Barclays Bank Ireland PLC (BBI) – KYC Documentation

Dear Client,

The following collection of documents should be used to support your KYC requirements for BBI. Where you

require additional information or documentation please contact brexitsupport@barclays.com.

Please note the attached documents are the latest versions, though some of these may be updated over time.

Please see the below links for the latest version, or access our on-boarding page at https://home.barclays/who-

we-are/our-strategy/preparing-for-brexit/bbi-kyc-information.

Companies Registration Office (CRO)

Full Legal Entity Name: Barclays Bank Ireland Public Limited Company

Company Number: 396330

Address: One Molesworth Street, Dublin 2, D02 RF29, Ireland

List of Corporate Information

Confirmation of key information required to KYC BBI e.g. LEI, Companies Number, List of Directors, Registered

Address, Telephone Number, etc. Dated, 03rd December 2018.

LEI: 2G5BKIC2CB69PRJH1W31

Bank Constitution

Memorandum of association of BBI PLC dated 22nd March 2018, including BBI PLC’s ‘Articles of Association’.

Irish Tax ID

Certificate of Tax Clearance issued to BBI PLC on 14th March 2018 to confirm all tax affairs for the entity are in

order.

PPSN/Tax Reference: 6416330R

Access Number: 297887

CRS Self Certification

BBI PLC’s self certification form including information on tax residency and citizenship status.

TIN: 6416330R

GIIN: E1QAZN.00200.ME.372

US W-8 BEN-E Tax Form

Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (entities).

Germany W-8 BEN-E Tax Form

Certificate of Status of Beneficial Owner for Germany Tax Withholding and Reporting (entities).

Spain W-8 BEN-E Tax Form

Certificate of Status of Beneficial Owner for Spain Tax Withholding and Reporting (entities).

Sweden W-8 BEN-E Tax Form

Certificate of Status of Beneficial Owner for Sweden Tax Withholding and Reporting (entities).

US W-8 IMY Tax Form (pending set-up)

USA Patriot Act Foreign Bank Certification

Barclays Group has prepared a Global Certificate for use by any financial institution that believes it requires a USA

PATRIOT ACT Certificate from a Barclays entity, for example BBI PLC.

Certificate of Incorporation

Certification that Barclays Ireland PLC is incorporated on 12th January 2005 under the Companies Acts 1963 to

2006 and that the company is limited.

Certificate of Incorporation Amendment – Change of Entity Name

Certification that Barclays Ireland PLC changed name to Barclays Bank Ireland PLC on 24th February 2005, and is

now incorporated as a limited company under this new name.

Proof of Registration (with Regulator)

Confirmation that BBI PLC has a licence for banking business, granted by the Irish Financial Services Regulatory in

pursuance of its powers under Section 9 of the Central Bank Act, 1971, dated 25th February 2005.

Registration Number & Agreement Details

Confirmation that BBI PLC is a credit institution authorised under Irish Legislation to carry on banking business in

the State, regulated by the Central Bank of Ireland. Banking Licence Number: C36964

Ownership Structure

Confirmation that BBI PLC is a 100% owned subsidiary of BBPLC, with BBPLC a 100% owned subsidiary of

Barclays PLC, dated 18th April 2018.

Website Details

Barclays Bank Ireland PLC website: https://www.barclays.ie/

Compliance Officer Contact Details

BBI PLC Compliance Officer Name and Address

Wolfsberg Questionnaire (Available on request, please contact brexitsupport@barclays.com)

Wolfsberg Group Questionnaire for BBI PLC covering anti-money laundering (AML), Know Your Customer (KYC)

and counter-terrorist financing (CTF/CFT).

Compliance Officer Contact Details

BBI PLC Compliance Officer Name and Address.

Venues and Exchanges

List of exchanges and venues where Barclays Bank Ireland PLC (BBI) holds full membership.

Kind Regards,

Barclays Bank Ireland PLC

Barclays Bank PLC

Barclays Capital Securities Limited

Disclaimer

BARCLAYS This communication has been prepared by Barclays.

“Barclays” means any entity within the Barclays Group of companies, where “Barclays Group”

means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding

company and subsidiaries of the holding company.

CONFLICTS OF

INTEREST

BARCLAYS IS A FULL SERVICE INVESTMENT BANK. In the normal course of offering investment

banking products and services to clients, Barclays may act in several capacities (including issuer,

market maker and/or liquidity provider, underwriter, distributor, index sponsor, swap counterparty

and calculation agent) simultaneously with respect to a product, giving rise to potential conflicts of

interest which may impact the performance of a product.

FOR INFORMATION

ONLY

THIS COMMUNICATION IS PROVIDED FOR INFORMATION PURPOSES ONLY AND IT IS SUBJECT

TO CHANGE. IT IS INDICATIVE ONLY AND IS NOT BINDING.

NO LIABILITY Neither Barclays nor any of its directors, officers, employees, representatives or agents, accepts any

liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise)

arising from the use of this communication or its contents or reliance on

the information contained herein, except to the extent this would be prohibited by law

or regulation.

NO ADVICE Barclays is acting solely as principal and not as fiduciary. Barclays does not provide, and has not

provided, any regulatory, legal, investment advice or personal recommendation to you in relation

to any information provided in this email is not responsible for providing or

arranging for the provision of any general financial, strategic or specialist advice, including legal,

regulatory, accounting, model auditing or taxation advice or services or any other services in

relation to any information provided. You must determine, on your own behalf or through

independent professional advice, the merits, terms, conditions and risks associated with the

information provided herein or activity arising from or related to the information provided herein.

THIRD PARTY

INFORMATION

Barclays is not responsible for information stated to be obtained or derived from third party

sources or statistical services.

OPINIONS SUBJECT TO

CHANGE

All are given as of the date hereof and are subject to change. Barclays is not obliged to inform the

recipients of this communication of any change to such opinions or estimates unless required to

do so pursuant to any legal or regulatory obligations.

IMPORTANT

DISCLOSURES

For important regional disclosures you must read, click on the link relevant to your region. Please

contact your Barclays representative if you are unable to access.

EMEA: https://www.home.barclays/disclosures/important-emea-disclosures.html

US: https://www.home.barclays/disclosures/important-us-disclosures.html

APAC: https://www.home.barclays/disclosures/important-apac-disclosures.html

CONFIDENTIAL This communication is confidential and is for the benefit and internal use of the recipient

and no part of it may be reproduced, distributed or transmitted without the prior written permission

of Barclays.

ABOUT BARCLAYS Barclays offers premier investment banking products and services to its clients through Barclays

Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by

the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the

London Stock Exchange. Barclays Bank PLC is registered in England No. 1026167 with its registered

office at 1 Churchill Place, London E14 5HP.

COPYRIGHT © Copyright Barclays Bank PLC, 2019 (all rights reserved).

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Barclays USA PATRIOT ACT Certificate

Pursuant to the USA Patriot Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a “Covered Financial Institution”) is required to obtain certain information from any “Foreign Bank” that maintains a correspondent account with it. As permitted by the final rules, the Barclays Group has prepared a Global Certificate for use by any financial institution that believes it requires a USA PATRIOT ACT Certificate from a Barclays entity, for example, an overseas branch of Barclays bank PLC. Please use this certificate in preference to requesting individual Barclays businesses to complete a separate certificate. If the particular Barclays business that maintains a correspondent account with your institution is not listed in out certificate, or if you have any questions with regard to this Certificate, please advise us by e-mailing Barclays.

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CERTIFICATION REGARDING CORRESPONDENT ACCOUNTS FOR FOREIGN BANKS [OMB CONTROL NUMBER 1506-0043] The information contained in this Certification is sought pursuant to Sections 5318(j) and 5318(k) of Title 31 of the United State Code, as added by sections 313 and 319(b) of the USA PATRIOT Act of 2001 (Public Law 107-56). This Certification should be completed by any foreign bank that maintains a correspondent account with any U.S. bank or broker-dealer in securities (a covered financial institution as defined in 31 CFR 1010.605(e)). An entity that is not a foreign bank is not required to complete this Certification. A foreign bank is a bank organized under foreign law and located outside of the United States (see definition at 31 CFR 1010.100(u)). A bank includes offices, branches, and agencies of commercial banks or trust companies, private banks, national banks, thrift institutions, credit unions, and other organizations chartered under banking laws and supervised by banking supervisors of any state (see definition at 31 CFR 1010.100(d)).1 1 A “foreign bank” does not include any foreign central bank or monetary authority that functions as a central bank, or any international financial institution or regional development bank formed by treaty or international agreement. A correspondent account for a foreign bank is any account to receive deposits from, make payments or other disbursements on behalf of a foreign bank, or handle other financial transactions related to the foreign bank. Special instructions for foreign branches of U.S. banks: A branch or office of a U.S. bank outside the United State is a foreign bank. Such a branch or office is not required to complete this Certification with respect to Correspondent Accounts with U.S. branches and offices of the same U.S. bank. Special instructions for covering multiple branches on a single Certification: A foreign bank may complete one Certification for its branches and offices outside the United States. The Certification must list all of the branches and offices that are covered and must include the information required in Part C for each branch or office that maintains a Correspondent Account with a Covered Financial Institution. Use attachment sheets as necessary. A. The undersigned financial institution, Barclays Bank PLC and its foreign branches and entities listed in the attachment (collectively, the “Foreign Bank”) hereby certifies as follows:

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B. Correspondent Accounts Covered by this Certification: Check one box.

This Certification applies to all accounts established for Foreign Bank by Covered Financial Institutions. This Certification applies to Correspondent Accounts established by _____________________________________________________________ (name of

Covered Financial Institution(s)) for Foreign Bank. C. Physical Presence/Regulated Affiliate Status: Check one box and complete the blanks.

Foreign Banks maintains a physical presence in any country. That means:

Each of the Foreign Banks has a place of business at the following street address set out in the attachment hereto, where it employs one or more individuals on a full-time basis and maintains operating records related to its banking activities.

The address is in the country where the particular Foreign Bank is authorised to conduct conduct banking activities.

The particular Foreign Bank is subject to inspection by the banking authority that licenses the particular Foreign bank to conduct banking activities as set out in the attachment hereto.

Foreign Bank does not have a physical presence in any country, but Foreign Bank is a regulated affiliate. That means:

Foreign Bank is an affiliate of a depository institution, credit union, or a foreign bank that maintains a physical presence at the following street address: _____________________________________________________, where it employs one or more persons on a full-time basis and maintains operating records related to its banking activities.

The above address is in _______________________ (insert country), where the depository institution, credit union, or foreign bank is authorized to conduct banking activities.

Foreign Bank is subject to supervision by _____________________, (insert Banking Authority), the same banking authority that regulates the depository institution, credit union, or foreign bank.

Foreign Bank does not have a physical presence in a country and is not a regulated affiliate.

D. Indirect Use of Correspondent Accounts: Check box to certify.

No Correspondent Account maintained by a Covered Financial Institution may be used to indirectly provide banking services to certain foreign banks. Each of the Foreign Banks

x

x

x

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hereby certifies that it does not use any Correspondent Account with a Covered Financial Institution to indirectly provide banking services to any foreign bank that does not maintain a physical presence in any country and that is not a regulated affiliate. E. Ownership Information: Check box 1 or 2 below, if applicable.

1. Form FR Y-7 is on file. Foreign Bank has filed with the Federal Reserve Board a current Form FR Y-7 and has disclosed its ownership information on Item 4 of Form FR Y-

7. 2. Foreign Bank’s shares are publicly traded. Publicly traded means that the shares are traded on an exchange or an organized over-the-counter market that is regulated by a foreign securities authority as defined in section 3(a)(50) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(50)).

If neither box 1 or 2 of Part E is checked, complete Item 3 below, if applicable.

3. Each of the Foreign Banks has no owner(s) except as set forth below. For purposes of this Certification, owner means any person who, directly or indirectly, (a) owns, controls, or has power to vote 25 percent or more of any class of voting securities or other voting interests of Foreign Bank; or (b) controls in any manner the election of a majority of the directors (or individuals exercising similar functions) of Foreign Bank. For purposes of this Certification, (i) person means any individual, bank, corporation, partnership, limited liability company or any other legal entity; (ii) voting securities or other voting interests means securities or other interests that entitle the holder to vote for or select directors (or individuals exercising similar functions); and (iii) members of the same family2 shall be considered one person. In the case of Barclays Bank PLC and all branches thereof, Barclays PLC (Whose registered address is 1 Churchill place, London, E14 5HP, United Kingdom) is the sole shareholder. In the case of the entities listed in the section headed “wholly owned subsidiaries” in the attachment hereto, Barclays Bank PLC (whose address is 1 Churchill Place, London, E14 5HP, United Kingdom) is the sole shareholder. In the case of the entities listed in the section headed “Majority owned subsidiaries” in the attachment hereto, Barclays Bank PLC (whose address is 1 Churchill Place, London, E14 5HP, United Kingdom) is the majority shareholder with a shareholding of the percentage shown alongside the particular entity. Other owners of the relevant foreign bank for the purposes of this certification are listed alongside the relevant Foreign Bank in the attachment hereto, with a shareholding of the percentage shown alongside the entity.

x

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F. Process Agent: complete the following. The following individual or entity: Barclays Bank PLC, New York Branch is a resident of the United States at the following street address: 745 7th Avenue, New York, NY 10019 USA, and is authorized to accept service of legal process on behalf of Foreign Bank from the Secretary of the Treasury or the Attorney General of the United States pursuant to Section 5318(k) of title 31, United States Code. G. General Each of the Foreign Banks hereby agrees to notify in writing each Covered Financial Institution at which it maintains any Correspondent Account of any change in facts or circumstances reported in this Certification. Notification shall be given within 30 calendar days of such change. Each of the Foreign Banks understands that each Covered Financial Institution at which it maintains a Correspondent Account may provide a copy of this Certification to the Secretary of the Treasury and the Attorney General of the United States. Each of the Foreign Banks further understands that the statements contained in this Certification may be transmitted to one or more departments or agencies of the United States of America for the purpose of fulfilling such departments’ and agencies’ governmental functions. I, Geraldine Lawlor, certify that I have read and understand this Certification, that the statements made in this Certification are complete and correct, and that I am authorized to execute this Certification on behalf of Foreign Bank.

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Received and reviewed by: Name: ________________________________ Title: ________________________________ For: ________________________________ [Name of Covered Financial Institution] Date: ________________

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Company Name Type Country Address Key Regulator(s)

Barclays Bank PLC Company

UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom (Registered Address)

Financial Conduct Authority (UK)

Prudential Regulation Authority (UK)

Branches of Barclays Bank PLC with a Physical Presence

Company Name Type Country Address Key Regulator(s)

Barclays Bank PLC Branch AUSTRALIA Floor 42, 225 George Street, Sydney, NSW 2000, Australia Australian Prudential Regulatory Authority

Australian Securities and Investment

Commission

Barclays Bank PLC Branch CANADA Bay Adelaide Centre, 333 Bay Street, Suite 4910, Box 9, Toronto, Ontario

M5H 2R2, Canada

The Office of the Superintendent of

Financial Institutions Canada (OSFI)

Investment Industry Regulatory

Organisation of Canada (IIROC)

Ontario Securities Commission (OSC)

Quebec Securities Commission (QSC)

Alberta Securities Commission (ASC)

British Columbia Securities Commission

(BCSC)

Barclays Bank PLC

Branch CAYMAN ISLANDS CIBC Financial Centre, 11 Dr. Roy’s Drive, P.O. Box 694, Grand Cayman

JY1 – 1107, Cayman Islands (registered address)

Cayman Islands Monetary Authority (CIMA)

Barclays Bank PLC Branch CHINA, HONG KONG 41/F, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong, P.R.C.

Hong Kong Monetary Authority (HKMA)

Securities & Futures Commission (SFC)

Barclays Bank PLC Branch CHINA, SHANGHAI Suite 3101, 3102B, Azia Centre, 1233 Lujiazui Ring Road, Pudong,

Shanghai, 200120, P.R.C

China Banking Regulatory Commission

People’s Bank of China (PBOC)

State Administration of Foreign Exchange

China Securities Regulatory Commission

Barclays Bank PLC Branch CYPRUS Globe House, 23 Kennedy Avenue, 1075 Nicosia, Cyprus

Central Bank of Cyprus

Cyprus Securities and Exchange

Commission

Barclays Bank PLC Branch United Arab Emirates – Dubai

International Financial Centre

Level 6, Building No.10, Gate Village, DIFC, Dubai Dubai Financial Services Authority

Barclays Bank PLC Branch FRANCE 32 Avenue George V, 75008 Paris, France (UK)Banque de France

Autorité des Marchés Financiers (AMF)

Autorité de Contrôle Prudentielle (ACP)

Barclays Bank PLC Branch GERMANY Bockenheimer Landstrasse 38-40, 60323 Frankfurt, Germany Bundesanstalt Für

Finanzdienstleistungsaufsicht (Bafin)

Deutsche Bundesbank

Barclays Bank PLC Branch GIBRALTAR Regal House, 3 Queensway, Gibraltar

PO Box 196, 84/90 Main Street, Gibraltar

Gibraltar Financial Services Commission

(FSC)

Barclays Bank PLC Branch GUERNSEY PO Box 41, Le Marchant House, Le Truchot, St Peter Port, Guernsey, GY1

3BE

Guernsey Financial Services

Commission(GFSC)

Barclays Bank PLC Branch INDIA 801-808, Ceejay House, Shivsagar Estate, Dr Annie Besant Road, Worli, Mumbai 400018, India

Reserve Bank of India (RBI)

Securities & Exchange Board of India

(SEBI)

Insurance Regulatory & Development

Authority of India (IRDI)

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Branches of Barclays Bank PLC with a Physical Presence

Barclays Bank PLC Branch ISLE OF MAN Barclays House, Victoria Street, Douglas, IM1 2LE, Isle of Man Isle of Man Financial Supervision

Commission

Barclays Bank PLC Branch ITALY Via della Moscova 18, 20121 Milan, Italy

The Commissione Nazionale per le Società

e la Borsa (CONSOB)

Bank Of Italy

Barclays Bank PLC Branch JAPAN 31F Roppongo Hills, Mori Tower, 6-10-1, Minato-ku, Tokyo 106-6131,

JAPAN

Bank of Japan

Japan Financial Services Agency (JFSA)

Barclays Bank PLC Branch JERSEY PO Box 82, 39/41 Borad Street, St Helier, Jersey JE4 8PU

Jersey Financial Services Commission

Barclays Bank PLC Branch KOREA (SOUTH) 23rd Floor, Ferrum Tower Building, 66 Suha-Dong, Jung-gu, Seoul 100-

210, Korea

Financial Supervisory Service (FSS_

Financial Services Commission

Barclays Bank PLC Branch LABUAN (Malaysia) Level 5(A), Main Office Tower, Financial Park Labuan, Jalan Merdeka

87000 Federal Territory Of Labuan, Malaysia

Labuan Offshore Financial Services

Authority (LOFSA)

Securities Commission Malaysia

Barclays Bank PLC Branch MONACO 31, Avenue De La Costa, Monte Carlo, Monaco Autorité de contrôle prudentiel et de

résolution (ACPR)

Commission de contrôle des activités

financières (CCAF)

Barclays Bank PLC Branch PORTUGAL Av. Colégio Militar, Torre Oriente nº 37 F, 13rd Floor, 1500-180 Lisboa,

Portugal

(UK)The Portuguese Securities Market

Commission (CMVM)

The Bank of Portugal (BdP – Banco de

Portugal)

The Portuguese Insurance Institute (ISP –

Instituto de Seguros de Portugal)

Barclays Bank PLC Branch SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre Tower 2, Singapore, 01983

Monetary Authority of Singapore

Barclays Bank PLC Branch SPAIN Plaza De Colon, 1, 28046 Madrid, Spain Bank of Spain (Spain)

National Commission for the Secutiries

Market (CNMV) –(Spain)

Dirección General Seguros y Fondos de

Pensiones (DGSFP)- (Spain)

Servicio Ejecutivo Comisión de Prevención

de Blanqueo de Capitales e Infracciones

Monetarias (SEPBLAC) – (Spain)

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Branches of Barclays Bank PLC with a Physical Presence

Barclays Bank PLC Branch QATAR QFC Tower, Level 10, Office 1002, West Bay, PO Box 15891, Doha, Qatar Qatar Financial Centre Regulatory Authority

Barclays Bank PLC Branch SWITZERLAND Beethovenstrasse 19, 8027 Zurich, Switzerland

Swiss Financial Market Supervisory

Authority (FINMA)

Barclays Bank PLC Branch TAIWAN 5F Cathay Xin-Yi Trading Building, #108, Xin-Yi Road Sec. 5, Taipei City,

Taiwan 110

Taiwan Financial Supervisory Commission

Barclays Bank PLC Branch UNITED ARAB EMIRATES Level 1, Building No.6, Emaar Square, Sheikh Zayed Road, PO Box 1891,

U.A.E

UAE Central Bank

Dubai Financial Services Authority

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Wholly-owned (100%) Subsidiaries

Company Name Country Address Key Regulator(s)

Barclays Bank Ireland PLC

IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland. Central Bank of Ireland

Barclays Capital Securities

Limited

UNITED KINGDOM 5 The North Colonnade, Canary Wharf, London, E14 4BB, United Kingdom (Trading Address)

1 Churchill Place, London. E14 5HP, United Kingdom (Registered Office Address)

Financial Conduct Authority (UK)

Prudential Regulation Authority (UK)

AUSTRALIA GPO Box 1592, Sydney NSW 2001, Australia (Foreign Entity Address)

Australian Prudential Regulatory Authority

Australian Securities and Investment

Commission

Securities Commission (SC)

Barclays Capital Asia

Limited

CHINA, HONG KONG 41/F, Cheung Kong Center, 2 Queen’s Road Central, Central, Hong Kong SAR, PRC Securities and Futures Commission (SFC)

Barclays Private Clients

International Limited

GUERNSEY

ISLE OF MAN

JERSEY

PO Box 41, Le Marchant House, Le Truchot, St Peter Port, Guernsey, GY1 3BE (Branch Address)

PO Box 9, Douglas, Isle of Man, UK, IM99 1AJ (Registered Office Address)

PO Box 8, 13 Library Place, St Helier, Jersey JE4 8NE (Branch Address)

Guernsey Financial Services Commission

Isle of Man Financial Supervision

Commission

Jersey Financial Services Commission

Barclays Trust Company

(Jersey) Limited

Barclays Wealth

Management Jersey Limited

JERSEY 39/41 Broad Street, St Helier, Jersey, JE4 8PU, Channel Islands Jersey Financial Services Commission

BIFML PTC Limited

JERSEY 39/41 Broad Street, St Helier, Jersey, JE4 8PU, Channel Islands Jersey Financial Services Commission

Barclays Securities (India)

Private Limited

INDIA 208 Ceejay House, Shivsagar Estate, Dr A Beasant Road, Worli, Mumbai, 400 018, India Securities and Exchange Board of India

(SEBI)

Barclays Capital Securities

Indonesia PT

INDONESIA Wisma GKBI 39th Floor, Suite 3906, Jl. Jend. Sudirman No.28, Jakarta, 10210, Indonesia Otoritas Jasa Keuangan (Financial Services

Authority)

Bapepam (Capital Market Supervisory

Agency and Financial Institutions)

Barclays Capital Markets

Malaysia Sdn Bhd

MALAYSIA Level 45, Menara Maxis, Kuala Lumpur City Centre, 50088 Kuala Lumpur, Wilayah Persekutuan,

Malaysia

Securities Commission Malaysia

Barclays Bank (Suisse) S.A. SWITZERLAND 18-20 Chemin de Grange-Canal, P.O. Box 3941, 1211 Geneva, Switzerland Swiss Financial Market Supervisory

Authority (FINMA)

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Wholly-owned (100%) Subsidiaries

Barclays Merchant Bank

(Singapore) Ltd

SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre, Singapore, 018983, Singapore Monetary Authority of Singapore (MAS)

Barclays Capital Futures

(Singapore) Private Limited

SINGAPORE 10 Marina Boulevard, #23-01 Marina Bay Financial Centre, Singapore, 018983, Singapore Monetary Authority of Singapore (MAS)

Barclays Capital Securities

Taiwan Limited

TAIWAN 11/F, 106 Xin-Yi Road, Sec. 5, Taipei 110, Taiwan, ROC, Taiwan, Province of China Securities and Futures Bureau (SFB) of

Financial Supervisory Commission (FSC)

Barclays Capital

Securities (Thailand) Ltd

THAILAND 21st Floor, CRC Tower, All Seasons Place, 87/2 Wireless Road, Kwaeng Lumpini, Khet Phatumwan

Bangkok 10330

Securities and Exchange Commission

(SEC) Thailand

Barclays Bank Egypt SAE EGYPT Barclays Star Capital A1 building-City Stars, Omar Ibn El Khattab St. Nasr City, Cairo, Egypt

Central Bank of Egypt

Barclays Bank Mexico SA

MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico

Mercado Mexicano de Derivados (Mexican

Derivatives Exchange)

Secretaría de Hacienda y Crédito Público

de México (Ministry of Finance and Public

Credit)

Barclays Capital Casa de

Bolsa S.A.

MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico Bolsa Mexicana de Valores (Mexican Stock

Exchange

Comision Nacional Bancaria y de Valores

(National Banking and Securities

Commission)

Comision Nacional Bancaria y de Valores

(National Banking and Securities

Commission)

Comisión Nacional Bancaria y de Valores

(CNBV) Insrgentes Sur No. 1971 Col

Guadalupe Inn C.P. 01020 Mexico City

Grupo Financiero Barclays

México, S.A. de C.V.

MEXICO Paseo de la Reforma 505 Piso 41, Torre Mayor Col. Cuauhtemoc C.P. 06500 Mexico City, Mexico

Banco de Mexico (Mexican central bank)

Comision Nacional Bancaria y de Valores

(National Banking and Securities

Commission)

Comision Nacional para la Protección y

Defensa de los Usuarios de Servicios

Financieros (National Financial Services

Users Protection and Defense Commission)

Secretaría de Hacienda y Crédito Público

de México (Ministry of Finance and Public

Credit)

Barclays Securities Japan

Limited

JAPAN 10-1, Roppongi 6-chome, Minato-ku, Tokyo, JAPAN Bank of Japan

Japan Financial Services Agency (JFSA)

Barclays Funds and

Advisory Japan Limited

JAPAN 31F Roppongo Hills, Mori Tower, 6-10-1, Minato-ku, Tokyo 106-6131, JAPAN Japan Financial Services Agency (JFSA)

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Wholly-owned (100%) Subsidiaries

Barclays Asset Management Limited Barclays Sharedealing

UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)

Barclays Stockbrokers Limited

UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)

Barclays Bank Trust Company Limited

UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)

Prudential Regulation Authority (UK)

Gerrard Financial Planning Limited

UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)

Gerrard Investment Management Limited

UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)

Barclays Insurance Services Company Limited

UNITED KINGDOM 1 Churchill Place, London, E14 5HP, United Kingdom Financial Conduct Authority (UK)

Barclays Assurance (Dublin) Limited

IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland (Registered Office Address) 47 St. Stephen's Green, Dublin 2, Co Dublin

The Financial Regulator (Ireland)

Barclays Insurance (Dublin) Limited

IRELAND 2 Park Place, Hatch Street, Dublin 2, Ireland The Financial Regulator (Ireland)

Majority-owned (50 %+) Subsidiaries

Company Name Country Address Barclays Bank PLC

Shareholding %

Other Owner(s) Other Owner(s)

shareholding (%)

Key Regulator(s)

Barclays Africa Group

Limited

SOUTH AFRICA 7th Floor, Barclays Towers West, 15

Troye Street, Johannesburg

2001, South Africa

50.1 Multiple, with no single

shareholder holding >

10%.

49.9 South African Reserve Bank

Barclays Bank of Zimbabwe

Limited

ZIMBABWE 2nd Floor Barclay House, Cnr First

Street/Jason Moyo Avenue, PO Box

1279, Harare, Zimbabwe

67.68 Multiple, with no single

shareholder holding >

10%.

32.32% Reserve Bank of Zimbabwe

Banco Barclays SA BRAZIL Avenida Brig. Faria Lima, 4440, 120

andar, Bairro Itaim Bibi,

04538-132

São Paulo - SP - Brazil

99.996 Barclays Corporation

Limited

0.004 Central Bank of Brazil

Last Updated – 25/03/2019

Barclays Bank Ireland PLC – Compliance Officer Contact Details

March 19

Officer Name

John Hall

Officer Capacity

Head of Compliance, Barclays Bank Ireland Plc

Officer Address

One Molesworth Street, Dublin 2, D02 RF29, Ireland

Last Updated – 25/03/2019

Barclays Bank Ireland PLC – Exchanges & Venues

March 19 The following is a list of exchanges and venues where Barclays Bank Ireland PLC (BBI) holds full membership. If you are due to migrate to BBI and you hold one or more of the related asset classes for these vendors, please ensure you:

- Communicate with the related vendor(s) to confirm whether any additional ‘client to

vendor’ set-up is required prior to trading (e.g. permissions, confirmations)

- Review the current list of available third-party vendor system ID codes for BBI (e.g. Alert,

SWIFT), which can be found in the “Confirmation and Other Third Party Vendor Identifiers”

section of this webpage

- Please note this only contains IDs, which are due to change for BBI. If you require

confirmation for a specific vendor / venue not listed on the website, please request this via

brexitsupport@barclays.com

Any existing vendor IDs with Barclays Bank PLC (BBPLC), Barclays Capital Services (BCSL) or Barclays Capital Inc (BCI) remain unchanged. BBI holds full membership at the following Trading Venues:

FMI Name FMI Type

Business Area

FX Rates Credit Cash -

Eq Eq -

Derivs ADS FIF

Cross-Product

Bloomberg MTF MTF x x x x x x

BrokerTec MTF MTF x x

TradeWeb MTF MTF x x x x x

Euronext (Amsterdam) EXCH x x x x

Euronext (Brussels) EXCH x x x x

Euronext (Lisbon) EXCH x x x x

Euronext (Paris) EXCH x x x x

Nasdaq Deriv Mkts EXCH x x

CBOE Europe EXCH x x

Nasdaq OMX (Copenhagen) EXCH x x

Nasdaq OMX (Helsinki) EXCH x x

Nasdaq OMX (Stockholm) EXCH x x

Oslo Bors EXCH x

ITG Posit MTF MTF x x

MarketAxess MTF MTF x x x

Aurel BGC OTF OTF x x x x x

GFI Securities Limited OTF x x x x x

Last Updated – 25/03/2019

ICAP WCLK MTF MTF x x

i-Swap - D2C i-Swap Euro MTF MTF x

i-Swap - D2D i-Swap Euro MTF MTF x

Trad-X MTF MTF x

Par FX Spot TV x

Tullett Prebon Europe MTF MTF x x

Tullett Prebon Securities MTF MTF x x

ICAP Securities OTF OTF x x x x x x

Integral MTF x

GFI Brokers Limited OTF x x x x

GFI Brokers Limited MTF x x x

GFI Securities Limited MTF x x x

BGC Brokers LP OTF x x

Kyte Broking Limited OTF x x x x x

Sunrise OTF (BGC Partners) OTF x x x x

AFS Interest BV OTF x

Institutional Services OTF (Tullett Prebon)

OTF x

Tullett Prebon Securities OTF OTF x x x x x

Tullett Prebon Europe OTF OTF x x x

Vantage Capital Markets LLP OTF x x x x

IGDL (ICAP UK-based SEF) SEF/MTF x

SQUA OTF x x

VolBroker MTF x

Tradition (UK) Limited OTF x x

Thomson Reuters / FXAll MTF x

360T MTF x

EBS MTF MTF x

CM Capital Markets OTF x x

Forte Securities OTF x x

Dowgate MTF x

Aquis MTF MTF x

Kepler Cheuvreux SA OTF x x

CreditEx Brokerage LLP MTF x

Forwards Matching MTF x

MTS AM (Belgium, Denmark, Finland)

MTF x x

Reuters Spot Interbank Matching

Spot TV x

Fastmatch Spot TV x

Italian Derivatives Market (IDEM)

EXCH x x

Borsa Italiana EXCH x

Spanish Futures and Options Exchange (MEFF)

EXCH x x

SIX Swiss Exchange EXCH x

Bolsa de Madrid (SIBE) EXCH x

Last Updated – 25/03/2019

London Stock Exchange EXCH x x

Borsa Italiana MOT Bond Exchange

EXCH x

Deutsche Börse - XETRA EXCH x

Deutsche Börse EUREX EXCH x x x

CBOE FX Spot TV x

MTS BondVision MTF x x

Euro MTS Limited (UK) MTF x x

Currenex MTF x

MTS France MTF x

360TGTX Spot TV x

Turquoise MTF MTF x

MTS S.p.A (Italy) MTF x x x

FX Connect MTF x

Euronext (Dublin) EXCH x x x

Eurex Repo MTF x

SENAF MTF x

Treasury Bondspot MTF x

BBI holds full membership at the following Middleware Vendors:

FMI Name Type FMI Business Alignment

AcadiaSoft Collateral Mgt All

Bloomberg CMS Matching FX

Broadridge Settlements

Confirmations All

DTCC (DS Match) Matching Credit, FX

DTCC (GTR) - Global trade Repository (BBI: UK TR)

Reporting Matching

All

DTCC OMGEO - ALERT Settlements Credit

DTCC OMGEO - CTM Affirmation Credit

Equilend Affirmation Settlements

Equities

FXAll Affirmation FX

GTSS Affirmation, Matching FX

ICE Link Affirmation ADS

Credit

MarkItWire Credit Affirmation Credit

MarkItWire Equities Affirmation Equities

MarkItWire Rates Affirmation Rates

Misys Confirmations FX

Rates

MTS (SIA) Matching Rates

Opentext Confirmations Equities

Traiana Allocation Matching

EFG

TriOptima (TriResolve) Compressions Collateral Mgt

All

Last Updated – 25/03/2019

TRAX (BBI: MiFID Reporting) Reporting FX

Rates

Tradeweb (BBI: UK APA) Reporting FX

Rates

TradeEcho (BBI: UK APA) Reporting Equities

Pirum Affirmation Equities

ETCMS Confirmations

Matching ADS

VCon Affirmation Rates

CLS (Settlements) Settlements FX

TriBalance Collateral Mgt FX

Rates

Aladdin Collateral Mgt Rates

Quantile Technologies Collateral Mgt FX

CapitalLab Collateral Mgt Rates

BBG TOMS Collateral Mgt Rates

MarkitWire Prime Confirmations Confirmations Equities

DTCC DerivServ Asset Lifecycle Services Equities

Last Updated – 10/01/2019

Disclaimer

The information contained on this document is being made available by Barclays for information purposes

only. Barclays shall not be obliged by having made the information on this document available to provide any

financial advisory services or to sell, acquire, place or underwrite any securities or to lend moneys or to provide any

other commitment, facility, product, risk management solution or service, nor does Barclays represent by providing

the information on this document that it will be possible for Barclays to provide, arrange or undertake any of the

aforementioned services, activities, products or solutions. Barclays does not provide, and has not provided, any

investment advice or personal recommendation through this document in relation to the matters described herein

and is not responsible for providing or arranging for the provision of any specialist advice, including legal,

regulatory, structuring, actuarial, accounting, model auditing or taxation advice or services in relation to the matters

described in this document. Further, nothing in this document constitutes or should be relied upon as legal, tax,

accounting or regulatory advice and you should seek your own professional advice as you deem necessary. In

addition, not all of the information contained on this document may relate to you or to every aspect of your

business with Barclays.

Any financial information set out anywhere on this document is for illustrative purposes only, is not a forecast of

present or future financial condition or performance of Barclays Bank PLC or any other entity within the Barclays

Group of companies and is subject to change. Such illustrative financial information, including any indications of

total assets, revenue, funding, balance sheet estimations and ratios has been compiled on a pro forma basis has not

been independently verified and, in some cases, may illustrate a modelled view (including estimates) based on

Barclays’ current planning assumptions. Moreover, with respect to any financial or operating forecasts and analyses

provided in the information on this document, Barclays has assumed that they are achievable and have been

reasonably and properly prepared on bases reflecting currently available information, estimates and judgments as

to the future financial and operational performance in connection with the matters described herein.

The consequences of the United Kingdom’s exit from the European Union (EU) (Brexit) are still unknown and the

outcome of the negotiations between the EU and the United Kingdom may require Barclays to reconsider its

planning strategy. Consequently, Barclays may reconsider or modify its position or alter its plans. Further, Barclays

ability to implement its current plans is subject to third party approval including, but not limited to, regulatory

approval, Court approval and management discretion, and so are subject to changes which may be significant. In

that regard, the information provided to you through this document is subject to change, and such change may be

significant depending on any final deal between the EU and the United Kingdom as well as third party approvals.

The information provided through this document is reflective of Barclays’ Brexit response as of the date when this

document had been last updated. Barclays does not undertake any obligation to provide any additional information

or to update any of the information or the conclusions contained on this document or to correct any inaccuracies

which may become apparent. The information on this document was prepared on the basis of information and

data, obtained from publicly available sources and, where applicable, Barclays work product in connection with the

matters contemplated by the relevant parts of this document, in each case prior to or on the date when this

document had been last updated. Barclays has relied on any information provided by third party or public sources

as complete, true, fair, accurate and not misleading. Barclays does not make any warranty or representation,

express or implied, as to the accuracy, completeness or reasonableness of the information (including projections

and assumptions) contained in this document whether obtained from or based upon third party or public sources

or otherwise. The information on this document is given as at the date of the most recent update of this document

and may not be final, is based on information available to Barclays as at the date of the most recent update of this

document, is subject to any assumptions set out therein and is subject to change without notice.

“Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank

PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and subsidiaries of the holding

company. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial

Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange.

Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14

5HP.