Banking Compliance - Practising Law Institute · • 30th Annual Elder Law Institute • 31st...

Compliance

2018-2019CurriculumCompliance

For More Information:www.pli.edu800.260.4754

Banking

• 23rd Annual Consumer Financial Services Institute• 24th Annual Consumer Financial Services Institute• Asset-Based Financing Strategies 2018• Bank Asset Management and Collective Investment

Funds 2018• Bank Asset Management and Collective Investment

Funds 2019• Banking Law Institute 2018• Banking Law Institute 2019• CMBS and the Real Estate Lawyer 2018:

Lender and Borrower Issues in the Capital Market• CMBS and the Real Estate Lawyer 2019:

Lender and Borrower Issues in the Capital Market• Ethics for Financial Industry Lawyers 2019• Ethics in Banking and Financial Services 2018• Ethics in Banking and Financial Services 2019• New Developments in Securitization 2018• New Developments in Securitization 2019• The Volcker Rule 2018: What It Means for Financial

Institutions and Markets• The Volcker Rule 2019: What it Means for Financial

Institutions and Markets

One Hour Briefings

• Artificial Intelligence for Contracts and Transactions in the Financial Services Sector

• Bankruptcy Appeals: What Must Be Done, When It Must Be Done and How Best to Succeed When Prosecuting or Defending a Bankruptcy Appeal

• Beyond the California Consumer Privacy Act: “Competing” Privacy Rules and Whether Any Might Become a National Standard

• Blockchain and IP: Promoting and Protecting Innovation in Payments

• Business Development Companies• CFIUS in a Time of Change: How Investors and

Counsel Must Adapt to a Changing Environment for Foreign Investment Reviews

(Continued)

http://www.pli.edu/re.aspx?mpk=9876&t=MDU9_CMP18




































Compliance



(Banking One-Hour Briefings continued)

• Commodity Exchange Act Basics• Dodd-Frank Act Rightsized• Economic Sanctions: Recent Developments

and Looming Changes• Ethics for Financial Industry Lawyers 2018• EU’s Fifth Anti-Money Laundering Directive• FASB’s New CECL Standard Impacting Loans,

Mortgages, Investment Securities and Other Financial Instrument Impairments – Governance, Risk and Compliance (GRC), and Legal Implementation and Disclosure Considerations

• FBOs — New Growth Opportunities and Continuing Challenges for U.S. Operations of Foreign Banks

• Fed’s TLAC Rule • Fifth Circuit Vacates ERISA’s Fiduciary Rule –

Where (if Anywhere) Do We Go from Here?• FinCEN’s Customer Due Diligence Rule – What You

Need to Know Now• Fund Finance: Terms and Structures• Getting Your Message Across: Best Practices

for Private Companies• Helping Lawyers Look for Red Flags

in Financial Statements• Mediating Complex Financial Services Disputes• Political Law Due Diligence in M&A Transactions• Primer on the Foreign Agents Registration Act

(“FARA”) 2018• Public Company Take-Private Transactions:

A Historical Perspective and What the Future May Hold

• Revisions to the U.S. Department of Justice’s FCPA Corporate Enforcement Policy and Other Current Trends in FCPA Investigations

• SEC’s Fiduciary Rulemaking — The Proposed Rules Are Unveiled

• Syndication Process: A Buyer’s Perspective• Tax Liability Insurance: What You Need to

Know Now

(Continued)

2







































Compliance



3

(Banking One-Hour Briefings continued)

• TCPA Update 2018: Current Compliance Challenges for Companies

Banking - Consumer Finance• 23rd Annual Consumer Financial Services Institute• Bankruptcy Basics for Low-Income Clients 2018• Bankruptcy Basics for Low-Income Clients 2019• Representing the Pro Bono Client: Consumer Law

Basics 2018• Representing the Pro Bono Client: Consumer Law

Basics 2019

Banking - Financial Institutions

• Bank Asset Management and Collective Investment Funds 2018

• Banking Law Institute 2018 • Banking Law Institute 2019 • Commercial Real Estate Financing 2018• Commercial Real Estate Financing 2019• Ethics for Financial Industry Lawyers 2018 • Ethics for Financial Industry Lawyers 2019• Financial Services RegTech and Regulatory

Compliance Forum 2018• Financial Services RegTech and Regulatory

Compliance Forum 2019• Financial Services Technology 2018:

Avoidance of Risk• Financial Services Technology 2019:

Avoidance of Risk• FinTech 2018 • FinTech 2019 • Negotiating Real Estate Deals 2018• Negotiating Real Estate Deals 2019• Real Estate M&A and REIT Transactions 2018• Real Estate M&A and REIT Transactions 2019• The Volcker Rule 2018: What It Means for Financial

Institutions and Markets• The Volcker Rule 2019: What It Means for Financial

Institutions and Markets




































Compliance



One-Hour Briefings

• Assessing Your Compliance and Ethics Program• Dodd-Frank Act Rightsized• FBOs — New Growth Opportunities and Continuing

Challenges for U.S. Operations of Foreign Banks• Fed’s TLAC Rule • FinCEN’s Customer Due Diligence Rule – What You

Need to Know Now• Fund Finance: Terms and Structures• How Much Compliance is Enough? An Enterprise

Risk-Based Approach to Finding Compliance Investment Sweet Spot

• Mediating Complex Financial Services Disputes• Public Company Take-Private Transactions:

An Historical Perspective and What the Future May Hold

• Spoofing Enforcement – Recent Developments• Syndication Process: A Buyer’s Perspective

Bankruptcy & Restructuring

• Bankruptcy & Reorganizations 2018: Current Developments

• Bankruptcy & Reorganizations 2019: Current Developments

• Negotiating Real Estate Deals 2018 • Negotiating Real Estate Deals 2019 • Nuts and Bolts of Corporate Bankruptcy 2018• Nuts and Bolts of Corporate Bankruptcy 2019• Recent Developments in Distressed Debt,

Restructurings and Workouts 2018• Recent Developments in Distressed Debt,

Restructurings and Workouts 2019

One-Hour Briefing


4

































Compliance



Bankruptcy & Restructuring - Consumer

• Consumer Bankruptcy Cases 2019

Bankruptcy & Restructuring - Corporate

• Asset-Based Financing Strategies 2018• Bankruptcy & Reorganizations 2018:

Current Developments• Bankruptcy & Reorganizations 2019:

Current Developments• Leveraged Financing 2018• Leveraged Financing 2019• Nuts and Bolts of Corporate Bankruptcy 2018• Nuts and Bolts of Corporate Bankruptcy 2019• Recent Developments in Distressed Debt,

Restructurings and Workouts 2018• Recent Developments in Distressed Debt,

Restructurings and Workouts 2019

One-Hour Briefing


5


















Compliance



Employee Benefits

• Cool Compensation Considerations for the Private Company 2018: Pay, Performance and Perspectives

• Cool Compensation Considerations for the Private Company 2019: Pay, Performance and Perspectives

• ERISA 2018: The Evolving World• ERISA 2019: The Evolving World• ERISA Fiduciary Investment Basics 2019• ERISA Plan Investments in Financial Markets 2018:

The Fundamentals• Hot Issues in Executive Compensation 2018• Hot Issues in Executive Compensation 2019• Pension Plan Investments 2018:

Current Perspectives• Pension Plan Investments 2019:

Current Perspectives

One-Hour Briefing

• Bipartisan Budget Act of 2018: Examining the Many Health Care Provisions of a Law That Was Not Supposed to Be About Health Care

• Employment Tax Considerations of the Tax Cuts and Jobs Act

• Fifth Circuit Vacates ERISA’s Fiduciary Rule – Where (if Anywhere) Do We Go from Here?

• Getting Your Message Across: Best Practices for Private Companies

• Hidden Pension Potholes: Managing Defined Benefit Risk in M&A Transactions and the 2018 New Tax Rules Window of Opportunity

• SEC’s Fiduciary Rulemaking — The Proposed Rules Are Unveiled

• Which Jurisdiction’s Employment Laws Reach Border-Crossing Staff? A Guide to International Choice-of-Employment-Law and Forum

6

































Compliance



Employment

• 51st Annual Immigration and Naturalization Institute• 52nd Annual Immigration and Naturalization Institute• Bridge-the-Gap: Professional Practice for Newly

Admitted Attorneys 2018• Corporate Whistleblowing in 2019 • Cross-Border Employment Law 2018• Cross-Border Employment Law 2019• Cutting-Edge Employment Law Issues 2018:

The California Difference• Cutting-Edge Employment Law Issues 2019:

The California Difference• Diversity & Inclusion in Law Practice 2018• Diversity & Inclusion in Law Practice 2019• Employment Discrimination Law & Litigation 2018• Employment Discrimination Law & Litigation 2019• Employment Law Institute 2018 • Employment Law Institute 2019 • ERISA 2018: The Evolving World• ERISA 2019: The Evolving World• Nineteenth Annual Institute on Privacy and

Data Security Law• OFCCP & Government Contractors 2019:

Critical Issues for Government Contractors, Counsel & Compliance Staff

• Providing Legal Assistance in the Aftermath of Disaster

• Psychological Issues in the Workplace 2018• Psychological Issues in the Workplace 2019• Representing the Pro Bono Client: Advocacy Skills

for Administrative Hearings 2018• Representing the Pro Bono Client: Advocacy Skills

for Administrative Hearings 2019• Sexual Harassment and Entertainment:

How Attorneys Can Help Navigate a Way Forward for Survivors and the Industry

• Social Media 2018: Addressing Corporate Risks• Social Media 2019: Addressing Corporate Risks

(Continued)

7






































Compliance



(Employment continued)

• Tech Sector Employment Law Hot Topics for the California Lawyer

• Twentieth Annual Institute on Privacy and Data Security Law

• Understanding Employment Law 2018• Understanding Employment Law 2019• Wage & Hour Litigation and Compliance 2018• Wage & Hour Litigation and Compliance 2019

One-Hour Briefings

• Artificial Intelligence Bias and Data Transparency in the Legal Workplace and Beyond

• Artificial Intelligence in the Workplace – Legal Challenges

• Artificial Intelligence Law – Judicial and Regulatory Trends

• California’s New Rules of Professional Conduct: Key Changes You Need to Know

• Complying with New York State and New York City’s New Anti-Sexual Harassment Legislation – What Employers Need to Know

• Conducting Compliance Risk Assessments and Benchmarking – A Systemic (and Price Effective) Approach


• Epic Systems v. Lewis: Supreme Court Rules on the Enforceability of Class Action Waivers

• Firing Without Fear: Best Practices for Navigating the Employee Termination Process

• Global Employee Communications and Overseas Translation Mandates: When Is It Not OK to Communicate with Overseas Workforces in English?

• How to Craft a Global Workplace Health and Safety — and “Duty of Care” — Policy

• How to Leverage HR Processes, Tools, and Data to Optimize Your Compliance Program

(Continued)

8




































Compliance



(Employment One-Hour Briefings continued)

• Identifying, Measuring and Improving Your Integrity and Compliance Culture

• Law Firms #MeToo Moment: Results from a Survey of Workplace Conduct and Behaviors in Law Firms

• Marijuana Compliance Challenges in 2018 and Beyond

• Multinational Employer Social Media Policies After Cambridge Analytica

• New York State Paid Family Leave Act: What You Need to Know Now

• OFCCP: Key Developments Affecting Contractors and Counsel

• Prevent, Detect, Correct: Creating and Sustaining a Work Environment Free from Unlawful Harassment and Unwanted Lawsuits

• Primer on the Foreign Agents Registration Act (“FARA”) 2018

• Tips for Law Firm Associates in Complying with Their Professional Duties

• Unconscious Gender Bias in the Legal Profession: How Women (And Men!) Are Impacted — And How They Must Work Together to Fix It

• Which Jurisdiction’s Employment Laws Reach Border-Crossing Staff? A Guide to International Choice-of-Employment-Law and Forum

Energy

• Energy Project Finance Considerations• Navigating the New Era of FERC Enforcement• Negotiating a Power Purchase Agreement

One-Hour Briefings

• Tax Reform – Significant Changes for the Energy Industry

9































Compliance



Environmental

• Energy Project Finance Considerations• Environmental Regulation 2018: Hot Topics,

Regulatory Developments, and Practical Guidance for Corporate Compliance

• Environmental Regulation 2019: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

• Negotiating a Power Purchase Agreement

Health Care

• 30th Annual Elder Law Institute• 31st Annual Elder Law Institute• Developments in Pharmaceutical and Biotech

Patent Law 2019• Hot Topics in Health Care Law 2018• Hot Topics in Health Care Law 2019• Life Sciences 2018: Navigating Legal Challenges in

the Drug and Device Industries • Life Sciences 2019: Navigating Legal Challenges in

the Drug and Device Industries • Nineteenth Annual Institute on Privacy and

Data Security Law• Nuts and Bolts of Medicare and Medicaid 2018 • Nuts and Bolts of Medicare and Medicaid 2019 • Twentieth Annual Institute on Privacy and

Data Security Law

10

























Compliance



One-Hour Briefings

• Achieving 100% Access: A Conversation with the Honorable Jonathan Lippman About Pro Bono’s Role in Bridging the Justice Gap

• Applying ERISA Fiduciary Rules to Health Plans, Services and Products 2019

• Arbitration in Life Sciences Transaction Disputes• Artificial Intelligence in the Workplace –

Legal Challenges• Bipartisan Budget Act of 2018: Examining the

Many Health Care Provisions of a Law That Was Not Supposed to Be About Health Care

• Cannabis Use in the Health and Beauty Industry: The Regulatory Landscape

• Clinical Research Law and Compliance: 2017-2018 Regulatory and Enforcement Review

• D.C. Circuit Rules on FCC 2015 TCPA Omnibus Order: What Does It Mean?

• Embryo Wars: Conflicts in Conception and Disposition


• False Claims Act: 2017 Year in Review• Fifth Circuit Vacates ERISA’s Fiduciary Rule –

Where (if Anywhere) Do We Go from Here?• Food and Beverage Labeling and Marketing –

Latest Trends• The Future of Long-Term Services and Supports

(LTSS): Affordability and Capacity Challenges• Health Care and Pharma M&A – Recent Trends• Health Care Technology 2018: New Risks and How

to Plan for Them in Cyber Threats, Digital Medicine, IoT and Technology Agreements

• Health Care Technology 2019: New Risks and How to Plan for Them in Cyber Threats, Digital Medicine, IoT and Technology Agreements

• How to Craft a Global Workplace Health and Safety — and “Duty of Care” — Policy

(Continued)

11








































12

(Health Care One-Hour Briefings continued)

• IP Considerations in the Health Care Industry• Marijuana Compliance Challenges in 2018

and Beyond• New York State Paid Family Leave Act: What You

Need to Know Now• Palliative Care – The Legal and

Regulatory Landscape• SEC’s Fiduciary Rulemaking — The Proposed

Rules Are Unveiled• Securities Fraud Litigation Against Life Sciences

Companies – Recent Trends

Intellectual Property

• Artificial Intelligence Law 2019• Bridge-the-Gap: Professional Practice for

Newly Admitted Attorneys 2018• Broadband and Cable Industry Law 2018• Broadband and Cable Industry Law 2019• Developments in Pharmaceutical and Biotech

Patent Law 2018• Fashion and Retail Law 2018: Trends

and Developments• Fashion and Retail Law 2019: Trends

and Developments• Fundamentals of Copyright Law in the

Data Era 2018• Fundamentals of Copyright Law in the

Data Era 2019• Fundamentals of Trademark Law in the

Global Marketplace 2018• Fundamentals of Trademark Law in the

Global Marketplace 2019• IP Monetization and Investment 2018:

Maximize Your Financial and Strategic Options• IP Monetization and Investment 2019:

Maximize Your Financial and Strategic Options• Legal Issues in Sports Marketing and Media 2018

(Continued)

Compliance






































13

(Intellectual Property continued)

• Life Sciences 2018: Navigating Legal Challenges in the Drug and Device Industries

• Life Sciences 2019: Navigating Legal Challenges in the Drug and Device Industries

• Online Platforms 2018: Hot Topics in Liability & Social Responsibility

• Patent Eligibility, Prior Art and Obviousness 2019: Current Trends in Sections 101, 102, and 103

• Patent Litigation 2018: Advanced Techniques & Best Practices

• Patent Litigation 2019: Advanced Techniques & Best Practices

• Resolving B2B Data Security Disputes: Addressing Data Breaches and Privacy Torts in Court and through Arbitration

• “Technotainment” 2018: Distributing Content Across Multiple Platforms

• Think Like a Lawyer, Talk Like a Geek 2019: Get Fluent in Technology

• Understanding Patent Law 2018• Understanding Patent Law 2019

One-Hour Briefings

• Antitrust Issues with Joint Ventures• Artificial Intelligence for Contracts and Transactions

in the Financial Services Sector• Artificial Intelligence in the Workplace –

Legal Challenges• Beyond the Fingerprint: The Legal Risks Involving

Mobile Biometrics and Your Data• Blockchain and IP: Promoting and Protecting

Innovation in Payments• California Consumer Privacy Act: Applies

to Companies Everywhere and Not Just Consumer Data

• Chinese Patent Developments

(Continued)

Compliance





































14

(Intellectual Property One-Hour Briefings continued)

• EU GDPR Effective Date is May 25, 2018 – New Developments and Action Items for the Last 4 Months

• Exploring Patent Subject Matter Eligibility Jurisprudence Post-Alice to Successfully Navigate Section 101 Criteria

• Global Advertising Law: Year in Review• Integrating Enterprise Risk Management,

Cybersecurity and Compliance in an Era of Big Data Breaches and Vulnerability

• IP Considerations in the Health Care Industry• LinkedIn for Lawyers — What You Need to

Know Now• Maximizing Your IP Job Search with Loyola

Chicago’s PLIP 2018• Net Neutrality Swings Back to the Future• Patent Owners and the PTAB – Is There a Light

at the End of the Tunnel?• Playing Well with Others: The Necessity

of Professionalism Among Lawyers• PTAB Trial Practice After Wi-Fi One: Challenges

and Opportunities• SAS and Oil States — How Much Has the

PTAB Game Changed?• TCPA Update 2018: Current Compliance Challenges

for Companies• Three “P’s” for Improving as a Legal Writer:

Professional, Process, and Preferences• Tips for Law Firm Associates in Complying

with Their Professional Duties• Trademark Surveys: Update• WesternGeco and Lost Profits: Fair Compensation

for Domestic Infringement or Extraterritorial Extension of Patent Rights?

• Your Resume & Research: 1st Steps to Success at Loyola’s PLIP 2018

Compliance







































15

Privacy & Cybersecurity

• Advanced Data Privacy, Cybersecurity Breach and TCPA Class Action Litigation Strategies and Defenses 2018

• Advanced Data Privacy, Cybersecurity and TCPA Class Action Litigation 2019

• Artificial Intelligence and Data-Driven Transactions 2018: Unique Legal Considerations

• Artificial Intelligence in the Workplace – Legal Challenges

• Cloud Computing 2018: Key Issues and Practical Guidance

• Cloud Computing 2019: Key Issues and Practical Guidance

• Communications Law in the Digital Age 2018• Cybersecurity 2018: Managing

Cybersecurity Incidents• Cybersecurity 2019: Managing

Cybersecurity Incidents• Cybersecurity Best Practices for Legal Services

Providers 2018• Cybersecurity Best Practices for Legal Services

Providers 2019• Electronic Discovery Nuts & Bolts 2018• Electronic Discovery Nuts & Bolts 2019• The Ethics of Electronic Information 2018:

Competence, Confidentiality, and Other Ethical Conundrums

• The Ethics of Electronic Information 2019: Competence, Confidentiality, and Other Ethical Conundrums

• EU’s Fifth Anti-Money Laundering Directive• Financial Services Technology 2018:

Avoidance of Risk• FinTech 2018• FinTech 2019• Fundamentals of Privacy Law 2018• Fundamentals of Privacy Law 2019• GDPR Boot Camp 2018

(Continued)

Compliance









































16

(Privacy & Cybersecurity continued)

• GDPR Boot Camp 2019• Gearing-Up for Your Third-Quarter Form 10-Q• Government Investigations 2018: Investigations

Arising From Data Breach and Privacy Concerns and Parallel Proceedings

• Government Investigations 2019: Investigations Arising From Data Breach and Privacy Concerns and Parallel Proceedings

• Health Care Technology 2018: New Risks and How to Plan for Them in Cyber Threats, Digital Medicine, IoT and Technology Agreements

• Hot Topics in Electronic Discovery 2018: What Corporate and Outside Counsel Need to Know

• Hot Topics in Electronic Discovery 2019: What Corporate and Outside Counsel Need to Know

• Internet of Things 2018: Everything is Connected• Internet of Things 2019: Everything

is Connected• Online Platforms 2019: Hot Topics in Liability

& Social Responsibility• Resolving B2B Data Security Disputes: Addressing

Data Breaches and Privacy Torts in Court and through Arbitration

• TechLaw Institute 2018: The Digital Evolution• TechLaw Institute 2019: The Digital Evolution• Think Like a Lawyer, Talk Like a Geek 2018:

Get Fluent in Technology• Twentieth Annual Institute on Privacy and

Data Security Law

One-Hour Briefings

• Artificial Intelligence Bias and Data Transparency in the Legal Workplace and Beyond

• Artificial Intelligence for Contracts and Transactions in the Financial Services Sector

• Artificial Intelligence Law – Judicial and Regulatory Trends

(Continued)

Compliance






































17

(Privacy & Cybersecurity One-Hour Briefings continued)

• Beyond the California Consumer Privacy Act: “Competing” Privacy Rules and Whether Any Might Become a National Standard

• Beyond the Fingerprint: The Legal Risks Involving Mobile Biometrics and Your Data

• Blockchain and IP: Promoting and Protecting Innovation in Payments

• California Consumer Privacy Act: Applies to Companies Everywhere and Not Just Consumer Data

• California’s New Rules of Professional Conduct: Key Changes You Need to Know

• Clinical Research Law and Compliance: 2017-2018 Regulatory and Enforcement Review

• Complying with New York State and New York City’s New Anti-Sexual Harassment Legislation – What Employers Need to Know

• Conducting Compliance Risk Assessments and Benchmarking – A Systemic (and Price Effective) Approach

• Cybersecurity and Data Protection in International Arbitration: Practical Suggestions for Case Management and Compliance

• D.C. Circuit Rules on FCC 2015 TCPA Omnibus Order: What Does It Mean?

• eDiscovery and the Importance of Process Maturity• EU GDPR Effective Date is May 25, 2018 –

New Developments and Action Items for the Last 4 Months

• Firing Without Fear: Best Practices for Navigating the Employee Termination Process

• Fourth Annual Form 10-K Tune-Up• The Future of Long-Term Services and Supports

(LTSS): Affordability and Capacity Challenges• Global Advertising Law: Year in Review• Global Sweepstakes and Contests• How to Leverage HR Processes, Tools, and Data

to Optimize Your Compliance Program(Continued)

Compliance









































18

(Privacy & Cybersecurity One-Hour Briefings continued)

• Identifying, Measuring and Improving Your Integrity and Compliance Culture

• Integrating Enterprise Risk Management, Cybersecurity and Compliance in an Era of Big Data Breaches and Vulnerability

• Law Firms #MeToo Moment: Results from a Survey of Workplace Conduct and Behaviors in Law Firms

• LinkedIn for Lawyers — What You Need to Know Now

• Multinational Employer Social Media Policies After Cambridge Analytica

• New York State Paid Family Leave Act: What You Need to Know Now

• Palliative Care – The Legal and Regulatory Landscape

• Prevent, Detect, Correct: Creating and Sustaining a Work Environment Free from Unlawful Harassment and Unwanted Lawsuits

• Product Safety and Quality: Managing the Legal and Commercial Risks Associated with Defective Products in a World of Big Data and Disruptive Analytical Techniques

• Right to Privacy at the Border Under the Trump Administration

• Social Media and User Data – Is the Pendulum Shifting?

• So You Want To Be a Cybersecurity Startup: Tips on How to Best Approach Relevant Legal Tasks

• TCPA Update 2018: Current Compliance Challenges for Companies

• Tips for Law Firm Associates in Complying with Their Professional Duties

Compliance



































19

Tax

• 2017 Tax Act Update: Riding the Tidal Wave of Regulatory and Administrative Guidance

• 21st Annual Real Estate Tax Forum• Advising Nonprofit Organizations 2018• Basics of International Taxation 2019• Consolidated Tax Return Regulations 2019• ERISA 2018: The Evolving World• ERISA 2019: The Evolving World• Hot Issues in Executive Compensation 2019• Hot Topics in State and Local Tax 2019• International Tax Issues 2019• Nonprofit Organizations 2018: Governance,

Reporting, and Compensation Issues• Nonprofit Organizations 2019: Governance,

Reporting, and Compensation Issues• Nuts and Bolts of State and Local Tax 2018• Taxation of Financial Products and

Transactions 2019• The Tax Cuts and Jobs Act: Navigating

the New Landscape• Tax Cuts and Jobs Act Update 2018: Issues for U.S.

Businesses and Individuals • Tax Planning for Domestic & Foreign Partnerships,

LLCs, Joint Ventures & Other Strategic Alliances 2019

• Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2019

One-Hour Briefings

• Avoiding Valuation Surprises in Accounting for M&A Transactions – Top 10 Issues

• Basics of the Federal Election Campaign Act 2018• Bipartisan Budget Act of 2018: Examining the Many

Health Care Provisions of a Law That Was Not Supposed to Be About Health Care

• Business Development Companies

(Continued)

Compliance






































20

(Tax One-Hour Briefings continued)

• Economic Sanctions: Recent Developments and Looming Changes


• Fifth Circuit Vacates ERISA’s Fiduciary Rule – Where (if Anywhere) Do We Go from Here?

• Gearing-Up for Your Third-Quarter Form 10-Q• Hidden Pension Potholes: Managing Defined Benefit

Risk in M&A Transactions and the 2018 New Tax Rules Window of Opportunity

• M&A in the Age of Trump: The Good, the Bad and the Ugly

• Marijuana Compliance Challenges in 2018 and Beyond

• Not-for-Profit Organizations: Expanded Exposure to Fraud

• Playing Well with Others: The Necessity of Professionalism Among Lawyers

• Reconciliation Act of 2017: The End of Permanency• SEC’s Fiduciary Rulemaking — The Proposed Rules

Are Unveiled• South Dakota v. Wayfair, Inc.: Supreme Court

Rules That Out-Of-State Internet Retailers Can Be Compelled to Collect Sales/Use Tax

• Tax Liability Insurance: What You Need to Know Now

• Tax Reform – Getting the Accounting and Disclosure Right!

• Tax Reform – Significant Changes for the Energy Industry

• Third Annual Dealing with MD&A Hot Topics

Compliance
































Banking Compliance - Practising Law Institute · • 30th Annual Elder Law Institute • 31st...

Documents

Transcript of Banking Compliance - Practising Law Institute · • 30th Annual Elder Law Institute • 31st...