; ICU patient discharge follow-up

Southampton NHS University Hospitals Trust: After Intensive care; patients and relatives

information booklet

University Hospitals Birmingham NHS Foundation Trust: Critical care follow –up information

Society of Critical Care Medicine: ICU issues and answers; What should I expect after leaving

the ICU?

ICUsteps: Intensive care; a guide for patients and relatives

Mitchell and Courtney (2002) Transfer from ICU…for relatives. Griffith University,

Australia

Paul et al (2004) ICU discharge information booklet. Ninewells hospital, Dundee

References

Bench S, Day T (2010) The user experience of critical care discharge; a meta-synthesis of

qualitative research. International Journal of Nursing Studies 47: 487-499

Bench S, Day T, Griffiths P (2011) Involving users in the development of effective critical care

discharge information: a focus group study with patients, relatives and health care staff.

American Journal of Critical Care (In press)

Reflective Diary

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Write down how you feel each day. It might help to look back after a few days and

see if things are improving.

Date How do I feel today?

Date How do I feel today?

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Date How do I feel today?

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If this has been helpful why not start your own diary or continue on the back pages

of this pack

Please add any additional information here

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Day/Date How do I feel today?

If this has been helpful, why not start your own diary or continue on the back pages of this information pack

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Please add any additional hospital/department specific

information here

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Table 1: CONSORT 2010 checklist of information to include when reporting a cluster

randomised trial

Section/Topic Item

No

Standard Checklist item Extension for cluster

designs

Page

No *

Title and abstract

1a Identification as a

randomised trial in the title

Identification as a cluster

randomised trial in the title

1

1b Structured summary of trial

design, methods, results, and

conclusions (for specific

guidance see CONSORT for

abstracts)1,2

See table 2 3

Introduction

Background and

objectives

2a Scientific background and

explanation of rationale

Rationale for using a cluster

design

5,6

2b Specific objectives or

hypotheses

Whether objectives pertain to the

the cluster level, the individual

participant level or both

6

Methods

Trial design 3a Description of trial design

(such as parallel, factorial)

including allocation ratio

Definition of cluster and

description of how the design

features apply to the clusters

6

3b Important changes to

methods after trial

commencement (such as

eligibility criteria), with

reasons

N/A

Participants 4a Eligibility criteria for

participants

Eligibility criteria for clusters 8

4b Settings and locations where

the data were collected

11

Interventions 5 The interventions for each

group with sufficient details

to allow replication,

including how and when they

were actually administered

Whether interventions pertain to

the cluster level, the individual

participant level or both

8-9

Outcomes 6a Completely defined pre-

specified primary and

secondary outcome

measures, including how and

Whether outcome measures

pertain to the cluster level, the

individual participant level or both

10-11

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when they were assessed

6b Any changes to trial

outcomes after the trial

commenced, with reasons

N/A

Sample size 7a How sample size was

determined

Method of calculation, number of

clusters(s) (and whether equal or

unequal cluster sizes are

assumed), cluster size, a

coefficient of intracluster

correlation (ICC or k), and an

indication of its uncertainty

12/13

7b When applicable,

explanation of any interim

analyses and stopping

guidelines

N/A

Randomisation:

Sequence

generation

8a Method used to generate the

random allocation sequence

13/14

8b Type of randomisation;

details of any restriction

(such as blocking and block

size)

Details of stratification or

matching if used

14

Allocation

concealment

mechanism

9 Mechanism used to

implement the random

allocation sequence (such as

sequentially numbered

containers), describing any

steps taken to conceal the

sequence until interventions

were assigned

Specification that allocation was

based on clusters rather than

individuals and whether allocation

concealment (if any) was at the

cluster level, the individual

participant level or both

14

Implementation

10 Who generated the random

allocation sequence, who

enrolled participants, and

who assigned participants to

interventions

Replace by 10a, 10b and 10c

10a Who generated the random

allocation sequence, who enrolled

clusters, and who assigned

clusters to interventions

14

10b Mechanism by which individual

participants were included in

clusters for the purposes of the

trial (such as complete

14

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enumeration, random sampling)

10c From whom consent was sought

(representatives of the cluster, or

individual cluster members, or

both), and whether consent was

sought before or after

randomisation

8

Blinding 11a If done, who was blinded

after assignment to

interventions (for example,

participants, care providers,

those assessing outcomes)

and how

14

11b If relevant, description of the

similarity of interventions

8/9

Statistical methods 12a Statistical methods used to

compare groups for primary

and secondary outcomes

How clustering was taken into

account

15

12b Methods for additional

analyses, such as subgroup

analyses and adjusted

analyses

N/A

Results

Participant flow (a

diagram is strongly

recommended)

13a For each group, the numbers

of participants who were

randomly assigned, received

intended treatment, and

were analysed for the

primary outcome

For each group, the numbers of

clusters that were randomly

assigned, received intended

treatment, and were analysed for

the primary outcome

Figure 1

13b For each group, losses and

exclusions after

randomisation, together with

reasons

For each group, losses and

exclusions for both clusters and

individual cluster members

Figure 1

Recruitment 14a Dates defining the periods of

recruitment and follow-up

7, 11, 17/18

14b Why the trial ended or was

stopped

N/A

Baseline data 15 A table showing baseline

demographic and clinical

Baseline characteristics for the

individual and cluster levels as

16

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characteristics for each

group

applicable for each group

Numbers analysed 16 For each group, number of

participants (denominator)

included in each analysis and

whether the analysis was by

original assigned groups

For each group, number of

clusters included in each analysis

Figure 1, 15, 18

Outcomes and

estimation

17a For each primary and

secondary outcome, results

for each group, and the

estimated effect size and its

precision (such as 95%

confidence interval)

Results at the individual or cluster

level as applicable and a

coefficient of intracluster

correlation (ICC or k) for each

primary outcome

17-20

17b For binary outcomes,

presentation of both

absolute and relative effect

sizes is recommended

N/A

Ancillary analyses 18 Results of any other analyses

performed, including

subgroup analyses and

adjusted analyses,

distinguishing pre-specified

from exploratory

21

Harms 19 All important harms or

unintended effects in each

group (for specific guidance

see CONSORT for harms3)

21

Discussion

Limitations 20 Trial limitations, addressing

sources of potential bias,

imprecision, and, if relevant,

multiplicity of analyses

27

Generalisability 21 Generalisability (external

validity, applicability) of the

trial findings

Generalisability to clusters and/or

individual participants (as

relevant)

27

Interpretation 22 Interpretation consistent

with results, balancing

benefits and harms, and

considering other relevant

evidence

21-26

Other information

Registration 23 Registration number and 4, 7

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name of trial registry

Protocol 24 Where the full trial protocol

can be accessed, if available

7

Funding 25 Sources of funding and other

support (such as supply of

drugs), role of funders

4

* Note: page numbers optional depending on journal requirements

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Table 2: Extension of CONSORT for abstracts1,2 to reports of cluster randomised

trials

Item Standard Checklist item Extension for cluster trials

Title Identification of study as randomised Identification of study as cluster

randomised

Trial design Description of the trial design (e.g. parallel,

cluster, non-inferiority)

Methods

Participants Eligibility criteria for participants and the

settings where the data were collected

Eligibility criteria for clusters

Interventions Interventions intended for each group

Objective Specific objective or hypothesis Whether objective or hypothesis pertains

to the cluster level, the individual

participant level or both

Outcome Clearly defined primary outcome for this

report

Whether the primary outcome pertains to

the cluster level, the individual participant

level or both

Randomization How participants were allocated to

interventions

How clusters were allocated to

interventions

Blinding (masking) Whether or not participants, care givers,

and those assessing the outcomes were

blinded to group assignment

Results

Numbers randomized Number of participants randomized to

each group

Number of clusters randomized to each

group

Recruitment Trial status1

Numbers analysed Number of participants analysed in each

group

Number of clusters analysed in each

group

Outcome For the primary outcome, a result for each

group and the estimated effect size and its

precision

Results at the cluster or individual

participant level as applicable for each

primary outcome

Harms Important adverse events or side effects

Conclusions General interpretation of the results

Trial registration Registration number and name of trial

register

Funding Source of funding

1 Relevant to Conference Abstracts

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REFERENCES

1 Hopewell S, Clarke M, Moher D, Wager E, Middleton P, Altman DG, et al. CONSORT

for reporting randomised trials in journal and conference abstracts. Lancet 2008, 371:281-283

2 Hopewell S, Clarke M, Moher D, Wager E, Middleton P, Altman DG at al (2008) CONSORT for reporting randomized controlled trials in journal and conference abstracts: explanation and elaboration. PLoS Med 5(1): e20

3 Ioannidis JP, Evans SJ, Gotzsche PC, O'Neill RT, Altman DG, Schulz K, Moher D. Better reporting of harms in randomized trials: an extension of the CONSORT statement. Ann Intern Med 2004; 141(10):781-788.

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