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  • Bing Chu, Stephen Duncan, Antonis Papachristodoulou, Cameron Hepburn

    Analysis and control design of sustainable policies for greenhouse gas emissions Article (Published version) (Refereed)

    Original citation: Chu, Bing, Duncan, Stephen, Papachristodoulou, Antonis and Hepburn, Cameron (2013) Analysis and control design of sustainable policies for greenhouse gas emissions. Applied Thermal Engineering, 53 (2). pp. 420-431. ISSN 1359-4311 DOI: 10.1016/j.applthermaleng.2012.04.022 2012 Elsevier Ltd This version available at: http://eprints.lse.ac.uk/50497/ Available in LSE Research Online: December 2014

    http://www.lse.ac.uk/researchAndExpertise/Experts/profile.aspx?KeyValue=c.j.hepburn%40lse.ac.ukhttp://www.sciencedirect.com/science/journal/13594311http://www.sciencedirect.com/science/journal/13594311http://dx.doi.org/10.1016/j.applthermaleng.2012.04.022http://www.elsevier.com/http://eprints.lse.ac.uk/50497/

  • at SciVerse ScienceDirect

    Applied Thermal Engineering 53 (2013) 420e431

    Contents lists available

    Applied Thermal Engineering

    journal homepage: www.elsevier .com/locate/apthermeng

    Analysis and control design of sustainable policies for greenhousegas emissions

    Bing Chu a, Stephen Duncan a,*, Antonis Papachristodoulou a, Cameron Hepburn b,c

    aDept. of Engineering Science, University of Oxford, Parks Road, Oxford OX1 3PJ, UKbNew College, University of Oxford, Holywell Street, Oxford OX1 3BN, UKcGrantham Research Institute, London School of Economics and Political Science, Houghton Street, London WC2A 2AE, UK

    a r t i c l e i n f o

    Article history:Received 9 December 2011Accepted 6 April 2012Available online 4 May 2012

    Keywords:Global warmingSystems control theoryFeedbackOptimizationSystem modelling

    * Corresponding author. Tel.: 44 (0)1865 283261;E-mail address: [email protected] (S.

    1359-4311 2012 Elsevier Ltd.doi:10.1016/j.applthermaleng.2012.04.022

    Open access under CC B

    a b s t r a c t

    Reducing greenhouse gas emissions is now an urgent priority. Systems control theory, and in particularfeedback control, can be helpful in designing policies that achieve sustainable levels of emissions of CO2(and other greenhouse gases) while minimizing the impact on the economy, and at the same timeexplicitly addressing the high levels of uncertainty associated with predictions of future emissions. In thispaper, we describe preliminary results for an approach where model predictive control (MPC) is appliedto a model of the UK economy (UK 4see model) as a test bed to design sustainable policies for greenhousegas emissions. Using feedback control, the policies are updated on the basis of the actual emissions,rather than on the predicted level of emissions. The basic structure and principle of the UK 4see model isdescribed and its implementation in Simulink is presented. A linearized state space model is obtainedand model predictive control is applied to design policies for CO2 emissions. Simulation results arepresented to demonstrate the effectiveness of the proposed method. The preliminary results obtained inthis paper illustrate the strength of the proposed design approach and form the basis for future researchon using systems control theory to design optimal sustainable policies.

    2012 Elsevier Ltd. Open access under CC BY license.

    1. Introduction introduced different models to evaluate the economic aspect of the

    Global warming is an urgent issue for our planet and findingways to reduce greenhouse gas (GHG) emissions is now animportant research topic. Globally, annual emission now rise to30.6 gigatonnes of CO2 per annum, and figures published by the UKDepartment for Environment, Food and Rural Affairs (DEFRA) showthat in 2008, the UK emitted around 533 million tonnes of CO2 perannum. The draft climate change bill, presented to parliament in2007, aimed to achieve a 60% cut in emissions by 2050 (comparedto 1990 level) as demanded by the Kyoto protocol. This target hasbeen increased to an 80% reduction in emissions by 2050 as set inClimate Change Act 2008 and more recently, an interim target ofa 34% cut by 2020 was imposed and made legally binding in theApril 2009 Budget. Achieving these GHG emission targets withoutsignificantly affecting the UK economy is a major challenge.

    A lot of research has been done on the evaluation and design ofsustainable policies on climate change and economic growth. Forexample, inRef. [1] a roadmap forUKcarboncapture and storage (CCS)was developed through a combination of a two-phase process ofstakeholder engagement and review of the CCS landscape, Refs. [2,3].

    fax: 44 (0)1865 273906.Duncan).

    Y license.

    CSS technologies for Europe and China, respectively, Refs. [4,5].explored the trade-offs between alternative energy system pathways,and the cost, energy supply and emissions implications of thesealternative pathways under different scenarios based on the UKMARKAL (MARKet ALocation) dynamic optimisation model andincorporated uncertainties through repeated what-if sensitivityanalysis, Refs. [6,7]. introduced the regional integrated model ofclimateandtheeconomy(RICEmodel)andused thismodel toevaluatethe effect of carbonprice on the climate change and economic growthacross different regions.More references can be found in Refs. [8e16].

    It is clear that no single factorwill generate the required reductionin emissions. Instead, success will require a combination of policies(by policies we mean the detailed strategies and tactics) for decidingthe mix of energy generation and reduction in energy usage throughthe use of incentives, taxes and quotas, and maximising CO2 absorp-tion, both naturally by preserving forests and via technical develop-ments, such as carbon capture and storage. It is also clear thatimplementing thesepolicieswill have an impacton economic growthand, as the Stern report emphasises [17], acceptance of these policieswill only be achieved if the impact on economic growth isminimized.In addition, it is noted that there are uncertainties/disturbancesassociatedwith the effect of the policies on the CO2 emission rate andeconomic growth. Therefore, any policy design must take modelling

    mailto:[email protected]://crossmark.crossref.org/dialog/?doi=10.1016/j.applthermaleng.2012.04.022&domain=pdfwww.sciencedirect.com/science/journal/13594311http://www.elsevier.com/locate/apthermenghttp://dx.doi.org/10.1016/j.applthermaleng.2012.04.022http://dx.doi.org/10.1016/j.applthermaleng.2012.04.022http://dx.doi.org/10.1016/j.applthermaleng.2012.04.022http://creativecommons.org/licenses/by/3.0/http://creativecommons.org/licenses/by/3.0/

  • B. Chu et al. / Applied Thermal Engineering 53 (2013) 420e431 421

    uncertainties into account and the policies should be updated basedon the current situation (i.e. using a feedback mechanism to updatethe policies according to actual emissions rather than predictedvalues) to compensate for the effect of unexpected disturbances.

    Thedesignobjective canbestatedasdesigninga sustainablepolicythat achieves sustainable levels of emissions of CO2 (and othergreenhouse gases)whileminimizing the impact on the economy. Theaimof thedesignedpolicy is to adjust factors suchas themixof energygeneration methods and policies for reducing emissions fromhousing, industryand transport basedoncurrent situation, inorder toachieve a rate of emissions thatwill allowUK to achieve its emissionstargetswhilemaximisingeconomic growth. This canbeconsidered asan optimal control problem and therefore concepts from modernsystems control theory (and in particular, feedback) can be used todevelopdesign algorithms. The feedbackmechanismupdates policieson the basis of the actual rather than predicted emissions, and henceprovides a degree of robustness against noise/disturbances. The highlevels of uncertainty associated with predictions of future emissionscan also be addressed systematically using systems control tools.

    The above approach is currently being implemented on the UK4see model, which describes the dynamic evolution of the UKeconomy and CO2 emissions based on the ECCO (Evolution ofCapital Creation Options) modelling methodology [18e22].Compared to other energy economic models (e.g. computablegeneral equilibrium model GEM-E3 [23], or the optimization basedMARKAL model [4,5]), the 4see model is a system dynamics modelbased on general systems theory and thus, is more suitable as aninitial test bed for verifying our proposed systems control theory-based design methods. In the future, the tools for control designwill be applied to other existing models.

    As a preliminary result of this approach, in this paper, ModelPredictive Control (MPC) is applied to the UK 4see model to designsustainable policies to demonstrate the potential power of usingsystems control theory to control greenhouse gas emissions. Thepaper is organised as follows. In Section 2, the basic structure andprinciple of the UK 4seemodel is explained. An initial version of themodel in VenSim (a system dynamics modelling simulation soft-ware) was converted into Simulink to allow more flexibility incontrol system analysis and design. The resulting UK 4see model ishighly nonlinear and to facilitate the design process, a linearizedmodel is obtained and analysed in Section 3. In Section 4, modelpredictive control is applied to the linearized model to designsustainable policies and simulation results are presented. Finally,conclusions and future research directions are given in Section 5.

    2. UK 4see model and Simulink implementation

    2.1. ECCO modelling methodology

    The UK 4see model is a dynamic model of the UK nationaleconomy based on the ECCO (Evolution of Capital Creation Options)modelling methodology [18e22,24]. It was firstly developed in theDynamo simulation language by a