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USSR Republics

MILITARYEXPERIENCE, TRAINING & EDUCATION

1st Lieutenant 1989-1996

Military Intelligence Corps United Army

Intelligence Officer with the 1st Armored Division January 1990 September 1992

Research and analysis of political and military developments in the former Soviet

Union and Warsaw Pact countries.

Guide and Russian interpreter for the Treaty Verification team of the Conventional

Forces Europe (CFE).

Signals Intelligence & Traffic Analysis of Soviet & Warsaw Pact Strategic &

Tactical Communication in the US Army Europe (USAEUR) Theater

Tulane Law School, New Orleans, Louisiana, Juris Doctor, May 1998Maritime Law Certificate

Tulane Appellate Clinic GPA 4.0/4.0

Tulane University, New Orleans, Louisiana, Bachelor of Arts, May 1988Dual Degree: Russian and International Relations

Cumulative GPA: 3.51/4.0

Honors/Awards: Cum Laude, Army ROTC scholarship

PROFESSIONAL AFFILIATIONS/ CERTIFICATIONS/AWARDSNew York State Bar Association, 2003

Association of Certified Fraud Examiners 2009

NASD Series 63 Uniform Securities Agent State Law Examination, 2009Louisiana State Bar Association 2000 (currently inactive)

Department of Defense Certified Russian Linguist 2+/3 1995

Department of Defense Top Secret Secret Compartmentalized Information Clearance (TS-SCI, 1995)

US Army Military Intelligence Officers Basic Course (MIOBC, 1990)

US Army Officers Psychological Operations Course (JFK Special Warfare School, 1993)

US Army Military Intelligence Officers Advanced Course (MIOAC, 1995)Federal Bureau of Investigation, Behavioral Analysis Unit Award For Original Research (2004)

New York State Real Estate Brokers License 2009

International Association of Blood Pattern Analysts (IABPA) 2003

ELECTRONIC DOCUMENT REVIEW PLATFORMS & FINANCIAL SOFTWARE APPLICATIONS* Atennex * Bloomberg * Catalyst * Concordance

* Discovery Partner * Dochunter * EDGAR * Excel* Introspect * Lextranet * Lexis/Nexis* Microsoft Word* NICE (Audio Review) * PowerPoint * Relativity * Ringtail * Stratify

* Relativity

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Major Projects: Project Management & Document Review

Document Review

Bankruptcy Clawback issue involving a multibillion dollar Ponzi Scheme

involving allegations of banking fraud and money laundering requiring look back reviews

of international bank wire transfers over a 10 year time span (Ringtail/Relativity)

Intellectual Property (IP) litigation between a Top 3 computer company and

music aggregator licensor involving copyright & royalty issues (Concordance &

Catalyst)

Sherman Act/Antitrust litigation involving a large retail store chain & a major

digital entertainment corporation (Catalyst)

Securities Litigation in a 10-b Action between major investment fund & subprime

mortgage company, involved a complex analysis of GAAP accounting rules and financialinstruments including loan tapes & other various securitization vehicles (Lextranet)

Coordinated production & filings between state & federal courts as well as among the

SEC & DOJ.

FINRA/ Broker Dealer Investigative review of charges of brokerage misconduct,

to include misrepresentation of account status, churning, caps, violation of know your

client rule, comingling, market timing and late trading in investment bank sell side

operations, conducted exhaustive analysis and cross referenced over 600 Dealer/Rep

Dummycodes that were being misused by brokerage member(Concordance)

Subprime mortgage litigation involving the trading of mortgage backed securities

& related derivatives for a major investment bank, the mortgage companies and the

related Rating Agencies (Attenex)

Performed due diligence & Anti-Money Laundering (AML) compliance on behalf

of Internet Sector Mutual Fund, prospectus investigative fact checking, review and

research into allegations of market timing and late trading by a major investment bank

(Concordance)

Internal assessment of possible noncompliance of Know Your Client (KYC) rule

potential breach of investment advisor fiduciary duty by client & ISDA violations in the

marketing, promotion and trading of municipal interest rate swaps and foreign exchange

(FOREX) based derivatives by a major investment bank(Stratify)

Litigation concerning fraud, collusion and insider trading of energy futures &options and other commodities based derivatives, analysis of documentation &

correspondence with regulatory agencies and various boards of trade NICE (audio) &

(Attenex)

Antitrust implications of a contemplated acquisition of several Transfer Agent and

wire house facilities by a top tier investment bank, involved extensive review of SEC

Filings: TA-1 & TA-2s to determine relative market share (Bloomberg/EDGAR)

Conducted: internal audit, due diligence & Know Your Client (KYC) compliance

of Verticals company that was the subject of acquisition negotiations by a Bulge Bracket

firm (Attenex)

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Project Manager

Supervised, trained and provided quality control (QC) 25 attorneysfor a 3 month project addressing a complex multi-jurisdictional dispute involvingsubstantive issues of The Bank Secrecy Act (BSA) and the Patriot Act between a major

international hedge fund and federal regulators in commercial bank de-mutualization (Relativity)

* Supervised, trained and provided quality control (QC) 80 attorneys &30 paralegals for a 9 month project in complex, multidistrict, class action,securities litigation representing a major Internet media company, handled logistical,

administrative as well as substantive review and analysis. Assisted in the preparation of

witness binders, evidentiary & privilege spreadsheets, maintained & updated electronic

document and privilege log with over 10,000 entries (Concordance)

Work hand-in-hand with client, outside counsel and discovery

vendors to implement structure and work flow; Communicate timely identification and resolution of substantiveissues from review team in a defensible and documented manner toOutside Counsel;

Update client coding manual as needed and disseminatedocumented answers to review team;

Perform metrics and review productivity analysis for each clientassignment;

Manage and perform Quality Control on a daily basis;

Perform QC sampling of responsive and non-responsive

documents according to parameters established by client andOutside Counsel; and

Make staffing recommendations to insure the review iscompleted on time, on budget and with best in class results.