Aya Osman - University of Surreyepubs.surrey.ac.uk/846301/1/Aya Osman Thesis V1.0... · casein free...
Transcript of Aya Osman - University of Surreyepubs.surrey.ac.uk/846301/1/Aya Osman Thesis V1.0... · casein free...
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The Impact of Milk Caseins on Behavioural
Development in Rats: Exploring the Role of the Gut
Brain Axis
by
Aya Osman
BSc (Hons) MSc (Distinction)
A thesis submitted in accordance with the requirements of the
University of Surrey for the degree of Doctor of Philosophy
The Faculty of Health and Medical Sciences
University of Surrey
January 2018
© Aya Osman 2018
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STATEMENT OF ORIGINALITY
This thesis and the work to which it refers are the results of my own efforts. Any
ideas, data, images or text resulting from the work of others (whether published or
unpublished) are fully identified as such within the work and attributed t o their
originator in the text or bibliography. This thesis has not been submitted in whole
or in part for any other academic degree or professional qualification. I agree that
the University has the right to submit my work to the plagiarism detection service
TurnitinUK for originality checks. Whether or not drafts have been so-assessed, the
University reserves the right to require an electronic version of the final document
(as submitted) for assessment as above.
Aya Osman
.……………………………………………………………………..
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ABSTRACT
Exposure to milk caseins beyond the normal weaning age in rats (21 days) was shown to impact
the development of the opioid system, a key player in emotional regulation. Further, milk alters
the gut microbiome and evidence suggests the gut microbiota can modify brain function and
behaviour. Given such evidence, it is hypothesised exposure to milk casein and its bioactive
breakdown product, beta casomorphin-7 (BCM-7) beyond weaning age in rats results in
disruptions to brain neurochemistry and behaviour via a microbiome-gut-brain axis
mechanism. This work aimed to investigate this hypothesis using in vivo behavioural,
neurochemical, gut microbial and metabonomic studies.
The behavioural results showed that exposure to casein from postnatal day 21-26 resulted in
an increase in ‘depressive-like’ behaviour as measured by the forced swim test (FST) and that
BCM-7 is not the only casein derived product driving such behavioural impairments.
Quantitative autoradiography revealed the casein induced depressive phenotype was
concomitant with changes to oxytocin and opioid receptors in regions of the brain associated
with mood. Fluorescence in situ hybridization showed an increase in Clostridium Histolyticum
in the gut suggesting a microbiome-gut-brain axis role in the casein induced changes reported.
In line with this, antibiotic knock-down of gut microbial activity not only prevented the
development of the casein induced depressive phenotype, but also caused a casein independent
antidepressive-like effect as assessed by the FST. Lastly, metabonomic analysis revealed an
increase in gut microbial metabolites and disruptions to choline and energy metabolism in
response to prolonged casein exposure, which have been implicated in mood disorders.
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Collectively, these findings suggest casein exposure beyond weaning age results in
neurochemical and emotional impairments via a potential microbiome-gut-brain axis
mechanism. This indicates that prolonged breastfeeding periods may cause mood disorders in
humans and highlight the need for more comprehensive guidelines regarding an appropriate
weaning age.
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DEDICATION
I would like to dedicate this PhD thesis to my mother and father, Amal Hamza Baldo and
Abdulhalim Osman for being my source of academic inspiration.
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ACKNOWLEDGMENTS
Firstly I would like to convey my deepest gratitude to my supervisors Dr. Alexis Bailey, Prof.
Ian Kitchen, Dr. Jonathan Swann and Prof. Debra Skene. Alexis thank you not only for
providing me with consistent guidance and support, but also for giving me the opportunity to
embark on this interesting project and helping me develop and grow as a scientist. Ian thank
you for all the light hearted laughs, words of wisdom and advice you have shared with me over
the years, not forgetting the calming uplifting words in times of panic. Jon thank you for always
being open and approachable, I appreciate all the skills you have taught me. Debra thank you
for the very useful monthly gatherings, helping me keep everything organised and on time.
A very special thank you to my friends and former colleagues Polymnia Georgiou and Panos
Zanos. Poly thank you for passing on your excellent lab and experimental skills. Panos, your
training and assistance every step of the way despite the distance was highly appreciated!
Thank you to Dr. Gemma Walton, James Butcher and Simone Zuffa, for your help with FISH
and metabonomic analysis. Further special thanks to Fani Pantouli for being by my side
throughout all the transitions we faced. To my friend Matshediso Zachariah I am grateful to
you for being a vital source of emotional support throughout this process and providing me
with endless memories and laughs. To my dear friend Shazma, a huge thank you for being there
for me night and day. Ainsley Jones and Audrey Brown, I thank you both for the important life
lessons and a great time during my internship.
Last but by no means least, a massive heartfelt thank you to my family for supporting me in
every way possible throughout this PhD journey and for putting up with me during my difficult
writing stages! Thank you for believing in me and being such a strong support network, without
every single one of you I wouldn’t have been able to achieve what I have now. This is for you!
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List of Figures
Figure 1.1: Major bioactive compounds derived from milk. ................................................. 38
Figure 1.2: Schematic illustration of the generation of milk-derived bioactive peptides and
their physiological functionalities. ........................................................................................... 42
Figure 1.3: Diagram showing the amino acid sequence of A1 and A2 beta casein and how beta
casomorphin-7 is released from the A1 variant. ...................................................................... 45
Figure 1.4: Factors influencing the infant gut microbiota development, as well as the adult
microbiota.. .............................................................................................................................. 75
Figure 1.5: Potential pathways involved in the bidirectional communication between the gut
microbiota and the brain. ......................................................................................................... 81
Figure 2.1: Experimental timeline showing key points in the methodology of casein free vs
casein rich milk study ............................................................................................................ 113
Figure 2.2: Effects of casein free and casein rich diets on milk consumption and body weight
................................................................................................................................................ 139
Figure 2.3: Increase in depressive-like behaviour following prolonged exposure to milk
caseins beyond the normal age of weaning in rats (PND21) ................................................. 140
Figure 2.4: Region-specific alterations of [125I]-OVTA binding in rats provided with casein
free or casein rich milk from PND21-PND26. ...................................................................... 142
Figure 2.5: Region specific alterations of [3H] DAMGO specific binding in rats provided with
casein free or casein rich milk from PND21-PND25. ........................................................... 144
Figure 2.6: Down-regulation of [3H] Deltorphin -1 specific binding in the deep layer of the
somatosensory cortex of rats fed casein free milk beyond the normal age of weaning (PND21).
................................................................................................................................................ 146
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Figure 2.7: Multivariate analysis of urinary 1H NMR spectral profiles showing the influence
of casein free diet and casein rich diet on urinary metabolites. ............................................. 148
Figure 2.8: Effect of casein free vs. casein rich milk diet from PND21-PND26 on the
composition of total bacteria within different gut regions. .................................................... 150
Figure 2.9: Effect of casein free vs. casein rich milk diets from PND21-PND26 on Clostridium
Histolyticum bacterial groups within different gut regions.................................................... 151
Figure 2.10: Effect of casein free vs. casein rich milk diets from PND21-PND26 on
Bifidobacterium bacterial groups within different gut regions. ............................................. 152
Figure 2.11: Effect of casein free vs. casein rich milk diets from PND21-PND26 on
Lactobacillus-Enterococcus bacterial groups within different gut regions. .......................... 153
Figure 3.1: Diagram showing experimental groups in the antibiotic study.. ........................ 175
Figure 3.2: Experimental timeline showing key points in the methodology for antibiotic dosing
study. ...................................................................................................................................... 178
Figure 3.3: Water consumption in rats provided with free access to bottled water treated with
or without penicillin/streptomycin from PND17 until PND26 .............................................. 179
Figure 3.4: Milk consumption in rats provided with casein free or casein rich milk treated with
or without penicillin/streptomycin from PND21 until PND26 .............................................. 180
Figure 3.5: Effects of casein free and casein rich diets with or without penicillin/streptomycin
treatment on body weight change from PND14 until PND26. .............................................. 181
Figure 3.6: Immobility times exhibited by rats fed no milk, casein free or casein rich milk
treated with or without streptomycin/penicillin from PND17 until PND26 in the forced swim
test. ......................................................................................................................................... 183
Figure 3.7: Effect of 10 days of streptomycin/penicillin treatment from PND17 on the
composition of total bacteria within the caecum of control, casein free and casein rich treated
animals. .................................................................................................................................. 185
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Figure 3.8: Effect of antibiotic treatment from PND17 until PND26 on host urinary metabolic
profile ..................................................................................................................................... 187
Figure 3.9: Effect of casein rich or casein free milk diets from PND21 until PND26 on host
urinary metabolic profile........................................................................................................ 189
Figure 3.10: Effect of casein rich milk or control diets from PND21 until PND26 on host
urinary metabolic profile........................................................................................................ 190
Figure 3.11: Effect of microbial suppression from PND17 until PND26 on urinary metabolic
profiles of control and control AB treated rats. ..................................................................... 192
Figure 3.12: Effect of microbial suppression from PND17 until PND26 on urinary metabolic
profiles of in casein rich and casein rich AB treated rats. ..................................................... 194
Figure 3.13: Effect of microbial suppression from PND17 until PND26 on urinary metabolic
profiles of control and casein rich AB treated rats ................................................................ 195
Figure 3.14: Metabolic impact of microbial suppression from PND17 until PND26 on urinary
metabolic profiles of animals provided with casein free and casein free AB milk. .............. 197
Figure 3.15: Metabolic impact of microbial suppression from PND17 until PND26 on urinary
metabolic profiles of animals provided with casein free AB milk and control treatment group.
................................................................................................................................................ 198
Figure 4.1: Experimental timeline showing key points in the methodology for A1/A2 and A2
milk study............................................................................................................................... 229
Figure 4.2: Effect of A2 milk versus A1/A2 milk on milk consumption from PND21- until
PND26 and weight change from PND14 until PND27. ........................................................ 229
Figure 4.3: Effect of A2 milk versus A1/A2 Milk consumption from PND21 until PND26 on
locomotor activity. ................................................................................................................. 231
Figure 4.4: Increase in depressive-like behaviour caused by consumption of both a2 and
A1/A2 milk from PND21- PND26 ........................................................................................ 232
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Figure 4.5: PCA of frontal cortex samples from Control, A1/A2 and A2 treated animals . 234
Figure 4.6: The effect A1/A2 milk from PND21 until PND26 on rat frontal cortex metabolites
compared to control treatment: OPLS-DA plots. ................................................................. 237
Figure 4.7: The effect of A2 or A1/A2 milk types from PND21 until PND26 on rat frontal
cortex metabolites: OPLS-DA plots. .................................................................................... 238
Figure 4.8: Diagram showing the interconversion between ATP, AMP, IMP and Adenosine
................................................................................................................................................ 248
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List of Tables
Table 1.1: Correlating a human year with rat days based on different phases of life. ..................... 28
Table 1.2: Summary of selective studies relating manipulations of weaning age and rearing
conditions to behaviour with possible underlying mechanisms in various species.. ............... 34
Table 1.3: Key reported health benefits of prolonged breastfeeding in human infants and
children .................................................................................................................................... 36
Table 1.4: The average composition of human and bovine milk.. .......................................... 40
Table 1.5: Amino acid composition of naturally occurring beta-casomorphins in human and
bovine milk. ............................................................................................................................. 44
Table 1.6: Table summarising precursosrs, sequences and affinity of endogenous opioid
peptides. ................................................................................................................................... 58
Table 1.7: Key findings related to the impact of gut microbiota on behaviour. ..................... 89
Table 2.1: Formulations of casein rich and casein free milk diets. ....................................... 109
Table 2.2: Bregma coordinates used for brain regions analysed by [125I] OVTA Receptor, [3H]
Deltorphin-1 and [3H] DAMGO respectively. ........................................................................ 127
Table 2.3: List of reagents required for FISH analysis ........................................................ 130
Table 2.4: Hybridization conditions for oligonucleotide probes used in FISH analysis. ..... 131
Table 2.5: Sample dilutions used for FISH analysis ............................................................. 133
Table 2.6: Composition of hybridisation buffers used to achieve different hybridization
stringencies for FISH analysis ............................................................................................... 134
Table 2.7: Composition of wash buffers used for FISH analysis. ........................................ 135
Table 2.8: Full 1H- NMR chemical shifts for metabolites identified in urine samples......... 149
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Table 3.1: Summary of 1H-NMR chemical shifts for metabolites associated with alterations
following antibiotic treatment and casein free or casein rich milk treatment ........................ 199
Table 4.1: Table showing the nutritional content of A2 whole milk formula and Tesco’s
(A1/A2) whole milk formula. ................................................................................................ 224
Table 4.2: Full 1H- NMR chemical shifts for metabolites identified in frontal cortex samples
of A1/A2 treated rats .............................................................................................................. 240
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List of Abbreviations
3-HPPA 3-hydroxyphenylpropionate
5-HT 5-hydroxytryptamine
Acb Nucleus accumbens
ACTH Adrenocorticotropic hormone
AMP Adenosine monophosphate
AMPH Amphetamine
Amy Amygdala
AOL Anterior olfactory nucleus-lateral
AOM Anterior olfactory nucleus-medial
AOV Anterior olfactory nucleus-ventral
ASD Autism spectrum disorder
ATM Antimicrobial
BBB Blood brain barrier
BCM-7 Beta casomorphin-7
BDNF Brain derived neurotropic factor
BLA Basolateral amygdala
BMA Basalmedial amygdala
CE Central nucleus of amygdala
CgCx Cinglulate cortex
CHD Coronary heart disease
CNS Central nervous system
CON Conventionalised
CPu Caudate putamen
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CRF Corticotropin-releasing factor
CSN2 Beta casein gene
DA Dopamine
DAMGO [D-Ala2,N-Me-Phe4-Gly5-ol]-enkephalin
DELT-1 Deltorphin-1
DMA Dimethylamine
DMG Dimethylglycine
DOPr δ-opioid receptor
DPP4 Dipeptidyl peptidase 4
DSS Dextran sodium sulphate
EBU Experimental behavioural unit
ENS Enteric nervous system
EPM Elevated plus-maze
FST Forced swim test
GABA gamma-aminobutyric acid
GC Gas chromatography
GF Germ free
GI Gastrointestinal
GSH Antioxidant glutathione
GTP Guanosine-5'-triphosphate
Hip Hippocampus
HPA-axis Hypothalamic-pituitary-adrenal axis
Hyp Hypothalamus
i.c.v. Intracerebroventricular
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i.v. Intravenous
IBS Irritable bowel disease
IDDM Insulin dependent diabetes mellitus
IMP Inosine monophosphate
KO Knockout
KOPr κ-opioid receptors
LC Liquid chromatography
LD Light dark box
LDL Low density lipoprotein
LS Lateral septum
M1/M2 Motor cortex
MOPr Mu opioid receptor
MOPr μ-opioid receptor
mRNA Messenger ribonucleic acid
MS Medial Septum
NA Noradrenaline
NFE Nitrogen free extract
NMR Nuclear magnetic resonance
NOESY Nuclear Overhauser effect spectroscopy
NSB Non-specific binding
OF Open field
OT Oxytocin
OTr Oxytocin receptor
OVTA Ornithine vasotocin
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PCA Principal component analysis
PDYN Prodynorphin
PENK Proenkephalin
Pir Piriform cortex
PND Postnatal day
POMC Proopiomelanocortin
PrL Prelimbic cortex
PVN Paraventricular nucleus of the Hyp
RGS Regulator of G-protein signalling
S1/S2 Somatosensory cortex
SAH S-adenosylhomocystine
SAM S-adenosylmethionine
SCFAs Short chain fatty acids
SEM Standard error of the mean
SIA Stress Induced Analgesia
SIH Stress induced hyperthermia
SON Supraoptic nucleus of the Hyp
SPF Specific pathogen free
Th Thalamus
TMAO Trimethylamine-N-oxide
UMP Uridine monophosphate
UPLC Ultra-high pressure liquid chromatography
VDB Vertical limb of the diagonal band of Broca
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Contents ABSTRACT .............................................................................................................................. 3
DEDICATION.......................................................................................................................... 5
ACKNOWLEDGMENTS ....................................................................................................... 6
List of Figures ........................................................................................................................ 7
List of Tables ........................................................................................................................ 11
List of Abbreviations ............................................................................................................ 13
Chapter 1 ................................................................................................................................ 24
General Introduction ............................................................................................................. 24
1.1 Early Life Development and Weaning ...................................................................... 25
1.1.1 Weaning in Rats ................................................................................................. 26
1.1.2 The Effect of Weaning Time on behaviour ....................................................... 28
1.1.3 Weaning in Humans and Milk Rich Diets ......................................................... 35
1.2 Milk as a Bio-messenger ........................................................................................... 37
1.2.1 Constituents of Mammalian Milk ...................................................................... 39
1.2.2 Milk Caseins and Beta-Casomorphins ............................................................... 42
1.3 The Influence of BCM-7 on Health and Behaviour .................................................. 46
1.3.1 Cardiovascular Effects ....................................................................................... 48
1.3.2 Diabetes.............................................................................................................. 49
1.3.3 Neurological disorders ....................................................................................... 51
1.4 The Effect of Weaning and Milk Rich Diets on Brain Neurochemistry ................. 55
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1.4.1 The Opioid system ............................................................................................. 55
1.4.2 Role of the Opioid System in Emotional Regulation......................................... 59
1.4.3 Opioid Receptor Development .......................................................................... 61
1.4.4 Role of Weaning in Opioid Receptor Development .......................................... 62
1.4.5 Role of Milk Caseins in Opioid Receptor Development ................................... 64
1.4.6 The Oxytocin System ......................................................................................... 66
1.4.7 Role of the Oxytocin System in Emotional Regulation ..................................... 67
1.4.8 The Role of Weaning on Oxytocin Receptor development ............................... 69
1.4.9 The Role of Weaning on other CNS Systems .................................................... 70
1.5 The gut-Brain Axis .................................................................................................... 72
1.5.1 Gut microbiota .................................................................................................. 73
1.5.2 Gut Microbiota Metabolism ............................................................................... 77
1.5.3 Bidirectional Gut-Brain Axis .............................................................................. 79
1.5.4 Gut-Brain Axis and Emotional Behaviour ......................................................... 82
1.5.5 Gut-Brain Axis and Neurochemistry .................................................................. 90
1.6 Metabonomics ........................................................................................................... 92
1.6.1 Neurodisorders..................................................................................................... 93
1.7 Thesis Hypothesis and Aims ................................................................................. 96
Chapter 2 ................................................................................................................................ 98
Effect of Prolonged Casein Exposure in Early Postnatal Life on Behavioural
Development and the Gut-Brain Axis .................................................................................. 98
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2.1 Introduction ............................................................................................................... 99
2.2 Methodology ........................................................................................................... 108
2.2.1 Animals and Experimental Conditions ............................................................ 108
2.2.2 Casein Free and Casein Rich Milk Diets ............................................................ 108
2.2.3 Body Weights and Milk Consumption ............................................................ 110
2.2.4 Behavioural tests .............................................................................................. 110
2.2.5 Data Analysis ................................................................................................... 113
2.2.6 Metabolomics ................................................................................................... 114
2.2.7 Tissue Dissection ............................................................................................. 119
2.2.8 Quantitative Receptor Autoradiography .......................................................... 120
2.2.9 Fluorescence in situ Hybridization (FISH) ...................................................... 128
2.3 Results ..................................................................................................................... 138
2.3.1 Body Weight and Milk Consumption .............................................................. 138
2.3.2 Behaviour ......................................................................................................... 138
2.3.3 Neurochemical Analysis .................................................................................. 141
2.3.4 Analysis of Urine Samples (Metabolomics) .................................................... 147
2.3.5. Assessment of Intestinal Microbiota (FISH) ................................................. 150
2.4 Discussion .............................................................................................................. 154
Chapter 3 .............................................................................................................................. 170
Role of the Gut Microbiota in Mediating the Depressive Phenotype Induced by Prolonged
Casein Exposure ................................................................................................................... 170
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3.1 Introduction ............................................................................................................. 171
3.2 Methodology ........................................................................................................... 174
3.2.1 Animals and Experimental Conditions ............................................................ 174
3.2.2 Antibiotic Treatment ........................................................................................ 174
3.2.3 Milk Diets ........................................................................................................ 176
3.2.4 Body Weights, Milk and Water Consumption ................................................. 176
3.2.5 Behavioural Testing- Forced Swim Test .......................................................... 176
3.2.6 Collection of Urine .......................................................................................... 176
3.2.7 Tissue Dissection ............................................................................................. 177
3.2.8 Metabolomics of Urine Samples ...................................................................... 177
3.2.9 Fluorescence in situ Hybridization (FISH) ...................................................... 177
3.2.10 Data Analysis .................................................................................................... 178
3.3 Results ..................................................................................................................... 179
3.3.1 Water Consumption ......................................................................................... 179
3.3.2 Milk Consumption ........................................................................................... 180
3.3.3 Weight Change................................................................................................. 181
3.3.4 Behaviour ......................................................................................................... 182
3.3.5 Assessment of Intestinal Microbiota (FISH) ................................................... 184
3.3.6 Metabonomic Analysis of Urine Samples ....................................................... 186
3.3.6.2 PCA of Urine Samples: Metabolic impact of casein exposure ........................ 188
3.3.6.3 PCA of Urine Samples: Metabolic impact of microbial suppression .............. 191
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3.3.6.4 PCA of Urine Samples: Metabolic Impact of Microbial Suppression in Casein
Rich Treated Animals ..................................................................................................... 193
3.3.6.5 PCA of Urine Samples: Metabolic Changes in Casein Free Animals Following
Microbial Suppression .................................................................................................... 196
3.4 Discussion ............................................................................................................... 200
Chapter 4 .............................................................................................................................. 217
Effect of A1 vs A2 Variant of Milk Casein Consumption at an Early Developmental Age
on Depressive-Like Behaviour and Metabolic Profile ...................................................... 217
4.1 Introduction ............................................................................................................. 218
4.2 Methodology ........................................................................................................... 223
4.2.1 Animals and Experimental Conditions ............................................................ 223
4.2.2 A2 Milk Study.................................................................................................. 223
4.2.3 Body Weights and Milk Consumption ............................................................ 224
4.2.4 Behavioural Tests............................................................................................. 225
4.2.5 Tissue Dissection ............................................................................................. 225
4.2.6 Data Analysis ................................................................................................... 225
4.2.7 Metabolomics ................................................................................................... 226
4.3 Results ..................................................................................................................... 228
4.3.1 Milk Consumption & Weight Change ............................................................. 228
4.3.2 Locomotion ...................................................................................................... 230
4.3.3 Forced Swim Test ............................................................................................ 232
4.3.4 Metabonomic Analysis of Brain samples ........................................................ 233
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4.4 Discussion ............................................................................................................... 241
Chapter 5 .............................................................................................................................. 251
5 General Discussion .................................................................................................... 252
5.1 Behavioural Effects of Casein Exposure ............................................................. 253
5.2 Effect of Casein Exposure on Neurochemistry ................................................... 255
5.3 Behavioural Modulation by Gut Microbiota ....................................................... 256
5.4 Metabolic Impact of casein Exposure ................................................................. 257
5.5 Study Limitations ................................................................................................ 258
5.6 Future Studies ...................................................................................................... 259
5.7 Conclusion ........................................................................................................... 261
Bibliography ......................................................................................................................... 262
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‘God does not burden a soul beyond that it can
bear’
Surah Al-Baqarah, Verse 286
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Chapter 1
General Introduction
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1.1 Early Life Development and Weaning
Early childhood represents a period in which the most rapid development occurs in humans.
The years from conception through to eight years of age are critical for healthy, cognitive,
emotional and physical growth of children. The cell precursors of the brain and spinal cord,
which compose the central nervous system (CNS) begin to develop early in embryonic life and
extend into the postnatal period. By two years of age the human brain reaches 80-90% of its
adult size (Clancy et al., 2007). Therefore, during this period of rapid growth and development,
the CNS is in a state of constant change and plasticity and hence a stage at which it is sensitive
to both genetic and environmental influences (see Rice and Barone 2000).
Research has shown that environmental determinants such as early nutrition, stress, levels of
stimulation and social interaction all exert a critical impact on the maturation of brain structure
and behavioural function (see Loman and Gunnar, 2010; Lucassen et al., 2013). The ability of
the CNS to change and adapt to both internal and external stimuli is an important characteristic
which allows it to generate a range of phenotypes suitable for different environments. However,
developmental plasticity can also play a role in the generation of psychiatric disorders (see
Borre et al., 2014).
The concept of early life nutrition as a key environmental factor influencing brain development
and subsequent adult behaviour is fast gaining credence (for a review see Sachser et al., 2011;
Sachser, et al., 2013; Pryce and Feldon 2003). Unlike other environmental factors, nutrition
can directly influence brain development by providing the specific molecules, which enable
genes to exert their targeted effects on brain growth and development. For example, normal
brain development requires adequate concentrations of certain nutrients such as choline, folic
acid, iron, zinc and special fats which enable genes to exert their effect on brain development
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and are obtained through the diet (Bryan et al., 2004). Therefore factors influencing dietary
intake in early life will subsequently effect normal brain development.
One of the most important nutritional events in the early stages of life in all milk-producing
mammals is weaning. The term weaning comes from the Anglo-Saxon word “wenian” meaning
“to become accustomed to something different”. Weaning can be generally defined as a gradual
process involving a progressive reduction in rate of milk transfer from the mother to her young,
accompanied by an increasing intake of solid food by the offspring, or for the purpose of this
thesis, as the complete cessation of milk transfer from mother to young (abrupt or final wean).
After weaning the young mammals become nutritionally and behaviourally independent from
their mothers (Kikusui et al.,2008; Kikusui and Mori, 2009) . This weaning process is marked
not only by a decline in maternal investment and offspring suckling but also a cascade of
nutritional, immunological, microbiological, biochemical and psychological adjustments
(Lawrence and Lawrence 1994). These changes which occur during weaning have very
important influences on subsequent behaviours of the infants as they become adults (Kikusui
et al., 2008). Therefore any manipulations to the weaning process are also likely to have an
influence on behavioural development.
1.1.1 Weaning in Rats
The rat has long been used as the experimental species of choice in developmental research
(Clancy et al., 2007). As a result the rat macro and micro neuroanatomy, neurophysiology and
behaviour have become well mapped during development (see Raedler, Raedler and Feldhaus,
1980; Bayer et al., 1993). As with humans, milk is the only source of nutrition for rat pups in
early postnatal development (first two weeks of life in rats) (Thiels et al., 1990). Spontaneous
weaning then begins around the third week of age and continues until around 30-34 days of
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age when the pups cease milk intake (Kikusui et al., 2009). In rats, weaning occurs in nature
with the birth of the next litter, circa 27 days. Although suckling can continue normally up until
34 days of age, the time spent by offspring suckling reduces gradually and reaches adult levels
well before, at or around 25 days of age (Thiels et al., 1990). For laboratory rats, females
generally show postpartum oestrous and become pregnant again, which results in another
delivery every 21 or 22 days. Therefore, to increase productivity, laboratory rats are generally
weaned on postnatal day (PND) 21 (Kikusui et al., 2009). It should be noted that in laboratory
settings “weaning” is defined as the day the mother is removed from her pups (Ferdman et al.,
2007; Curley et al., 2009) it reflects breakage of the bond between the dam and her offspring,
which includes the cessation of suckling and physical separation from the dam and also the
cessation of social protection (Kikusui et al., 2009).
Several key differences between the laboratory rat and human brain maturation have been
shown. Rat pups are born after a short gestation period of 22.5 days, compared to humans at
280 days. Generally the new born rat CNS is equivalent approximately to a 24-week human
foetus (Romijn et al.,1991). However the rat CNS maturation is much more accelerated in
comparison to the human and is mature by three or four weeks (Clancy et al., 2007).
Furthermore, it is estimated that the rat brain at PND1–10 equates to the 3rd trimester in humans
and rat neurodevelopment at PND7 is equivalent to that of the human brain at birth (Clancy et
al., 2007). Moreover, Quinn (2005) has provided details of age comparison between the rat
and human in relation to weaning times in both species and have shown that a 42 day-old rat
can be thought of as being equivalent to a 1 year-old human.
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Phase of life Rat Human
1.1.2 The Effect of Weaning Time on behaviour
To date, there has been strong evidence from numerous laboratory models that experiences
occurring in early life can have long term influences on neurobiology and behaviour during
adulthood. In particular, studies in rodents show that variations in mother-infant interactions
during the postpartum period leading-up to weaning can induce changes in gene expression in
the brain leading to differences in stress reactivity, social and reproductive behaviour, cognition
and reward mediated behaviour (Curley et al., 2009). Studies looking at the neurobehavioral
consequences of manipulations to mother-infant interactions during the postnatal period have
predominantly focused on maternal separation paradigms, more specifically focusing on “early
weaning” in which mothers are removed between postnatal days 14 and 15 (early-weaned) or
between postnatal days 20 and 25 (considered as normal or standard weaning), far less is
documented on the effects of delayed weaning on offspring behavioural development.
As summarised in Table 1.2 studies in mice have shown that removal of the dam prematurely
at PND14 versus normal weaning at PND21, results in the early weaned animals being more
aggressive (Kikusui et al., 2004), showing increased anxiety-like behaviour (Kikusui et al.,
Entire Life Span
Weaning period
Pre-pubertal period
Adolescent period
Adulthood
Aged phase
Average
13.2 days
42.4 days
3.3 days
10.5 days
11.8 days
17.1 days
16.4 days
= 1 Human year
Table 1.1: Correlating a human year with rat days based on different phases of life. Taken and adapted
from (Sengupta, 2013).
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2005; Iwata et al., 2007) and increased general activity (Laviola et al.,1997; Kikusui et
al.,2005). With respect to physiological and neural correlates, ‘early weaning’ was associated
with an elevated neuroendocrine response to mild stress (Kikusui et al., 2006), decreased brain
derived neurotrophic factor (BDNF) concentrations in the hippocampus (Kikusui et al., 2009)
and altered myelin formation in the brain during the developmental period (Kikusui et
al.,2007). Similar results were obtained in rats, where the removal of the mother at postnatal
day 15 or 16 was also found to elevate levels of anxiety like behaviour and general activity
(Kanari et al., 2005; Shimozuru et al., 2007). Moreover, male rats were found to be more
vulnerable to early weaning induced stress than their female counterparts (Kikusui et al., 2006).
Other changes seen in early-weaned female rodents include a reduction in maternal behaviour
towards their own offspring, as well as producing offspring later in life (Kikusui et al., 2006).
Together, these findings indicate that premature weaning exerts effects on later behavioural
profile.
As mentioned above, so far, relatively little is known about the effects of ‘late-weaning’
however studies summarised in Table 1.2 indicate that removal of the mother at later time
points during early development also induces changes in the behavioural profile of male and
female offspring. For example, Farshim et al., (2016) showed that delay weaning male rat pups
on PND25 resulted in increased depressive-like behaviour compared to rats normally weaned
on PND21. Moreover, a study by Cook, (1999) tested four different weaning schedules,
including abrupt weaning where pups were removed entirely from their mother at 21 days of
age, self- weaning where pups were left with their mother until 30 or 40 days of age and gradual
weaning where pups were removed from their mothers for an increasing number of hours each
day starting with day 21 and finally having the mother removed permanently on day 30 (Cook,
1999). It was found that the basal levels of corticosterone, an indicator of stress in rats, was
significantly higher in the abruptly weaned and self-weaned rats compared to the gradually
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weaned group. These tests were repeated again once the same animals had reached 12 months
of age, and the same results were seen (Cook, 1999). Taken together, these studies suggest
weaning age has both long term and short-term consequences on behaviour.
Indeed, a recent study by Richter et al., (2016) investigated the effect of late weaning on the
behavioural profile of male and female mice in adulthood. They reported at the group level,
weaning mice on week 4 (late weaning) was associated with a reduction of anxiety-like
behaviour and increased exploratory locomotion in adulthood compared to mice weaned on
week 3. Stability of the reported behavioural profiles was also investigated by repeating
behavioural tests at intervals of eight weeks during adulthood. Behavioural stability was found
to be highly dependent on the combination of weaning age and sex in that females weaned after
3 weeks of age were characterized by a high degree of behavioural stability, while this was not
the case for females weaned at 4 weeks of age. In males, pups weaned at 4 weeks of aged
expressed a high degree of behavioural stability in adulthood while those weaned at 3 weeks
of age did not (Richter et al., 2016). Taken together these findings show weaning age and sex
impact behavioural profiles overtime.
The experience of weaning at different time points was also found to produce changes in social
interaction in mice once they reached adolescence, with interesting differences observed
between males and females (Terranova et al., 2001). In one study, varying weaning ages were
tested: early weaning where the dam was removed on PND15, normal weaning where the dam
was removed on PND20 and delayed weaning at PND25. When the dam was removed, each
litter was split into males and females. A number of social behaviours were then tested for on
PND30 including, social sniffing, social grooming and social following (Terranova et al.,
2001). Both males and females belonging to the early weaned group were much more involved
in investigative social behaviours (sniffing of novel partners etc.) whilst spending less time in
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self-directed behaviour such as self-grooming compared to their normally weaned counter
parts. In females, increased social investigation was also found as a consequence of delayed
weaning. These results were explained by sexual dimorphism in the development of opioid
systems in the brain (Terranova et al., 2001).
The effect of weaning on exploratory behaviour was also investigated using the open field test
in two different studies. A study by Curley et al., (2009) showed only a gender difference
irrespective of weaning age, where male mice spent more time in the centre in the open filed
showing lower levels of anxiety compared to female mice (Curley et al., 2009). A study by
Ferdman et al., (2007) assessed the combination of manipulations to weaning age and social
isolation on exploratory behaviour in adult rats. It was found that in the late weaned group
(PND 30) the males showed more exploratory behaviour than the females. This effect was only
observed in the late weaned but group reared pups (Ferdman et al., 2007). Rats reared in
isolation after weaning showed a reversed effect (i.e. females showing more exploratory
behaviour). This shows that rearing conditions are another early life influence, which can have
long lasting effects on behaviour (Ferdman et al., 2007).
Altogether, these studies show that manipulations to weaning age, most markedly within the
first 30 days of postnatal life, can produce significant and persistent behavioural changes.
These changes could be attributed to maternal factors or to nutritional factors induced by
changing the length of time animals are exposed to milk in early postnatal life.
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Weaning Time Age of Testing
days/weeks
Species (strain) Behavioural
Phenotype(s)
Possible Mechanism (s) Reference (s)
Early weaned (PND
15)
Normally weaned
(PND21)
Delayed weaned
(PND27)
>PND60 Male CD-1 mice Regular weaned- AMPH
induced hyper-reactivity
and conditioned
locomotion
Deleted weaned and
Early weaned –no
induction
Weaning age (early life
experiences) play a role
in abuse of drugs
(Adriani et al., 2002)
Early weaned (PND
21)
Normally weaned
(PND 28)
PND50 and
PND74
Male and Female
C57BL/6J and B6 mice
Sexual dimorphism,
females weaned on
PND28 less active and
less explorative
compared to males. No
difference in anxiety-like
behaviour
Oxytocin and
Vasopressin
(Curley et al., 2009)
Early weaned (PND
14)
Normal weaned (PND
21)
3-26 weeks old Male and Female balb/CA
ICR mice
Increased level of
aggression
Increased anxiety
Increased general
activity
Elevated corticosterone
response to stress in
early-weaned animals
compared to normally
weaned.
Lower 5HT1B mRNA is
hippocampus
Changes in
glucocorticoid mRNA
expression
(Kikusui et al., 2004;
Kikusui et al., 2006;
Iwata et al., 2007b;
Nakamura et al., 2008)
Early weaned (PND
15)
Normally weaned
(PND 25)
PND30 and
PND70
Male and female CD1 mice Increased locomotor
activity and altered
social play in early
weaned compared to
normally weaned.
Dopaminergic and
opioid systems
Increased sensitivity to
δ-opioid receptor
agonists
(Laviola et al., 1997;
Terranova et al., 2001)
Early weaned (PND21)
Normally weaned
(PND 30)
14 weeks of age Male and female Wistar
rats
Early weaned- more
active in open field test
Regularly weaned- more
explorative
In early weaned low
dendrite length and
density in prefrontal
cortex
(Ferdman et al., 2007)
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(late weaned rats avoid
social interaction)
Early Weaned ( PND
17)
Normal Weaned (PND
23)
PND30 Male C57BL/6 and
DBA/2 mice
Early weaned- increased
anxiety in Elevated Plus
Maze in both strains,
increased depressive-like
behaviour in D2, no
change in BL6.
Epigenetic (Carlyle et al., 2012)
Normally weaned
(PND 20)
Milk formula fed or
food pellets given to
two groups
10.5 weeks Male ddY mice Exploratory behaviour in
milk fed mice lower than
in pellet fed.
Nutritional (Ishii et al., 2005)
Normally reared
Artificially reared with
common milk
Artificially reared with
high protein (3g
casein/100ml milk)
PND18 Female Long-Evans
Hooded rats
Increased locomotion in
normal weaned rats
compared to two other
groups. High protein rats
had smaller brains
Protein-enriched diet (Diaz et al., 1982)
Early weaned (PND16)
Normally weaned
(PND 30)
8 weeks Male and female wistar rats Early weaned males but
not females showed
lower frequency and
duration in the open arm
of elevated plus maze
Mother-pup interaction
(Stress)
(Ito et al., 2006)
Early weaned
(injection of
bromocriptine on
PND28, 30 and 33)
Control (group kept
with mothers, injected
with saline )
PND30 and
PND60
Domestic cat (Felis Catus) Early weaned kittens
showed increased
frequency of social and
locomotive play but not
of object play compared
to control
Maternal milk
supply/interaction
(Martin and Bateson
1985)
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Table 1.2: Summary of selective studies relating manipulations of weaning age and rearing conditions to behaviour with possible underlying
mechanisms in various species. Abbreviations: AMPH: amphetamine; 5H-T;5-hydroxytryptamine; PND: postnatal day.
Early weaned (before
PND 20)
Regular weaned (PND
20)
PND20 Female and male Guinea
pigs
Early weaned showed
depressive behaviour
Proinflammatory activity (Schneider et al., 2012)
Early weaned (PND16)
Regular weaned (PND
30)
Weeks 4-7 Female and Male Wistar
rats
Early Weaned show
lower playful
interactions and
increased anxiety in
Elevated Plus Maze
Mother-pup interaction (Shimozuru et al.,
2007)
Early Weaning
(breastfeeding time)
Up to week 12 145 children diagnosed
with infantile autism
Early weaned (lower
duration of breast
feeding) may contribute
to aetiology of infantile
autism
Duration of breast
feeding
(Tanoue et al., 1989)
Delayed Weaning on
PND25
Control normally
weaned PND21
PND25 Male Wistar Rats Delayed Weaned
(Housed with mother
until PND25) showed
increased depressive like
behaviour compared to
weaned on PND 21
Duration of
breastfeeding
(Farshim et al., 2016)
Delayed Weaning
week 4
Control normally
weaned week 3
Weeks 20 and
28
Male and Female
C57BL/6J mice
Group level: mice
weaned week 4 less
anxious and more
explorative than W3
animals. Sexual
dimorphisim week 3
females and week 4
males higher behavioural
stability in adulthood.
Mother-pup interaction (Richter et al., 2016)
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1.1.3 Weaning in Humans and Milk Rich Diets
Weaning can vary in onset and the length of time between species. Beliefs and practices
surrounding weaning vary dramatically from culture to culture and are often also influenced
by religious beliefs and the structure of a mother’s work activities and age amongst other
factors (Macadam 1995). For example, mothers in Zulu societies have traditionally breastfed
their infants until 12 to 18 months, at which point a new pregnancy would be anticipated.
Ancient Hebrews completed weaning at about 3 years old, and most children in traditional
societies are completely weaned between 2 and 4 years of age (see Mutch et al., 2004). Due
to such variations, the appropriate age at which weaning should occur in humans remains
unclear, however The World Health Organisation (WHO) recommends infants should be
exclusively breastfed for the first six months of life to achieve optimal growth, development
and health, after which infants should receive complementary foods in order to meet their
evolving nutritional requirements, while breastfeeding continues to two years and beyond
(WHO, 2018).
It is well established that breastfeeding is an unequalled method of providing optimal nutrition
in infancy and boasts a wide range of health benefits for the developing child. Extensive
evidence has shown that breastmilk contains a variety of bioactive agents that modify the
function of the gastrointestinal tracts and the immune system, as well as in brain development
(see Binns et al., 2016). Some of the key health benefits of breastfeeding are summarised in
Table 1.3. As a result of such findings, prolonged breastfeeding periods and milk rich diets are
widely promoted in infancy.
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Area Health benefit Reference
Neurobehavioral McCrory and Murray, 2013;
Julvez et al., 2007;
Gastrointestinal Kramer, 2002;
Klement et al., 2004;
Metabolic Harder et al., 2005;
Pettitt et al., 1997;
Atopic Chiu et al., 2016;
Immunological Demmelmair et al., 2006;
Kwan et al., 2004;
However, despite the health benefits associated with milk consumption in early life, the
prolonged consumption of milk especially cow’s milk has come under scrutiny in recent years
for its reported links to a number of disease states including diabetes, cardiovascular disease
and neurological disorders such as autism and schizophrenia (see Bell et al., 2006) Some of
these health effects have been linked to bioactive peptides liberated from milk proteins (see
Section 1.3).
Up until the 20th century, a wet nurse was the only safe alternative to breastfeeding infants.
Since then, alternative milk sources have evolved to include the synthetic formulas used today,
which are based on bovine milk as a protein source (Stevens et al., 2009). In the western world,
the use of artificial feeding substances grew rapidly around the mid-1980’s and was
significantly influenced by advertising campaigns aimed at the public. Such campaigns
Reduced risk of diarrhoea.
Reduced risk of inflammatory
bowel disease.
Reduced risk of obesity and
type 2 diabetes.
Reduced occurrence of
Asthma and Allergic diseases.
Increased cognitive ability or
intelligence. Improved language and
motor skills. Reduced attention deficit
or hyperactivity disorders.
Improved immune defence
Reduced risk of leukaemia.
Table 1.3: Key reported health benefits of prolonged breastfeeding in human infants and children
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promoted infant and follow on formulas for their resemblance to mothers breast milk, boasting
many of the same health benefits as breast milk as well as some additional benefits, such as
being fortified (Stevens et al., 2009). As a result, many parents make the transition from
breastfeeding to formula or cow’s milk when the infant is less than one year of age (Leung et
al., 2003). Although breastmilk remains to be the medically preferred method of infant feeding,
milk formulas and cow’s milk have provided a way of supplementing breastfeeding while also
extending an infant’s exposure to milk rich diets beyond the ‘normal’ age of weaning. It is also
important to note that in evolutionary terms, milk and dairy products are relatively new to
humans, having begun with the domestication of diary animals (Ludwig et al., 2013). Therefore
although today milk is considered to be essential for a balanced diet both in infancy and
adulthood, it was not a part of the traditional hunter-gatherer diet. In many parts of the world
such as china, milk is still a minor part of the diet (Ludwig et al., 2013).
1.2 Milk as a Bio-messenger
For centuries milk has been regarded as a mere nutritional provider. Milk proteins were
extensively studied primarily as amino-acid donors and from a nutritional angle. Although this
conventional concept of milk is still valid and accepted, accumulating evidence over the last
three decades suggests that milk proteins and their by-products act as bioactive components
and bio-messengers, which exhibit important physiological and biochemical functions.
Milk was found to contain modulators of digestive and gastrointestinal functions, hormones
and growth factors capable of influencing the development and growth of the CNS (McCrory
et al., 2013), gastrointenstinal (GI) tract (Donovan, 2006), play a role in immunoregulation
(Walker et al., 2014) and modulation of the gut microflora population (Jost et al., 2015).
Among the bioactive constituents of milk (see Figure 1.1), this thesis will focus on the
bioactive peptides derived from milk proteins and more specifically the bioactive peptides
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derived from milk caseins. For an extensive review on the peptides encoded in and yielded by
all milk proteins the reader is directed to Shah (2000).
The identification of bioactive peptides in milk was first reported over 60 years ago, since then
knowledge of bioactive peptides has rapidly increased and peptides with various functions
including opiate, anti-hypertensive and immunomodulatory activities have been described
(Meisel et al., 2000; Korhonen Hannu et al., 2006). This wide spectrum of biological activity
predetermines the role of bioactive milk peptides in human health and disease states. Much of
the experimental data to date indicate the positive effects of milk derived peptides on health
during early infancy (Saito, 2008). However, during the last decade, a growing body of
evidence linked bioactive peptides in milk with various adverse biological responses
(Woodford, 2007) (see Section 1.3).
Figure 1.1: Major bioactive compounds derived from milk. Image adapted from (Park et al., 2015)
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The bioactivities of milk proteins are latent within the sequence of the parent protein, and only
during proteolytic cleavage of the parent protein are the active peptide fractions released; these
peptides can be released in three ways: (i) through hydrolysis by digestive enzymes, (ii) through
hydrolysis of proteins by proteolytic microorganisms, and (iii) through the action of proteolytic
enzymes derived from microorganisms (Pihlanto-Leppälä, 2000; Korhonen et al., 2003).
Therefore, given that milk is the main source of nutrition in early postnatal life, and it is known
to release bioactive peptides which play crucial roles in the development of a number of
systems in the body including the CNS, it is perhaps no surprise that manipulations to weaning
time or periods of exposure to milk in early life are likely to result in alterations to normal brain
development and subsequent behaviour.
1.2.1 Constituents of Mammalian Milk
Milk is introduced as the main source of nutrition in early postnatal life either in the form of
mother’s breast milk or cow’s milk as a supplement/replacement for breastmilk. It is recognised
as being nutritionally balanced and as a source of bio-messengers that support the growth and
development of infants, it has therefore attracted a lot of scientific interest over the years. Milks
are complex oil -in-water emulsions containing protein, fat, lactose, vitamins and minerals, as
well as biological products such as enzymes, cells, hormones and immunoglobulins. The
composition and profiles of milk vary amongst the mammalian species depending on the
nutritional needs of the young (Miller et al.,1990). This thesis will focus on human and bovine
milk as these are the most relevant milk types during early postnatal development in humans.
Human and bovine milk differ not only in protein quantities, but also in general profile, these
differences are illustrated in Table 1.4. As shown, one of the major differences in composition
between the two milk types is the total protein content. Total protein makes up 3.3% of bovine
milk, compared to 1.22% found in human milk (Miller et al.,1990).
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Constituents Human milk (%) Bovine milk (%)
Protein
Lactose
Fats
Ash (minerals)
Total solids
There are two major protein groups in milk: Caseins which account for around 80% of the total
protein content in bovine milk (Kamiński et al., 2007) and Whey proteins which account for
the remaining 20% (Kamiński et al., 2007). Both of these major proteins in milk are known to
release peptides with bioactive functions (see Figure 1.2). Whey protein gives rise to β-
lactoglobulin and α-lactalbumin while caseins breakdown to release beta casomorphins (see
Nongonierma et al., 2015). This thesis will focus on casein and its bioactive breakdown
products.
In human milk, the casein to whey protein ratio varies throughout the lactation period. Early in
lactation the concentration of whey proteins is higher than casein, with casein concentrations
being very low or absent, resulting in whey/casein ratio of about 90:10 in early lactation (Kunz
et al., 1990, 1992). Subsequently, casein synthesis in the mammary gland and milk casein
concentrations increase, whereas the concentration of total whey proteins decreases, resulting
in a 50:50 ratio in late lactation (Kunz et al., 1992). As a consequence, unlike bovine milk there
is no fixed ratio of whey to casein in human milk. However it is clear that with lactation time,
the compositional makeup of mother’s breastmilk changes along with the nutritional
requirements of the infant, further highlighting the need to establish an appropriate weaning
age.
1.22
7.0
3.8
0.21
12.4
3.3
4.8
3.7
0.72
12.8
Table 1.4: The average composition of human and bovine milk. The various constituents are given
as a percentage of whole milk (Miller et al.,1990).
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Infant formulas provided to developing human babies are designed to simulate the content of
human breast milk and are often used as a replacement or supplement to breastmilk, however
they are bovine milk based and therefore differ considerably from human breastmilk. For
example, protein provides approximately 7% of the calories in human milk, whereas in cow’s
milk proteins provide 20% of the calories (see Martin et al., 2016). Furthermore, cow’s milk
contains six to seven times as much casein as does human milk (see Martin et al., 2016). The
high casein content in cow’s milk is undesirable for developing infants not only because of
bioactive breakdown products liberated from milk caseins, but also casein forms a tough, hard
to digest curd that is difficult for young infants to digest resulting in gastrointestinal
complications (Leung et al., 2003). Recently, research has focused on better matching infant
formulas to mothers breast milk, for example during the manufacturing process of cow-milk
based infant formula, skim milk powder (high in casein) is mixed with whey protein
concentrate in order to make the whey/casein ratio more similar to human milk (McMahon et
al., 2008). However as milk is the main source of nutrition in early postnatal life, a period of
rapid growth and development, more research into the health implications of prolonged
exposure to milk rich diets either in the form of mothers breastmilk or cow’s milk in infants is
required.
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1.2.2 Milk Caseins and Beta-Casomorphins
The caseins are a family of phosphoproteins synthesised in the mammary gland and secreted
as large colloidal aggregates termed micelles, which are responsible for many of the unique
physical properties of milk (Ginger et al., 1999). Bovine milk was found to contain 4 casein
types: alpha S1 (39-46% of total casein) alpha S2 (8-11%) beta (25-35%) and kappa (8-
15%).There is also gamma casein which is a product of degradation of beta casein (Kamiński
et al., 2007). Human milk contains three classes of caseins, namely alpha- S1, beta and kappa
caseins (McMahon et al., 2008). These caseins are encoded by members of a multigene family,
namely α β and κ. Among these, the beta casein gene has been studied extensively due to the
potential influence of beta-casein variants on human health.
Milk
Casein
Whey
α caseinΒ caseinƘ casein
α-lactalbuminβ-lactoglobulin
• In vivo digestion by digestive enzymes
• In vivo digestion by microbial enzymes
• In vivo digestion by proteolytic
microorganisms
Bioactivepeptides
Cardiovascular systemAntihypertensiveAntithrombotic
AntioxidantAnti-inflammatory
Nervous systemOpioid activity
Metabolic heatlhGlucose control
HypochloestrolaemicAppetite control
Immune systemImmunomodulatory
CytomodulatoryAnti-inflammatory
Antimicrobial ActivityAntibacterial
AntiviralAntifungal
Major proteins in milk Generation of peptides Bioactivities of milk derived peptides
Figure 1.2: Schematic illustration of the generation of milk-derived bioactive peptides and their
physiological functionalities. Taken and adapted from (Mohanty et al., 2016)
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Mutations in the bovine beta casein gene (CSN2) have led to 13 genetic variants of this gene,
out of these A1 and A2 are the most common forms in cattle breeds (Kamiński et al., 2007).
These two variants contain 209 amino acids and differ by one amino acid in their sequence
(See Figure 1.3). In position 67 of the beta casein chain, proline in variant A2 is substituted by
histidine in variant A1 (Greenberg et al., 1984). This difference is also displayed between
minor variants, which on the basis of this amino acid substitution and known digestion of beta
casein variants A1 and A2, may be classified as ‘A1 like’ and ‘A2 like’. These variants include:
A3, D and E which, like A2 contain a proline at this position; and B,C and F which, like A1
contain a histidine at amino acid residue 67 (Kamiński et al., 2007).
A2 beta casein is recognized as the original beta casein variant as it existed before a proline 67
to histidine 67 point mutation caused the appearance of A1 beta casein in some European herds
some 5000–10,000 years ago (Farrell et al., 2004). A1 beta casein has only been found in cattle
of European origin. Pure bred Asian and African cattle produce milk containing only the A2
beta casein type, although some cattle presenting phenotypically as Asian or African cattle may
produce A1 beta casein as a consequence of cross bred ancestry (Farrell et al., 2004). In human
milk, no such polymorphism was found in the beta casein gene (A2-Corporation 2006;
Greenberg et al.,1984).
Upon proteolytic cleavage in the gut, A1 beta caseins break down to release peptides with
opioid effects similar to morphine, hence given the name beta casomorphins (BCMs) including
BCM-7. BCMs can be released from both human and bovine milk and are typically 4-11 amino
acids long (see Table 1.5), all starting with a tyrosine residue in position 60 in bovine beta
casein and position 51 of human beta casein (Kamiński et al., 2007). They are yielded from A1
beta caseins by digestion in the small intestine by pepsin, leucine aminopeptidase and elastase
and are substrate for the enzyme dipeptidyl peptidase IV (DPP IV) which is a cell surface
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protease, belonging to the prolyl oligopeptidase family. BCMs are hydrolysed by DPP IV to a
mixture of Tyr-Pro, Phe-Pro-Gly, Phe-Pro and Gly (Kreil et al., 1983).
Beta-casomorphin Amino acid composition
In contrast, proteolytic cleavage of the A2 variant of bovine beta casein does not yield BCM-7
as the proline at position 67 hinders a split at this site under normal gut conditions (See Figure
1.3) (Noni, 2008; De Noni et al., 2010; Boutrou et al., 2013). However, it should be noted that
under specific in vitro conditions relating to pH and enzyme combinations not found in the
human gut A2 beta casein can indeed release BCM-7 (Cieślińska et al., 2012).
Bovine BCM-4
Bovine BCM-5
Bovine BCM-6
Bovine BCM-7
Bovine BCM-8
Bovine BCM-11
Human BCM-7
Human BCM-8
Tyr-Pro-Phe-Pro
Tyr-Pro-Phe-Pro-Gly
Tyr-Pro-Phe-Pro-Gly-Pro
Tyr-Pro-Phe-Pro-Gly-Pro-Ile
Tyr-Pro-Phe-Pro-Gly-Pro-Ile-Pro
Tyr-Pro-Phe-Pro-Gly-Pro-Ile-Pro-Asn -Ser-Leu
Tyr-Pro-Phe-Val-Glu-Pro-Ile
Tyr-Pro-Phe-Val-Glu-Pro-Ile-Pro
Table 1.5: Amino acid composition of naturally occurring betacasomorphins (BCMs) in human
and bovine milk (Kamiński et al., 2007).
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In human milk, beta casein is of the A2 type, with a proline at the equivalent position on the
beta casein protein chain (Jarmołowska, Sidor, Iwan, Bielikowicz, Kaczmarski, Elżbieta
Kostyra, et al., 2007). Thus, thermodynamics does not favour the yielding of BCM-7 from
human beta casein. Indeed, Wada et al., (2015) examined non-digested and in vitro-digested
human milk, and reported the presence of human BCM-9 but not human BCM-7 (Wada et al.,
2015). However, Jarmołowska et al., (2007) reported the presence of BCM-7 in colostrum (the
mothers fluid produced in the first day after delivery), but at 2 months into the lactation period,
the authors reported much lower quantities (Jarmołowska, Sidor, Iwan, Bielikowicz,
Kaczmarski, Elżbieta Kostyra, et al., 2007). Furthermore, Kost et al., (2009) were able to detect
substances with immunoreactivity of human BCM-7 in blood plasma of 3 month old breast fed
infants (Kost et al., 2009a). Human BCM-7 has a different amino acid sequence to bovine
Amino Acid Sequence of β-casein
Val – Tyr – Pro – Phe – Pro – Gly – Pro – Ile – X
Val – Tyr – Pro – Phe – Pro – Gly – Pro – Ile – Pro Val – Tyr – Pro – Phe – Pro – Gly – Pro – Ile – His
Βeta-casein A2 Βeta-casein A1
Tyr – Pro – Phe – Pro – Gly – Pro – Ile
Beta-casomorphin 7
PepsinPancreatic elastaseLeucine amino peptidase
Elastase
X= Pro in beta-casein A2His in beta-casein A1
Figure 1.3: Diagram showing the amino acid sequence of A1 and A2 beta casein and how beta
casomorphin-7 is released from the A1 variant. Taken and adapted from (Kamiński et al., 2007).
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BCM-7,with homology in five of seven amino acids (differing amino acids at positions four
and five) (Wada et al., 2015). BCM-7 has been the focus of much research due to its ability to
act on opioid receptors found in the body and consequently eliciting a wide range of health
effects (see ul Haq et al., 2014).
1.3 The Influence of BCM-7 on Health and Behaviour
BCM-7 was first isolated as a peptide having morphine-like activity in 1979 (Brantl, 1984). It
contains the N-terminal amino acid sequence Tyr-Pro-Phe-Pro which possesses preferential μ
opioid receptor (MOPr) agonist activity (Brantl, 1984; Sun et al., 1999) and moderate potency
compared to morphine. Furthermore BCM-7 was shown to exhibit a low affinity for δ opioid
(DOPr) and almost no affinity for Ƙ-opioid receptors (KOPr) (see Section 1.4.1)
(Teschemacher et al. 1997). These pharmacodynamic characteristics of BCM-7 were
elucidated alongside other BCMs in studies using radioligand binding assays and in isolated
organ preparations from the guinea pig ileum or from the mouse vas deferens, which are
typically used test systems for MOPr and DOPr activities, respectively. In general, these studies
showed that human BCM-7 was 3-30 times less potent than bovine BCM-7, and 300-600 times
less potent than morphine (Human BCM-7 IC50 = 29.00 µmol/l, Bovine BCM-7 IC50 = 5.14
µmol/l, Normorphine = 0.05 µmol/l )(Koch et al.,1985).
As an opioid receptor ligand, BCM-7 can be expected to act as other opioids, i.e. to bind to
opioid receptors and elicit effects in all cells or tissues in which opioid receptors are known to
be expressed (Smotherman et al., 1992). The first physiological effects of BCMs take place in
the gastrointestinal tract. Indeed it has been shown that BCMs bind to opioid receptors found
in the luminal side of the gut and can affect gastrointestinal functions such as absorption,
secretion and gut motility (Mahè et al., 1989). Daniel et al., (1990) have shown that
casomorphins inhibit intestinal motility in isolated segments of rat ileum (Daniel et al., 1990).
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Rats fed casein rich suspensions took longer in gastric emptying and gastrointestinal transit
time than rats given a whey protein suspension (Daniel et al., 1990). These effects were found
to be reversed when the opioid antagonist naloxone was administered, implicating the role of
MOP receptors in eliciting these effects. Furthermore, Barnett et al., (2014) showed that
feeding rodent’s milk containing A1 beta casein resulted in significantly delayed
gastrointestinal transit time compared with milk containing the A2 beta casein variant. Again,
this delay could be eliminated by the administration of opioid blocker naloxone suggesting a
MOPr mediated effect. This group also demonstrated a 40% up regulation of the enzyme DPP4
in the jejunum of A1- relative to A2 fed rodents (Barnett et al., 2014) suggesting BCM-7 in
mediating these gastrointestinal effects, as it is known BCM-7 is a substrate for DPP4. BCM-
7 has also been shown to induce a strong release of gastrointestinal mucin secretion in rat
jejunum through the activation of µ-opioid receptors (Zoghbi et al., 2006).
Based on findings from Kost et al., (2009) who reported detecting substances with
immunoreactivity to human BCM-7 in blood plasma of 3 month old breast fed infants. It is
feasible to suggest BCM-7 can be transferred intact from the luminal side to the blood side of
the gut where it can be transported to tissues and organs and can elicit further opioid mediated
biological and physiological responses. Furthermore, bovine BCM-7 immunoreactive material
has been detected in the plasma of new born calves following milk intake (Umbach et al.,
1985), and in new-born but not adult dogs (Singh et al., 1989). The absorption of large
macromolecules such as BCMs from the GI to the blood seems to only occur in the case of
immature neonatal mucosa (Weaver, 1992; Sun et al., 2003). New born mammals are known
to have leaky guts as they need to be able to pass large molecules through the gut wall enabling
them to absorb nutrients from mother’s milk (Zanardo et al., 2001). This could explain why
BCM-7 is detected in new born infants and other mammals but not in adults, and also suggests
infants may be exposed to higher levels of BCMs. In line with this, patients with “leaky gut”
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syndrome have been shown to have high levels of BCM-7 in their urine compared to
individuals with normal gut walls (Mulloy et al., 2010).
Once in the blood, it has been suggested that BCM-7 can act as a causative agent in
cardiovascular disease, type 1 diabetes, sudden infant death syndrome as well as autism and
schizophrenia (see minireview by Lister et al., 2015).
1.3.1 Cardiovascular Effects
The connection between beta casein A1 consumption and heart disease was first drawn
following epidemiological studies. McLachlan (2001)noted a strong connection between milk
consumption and coronary heart disease (CHD) mortality across countries (McLachlan, 2001)
and from comparisons of the levels of antibodies to milk protein in cases of CHD and non-
affected controls (Davies et al., 1969). Later Elliott et al., (1999) published an epidemiological
study concluding that A1 beta casein was significantly and positively correlated with CHD in
20 affluent countries over a 20 year period (Elliott et al., 1999). Supporting the early
epidemiological work was the observation that casein in comparison to other milk proteins is
a potentiator of heart disease or related conditions such as hypercholesterolemia, in rabbits
(Terpstra et al., 1981) and monkeys (Barth et al., 1984). However this work did not identify
which variants of milk caseins are atherogenic. A rabbit feeding study later showed a causative
link between A1 consumption and the development and progression of arterial lesions (Tailford
et al., 2003). The proposed mechanism underlying the atherogenic properties of A1 beta casein
stem from findings that the bioactive peptide BCM-7 released from A1 beta casein has been
shown to catalyse the oxidation of low density lipoproteins (LDL) (Torreilles et al., 1995). The
uptake of oxidised LDL by endothelium bound macrophages has been widely implicated in the
pathogenesis of atherosclerosis (Torreilles et al., 1995). Studies have also shown that cow’s
milk infant formula fed infants raised antibodies to oxidised LDL at ten times the rate of infants
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who were breast fed , highlighting a difference in the atherogenic properties of bovine BCM-7
compared to human BCM-7 (Steinerová et al., 1999).
1.3.2 Diabetes
Type 1 insulin dependent diabetes mellitus (IDDM) also known as childhood onset diabetes is
an autoimmune disease affecting approximately 0.2 to 0.6% of the population of developed
countries (see Chia et al., 2017). This form of diabetes is thought to result from an interaction
of several genetic and environmental factors that activate immune cells capable of destroying
the insulin-producing beta cells in the pancreatic islets. One of the environmental factors
implicated in diabetes pathogenesis is exposure to certain types of food including cow’s milk.
Studies have shown a strong correlation between early exposure to cow’s milk and the
incidence of IDDM (Scott, 1990; Virtanen et al., 1998; Muntoni et al., 2000). Elliot et al.,
(1997) were amongst the first to demonstrate milk protein induced diabetes via an opioid
receptor mediated mechanism. Non-obese diabetic mice were fed a basal diet supplemented
with either A1 or A2 beta casein. 47% of mice fed A1 beta casein diet developed autoimmune
diabetes while mice fed A2 beta casein did not develop the disease. Co-administration of the
opioid receptor antagonist naloxone attenuated the effects of A1 beta casein diet, suggesting
the diabetogenic effects of the A1 beta casein diet were at least partly mediated via opioid
receptors (Elliott et al., 1998). Two years later an association between the incidence of IDDM
in children younger than 14 years of age and the consumption of beta caseinA1 was reported
(Elliott et al., 1998; McLachlan, 2001). In addition a group in Iceland compared the incidence
of type 1 diabetes across five Nordic countries with measured levels of a number of milk
protein variants and concluded that beta casein variant A1 and not other milk proteins
examined, may contribute to observed variation in the diabetogenicity of cow’s milk
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(Thorsdottir et al., 2000). It was proposed that the diabetogenic effect of A1 beta casein was
attributable to the release of BCM-7 during digestion (Elliott et al., 1998).
Different mechanisms underlying the diabetogenic effect of BCM-7 have been suggested, with
the immune system being a strong candidate (Chia et al., 2017). In humans, Padberg et al.,
(1999) reported that the ratio of A1 to A2 beta casein antibodies was higher in those with type
1 diabetes than in controls. Indeed BCM-7 has been shown to influence the function of immune
cells, for example two in vitro studies have shown BCM-7 alters lymphocyte proliferation via
an opioid-dependent pathway (Elitsur et al., 1991; Kayser et al., 1996). The first of these
studies showed suppressive effects of BCM-7 on lymphocyte proliferation at all concentrations
tested while the second study showed suppressive effects at low BCM-7 doses and stimulatory
effects at higher doses. However the full physiological relevance of the immunomodulatory
effects of BCM-7 in animals and humans requires further investigation.
Other proposed mechanisms for the pathogenesis of type 1 diabetes consider BCM-7
interacting with the intestinal microbiota, increasing mucosal barrier permeability and
intestinal immune response (Vaarala et al., 2008). Gut permeability abnormalities increase the
risk of intestinal immune system exposure to dietary antigens such as proteins and peptides
resulting in an altered immune activation and intestinal inflammation (Vaarala, 2008). Indeed
studies in rats have shown the intestine is highly permeable before the onset of type 1 diabetes.
(Neu et al., 2005). Intestinal myeloperoxidase activity are also higher in diabetes prone rats
compared to control highlighting a concomitant early intestinal inflammatory response (Neu et
al., 2005). This is notable because inflammatory mediators can compromise epithelial barrier
function and further effect gut permeability. Indeed, elevated intestinal myeloperoxidase
activity is reported in rodents fed A1 compared with A2 beta casein (Barnett et al., 2014).
Suggesting BCM-7 may indeed mediate its diabetogenic effects via the immune system.
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It has also been shown in rats that A1 beta casein stimulates the production of the enzyme
DPP4 in the jejunum (Barnett et al., 2014). It is known that DPP4 degrades the gut incretin
hormones rapidly (Drucker 2006); in humans incretin hormones modulate insulin and glucose
metabolism (Holst et al., 2004). DPP4 inhibitors are now widely used in the management of
type 2 diabetes due to their effects on incretin hormones. It is therefore likely that BCM-7
induced up regulation of DPP4 could result in increased degradation of incretin hormones resulting
in altered metabolism of insulin and glucose and thus contribute to the development of diabetes.
1.3.3 Neurological disorders
A growing body of literature has linked diet/nutrition to the development of neurological
disorders (for a review see Liu et al., 2015) . Beta casein variant A1 and its bioactive breakdown
product BCM-7 have been shown to aggravate some neurological disorders. Autism Spectrum
Disorder (ASD) is a neurodevelopmental disorder characterized by abnormalities in social
interaction, communication skills and restrictive repetitive behaviours (Cieslinska et al., 2015).
The prevalence of ASD is estimated from 60 to 70 per 10,000 (Fombonne, 2009) and its
aetiology remains unknown. However there are strong links to a variety of genetic factors
(Hallmayer et al., 2011; Buie, 2013). The recent increase in prevalence of ASD suggests other
factors are contributory including dietary factors (Buie, 2013; Cieslinska et al., 2015). In recent
years, researchers have focused on the role of the opioid system in ASD and the “opioid excess”
theory was developed. Many authors have reported that autistic children, and in some cases
their mothers, displayed elevated levels of both endogenous opioid peptides and exogenous
opioid peptides such as BCMs in serum, urine, immune cells and the cerebrospinal fluid
(Cazzullo et al., 1999; Tordjman et al., 2009; Sokolov et al., 2014). Researchers have strongly
suggested that severity of autistic symptoms are correlated with the concentration of BCM-7
in the urine (Sokolov et al., 2014). The opioid theory of autism has been further supported by
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pharmacological studies which have demonstrated that the opioid receptor antagonist naloxone
can improve the clinical symptoms of autism (Leboyer et al., 1993). According to this theory,
genetic predisposition and/or early exposure to environmental stressors may lead to functional
alterations in the gut, reduced proteolytic activity and the increased permeability of the gut
mucosa. These factors, possibly in combination with low levels of circulating peptidases and
increased blood-brain barrier (BBB) permeability, may cause hyperpeptidemia and
accumulation of opioid peptides such as BCM7 in the blood and the brain. Thus, chronically
elevated levels of exorphins in the brain may directly modulate the opioid and other
neurotransmitter systems, leading to the development of ASD (Whiteley et al., 2002). Indeed,
studies have demonstrated the presence of human or bovine BCM-7 in the blood of infants that
were breast fed or received cow’s milk based infant formulas respectively (Kost et al., 2009).
Out of these children those who displayed delayed psychomotor development expressed higher
levels of bovine BCM-7 than children with normal psychomotor development, whereas the
presence of human BCM-7 correlated with normal psychomotor development (Kost et al.,
2009). This study suggests an association between the levels of circulating bovine BCM-7 and
impaired early child development, setting the stage for autistic disorders. Furthermore, a
number of studies have reported that autistic children on a gluten-free casein free diet displayed
improved autistic symptoms, including improved gastrointestinal symptoms, concentration and
attention as reported by their parents (Lange et al. 2015), suggesting casein and its bioactive
breakdown products do indeed play a role in the exasperation of autistic like symptoms.
Similarly, Dohan (1966) proposed a hypothesis for schizophrenia pathogenesis that stressed an
interaction between genetic and dietary factors (Dohan, 1966). It was suggested that a dietary
overload of food exoprhins derived from casein and also gluten may produce schizophrenia-
like symptoms through their action on opioid receptors in certain genetically susceptible
individuals (Zioudrou et al., 1979). Indeed, peptides with opioid activity were detected in the
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urine (Hole et al., 1979) and plasma (Schmauss et al., 1985) of patients with schizophrenia.
These peptides were found to induce prolonged behavioural abnormalities following
intracerebroventricular (i.c.v) injection into rats (Schmauss et al., 1985). Furthermore, BCM-7
injections in rats have been shown to cause other dramatic behavioural changes (Sun et al.,
1999). BCM-7 is capable of crossing the blood brain barrier and was shown to cause
“explosive” behaviour, which entailed violent running and jumping. This was followed by
withdrawn behaviour and eventually led to a state of complete inactivity (Sun et al.,
1999).These types of behaviours are often associated with mental disorders such as
schizophrenia and autism (Sun et al., 1999).
As with autism, gluten free casein free diets have been reported to improve the symptoms of
schizophrenia (Singh et al., 1976; Okusaga et al., 2013). The underlying mechanism of benefit
for such diets in improving neurological disorders remains unclear. However, recently an
epigenetic mechanism for the beneficial effects of these diets has been proposed, as it is known
epigenetic programming during early postnatal development can influence lifelong disease risk
(Bale et al., 2010; Reynolds et al., 2012) and can be modulated by nutritional factors especially
factors effecting DNA methylation.
DNA methylation is an important methylation reaction involving the addition of a methyl group
to DNA and is a major factor for epigenetic changes in gene expression (see Trivedi et al.,
2014). Emerging evidence from biochemical investigations indicate that systemic oxidative
stress also plays a strong role in ASD (Frustaci et al., 2012) and schizophrenia (Yao et al.,
2006) associated with significantly lower levels of the antioxidant glutathione (GSH) whose
synthesis is limited by cysteine availability. Brain GSH levels are reported to be decreased in
both autism (Melnyk et al., 2012) and schizophrenia (Do et al., 2000) strongly supporting the
proposal that a deficit in GSH might contribute to neurodevelopmental disorders.
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Oxidative stress and DNA methylation changes are metabolically coupled via the
transsulfuration pathway. DNA methylation is carried out by a class of enzymes called DNA
methyltransferases, which depend on the level of S-adenosylmethionine (SAM) (Trivedi et al.,
2014) , which in turn are dependent on the action of the enzyme methionine synthase (MS) and
the redox status of the cell (Hondorp et al., 2004). SAM acts as a methyl donor for over 200
methylation reactions and is then converted to S-adenosylhomocystine (SAH) an inhibitor of
methylation reactions. In recent studies abnormal DNA methylation patterns have been
reported in schizophrenia (Jakovcevski et al., 2012; Nishioka et al., 2012) and ASD (Schanen,
2006).
Indeed, it has been shown that human and bovine BCM-7 decreases excitatory amino acid
transporter 3 (EAAT3) mediated cysteine uptake in cultured human neuronal and
gastrointestinal epithelial cells via a MOPr mediated mechanism (Trivedi et al., 2014). An
inhibition of cysteine uptake was observed following treatment of these two cell types with
either human or bovine BCM-7 for 30 mins in a concentration dependent manner with bovine
BCM-7 showing more potency in reducing cysteine uptake compared to human BCM-7. This
decrease in cysteine uptake was associated with changes in intracellular antioxidant GSH and
also the methyl donor SAM, which plays an important role in DNA methylation and subsequent
gene expression (Trivedi et al., 2014). Indeed Trivedi et al., (2014) also reported both human
and bovine BCM-7 increased genome-wide DNA methylation with a potency order similar to
their inhibition of cysteine uptake, i.e. bovine BCM-7 induced a higher increase in DNA
methylation compared to human BCM-7. At the transcriptional level, human BCM-7
significantly increased expression of nine genes including EAAT3. In contrast bovine BCM-7
decreased expression of the same nine genes assessed (Trivedi et al., 2014) . Taken together,
this study illustrates the potential of both bovine and human BCM-7 to exert antioxidant and
epigenetic changes that may be particularly important during postnatal development.
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Furthermore, the differences in the antioxidant and epigenetic effects of human versus bovine
BCM-7 may contribute to the developmental differences observed between breastfed and
formula-fed infants (Kost et al., 2009a).
There is also strong evidence to suggest that opioid peptides in milk alter responses to stress.
For example, acute administration of BCM-7 was found to reduces maternal separation distress
responses in chicks (Panksepp et al., 1984). In contrast, it was found that chronic administration
of BCM-7 during development impairs the development of behavioural responses to stressful
stimuli (Panksepp et al., 1984). Furthermore, BCMs have been shown to cause analgesia, apnea
as well as changes in the sleep of neonatal rats (Kamiński et al., 2007). Naloxone pre-treatment
was found to reverse these effects, suggesting a MOPr mediated effect. These effects have been
shown by intracerebral, intraperitoneal and intraventicular injections (Sun et al., 1999).
1.4 The Effect of Weaning and Milk Rich Diets on Brain
Neurochemistry
1.4.1 The Opioid system
The discovery of the endogenous opioid system stems from the use of opium extracted from
the poppy seed (Papaver somniferum), which has powerful pain reliving properties as well as
a euphoric effect. Morphine, named after the Greek god Morpheus, was isolated from opium
in 1806 and remains the most widely used painkiller in contemporary medicine today. The
existence of opioid binding sites in the brain was established in 1973 and were later MOPr,
DOPr and KOPr. Since then the opioid system has been extensively explored and has proven
to be an important neurotransmitter system critically implicated in the control of mood,
motivation and pain. The opioid system also regulates numerous physiological functions,
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including responses to stress, respiration, gastrointestinal transit, as well as endocrine and
immune functions (for an extensive review on the opioid system see Bodnar, 2016).
Soon after the discovery of the opioid receptors, a series of endogenous ligands were also
discovered. Three pro-hormone precursors provide the parent compounds from which these
endogenous ligands are derived. Preproenkephalin (PENK) is cleaved to form met-enkephalin
and leu-enkephalin which bind to DOP receptors. Dynorphin A and Dynorphin B are derived
from preprodynorphin (PDYN) and are agonists for KOP receptor. Prepro-opioimelanocortin
(POMC) is the parent compound for beta endorphin, an agonist at the MOP receptor, although
beta endorphin is capable of displaying agonist activity at all three classical opioid receptors
(McDonald et al., 2005; Corbett et al., 2009). In addition to beta endorphins, POMC precursor
also encodes non-opioid peptides, namely adrenocorticotropic hormone (ACTH), α-
melanocyte-stimulating hormone (α—MSH) and β-lipotropic pituitary hormone (β-LPH) (see
Bodnar 2016) All opioid peptides, both endogenous and exogenous, such as BCM-7, share a
common NH2-terminal Tyr-Gly-Gly-Phe signature sequence which allows them to interact
with opioid receptors (see Table 1.6). The genes encoding all three opioid receptors have been
successfully cloned (MOR-1 DOR-1 and KOPr-1, as well as the gene for the non-opioid
orphaninFQ/nocieptin receptor which is considered to be a non-opioid branch of the opioid
receptor family). All opioid receptors were found to display a topology characteristic of G-
protein coupled receptors (Corbett et al., 2009), and found to have a high homology with their
genomic organisation being virtually identical (Kieffer et al., 2002).
Opioid receptors and peptides are broadly expressed in different densities within the central
nervous system and, to a lesser extent, throughout the periphery, occupying sites within the vas
deferens, knee joint, gastrointestinal tract, heart and immune system, amongst others (Wittert
et al.,1996). In the brain, opioid receptors are expressed primarily in the cortex, limbic system
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and brain stem. Binding sites for the three receptors overlap in most structures, but some
structure exhibit higher expression of one receptor more than others (see Le Merrer et al.,
2009). The highest MOP receptor densities are found in the amygdala (not including the central
nucleus of the amygdala), thalamus, caudate putamen, neocortex, nucleus accumbens,
amygdala, interpeduncular complex, and inferior and superior colliculi (Mansour et al., 1987).
Moderate densities of MOPr are found in the periaqueductal gray and raphe nuclei (Hawkins
et al., 1988). These brain regions have well-established roles in pain and analgesia. Other
physiological functions shown to be mediated by MOPr include respiratory and cardiovascular
functions, intestinal transit, feeding, emotional regulation, reward, thermoregulation, hormone
secretion and immune functions (Dhawan et al., 1996).
DOPr receptor distribution is more restricted compared to MOPr, with a prominent gradient of
receptor density from high levels in forebrain regions to relatively low levels in the most hind
brain regions. The highest densities of DOPr in the mouse/rat are found in the olfactory tract
(olfactory bulbs, anterior olfactory nucleus, TU, medial amygdala), neocortex, caudate
putamen, nucleus accumbens and amygdala (Mansour et al., 1987) and also highly expressed
in the striatum. In the spinal cord DOPr are present in the dorsal horn where they play a role in
mediating the analgesic effects of DOPr agonists. The functional roles of DOPr are less clearly
established compared to MOPr, however in addition to analgesia, DOPr may have a role in
gastrointestinal motility, mood and behaviour as well as in cardiovascular regulation
(Reinscheid et al., 1995).
KOPr are located predominantly in seven brain regions that are part of the stress axis (including
the claustrum, paraventricular hypothalamus, arcuate nucleus, supraoptic nucleus and pituitary)
and have also been implicated in the regulation of nociception, diuresis, feeding,
neuroendocrine and immune system functions (Dhawan et al., 1996).
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Precursor Peptide Sequence Receptor affinity
Prepro-
Opioimelanocortin
Unknown
Pro-enkephalin
Pro-dynorphin
MOPr + DOPr
MOPr
DOPr
KOPr
β-endorphin
Endomorphin-1
Endomorphin-2
[Met5]Enkephalin
[Leu5]Enkephalin
Dynorphin A
Dynorphin B
α-neomorphin
β-neomorphin
Tyr-Gly-Gly-Phe-Met-Thr-Ser-Glu-Lys-Ser-Gln-Thr-Pro-Leu-Val-Thr-LeuPhe-Lys-Asn-Ala-Ile-Ile-Lys-Asn-Ala-Tyr-Lys-Lys-Gly-Glu
Tyr-Pro-Trp-Phe-NH2
Tyr-Pro-Phe–Phe-NH2
Tyr-Gly-Gly-Phe-Met
Tyr-Gly-Gly-Phe-Leu
Tyr-Gly-Gly-Phe-Leu-Arg-Arg-Ile-Arg-Pro-Lys-Trp-Asp-Asn-Gln
Tyr-Gly-Gly-Phe-Leu-Arg-Arg-Gln-Phe-Lys-Val-Val-Thr
Tyr-Gly-Gly-Phe-Leu-Arg-Lys-Tyr-Pro-Lys
Tyr-Gly-Gly-Phe-Leu-Arg-Lys-Tyr-Pro
Table 1.6: Table summarising precursors, sequences and affinity of endogenous opioid peptides.
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1.4.2 Role of the Opioid System in Emotional Regulation
The role of the opioid system in emotional regulation has been elucidated using both
pharmacological knock-out (KO) studies and selective opioid receptor drugs (for an extensive
review see Lutz and Kieffer, 2013). Constitutive KO mice for MOPr, DOPr and KOPr were
created almost two decades ago (see Kieffer and Gavériaux-Ruff, 2002) and characterized for
mood states amongst other characteristics. In KO mice lacking all three opioid receptors, no
obvious developmental defects were evident and all mice were fertile (see Kieffer and
Gavériaux-Ruff, 2002). This suggests that the opioid system is not crucial for development, at
least when animals are raised under home cage conditions. This produced the notion that the
opioid system is primarily recruited under challenging situations (see Kieffer and Gavériaux-
Ruff, 2002).
Data from MOPr KO mice are in agreement that this receptor represents a key molecular
component in reward processing of both natural stimuli and drugs of abuse (see Lutz and
Kieffer, 2013). MOPr agonists have been shown to have strong rewarding properties, which is
likely to be linked to the well-known antidepressant effect of opioids (Tenore, 2008). However,
two studies reported both decreased anxiety and depressive-like behaviour in MOR KO mice,
indicating that the MOPr play a paradoxical depressant role in regulating emotional responses
(Filliol et al., 2000; Yoo et al., 2004). MOPr-mediated mechanisms of mood control are
therefore complex and may relate back to the pharmacology of opioid receptors (see Lutz and
Kieffer, 2013).
Genetic deletion of DOPr has been reported to result in a significant and consistent increase
in anxiety and depressive-like behaviours (Filliol et al., 2000), a phenotype also partly seen in
PENK KO mice (König et al., 1996). Further studies have confirmed that the endogenous
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activity of enkhephalin/DOR system positively modulates mood states (Pradhan et al., 2011).
Unlike DOPr KO mice, KOPr KO mice did not differ from controls in behavioural models of
depressive-like behaviours (Filliol et al., 2000). However, it is now well known KOPr receptor
activity is initiated by stressors such as repeated forced swim and may play a role in stress-
induced psychopathology (Knoll et al., 2010). Taken together, these studies indicate that MOPr
DOPr and KOPr play highly distinct roles in regulating emotional responses.
Studies using selective MOPr DOPr and KOPr drugs have confirmed the differential roles of
opioid receptors in emotional regulation. The antidepressant activity of DOPr agonists is well
documented (Naidu et al., 2007; Javelot et al., 2010; Saitoh et al., 2011; Yang et al., 2011)
consistent with the increased depressive like behaviour seen in DOPr KO mice. Similar to
DOPr but less well documented acute pharmacological activation of MOPr reduces depressive-
like behaviour in some behavioural models of depression (Tejedor-Real et al., 1995; Rojas-
Corrales et al., 2004; Yang et al., 2011) but not all (Zhang et al., 2006). Studies reporting the
antidepressant like effect of MOPr agonists are in apparent contradiction with the decrease in
depressive like behaviour seen in MOPr KO mice, further confirming the paradoxical role of
MOPr in mood regulation. Systemic administration of KOPr drugs also produced mood altering
effects in classical models of depressive-like behaviours. KOPr agonists showed depressive-
like behaviour while antagonists were associated with antidepressant-like behaviours (Mague
et al., 2003; Beardsley et al., 2005). In summary, DOPr agonists and KOPr antagonists have
antidepressant-like effects, in contrast data from MOPr investigations appear more complex.
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1.4.3 Opioid Receptor Development
Opioid receptors have been shown to have a marked differential development in the rat. The
development of the opioid system has been extensively studied using selective ligands for each
receptor subtype (see McDowell and Kitchen, 1987). MOPr were found to be present at birth
in rat forebrain, and after an initial decline in concentration during the first few days they
undergo a subsequent rapid increase (Spain et al., 1985). The number of MOPr sites continues
to rise during the first week after birth, with the most pronounced rate of increase in their levels
occurs during the second and third postnatal weeks. A similar pattern of MOPr development
is seen in the striatum. Unlike MOPr, DOPr are present in only very low levels, if at all during
the first postnatal week. The DOPr protein in the brain is not detectable before birth (McDowell
et al., 1986) and the expression of the DOPr gene is delayed (Leslie et al., 1998). From the
second through the fourth week a near linear increase in their concentration occurs with 75%
of the total DOPr population developing by the normal age of weaning at day 21 (McDowell
et al., 1986), which correlates well with the rise in MOPr sites (Spain et al., 1985; McDowell
and Kitchen, 1987). The development of KOPr differs slightly in that these receptors can be
found in the forebrain and hindbrain regions from birth, whereupon hindbrain levels rise
substantially. After postnatal day 14 the density of forebrain KOPr increases and hindbrain
levels decline. Indeed, the second postnatal week appears to be of high importance for the rat
brain maturation as the development of dopaminergic and cholinergic receptors are also
increasing at this time (Spain et al., 1985).
From studies carried out in human brains it is clear that the temporal aspects of the development
of the opioid receptors observed in rats is mirrored in human brain ontogenesis. MOPr and
KOPr were both found to be present and develop during gestation, whilst DOPr are not
detectable up to birth (Magnan et al., 1989). Considering that the opioid system shows marked
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postnatal development in both man and rodent, it is possible that environmental early life
influences may be very important developmental determinants for this system. As milk is the
main source of nutrition during early postnatal development, and both human and bovine milk
have been shown to release opioid peptides upon digestion, manipulations to weaning time or
periods of exposure to milk in early life could possibly effect the normal development of the
opioid system as well as other developing neurochemical systems.
1.4.4 Role of Weaning in Opioid Receptor Development
The development of the opioid system has been shown to be vulnerable to changes when the
process of weaning is delayed at least in the rat (Muhammad et al., 1993; Goody et al., 2001).
A study carried out by Muhammad et al., (1993) was the first to demonstrate that weaning rat
pups from their mothers was a critical process in regulating the postnatal development of δ-
opioid receptors (Muhammad et al., 1993). Animals left with their mothers after the normal
age of weaning at day 21, showed delayed development of DOP receptor mediated Stress-
induced antinociception (SIA) (Muhammad et al., 1993).
Stress-induced analgesia in man or SIA in experimental animals, are adaptive physiological
responses that can be provoked by a number of different stressors including immobilisation,
cold, electroshock and swimming. Depending on the environmental stimuli, it can be divided
into opioid mediated and non-opioid mediated types (Bodnar, 1990). Swimming-SIA is
particularly useful as it can differentiate between opioid and non-opioid forms by varying the
duration and temperature of the swim session. It has been shown that the opioid receptor
subtype which mediates the opioid form of SIA differs in the neonate in comparison to the
adult (Jackson et al., 1989; Kitchen et al., 1990). Studies using Naloxone (MOPr antagonist)
and the DOPr selective antagonist ICI 174864 and naltrindole have shown that SIA is mediated
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by μ-receptors in 20-day old rat pups, but by day 25 it is predominantly δ- sites which mediate
this behaviour (Muhammad et al., 1993). It was then shown that weaning plays a critical role
in this transition. Muhammad et al., (1993) showed this by testing for SIA responses in
normally weaned (PND21) and delayed weaned pups (PND25). To ensure that opioid SIA is
induced, rats were forced to swim for 3 minutes and then tested for SIA responses by the tail
immersion test on PND25. The results showed SIA to be partially reversed following pre-
treatment with the δ-selective antagonist naltrindole in pups weaned at PND21, which indicates
an active DOPr component. However, pups housed with their mother until PND25 and then
tested continued to exhibit MOPr mediated swim SIA, which was insensitive to naltrindole
(Muhammad et al., 1993). Therefore the delay of weaning is able to halt the MOPr to DOPr
transition. When the delayed weaned pups were tested again at day 30, naltrindole was able to
reversed swim SIA indicating that the DOP receptors were now mediating this response
(Muhammad et al., 1993).
The role of weaning on DOPr development has been further implicated by receptor binding
studies analysing the number of labelled DOPr sites in the weaned and delayed weaned rats
(Kitchen et al., 1995a). In this study, rats were weaned on PND21 or delayed weaned on
PND25 before being killed on PND25 (therefore considered non-weaned) (Kitchen et al.,
1995). Using the DOPr agonist, [H3] [D-Ala2 ] deltorphin I (DELT I), it was found that levels
of binding were significantly higher in weaned rats compared to their non-weaned/ delayed
weaned counter parts. This difference in binding was localized to the deep layers of the frontal
parietal cortex and the pontine nucleus (Kitchen et al., 1995). However, in-situ hybridization
experiments showed no difference in DOPr mRNA density in the regions in which binding
differences were observed between the two groups (Kitchen et al., 1995). These discrepancies
might indicate the existence of different delta receptor subtypes expressed in those regions,
which were not recognized by the cRNA probe used for the in-situ hyberdization. Also it is
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possible that a subpopulation of delta receptors is coupled to another G-protein in those regions
forming heterodimers and that weaning stimulates this coupling process which is then
recognized by DELT 1. In either case, it is evident that the weaning stimulates the development
of a subpopulation of DOPr. Taken together with the results from the SIA experiments it is
clear that delaying weaning influences the development of the opioid system by preventing the
MOPr to DOPr switch, and preventing the development of the final 25% of DOPr in the brain.
Furthermore, a study by the same group went on to address whether loss of suckling, stress due
to maternal removal or loss of a nutritional component is the crucial determinant of weaning-
induced activation of DOPr (Goody et al., 2001). By measuring the δ-receptor component in
SIA responses, in animals provided with lactating and non-lactating surrogate mothers it was
demonstrated that a nutritional component rather than maternal presence is the critical factor
in this transition (Goody et al., 2001).
1.4.5 Role of Milk Caseins in Opioid Receptor Development
Following on from the set of experiments carried out by Goody et al., (2001) (see Section
1.4.4) the group then went on to investigate the possible mechanisms underlying the delayed
development of DOPr mediated by weaning time. It was hypothesised that this delay could be
caused either by a continuation of suckling/continued consumption of milk casein, or continual
maternal presence, both of which are associated with delayed weaning (Goody et al., 2001).To
determine the exact cause, the following groups were established and measured for the DOPr
component in SIA responses: Weaned on PND21, delayed weaned on PND25 with either their
own mother, a lactating surrogate mother or replacement with a non-lactating surrogate mother
on PND21, and finally three groups in which the dams were removed on PND21 and replaced
with either casein rich, casein spiked or casein free milk substitutes. The results showed that
replacement with a non-lactating surrogate until PND25 did not delay the development of
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DOPr, as antagonism of SIA by naltrindole was still present as seen in rats normally weaned
on PND 21 (Goody and Kitchen, 2001). Therefore this indicated that the cause of the delayed
DOPr development was not due to a continuation of suckling behaviour by the pups, which
would have still occurred at the non-lactating nipple, indicating a nutritional component from
maternal milk. Indeed, this was demonstrated with the group provided with a casein-free milk
substitute. This group showed SIA was antagonised by naltrindole administration,
demonstrating that DOPr had developed normally. In contrast the groups provided with casein-
rich and casein spiked milk substitutes did not show reversal of SIA upon naltrindole
administration, hence indicating that DOPr development had been delayed (Goody et al.,
2001).
In summary, the results of the casein containing diets mirrored the results of the groups which
were delayed weaned with either their own mother or a lactating surrogate. Naltrindole was not
able to antagonise SIA in these groups, indicating that DOPr development was hindered
(Goody et al., 2001). In contrast, the results from the groups provided with casein-free diet,
mirrored the results of the group normally weaned on PND21 and the group that was housed
with a non-lactating surrogate until PND25. Naltrindole was able to antagonise SIA in these
groups, indicating that DOPr development occurred normally (Goody and Kitchen, 2001).
These findings strongly implicate milk casein in influencing the development of the opioid
system with focus on the DOPr. Although the mechanism underlying this effect is unknown,
some suggestions have been made including the involvement of the gut-brain axis (see Section
1.5).
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1.4.6 The Oxytocin System
The neuropeptide oxytocin (OT) was first discovered in 1906 when it was observed that
extracts from human posterior pituitary gland were able to induce uterus contractions in a
pregnant cat. The name oxy, derives from the Greek words “ωκνξ τoκoxξ,” meaning “swift
birth” (Romano et al., 2016). OT is a 9 amino-acid neuropeptide which is synthesised in the
brain and in the periphery (Gimpl et al., 2001) and plays a key role in the modulation of
emotional and social behaviours (see Neumann and Landgraf, 2012). In the brain, the
hypothalamic-neurohypophysical system represents the major OT neurosecretory system and
consists of the paraventricular (PVN) and supraoptic (SON) nuclei (Gimpl et al., 2001). Within
the PVN, two populations of OT neurons have been identified: “magnocellular” and
“parvocellular” neurons. OT is mainly synthesised in the magnocellular neurons of the PVN
and SON (Gimpl et al., 2001). Oxytocinergic magnocellular neurons terminate in the posterior
lobe of the pituitary gland amongst other regions of the brain. Once activated, magnocellular
oxytocinergic neurons release OT from the nerve terminals to the posterior pituitary from
which OT is then released into the blood steam to elicit its effects on organs expressing OT
receptors (OTr) (Gimpl et al., 2001).
The OTr belongs to the G-protein coupled receptor family with seven transmembrane domains
(Kimura et al., 1992). OTr have been identified in several brain regions as well as peripheral
organs. In the rat CNS, OTr are located in several regions including the olfactory system,
cortex, thalamus, basal ganglia, ventromedial region of the hypothalamus, central amygdala,
brain stem and spinal cord (Gimpl et al., 2001). Interestingly the expression density of OTr has
been shown to change according to age. Tribollet et al., (1989) have shown that in male and
female rats the distribution and number of OT binding sites undergo changes during
development. From PND5 to PND16, the distribution of binding sites remained essentially
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unchanged but differed significantly from that characteristic distribution seen in an adult. The
change-over from the "infant pattern" to the "adult pattern" was reported to occur during two
critical periods: the first change took place between PND16 and PND22, a time corresponding
to the pre-weaning period; the second change occurred after PND35 and thus coincided with
the onset of puberty. During the first transition period, binding was reduced or disappeared in
several areas intensely labelled at earlier stages, in particular, in the cingulate cortex and the
dorsal hippocampus. At the same time, binding sites appeared in the ventral hippocampus. At
puberty, high densities of OT binding sites appeared in the ventromedial hypothalamic nucleus
and the olfactory tubercle (Tribollet et al., 1989). Thus like the opioid system, the OT system
appears to also have a differential ontogenic pattern that may be susceptible to insult from
environmental stimuli during development. Indeed environmental stimuli (Bales et al., 2012)
and experiences during early development such as social, maternal care and stress are known
to shape the OT system possibly through epigenetic modification of the OTR (Carter, 2003;
Bales et al., 2011).
1.4.7 Role of the Oxytocin System in Emotional Regulation
OT is currently attracting considerable scientific attention as a result of its CNS functions. OT
regulates a variety of behaviours including maternal care and aggression, pair bonding, sexual
behaviour as well as anxiety-related behaviours and stress coping (for a review see Romano
et al., 2016).The role of OT in regulating these behaviours makes this neurotransmitter system
of the brain a promising target for treatment of numerous psychiatric illnesses such as anxiety
disorders and depression (Romano et al., 2016).
The synthesis and release of OT within the brain was found to be driven by anxiogenic, stressful
and notably social (both positive and negative) stimuli (Landgraf et al., 2004; Neumann, 2008).
For example, exposure of male rats to novelty, forced swimming, or social defeat rapidly
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increases OT release into blood but also within the PVN and/or SON and in other limbic brain
regions, such as the central amygdala or septum (Engelmann et al., 2004; Neumann, 2007).
Similarly, increased OT release into blood (Neumann et al., 2001) and within the PVN and
central amygdala (Bosch et al., 2004) has also been found in female rats exposed to
psychosocial stress (maternal defeat by an aggressive lactating resident dam).
Once released in the brain regions involved in stress and anxiety regulation, OT exerts
anxiolytic effects and modulates neuronal functions related to physiological stress responses,
mainly at the level of the PVN and amygdala. Indeed pharmacological intervention studies
have shown that acute or chronic central administration of synthetic OT exerts an anxiolytic
effect both in female and in male rats and in mice (Ring et al., 2006; Blume et al., 2008). In
order to elucidate the role of the endogenous brain OT in regulation of anxiety like behaviour
in more detail, OTr antagonists were used to block these receptors, specifically within the
central amygdala (Neumann, 2002). However, the effects of antagonist administration on
anxiety were only observed in pregnant or lactating but not virgin female or male rats
(Neumann et al., 2000; Lonstein, 2007). This indicates that endogenous OT does not seem to
play a major role in the maintenance of a basal level of anxiety, but rather comes into play
during psychosocial or physiological activation of the system as seen in periparteum period in
females (Neumann et al., 2000; Lonstein, 2007). Behavioural data from transgenic mice
lacking OT provide further support for the anxiolytic importance of brain OT in anxiety
regulation, as female knockout mice show greater anxiety-related behaviour than their wildtype
counterparts on the elevated plus maze (Amico et al., 2004).
Due to the high degree of comorbidity between anxiety and depression disorders, common
mediators are likely to underlie both conditions. Indeed, in addition to its anxiolytic effect,
synthetic OT administration was shown to shift stress-coping in rodents towards a more active
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coping style, after either central or peripheral administration indicating anti-depressive like
effects (for a review see Neumann and Slattery, 2016). Furthermore there is also preclinical
and clinical evidence that OT may also contribute to the improvement of other depression-
related symptoms including sexual dysfunction, sleep disturbances and anhedonia (Slattery et
al., 2010).
Given the importance of the oxytocinergic system in emotional regulation, combined with
evidence that this system shows developmental changes, it is likely weaning age or duration of
exposure to milk proteins may result in changes to the normal development of the oxytocinergic
system, thus impacting emotional behaviour.
1.4.8 The Role of Weaning on Oxytocin Receptor development
Recent evidence suggests that weaning can influence OTr levels in the ventromedial
hypothalamus which is likely to be involved in emotional behavioural regulation during early
postnatal development. Curley et al., (2009) has shown that duration of mother-pup interaction
during early postnatal development influences the expression of behaviour as well as OTrs in
mice (Curley et al., 2009). Similarly, Farshim et al., (2016) have shown that weaning rat pups
from their mothers on PND25 as opposed to the normal age of weaning (PND21) resulted in
depressive-like behaviour as shown by the forced swim test (FST). Furthermore this study
demonstrated that weaning influences stress-induced modulation of OTr density in delayed
weaned rat pups, suggesting that weaning time affects the central oxytocinergic system when
delayed weaned animals are exposed to stress. These changes in OTr density were observed in
the basal medial and basal lateral amygdala (Farshim et al., 2016), regions involved in
emotional processing (LeDoux, 2000). The stress from the forced swim test induced a marked
down-regulation of OTrs in weaned rats which was absent in non-weaned rats (Farshim et al.,
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2016). There is evidence to suggest that the high degree of plasticity in the OTr system may
constitute a protective adaptive coping mechanism in response to various insults (e.g. stress) to
shift brain function and behaviour (Neumann et al., 2012). Therefore given the key role of OT
in the amygdala in modulating mood, it is possible that changes in the oxytocinergic stress
responses induced by weaning may represent a homeostatic stress-coping mechanism that is
found to be absent in animals that are delayed weaned. The mechanism underlying these effects
remains unclear and could possibly be linked to prolonged exposure to milk caseins.
1.4.9 The Role of Weaning on other CNS Systems
In both humans and rodents, neurotransmitter systems implicated in modulation of emotive
behaviours, such as serotonin (5-hydroxytryptamine: 5-HT), dopamine (DA) and corticotropin-
releasing factor (CRF), do not mature fully until early to late adolescences (Andersen, 2003;
Vazquez et al., 2006; Lukkes, 2009). Therefore, like the opioid and oxytocinergic systems, it
is possible that normal development of neurochemical systems involved in regulation of stress
responses, mood and anxiety states during adulthood are susceptible to disruptions by early life
factors such as prolonged exposure to milk beyond the normal age of weaning. Moreover,
clinical and preclinical studies suggest that perturbations to these neurochemical systems
during early-life appear to have long-lasting consequences on emotional behaviours in rodents
and mental health in humans (Gutman et al., 2003; Nemeroff, 2004).
Indeed studies have shown that weaning age does affect the development of the above
mentioned neurotransmitter systems. Serotonin, a monoamine neurotransmitter of the
mesolimbic system mediates its effects through at least 13 distinct G protein-coupled receptors.
5-HT receptors are separated into seven major classes (5-HT1 – 5-HT7), which were subdivided
further based on structural and operational features (Hoyer et al., 1994). It was reported that
mice weaned early on PND14 displayed increased aggression and shown to express reduced
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levels of 5-HT1B but not 5-HT1A receptor mRNA in the hippocampus in comparison to mice
weaned on PND21 (Nakamura et al., 2008). Furthermore, mice weaned on PND16 reported
lower brain weights but higher myelin basic protein in brain extracts (Kikusui et al., 2007)
compared to mice weaned on PND30. This suggests that early weaning decreases myelin
formation and increases anxiety like behaviour (Nakamura et al., 2008).
Like serotonin, dopamine is a monoaminergic neurotransmitter of the mesolimbic system and
is involved in many reward related behaviours as well as being implicated in number of
neuropsychiatric and neurodegenerative diseases (Grace, 2016). DA carries out its effects by
binding to five distinct G-protein coupled receptors including D1A-D-D5. Early studies carried
out by Sharman et al., (1982) investigated the impact of weaning time on the monoaminergic
DA system. It was reported that piglets weaned early exhibited stereotyped belly-nosing
behaviour which was shown to be associated with reductions in the metabolism of DA in the
regions of the brain receiving DAergic inputs (Sharman et al., 1982; Mann et al., 1983). To
date no other studies have been published showing a direct link between the DAergic system
and weaning time.
Finally, CRF is a neurotransmitter involved in integrating multiple components of stress
responses via the hypothalamic-pituitary-adrenal (HPA) axis. The HPA axis is a major part of
the neuroendocrine system and is a set of feedback interactions which occur between the
hypothalamus, pituitary gland and the adrenal glands (see Hostinar et al.,2014). Systemic
stressors can act directly on pituitary cells and result in the release of CRF as well as ACTH,
which then stimulates the release of glucocorticoids with corticosterone being released in
rodents and cortisol released in humans (see Lightman, 2008) from the adrenal glands. The
release of glucocorticoids or corticosterone are the final effectors of the HPA axis. They also
act as the terminators of stress responses via a negative feed-back loop, binding to
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glucocorticoid receptors found in the hypothalamus and pituitary gland (Pratt, 1989).
Variations in weaning patterns have been shown to be associated with altered responses to
stress as well as modifications of the HPA axis (Cook, 1999). In a study carried out by Kikusui
et al (2006) male mice weaned on PND14 showed higher expression of glucocorticoid receptor
mRNA expression in the hippocampus compared to mice weaned on PND21 (Kikusui et al.,
2006) . They also reported higher levels of corticosterone in male mice weaned on PND14
compared to animals weaned normally on PND21, with early weaned animals also exhibiting
increased anxiety-behaviour in the elevated plus maze test, which is shown to be linked to
higher levels of corticosterone secretion than mice weaned on PND21 (Kikusui et al., 2006).
Taken together, this evidence indicates that disruptions to the age of weaning can affect the
development of a number of neurotransmitter systems in the brain and alter behaviour.
However these studies have not clearly indicated whether the observed changes are due to
maternal deprivation at different time points or due to nutritional changes which occur with
weaning. As a result further investigation is required into whether alterations to weaning age
result in these behavioural changes due to alterations to periods of milk protein exposure in
early postnatal life.
1.5 The gut-Brain Axis
One of the proposed mechanisms by which weaning age or period of exposure to milk rich
diets in early postnatal life influence brain neurochemistry and ultimately behaviour, is via the
gut-brain axis. Communication between the gut and the brain, which is regarded as the gut-
brain axis is a well-known bidirectional neurohumoral communication system. There is
growing evidence linking the gut microbiota with brain function and behaviour. The high co-
morbidity between stress related psychiatric symptoms such as anxiety, with GI disorders
including irritable bowel syndrome (IBS) and inflammatory bowel disorder (IBD) is strong
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evidence of a gut-brain axis. The reciprocal impact of the gastrointestinal tract on brain function
has been recognized since the middle of the 19th century through the pioneering work of Claude
Bernard and Ivan Pavlov amongst a few others (for a review see Cryan and Dinan, 2012). They
were amongst the first to emphasize the primacy of brain processing in the modulation of gut
function. It is now known that the gut-brain axis provides a bidirectional homeostatic route of
communication that uses neural, hormonal and immunological routes and that dysfunction of
this axis can have pathophysiological consequences (Grenham et al., 2011; Mayer, 2011).
There is also growing realization that the bi-directional communication between the digestive
tract and the brain plays a key role in maintaining brain health and stress responses. An
increasing number of studies using Germ free (GF) animals or antibiotic or probiotic
administration have highlighted the involvement of the gut microbiota in the gut-brain axis.
1.5.1 Gut microbiota
The gut microbiota consists of a complex mixture of microorganisms that inhabit the
mammalian GI tract, most of which reside in the distal gut. In humans, the distal gut contains
10 14 – 10 15 bacteria, that is, there are 10-100 times more bacteria in the gut than eukaryotic
cells in the human body (Gill et al., 2006). Furthermore, it is estimated that the gut microbiome
has in excess of 1000 species and 7000 strains, at the genomic level, the global human gene
complement is outnumbered by a factor of at least 100 when compared to the gut microbiome
(Cryan et al., 2013). The genes in the combined genomes of these bacteria are known
collectively as the intestinal microbiome.
Over the past several years, substantial advances have been made in the ability to assess the
microbiota composition. Recently developed molecular and metagenomic tools combined with
culture-based approaches have allowed for a better understanding of the structure and function
of the microbial gut community. Several bacterial phyla are represented in the gut. The two
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most prominent phyla in the human microbiota are Firmicutes and Bacteroides, accounting for
at least 70-75% of the microbiome (Eckburg et al., 2005). Proteobacteria, Actinobacteria,
Fusobacteria, and Verrucomicrobia are also present but in reduced numbers (Eckburg et al.,
2005). It is becoming clearer how the diversity and distribution of these prominent phyla
contribute to health and disease. There seems to be a balance that confers health benefits, while
an alteration in beneficial bacteria can negatively influence the well-being of an individual
(Grenham et al., 2011).
The composition of the gut microbiota is highly host-specific and evolves throughout the
lifetime. The initial colonization of the gut was believed to be a strictly postnatal event.
However, recent studies characterizing the microbiota of meconium and fecal samples obtained
from preterm babies during the first three weeks of life, found Firmicutes was the main phylum
detected in the meconium and Proteobacteria was abundant in the feces (Rodríguez et al.,
2015). Following birth, the human intestine is rapidly colonized by an array of microbes. The
factors known to influence colonization during this period include, mode of delivery (vaginal
birth vs. assisted delivery), diet (Breast milk vs. formula milk), sanitation and antibiotic
treatment (Rodríguez et al., 2015) (see Figure 1.4). The first colonizers after birth, facultative
anaerobes, create a new environment that promotes the colonization of strict anaerobes such as
Bacteroides, Clostridium, and Bifidobacterium spp. The intestinal microbiota of a new born is
characterized by low diversity and a relative dominance of the phyla Proteobacteria and
Actinobacteria. The third stage of microbial colonization begins once weaning and introduction
of solid food commences (Mackie et al., 1999), with the microbiota becoming more diverse
and the emergence and dominance of Firmicutes and Bacteroidetes occurring (Eckburg et al.,
2005; Qin et al., 2010; Bäckhed, 2011). By the end of the first year of life, infants possess an
individually distinct microbial profile, converging toward the characteristic microbiota of an
adult. By 2-5 years of age, the microbiota fully resembles that of an adult in terms of
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composition and diversity (Koenig et al., 2011; Yatsunenko et al., 2012). Therefore, the first 3
years of life represent a critical period when the intestinal microbiota, a vital asset for health
and neurodevelopment (Borre et al., 2014) is established and its alteration during this period has
the potential to profoundly affect host health and development (Figure 1.4).
Microbial colonization in rat pups has been less comprehensively studied compared to the
ecosystem in human infants; however the principle colonization of intestinal microflora in
rodents resembles that in humans (Umesaki et al., 2000). As with humans, the neonatal rat
microbiota is far less diverse compared to the mothers, but continues to become more complex
as time from birth increases. Bacterial groups favoured by mother’s milk such as Lactobacilli
and Bifidobacteria are the first to colonize the neonatal small intestine. After weaning,
anaerobic bacteria, such as Bacteroidaceae and Lactobacilli, become the dominant microbes.
Pregnancy Birth Infancy Adult
Maternal MicrobiotaHealthy status
Lifestyle Antibiotic
Geographical locationFamily Environment
Breastfeeding vsFormula
Diet Lifestyle
Window Of Opportunity for Microbial Modulation
Vaginal vs. C-section GeneticsComplementary foodDuration of lactation
Living environmentMedication
Short and Long Term Health Effects
Figure 1.4: Factors influencing the infant gut microbiota development, as well as the adult
microbiota. The first 3 years of life represent the most critical period for modulation of the gut
microbiota by environmental factors such as diet. Taken and adapted from (Rodríguez et al., 2015).
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Inoue and Ushida, (2003) investigated the development of the rat intestinal microbiota from
PND18- 40. The authors showed that the main changes occur at the time of weaning, i.e.
PND21-22 with significant increase in the number of bacteria belonging to the phyla of
Firmicutes (Inoue et al., 2003).
As shown in Figure 1.4, one of the factors influencing the composition of the gut microbiome
in early postnatal life is diet. Therefore, it is possible that age of weaning and period of exposure
to milk proteins in infancy may result in changes to the gut microbial signature. Indeed Farshim
et al., (2016) have shown that delay weaning rat pups on PND25 resulted in significantly lower
Clostridium histolyticum bacterial groups compared to animals weaned normally on PND21.
Furthermore PND25 weaned pups exhibited a marked increase in this bacterial group following
exposure to the FST (Farshim et al., 2016). This study indicates that weaning age does indeed
influence the composition of the gut microbiota. Moreover, milk caseins have been shown to
have numerous interactions with bacteria throughout the GI tract. These interactions have been
shown to be either direct or indirect (Miller et al., 1990). For example the production of β-
lactamase by Enterobactercloacae spp is enhanced by casein. This results in more rapid
fermentation of carbohydrate to organic acids which then decrease the intraluminal pH of the
gut. This effect has been proposed as an important component in the initiation of neonatal
inflammatory bowel disease (Miller et al., 1990). Therefore prolonged exposure to milk caseins
in early postnatal life could result in changes to the gut microbiota through its effects on luminal
pH.
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1.5.2 Gut Microbiota Metabolism
The Gut microbiome is involved in a variety of different essential functions which aid the host
to remain healthy. It is involved in direct chemical communication through signalling pathways
which connect many organs and tissues around the body including the brain (Cryan et al., 2011;
Nicholson et al., 2012). The microbial richness and diversity found in the gut encodes unique
metabolic functions that are absent from the host providing a metabolic extension to the
relatively limited host genome (see Ottman et al., 2012). This includes the capacity for the
metabolism of chemicals derived from endogenous mammalian metabolism, nutrients and
other xenobiotics. Products of microbial metabolism act as signalling molecules and can in turn
influence the host’s own metabolism (Tremaroli et al., 2012). These small molecule
messengers include bile acids, biogenic amines, products of choline degradation and short
chain fatty acids (SCFAs).
Signalling molecules are generated by GI bacteria in a number of ways, for example proteins
from the diet may be catabolized by microbial proteinases and peptidases in cooperation with
host proteinases (Hollister et al., 2014). The generation of free amino acids by protein
catabolism in the stomach and small intestine provide substrates for luminal conversion of
amino acids. These amino acids can be converted by decarboxylation reactions and catalyzed
by the GI bacteria to form different signalling molecules (Hollister et al., 2014). As an example,
L-histidine can be converted to the biogenic amine, histamine, by histidine decarboxylases
produced by GI bacteria. Histamine can suppress production of inflammatory cytokines by
signalling through the histamine receptors (Thomas et al., 2012). Other examples of
microbiome-mediated amino acid decarboxylation include the conversion of glutamate to g-
aminobutyric acid, tyrosine to tyramine, and phenylalanine to b-phenylethylamine (Hollister et
al., 2014). Bacterial genes also encode glutamate decarboxylases, which can generate the
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neurotransmitter and potential immunomodulin g-aminobutyric acid in the intestine (De Biase
et al., 2012). Furthermore, complex carbohydrates such as dietary fibre can be digested and
subsequently fermented in the colon by gut microorganisms into SCFAs such as n-butyrate,
acetate and propionate. These metabolites not only act as energy sources for epithelial cells,
but have been shown to control colonic gene expression and metabolic regulation, for example
MacFabe et al., (2011) have reported that SCFAs regulate the function of the enzyme, histone
deacetylase and have neuroactive properties which can stimulate the sympathetic nervous
system and may modulate rodent social behaviour via these mechanisms (MacFabe et al.,
2011).
In addition to the generation of small signalling molecules, bacteria can produce antimicrobial
peptides which confer resilience or resistance to infection by enteric pathogens (Kamada et al.,
2013). The production of antimicrobial compounds by the GI microbiome might therefore
prevent expansion of enteric pathogens or indigenous pathobionts. The generation of
antimicrobial peptides, immunomodulatory compounds, and neurotransmitters by the
microbiome could affect the performance of the mucosal immune system and enteric nervous
system, and may therefore modulate general health, mood and behaviour of the host via these
mechanisms.
Metabolic profiling of biofluids, such as urine, plasma or faecal water, using high-resolution
spectroscopy methods is an effective tool for measuring metabolites from both microbial and
mammalian origin (see Section 1.6). When this technique is used in conjunction with animal
models of varying gut microbial states, this systems biology approach can be used to study the
metabolic cross-talk between the host and its gut microbiota and provide insight into the
biochemical influence of the gut microbiome on gut, liver and brain metabolism and
functioning.
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1.5.3 Bidirectional Gut-Brain Axis
The idea of a bidirectional communication between the gut and the CNS has long been
recognized. More recently, this gut-brain axis has been extended to include contents of the
intestinal lumen and is now referred to as “microbiota-gut-brain axis’, highlighting the
increasingly appreciated importance of the bacteria in this communication (Luczynski et al.,
2016).
The microbiota-gut- brain axis consists of a bidirectional communication network that
monitors and integrates gut functions and links them to cognitive and emotional centres of the
brain. A number of potential mechanisms have been suggested by which microbiota can affect
brain function and consequently behaviour. One of the prime proposed mechanisms is via the
immune system, which has been shown to shape the composition of the gut microbiota, and
the microbiota in turn shapes the immune system (Dantzer et al., 2008). Some rodent infection
studies using subclinical doses of pathogenic bacteria have indicated that immune system
activation is not always necessary in causing changes in brain neurochemistry and behaviour
(Lyte et al., 2006). While other studies have shown clear evidence of the importance of an
intact and normally functioning immune system in gut-brain communication (El Aidy et al.,
2015). Another potential communication pathway is via the vagus nerve. The vagus nerve
regulates several organ functions including gut motility (Cryan et al., 2012). Approximately
80% of the nerves fibres are sensory, conveying information about the state of the body’s
organs to the CNS. Numerous studies have shown the effect of gut-microbiota on brain function
to be dependent on vagal activation (Goehler et al., 2008; Bravo et al., 2011; Bercik et al.,
2011), while others have found evidence of vagal independence, as vagotomy failed to
influence the effect of antimicrobial (ATM) treatment on brain function (Bercik et al., 2010).
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The endocrine system too plays an important role in the ability of bacteria to alter brain function
(Lyte et al., 2006). Many studies have demonstrated changes in endocrine signalling in models
of intestinal dysbiosis (Sudo et al., 2004; Bercik et al., 2014) and also the ability to alter
intestinal microbial contents following stress (De Palma et al., 2015; Golubeva et al., 2015).
For example studies that have used maternal separation models have shown that neonatal stress
leads to long-term changes in the composition and diversity of the gut microbiota (Cryan et al.,
2011). In addition to altering the gut microbiota composition, chronic stress is known to
increase the permeability of the intestinal barrier, making it “leaky” and subsequently give
bacteria the opportunity to translocate the intestinal mucosa and directly access both immune
and neuronal cells of the enteric nervous system (Gareau et al., 2011). Other possible
mechanisms of communication include microbial metabolites some of which have neuroactive
properties (Thomas et al., 2012). Figure 1.5 illustrates the main mechanisms and pathways
involved in the bidirectional microbiota-gut-brain axis communication.
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Hypothalamus
Pituitary
CRF
ACTH
Adrenals
Cortisol
Gut microbiota
Immunecells
Vagus nerve
Mood, Cognition,emotions
SCFAs
EntericMuscles
CirculationCytokines
Intestinal Lumen
Neurotransmitters
Tryptophan metabolism
Figure 1.5: Potential pathways involved in the bidirectional communication between the gut
microbiota and the brain. Taken and adapted from (Cryan and Dinan 2012).
A number of direct and indirect pathways exist through which the gut microbiota can interact with the
gut-brain axis. They include endocrine (cortisol), immune (cytokines) and neural (vagus nerve and
enteric nervous system) pathways. The brain is speculated to use these same pathways to influence the
composition of the gut microbiome. For example, under stress conditions the hypothalamus-pituitary-
adrenal axis regulates cortisol secretion, in turn cortisol can affect immune cells (including cytokine
secretion) both act locally in the gut and systemically. Cortisol can also alter both the permeability of
the gut and barrier function, and change gut microbiota composition. Conversely, the gut microbiota
and probiotic agents can alter the levels of circulating cytokines, and this can have a significant effect
on brain function. The vagus nerve is strongly implicated in relaying the influence of the gut microbiota
to the brain. Moreover, short-chain fatty acids (SCFAs) are neuroactive bacterial metabolites derived
from dietary fibres that can also modulate brain and behaviour.
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1.5.4 Gut-Brain Axis and Emotional Behaviour
Alterations in the bidirectional brain-gut microbiota interactions are believed to play a role in
the pathogenesis of behavioural disorders. There is accumulating evidence from rodent
behavioural studies to suggest that manipulation of the gut microbiota results in altered
behavioural responses. Several experimental approaches have been used to alter the gut
microbiota, including antibiotics, probiotics, faecal microbial transplantation, infection with
pathogenic bacteria and Germ Free (GF) animal models. Table 1.7 provides a detailed
summary of the behavioural findings generated by experiments using these approaches to alter
the gut microbiota.
When viewed together, the reported evidence in Table 1.7 indicate that rodent behavioural
responses are impacted when the bacterial status of the gut is manipulated. Depressive-episodes
are associated with dysregulation of the HPA axis. As discussed in Section 1.4.9, the HPA
axis is the principle endocrine pathway, and activation of this system takes place in response
to a variety of physical and psychological stressors. A direct link between microbiota and HPA
reactivity is evident from the reported literature. The pioneering work of Sudo et al., (2004) in
this field was the first to demonstrate mild stress induced an exaggerated release of
corticosterone and ACTH in GF mice when compared to specific pathogen free (SPF) mice
(Sudo et al., 2004). Recent work has reproduced these findings (Crumeyrolle-Arias et al.,
2014). While several independent laboratories have reported adult GF mice display a reduced
HPA response to stress (Heijtz et al., 2011; Neufeld et al., 2011; Arseneault-Bréard et al., 2012;
Clarke et al., 2013). It is important to note that work studying the role of microbiota in
behaviour has been conducted in several mouse strains including inbred Balb/C, outbred Swiss
Webster, NMR1 and AKR mice. Genetic differences across strains also have an influence on
behaviour which may explain these discrepancies. Similarly, the use of antimicrobials to
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significantly reduce the microbial number and diversity in healthy adult mice has also been
shown to result in decreased anxiety like behaviour (Verdú et al., 2006).
Interestingly, it has been demonstrated that reconstitution of microbiota in GF mice in early
life using microbiota obtained from specific pathogen free (SPF) mice results in
normalisation/reversal of stress responses (Heijtz et al., 2011; Clarke et al., 2013). By contrast,
conventionalisation of GF mice in adulthood failed to reverse anxiety like behaviour (Neufeld
et al., 2011). These data suggest that there is a critical window during development where
microbiota influence development of the CNS branches related to stress-related behaviours.
Furthermore, colonisation studies have demonstrated that behavioural phenotypes associated
with distinct strains of mice can be transferred to another animal via the gut microbiota. For
example when GF male Swiss Webster mice were colonised with microbiota from SPF Balb/C
mice, an increased anxiety-like phenotype was observed, reflecting the behavioural phenotype
that is common in SPF Balb/C mice (Bercik et al., 2011). In the reverse experiment, GF Balb/C
mice that received microbiota from SPF Swiss Webster mice showed a reduction in anxiety
like behaviour, similar to that observed in SPF Swiss Webster mice.
The studies reported in Table 1.7 show an increase in anxiety-like behaviour is observed as a
result of infection/infestation with pathogens (Heijtz et al., 2011; K. M. Neufeld et al., 2011;
Clarke et al., 2013). Furthermore, oral administration of probiotics in animals with normal gut
microbiota was found to have a positive impact on reducing basal or induced anxiety-like
behaviour (Desbonnet et al., 2008; Bravo et al., 2011; P Bercik et al., 2011) as well as
depressive like behaviours (Bravo et al., 2011; Arseneault-Bréard et al., 2012).
In contrast to the emergence of a rich and robust pre-clinical literature on the effects of
microbiota manipulation on behaviour, limited information is available from human studies. A
randomized, placebo-controlled study of healthy men and woman reported consumption of
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probiotics containing lactobacillus and Bifidobacterium improved psychological distress and
anxiety compared to those taking a matched control product (Messaoudi et al., 2011). Thus
these findings demonstrate that intestinal bacteria could be used as potential therapeutic targets
in mood and anxiety disorders due to their well-documented effects on modulation of emotional
behaviour.
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Species (Gender) Method Neurochemical changes Behavioural outcomes Reference
Germ Free versus SPF mice
Female Swiss-
Webster mice
Behaviour tested using
locomotor activity. EPM.
Serum corticosterone
levels and gene expression
levels measured.
In GF mice: Increased levels of corticosterone.
Decreased NMDA subunit NR2B mRNA expression in
central amygdala. Decreased BDNF expression in dentate
gyrus layer of hippocampus
Decreased anxiety-like
behaviour. No change
in locomotion
Male and female
Swiss-Webster
mice
Behaviour tested
using the LD
In GF mice: Increased concentrations of 5-hydoxytryptamine
and 5-hydroxyindoleacetic acid in the hippocampus. Increased
concentrations of serotonin precursor in males. Decreased
BDNF levels in hippocampus
Decreased anxiety-like
behaviour
Male NMR1 mice Behaviour tested
using OF, LD and
EPM
No neurochemical changes reported Decreased anxiety-like
behaviour. Increased
motor activity
Male Swiss
Webster mice
Behaviour tested using OF
and social interaction.
BDNF levels in amygdala
measured
A significant reduction in the mRNA levels of BDNF
were found in the amygdala of GF compared to SPF mice Decreased anxiety-like
behaviour and increased
social interaction
Female SPF F344
rats Behaviour tested using
OF, social interaction.
Serum corticosterone.
(CRF) concentrations
measured
In GF: Displayed Increased CRF mRNA in
hypothalamus. Decreased GR mRNA expression in
hippocampus. Decreased dopaminergic turnover rate in
hippocampus, frontal cortex and striatum. Increased CRF
levels after the open field stress test
Increased anxiety like-
behaviour and reactivity
to stress and reduced
social interaction due to
absence of gut
microbiota in F344
Neufeld et al., 2011;
Clarke et al.,
2013;
Heijtz et al., 2011;
Arseneault-
Bréard et al.,
2012;
Crumeyrolle-
Arias et al., 2014;
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Species (Gender) Method Neurochemical changes Behavioural outcomes Reference
n Re-colonisation of microbiota in GF mice
Female Swiss
Webster mice LD. No reported neurochemical changes
No change in anxiety
like behaviour
Male NMR1 mice GF mice were conventionalised
in early life using microbiota
obtained from SPF mice.
Behaviour tested using OF, LD,
EPM, locomotor activity and
compared to SPF and GF mice.
No reported neurochemical changes
Conventionalisation of
GF in early life
normalised anxiety and
motor activity
Male Swiss
Webster mice GF mice were colonised at 3
weeks of age and allowed to
grow to adulthood. They were
then assessed for anxiety using
LD
No reported neurochemical changes
Conventionalisation of
GF mice reversed
anxiety like behaviour
Female Swiss
Webster mice
GF mice were colonised at 10
weeks of age. Assessed for
anxiety like behaviour using
EPM.
No reported neurochemical changes
Conventionalisation of GF
mice reversed anxiety like
behaviour
Gareau et al.,
2011;
Heijtz et al.,
2011;
Clarke et al.,
2013;
Neufeld et al.,
2011;
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Species (Gender) Method Neurochemical changes Behavioural outcomes Reference
n Antibiotics
Effect of Infection
Male BALB/c
and Swiss
Webster
Gf Swiss Webster BALB/c mice were
colonized by gavaging fresh cecal
contents from adult SPF BALB/c or
Swiss Webster mice. Behaviour tested
using step-down test.
Colonisation of GF swiss mice with
Balb/C microbiota increased anxiety
like behaviour compared to SPF swiss
mice. In contrast GF BALB/c mice
colonized with swiss microbiota
reduced anxiety like behaviour
Male BALB/c
mice (SPF)
Balb/c mice received mixture of
non-absorbable ATMS (neomycin,
bacitracin and pimaricin). Behaviour
tested using step-down and LD.
BDNF levels measured in
hippocampus and amygdala
BDNF levels were significantly higher in
the hippocapmus and lower in the
amydgala in ATM mice compared to
control mice.
Decreased anxiety like
behaviour and Increased
exploratory behaviour
Male CF-1 mice
CF-1 mice were orally treated with
C.Jejuni or C. rodentium or saline
solution for controls. Behaviour tested
using holeboard. and OF. The protein
c-Fos was measured as an activation
marker in the brain.
c-Fos expression detected in brain regions
associated with anxiety like behaviour
including amygdala.
Increased anxiety like
behaviour caused by
pathogenic bacteria
No reported neurochemical changes
Bercik et al.,
2011;
Verdú et al.,
2006;
Lyte et al., 2006;
Goehler et al.,
2008;
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Species (Gender) Method Neurochemical changes Behavioural outcomes Reference
n
Influence of Probiotics
Male Balb/c AKR
mice
AKR mice were injected
with parasite Trichuris
muris. Behaviour tested
using LD and step-down
test. BDNF levels in the
brain were measured
Colonisation of GF swiss mice
with Balb/C microbiota
increased anxiety like behaviour
compared to SPF swiss mice. In
contrast GF BALB/c mice
colonized with swiss microbiota
reduced anxiety like behaviour
Male AKR mice Mice with Chronic DSS
colitis. Treated with
B.Longum NCC3001 on the
3rd cycle of DSS. Behaviour
tested using the Step-down
and LD.
Increased anxiety like
behaviour caused by
DSS-induced gut
inflammation
Male AKR mice Mice with Chronic DSS colitis.
Treated with B.Longum
NCC3001 on the 3rd cycle of
DSS. Behaviour tested using the
Step-down and LD. brain.
No reported neurochemical changes
Increased anxiety like
behaviour following
colitis, which was
normalised by B.longum
NCC3001 treatment
Lower levels of BDNF mRNA were found in the
hippocampus of T muris infected mice compared with
controls
No reported neurochemical changes
Bercik et al.,
2010;
Bercik et al.,
2011;
Bercik et al.,
2011b;
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Species (Gender) Method Neurochemical changes Behavioural outcomes Reference
Male Balb/c
AKR mice
AKR mice were injected with
parasite Trichuris muris, then
treated with probiotic
Bifidobacterium Longum.
Behaviour tested using LD
and step-down test. BDNF
levels in the brain were
measured
Treatment of T muris–infected mice with B longum:
normalised BDNF levels Increased anxiety like
behaviour caused by
parasite infection was
reversed by B longum
treatment
Male Sprague-
Dawley rats
Rats underwent MS, followed
by Administration of
B.infantis. Behaviour was
testing using FST.
Measurement of cytokine
concentrations in whole blood
samples, monoamine levels in
brains and peripheral HPA
axis indicators
MS rats displayed decreased NA content in the brain,
increased peripheral IL-6 release, and increased amygdala
CRF mRNA levels. Treatment with B.infantis resulted in
normalization of the immune response and restoration of basal
NA concentrations in the brainstem
MS mice showed increased
depressive-like behaviour.
Treatment with B.infantis
reversed depressive like
behaviour.
Male BALB/c mice Gavage with
L.rhamnosus (JB-1)
or without bacteria.
Anxiety and
depressive
behaviour tested
using SIH. EPM
and FST
Treatment with L.rhamnosus (JB-1) increased GABA (B1b) mRNA
cingulate and prelimbic cortex. Decreased GABA (B1b) mRNA
expression in hippocampus, amygdala and locus coeruleus
Increased ABA (Aα2) in hippocampus. Decreased GABA (Aα2)
mRNA expression in prefrontal cortex and amygdala.
Decreased anxiety and
depression like
behaviour
Bercik et al.,
2010;
Desbonnet et
al., 2008;
Bravo et al.,
2011;
Table 1.7: Key findings related to the impact of gut microbiota on behaviour. Abbreviations: ATM, antimicrobials; CON: conventionalised; CRF,
corticotrophin-releasing factor; CR, glucocorticoid receptor; 5-HT1A, 5-hydroxytryptamine 1A;EPM, elevated plus maze; DSS, dextran sodium sulphate; FST,
forced swim test; GF, germ free; GR, glucocorticoid receptor; LD, light-dark box; MS, maternal separation; NA, noradrenaline; OF, open field; SIH, stress
induced hyperthermia; SPF, specific pathogen free
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1.5.5 Gut-Brain Axis and Neurochemistry
As discussed in Section 1.5.4, recent studies have clearly demonstrated that the gut microbiota
influences behaviour. The molecular and neurochemical correlates of these effects remain to
be fully eluded, however the microbiome has been shown to influence neurotransmission,
neuorotropic factors and formation of the BBB.
There is ample evidence to show that a number of neurotransmitter systems are influenced via
the microbiome-gut-brain axis. The neurotransmitter serotonin (5-hydroxytryptamine)
regulates mood, appetite, sleep and cognition (see section 1.4.9). Although it is principally
known for its role in the CNS, approximately 95% of the body’s serotonin is found in the GI
system, where it mediates pain perception, gut secretion and motility (Ridaura et al., 2015).
Tryptophan is both an essential amino acid and a precursor for serotonin. GF mice have been
shown to have elevated levels of plasma tryptophan compared with controls (Clarke et al.,
2013). Increased hippocampal levels of serotonin are also found in male, but not female GF
mice. Importantly, colonization with bacteria post weaning normalises tryptophan availability
but not hippocampal serotonin levels (Clarke et al., 2013). Together these findings indicate
that the microbiota affects serotonergic signalling in the CNS, perhaps by altering peripheral
tryptophan availability. Enteric nervous system (ENS) serotonergic levels are also affected by
microbial metabolites such as SCFAs (Reigstad et al., 2015), since circulating serotonin levels
are largely derived from GI sources, this agrees with studies showing lower serum levels of
serotonin in GF animals (Ridaura et al., 2015).
Gamma-aminobutyric acid (GABA) is the main inhibitory neurotransmitter in the CNS and the
dysfunction of GABAergic signalling has been linked to anxiety and depression (O’Leary et
al., 2014). It has been shown that Lactobacillus spp. and Bidobacterium spp. are capable of
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metabolising glutamate to produce GABA in culture (Higuchi et al., 1997; Barrett et al., 2012).
Moreover, it has also been shown that provision of the probiotic, L. rhamnosus to mice, causes
reductions in anxiety- and depressive-like phenotypes, as well as inducing region specific
alterations in GABA (1b) mRNA in the brain, with increases being observed in cortical regions
(cingulate and prelimbic) and concomitant reductions in the expression in the hippocampus,
and amygdala, when compared to control fed mice (Bravo et al., 2011). Mice lacking the
GABA (1b) receptor isoform have been shown to be more resilient to both early-life stress and
chronic psychosocial stress in adulthood (O’Leary et al., 2014). These observations suggest
that gut microbes can indeed influence brain neurotransmitter levels.
Moreover, BDNF promotes the growth and development of new neurones and the survival of
existing neurones (Park et al., 2012). Altered levels of BDNF in the CNS are well known to be
associated with mood disorders in humans (Autry et al., 2012). As illustrated in Table 1.7,
microbiota influences BDNF expression in the CNS, for example in GF mice, BDNF
expression is lower in the cortex and amygdala compared with controls, these animals also
displayed increased anxiety-like behaviour (Heijtz et al., 2011). In the hippocampus, the
changes in BDNF levels documented are inconsistent. Studies report an increase in BDNF
levels in GF mice which have displayed reduced anxiety-like behaviour (Neufeld et al., 2011),
while others report a decrease in expression (Sudo et al., 2004; Gareau et al., 2011; Heijtz et
al., 2011; Clarke et al., 2013).Taken together these studies suggest gut microbes influence brain
BDNF levels.
Moreover, recent evidence suggests the gut microbiota may influence the development of the
BBB. The BBB filters the passage of water-soluble molecules from the blood to the brain. It is
formed early in foetal life to protect the foetus against harmful toxins and bacteria during the
sensitive period of brain development (Abbott et al., 2012). Braniste et al., (2014) examined
BBB development and function in GF mice. In foetal mice from SPF dams, the BBB prevents
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the penetration of labelled immunoflobulin, however the BBB of foetal mice from GF dams
allows the immunoglobulin to diffuse into the brain. As adults, the BBB of GF mice continues
to be more permeable than that of their SPF counterparts (Braniste et al., 2014). It is proposed
that these changes in barrier function are due to tight junction abnormalities. Indeed, tight
junction protein expression is reduced in both foetal and adult GF mice. Moreover, tight
junctions in the brains of GF mice appear diffused and disorganised. Subsequent colonization
of adult GF mice with microbiota from SPF mice successfully reduced BBB permeability and
increased tight junction protein expression (Braniste et al., 2014). The effects of colonization
on BBB permeability is likely mediated by SCFAs or other metabolites produced by gut
bacteria. This study highlights the importance of the microbiota in BBB development;
increased diffusion of molecules into the developing brain could affect brain neurochemistry
and underlie the behavioural profiles of animals with altered gut microbiome status.
Altogether these studies highlight the role of the gut microbiota in modulating bodily
homeostasis and emotional behaviour. An area of growing interests in recent years concerns
the metabolic capability of the gut microbiota and ways by which their metabolic activity
influences mammalian metabolic pathways. Some metabolites released by the gut bacteria have
been implicated in disease states and mood disorders and can be detected using metabolic
profiling techniques such as metabonomics.
1.6 Metabonomics
Metabonomics has emerged as a powerful tool which allows for the study of metabolites and
illuminates the metabolic functionality of the gut microbiome and its interaction with the host.
The suffix ‘omics’ refers to the study of a set of biological molecules and covers fields such as
genomics, transcriptomics, proteomics and metabonomics. Metabonomics involves the
comprehensive characterization of metabolites and metabolism in biological systems in
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response to drugs, lifestyle, environment, stimuli and genetic modulation with the aim of
characterizing the beneficial and adverse effects of such interactions (Nicholson et al., 1999).
In addition, metabolic profiling techniques have been successfully used in the discovery of
biomarkers of a number of neuropsychiatric and neurodevelopmental disorders such as
depression (Quinones et al., 2009; Huang et al., 2015), schizophrenia (Yang et al., 2013) and
autism spectrum disorder (Wang et al., 2016).
Metabonomic studies are conducted using high resolution analytical techniques such as 1 H
Nuclear Magnetic Resonance (NMR) spectroscopy and Mass Spectroscopy (MS). MS requires
pre-preparation of metabolic samples with the use of Gas Chromotrography (GC), Liquid
Chromatography (LC) or Ultra High-Pressure LC (UPLC). 1 H NMR-based metabolic profiling
allows for both the identification and quantification of very large numbers of metabolites,
giving a good overview of the metabolome, which is a collection of metabolites, of the host.
NMR analysis produces a spectra containing thousands of peaks that are related structurally to
metabolites. Analysis of this data is utilises mathematic modelling techniques combined with
multivariate data analysis. Metabonomics studies generally use biofluids, cells and tissue
extracts which are often easily obtained. Urine, plasma and faecal samples can be obtained
non-invasively and require simple sample preparation (Beckonert et al., 2007). In addition
there are a variety of other biofluids which may be utilized in metabonomic analysis including
cerebrospinal fluid, digestive fluids, amniotic fluid and lung aspirates as well as liver and brain
tissue samples (Lindon et al., 2000).
1.6.1 Neurodisorders
Mental health disorders such as major depressive disorder, bipolar disorder, schizophrenia and
addiction effect millions of people. According to WHO, the worldwide problem of
neuropsychiatric disorders is 13% higher than other major diseases such as cardiovascular
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diseases and cancer (WHO, 2008). Current understanding of pathophysiology of these
disorders remains limited. This is due to the complex nature of these disorders which tend to
arise from a dynamic and complex dysregulation of gene networks, proteins as well as
metabolic alterations. In addition, present knowledge is also incomplete in predicting the risk
of individuals developing CNS disorders. Disease specific molecular finger prints known as
“biomarkers” can be gained through the study of omics data including metabolomics and can
aid to map dysregulated systems involved in disease pathogenesis. Furthermore, global
mapping of uncharacteristic pathways in psychiatric disorders can lead to the identification of
biomarkers of disease (Quinones et al., 2009; Sethi et al., 2016). Another aspect of
metabolomics as a tool for discovery of biomarkers is its ability to reflect the relationships and
interactions between metabolic state of an individual and environmental aspects (diet, lifestyle,
gut microbial activity, and genetics) under a particular set of conditions (Holmes et al., 2008;
Quinones and Kaddurah-Daouk, 2009)
In addition, the gut microbiota is exclusively responsible for several important metabolic
functions including SCFAs production, amino acid synthesis and bile acid biotransformation
(see Putignani et al., 2016) (see section 1.5.2). The gut microbiota, through metabolite
production has been shown to influence the brain, forming the microbiome-gut-brain axis and
this has been implicated as a critical factor in many physiological and pathophysiological
processes. For example metabonomics has been used to illustrate changes which occur both in
mammalian metabolic pathways, as well as those involved in gut microbiota metabolism in the
pathogenesis of ASD. Metabolomics studies have shown tryptophan metabolism is
significantly decreased in patients suffering from ASD (Boccuto et al., 2013). Furthermore
Ming et al., (2012) have reported defective amino acid metabolism, increased oxidative stress
as well as altered gut microbial metabolism in ASD (Ming et al., 2012). Indeed a high
comorbidity between gastrointestinal dysfunction and ASD has been reported (see Hsiao,
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2014), thus highlighting the role of dietary intake and gut microbial metabolic activity in the
aetiology of neurodevelopmental disorders.
Taken together these studies indicate that metabonomics is an instrumental tool in identifying
metabolic signatures which reflect environmental factors which may influence the
development of disease state. The use of this technique in this thesis will allow for the
investigation of early life dietry factors which influence normal brain development and could
lead to the development of neuropsychiatric disorders.
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1.7 Thesis Hypothesis and Aims
The evidence provided in this chapter demonstrates that early life represents a period of critical
development not only for the CNS but also for the gut microbiota. Environmental influences
during this critical time including diet, play an essential role in modulating the normal
development of both of these systems. Milk, either mother's milk or cow’s milk is the main
source of nutrition in early postnatal life in mammals and is known to contain a range of
bioactive compounds, however information regarding the influence of these bioactive products
in milk on brain development during early life is lacking. In recent years there has been an
increasing awareness regarding the impact of early life environmental influences on the
development of a range of neuropsychiatric disorders such as autism, schizophrenia and
depression. This thesis will aim to utilise a multidisciplinary approach to investigate the
influence of prolonged milk exposure in early postnatal life, in particular, exposure to milk
caseins which are known to release bioactive peptides, beta casomorphins, on brain
development and subsequent behaviour. Furthermore, given the growing body of evidence
suggesting diet can influence host metabolism and the development of the gut microbiome
which in turn has been linked with brain function and behaviour, the role of the gut-brain axis
in mediating any neurochemical or behavioural changes will also be investigated.
This thesis will test the hypothesis that prolonged exposure to milk casein and its bioactive
breakdown product BCM-7 beyond the normal age of weaning results in depressive-like
behaviour and induces alterations to neurotransmitter systems in the brain involved in mood
regulation via a gut-brain axis mediated mechanism. This hypothesis is evaluated using male
Wistar Albino rats in a number of experiments. It begins with the analysis of behavioural
development in rats using an animal model of emotional behaviour, the forced swim test,
following casein exposure from the normal age of weaning, PND21 until PND25 and the effect
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of this on MOPr DOPr and OTr biding using receptor autoradiographic methods. The effect of
prolonged casein exposure on the host’s microbial composition will be assessed using
fluorescence in situ hybridization, and NMR-based metabonomic will be implemented to
investigate the impact on host metabolism. The role of the gut microbiome in mediating any
casein induced metabolic and behavioural changes will then be assessed via the use of
antibiotics to knock-down the gut microbiome before administrating casein for 5 extra days
beyond the standard age of weaning. Finally the hypothesised exposure to BCM-7 in inducing
behavioural alterations will be tested by exposing animals to milk containing the A1/A2 variant
of beta casein which produces BCM-7 against milk containing only the A2 variant, which does
not produce BCM-7.
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Chapter 2
Effect of Prolonged Casein Exposure in
Early Postnatal Life on Behavioural
Development and the Gut-Brain Axis
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2.1 Introduction
Several lines of research suggest that manipulations to the age of weaning in a number of
species results in both behavioural and neurochemical changes (see Table 1.2). These changes
are believed to be mediated in part by bioactive components derived from milk proteins. Due
to health benefits associated with breastfeeding (see Table 1.3), exposure to milk rich diets in
early life have generally seen an increase in recent years, either in the form of longer
breastfeeding periods or the use of infant formulas to supplement/extend exposure to milk in
infancy. However prolonged milk consumption has been linked to a number of negative health
effects such as gastrointestinal dysfunction and neuropsychiatric disorders (see Bell et al.,
2006). Considering milk is the main source of nutrition in early postnatal life, and its prolonged
consumption has been linked to negative outcomes, the health risks associated with prolonged
use of milk rich diets in early postnatal life warrants further investigation.
The opioid system which consists of MOPr, DOPr and KOPr plays a crucial role in the
regulation of emotional behaviour with all three receptors playing highly distinct roles in
mediating emotional responses (see Section 1.4.2). The DOPr system is implicated in
positively modulating mood states, as genetic deletion of DOPr in mouse models was shown
to result in both anxiety and depressive-like behaviours (Filliol et al., 2000). Furthermore,
DOPr agonists have been shown to have mood-enhancing properties (Pradhan et al., 2011).
Similar to DOPr but less documented, acute pharmacological activation of MOPr was found to
reduce depressive-like behaviour in rodent models (see Lutz and Kieffer, 2013), while other
studies have shown MOPr KO mice displayed decreased depressive-like behaviours (Filliol et
al., 2000), suggesting MOPr play a paradoxical role in regulating emotional responses.
The opioid system has been shown to have marked differential development in both rodents
and humans (see Section 1.4.3). In rats, the most marked changes occur from the second
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through to the fourth postnatal week, with 75% of the total DOPr population developing by the
standard age of weaning in laboratory rats (21 days of age) (McDowell et al., 1986). As the
development of the opioid system occurs postnatally, early life environmental factors such as
diet may influence the development of the opioid system. As such, it has previously been shown
that weaning rat pups on PND 21, the standard age of weaning for laboratory rats (Cramer et
al., 1990), compared to those remaining with their mother until PND25, acts as a stimulus for
the activation of a population of DOPrs (Muhammad et al., 1993). Indeed, significantly higher
levels of DOPr binding were found predominantly in somatosensory cortical brain regions of
PND21 weaned rats compared to those weaned on PND25 (Kitchen et al,. 1995). Furthermore,
this weaning induced development of DOPrs can be delayed by continued housing of rat pups
with their dam, up to PND40 (Goody and Kitchen 2001; Muhammad and Kitchen 1993).
Goody and Kitchen (2001) then went on to show that the development of the DOPrs is
dependent on the loss of dietary caseins from milk, which break down to release casomorphins
exhibiting opioid activity (see Section 1.2.2) rather than any maternal separation factors.
Collectively, these studies suggest a potential protective effect of weaning on emotional
behaviour mediated by the opioid system. In line with this, Farshim et al., (2016) have shown
that 25 day-old rat pups that are maintained in a non-weaned state display a depressive
phenotype in comparison to pups weaned on PND21 which further supports this hypothesis.
Given this evidence, this chapter seeks to build on the preliminary findings of Farshim et al.,
(2016) and investigate the role of milk caseins in mediating the depressive-like phenotype
caused by delayed weaning. Furthermore autoradiographic binding techniques will be used to
investigate the effect of prolonged casein exposure on the development of both DOP and MOP
receptors as the opioid system plays a key role in mood modulation.
Moreover, recent findings have indicated that the central oxytocinergic system, which has also
been shown to interact with the opioid system (Gigliucci et al., 2014; Georgiou et al., 2015),
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as another major player which may affect emotional state of mind. The oxytocinergic system
is widespread throughout the CNS. In rats, OTR are found in several brain regions including
the olfactory system, cortex, thalamus, hippocampus, and the amygdala, a region which is well-
known to play a key role in emotional responses (Weiskrantz 1956). Oxytocin also exerts a
wide range of physiological actions, which include stimulation of sexual and reproductive
behaviour (Carter, 1992), regulation of the HPA axis in response to stress (Viero et al., 2010),
social behaviour (Bosch et al., 2012) as well as the modulation of a range of neuropsychiatric
disorders including depression (Gimpl and Fahrenholz 2001; Neumann 2008; Curley et al.,
2009).
As described in Section 1.4.7, numerous studies have shown that in general increased OT levels
produce anxiolytic, antidepressant and pro-social effects (see Bosch and Neumann 2012).
Furthermore Tribollet et al., (1988) have demonstrated that the distribution and number of OT
binding sites undergo changes during development. In male and female rats two critical time
windows during the development period have been recognised: the third postnatal week, which
precedes weaning and after PND35. Thus like the opioid system, the OT system appears to also
develop differentially which may be susceptible to insult from environmental stimuli during
development such as weaning time. Farshim et al., (2016) demonstrated that weaning
influences stress-induced modulation of OTr density in the amygdala. They showed that at
PND25, delayed weaning in rat pups affected stress induced modulation of OTr in the
amygdala which may reflect a deficient stress coping mechanisms in response to delayed
weaning. It is hypothesised that environmental factors exert their effects on the OT system
though epigenetic modifications of the OTr (Carter, 1992; Bales et al., 2011). Given that
prolonged exposure to milk caseins may be driving the depressive-like behaviour observed in
delayed weaned rats, this research chapter will aim to investigate the effect of exposure to milk
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casein beyond the normal age of weaning on OTr development using autoradiographic binding
techniques.
Furthermore, a growing body of literature suggests that the gut microbiota plays a crucial role
in human health and disease (see Section 1.5). In healthy individuals, the normal dominant
microbiota is relatively stable and forms a mutually beneficial relationship with its host.
However, it is becoming clear that diet can dramatically alter this delicate synergetic host-
microbiome relationship and result in negative effects to health and development in both
rodents and humans (Bercik, 2011; Cryan et al., 2012; Foster et al., 2013; Burokas et al., 2015).
Recent studies have shown that through interactions within the gut-brain axis, the gut
microbiota is able to influence brain development, function and behaviour (see Bercik 2011).
Probiotic bacteria such as Lactobacillus and Bififobacterium have been found to confer health
benefits such as improving mood states (Desbonnet et al., 2010; Messaoudi et al., 2011) whilst
infection with gastrointestinal pathogens such as Campylobacter jejuni and Escherichia coli,
during the perinatal period have been associated with anxiety like behaviour and cognitive
impairments (Bilbo et al., 2005; Goehler et al., 2008) (see Table 1.7). Such host-microbiome
interactions have been shown to be bidirectional in nature, with mood states such as anxiety or
depression also possessing the ability to affect gut microbial composition (see Section 1.5.3).
The intestinal microbiota is established in early postnatal life in all mammals. This process of
bacterial colonization occurs in parallel with a sensitive time in CNS development (Sudo et al.,
2004; Tau et al., 2010). Given that early postnatal life represents a critical time for both gut
microbiome development and neurodevelopment, it is feasible that the gut microbiota may
somehow affect and contribute to the process of neurodevelopment. Indeed evidence suggests
that the initial inoculation and subsequent development of the intestinal microbiota in early
postnatal life is crucial for healthy neurodevelopment (see Borre et al., 2014). One of the key
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factors modulating the composition of the developing microbiome is diet, with mode of feeding
during infancy playing a key role in shaping the infant microbiome (Mackie et al., 1999).
Human milk is a source of prebiotics and lactic acid bacteria, therefore breastfed infants show
high levels of Bifidobacterium spp. In contrast, the gut microbiota of formula-fed infants has
an increased diversity and a high abundance of coliforms, Bacteroides and Clostridium
(Praveen et al., 2015).
Moreover, It is also well acknowledged that the process of weaning causes a significant shift
in gut microbial populations in both humans and other mammals (Hentges 1983; Favier, de
Vos, and Akkermans 2003; Palmer et al. 2007; Desclee de Maredsous et al. 2016; Mackie et
al., 1999). Thus weaning represents a critical and potentially hazardous control point in the
appropriate development of the gut microflora, which can influence both the developing CNS
(see Collins and Bercik 2009) and immune system (see Round and Mazmanian 2009).
A number of studies have been carried out to assess the impact of varying weaning ages on gut
microbial profiles. For example Franklin et al., (2002), have shown that pigs weaned at 24 days
of age had significantly higher levels of E.coli populations 3 days post weaning compared to
piglets weaned at 17 days of age. Furthermore, piglets weaned at 24 days of age had higher
lactobacillus populations compared to piglets weaned at 17 days of age. Another study by
Meale et al., (2017) showed that weaning age in calves influences the severity of microbial
shift caused by switching from a milk based diet to solid food. Calves which were weaned at 6
weeks old showed a sever shift in gut microbial populations, whereas calves weaned at 8 weeks
of age showed a more gradual shift in microbial diversity (Meale et al., 2017)
Other studies have gone on to explore the effect of varying post-weaning diets on microbial
colonization. For example Merrifield et al., (2013) compared two different protein sources
(soya and egg) after weaning piglets at 3 weeks of age. It was found that the two different
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weaning diets caused a shift in urinary metabolic products. Furthermore, even after cessation
of the original weaning diet, the shifts in urinary metabolic profiles were sustained (Merrifield
et al., 2013). Similarly, Rist et al., (2014) investigated the effects of soybean vs. casein protein
sources on intestinal microbiota post-weaning. They showed that piglets fed a casein based diet
post weaning had significantly higher levels of Enterobacteriaceae and some Clostridium
species compared to piglets fed soybean protein (Rist et al., 2014). In addition, it has been
demonstrated in piglets that a decrease in dietary protein intake post weaning results in higher
levels of Lactobacilli which reflect a healthy gut microbial equilibrium (Wellock et al., 2006).
Collectively these studies suggest that manipulations to dietary factors around the age of
weaning can have a significant impact on both the composition and metabolic activity of the
gut microbiota.
Given the prolonged exposure of infants in today’s society to milk rich diets, this research
chapter will investigate the effect of prolonged exposure to milk caseins beyond the normal
age of weaning on the gut microbiota. Bacterial populations will be assessed with the use of
16S rRNA oligonucleotides probes using fluorescence in situ hybridization targeting
Lactobacilus-Enterococcus, Bifidobacterium spp, and the Clostridium histolyticum bacterial
groups.
As discussed in Section 1.5.5, the gut microbiome has been shown to be a metabolically active
organ with a diverse repertoire of metabolic capabilities (See review by Tremaroli and Bäckhed
(2012). Gut microbes are capable of producing a vast range of products, which contribute to
host health and disease (for a detailed review on gut microbial products see Nicholson et al.,
2012). The generation of these microbial products can depend on many factors including diet,
which has been shown to have a direct influence on host metabolic profiles and hence to disease
risk (Walsh et al., 2006; Wikoff et al., 2009).
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As discussed in Section 1.5.3 and 1.5.4 an area of rapidly growing interest has been the ability
of both host and microbial metabolites to influence brain development and subsequent
behaviour via the gut-brain axis. Currently exact pathways of how alterations in gut microbiota
could affect behaviour remain to be fully elucidated. However evidence has shown that one of
the ways the gut microbiota can directly communicate with the brain is via the production of
neuroactive metabolites (Lyte, 2011; Nicholson et al., 2012; Hsiao et al., 2013).
For example, Hsiao et al., (2013) have provided strong evidence to suggest gut microbes
regulate metabolites that can alter behaviour in animals. In this study Bacteroides fragilis
(B.fraglis) was shown to correct gut permeability caused by maternal immune activation which
then leads to an altered microbial composition and ameliorates defects in anxiety-like, social,
stereotypic and sensorimotor behaviours in the offspring. Furthermore, these authors showed
that the offspring display altered serum metabolic profiles and that B.fraglis was able to
modulate levels of several of these metabolites. Another study showed that rats which were fed
a diet rich in fermentable carbohydrates revealed a strong correlation between D-lactic acid
abundance in the caecum and displaying anxiety like-behaviour and impaired memory
(Hanstock et al., 2010). Moreover, bacterial colonization of germ-free mice with Clostridium
sporogenes was found to result in a ≥ 2-fold increase in serotonin and its metabolites (owing
to bacterial metabolism of tryptophan), which in turn influences the brain and behaviour
(Wikoff et al., 2009). Human studies also suggest a link between microbial fermentation
products and behaviour. For example high faecal concentrations of propionic acid correlate
with anxiety in patients with IBS (Tana et al., 2010). In addition, carbohydrate malabsorption
which results in increased substrate availability for bacterial fermentation has been associated
with depression in females (Ledochowski et al., 2000).
As mentioned in Section 1.6, metabonomics has emerged as a powerful and useful tool which
allows for the characterization of host metabolic profiles in response to external influences
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such as diet. Metabonomic studies are conducted using high resolution analytical techniques
such as 1 H Nuclear Magnetic Resonance (NMR) spectroscopy, combined with multivariate
data analysis. This present chapter will aim to utilise these metabonomic techniques to study
urinary metabotypes in order to illuminate the metabolic impact of environmental factors,
namely the diet (milk exposure beyond the normal age of weaning) and the gut microbiota on
the host.
Results from this study will provide and important insight into the neuropsychiatric effect of
prolonged exposure to milk caseins during the critical postnatal developmental period as well
as the potential mechanism driving this effect.
Hypothesis:
Rats exposed to casein rich milk beyond the normal age of weaning will exhibit
‘depressive-like’ behaviour due to dysregulation in the development of MOPr, DOPr
and the oxytocinergic system. Furthermore, variation in the community structure of the
gut microbiome, specifically an increase in the abundance of enteropathogenic bacteria,
due to prolonged casein exposure will contribute to this phenotype potentially via gut-
microbial derived metabolites.
Aims:
To investigate the effect of exposing rat pups to milk caseins from PND21 (the standard
age of weaning) till PND25 on the development of ‘depressive-like’ behaviour, MOP,
DOP and OT receptor systems, gut microbial profile and host metabolic phenotype.
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Objectives:
To use casein free or casein rich milk treated rat models in order to investigate the role
of milk caseins beyond the normal age of weaning on depressive-like behaviour.
Depression will be assessed using the Forced Swim Test.
FISH analysis will be utilized to measure any changes to the gut microbiome induced
by milk diets.
NMR based metabolomics techniques will be used to characterize metabolic changes
associated with prolonged casein exposure in urine.
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2.2 Methodology
2.2.1 Animals and Experimental Conditions
Male, Wistar albino rats were purchased from Charles River UK Limited, Kent. Three groups
of animals each containing eight male pups plus their cross-fostered mother arrived at the
Experimental Animal Unit (EBU) at the University of Surrey on PND7, where day of birth is
PND0. These animals were maintained in litters of 8 pups with their mothers at all times. Pups
were left to acclimatise to their new environment for 7 days (up until PND14), after which
point they were handled and weighed daily by the experimenter. The standard day of weaning
in laboratory rats is on PND21, a process where the mother is simply removed from the cage
(Cramer et al., 1990). All groups were weaned on PND21. The animals were placed in a 12
hour light-dark cycle (lights on 6AM - 6PM) with free access to a standard rat chow diet
(purchased from B & K Universal Ltd.) and tap water and kept at a constant temperature of
22°C ± 1 °C, humidity of 45-55%.. All experimental procedures were conducted in accordance
with the U.K Animal Scientific Procedures Act (1986).
2.2.2 Casein Free and Casein Rich Milk Diets
Three experimental groups were generated, with each group containing 8 pups caged together.
Group one were weaned by having their mothers removed at 10.00am on PND21. This group
acted as the control and were provided with free access to rat chow and water until the
completion of behavioural testing on PND26. Group two were weaned on PND21 and provided
with casein free milk formula as well as having free access to standard rat chow and water from
PND21 through till PND26. Group three were weaned on PND21 and provided with casein
rich milk formula as well as free access to standard rat chow and water from PND21 through
till PND26.
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The groups provided with either casein free or casein rich milk formulas, had milk freshly made
up twice a day, once between 9:00-10:00 AM and then again between 5-6 PM. Casein rich milk
formula, (Welpi: Petlife International Ltd, Bury St. Edmunds UK) was made up as 1 part
formula to 2 parts boiling water. When cooled to approx. 40°C, the milk was poured into bottles
with ball bearing nozzles and placed in the appropriate cages to be consumed ad libitum. The
casein free milk formula (Special Diet Services, Cambridge UK) was custom manufactured to
provide the closest dietary match of the casein rich milk formula, however casein protein was
removed and replaced with overall 20% w/w soya protein (approximating to the level of casein
contained in the casein rich milk formula) (see Table 2.1). The casein free milk formula was
also made up as 1 part formula to 2 parts hot water then cooled before provision to pups.
Casein Rich Milk formula
Parameter analysed Units Results Fresh Weight
Moisture % 3.37
Crude Fat % 18.9
Crude Protein % 26.5
Crude Fibre % 0.9
Ash raw % 6.2
NFE (Nitrogen Free extract) % 44.13
Ingredients
Spray dried skimmed Milk, vegetable oils
and fats mix, spray dried milk albumin,
spray dried whey products
Casein Free Milk Formula
Parameter analysed Units Results Fresh Weight
Moisture % 5.64
Crude Fat % 18.9
Crude Protein % 26.6
Crude Fibre % 1.3
Ash raw % 8.78
NFE % 38.01
Ingredients
Whey powder, soya protein concentrate,
maze oil, soya oil, vitamin and mineral
mix
Table 2.1: Formulations of casein rich and casein free milk diets.
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2.2.3 Body Weights and Milk Consumption
Animals belonging to all three treatment groups were weighed daily from PND14 until the day
of sacrifice on PND27. Milk consumption was also recorded on a daily basis from PND21 until
PND26.
2.2.4 Behavioural tests
2.2.4.1 Forced Swim Test
Behavioural testing was performed between 10am and 2pm when animals reached PND25. The
FST was used to assess depressive-like behaviours and was carried out as originally described
by Porsolt (Porsolt et al., 1977). On the day of behavioural testing the rats were allowed to
acclimatise to the testing laboratory for one hour prior to the start of experiments. The
experimental laboratory was window-less, air controlled and was kept under the same
conditions as the home-cage room. The testing room was maintained at a minimal noise level.
The rats tested on PND25 were placed in a 5-litre glass beaker (Fisher Scientific, UK) with the
dimensions of 170 mm diameter and 270 mm height. The beakers were filled to a depth of 165
mm with tap water (23°C ± 1°C). This depth was chosen as at this level the rats were unable to
escape with their hind limbs or tails unable to reach the bottom of the beakers. Four beakers
were set up for each trail and the beakers were separated using white sheets of paper to prevent
visual contact between the test subjects (see Figure 2.1). A black cloth was placed behind the
four beakers to assure a high contrast between the dark background and white rats. The
apparatus was kept clean by changing the water following each set of tests and cleaned with
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odour-free detergent then dried. This process was carried out in a separate room to minimise
noise disturbance to other animals.
The forced swim test is run over two consecutive days. One the first day (PND 25 the rats were
exposed to a ‘pre-test’ swimming session lasting 15 minutes followed 24 hours later by a ‘test’
session lasting 6 minutes. During the first day, the swim session consisted of 15 minutes, when
the rats would have experienced “helplessness or behavioural despair” in the beakers. On the
second day, consisting of 6 minutes, following an initial period of struggling, the rats exhibited
a floating movement pattern (known as ‘immobility’). The immobility time is believed to
demonstrate “learned helplessness” or depressive-like behaviour. Antidepressants reduce the
duration of immobility (or floating time) and the latency to the first period of immobility are
both key predictors of antidepressant activity.
Both the test and pre-test sessions were conducted under low illumination levels adjusted from
normal lighting (~350 lux) to a dimmer setting of ~40 lux. This level of lighting was selected
as light has been shown to be an important factor influencing behaviour in the FST. It has been
shown that standard illumination caused hyperlocomotion in the FST (Bogdanova et al., 2013),
therefor dim lighting is used as rats prefer a dimmer environment, thereby eliminating a factor
which could induce extra stress and influence behaviour. Following either pre-test or test
sessions, rats were dried with towels and placed in a warm (30°C ± 2°C), fanned recovery
chamber for 15 minutes or until adequately dried before being returned to their home cages. At
the end of all 6-minute swim sessions, the rats were individually housed in metabolic cages to
allow for the collection of faecal and urine samples for metabolic analysis (see Section 2.2.6).
Both pre-test and test swim sessions were recorded using a Sony Handycam HDR-CX250. The
real time video recordings of each session were used for behavioural analysis. The total
immobility time, latency to the first immobility, total time spent swimming and total time spent
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climbing were quantified from the recordings. The minimal duration of an episode of
immobility was set at 2 seconds. A rat was judged immobile when it stopped all active attempts
to escape from the beaker such as struggling, swimming, climbing, diving and remained a float,
making only the movements necessary to keep its head above the water. Swimming was
recorded when smooth movements were made around the beaker with all four paws immersed
in the water. Climbing was scored when strong up-ward movements with the four paws were
made whereby the water surface was vigorously broken. These behaviours from the ‘test’ day
on PND26 were scored by one independent observer who was blind to the identity of animals.
The FST was chosen as the most appropriate model to assess for depressive like behaviour in
this study for a number of reasons. Firstly, it is the most commonly used test for depression as
it involves the exposure of animals to stress, which was shown to have a role in the tendency
for major depression (Anderson, 2006). It has also been shown to share some of the factors that
are altered by depression in humans, including changes in food consumption and sleep
abnormalities (Yankelevitch-Yahav et al., 2015), making it a reliable model to use. Moreover,
it is easy to perform and the results are easily analysed making it a favourable model to use for
the current study. Secondly, the FST provides a ‘read out’ of depressive-like behaviour, i.e. it
does not induce depression unlike some of the other models available such as social defeat, but
instead provides a way of assessing already existing depressive-like behaviour which is what
is required in this current study. Finally, the FST is run over two days which is a relatively
short time window in comparison to other depression models. As the current study is looking
at the effect of casein exposure over only 5 days, the behavioural test selected needed to be one
which could be performed in the space of this limited time frame. The sucrose preference test
is another depression model which is reliable, relatively simple and quick to perform, however
this model was not selected for this study as it involves the consumption of sucrose which
would have been a confounding nutritional factor.
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2.2.5 Data Analysis
Body weight differences between control, casein free and casein rich treated animals were
analysed using a one-way ANOVA .The behavioural data for the FST were also analysed
using a one-way ANOVA. Where ANOVA revealed a significant difference an LSD post-hoc
analysis was carried out. All data were expressed as means ± SEM, n = 8 per group. A p
value of less than 0.05 was accepted as significantly different. All statistical analyses were
performed on GraphPad Prism 7.
Postnatal Day
7 14 21 25 26 27
Appropriate groups
provided with no milk, casein free or casein
rich milk
Mothers removed from
all groupsForced
Swim Test
Animals go into metabolic
cages for 24 hours
Animals sacrificed, samples collected
Animals weighed daily
Animals arrive in EBU
Figure 2.1: Experimental timeline showing key points in the casein free vs. casein rich study.
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2.2.6 Metabolomics
Following the completion of behavioural testing on PND25 and PND26, animals were placed
into individual metabolic cages for 24 hours. On PND27 urine was collected from the cages
using plastic pipettes into 2ml Eppendorf tubes and stored in -80°C for metabolic analysis.
2.2.6.1 Sample Preparation
2.2.6.1.1 Urine 1H NMR Protocol
The urine samples were defrosted from -80°C and vortex mixed. The samples were prepared
by mixing 400 µl of urine with 200 µl of phosphate buffer (pH 7.4) containing 10% D2O and
1 mM 3-trimethylsilyl-1 [2,2,3,3-2H4] propionate (TSP). Eppendorfs were centrifuged at
13,000 rpm at 4°C for 10 minutes and 550 µl of the resulting supernatant was transferred to a
5 mm internal diameter Norell® NMR tubes and stored at 4°C until 1H NMR spectroscopy.
2.2.6.2 Data Acquisition
For each sample the 1H NMR spectra were acquired as described by Beckonert et al., (2007)
using a Bruker Avance 700 MHz spectrometer (Bruker Biospin, Rheinstetten, Germany) with
a 14 T magnet, equipped with a 5 mm cryogenically cooled inverse probe. Standard one-
dimensional (1D) NMR spectroscopy has been used throughout this experiment and consisted
mainly of two steps, pulse and acquire. Briefly, one radiofrequency pulse generates a response,
the free induction decay (FID), which can then be acquired. This sequence can be repeated
numerous times to allow improvement of signal to noise ratio, thus reducing background noise.
Between consecutive pulses a delay time was used to allow complete relaxation to occur. For
each urine sample a standard 1D-Nuclear Overhauser Effect Spectroscopy (NOESY)-presat
pulse sequence (recycle delay (RD)-90°-t1-90°-Tm-90°-acquire-FID) was used with water
suppression. Spectra were acquired after 8 dummy scans followed by 128 scans and collected
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into 64K data points using a spectral width of 12 ppm (parts per million). This involved an
acquisition time per scan of 3.79 seconds and a mixing time (tm) of 100 milliseconds.
2.2.6.3 Data Processing
The spectra were processed in TOPSPIN 3.0 (Bruker Biospin, Rheinstetten, Germany).
Following Fourier transformation, the spectra were manually phased, baseline-corrected and
calibrated to the TSP resonance at 0 ppm (δ 0.00). Spectra were then digitised using MATLAB
(Version R2012a, MathWorks Inc; Natwick, MA) scripts provided by Korrigan Sciences. In
order to carry out pattern recognition, the data were digitised into a data matrix, consisting of
n observations (samples) and k variables (chemical shifts or metabolites). Peak alignment was
applied to adjust peak shifts due to pH differences.
The spectral regions that possessed no real diagnostic information or disrupted other spectral
data were removed. The region 4.5-6.0 ppm was removed as this included the resonances of
water and urea. Once the unrequired spectral regions were removed, each observation was
normalised. Urine samples were normalised using the probalistic quotient method (Dieterle et
al., 2006). Normalisation is a mathematical correction method that is applied to the
experimental data to adjust variation (bias) that could potentially influence the data and hence
allows the data to more realistically reflect biological differences occurring within the data.
2.2.6.4 Multivariate data analysis
All multivariate analyses were performed using the MATLAB scripts provided by Korrigan
Sciences and using SIMCA-P+ 11 (Umetrics AB, Umeå Sweden) software. All figures were
generated using Adobe Illustrator CS5 (Adobe systems, Ireland). Metabolic data obtained from
1H NMR spectroscopy typically contain thousands of variables from each sample that are
highly correlated. The multi-dimensional nature of the data generated is difficult to visualise
and understand and thus requires statistical techniques that can be used to extract the necessary
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information. Here, chemometrics methods were used due to their ability to decompose complex
multivariate data into simpler and potentially interpretable structures (Wold et al., 1984).
Depending on the aim of the study under analysis supervised or unsupervised methods can be
applied and can assist in obtaining an overview of the data, in variable selection and in-group
classification. The chemometric methods applied in this Chapter are described below.
2.2.6.5 Principal Component Analysis
The unsupervised multivariate technique used here was Principal Component Analysis (PCA),
as described by (Wold et al., 1984). PCA can be described as a method that reveals the internal
structure of a data set in a way that best explains the variance in the data. PCA offers a reduced
dimensional model that summarises the major variation in the data into a few axes, and in this
way, systemic variation is captured in a model that can be used to visualise which samples in
the data are similar or different from each other.
From this, it will be possible to determine if the treatment related variation has been detected
by the given PCA model with possible spectral loadings that then depict any `treatment' related
separation along the respective principal component(s).
In the present study, PCA was used as an initial explorative method to investigate to which
extent different treatments (casein free vs. casein rich milk) could be discriminated by the
urinary metabolite profiles. The most variance in the data is explained by the first principal
component (PC) and each PC thereafter explains less of the total variance existing in the data
than the previous component(s).
The PCA model provides a scores matrix that summarises the original variables and discovers
the direction of the data swarm that illustrates the maximum degree of variation (PC1) and
exposes information regarding relationships between the objects (e.g. groupings). Principal
component loadings plots provide information on which variable(s) contribute to the patterns
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observed in the scores plots for a given component. When the PCA is applied to digitised NMR
spectra, the loadings correspond to spectral frequencies with each shift relating to specific
metabolites. From this point on changes in metabolites could be further observed and their
interaction with other metabolites assessed and this forms the basis of metabonomics.
The total amount of variance explained by the model is given by R2 and is a quantitative
measure of the goodness of fit that shows the degree of variation within the data set that can be
explained by the model. The R2 values have been expressed on each PCA scores plot as the
sum of the percentages of variance explained by each PC.
2.2.6.6 Orthogonal Projection to Latent Structures-Disciminant Analysis
The supervised method used in this study was Orthogonal Projection to Latent Structures-
Discriminant Analysis (OPLS-DA) as described by Trygg & Wold (2002). This method is an
extension of the widely used supervised method, Partial Least Squares-DA (PLS-DA) (Haque
et al., 2009). PLS regression is a robust and powerful algorithm that is used to relate a data
matrix containing independent variables from samples, such as spectral values (X matrix), to a
matrix containing dependent variables (e.g. treatments or responses) for those samples (Y
matrix) and thus find the relationship between the two matrices. Whilst PCA models the major
variation in the data itself, PLS derives a model that describes the correlation between X
variables and then a feature (Y variable) of interest. For this analysis a `class' vector is
constructed, with one variable of each class having a value of 1, if the sample belongs to a
particular class and 0 if not. By regression against this class vector, latent variables can be
derived which enable separation of classes from one another. In order to avoid over fitting and
ensure model reliability, cross validation methods were used.
In the present study, a PCA model was built using MATLAB. Where clear variability (i.e.
separation) was found between treatment groups, an OPLSDA model was constructed to
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further define metabolic variation between the groups. The contribution of each variable
(metabolite) to the model was visualised by generating correlation coefficient plots. These are
colour-coded according to the significance of correlation (r2) to the \class" (e.g. casein free or
casein rich). Red indicates a highly significant metabolite whilst blue indicates low
significance. The direction of the peaks relate to the covariance of the variable multiplied by
its standard deviation (back-scaling). This generates a plot that closely resembles a 1H NMR
spectrum to aid model interpretation. The predictive performance (Q2Y) of each model was
also obtained using a 7-fold cross validation approach. This indicates how well data in the X
matrix (metabolites) can predict information in the Y matrix (e.g. whether the animal received
casein-rich or casein-free milk). The validity of these models (based on their Q2Y values) was
confirmed using permutation testing (10,000 permutations).
2.2.6.7 Metabolite Identification
There are two methods available for the identification of metabolites, targeted or explorative.
Which method is used depends largely on the scope of the study. The explorative metabolite
identification method was used in this study and resulted in the identification of metabolites
that related to the effect of diet. Metabolites were assigned according to their peak shifts and
multiplicity using Chenomx NMR Suite software version 7.5 (Chenomx Inc. Edmonton,
Canada) and via existing databases such as the Biological Magnetic Resonance Data Bank
(BMRB: http://www.bmrb.wisc.edu), and the Human Metabolome Database (HMDB)
Metabolomics Toolbox (http://www.hmdb.ca) as well as comparison with chemical shifts
provided in existing data in the literature.
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2.2.6.8 Biological Interpretation
After metabolites have been identified, a relevant biological interpretation should be drawn
related to the study. The Kyoto Encyclopedia of Genes and Genomes (KEGG) pathway
database (http://www.genome.jp/kegg/pathway) is an example of a freely available online
database that provides information about numerous pathways and the metabolites that interact
in corresponding pathways. Furthermore, the HMDB provides metabolite information in the
‘MetaboCard’ and contains clinical, biochemical and chemical data. In addition to the use of
such online databases, the literature was searched to put the identified metabolites into
biological context.
2.2.7 Tissue Dissection
Following on from the metabolic caged on PND27, animals were then killed by cervical
dislocation on PND27 after acute exposure to CO2. Approximately 2ml of trunk blood was
collected into plastic lithium-heparin coated anticoagulant tubes. The samples were then
shaken by inversing and placed on ice during the collection procedure. All samples were
centrifuged using a Beckman Coulter Allegra X-15R centrifuge at 1600 g for 30 minutes for
collection of plasma (Beckonert et al. 2007). The supernatant was then transferred into 2 ml
Eppendorf tubes, labelled and secured using Parafilm and stored at -80°C until use in future
metabonomics studies.
Intact brains were dissected and rapidly frozen in isopentane at -20°C for 30 seconds and then
stored at -80°C for quantitative receptor autoradiographic experiments (see Section 2.2.8). The
carcasses were transferred into a fume hood and six regions of the intestine (stomach,
duodenum, jejunum,ileum, ceacum and colon) were dissected. Contents from these regions
were weighed (30-200 mg) into sterile 2 ml Eppendorf tubes and kept over ice and then stored
in -80°C for use with fluorescence in situ hybridization experiments (see Section 2.2.9).
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2.2.8 Quantitative Receptor Autoradiography
2.2.8.1 Brain collection
Rat pups were killed by decapitation, intact brains removed as described in Section 2.2.7, and
brain sections prepared as detailed below.
2.2.8.2 Tissue Sectioning
2.2.8.2.1 Cleaning and Gelatin-Coating of Microscope Slides
Microscope slides (74 mm x 26 mm) (Marieneld, Germany) were loaded onto metal slide
holder racks in a washing tray and soaked in Decon detergent and warm water solution
overnight. The following day, all slides were rinsed under hot running water for 15 minutes
followed by a further rinse with cold distilled water. A 90:10, ethanol:hydrochloric solution
(v/v), was used to soak slides for 15-20 minutes before rinsing in distilled water for 15 minutes.
Slides were then coated by immersing into a 1% w/v gelatin/chrom-alum solution for 2 minutes
and left to dry in a dust-free environment before use.
2.2.8.2.2 Sectioning of Brain Tissue
Brains were removed from a -80°C freezer and placed into a cryostat apparatus (Zeiss Microm
505E, Hertfordshire, UK) set at -21°C and coronally aligned by fixing the cerebellum onto a
mounting stage using plastic embedding solution (O.C.T compound, BDH Chemicals, Dorset,
UK). Adjacent 20 μm thickness coronal sections were cut at 400 μm intervals and thaw-
mounted onto gelatine-coated ice-cold microscope slides to define receptor binding levels from
fore- to hind-brain regions. Brain slides were stored at -20°C in airtight containers containing
a layer of anhydrous calcium sulphate (Dreirite-BDH Chemicals, Dorset, U.K.) for a minimum
of 1 week before use.
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2.2.8.3 Autoradiographic binding of Oxytocin Receptors
Quantitative OTr autoradiography was performed on brain sections from control, casein free
and casein rich treated animals tested for depression using the FST on PND 25 and PND26.
Sections were rinsed twice for 10 minutes in a pre-incubation buffer solution (50 mM Tris-HCl
pH 7.4) at room temperature to remove endogenous OT. Total binding was determined by
incubating the sections with 50 pM [125I]-Ornithine vasotocin analog
[d(CH2)5[Tyr(Me)2,Thr4,Orn8,[125I]Tyr9-NH2]-vasotocin] ([125I]-OVTA) (Perkin Elmer,
Boston, MA) in an incubation buffer medium (50 mM Tris-HCl, 10 mM MgCl2, 1 mM EDTA,
0.1% w/v bovine serum albumin, 0.05% w/v bacitracin; Sigma-Aldrich, Poole, UK, pH 7.4 at
room temperature). Adjacent sections were incubated with [125I]- OVTA (50 pM) for 60
minutes in the presence of 50 μm of OT ligand, (Thr4, Gly7)-oxytocin (Bachem, Germany), to
determine non-specific binding (NSB). Following the radioligand binding period, slides were
rinsed 3 times for 5 minutes in ice-cold rinse buffer solution (50 mM Tris-HCl, 10 mM MgCl2,
pH 7.4) followed by a 30 minute wash in the ice-cold rinse buffer, and a subsequent 2 second
wash in ice-cold distilled water. Slides were then dried under a stream of cool air for 2 hours
and stored in sealed containers with anhydrous calcium sulphate (Drierite) for 2 days.
2.2.8.3.1 Film Apposition
Slides were mounted onto card and secured into place using tape. Sections were apposed to
Kodak MR-1 films (Sigma-Aldrich, U.K.) in Hypercassettes with autoradiographic [14C]
microscales of known radioactive concentration (GE Healthcare Life Sciences, Amersham,
U.K.) for 3 days. Sections for all treatment groups were processed in parallel and apposed to
the same film at the same time to avoid inter-experimental variation.
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2.2.8.3.2 Film development
Film development was conducted in a dark room using red-filter light. The films were
developed by immersing them individually one at a time into a tray containing 50% Kodak
D19 developer (Sigma-Aldrich, Poole, UK) for 3 minutes. The films were then immersed in a
second tray containing distilled water and three drops of glacial acetic acid solution for 30
seconds to stop the development reaction. This was followed by a 5-minute fixation step by
immersing the films into a third tray containing Kodak rapid fix solution (Sigma-Aldrich,
Poole, UK). Finally, the films were rinsed under cold running water for 20 minutes and left to
dry on hanging clips in a fume hood.
2.2.8.3.3 Image Analysis of Autoradiograms
Quantitative analysis of autoradiographic films were carried out using video-based,
computerised densitometry using an MCID image analyser (Imaging Research, Canada) as
previously described by Kitchen and co-workers (Kitchen et al. 1997). Optical density values
were quantified from the [14C]-microscale standards of known radioactive concentration and
cross- calibrated with [125I] (GE Healthcare, UK) and were entered into a calibration table on
MCID. The relationship between radioactivity and optical density was determined using the
MCID system. Specific binding was calculated by subtraction of NSB from total binding and
expressed as fmol/mg tissue equivalents. The analyses of brain structures were carried out by
reference to the rat brain atlas of Paxinos and Watson (Paxinos & Watson, 2006). Measures
were taken from both the right and left hemispheres for most structures, thus representing a
duplicate determination for each region. Central brain regions such as the hypothalamus and
thalamus were singularly taken using the free-hand drawing tool to outline the structures. The
following structures were analysed by sampling 5-8 times with a box-sampling tool (box size
in pixels shown in parantheses): cortex (8 × 8 mm), olfactory tubercle (6 × 6 mm) and
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hippocampus regions (5 × 5 mm). For each film analysed, regions were always quantified at
the same level of the brain by reference to Bregma co-ordinates given in the Paxinos and
Watson rat brain atlas and as shown in Table 2.2.
2.2.8.4 Autoradiographic binding of Delta Opioid Receptors
Quantitative DOPr autoradiography was performed on brain sections from control, casein free
and casein rich treated animals tested for depression using the FST on PND25 and PND26.
Sections were rinsed twice for 20 minutes in a pre-incubation buffer solution (50 mM Tris-HCl
pH 7.4) at room temperature to remove endogenous opioids. Total binding was determined by
incubating the sections with [3H] deltorphin -1 (7nM) in an incubation buffer medium (50 mM
Tris-HCl, 10 mM MgCl2, 1 mM EDTA, 0.1% w/v bovine serum albumin, 0.05% w/v
bacitracin; Sigma-Aldrich, Poole, UK, pH 7.4 at room temperature) for 60 minutes. Adjacent
sections were incubated with 1µM naloxone for 60 minutes to determine non-specific binding
(NSB). Following the radioligand binding period, slides were rinsed 3 times for 5 minutes in
ice-cold rinse buffer solution (50 mM Tris-HCl, 10 mM MgCl2, pH 7.4) followed by a 30
minute wash in the ice-cold rinse buffer, and a subsequent 2 second wash in ice-cold distilled
water. Slides were then dried under a stream of cool air for 2 hours and stored in sealed
containers with anhydrous calcium sulphate (Drierite) for 2 days.
2.2.8.4.1 Film Apposition
Slides were mounted onto card and secured into place using tape. Sections were apposed to
Kodak MR-1 films (Sigma-Aldrich, U.K.) in Hypercassettes with autoradiographic [3H]
microscales of known radioactive concentration (GE Healthcare Life Sciences, Amersham,
U.K.) for 10 weeks. Sections for all treatment groups were processed in parallel and apposed
to the same film at the same time to avoid inter-experimental variation.
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2.2.8.4.2 Film development
As described in Section 2.2.8.3.2
2.2.8.4.3 Image Analysis of Autoradiograms
As described in Section 2.2.8.3.3 but using [3H] microscale instead of [14C]. Regions analysed
for the Delta opioid binding are shown in Table 2.2.
2.2.8.5 Autoradiographic binding of Mu Opioid Receptors
Quantitative MOPr autoradiography was performed on brain sections from control, casein free
and casein rich treated animals tested for depression using the FST on PND25 and PND26.
Sections were rinsed twice for 20 minutes in a pre-incubation buffer solution (50 mM Tris-HCl
pH 7.4) at room temperature to remove endogenous opioids. Total binding was determined by
incubating the sections with [3H] DAMGO (4nM) in an incubation buffer medium (50 mM
Tris-HCl, 10 mM MgCl2, 1 mM EDTA, 0.1% w/v bovine serum albumin, 0.05% w/v
bacitracin; Sigma-Aldrich, Poole, UK, pH 7.4 at room temperature) for 60 minutes. Adjacent
sections were incubated with 1µM naloxone for 60 minutes to determine non-specific binding
(NSB). Following the radioligand binding period, slides were rinsed 3 times for 5 minutes in
ice-cold rinse buffer solution (50 mM Tris-HCl, 10 mM MgCl2, pH 7.4) followed by a 30
minute wash in the ice-cold rinse buffer, and a subsequent 2 second wash in ice-cold distilled
water. Slides were then dried under a stream of cool air for 2 hours and stored in sealed
containers with anhydrous calcium sulphate (Drierite) for 2 days.
2.2.8.5.1 Film Apposition
As described in Section 2.2.8.4.1
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2.2.8.5.2 Film development
As described in Section 2.2.8.3.2
2.2.8.5.3 Image Analysis of Autoradiograms
As described in Section 2.2.8.3.3 but using [3H] microscale instead of [14C]. Regions analysed
for the Delta opioid binding are shown in Table 2.2.
2.2.8.6 Data Analysis for Quantitative Receptor Autoradiography
The mean (and standard error of the mean, SEM), n=8 per group specific radioligand binding
was determined for all brain structures analysed from each treatment group for OTR DOPr and
MOPr. Comparisons of OTR, DOPr and MOPr binding levels were made using a one-way
ANOVA on individual brain regions followed by LSD post-hoc analysis where applicable. A
p value of less than 0.05 was accepted as statistically significant. All statistical analyses were
performed using GraphPad Prism 7. All the values were expressed as mean ± SEM.
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[125I]-OVTA receptor
Brain Region Bregma Coordinate (mm)
[3H] Deltorphin -1
Olfactory bulb - external and lateral, dorsal, medial, ventral Cingulate cortex
Nucleus accumbens shell and core Olfactory tubercle
Piriform cortex Medial septum
Vertical limb of the diagonal band of Broca Lateral septum Hippocampus
Thalamus Hypothalamus
Amygdaloid nuclei {central, basolateral and basomedial}
4.20 0.7 0.7 0.7 0.7 0.7 0.7 0.7
0.20 -4.80 -4.80 -4.80
Olfactory bulb - external and lateral, dorsal, medial, ventral Caudate putamen Cingulate cortex
Nucleus accumbens shell and core Olfactory tubercle
Motor Cortex (Deep, superficial layers) Somatosensory cortex (Deep, superficial layers)
Piriform cortex Motor Cortex (Deep, superficial layers)
Somatosensory cortex (Deep, superficial layers) Hippocampus
Thalamus Hypothalamus
Amygdaloid nuclei { central, basolateral and basomedial}
4.20 1.20 1.20 1.20 1.20 1.20 1.20 1.20 2.30 2.30 2.30 2.30 2.30 2.30 2.30
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[3H] DAMGO
4.20 1.20 1.20 1.20 1.20 1.20 1.20 2.30 2.30 2.30 2.30 2.30 2.30
Olfactory bulb - external and lateral, dorsal, medial, ventral Caudate putamen Cingulate cortex
Nucleus accumbens shell and core Olfactory tubercle
Motor Cortex (Deep, superficial layers) Somatosensory cortex (Deep, superficial layers)
Motor Cortex (Deep, superficial layers) Somatosensory cortex (Deep, superficial layers)
Hippocampus Thalamus
Hypothalamus Amygdaloid nuclei {central, basolateral and basomedial}
Table 2.2: Bregma coordinates used for brain regions analysed by [125I] OVTA receptor, [3H] Deltorphin-1 and [3H] DAMGO respectively.
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2.2.9 Fluorescence in situ Hybridization (FISH)
2.2.9.1 Intestinal Dissection and Contents Collection
Intestinal contents and tissue specimens from five various intestinal regions were collected
from casein free and casein rich treated animals behaviourally tested on PND25 & PND26 and
sacrificed on PND27. The five gut regions included: stomach, caecum, jejunum, Ileum and
colon. The University of Surrey Guide to the Autopsy Procedure for Rats was utilised to obtain
each sample. Prior to the sample collection process, sterile 2ml Eppendorf tubes were labelled
and placed in the fume hood over ice. All surgical equipment were sprayed with ethanol prior
to the autopsy procedure. An incision was made through the abdominal skin and muscle wall
of test subjects and the intestines were unravelled onto a dissection board. To start, the stomach
was cut around its greater curvature and the contents were collected using sterile forceps and
weighed into the corresponding Eppendorf tubes. Following the stomach, samples of intestine
of around 2-3 cm in length were taken and contents transferred to tubes from predetermined
sites, in the following way: duodenum: 1-2 cm down from the stomach; jejunum: 10 cm down
from stomach; ileum: 10 cm up from caecum and, colon: 3-4 cm from caecum. The caecum
was punctured open and the contents weighed and transferred into the corresponding tubes.
Approximately 20- 2000 mg of intestinal content from each region was collected. The
remaining carcasses and tissue remnants were placed in polythene bags for containment and
disposal by incineration. The cells were then vortexed using paraformaldehyde as described
below.
2.2.9.2 Sample Fixing
In order to avoid high amounts of fibre within the samples, around 0.15 g of intestinal contents
was suspended in 600 μl of phosphate buffer saline (PBS) solution; an extra 600 μl was added
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to samples from the colon and caecum due to the higher fibre content in these regions. Samples
were then mixed thoroughly by vortexing for 1 minute, then aspirating with a 1 ml pipette tip.
The samples were then centrifuged at 1000 rpm for 2 minutes and the supernatant were
collected into separate 2 ml Eppendorf tube and the pellet was re-suspended in 400 μl of PBS
solution and centrifuged again for 2 minutes at 1000 rpm. This procedure was repeated once
more and each supernatant was added to the 2 ml tube with the pellet from the last spin being
discarded. The resulting supernatant was then centrifuged for 5 minutes at 13000 g. Following
this, the supernatant was discarded and the pellet was re-suspended in 750 μl of PBS solution.
Half (375 µl) of the produced solution was then added to 1125µl of 4% paraformaldehyde
(PFA, Sigma UK) solution, vortex mixed and promptly stored in the 4°C fridge for 4-8 hours.
The 4% PFA solution was prepared by transferring 2 g of PFA powder into a 50 ml Duran
bottle and adding 30 ml of sterile distilled water and 100 μl of 1 M NaOH solution, and
dissolved in a 50°C waterbath. Once the PFA powder dissolved, 100 μl of 1 M HCl solution
and 16.6 ml of 3 × PBS solution was added and made up to 50 ml with sterile distilled water.
The PFA solution was then filter-sterilised through a Millex® 0.22 μm Millipore syringe filter
into a sterile container.
The samples were removed from the refrigerator and centrifuged at 13000 rpm for 5 minutes.
The supernatant was then carefully discarded, and the pellet re-suspended in 1mL of 1 × PBS.
Next the samples were centrifuged twice at 1300rpm for 5 minutes. All the resulting
supernatants from the tubes were carefully removed using a 1ml pipette tip to ensure as much
supernatant is removed as possible from the tubes. The final pellet was then re-suspended in a
solution that is determined by the original weight of that sample. The equation was as follows
[(Original weight of sample / 150mg) x (150 µl)] of PBS solution and [(Original weight of
sample / 150mg) x (150 µl)] of Ethanol. Fixed samples were then stored in a -20°C freezer.
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2.2.9.3 Reagents
The methods described for FISH in this chapter originated from (Daims et al., 2005). The
following reagents were prepared prior to the commencement of experimental procedures:
Reagent Concentration Storage Temperature
Tris-HCl (pH 8.0) 1M RT
NaCl 5M RT
Ethanol 50,80,96% (v/v) RT
EDTA 0.5M RT
SDS 10% RT
PBS/SDS (pH 7.2) 10% SDS RT
Lysozyme 1mg/ml -20°C
Table 2.3: List of reagents required for FISH. RT: Room Temperature
Table 2.4 lists the hybridization conditions for the oligonucleotide probes used in this
experiment. Details for the bacteria targeted by individual probes used can be found in the
relevant publications listed and further sequence databases can be found via ProbeBase (http:
//www.microbial-ecology.net/probebase/).
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Probe
Name
Microorganism
Specificity
Sequence ( 5’ to 3’) Hybridization
pre-treatment
Hybridization
Temp (°C)
Washing
Temp (°C)
Reference
Bif164 Bifidobacterium spp. CATCCGGCATTACCACCC Lysozyme 50 50 (Langendijk et al.,
1995)
Chis 150 Clostridium histolyticum
group ( clusters I and II)
TTATGCGGTATTAATCTYC
CTTT
None
50 50 (Franks et al., 1998)
Lab158 Lactobacillus-
Enterococcus
GGTATTAGCAYCTGTTTCC
A
Lysozyme 50 50 (Harmsen et al., 1999)
EUB338 I* Most bacteria GCTGCCTCCCGTAGGAGT None 46 48 (Daims et al. 2003)
EUB338 II* Most bacteria GCAGCCACCCGTAGGTGT None 46 48 (Daims et al. 2003)
EUB338 III* Most bacteria GCTGCCACCGTAGGTGT None 46 48 (Daims et al. 2003)
Table 2.8: Hybridization conditions for oligonucleotide probes used in FISH. The dyes are mono-labelled with the indocarbocyanine dye Cy3 (MWG
Biotech, Milton Keynes, U.K). * These eubacterial probes were applied simultaneously and used in equimolar concentrations (all at 50 ng µl -1) to assess total
bacterial counts ( from here on referred to as EUBMIX).
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2.2.9.4 Dehydration and Fixing of Samples to Slides
On the day of the experiment, the fixed samples stored in ethanol/PBS were removed from the
-20°C freezer and placed on ice. Samples were then dispersed by vortexing thoroughly. Next
the samples were diluted according to the probe and region (see table 5.2) with sterile PBS/SDS
diluent and vortex mixed. Diluted samples (20 µl) were carefully applied to each well of
Teflon- and poly-L-lysine-coated, 6-well, 10-,diameter slides ( Tekdon Inc. Myakka City, FL,
USA) with the appropriate samples. The slides were then dried for approx. 15 minutes at 46-
50°C on a desktop plate incubator. The cells requiring lysozyme treatment (See Table 2.5)
were treated at this stage and the reaction left to incubate on the bench top for 15 minutes. To
ensure sufficient permeabilisation of the cell wall to allow probes to enter the cells efficiently,
some gram-positive bacteria require enzymatic treatments prior to the hybridisation step for
example LAB158 and Bif164. Lysozyme treatment hydrolyses (1 4) linkages between
N- acetylmuramic acid and N-acetyl-D-glucosamine residues in peptidoglycan. Gram-positive
cells are susceptible to this hydrolysis as their wall has a high proportion of peptidoglycan
compared with Gram-negative bacteria which possesses a thinner peptidoglycan membrane.
Prior to treating these cells with lysozyme, an aliquot of the prepared lysozyme was defrosted
and 20 µl of lysozyme was added to each well and incubated on a desktop plate incubator for
15 minutes. After this, the slides were briefly dipped into distilled water to remove the
lysozyme.
All the slides were then immersed fully into 50, 80 and 96% (v/v) ethanol for 3 minutes each.
The dehydrating effect of the ethanol concentration gradient disintegrates cytoplasmic
membranes, which then become permeable to oligonucleotide probes. Following this, the slides
were dried for 2 minutes at 46-50°C on a desktop plate incubator.
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Probe Region(s) Animal Group Dilution
BIF164 IIeum, Jejunum, duodenum, stomach Casein free and casein rich 1:10
Colon and caecum Casein free and casein rich 1:30
Lab158 All six regions Casein free and casein rich 1:30
Chis150 All six regions Casein free and casein rich 1:10
EUB MIX All six regions Casein free and casein rich 1:300
2.2.9.5 Hybridization of Probes to Samples
20 minutes prior to starting the hybridization step, the Boekel InSlide OutTM Slide hybridisation
oven (Progen Scientific, U.K) was turned on and set at the appropriate temperature for each
probe (see Table 4.2). A piece of absorbent paper towel was soaked with approximately 50 ml
of distilled water and placed in the bottom of the hybridisation tray, ensuring it was flat.
2.2.9.6 Preparation of Hybridisation Buffer
Table 2.6 below shows the components needed for the hybridization buffer. EUB338 (MIX)
probes was the only one requiring formamide (35%). This was done to achieve the correct
hybridisation stringency ensuring probe specificity. The volume required for all slides were
calculated accordingly.
Table 2.9: Sample dilutions used for FISH analysis
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Volume (µl)
Component 0% Formamide 35% Formamide
5 M NaCl
1 M Tris/HCL (ph 8.0)
Formamide
Double distilled H2O
10% sodium dodecyl sulfate
The Oligonucleotide probes were thawed in the dark and 5 µl of probe was added to 50 µl of
hybridization buffer and mixed by inversing three times. A master mix containing sufficient
probe/hybridization buffer was prepared by calculating the amount needed to cover all slides.
From this mix, 50 µl of probe mixture was applied onto each well containing the dehydrated
sample. The slides were placed onto the slide holders with the samples facing upwards. The lid
of the slide tray was then sealed tightly ensuring it was airtight, this is to ensure no evaporation
of the probe/hybridization mixture occurs. The trays were then placed in the oven and left to
incubate for 4 hours.
2.2.9.7 Washing, Drying and Storage
2.2.9.7.1 Preparation of Wash Buffer
After placing the slide trays in the incubator, a sufficient amount of wash buffer was prepared
as shown below (Table 2.7) in 50 ml centrifuge tubes. EUBMIX required 35% formamide and
so EDTA was added to capture trace amounts of divalent cations, which frequently occur and
reduce the stringency of the washing step because they stabilise the DNA-RNA hydrides. The
180
20
0
799
1
180
20
350
499
1
Table 2.10: Composition of hybridisation buffers used to achieve different hybridization
stringencies for FISH analysis. Volumes given are required for 2 slides. The SDS solution was
added last to inhibit precipitation.
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wash buffers were then placed in the corresponding temperature in a water bath (see Table
2.4).
Volume (µl)
Component 0% Formamide 35% Formamide
5 M NaCl
1 M Tris/HCL (ph 8.0)
Formamide
Double distilled H2O
10% sodium dodecyl sulfate
Immediately prior to the removal of the slides from the incubation oven, a centrifuge tube
containing 50 of distilled water was placed over ice. At this point 20 µl of 4’6-diamidino-2-
phenylindole dihydrochloride (DAPI;50 NG µl -1 ) was added to the wash buffer tubes. DAPI
was then added to the wash buffer to allow cells to be found easily on the microscope slide.
This reagent binds to the minor groove (at A-T BONDS) of double-stranded DNA, staining
the DNA molecule of the bacteria (Kapuscinski, 1995).
Once the incubation is complete, the hybridization tubes were removed from the oven and the
slides rapidly transferred into the wash buffers in the water baths. This step was carried out
quickly to reduce cooling of the hybridization buffer on the slide that may cause a reduction
in the stringency and non-specific binding of probes to non-targeted organisms. Two slides
were placed back to back into the 50 ml centrifuge tube for 10-15 minutes. Using tweezers,
the slides were then taken out the wash buffers and immersed rapidly into the ice cold
distilled water for 2-3 minutes. This step ensured all residual washing buffer was removed
9.0
1
0
40
1
0.70
1
0.5
47.8
1
Table 2.11: Composition of wash buffer for FISH analysis. Volumes given are for 2 slides only
and prepared in 50 ml centrifuge tubes.
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which might not otherwise cause crystal formation on the slides thus hampering microscopic
visualisation of fluorescing cells. The low ionic strength of distilled water destabilises nucleic
acid duplexes, and the cold minimises dislocation of probes from the ribosomes of their target
organisms (Daims et al., 2003).
The slides were the placed on paper towels and dried using a stream of compressed air.
Antifade (5 µl) was then added to each well and a cover slide was applied by gently pressing
over the samples to carefully remove any bubbles being formed by the antifade. Slides were
transferred to slide boxes and placed int eh fridge overnight before microscopy.
2.2.9.8 Microscopic Visualisation
The stained sections were inspected in a dark room using EPI-fluorescence Eclipse E400
Nikon microscope (Nikon, U.K., Kingston-upon-Thames, and U.K) equipped with a 100 x
Plan Apochromat oil objective lens and a HBO 100-W vapor lamp. Cy3-stained cells were
viewed with immersion oil under 100 × magnification with the use of a green excitation filter
(510 nm 560 nm) and the DAPI-stained cells were examined under ultraviolet (UV) light
(330nm 380nm). Bacterial cells from fifteen random microscopic fields of view were counted
per sample and used for the calculation of the number of cells in each sample ( g intestinal
sample) -1 using this formula:
Log10 (bacteria / ml of sample) = 0.8 × A × 6732.42 × 50 × B
Where A is the average number of cells counted per field of view, B is the dilution factor
(e.g. 20 if 1 in 20 dilutions used) and 6732.42 is the magnification constant of the
microscope. 0.8 is the dilution factor which was initially used (i.e. 375 µl if sample into 150
µl PBS and 150 µl ethanol 300/375) and 50 µl was used in the calculations as 20 µl of sample
was applied to the slide and so bring the total to 1 ml.
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2.2.9.9 Data Analysis
The log10 of bacterial counts were analysed for differences for each individual probes. The raw
data counts were tabulated and collected in Microsoft Excel, here they were adjusted to show
the true counts and averages of all 15 repetitions were determined. The final data set was then
transferred to GraphPad Prism 7 for graphing. Statistical analysis was conducted using a two-
way ANOVA followed by Bonferroni post-hoc analysis where applicable. No statistical
analysis was conducted for the Duodenum as there was no casein-rich to compare to the casein-
free samples.
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2.3 Results
2.3.1 Body Weight and Milk Consumption
Rats provided with casein rich milk consumed significantly more milk from PND22 to PND26
compared to rats provided with casein free milk. Furthermore, rats fed casein rich milk gained
significantly more bodyweight over time compared to control and casein free treated animals
(p ˂ 0.001 Figure 2.2 A and p ˂ 0.01 Figure 2.2 B respectively).
2.3.2 Behaviour
The FST was used to assess depressive-like behaviour in rats provided with no milk (control),
casein free or casein rich milk from PND21 until PND26. The total immobility time and total
time spent climbing were scored from the ‘test’ session on PND26 (Figure 2.3 A and B
respectively). The quantification from the ‘test’ times were used in the assessment of
depressive-like behaviour as described by (Cryan et al., 2005).
Quantification of the results from the ‘test’ swim test session on PND26 showed that rats fed a
casein rich diet displayed depressive-like phenotypes as shown by a marked increase in
immobility time compared to both the control (p < 0.001) and casein free treated animals (p <
0.01). In addition casein rich treated rats spent significantly less time climbing compared to
both control (p < 0.01) and casein free animals (p < 0.005).
Taken together these results show that casein rich treated animals exhibit marked ‘depressive-
like’ behaviour when compared to control animals and animals fed casein free milk.
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Co
ntr
ol
Casein
Fre
e
Casein
Ric
h
0
1 0
2 0
3 0
4 0
We
igh
t c
ha
ng
e (
g)
***
* *
A
B
18 20 22 24 26 280
50
100
150
Postnatal Days
Mean
Daily
Milk C
on
su
mp
tio
n p
er
Cag
e (
g)
Casein Rich Casein Free
Figure 2.2: Effects of casein free and casein rich diets on milk consumption and body weight.
(A) Milk consumption for casein free and casein rich groups. Animals provided with casein rich milk
consumed significantly more milk compared to their casein free counter parts from PND22-PND26 (B)
Weight change in grams for control, casein free and casein rich groups from PND14 to PND27. Data are
expressed as mean ± SEM (n=8 per group). Casein rich animals showed the greatest weight change
compared to control and casein free animals (**p<0.01, ***p<0.001 one way ANOVA followed by
LSD post-hoc test)
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Co
ntr
ol
Casein
Fre
e
Casein
Ric
h
0
5 0
1 0 0
1 5 0
2 0 0
2 5 0
3 0 0
Cli
mb
ing
tim
e (
s)
* *
*
Figure 2.3: Increase in depressive-like behaviour following prolonged exposure to milk caseins
beyond the normal age of weaning in rats (pnd21).
Male Wistar Albino rats were provided with no milk, casein free or casein rich milk from PND21
through to PND26 then subjected to behavioural testing using the FST on PND25 & 26 (A) Immobility
time during the 6 minute test session ran on PND26 (B) Total time spent climbing during the 6 minute
test session ran on PND26. Casein rich milk caused an increase in immobility time and a decrease in
total time spent climbing compared to both control and casein free treatment. Data are expressed as
mean scores (± SEM) (n=8) obtained from manual video analysis by two independent observers. One-
way ANOVA followed by LSD post-hoc test was used and a p value of less than 0.05 was accepted as
significantly different. *p=0.05, **p<0.01, ***p<0.001
A
B
Co
ntr
ol
Casein
Fre
e
Casein
Ric
h
0
5 0
1 0 0
1 5 0
2 0 0
2 5 0
3 0 0
Imm
ob
ilit
y t
ime
(s
)
*
*
* *
*
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2.3.3 Neurochemical Analysis
2.3.3.1 Quantitative Oxytocin Receptor Autoradiography
Quantitative OTr autoradiographic binding using [125I]-OVTA was performed on rat brain
sections cut at the level of the olfactory nuclei, caudate and thalamus from control, casein free
and casein rich treated animals. Figure 2.4 (A) shows reduced OTR binding in the olfactory
nuclei of casein free and casein rich treated animals compared to control (first row). The second
row of Figure 2.4 (A) shows a lower density of OTr binding in the thalamus of casein rich
treated animals compared to control group.
In order to assess the impact of casein rich vs. casein free milk on OT receptor levels, a One-
Way ANOVA for the factor ‘treatment’ was employed and revealed a significant general milk
effect in the AOV and Th of casein rich and casein free treated animals compared to control (p
< 0.05). In the Hip and CE a decrease of OTr binding was observed only in casein rich treated
animals compared to control (p < 0.05) indicating a casein effect. Furthermore, a decrease in
OTr binding was also observed in the BLA, and BMA of casein rich treated animals compared
to both control and casein free (p < 0.01 and p < 0.05 respectively) again highlighting a casein
effect on OTr binding in these regions (Figure 2.4 B). No effect of treatment was found in the
remainder of the regions analysed shown in Table 2.2.
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AO
L
AO
M
AO
V
Cg
Cx
CP
u
Acb
Pir
Tu
MS
VD
BL
SH
ip Th
BL
A
BM
AC
EH
yp
0 .0
0 .1
0 .2
0 .3
0 .4
0 .5
B r a in R e g io n s
[1
25I]
-OV
TA
sp
ec
ific
bin
din
g
(fm
ol/
mg
tis
su
e e
qu
iva
len
t)
C o n tro l
C a s e in R ic h
C a s e in F re e
*
*
*
**
** *
*
Figure 2.4: Region-specific alterations of [125I]-OVTA binding in rats provided with casein free or
casein rich milk from PND21-PND26.
Male Wistar Albino rats were provided with either no milk, casein free or casein rich milk from PND21
through to PND26 (A) Computer-enhanced representative autoradiograms of adjacent coronal brain
sections from control, casein free and casein rich treated rats at the levels of olfactory nuclei (Bregma
4.20mm, first row) and thalamus (Bregma -2.80mm, second row). OTRs were labelled with [125I]-OVTA
(50 pm). The colour bar illustrates a pseudo-colour interpretation of black and white film images in
fmol/mg tissue equivalent. Representative images for the non-specific (50pm [125I]-OVTA in the presence
of 50 µM unlabelled oxytocin) are shown for all the treatment groups. (B) Quantitative oxytocin receptor
autoradiographic binding from control, casein free and casein rich treated animals. Data are expressed as
mean ± S.E.M (n=8 per group) specific [125I]-OVTA binding (fmol/mg tissue equivalent). * p<0.05;
**p<0.01 (one-way ANOVA followed by LSD post-hoc test). Abbreviations: Acb, nucleus accumbens;
Amy, amygdala; AOL, anterior olfactory nucleus-lateral; AOM, anterior olfactory nucleus-medial; AOV,
anterior olfactory nucleus-ventral; BLA, basal lateral amygdala; BMA, basal medial amygdala; CE,
Central Nucleus of Amygdala; CgCx, cingulate cortex; CPu, caudate-putamen; Hip, hippocampus; Hyp,
hypothalamus; LS, lateral septum; MS, medial septum; Pir, piriform cortex; Th, thalamus; Tu, olfactory
tubercle; VDB, vertical limb of the diagonal band of Broca.
B
A
AOV
BLA
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2.3.3.2 Quantitative Mu Opioid Receptor Autoradiography
Quantitative MOPr autoradiographic binding using [3 H] DAMGO was performed on rat brain
sections cut at the level of the frontal cortex, striatum and thalamus from control, casein Free
and casein Rich treated animals. Figure 2.5 (A) shows a low density of MOP receptor binding
in the frontal cortex of casein rich treated animals compared to both control and casein free
animals (first row) followed by decreased MOPr binding in the striatum of casein free animals
compared to both control and casein rich groups (second row). The last row of Figure 2.5 (A)
shows reduced MOPr binding in the thalamus of casein rich treated animals compared to both
control and casein free treatment groups.
In order to assess the impact of casein free vs casein rich milk diets beyond the normal age of
weaning, a One-Way ANOVA was employed and revealed a significant general milk effect in
the CgCx, (p< 0.05), AcbC whole (casein free p< 0.05, casein rich p< 0.01 ), AcbC shell (p<
0.01) and the CPu ( casein free p< 0.01, casein rich p< 0.001) in both casein free and casein
rich treated animals compared to controls.
Casein rich milk alone caused a decrease in MOPr binding in M2 (p< 0.05), PrL (p< 0.05),
M1/M2 superficial (p< 0.05), M1/M2 deep (p< 0.05), Amy (p< 0.01) and Hyp (p< 0.01)
compared to control treated animals. Furthermore casein rich milk induced decreased binding
in S1/S2 deep compared to both control and casein free treatment groups (p< 0.05) indicating
a casein effect Figure 2.5 (B). No effect of treatment was found in the remainder of the regions
analysed shown in Table 2.2.
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A
B
M2
PrL
AO
M
Cg
Cx
Tu
CP
u
Acb
C w
ho
le
Acb
C s
hell
Acb
C c
ore
M1/M
2 S
up
er f
icia
l
M1/M
2 D
eep
S1/S
2 S
up
er f
icia
l
S1/S
2 D
eep
Hip T
h
Am
y
Hyp
0
2 0
4 0
6 0
B r a in R e g io n s
[3
H] D
AM
GO
sp
ec
ific
bin
din
g
(fm
ol/
mg
tis
su
e)
C a s e in R ic h
C a s e in F re e
C o n tro l
*
*
*
* * *
**
*
* ** *
*
*
*
*
**
**
Frontal cortex
S1/S2
Figure 2.5: Region specific alterations of [3H] DAMGO specific binding in rats provided with
casein free or casein rich milk from PND21-PND25.
Male Wistar Albino rats were provided with either no milk, casein free or casein rich milk from
PND21 through to PND26 (A) Computer-enhanced representative autoradiograms of adjacent coronal
brain sections from control, casein free and casein rich treated rats at the levels of the frontal cortex
(Bregma 4.20, first row), striatum (Bregma 1.20, second row) and thalamus (Bregma -2.30, third row).
MOPrs were labelled with [3H] DAMGO (4nM). The colour bar illustrates a pseudo-colour
interpretation of black and white film images in fmol/mg tissue equivalent. (B) Quantitative oxytocin
receptor autoradiographic binding from control, casein free and casein rich treated animals. Data are
expressed as mean ± S.E.M (n=8 per group) specific [3H] DAMGO binding (fmol/mg tissue
equivalent). * p<0.05 **p<0.01 (one-way ANOVA followed by LSD post-hoc test). Abbreviations:
Acb, nucleus accumbens; Amy, amygdala; AOM, anterior olfactory nucleus-medial; CgCx, cingulate
cortex; CPu, caudate-putamen; Hip, hippocampus; Hyp, hypothalamus; M1/M2 motor coretex; PrL,
prelimpic cortex; S1/S2 somatosensory cortex; Th, thalamus; Tu, olfactory tubercle;
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2.3.3.3 Quantitative Delta Opioid Receptor Autoradiography
Quantitative DOPr autoradiographic binding using [3H] Deltorphin -1 was performed on rat brain
sections cut at the level of the thalamus from no milk control, casein free and casein rich treated animals.
Figure 2.6 (A) shows a low density of DOPr in the somatosensory cortex of casein free treated animals
compared to both control and casein rich.
In order to assess the impact of casein free vs. casein rich milk diets beyond the normal age of weaning,
a One-Way ANOVA was employed and showed casein free milk induced decreased binding in S1/S2
deep (p< 0.05) compared to both control and casein rich treatment groups. Indicating a soy protein
effect Figure 2.6 (B). No effect of treatment was found in the remainder of the regions analysed shown
in Table 2.2
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A
B
Acb
CP
u
Cg
Cx
Tu
Pir
AO
MP
r l
M1/M
2 s
up
er f
icia
l
M1/M
2 d
eep
S1/S
2 s
up
er f
icia
l
S1/S
2 d
eep
Hip T
h
Am
yH
yp
0
5 0
1 0 0
1 5 0
2 0 0
2 5 0
B ra in R e g io n s
[3
H]
de
lto
rp
hin
-1
Sp
ec
ific
Bin
din
g
(fm
ol/
mg
tis
su
e)
C a s e in R ic h
C a s e in F re e
C o n tro l
*
Figure 2.6: Down-regulation of [3H] Deltorphin -1 specific binding in the deep layer of the somatosensory
cortex of rats fed casein free milk beyond the normal age of weaning (PND21).
Male Wistar Albino rats were provided with either no milk, casein free or casein rich milk from PND21 through
to PND25 (A) Computer-enhanced representative autoradiograms of adjacent coronal brain sections from
control, casein free and casein rich treated rats at the levels of Thalamus (Bregma -2.30). DOPrs were labelled
with [3H] deltorphin -1 (7nM). The colour bar illustrates a pseudo-colour interpretation of black and white
film images in fmol/mg tissue equivalent. (B) Quantitative oxytocin receptor autoradiographic binding from
control, casein free and casein rich treated animals. Data are expressed as mean ± S.E.M (n=8 per group)
specific [3H] deltorphin -1 binding (fmol/mg tissue equivalent). * p<0.05 (one-way ANOVA followed by LSD
post-hoc test). Abbreviations: Acb, nucleus accumbens; Amy, amygdala; AOM, anterior olfactory nucleus-
medial; CgCx, cingulate cortex; CPu, caudate-putamen; Hip, hippocampus; Hyp, hypothalamus; M1/M2 motor
coretex; Pir, piriform cortex; PrL, prelimpic cortex S1/S2 somatosensory cortex; Th, thalamus; Tu, olfactory
tubercle.
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2.3.4 Analysis of Urine Samples (Metabolomics)
2.3.4.1 PCA of Urine Samples
PCA was first used as an unsupervised multivariate statistical analysis method to give an
insight into how urine samples from control, casein free and casein rich treatment groups
differed from one another. The percentage of variance explained by each PC (R2) is shown for
each axis. In order to aid visualisation of any trends associated with casein free or casein rich
test groups, the two different groups are shown colour coded according to their group, with
green circles representing casein free animals and blue circles representing casein rich animals.
Following initial PCA modelling of the urine data, clear separation along PC1 can be seen
between casein free and casein rich treated animals Figure 2.6 (A). This indicates that casein
exposure from PND21 until PND26 is responsible for the largest source of variation in the
metabolic data.
2.3.4.2 1H-NMR Spectroscopy of Urine Samples
OPLS-DA was used to further investigate the effect of exposure to casein free or casein rich
milk on animal metabolic profiles. This supervised method allows for the examination of the
data in question with reference to only one source of variation as opposed to all possible
variations as was the case with the PCA approaches Figure 2.6 (B). The model had a strong
predictive ability (Q2Y = 0.27) that was found to be significant after permutation testing (p =
0.0; 10,000 permutations). From the correlation coefficients plot extracted from the OPLS-DA
model, casein rich rats were found to excrete higher amounts of hippurate and betaine than the
casein free rats and lower amounts of benzoate, glycine, acetate and alanine.
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A
B
Figure 2.7: Multivariate analysis of urinary 1H NMR spectral profiles showing the influence of casein free diet and
casein rich diet on urinary metabolites.
Male Wistar Albino rats were provided with either no milk, casein free or casein rich milk from PND21-PND26 (n= 8 per
group) after which they were placed into individual metabolic cages to allow for the collection of urine. (A) PCA scores
plot of normalised NMR data showing separation along PC1 between casein free and casein rich groups (B) OPLS-DA
coefficient plot showing all metabolite responsible for driving the separation between the groups. Labelled peaks are the
metabolites which are increased in the respective groups (Q2Y =0.27).
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Metabolite Chemical Shift (Multiplicity) Sample
Acetate 1.92 (s)
Alanine 3.77 (q), 1.8 (d)
Betaine 3.27 (s), 3.91 (s)
Benzoate 7.49 (t), 7.56 9t)
Glycine 3.57 (s)
Hippurate 3.97 (d), 7.64 (t), 7.84 (d)
Casein-free
Casein-free
Casein-rich
Casein-free
Casein-free
Casein-rich
Table 2.12: Full 1H- NMR chemical shifts for metabolites identified in Urine samples. Key: s,
singlet; d, doublet; t, triplet; q, quadruplet
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2.3.5. Assessment of Intestinal Microbiota (FISH)
2.3.5.1 Assessment of Total Bacteria
Two-way ANOVA for factors ‘diet’ and ‘gut region’ showed no significant effect of either
factor in EUB338 probe counts between casein free and casein rich groups in all of the gut
regions analysed therefore no post hoc analysis was carried out (Figure 2.8).
Sto
mac
h
Jeju
num
Ileum
Cae
cum
Colo
n
7.0
7.5
8.0
8.5
9.0
9.5
10.0
Region
Lo
g10 C
ou
nt
of
To
tal B
acte
ria
Casein Rich (log values)
Casein Free (log values)
Total Bacteria (EUB338)
Figure 2.8: Effect of casein free vs. casein rich milk diets from PND21-PND26 on the composition
of total bacteria within different gut regions.
Male Wistar Albino rats were provided with either casein free or casein rich milk from PND21 through
to PND26. A mixture of EUB 338 I,II & III probe were used for the enumeration of total bacteria in
contents obtained from five different regions of the intestine from the study animals. All data expressed
as mean log10 cells (g wet weight of intestinal content)-1 , ± S.E.M (n=8 per group). Two-way ANOVA
was carried out and no significant differences were observed between the two groups, therefore no post hoc
analysis was carried out.
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2.3.5.2 Assessment of Clostridium Histolyticum Groups
Two-way ANOVA for factors ‘diet’ and ‘gut region’ of Chis150 probe counts showed a
significant ‘diet’ [ F (1,60) = 21.56; p <0.001 ] and ‘gut region’ [ F (4,60) = 64:64; p <0.001 ]
and ‘diet’ x ‘gut-region’ interaction [ F (4,60) = 3.763; p <0.0085 ]. Post-hoc analysis revealed
casein rich animals harboured increased total numbers in the caecum (p= 0.01) and colon (p=
0.001) compared to casein free treated animals (Figure 2.9).
Sto
mac
h
Jeju
num
Ileum
Cae
cum
Colo
n4.5
5.0
5.5
6.0
6.5
7.0
7.5
8.0
8.5
Region
Lo
g10 C
ou
nt
of
Clo
str
idiu
m H
isto
lyti
cu
m
Casein Rich (log values)
Casein Free (log values)
*****
Clostridium histolyticum (Chis150)
Figure 2.9: Effect of casein free vs. casein rich milk diets from PND21-PND26 on clostridium
histolyticum bacterial groups within different gut regions.
Male Wistar Albino rats were provided with either casein free or casein rich milk from PND21 through
to PND26. The Chis150 probe was used for the enumeration of C.histolyticum spp. In contents obtained
from five different regions of the intestine from the study animals. All data expressed as mean log10
cells (g wet weight of intestinal content)-1 , ± S.E.M (n=8 per group). Animals provided with casein
rich milk had significantly higher levels of C.histolyticum in the caecum and colon compared to their
casein free counter parts (**p<0.01, ***p<0.001 two way ANOVA followed by Bonferroni post-hoc test).
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2.3.5.3 Assessment of Bifidobacterium Groups
Two-way ANOVA for factors ‘diet’ and ‘gut region’ showed no significant effect of either
factor in Bif164 probe counts between casein free and casein rich groups in all of the gut
regions analysed, therefore no post-hoc analysis was carried out (Figure 2.10).
Sto
mac
h
Jeju
num
Ileum
Cae
cum
Colo
n
6.5
7.0
7.5
8.0
8.5
9.0
Bifidobacterium (Bif164)
Region
Lo
g10 C
ou
nt
of
Bif
ido
bacte
riu
m
Casein Rich (log values)
Casein Free (log values)
Figure 2.9: Effect of casein free vs. casein rich milk diets from PND21-PND26 on Bifidobacterium
bacterial groups within different gut regions.
Male Wistar Albino rats were provided with either casein free or casein rich milk from PND21 through
to PND26. The Bif164 probe was used for the enumeration of Bifidobacterium spp. In contents obtained
from five different regions of the intestine from the study animals. All data expressed as mean log10
cells (g wet weight of intestinal content)-1, ± S.E.M (n=8 per group). Two-way ANOVA was carried out
and no significant differences were observed between the two groups, therefore no post hoc analysis was
carried out.
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2.3.5.4 Assessment of Lactobacillus-Enterococcus Groups
Two-way ANOVA for factors ‘diet’ and ‘gut region’ showed no significant effect of either
factor in Lab158 probe counts between casein free and casein rich groups in all of the gut
regions analysed, therefore no post-hoc analysis was carried out (Figure 2.11).
Sto
mac
h
Jeju
num
Ileum
Cae
cum
Colo
n
6.5
7.0
7.5
8.0
8.5
9.0
9.5
Lactobacillus-Enterococcus (Lab158)
Region
Lo
g10 C
ou
nt
of
Lacto
bacillu
s-E
nte
roco
ccu
s
Casein Rich (log values)
Casein Free (log values)
Figure 2.10: Effect of casein free vs. casein rich milk diets from PND21-PND26 on Lactobacillus-
Enterococcus bacterial groups within different gut regions.
Male Wistar Albino rats were provided with either casein free or casein rich milk from PND21 through
to PND26. The Lab158 probe was used for the enumeration of Lactobacillus-Enterococcus spp. In
contents obtained from five different regions of the intestine from the study animals. All data expressed
as mean log10 cells (g wet weight of intestinal content)-1 , ± S.E.M (n=8 per group). Two-way ANOVA
was carried out and no significant differences were observed between the two groups, therefore no post hoc
analysis was carried out.
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2.4 Discussion
The aim of this study was to investigate whether exposure to milk caseins beyond the normal
age of weaning (PND21) would result in the development of a depressive-like phenotype in
male Wistar Albino rats. Moreover, we investigated the effects of prolonged casein exposure
in early postnatal life on the development of the opioid system, namely MOPr and DOPr as
well as OTr. Finally we investigated the effect of 5 extra days of casein exposure beyond the
normal age of weaning on gut microbial populations as well as urinary metabolites. The results
revealed rats fed casein rich milk beyond the normal age of weaning displayed a depressive-
like phenotype which was concomitant with a down regulation of OTr in the amygdala, as well
as a down regulation of MOPr in a number of brain regions associated with mood. Furthermore,
these rats also displayed higher levels of Clostridium Histolyticum (C.Histolyticum) species in
the gut compared to their casein free counter parts as well as an increase in microbial urinary
metabolites. Interestingly, we also observed a general milk effect with rats fed both casein free
and casein rich milk beyond the normal age of weaning displaying a down regulation of both
MOPr and OTr in a number of brain regions indicating a casein independent effect on brain
neurochemistry. Moreover, animals fed casein free milk but not casein rich milk displayed a
down regulation of DOPr in the deep layer of the somatosensory cortex, however these animals
did not display a depressive phenotype, suggesting that soy protein exposure in early postnatal
life also influences normal brain development but not necessarily depressive-like behaviour.
A rat model mimicking delayed weaning or weaning onto cow’s milk based formula was
established by providing rat pups with a casein rich milk formula (containing approx. 20% w/w
casein) from PND21 (the standard age of weaning) till PND26. Another group was provided
with a casein free milk formula, custom manufactured to match the nutritional composition of
the casein rich milk except casein protein was removed and replaced with approx. 20% w/w
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soya protein), again from PND21 until PND26. The control group, which mimicked normal
weaning practices, where no milk is provided past weaning, had their mothers removed on
PND21 and were provided with no milk post-weaning.
Animals provided with casein rich milk consumed significantly more milk from PND22 till
PND26 compared to animals provided with casein free milk (see Figure 2.2 A). This is in line
with findings by Goody and Kitchen (2001) who provided casein free or casein rich milk
formula to 21 day old rat pups and reported that the casein rich group consumed significantly
greater amounts than their casein free counterparts. These observed differences in voluntary
milk consumption could be attributed the characteristic taste and smell of soya making the
casein free milk less palatable. Another potential mechanism which could be driving the
differences in milk consumption between the casein free and casein rich treated animals could
be linked to the direct effects of the milk proteins on the gut. The casein free milk contained
soy protein which is a mixture of different proteins classified into 4 categories, with β-
conglycinin and glycinin making up more than 80% of the soy protein content (Saio et al.
1969). The β-conglycinin protein is made up of three subunits, namely α, α1 and β (Tierney et
al., 1987). It has been shown that the β-subunit contains the same sequence as bovine and
human β-casomorphins (YPFV). Peptides which have a Tyr-Pro-aromatic amino acid sequence
are selective for the MOPr (Brantl et al., 1982) (see Section 1.3 ). Indeed it has been shown
that the peptides derived from the β-subunit of β-conglycinin also possess opioid activity and
were therefore named soymorphins (Ohinata et al,. 2007). A study by Kaneko et al., (2010)
found that oral administration of soymorphins in fasted rats resulted in a suppression of food
intake and small intestinal transit time. This effect was found to be inhibited by naloxone, hence
indicating that this was MOPr mediated effect. In general it has been well documented that
MOPr agonists such as those derived from milk caseins enhance food intake, while MOPr
antagonists supress food intake (see review by Yeomans et al., 2002). Soymorphins are the
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first MOPr agonist peptides that were found to suppress food intake (Kaneko et al., 2010).
Although we did not measure food intake in this current study, it is feasible that soymorphins
found in the casein free milk could be responsible for the reduced amount of milk consumption
observed in this group, while BCM-7 derived from casein rich milk could be stimulating gut
MOPr to result in higher milk consumption.
Furthermore, the preference for casein rich milk over the casein free formula was very evident
in this study and indicates that the difference in consumption between casein free and casein
rich milk may represent reward properties of casein and its breakdown products found only in
the casein rich milk. Although previous studies on the reward (reinforcing) potential of milk
derived β-casomorphins did not demonstrate conditioned place preference following systemic
administration, while morphine administration did induce place preference in the same
experiments (Reid et al., 1994), it is still possible that casein rich milk was more rewarding
than its casein free variant leading to higher consumption.
Moreover, casein rich animals gained significantly more weight compared to control and casein
free treated animals (see Figure 2.2 B). The significant difference in weight gain between
casein rich and control animals indicates that, not surprisingly the absence of milk formula
results in lower body weights by 26 days of age which is more than likely due to the absence
of this significant nutritional source from the diet of control vs. casein rich animals. Casein rich
treated animals also gained significantly more weight compared to the casein free group. This
result can be explained by the fact that casein free animals consumed significantly less milk
then their casein rich counterparts and therefore gained less weight.
Furthermore, the nutritional composition of soy protein vs casein protein could also be driving
the difference observed in weight gain between the two groups. This is in line with a study by
Silva et al., (2015) who provided 21 day old mice with either soy-based infant formula or cow’s
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milk-based infant formula for a period of 10 days. They measured milk consumption and
weight gain throughout the duration of the study and found that mice provided with soy-based
infant formula gained significantly less weight compared to mice who consumed the cow’s
milk based infant formula. This result was in part attributed to the differences in amino acid
composition between soy protein and casein. For example soya protein has lower levels of
methionine, lysine and proline. Moreover, it has previously been shown that soya based
formula contains anti-nutritional factors which prevent the absorption of nutrients such as
phytic acid (Lönnerdal, 1994).
It was hypothesised that consumption of milk caseins beyond the normal age of weaning would
result in depressive–like behaviour due to impairments to both the opioid system and the
oxytinergic system. Indeed, the results obtained in this chapter demonstrate that animals
provided with casein rich milk from PND 21 until PND 26 exhibited ‘depressive-like’
behaviour as evidenced by a significant increase in the total time spent immobile and a decrease
in time spent climbing in the FST compared to both control and casein free treated animals (see
Figure 2.3). These results extend previous findings from our laboratory conducted by Farshim
et al., (2016) which showed that rat pups which are maintained in a non-weaned state exhibit
depressive-like behaviour compared to rat pups weaned at the normal age of 21 days old.
Taken together, these results suggest that it is the prolonged exposure to maternal milk caseins
in the non-weaned rats that maybe responsible for the depressive phenotype observed.
It is possible to argue that the difference in weight gain between the three treatment groups
discussed above could have influenced the immobility times in the FST, especially as evidence
shows weight is indeed a factor which can influence immobility in the FST (Bogdanova et al.,
2013). However in order to address this, the total immobility time for each test animal (in
seconds) was divided by the individual body weights of animals on the day of testing ( animal
weight in grams on PND26) and these results were plotted and statistically analysed using a
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one-way ANOVA followed by LSD post-hoc analysis. The results revealed that the significant
increase in immobility observed in the casein-rich treated animals was still present in
comparison to both casein free and control animals even after taking body weight into account.
This analysis provides assurance that the difference in weight between the three test groups did
not affect depressive-like behaviour. Indeed various methods of statistical analysis have
previously been carried out by other groups to account for variation in weight of animals used
in the FST (Brenes et al., 2008).
Previous investigations from our laboratory conducted by Kitchen et al., (1995) have
demonstrated weaning rat pups on PND21 activates a population of DOPrs which mediate
swim SIA whereas maintaining pups in a non-weaned state until PND 25 resulted in a lack of
development of these DOPrs. Moreover, it was shown that casein exposure was responsible for
mediating this effect as the removal of casein from the neonatal rat diet at the time of weaning
acted as developmental trigger for the transition of MOPr to DOPr in the mediation of swim
SIA (Goody and Kitchen 2001). This transition can be delayed up to PND40 by continued
dietary provision of casein rich milk formula. This set of experiments were able to exclude the
possibility of psychological (maternal presence) or physiological (suckling) influence upon this
transition and showed that this was driven by nutritional factors with potential candidates being
casein derived BCM7 or similar compounds. The results obtained in this chapter show that
casein consumption beyond the normal age of weaning results in a depressive phenotype. As
DOPrs are known to modulate depressive-like behaviour (Filliol et al., 2000) it is possible that
a dysfunction of DOPrs caused by casein exposure could be responsible for the depressive
phenotype observed in animals provided with casein rich milk till PND26.
In order to investigate this, receptor binding autoradiography on DOPrs was performed in rats
treated with no milk (control), casein free milk or casein rich milk from PND 21-PND 26.
Interestingly, a significant down regulation of DOPrs was observed in the deep layer of the
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somatosensory cortex of animals treated with casein free milk compared to both control and
casein rich treated animals which is in apparent contradiction with the original hypothesis (see
Figure 2.6). Based on the DOPr KO model created by Filliol et al., (2000) the depressive
phenotype observed in casein rich treated rats was predicted to be mediated by a down-
regulation of DOPrs in the brain caused by casein and its bioactive breakdown product BCM-
7. However the results obtained revealed that casein rich treated animals displayed a depressive
phenotype which was not accompanied with a reduced DOPr density in the somatosensory
cortex, but it is instead casein free treated rats which displayed no signs of depressive-like
behaviour, who had a significant reduction of DOPrs in the somatosensory cortex. This data
suggests that DOP receptors may play a differential role in mediating depressive-like
behaviour. Consistent with this theory, a recent study by Chu Sin Chung et al., (2015) who
created a conditional knockout mouse line that lacks DOPrs in specific brain regions, showed
a low-anxiety phenotype in these mice. Indicating that DOPrs exert both anxiolytic and
anxiogenic activities at distinct levels of neural circuits. As decreased DOPr density in the
somatosensory cortex was not associated with emotional impairment in our study, it is unlikely
that the depressive phenotype observed in casein rich rats was due to DOPr dysregulation
induced by casein. Nonetheless, the dysregulation of DOPr in the casein free rats may be
responsible for the modulation of other behaviours which may be affected by casein free milk.
Indeed, as described earlier, casein free milk contains soymorphins which may affect DOP
regulation and as a result DOPr mediated behaviours (e.g. social reward, pain). This set of
results warrants further investigation in order to determine the implications of these findings.
Next, MOP receptor binding levels in animals treated with no milk, casein free or casein rich
milk from PND21-PND26 were investigated. It can be seen that both casein free and casein
rich milk appear to have caused a down-regulation of MOPr in the cingulate cortex and the
shell of the nucleus accumbens indicating a general milk effect independent of casein or soya
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on brain neurochemistry (see Figure 2.5). Continued or intermittent agonist stimulation of a
receptor results in loss of receptor activity termed desensitization (Lefkowitz et al., 1983). This
is believed to be a homeostatic mechanism and is triggered in response to continued agonist
stimulation of a receptor. A large body of literature shows that one of the ways the MOP
receptor is regulated following long-term opioid exposure is via desensitization and/or
internalization (see Williams et al., 2013). A number of studies have shown peptide opioid
ligands such as DAMGO can cause desensitization or internalization of the receptor (Yu et al.,
1997; Whistler et al., 1998; Koch et al., 2001; Bailey et al., 2009). Whereas non peptide ligands
such as morphine cause desensitization of the receptor (Levitt et al,. 2012). In this present
study, it is likely that bioactive components liberated from both casein free and casein rich milk
with an affinity for MOPr have resulted in desensitization and subsequent down-regulation of
the receptor. Upon proteolytic cleavage in the gut, beta-caseins found in the casein rich milk
release BCM-7. BCM-7 has previously been detected in the plasma of infants suffering from
ASD, indicating BCM-7 can cross over from the luminal side of the gut into the blood (Kost et
al., 2009b). Evidence also suggests that BCM-7 may possess the ability to cross the BBB and
elicit effects directly on the brain. A study by Ermisch et al. (1983) measured the accumulation
of radioactivity in different brain regions following an intracarotid injection of [3H] BCM-5 in
rats. The results showed a low but measurable brain uptake of the peptide. Although BCM-7
differs slightly in structure to BCM-5 it is feasible that it also possesses the ability to cross the
BBB especially in early postnatal life when the BBB is not yet fully formed. It is thus
conceivable that the milk induced down regulation of MOPr may be due to reported
desensitization and internalization of the receptor by an excess of soymorphin and
casomorphins in the brain from PND21 until PND26.
Indeed, as discussed earlier, soya protein has been shown to liberate soymorphins. These
soymorphins have been shown to have a similar affinity to MOPr as bovine BCM-7. For
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example the IC50 of soymorphin-5 is 6.0 µm (Ohinata et al., 2007) compared to 5.14 µm for
bovine BCM-7 (Koch et al., 1985). It is therefore feasible that soymorphins derived from soy
protein acted directly on MOPr found in the brain to cause desensitization or internalization of
the receptor.
Another proposed mechanism by which BCM-7 or soymorphins may be causing a reduction in
MOPr density is via epigenetic regulation. Evidence shows that BCM-7 and other 7aa-proline
containing food derived opioid peptides can inhibit cysteine uptake in cultured human neuronal
and GI epithelial cells. The decrease in cysteine uptake was accompanied by a decrease in
levels of the antioxidant glutathione (GSH) whose synthesis is limited by cysteine availability
(Trivedi et al., 2014). This may explain the downregulation of the MOPr observed in the CgCx,
CPu, This also indicates that BCM-7 can affect oxidative stress levels. Furthermore it was
shown that food derived opioid peptides increased genome wide DNA methylation in the
transcription start site region with a potency order similar to their inhibition of cysteine uptake.
Altered expression of genes involved in redox and methylation homeostasis was also observed
(Trivedi et al., 2014). DNA methylation of genes is well known to be associated with decreased
gene expression (Moore et al., 2013), it is therefore tempting to speculate that a potential
mechanism by which BCM-7 or soymorphin exposure causes a downregulation of MOPr DOPr
and OTr may be related to changes in DNA methylation and/or regulation. Taken together,
these findings illustrate the potential of BCM-7 and other food derived opioid peptides to exert
epigenetic changes, which may ultimately result in reduced levels of opioid and oxytocin
receptors observed in this current study.
Unlike casein rich fed rats, casein free treated animals showed no depressive phenotype in the
FST despite the neurochemical changes discussed. In support of this, it has been shown that
intraperitoneal administration of soymorphin-5, 6, and 7 at doses of 3-10 mg/kg resulted in
anxiolytic behaviour as demonstrated by increased time spent in the open arms of the elevated
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plus maze (Fukuda et al., 2011). Given the high co-morbidity between anxiety and depression,
this could explain why casein free treated animals showed no signs of depressive-like
behaviour unlike their casein rich counter parts despite eliciting similar neurochemical changes
to the MOPr receptor in the CgCx and Acb of casein rich fed rats.
Lastly, MOP receptor binding results revealed a significant casein only effect in the deep layer
of the somatosensory cortex compared to control animals (see Figure 2.5). Interestingly, this
downregulation is concomitant with the depressive like phenotype observed in rats exposed to
casein rich milk. Although it is impossible to prove any causality between MOPr
downregulation and the emergence of depressive like behaviour based on this study alone, the
possibility is intriguing. Indeed MOPr have been show to play a differential role in regulating
emotional responses. MOPr KO mice have been shown to exhibit decreased anxiety and
depressive like behaviour (Filliol et al., 2000), whilst acute pharmacological activation of
MOPr was shown to reduce depressive-like behaviour in rodent models (Zhang et al., 2006).
Moreover, a recent study has shown that MOPr play differential roles in mediating mood and
behaviour depending on their location in the brain (Charbogne et al., 2017). Although a
downregulation of MOPr was present in brain regions linked to emotionality, such as the
hypothalamus and amygdala compared to control animals, no difference in MOPr density was
observed in these regions compared to casein free animals. Thus, the possibility that the
changes in these specific regions are driving the depressive phenotype seen in casein rich
animals is unlikely. However, the deep layer of the somatosensory cortex showed a significant
downregulation of MOPr in casein rich animals compared to both control and casein free.
Altogether we can conclude that exposure to either casein rich or casein free (soya rich) milk
during the sensitive early developmental period effects the endogenous opioid system in the
brain. These results suggest that casein and its break down products (most likely BCM7)
supress the development of MOPr in the deep layer of the somatosensory cortex, whereas soya
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(most likely its breakdown products soymorphins) supress the development of DOPr also in
the deep layer of the somatosensory cortex. Interestingly this is the same region in which
(Kitchen et al.,1995) observed a down regulation of DOPr in rats which were delayed weaned
on PND25, indicating the somatosensory cortex is the main site of action of food derived opioid
peptides. The behavioural consequences of these alterations should be the focus of future
investigations. Nonetheless, as the reduction of MOPr density in the deep layer of the
somatosensory cortex of casein rich animals is concomitant with the depressive phenotype seen
in this group, we can postulate that there may be a link between MOP receptor alterations and
behaviour.
Given the impact of experiences during early postnatal development, on shaping the central
OTr system, including weaning time, combined with the key role of oxytocin in emotional
regulation, we hypothesised that dysregulation of the oxytocinergic system may be involved in
the observed expression of depressive-like behaviour in animals provided with casein rich milk
beyond the normal age of weaning. Indeed, the results obtained in this chapter revealed a
significant down-regulation of OTr receptor density in the Basalmedial Amygdala (BMA) of
casein rich treated animals compared to both casein free and control groups (see Figure 2.4).
These results extend the findings by Farshim et al., (2016) who demonstrated that delayed
weaning influences the stress-induced modulation of OTr density in the BLA amygdala. The
current results go beyond that to demonstrate that it is a nutritional component, milk caseins,
which are likely to be responsible for the alterations to OTr density in the amygdala observed
in delayed weaned rat pups reported by Farshim et al., (2016).
The amygdala is strongly implicated in the modulation of behavioural and neuroendocrine
stress responses (see LeDoux 2000) in particular with respect to the OT system (Bale et al.,
2001; Neumann et al., 2000). Evidence shows that OT release in the amygdala can cause
inhibition of the activity of neuronal populations that project to the hypothalamic and brainstem
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areas regulating peripheral stress and fear responses respectively (Huber et al., 2005; Viviani
et al., 2011). Furthermore a number of studies have shown that exposure to the FST which is a
stressor (Abel, 1994), triggers OT release into the brain as shown by increased concentrations
of OT in a number of brain regions known to be involved in the modulation of stress
mechanisms such as the PVS, SON and the amygdala (Landgraf and Neumann 2004). Increases
in OT release in the amygdala attenuates fear responses to stressful stimuli (which is believed
to shift stress coping) via a number of different mechanisms including regulation of the HPA
axis activity (Neumann et al., 2000). Indeed studies have reported corticosterone levels to
increase during and after the Forced swim test (Wotjak et al., 1998). Therefore OT release in
the amygdala regulates active and passive stress-coping strategies under stressful paradigms
(Ebner et al., 2005).
Indeed, the antidepressive-like effects of oxytocin have been well documented. Arletti and
Bertolini (1987) demonstrated that intra-peritoneal administration of OT both acutely and
chronically decreased immobility time in the FST in mice. Furthermore, subcutaneous OT was
found to decrease the number of escape failures in the learned helplessness test (Nowakowska
et al., 2002) which is indicative of an antidepressant-like effect (Cryan et al., 2002). Moreover,
activation of the oxytocinergic system have also been reported amongst depressed patients
possibly as a homeostatic coping mechanism to counteract the depressive state (Purba et al.,
1996). It is therefore clear that oxytocinergic system is highly implicated in depressive like
responses. However, it is unclear whether such alteration in the oxytocinergic system represent
cause or consequence of depression.
In this current study there are two likely possibilities for the down-regulation of OT receptors
observed in the BLA of casein rich treated animals compared to both control and casein free
groups. Firstly, casein rich milk is somehow causing these animals to become depressed and
highly stressed, and therefore release higher levels of endogenous OT in the amygdala during
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the FST as a coping mechanism that subsequently causes a significant down-regulation of OTr
in the casein rich animals. In line with this, there is evidence to suggest that the high degree of
plasticity in the OTr system may constitute a protective adaptive coping mechanism in response
to stress resulting in a shift of brain function and behaviour (Neumann et al., 2012). Hence,
these results indicate that casein rich animals were significantly more stressed compared to
casein free and control as evidenced by the down-regulation of OTr in the BLA. Secondly,
casein rich milk could be causing the depressive phenotype observed by dysregulating the OTr
system and hence resulting in an absence of homeostatic stress coping mechanisms compared
to casein free and control animals. Although it is not possible to prove any causal effect
between the emergence of depressive like behaviour and hampered development of the OTr in
casein rich treated rats.
Exactly how casein rich milk is dysregulating the OT system remains unclear. However, the
opioid system has been shown to interact with the oxytocinergic system in a number of studies
(see Georgiou et al., 2015). In particular, acute morphine administration was shown to decrease
hypothalamic OT release in female rodents (Haldaret al. 1978; Clarke et al. 1979). While
Kovács et al., (1987) observed increased OT immunoreactivity in some regions including the
amygdala of male mice, suggesting differential effects of acute opioid administration on OT
neurotransmission in different areas of the brain. In this current study, it is feasible that opioid
peptides derived from casein such as BCM-7 could be eliciting similar effects on the OT system
resulting in a down regulation of OTr in the basal lateral amygdala. Furthermore, recent
evidence linking the gut microbiota to the oxytocinergic system (Erdman et al., 2016) may
implicate the gut microbiota as a key mechanism underlying the effect of prolonged casein
consumption on the oxytocinergic system and behaviour. As casein rich milk exposure results
in alterations to the gut microbiome (see below), it maybe conceivable that milk caseins induce
the depressive phenotype by a mechanism implicating the oxytocin-gut-brain axis.
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In order to investigate the role of the gut-brain axis in mediating the neurochemical and
depressive phenotype observed in casein rich treated animals, we sought to investigate the
effects of casein rich vs. casein free milk diets from PND 21-PND 26 on the composition of
several representative groups of intestinal microorganisms that have previously been
implicated in modulating neurobehavioral development. The results obtained from the FISH
analysis revealed negligible variation between casein free and casein rich treatment on total
Bacteria (Figure 2.8) Bifidobacterium (Figure 2.10) and Lactobacillus (Figure 2.11)
indicating that an additional 5 extra days of milk exposure was insufficient to increase the
abundance of these bacterial genera. In contrast, the population of bacteria belonging to the
C.histolyticum group were significantly increased in casein rich treated animals compared to
casein free (see Figure 2.9). Coupled with the increase in depressive-like behaviour observed
in these animals, it is feasible to suggest that casein exposure beyond the normal age of weaning
could be acting via the gut-brain axis to result in a depressive phenotype.
In line with this finding, Farshim et al., (2016) have previously shown that rat pups which were
delayed weaned on PND25 harboured significantly higher numbers of C.histolyticum
compared to animals weaned normally on PND21 after being exposed to the FST. These
delayed weaned animals also showed a significant increase in depressive like behaviour
(Farshim et al., 2016). Combined with the results from this current study, it is feasible to
suggest that the increase in C.histolyticum seen in non-weaned animals was caused by
prolonged exposure to milk caseins in particular rather than a general milk effect post weaning,
as animals provided with casein free milk from PND21-PND25 did not display a similar
increase in C.histolyticum.
Clostridia are recognised as a group of toxin-producing bacteria and their metabolic products
have been shown to exert systemic effects (Voth et al., 2005). Specifically they are known to
produce five toxins including alpha, beta, delta, gamma and epsilon (Hatheway, 1990). It is
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feasible that casein exposure resulted in an increase of C.histolyticum bacterial groups in the
gut and subsequently an increase in the expression of toxic products in the bloodstream exerting
effects on the developing brain. As such, it has been shown that the faecal microbiota of patients
suffering from ASD were found to contain a higher number of C.histolyticum groups compared
to healthy children (Parracho et al., 2005) indicating an association between clostridia and
neurodevelopmental disorders. Moreover, an increase in clostridium species has previously
been shown to increase with stress, together with increased levels of circulating cytokines
(Bailey et al,. 2011). Indeed, one of the hallmarks of depression is increased levels of
circulating pro-inflammatory cytokines (Dantzer et al., 2008). To this end, the effect of the gut
microbiota on host immune system and in regulating behaviour via the gut brain axis has been
well documented (see Bercik et al., 2012). Furthermore, it was also shown that stress induced
increases in clostridia together with increasing levels of cytokines was shown to result in
translocation of bacteria and/or their products (Janeczko et al., 2008). Indeed bacterial
recolonization has previously been shown to be linked to mood disorders such as depression
(Bailey et al., 2011; Maes 2008; Collins et al., 2009). Hence, providing a possible mechanism
by which the increase in clostridia observed in casein rich treated animals could be causing the
depressive phenotype observed in this group.
Exactly how milk caseins result in increased levels of C.histolyticum bacterial groups remains
unclear. However, a number of studies have indicated that protein casein levels do indeed effect
microbial composition in the gut (Zhu et al., 2015; An et al. 2014; Rist et al., 2012).
Furthermore Farshim et al., (2016) also found that C.histolyticum groups were significantly
higher in animals which were delayed weaned on PND25 following exposure to the FST
compared to animals weaned normally on PND21. Combined with the findings from this
current study, it is feasible to suggest that the increase of clostridia seen in non-weaned animals
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was caused by exposure to milk caseins rather than a general milk effect beyond the normal
age of weaning.
The alterations observed in the gastrointestinal microbiota may also be a consequence of
changes in gut motility caused by casein and its break down products (see Section 1.3). It has
been previously shown that rats fed casein rich suspensions took longer in gastric emptying
and gastrointestinal transit time then rats given a whey protein suspension (Daniel et al.,1990),
these effects were found to be mediated by casomorphins including BCM-7 by acting on MOPr
found in the luminal side of the gut (Daniel et al., 1990). In addition BCM-7 has also been
shown to induce a strong release of gastrointestinal mucin secretion, again via MOPr mediated
pathway (Zoghbi et al., 2006). These gastrointestinal effects of casein and its breakdown
products could be altering gut conditions in casein rich treated animals to create favourable
conditions, which promote growth of C.histolyticum bacterial populations.
In order to investigate the metabolic impact of casein rich vs. casein free diets and the gut
microbiota on the host, we studied urinary metabotypes from these two treatment groups. Urine
is the preferred biofluid for the study of environmental impacts on host metabolism as it
provides a measure of the environmental inputs that are absorbed from the gut environment,
which can in turn interact with the host system and subsequently be excreted. From the
metabolic phenotyping analysis, casein rich rats were observed to excrete greater amounts of
betaine compared to casein free rats. Betaine is an endogenous metabolite of choline (Zeisel,
1981a). Increased excretion of betaine in the urine of casein rich animals indicates increased
choline metabolism induced by prolonged casein consumption. Choline is a micronutrient
found in food which is involved in methyl metabolism, transmembrane signalling and is needed
for the biosynthesis of the neurotransmitter acetylcholine which in turn plays an important role
in normal brain development (Wessler et al., 2008). Casein rich treated animals also excreted
higher amounts of hippurate, a mammalian-microbial co-metabolite originating from bacterial
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action upon plant phenols to produce benzoate, which then becomes conjugated with glycine
in the liver to produce hippurate. Thus an increase in hippurate excretion as well as a decrease
in the excretion of glycine in casein rich urine indicates increased gut microbial activity.
Indeed, this is in line with the FISH analysis results, which showed an increase in bacteria
belonging to C.histolyticum genera in the gut of casein rich treated rats. Together these findings
indicate that consumption of milk caseins beyond the normal age of weaning may be acting via
the gut brain axis to induce the depressive phenotype observed.
In conclusion this study is the first to demonstrate that casein exposure beyond the normal age
of weaning results in depressive-like behaviour in rats. Based on previous work from our lab,
we hypothesised that this depressive phenotype would be driven by changes to the opioid
system as well as alterations to the oxytocinergic system. Whilst autoradiographic binding
revealed a significant down regulation of OTr in the amygdala of casein rich treated animals
which may correlate to the depressive phenotype observed, MOPr and DOPr data was less clear
cut. We observed region specific alteration to both MOPr and DOPr in both casein free and
casein rich treated rats. Indicating a general milk effect independent of casein on modulation
of the opioid system. However the deep layer of the somatosensory cortex appears to be a key
region in which milk protein break down products (casomorphins or soymorphins) exerts its
effects on the opioid system. These results further support the theory that early life
environmental factors can influence the normal development of the brain. Furthermore, the
findings in this chapter indicate that casein exposure alters the gut microbial and metabolic
profiles of the host and thus provides evidence that casein may be acting via the Gut-brain axis
to elicit its behavioural effects
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Chapter 3
Role of the Gut Microbiota in Mediating
the Depressive Phenotype Induced by
Prolonged Casein Exposure
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3.1 Introduction
Results obtained in Chapter 2 demonstrated that exposure to milk caseins beyond the normal
age of weaning resulted in a depressive-like effect on offspring behaviour and also resulted in
a shift in gut microbial composition, functionality and metabolic exchange with the host. These
findings suggest a key influence of milk casein exposure in early postnatal life on behaviour
and raise the potential for the gut microbiota to be involved in mediating this effect. With
increasing evidence for a bi-directional interplay between the gut microbiota and the host brain,
termed the gut-brain axis (Cryan and O’Mahony 2011), the role of the gut-microbiota in
mediating the depressive-like phenotype caused by prolonged casein exposure was explored.
Literature described in Chapter 1 Sections 1.5.3 to 1.5.5 provide strong evidence of a
bidirectional communication system enabling gut microbes to communicate with the CNS and
the CNS with the gut through direct and indirect pathways. These involve the endocrine (HPA
axis), immune system, autonomic nervous system and enteric nervous system forming the gut-
brain axis. Alterations in these gut-brain interactions are believed to be involved in the
pathogenesis of well-known brain-gut disorders such as IBS (see Kennedy et al., 2014) as well
as a possible mechanism in the pathogenesis of mood disorders such as depression (see Dinan
and Cryan, 2013; Naseribafrouei et al., 2014). Multiple lines of approach have been used to
interrogate the gut brain axis in animal models, including the use of GF animal models and
antibiotics (AB) to determine the effects of dysregulating the axis (see Table 1.7).
A study by Heijtz et al., 2011 showed that in comparison to conventional mice who were
growing in a SPF environment, GF mice under the same experimental conditions displayed
decreased anxiety like behaviour and increased 5-HT synthesis in the thalamus, confirming
that gut microbiota play a role in normal brain function and behaviour. However, GF animals
represent an extreme ‘microbial knock-out ‘model that lack morphological and physiological
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characteristics associated with having an intact intestinal microbiota (see Luczynski et al.,
2016; Lundberg et al., 2016). Therefore, it is feasible to suggest this model does not provide a
meaningful comparison with ‘conventional’ animals. An alternative model to investigate the
role of the gut microbiota in health and disease is the use of antibiotics to inhibit gut flora
activity. Dosing conventionally-raised animals with antibiotics allows the gut microbial
populations and their activities to be temporarily suppressed whilst the conventional phenotype
is preserved. This animal model is morphologically, physiologically and immunologically
consistent with that of a conventional animal.
Suppression of the microbiota through oral administration of antibiotics was first described by
Van der Waaij et al., (1968). Since then a number of studies have used a combination of
antibiotics to deplete the gut microbiota and assess behaviour. For example a recent study by
Desbonnet et al., (2015) used a combination of antibiotics to treat mice from weaning age
onwards and assessed effects on behaviour. The results showed that antibiotic treatment not
only resulted in depletion of the gut microbiota but also caused a reduction in anxiety-like
behaviour as assessed by the light/dark box. These findings are in line with several other
studies, which have demonstrated antibiotic treatment results in reduced anxiety in rodent
models (Verdú et al., 2006; Bercik et al., 2011).
In this study, a combination of antibiotics was used to investigate the role of the gut microbiota
in mediating the effect of prolonged milk casein exposure on depressive-like behaviour. A
variety of antibiotics, including bacitracin, kanamycin, neomycin, streptomycin and penicillin
have been used in the past, either alone or in combination to effectively decontaminate the
digestive tract (Verdú et al., 2006). Although the exact microbial composition of antibiotic
(AB) treated animals cannot be controlled, different antibiotic dosing regiments can be used to
selectively target different groups of microbiota. Here, penicillin and streptomycin sulfate were
chosen due to their complementary bacteriocidal qualities. Penicillin G, is most effective
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against Gram-positive bacteria (Rammelkamp et al.,1943), while streptomycin is effective
against Gram-negative bacteria (Adcock et al., 1946). Both antibiotics are also poorly absorbed
and so should not have a direct impact on host biochemistry.
This research chapter will determine the microbial and metabolic impact of antibiotic treatment
and casein rich or casein free milk exposure in rats. Results from this study will provide an
insight into the role of the gut microbiota in mediating behavioural changes induced by changes
in diet in early postnatal life.
Hypothesis:
The depressive phenotype observed in animals exposed to casein rich milk beyond the
standard age of weaning is mediated by the gut microbiota. As such, suppression of the
gut microbiota through antibiotic treatment will inhibit the depressive phenotype
observed after prolonged exposure to casein rich milk.
Aim:
Investigate the role of the gut microbiome in mediating the depressive phenotype
induced by prolonged casein exposure.
Objectives:
Use the streptomycin/penicillin treated rat model to explore the role of gut bacteria in
mediating the depressive phenotype induced by prolonged casein exposure.
Assess depression using the forced swim test.
Use fluorescence in-situ hybridisation (FISH) analysis to enumerate the intestinal
bacterial populations of study animals following AB treatment.
Characterise the urinary metabolic profiles of the study animals using 1H nuclear
magnetic resonance (NMR) spectroscopy to identify biochemical modulations induced
by bacterial attenuation, casein consumption and combinations of the two.
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3.2 Methodology
3.2.1 Animals and Experimental Conditions
Male, Wistar Albino rats were purchased from Charles River UK Limited, Kent. Six groups of
animals each containing eight male pups plus their cross-fostered mother arrived at the
Behavioural Research Facility (BRF) in St. Georges University of London on PND7, where
day of birth is PND0. These animals were maintained in litters of 8 pups with their mothers at
all times. Pups were left to acclimatize to their new environment for eleven days, after which
point they were handled and weighed daily by the experimenter. The standard day of weaning
in laboratory rats is on PND21, a process where the mother is simply removed from the cage
(Cramer et al., 1990). Antibiotic-treated and control groups were all weaned on PND21. All
rats were placed in a 12 hour light-dark cycle (lights on 6 AM -6 PM) with free access to a
standard rat chow diet (purchased from SDS, Kent U.K) and tap water and kept at a constant
temperature of 22°C ± 1 °C, humidity of 45-55%. All experimental procedures were conducted
in accordance with the U.K Animal Scientific Procedures Act (1986).
3.2.2 Antibiotic Treatment
3.2.2.1 Control Animals
Three experimental groups were generated, with each group containing 8 pups caged together.
All three groups were provided with free access to rat chow and water throughout the duration
of the study. The control group was weaned by having their mothers removed at 10:00 am on
PND21. The casein free group were also weaned on PND21 and subsequently provided with
casein free milk formula from PND21 until the end of behavioural testing on PND26. The
casein rich group were weaned on PND21 and provided with casein rich milk formula from
PND21 until PND26.
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3.2.2.2. Antibiotic Treated Animals
Three experimental groups were generated with each group containing 8 pups caged together.
All three groups were provided with free access to rat chow and water throughout the duration
of the study, and were all weaned by having their mothers removed at 10.00am on PND21. On
PND17 4mg/ml Streptomycin and 2mg/ml Penicillin G (Purchased from Sigma Aldrich) were
added to 250ml of drinking water and provided to all three groups daily until PND21. On
PND21, the control antibiotic (control AB) group continued to be provided with bottled water
containing the antibiotic solution daily until the end of behavioural testing on PND26. The
casein free antibiotic group (casein free AB) were provided with casein free milk formula
mixed with the AB solution daily from PND21 until the end of behavioural testing on PND26.
Similarly, the casein rich antibiotic group (casein rich AB) were provided with casein rich milk
formula from PND21 until PND26, which was treated with antibiotic solution. As the AB
solution was now being provided in the milk diets for both casein rich AB and casein free AB,
both these groups were provided with normal tap water free of AB solution from PND21
onwards. The antibiotic treatment was therefore effectively switched from the drinking water
to the milk diets as pups provided with milk diets show a preference for milk over drinking
water. Thus the switch would ensure the animals continued to receive their dose of antibiotics.
AB free
n= 8 each group
Control AB
Casein free AB
Casein rich AB
Control
Casein free
Casein rich
AB treated
n= 8 each group
Figure 3.11: Diagram showing experimental groups in the antibiotic study. Antibiotic treated
animals were dosed with 4mg/ml Streptomycin and 2mg/ml Penicillin G drinking water/milk for a total
of 10 days.
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3.2.3 Milk Diets
The groups provided with casein free or casein rich milk with or without AB solution had milk
freshly made up twice a day, once between 09:00-10:00 and again at 17:00-18:00. Milk diets
were made as described in Section 2.2.2, for the formulations of casein free and casein rich
milk diets please see Table 1.2.
3.2.4 Body Weights, Milk and Water Consumption
To monitor the general health of the animals, body weights were recorded daily from PND14
until the end of behavioural testing on PND26 and also on the day of sacrifice. To monitor
antibiotic treatment, water consumption was measured daily from PND17 until PND26.
Similarly, milk consumption was measured daily from PND21 until PND26.
3.2.5 Behavioural Testing- Forced Swim Test
Behavioural testing was performed between 10am and 2pm when animals reached PND25
using the forced swim test, which is run over two consecutive days (PND25 & PND26). The
FST was run as described in Section 2.2.3.
3.2.6 Collection of Urine
Following the completion of behavioural testing on PND25 and PND26, animals were placed
into individual metabolic cages for 24 hours with access to standard rat chow and water. On
PND27 urine was collected from the cages for metabolic analysis (see Section 3.2.7).
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3.2.7 Tissue Dissection
Animals were killed by cervical dislocation on PND27 after acute exposure to CO2. Intact
brains were dissected and rapidly frozen in isopentane at -20°C for 30 seconds and then stored
at -80°C for quantitative receptor autoradiographic experiments. The carcasses were then
transferred into a fume hood content from the caecum was collected and weighed (30-200 mg)
into sterile 2 ml Eppendorf tubes and kept over ice and then stored in -80°C for use with
fluorescence in situ hybridization experiments (see Section 3.2.9).
3.2.8 Metabolomics of Urine Samples
As described in Section 2.2.6
3.2.8.1 Multivariate Data Analysis
As described in Section 2.2.6.4
3.2.8.2 Principal Component Analysis
As described in Section 2.2.6.5
3.2.9 Fluorescence in situ Hybridization (FISH)
FISH analysis was carried out on caecal content collected from control, casein free, casein rich,
control antibiotic, casein free antibiotic and casein rich antibiotic groups behaviourally tested
on PND25 & PND26 and sacrificed on PND27, for the enumeration of total bacteria as
described in Section 2.2.6. Prior to the dehydration stage (Section 2.2.9.4), EUB MIX probes
were added and samples collected from non- antibiotic treated animals were diluted 1:300 using
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sterile PBS/SDS diluent. However samples collected from antibiotic treated groups were
diluted 1:20 due to a low number of bacteria.
3.2.10 Data Analysis
The weight change, water consumption, milk consumption and behavioural data for the FST
were analysed using two-way ANOVA for factors “diet” and “AB treatment’ in GraphPad
Prism 7. Where ANOVA revealed a significant difference an LSD post-hoc analysis was
carried out. All data were expressed as means ± SEM, n = 8 per group. A p value of less than
0.05 was accepted as significantly different. All statistical analyses were performed on
GraphPad Prism 7.
Postnatal Day
7 14 17 21 25 26 27
Antibiotic treatment begins in
drinking water
Mothers removed,
casein free or casein rich milk
provided
Antibiotic treatment
switched to milk
Forced swim test
Animals go into metabolic
cages for 24 hours
Animals sacrificed, samples collected
Animals weighed daily
Figure 3.12: Experimental timeline showing key points in the methodology for antibiotic
dosing study.
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3.3 Results
3.3.1 Water Consumption
Male Wistar Albino rats were provided with free access to bottled water treated with or without
antibiotics from PND17 until the end of behavioural testing on PND26. Water consumption
was measured daily for this duration for all treatment groups. Two-way ANOVA for factors
‘diet’ and ‘AB treatment‘ showed a significant ‘diet’ only effect on water consumption [F (2,48)
= 3.63; p < 0.05]. Post-hoc analysis showed animals provided with casein rich milk drank
significantly less water than control treatment group (p < 0.05), furthermore animals provided
with casein rich milk treated with AB drank significantly less water than both control AB and
casein free AB treatment groups (p < 0.05) (Figure 3.3).
AB-fre
e
AB-tre
ated
0
50
100
150
200
Control
Casein free
Casein rich
Mean
Daily W
ate
r
Co
nsu
mp
tio
n p
er
Cag
e (
g)
* *
Figure 13.3: Water consumption in rats provided with free access to bottled water treated with
or without penicillin/streptomycin from PND17 until PND26.
Mean daily water consumption in grams for control, casein free, casein rich, control antibiotic, casein
free antibiotic and casein rich antibiotic groups from PND17 until PND26. Data are expressed as mean
± SEM (n=9 readings). Animals provided with casein rich milk drank significantly less water
than control treatment group, animals provided with casein rich milk treated with AB drank
significantly less water than both control AB and casein free AB treatment groups (*p<0.05
two-way ANOVA followed by LSD post-hoc test).
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3.3.2 Milk Consumption
Male Wistar Albino rats were provided with casein rich or casein free milk treated with or
without antibiotics from PND21 until the end of behavioural testing on PND26 as well as being
provided with free access to bottled tap water. Milk consumption was measured daily for this
duration. Two-way ANOVA for factors ‘diet’ and AB treatment showed a significant effect
of both ‘diet’ [F (1,16) = 16.03; p < 0.001] and ‘AB treatment’ [F (1,16) = 4.742; p< 0.01] on
milk consumption. Post-hoc analysis revealed animals provided with casein free AB milk drank
significantly less milk than animals provided with casein free milk (p < 0.05), and animals
provided with casein rich AB milk (p < 0.001) (Figure 3.4).
AB-fre
e
AB-tre
ated
0
50
100
150
200
Mean
Daily M
ilk
co
nsu
mp
tio
n p
er
cag
e (
g)
Casein free
Casein rich
* ***
Figure 3.14: Milk consumption in rats provided with casein free or casein rich milk treated with
or without penicillin/streptomycin from PND21 until PND26.
Mean daily milk consumption in grams for control, casein free, casein rich, control antibiotic, casein
free antibiotic and casein rich antibiotic treated groups from PND21 until PND26. Data are expressed
as mean ± SEM (n=4 readings). Animals provided with casein free AB milk drank significantly
less milk than animals provided with casein free milk and animals provided with casein rich
AB milk (*p<0.05 , ***p<0.001. Two-way ANOVA followed by LSD post-hoc test)
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3.3.3 Weight Change
Male Wistar Albino rats were weighed daily from PND14 until the end of behavioural testing on
PND26. Antibiotic treated groups (see Figure 1.3) were provided with water containing
penicillin/streptomycin from PND17 until PND21. On PND21 appropriate groups were provided with
casein free or casein rich milk treated with or without penicillin/streptomycin while control groups
continued with or without antibiotic treatment in bottled water. Two-way ANOVA revealed no
significant effect of diet or AB treatment on weight gain (Figure 3.5).
AB fr
ee
AB-tre
ated
0
20
40
60
80
Weig
ht
ch
an
ge (
g)
Control
casein free
casein rich
Figure 3.15: Effects of casein free and casein rich diets with or without penicillin/streptomycin
treatment on body weight change from PND14 until PND26.
Male Wistar albino rats were weighed daily from PND14 until the end of behavioural testing on PND26.
Graph shows weight change in grams for control, casein free, casein rich, control AB , casein free AB
and casein rich AB treatment groups. Data are expressed as mean ± SEM (n=8 per group). No difference
in weight change was observed between all treatment groups (two-way ANOVA followed by LSD post-
hoc analysis).
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3.3.4 Behaviour
The FST was used to assess depressive-like behaviour on PND25 and PND26 in all the study
animals. The total immobility time was scored from the ‘test’ session on PND26. The
quantification from the ‘test’ times were then used in the assessment of depressive-like
behaviour as described by Cryan et al., (2005).
Two-way ANOVA for factors ‘diet’ and ‘AB treatment’ showed a significant interaction
between both factors [F (2,29) = 14.76; p < 0.001], a significant ‘diet’ effect [F (2,29) = 4.395; p
< 0.05] and a significant ‘AB treatment’ effect [F (1,29) = 23.27; p < 0.001]. Post-hoc analysis
showed rats fed a casein rich diet displayed an increase in depressive-like behaviour as
indicated by an increase in immobility time compared to casein free treated animals (p = 0.05).
AB treatment caused a significant decrease in immobility times in both casein rich AB
compared to conventional casein rich animals (p < 0.001) and control AB compared to
conventional control animals (p = 0.01) but not in the casein free AB treatment group.
Immobility exhibited by the casein free AB animals was significantly higher than both casein
rich AB and control AB (p < 0.001) (Figure 3.6).
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AB fr
ee
AB tr
eate
d 0
100
200
300
400
Imm
ob
ilit
y t
ime (
s)
Control
Casein free
Casein rich
**
*********
*
Figure 3.16: Immobility times exhibited by rats fed no milk, casein free or casein rich milk
treated with or without streptomycin/penicillin from PND17 until PND 26 in the forced swim
test.
Male Wistar albino rats belonging to control, casein free, casein rich, control antibiotic, casein free
antibiotic and casein rich antibiotic treated groups were subjected to behavioural testing using the FST
on PND25 &26. Figure shows immobility time during the 6-minute test session on PND26. Data are
expressed as mean scores (± SEM) (n=8) obtained from manual video analysis by one independent
observer. Casein rich milk caused an increase in immobility time compared to casein free milk. AB
treatment caused a significant decrease in immobility times in both casein rich AB and control AB but
not casein free AB animals compared to conventional casein rich animals and conventional control
animals. Immobility exhibited by the casein free AB animals was significantly higher than both casein
rich AB and control AB. Two-way ANOVA followed by LSD post-hoc test was used and a p value equal
to or less than 0.05 was accepted as significantly different. *p =0.05, ** p ˂ 0.01, *** p ˂ 0.001.
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3.3.5 Assessment of Intestinal Microbiota (FISH)
3.3.5.1 Assessment of Total Bacteria
Male Wistar albino rats were provided with no milk, casein free or casein rich milk from
PND21 until PND26. Antibiotic treated animals were provided with water containing 4mg/mL
streptomycin and 2mg/ml Penicillin from PND17 until PND21, after which AB treatment was
switched into their milk diets. Two-way ANOVA for the factors ‘diet’ and ‘AB treatment’ on
the Log10 of total bacteria counts showed a significant ‘AB treatment’ effect only following 10
days of AB treatment on total bacteria [F (1, 38) = 21317; p < 0.001]. Post-hoc analysis showed
antibiotic treatment significantly reduced the average number of total bacteria (determined by
EBU mix probes) contained within the caecal content in all AB treated groups compared to
non AB treated animals (p < 0.001 ) (Figure 3.7).
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No A
BAB
No A
BAB
No A
BAB
7
8
9
10
Lo
g10 C
ou
nt
of
To
tal B
acte
ria
Control
Casein Free
Casein Rich
*** *** ***
Total Bacteria (EUB338)
Figure 3.7: Effect of 10 days of streptomycin/penicillin treatment from PND17 on the composition
of total bacteria within the caecum of control, casein free and casein rich treated animals.
Male Wistar albino rats were provided with no milk, casein free milk or casein rich milk from PND21
until PND26. Antibiotic treated animals were provided with water containing 4mg/mL streptomycin
and 2mg/ml Penicillin G from PND17 until PND21. On PND21 the control AB group continued to be
provided with antibiotic solution in the drinking water until PND26 whereas casein free AB and casein
rich AB groups were provided with antibiotic solution in the milk rather than in drinking water until
PND26. All groups were subjected to behavioral testing on PND25 & PND26. A mixture of EUB 338
I, II and III probe were used for the enumeration of total bacteria in the caecum of study animals. All
data expressed as mean log10 cells (g weight of intestinal content) -1 , S.E.M (n=8).. Two-way ANOVA
followed by Bonferroni post--hoc test, a p value of less than 0.05 was accepted as significantly different,
*** p˂0.001.
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3.3.6 Metabonomic Analysis of Urine Samples
3.3.6.1 PCA of Urine Samples: All data
To gain an overview of how 10 days of AB treatment modulated the biochemical status of the
animal, PCA analysis was used to identify metabolic variation in urinary profiles. The
percentage of variance described by each PC (R2 ) is shown for each axis. Individual animals
are color-coded in the scores plot to indicate their class membership. Figure 3.8 A shows two
groups separating along the first PC. Animals receiving AB separated in the positive direction
of PC1 (with the exception of a casein-rich AB animal) and AB-free treated animals separated
in the negative direction of PC1 (with the exception of a control animal). To identify the
metabolites driving this separation, the loadings for PC1 were investigated. Figure 3.8 B shows
that AB treatment caused an increase in the excretion of energy metabolites citrate and glucose,
choline metabolism metabolites betaine and TMAO and the amino acid ascorbate, while
reducing the excretion of gut microbial metabolites hippurate and 4-HPPA, the amino acid
taurine, choline metabolism metabolite DMA, and also reduced the excretion of acetate.
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A
B
Figure 3.8: Effect of antibiotic treatment from PND17 until PND26 on host urinary metabolic
profile.
PCA model (R2 = 30.1%.) constructed on the urinary metabolic profiles of all study animals measured
by 1H NMR spectroscopy. A) PCA scores plot showing separation along PC1 between AB-treated and
AB-free groups. B) Corresponding loadings plot showing the metabolic features contributing to the
separation observed in the PC1 scores plot. n= 3-4 per group Abbreviations: DMA: dimethylamine.
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3.3.6.2 PCA of Urine Samples: Metabolic impact of casein exposure
In order to examine the effect of casein exposure on metabolic profiles, pairwise comparisons
were made between control, casein rich and casein free groups. Variation between urinary
metabolic profiles from casein free and casein rich animals was observed along PC1 (Figure
3.9 A). The corresponding loading plots shows that the excretion of citrate, succinate and
DMA was higher in the rats receiving casein free milk compared to those consuming casein-
rich milk (Figure 3.9 B) while excretion of creatinine, taurine, alanine and hippurate were
lower compared to casein rich treated animals, with citrate being the main driving factor.
PCA modelling of control versus casein rich treated animals shows clear separation along PC3
(Figure 3.10 A). The corresponding loading plots identified that the excretion of betaine,
TMAO taurine, and citrate was higher in control animals compared to rats consuming casein-
rich milk (Figure 3.10 B).
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A
B
Figure 3.9: Effect of casein rich or casein free milk diets from PND21 until PND26 on host urinary
metabolic profile.
PCA model (R2 = 71.6%) constructed on the urinary metabolic profiles casein rich and casein free
animals measured by 1H NMR spectroscopy. A) PCA scores plot showing separation along PC3
between casein rich and casein free groups. B) Corresponding loadings plot showing the metabolic
features contributing to the separation observed in the PC3 scores plot. P shows the loadings vector
values. n =3-4 per group. Abbreviations: DMA; dimethylamine; TMAO: trimethylamine-N-oxide
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A
B
Figure 3.17: Effect of casein rich milk or control diets from PND21 until PND26 on host urinary
metabolic profile.
PCA model (R2 = 84.5%) constructed on the urinary metabolic profiles of casein rich and control
animals measured by 1H NMR spectroscopy. A) PCA scores plot showing separation along PC3
between casein rich and control groups B) Corresponding loadings plot showing the metabolic features
contributing to the separation observed in the PC3 scores plot. P shows the loadings vector values. n=3-
4 per group Abbreviations: DMA; dimethylamine; TMAO: trimethylamine-N-oxide
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3.3.6.3 PCA of Urine Samples: Metabolic impact of microbial suppression
To assess the metabolic impact of AB treatment, the urinary metabolic profiles of control rats
were compared with control rats that received AB using PCA analysis (Figure 3.11 A).
Separation between the two groups was observed along PC3 and the corresponding loadings
plot for PC3 identified citrate, ascorbate, betaine, alanine and taurine to be reduced with
antibiotics while DMA and 2-oxoglutarate were increased (Figure 3.11 B) with taurine and
citrate being the main driving factors.
A
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B
Figure 3.18: Effect of microbial suppression from PND17 until PND26 on urinary metabolic
profiles of control and control AB treated rats.
PCA model (R2 = 93.7%) constructed on the urinary metabolic profiles of control and control with
antibiotic animals measured by 1H NMR spectroscopy. A) PCA scores plot showing separation along
PC3 between control and control with antibiotic treatment groups. B) Corresponding PC3 loadings plot
showing the metabolic features contributing to the separation observed in the PC3 scores. n=3 per group
Abbreviations: AB: antibiotic; DMA: dimethylamine.
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3.3.6.4 PCA of Urine Samples: Metabolic Impact of Microbial
Suppression in Casein Rich Treated Animals
AB treatment was found to ameliorate the behavioural alterations induced by casein rich milk
exposure.To assess whether AB treatment modified the metabolic changes associated with
casein-rich milk intake, the urinary metabolic profiles of the rats receiving casein rich milk
were compared with those receiving casein rich milk plus AB (Figure 3.12 A). Differences
were observed between the two groups with the profiles separating along PC1. Casein rich milk
plus antibiotics cause an increase in taurine, betaine, alanine, ascorbate, citrate and succinate
while causing a decrease in DMA excretion as well as acetate compared to casein rich animals.
(Figure 3.12 B)
To assess the metabolic impact of both casein and AB treatment combined, the urinary
metabolic profiles of rats consuming casein rich milk with AB were compared with control rats
using PCA analysis (Figure 3.13 A). Differences were observed between the two groups with
the profiles separating along PC3 with taurine and citrate excretion increasing as a result of
casein and AB treatment, while hippurate, alanine, ascorbate, DMA, arginine, 2-OG and
acetate are decreased (Figure 3.13 B).
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A
Figure 3.19: Effect of microbial suppression from PND17 until PND26 on urinary metabolic
profiles of in casein rich and casein rich AB treated rats.
PCA model (R2 = 73%) constructed on the urinary metabolic profiles of casein rich and casein rich with
antibiotic animals measured by 1H NMR spectroscopy. A) PCA scores plot showing separation along
PC1 between casein rich and casein rich AB treatment groups. B) Corresponding PC1 loadings plot
showing the metabolic features contributing to the separation observed in the PC1 scores. P shows the
loadings vector values. n=3-4 per group Abbreviations: AB: antibiotic; DMA: dimethylamine.
B
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B
A
Figure 3.20: Effect of microbial suppression from PND17 until PND26 on urinary metabolic
profiles of control and casein rich AB treated rats.
PCA model (R2 = 93.9%) constructed on the urinary metabolic profiles of casein rich with AB and
control animals measured by 1H NMR spectroscopy. A) PCA scores plot showing separation along PC4
between casein rich with AB and control treatment groups. B) Corresponding PC4 loadings plot
showing the metabolic features contributing to the separation observed in the PC4 scores. P shows the
loadings vector values. Abbreviations: AB: antibiotic; DMA: dimethylamine; 2-OG; 2-oxoglutarate
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3.3.6.5 PCA of Urine Samples: Metabolic Changes in Casein Free
Animals Following Microbial Suppression
The metabolic impact of AB treatment in animals provided with casein free milk was assessed
through a pair-wise PCA model comparing urinary profiles from casein free rats and casein
free AB treated rats. Figure 3.14 A shows the two groups separate along PC1. Excretion of
glucose, DMA, DMG, TMAO and taurine were increased in casein free AB animals, while
citrate, succinate, acetate, Hippurate and 3-HPPA were reduced (Figure 3.14 B).
To assess the metabolic impact of both casein free milk and AB treatment combined the urinary
metabolic profiles of rats consuming casein free milk with AB were compared with control rats
using PCA analysis (Figure 3.15 A). Differences were observed between the two groups with
the profiles separating along PC3. Unlike AB treatment in casein rich animals, AB treatment
in casein free animals increased the excretion of TMAO, leucine and ascorbate, while causing
a decrease in the excretion of creatine. Consistent with AB treatment in casein rich animals,
AB treatment in casein free animals caused an increase in the excretion of taurine while DMA
excretion was reduced (Figure 3.15 B).
Table 3.1 provides a summary of 1H-NMR chemical shifts for the metabolites identified in
urine samples from all six-treatment groups.
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A
B
Figure 3.21: Metabolic impact of microbial suppression from PND17 until PND26 on urinary
metabolic profiles of animals provided with casein free and casein free AB milk.
PCA model (R2 = 60.2%) constructed on the urinary metabolic profiles of casein free and casein free
with AB animals measured by 1H NMR spectroscopy. A) PCA scores plot showing separation along
PC1 between casein rich with AB and control treatment groups. B) Corresponding PC1 loadings plot
showing the metabolic features contributing to the separation observed in the PC1 scores. P shows the
loadings vector values. n= 2-3 per group Abbreviations: AB: antibiotic; 3-HPPA: 3-
hydrophenylpropionate; DMA: dimethylamine; DMG: dimethylglycine; TMAO: trimethylamine-N-
oxide
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A
B
Figure 3.22: Metabolic impact of microbial suppression from PND17 until PND26 on urinary
metabolic profiles of animals provided with casein free AB milk and control treatment group.
PCA model (R2 = 100%) constructed on the urinary metabolic profiles of casein free with AB and
control animals measured by 1H NMR spectroscopy. A) PCA scores plot showing separation along PC3
between casein free with AB and control treatment groups. B) Corresponding PC3 loadings plot
showing the metabolic features contributing to the separation observed in the PC3 scores. P shows the
loadings vector values. n= 2-3 per group Abbreviations: AB: antibiotic; DMA: dimethylamine; TMAO:
trimethylamine-N-oxide
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Table 3.13: Summary of 1H-NMR chemical shifts for metabolites associated with alterations following antibiotic treatment and casein free or casein
rich milk treatment. (+) indicates higher excretion (positive correlation) in the treatment group (identified according to the corresponding colour); ( - ) , lower
excretion ( negative correlation) in the relevant control groups (identified in black colour) and ‘-‘ represents absent peak or no significant difference found
between the corresponding groups. Metabolites were assigned using the literature and available databases. The metabolites identified have been separated
according to metabolic pathways they are mainly involved in. Abbreviations: 3-HPPA: 3-hydrophenylpropionate; TMAO: trimethylamine-N-oxide DMA;
dimethylamine; DMG: dimethylglycine; AB: antibiotic; CR: casein rich; CF: casein free; CTRL: control.
Metabolite
Chemical Shift AB CR CTRL CTRLAB CRAB CRAB CFAB CFAB
(Multiplicity) vs
No AB
vs
CF
vs
CR
vs
CTRL
vs
CR
vs
CTRL
vs
CF
vs
CTRL
Microbial Derived
3-HPPA 2.44 (t), 3.02(t) ( - ) − − − − − ( - ) −
Acetate 1.93 (s) ( - ) − − − ( - ) ( - ) − −
Hippurate 7.8 (d), 7.6 (t), 7.5 (d) ( - ) ( + ) − − − ( - ) ( - ) −
Choline Metabolism
Betaine 3.91 (s) 3.27 (s) ( + ) − ( + ) ( - ) ( + ) − ( - ) −
TMAO 3.2 (s) ( + ) − ( + ) − − − ( + ) ( + )
DMA 2.7 (s) ( - ) ( - ) ( - ) ( + ) ( - ) ( - ) ( + ) ( - )
DMG 2.9 (s) − − − − − ( - ) ( + ) −
Energy Metabolism
2-oxoglutarate 2.44 (t) − − − ( + ) − ( - ) − −
Citrate 2.71 (d), 2.56 (d) ( + ) ( - ) ( + ) ( - ) ( + ) ( + ) ( - ) ( + )
Glucose 5.2 (d) ( + ) − − − − − ( + ) −
Succinate 2.41 (s) − ( - ) − − ( + ) − ( - ) ( - )
Other
Alanine 3.77 (q) − ( + ) ( - ) ( - ) ( + ) ( - ) − −
Arginine 3.2 (t) − − − − − ( - ) − −
Creatinine 3.0 (s) − ( + ) − ( - ) − − − ( - )
Ascorbate 4.5 (d) ( + ) − − ( - ) ( + ) ( - ) ( - ) ( + )
Leuicine 3.72 (m) − − − − − − − ( + )
Taurine 3.43 (t) 3.28 (t) ( - ) ( + ) ( + ) ( - ) ( + ) ( + ) ( + ) ( + )
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3.4 Discussion
The aim of this study was to investigate if the gut microbiota plays a role in mediating the
depressive-like phenotype observed in animals provided with casein rich milk beyond the normal
age of weaning. To achieve this, the abundance and activity of the gut microbiota was temporarily
suppressed for 10 days from PND17 through the administration of penicillin and streptomycin in
the drinking water/ milk diets. To assess the diet-microbiota-biochemical host cascade and its
impact on behavioural development, the bacterial load was measured in the intestinal contents
using FISH analysis, biochemical alterations associated with antibiotic and casein exposure was
characterized by 1H NMR spectroscopic analysis of urine samples, and finally depressive-like
behaviour was determined using the FST. The effect of antibiotic treatment alone, independent of
casein was also investigated.
Following 10 days of antibiotic treatment the total number of bacteria present in the gut was
markedly reduced with accompanying changes in the excretion of numerous metabolites including
those derived from gut microbial metabolism. We also observed a profound antibiotic effect on
behaviour in both control and casein rich treated rats but not in casein free. These results provide
evidence for a role of the gut microbiota in mediating depressive-like behaviour.
A rat model representing a gut free of bacteria was established by dosing rat pups belonging to the
AB treatment groups (see Figure 3.1) with penicillin and streptomycin for a total of 10 days
starting on PND17. Animals belonging to the AB treatment groups were all weaned on PND21
after which point one group received no milk (control AB), casein rich milk (casein rich AB) or
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casein free milk (casein free AB). Matched controls were established by having the same exact
three treatment groups but with no AB administered.
Water consumption data showed a significant effect of diet but not AB treatment on water
consumption. Rats provided with casein rich milk with or without antibiotics consumed
significantly less water compared to control, control AB as well as casein free AB treatment groups
(see Figure 3.3), indicating that rats preferred to drink casein rich milk over water, whether it
contained antibiotics or not. Animals provided with casein free milk treated with AB drank
significantly more water than animals provided with casein rich AB milk, indicating these animals
preferred to drink water for hydration rather than the casein free milk treated with antibiotics.
Indeed casein free AB animals consumed similar levels of water as the control group who only
had access to bottled water. Milk consumption data confirms these findings and shows a significant
AB and diet effect on milk consumption in that casein free AB animals consumed significantly
less milk compared to all other groups provided with milk diets (see Figure 3.4). Furthermore,
milk consumption data shows that animals provided with casein free milk consumed less milk than
the casein rich group although this was not statistically significant; it indicates that in general,
animals showed less of a preference towards casein free milk with or without AB. These results
are in line with findings from the previous results chapter (see Section 2.3.1) as well as findings
from Goody & Kitchen, (2001) which both showed rat pups provided with casein rich milk
consumed significantly greater amounts compared to animals provided with casein free milk.
Interestingly, unlike the significant differences in weight gain observed in results Chapter 2
following casein rich milk treatment in comparison to casein free treated animals, no significant
weight differences were observed between all 6-treatment groups in the current study, indicating
that the varying milk diets with or without antibiotics had no effect on weight gain (see Figure
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3.5). It should be noted however that the casein free AB free treatment group displayed lower body
weights compared to all other treatment groups but this was not significantly different. Similarly,
in results Chapter 2 it was the casein free treatment group which had the lowest weight gain,
further indicating a soy protein effect on milk consumption and subsequent weight gain as
discussed in detail in Section 2.4.
The results obtained from FISH analysis showed that following 10 days of AB administration the
average number of total bacteria contained within the caecum was reduced from 10.1 log10 cells.g
in AB-free rats, to 6.7 log10 cell/g in AB treated groups. This is in line with findings from Swann
et al., (2011) who dosed 10 week old male rats for 8 days with the same daily dose of
penicillin/streptomycin and found the average total number of bacterial cells contained within
intestinal contents was reduced from 10.7 log10 cells/g in control animals to 8.4 log10 cells/g in AB
treated animals. These findings show that AB regime used in this study is capable of successfully
suppressing the gut microbial profile of rat pups.
The results obtained from the FST showed a significant diet and AB effect on immobility and more
importantly a significant diet and AB interaction effect. Animals provided with casein rich milk
without AB treatment, exhibited depressive-like behaviour as evidenced by a significant increase
in immobility time in the FST compared to animals provided with casein free milk (no AB) (see
Figure 3.6). This confirms findings from the previous results chapter (see Section 2.3.2) and
further confirm that casein exposure beyond the age of weaning results in a depressive phenotype
in rats. Interestingly, we observed a profound reduction in immobility time in AB treated control
and AB treated casein rich animals demonstrating an ‘antidepressive-like’ effect of AB treatment
at least in these two groups of animals. This is in line with behavioural data from a number of
studies including Bercik et al., (2011) who show that following 7 days of AB treatment, mice
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exhibited more exploratory and less apprehensive like behaviour than controls in the light/dark
box indicating an anxiolytic-like effect of AB treatment. They also showed that AB treated mice
had increased levels of hippocampal BDNF levels (Bercik et al., 2011). An increase in BDNF
levels in the hippocampus has been shown to be associated with anxiolytic and antidepressant
behaviour (Deltheil et al., 2008) further supporting the anti-depressant like effect caused by AB
treatment in control and casein rich animals. Furthermore, Desbonnet et al., (2015) showed that
mice who were treated with a combination of AB from weaning age onwards had a depleted gut
microbiome and displayed reduced anxiety further supporting the finding that AB treatment in
early postnatal life results in alterations to behaviour. Thus, the antidepressive-like effect of AB
treatment reported in our study is not likely to be mediated by any other mechanism aside from its
effect as an antimicrobial agent, as similar anxiolytic changes are reported in GF mice in which
bacteria are absent from birth (Heijtz et al., 2011; Neufeld et al., 2011). Taken together, these
findings further support the link between gut microbial suppression using antibiotics with
alterations to mood.
In support of the antibiotic induced antidepressive-like behaviour reported here, the antibiotic
minocyline has been show to illicit antidepressive-like effects via the immune system. Pro-
inflammatory agents such as Interleukin-1 beta (IL-1β) and Tumour Necrosis Factor alpha (TNF-
α) are believed to be amongst the most important players in the pathogenesis of depression and
anxiety related behaviours (see Singhal et al., 2017). Indeed Majidi et al., (2016) showed that
following neonatal injection with Eschichia coli, mice went on to develop anxiety and depression
like behaviour in adulthood accompanied by increased expression of glial cell markers, IL-1β and
TNF-α in the hippocampus. Treatment with minocycline was able to attenuate Eschichia coli
induced expression of pro-inflammatory cytokines and reverse depressive-like behaviour by
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reducing immobility time in the FST. These findings were replicated in a similar study by Zheng
et al., (2015) who also showed minocycline treatment resulted in attenuation of LPS-induced
increase of pro-inflammatory cytokines and depressive-like behaviour. In line with this, it has also
been shown that minocycline attenuates LPS-induced neuroinflammation, sickness behaviour and
anhedonia in adult mice through reduced microglial activation and decreased mRNA levels of IL-
1β in the hippocampus (Henry et al., 2008). Collectively, these studies suggest antibiotics may be
acting directly via the immune system to elicit their anti-depressive like effects. Indeed in this
present study, 10 days of AB treatment was shown to result in a reduction in total bacteria
accompanied with a reduction in gut microbial metabolites as shown by metabolomic analysis,
which could indicate a reduction in immune system activation and in turn explain the protective
effect AB treatment displayed against the development of depressive like phenotype observed in
casein rich treated animals. In future it would be useful to measure inflammatory markers in control
and casein rich treated animals with or without AB to determine whether or not the gut microbiota
is interacting with the immune system in mediating the behavioural changes observed.
As the results from the FST showed that immobility time was decreased in the control rats treated
with AB compared to control rats that did not receive AB, it suggests the antibiotic treatment,
independent of casein, reduced immobility time in the FST. It should also be noted that in general
AB treated animals were a lot more active and harder to handle than control animals and as a
personal observation from the experimenter, even displaying signs of aggression. These
observations are in line with Leclercq et al., (2017) who reported decreased anxiety like behaviour
and increased aggression as well as persistent alterations to the gut microbiota in mice following
penicillin treatment during the perinatal period.
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One of the limitations of this study is the lack of measurement of locomotor activity in the groups
of animals exposed to the FST to exclude the possibility that the changes in immobility observed
between the groups merely represent changes in locomotion rather than mood. Nonetheless, this
is unlikely to be the case as Leclercq et al., (2017) measured locomotion using the open field test
following early life penicillin treatment in mice and reported no difference in locomotion. This is
also in line with findings from Molina-Hernández et al., (2008) who also showed minocycline
treatment did not induce hyperlocomtion and in some cases even decreased motor activity. These
findings support the hypothesis that the effects of AB treatment on the FST results are unlikely to
be driven by increased motor activity.
Interestingly, animals provided with casein free milk treated with AB did not display the same
drastic decrease in immobility time in the FST as the control and casein rich AB treated animals.
To the contrary, they displayed immobility times in the same range as AB-free animals. This
indicates that AB treatment had no effect on behaviour in casein free treated animals. It is possible
the casein free AB group did not receive the same dose of AB as control and casein rich AB
treatment groups as milk consumption data shows casein free AB treated animals consumed
significantly less milk than all the other groups provided with milk diets. As AB treatment was
switched into the milk diets from PND17, this could indeed suggest these animals received a lower
dose of AB and therefore did not display the same ‘anti-depressive’ like behaviour observed
following AB treatment. In line with this hypothesis, the study by Bercik et al., (2011) discussed
above showed that smaller doses of AB treatment failed to influence anxiety like behaviour in
mice suggesting that the changes in bacterial composition caused by AB treatment, are responsible
for the changes in anxiolytic behaviour observed in their study. Although FISH analysis data
showed that the gut microbiota of casein free AB animals was indeed suppressed to the same extent
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as the other AB treatment groups, it could be argued that a lower dose of AB in these animals
resulted in a different compositional makeup of the gut microbiome. Indeed Swann et al., (2011)
used FISH analysis for the enumeration of several key bacterial groups following 8 days of
antibiotic treatment. They observed that the relative proportions of bacteria belonging to the
Bacteroidetes phylum were reduced, while bacteria belonging to the Firmicutes and
Actinobacteria phyla were increased, suggesting not only does antibiotic treatment suppresses the
total bacteria in the gut, but also results in shifts to the compositional makeup of the gut
microbiome. Furthermore, Leclercq et al., (2017) also reported an increase in Proteabacteria due
to increased penicillin resistance Enterobacteria family following penicillin treatment in early
postnatal life in mice, this bacterial group is a potential source of lipopolysaccharides, which are
endotoxins and can elicit a strong immune response in the host. This increase in Enterobacteria
following penicillin treatment has been reported in other studies alongside decreased anxiety like
behaviour (Candon et al., 2015; Desbonnet et al., 2015). Given this evidence it may be possible to
suggest that casein free AB animals did not receive the same dose of penicillin and thus did not
harbor the same increase in Enterobacteria thus displaying a similar behavioural profile to AB-
free treated animals. In future it would be of use to characterize the faecal microbiota of casein
free AB study animals versus control and casein rich AB groups to determine any compositional
differences in the microbiome of these animals which could in turn be linked to the discrepancies
in behaviour.
Another explanation for the lack of antidepressive-like effect of AB treatment in casein free
exposed rats may be due to soy protein exposure, which was used as the protein substitute for
casein in casein free milk. As discussed in the previous results chapter (see Section 2.4), exposure
to soy rich/casein free milk induces a number of region specific neurochemical changes to MOPr
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in the brain as well as a down regulation of DOPr in the deep layer of the somatosensory cortex
compared to control and casein rich treatment via an unknown mechanism. As it has been shown
that peptides derived from soy protein named soymorphins possess opioid receptor activity
(Kaneko et al., 2010; Ohinata et al., 2007), it is tempting to speculate that the resistance of soya
fed animals to exhibit the ‘anti-depressant’ like effect induced by AB treatment may be due to a
gut microbiota independent effect of soymorphines, which may have contributed a protective
effect against behavioural changes induced by AB treatment. These results indicate a soy effect
on behaviour which warrants further investigation.
The excretion of urinary metabolites were studied using NMR based metabonomics in order to
investigate the metabolic impact of diet (milk casein exposure beyond the normal age of weaning)
and AB treatment in early postnatal life on the host metabolic profile. Pairwise PCA models were
built to identify metabolic variation between the different study groups. This included: the effect
of casein consumption alone on host metabolic profile, the effect of AB treatment alone on host
metabolic profiles, the effect of AB and casein rich treatment and finally the effect of AB treatment
and casein free treatment on host metabolic profiles. Loading plots were generated from each
pairwise PCA model showing the metabolites (1H NMR chemical shifts) responsible for any
separation witnessed in the PCA scores plot. The corresponding loading plots indicated that the
most significant metabolic differences induced by AB and casein treatment were related to
disruptions in the metabolism of choline and energy homeostasis as well as differences in
microbial-derived metabolites (Summarized in Table 3.1).
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Metabolic Alterations Caused by Casein Intake
A decrease in the excretion of betaine was observed in the urine of casein rich animals compared
to the control group (see Figure 3.10). This may be related to a decrease in endogenous choline
metabolism by the host or may suggest an increase in bacterial choline degradation in the gut.
Choline is a micronutrient found in food and serves as the precursor for the biosynthesis of the
phospholipids, phosphotadylcholine and sphingomyelin which are essential constituents of
membranes and play key roles in normal brain function and development (Zeisel, 1981, 2006).
Moreover, choline is needed for the synthesis of the neurotransmitter acetylcholine which plays
an important role in influencing the structure and organization of brain regions, neurogenesis,
myelination and synapse formation (Wessler et al., 2008). Choline is metabolized within liver
mitochondria and converted into betaine by two enzymes betaine aldehyde dehydrogenase and
choline dehydrogenase. Alternatively, dietary choline can be metabolized by the gut microbiota to
trimethylamine (TMA). TMA is subsequently absorbed from the gut and oxidized in the liver to
form trimethylamine-N-oxide (TMAO) before being excreted in the urine. Interestingly, casein
rich treated animals excreted lower amounts of TMAO compared to the control group. Taken
together with the lower excretion of betaine, these observations suggest that animals receiving
casein rich milk until PND26 obtain less choline from the diet then the control animals
The reduced excretion of betaine could be indicative of disruption to the metabolism of choline.
This is consistent with the findings of Farshim et al., (2016) who reported that animals who were
delayed weaned on PND25 excreted decreased levels of betaine compared to animals who were
normally weaned on PND21 and also displayed a depressive phenotype in the FST (Farshim et al.,
2016). These observations indicate that prolonged consumption of milk caseins beyond the normal
age of weaning disrupt choline metabolism and could potentially be linked to the depressive
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phenotype observed in casein rich treated animals. Indeed a series of studies conducted by Zheng
and colleagues have shown alterations in TMAO and betaine in depressive states in both human
and rodent models (Zheng et al., 2011, 2013; Huang et al., 2015). For example, Zheng et al.,
(2013) showed that urinary levels of betaine and TMAO were significantly decreased in patients
with major depressive disorder compared to healthy controls (Zheng et al., 2013). These findings
further reinforce that disruptions to choline metabolism may indeed be linked to the depressive
phenotype observed in casein rich treated animals observed in our study. Interestingly, data
obtained in results Chapter 2 showed that animals fed casein rich milk excreted higher amounts of
betaine compared to casein free counter parts. This is in conflict with the current results and may
requires further investigation.
Casein consumption appears to have caused alterations in metabolites associated with energy
metabolism. Urinary excretion of three tricarboxlic acid (TCA) cycle associated metabolites,
citrate, succinate and 2-oxoglutarate were shown to be excreted at lower levels in the urine of
casein rich treated animals compared to control and casein free groups, thus highlighting a casein
effect on energy metabolism (see Figures 3.9 and 3.10). Decreased levels of succinate, citrate
and 2-oxoglutarate in casein rich animals are indicative of a dysfunction in the TCA cycle induced
by casein, which may in turn be associated with the depressive phenotype observed in this group.
In line with this Zheng et al., (2010) carried out a study to look at urinary metabolic changes in
chronic unpredictable mild stress model of depression and observed decreased citrate and 2-
oxoglutarate in the urine of the depressed rats compared to control (Zheng et al., 2010).
Furthermore Farshim et al., (2016) also reported decreased levels of citrate, succinate and 2-
oxoglutarate in the urine of rats who were delayed weaned on PND25 and displayed depressive
like behaviour compared to animals weaned normally on PND21 (Farshim et al., 2016). Taken
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together these findings suggest that exposure to milk caseins beyond the normal age of weaning
results in disruptions to the TCA cycle and this may be linked to the development of the depressive
phenotype observed. The lower levels of TCA cycle metabolites observed in casein rich animals
indicate energy deficiencies and fatigue, which is in line with the increased immobility times
observed in casein rich rats, as well as the behavioural data from chapter 2, where a significant
decrease in active swimming and climbing behaviours was observed in casein rich treated animals
during the FST. It should also be noted that energy deficiencies or fatigue are amongst the most
popular reported symptoms of depression.
Creatinine is another metabolite associated with energy metabolism, which was found to be
increased in casein rich treated rats compared only to the casein free group and not control.
Creatinine is a non-protein nitrogenous compound derived from creatine and phosphocreatine
metabolism. The creatine-phosphocreatine system acts as an energy transport system which carries
high-energy phosphates from mitochondrial production sites to energy utilization sites,
particularly in tissues with high energy demands like skeletal or cardiac muscle as well as the brain
(Wyss et al., 2000). Excretion of creatinine in the urine represents the endpoint of endogenous
energy transfer from stored adenosine triphosphate (ATP) in cells. It is becoming increasingly
evident that endogenous creatine plays a critical role in a range of cognitive functions including
emotion (see Allen, 2012). In fact, there is evidence to show that supplementation with 4% creatine
for five weeks in male rats results in increased depressive like behaviour in the FST (Allen et al.,
2010). Moreover, this is also in accordance with findings from Farshim et al. (2016) who reported
increased creatinine excretion in animals who were exposed to mothers milk for 5 extra days
compared to animals weaned normally on PND21. Together these findings further implicate casein
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consumption in influencing energy metabolic products, which may be linked to the depressive
phenotype observed in the casein rich group
Metabolic Alterations Caused by Microbial Suppression
In order to assess the metabolic impact of AB treatment all AB treated animals were compared
against animals which did not receive AB. Consistent with the FISH results showing a suppressed
gut microbial profile in AB treated rats, PCA analysis of urine samples collected from all six
treatment groups revealed differential metabolic patterns of clustering between AB-free and AB
treated groups (See Figure 3.11). The corresponding loadings plot showed metabolites involved
in energy metabolism such as glucose and citrate were increased in AB treated animals as well as
an increase in choline metabolism as indicated by increased TMAO and betaine in AB treated
urine. Meanwhile bacterial metabolites such as hippurate and 4-HPPA were decreased in
comparison to control AB-free treated groups. These findings suggest that treatment with a
combination of penicillin/streptomycin for a period of 10 days was indeed sufficient in causing
disruption to the gut microbiome and subsequently host metabolic profile.
In order to assess the metabolic impact of AB treatment alone independent of milk type on host
metabolic profiles, a pairwise comparison between control and control AB treated animals was
performed. An increase in the excretion of the metabolite DMA was observed in control AB
animals compared to the control group. TMA can be further demethylated by the gut microbiota
to DMA. The fact that we see an increase in DMA following AB treatment is surprising, however
this metabolic function may be ubiquitous amongst the gut microbial species. Hence, AB-
associated disruption of the gut microbiota may reduce the specific functionalities associated with
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a particular bacterial group and increase the general traits of the communities left behind.
Furthermore, we observed an increase in the excretion of 2-oxoglutarate in control AB treated
animals, which is a TCA cycle associated metabolite. An increase in this metabolite indicates
increased energy release. Indeed, this is in line with the behaviour observed in control AB treated
animals who displayed an antidepressive-like effect as shown by a drastic increase in swimming
behaviour in the FST compared to the control AB-free group.
Metabolic Alterations Caused by Microbial Suppression in Casein Rich Rats
Pair wise comparisons were made between casein rich, casein rich AB, control AB and control
treatment groups to study the effects of AB treatment in rats exposed to a casein rich milk diet.
Consistent with bacterial suppression post AB treatment in control animals and not casein free
animals, the gut microbial metabolite hippurate was excreted in lower amounts in casein rich AB
animals when compared to control (see Figure 3.13), and in the urine of control AB animals when
compared to casein rich (see Figure 3.12). Moreover, the gut microbial metabolite 3-HPPA which
arises through bacterial hydrolysis of dietary derived cholinergic acid and subsequent bacterial
reduction by caffeic acid was also decreased in control AB animals compared to casein rich
animals, together these results suggest that AB treatment independent of casein suppresses gut
microbial activity resulting in a reduction of the excretion of gut microbial metabolites which
suggests lower gut activity may be linked to the anti-depressive like effect seen in control and
casein rich AB animals.
The excretion of amino acids alanine, and taurine were increased in casein rich AB treated animals
compared to control and casein rich groups. These findings are in accordance with Swann et al.,
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(2011) who reported similar increases in these amino acids following 8 days of
streptomycin/penicillin treatment in the drinking water. The increase in excretion of these
metabolites could be due to the loss of bacterial activity in the gut, which would typically be
responsible for the degradation of these metabolites, thus improving their bioavailability and
subsequent excretion in the urine. Indeed, increased excretion of taurine in the urine is a
characteristic feature of germ-free and acclimatizing germ-free rodents (Nicholls et al., 2003;
Claus et al., 2008). An increase in these metabolites provides further evidence for the effectiveness
of the antibiotic regime in suppressing bacterial abundance as well as activity in casein rich
exposed rats.
Moreover, the urinary extraction of betaine was seen to be greater in casein rich AB treated rats
compared to conventional casein rich animals. This indicates increased choline metabolism in
casein rich animals following AB treatment. Together these findings reinforce that AB treatment
alone, independent of casein, affects choline metabolism. This is in agreement with Swann et al.,
(2011) who reported an increase in urinary extraction of betaine and DMG in the urine following
8 days of AB treatment in rats suggestive of increased choline metabolism. Although choline can
be synthesized in the liver most choline is obtained from the diet. It is feasible that AB treatment
suppresses the microbial metabolism of dietary choline in the gut, thus increasing its availability
for the host. This could explain why products of endogenous choline metabolism are increased in
the urine following AB treatment. Consistently, DMA (a microbial metabolite of choline) was
excreted in lower amounts by the casein rich AB group compared to the AB-free casein rich group.
Interestingly, when comparing casein rich AB to the casein rich group, we observed higher
excretion of DMA in casein rich animals. This indicates that casein rich milk treatment also has
an effect on choline metabolism independent of AB treatment (as discussed above). It appears
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casein rich milk exposure decreases choline excretion which is accompanied by a depressive-like
phenotype in the FST, while AB treatment appears to increases choline excretion while eliciting
an anti-depressive like effect in casein rich rats, therefore it is possible to suggest that disruptions
to the metabolism of choline maybe implicated in driving the behavioural differences observed
between these two treatment groups. Further studies are required to understand the importance of
choline metabolism in the diet-associated behavioural changes reported in this study.
Casein rich AB treated animals excreted higher levels of the TCA energy cycle metabolite citrate
when compared to casein rich animals. This suggests casein increases citrate excretion, which is
further exacerbated by AB treatment. This may reflect changes in energy metabolism, which is
further supported by lower glucose excretion in the casein rich animals compared to the control
AB treatment group. These findings are consistent with the increased mobility and swimming
behaviours observed in control AB and casein rich AB treated animals.
Metabolic Alterations Caused by Microbial Suppression in Casein Free Rats
Casein free AB animals excreted higher amounts of TMAO compared to control and casein free
animals (see Figures 3.14 and 3.15). This indicates that casein free milk exposure alone
independent of AB results in higher TMAO excretion, which is then further exasperated by AB
treatment. Choline can be metabolized to glycine through a strictly mammalian pathway or it can
be metabolized via bacteria in the gut to produce trimethylamine (TMA), which in turn is oxidized
in the liver to produce TMAO (al-Waiz et al., 1992). An increase in TMAO excretion in casein
free AB animals points towards an increased flux towards bacterial metabolism of choline.
Furthermore, as we did not observe an increase in betaine, an endogenous choline metabolite, in
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the urine of casein free AB animals, it is further indication of an increase in bacterial choline
metabolism in this group, despite AB treatment. As this increase in TMAO was not observed in
control and casein rich animals following AB treatment, it suggests that the gut microbiome of
casein free AB animals may indeed have differed to the other AB groups and thus provide an
explanation for the behavioural phenotype observed in casein free AB treated animals.
Furthermore, it was observed during the running of the experiment, that casein free AB animals
were calmer and easier to handle compared to the other AB subjects and did not show any signs
of aggression.
As observed in control AB and casein rich AB we also observed a decrease in the excretion of the
gut microbial metabolites hippurate and 3-HPPA in casein free AB treated animals compared to
the casein free group. This result indicates that AB treatment was indeed successful in suppressing
the gut microbial activity in these animals independent of milk type. This is further supported by
the FISH analysis results, which showed a reduced total bacterial count in casein free AB animals
in line with the other AB treatment groups. Without enumeration of individual bacterial groups it
is not possible to tell if the gut microbiome of the casein free AB group may have differed from
the other AB treatment groups. Furthermore, in line with the other AB treatment groups, casein
free AB animals excreted higher amounts of the amino acid taurine, which is characteristic of a
reduced gut microbiome. Taken together these findings show that AB treatment in casein free
animals resulted in a similar reduction of gut microbial activity as seen in control and casein rich
AB animals, however due to the increase in TMAO it can be speculated that the gut microbiome
was more active in this treatment group compared to control AB and casein rich AB. Moreover,
the casein free AB group showed a reduction in the excretion of succinate, which is another product
of energy metabolism, compared to both casein free and control treatment groups. This may
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suggest that energy metabolism was not increased in casein free AB treatment groups to the same
extent that it was increased in the other AB animals.
In summary this research chapter demonstrated that AB treatment was indeed successful in
reducing both bacterial abundance and activity. It was also shown that not only does AB treatment
ameliorate the depressive-like effect induced by casein rich milk consumption, but also AB
treatment alone independent of casein induces an anti-depressive like effect as observed in control
animals. However, this antidepressive-like effect was not observed in casein free treated animals
following AB treatment, indicating casein free milk played a protective role against the
behavioural changes induced by AB treatment. Taken together, these results clearly demonstrate
AB treatment in early postnatal life effects behaviour independent of casein consumption and
highlights the need for further investigation into the use of AB in early postnatal life. Furthermore,
the metabolic effects induced by casein treatment alone, antibiotic treatment alone and casein or
casein free treatment combined with AB were explored and revealed alterations to choline
metabolism, energy metabolism and bacterial metabolism which warrant further investigation into
their association with the behavioural changes observed.
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Chapter 4
Effect of A1 vs A2 Variant of Milk Casein
Consumption at an Early Developmental Age
on Depressive-Like Behaviour and Metabolic
Profile
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4.1 Introduction
The studies performed in Chapters 2 and 3 provide evidence showing exposure to milk caseins
beyond the normal age of weaning results in a depressive-like phenotype as well as dysregulations
to the opioid and oxytocinergic systems in rats compared to control animals and animals provided
with casein free milk beyond the normal age of weaning on PND21. Furthermore we have shown
that the gut microbiota appears to play a role in mediating behaviour as knock-down of the gut
microbiota dramatically reduced immobility time in the FST in rats who consumed casein rich
milk as well as control treated animals at an early developmental stage. This chapter aims to
determine the genetic variant of milk casein responsible for the depressive phenotype observed
following consumption of milk caseins beyond the normal age of weaning.
As discussed in Section 1.2 – 1.3 there has been an increasing interest in recent years regarding
the consequences associated with the consumption of milk casein derived beta casomorphins for
extended periods of time on health. These include increased risk of neurological diseases such as
autism and schizophrenia, cardiovascular diseases, type 1 diabetes, gastrointestinal dysfunction
and immune/inflammation related disorders and which have been attributed to a group of peptides,
particularly BCM-7, derived from the proteolysis of beta casein, (see ul Haq et al., 2014).
Beta casein is expressed as 13 genetic variants in cows (Kamiński et al., 2007) resulting from
single nucleotide polymorphisms in the casein beta gene (CSN2) (Caroli et al., 2009). Out of
these, A1 and A2 are the most common forms in cattle breeds making up around 20% of the total
protein content in cow’s milk (Kamiński et al., 2007). Depending on the individual cow’s genetic
makeup, cows can be homozygous for one type, or heterozygous resulting in both A1 and A2 types
being expressed. According to the literature, A2 beta casein is recognized as the original beta
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casein variant expressed in cows before the appearance of the A1 variant in some European herds
5000-10,000 years ago (Farrell et al., 2004). The appearance of the A1 variant is believed to have
arisen due to a CSN2 gene mutation which occurred in Holstein cows and was then passed on to
many other cow breeds due to breeding practices, by which Holstein cows were used to genetically
improve the production of other breeds (The A2 Milk Company, 2014
https://thea2milkcompany.com/). Over time the A1 beta casein variant became the dominant form
expressed in milk in Europe. While dairy herds in much of Asia, Africa and parts of southern
Europe remain naturally high in cows producing A2 milk, making the A1 version of the protein
common in cattle in the western world (The A2 Milk Company, 2014
https://thea2milkcompany.com/).
BCM-7 is uniquely derived from the digestion of the A1 β-casein but not the A2 β-casein type.
These two variants differ in their protein structure owing to a substitution of the amino acid at
position 67. A2 β-casein and related sub-variants contain a proline amino acid at position 67,
whereas A1 β-casein and related sub-variants contain a histidine at this same position. This
histidine within A1 is susceptible to proteolytic cleavage, which allows the preceding seven amino
acid residues to be cleaved, yielding BCM-7 (see Figure 1.2) (Jinsmaa et al., 1999). Beta casein
expressed in human, goat, sheep and buffalo milk though not strictly of the A2 type, are classed
as “A2-like”. However, evidence suggests human milk does indeed release BCM-7, which is of a
differing amino acid sequence to bovine BCM-7 (Jarmołowska, Sidor, Iwan, Bielikowicz,
Kaczmarski, Elzbieta Kostyra, et al., 2007; Kost et al., 2009; Wada and Lönnerdal, 2015).
As discussed in Section 1.3, literature shows that BCM-7 possesses opioid like activity due to the
N-terminal amino acid sequence Tyr-Pro-Phe-Pro that gives it preferential MOPr agonist activity
(Brantl et al., 1981). MOP receptors are found primarily in the central nervous system and the
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gastrointestinal tract and play an important role in responding to stress and pain as well as in
controlling food intake (Teschemacher, 2003). The first site of action of BCM-7 following
digestion are the MOPr in the gut. Indeed when injected into animals, BCM-7 was shown to slow
gastrointestinal motility similar to the effect of morphine (Shah, 2000) and this observation was
also replicated in humans (Andiran et al., 2003; Ho et al., 2014). In a direct comparison of A1 and
A2 milk fed to Wistar rats, gastrointestinal transit time was significantly longer in the A1 group
compared to rats fed A2 beta casein. Furthermore co-administration of naloxone decreased
gastrointestinal transit time significantly in the A1 group but not in the A2 group indicating the
greater gut transit time reported in the A1 group is mediated by a MOPr dependant mechanism
(Barnett et al., 2014).
Furthermore, this group reported that rats fed A1 β-casein showed an increase in a range of markers
of intestinal inflammation compared to the A2 group and this was inhibited by naloxone treatment
(Barnett et al., 2014) again indicating a MOPr mediated increase in markers of inflammation
caused by A1 β-casein. Similarly in mice, dietary consumption of β-casein isolated from A1/A1
or A1/A2 Indian Karan Fries cows resulted in increased IL-4, IgE, IgG concentrations in the
intestinal fluid compared to groups provided with beta casein extracts from A2/A2 cows or
controls (ul Haq et al., 2014). In a second study by the same research group in which mice received
BCM-7 or saline by gavage for 15 days, similar increases in indicators of inflammation were
reported compared to saline control. Taken together these studies indicate that A1 beta casein and
its bioactive breakdown product BCM-7 are responsible for the reported gastrointestinal and
inflammatory effects.
Notably, human studies have gone on to confirm that consumption of milk containing A1/A2 beta
casein results in an increase in inflammation related biomarkers as well as a longer gut transit time
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compared to milk containing A2/A2 beta casein (Jianqin et al., 2015). It is therefore evident
consumption of A1 derived BCM-7 results in gastrointestinal effects and is proinflammatory.
Whether the proinflammtory effects are due to a direct inflammatory response to BCM-7 or an
indirect consequence of delayed gut transit time influencing other biological processes is still
unclear.
Moreover, some studies have reported effects of BCM-7 on the CNS following perinatal
administration in animal models. Brantl et al., (1981) were amongst the first to report analgesic
activities of BCMs after i.c.v injections in rats, and that this analgesic effect can be antagonized
by naloxone indicating a MOPr mediated mechanism of action. Another study has reported that
consumption of milk containing both A1/A2 variants resulted in minor impairments to cognitive
function, which were linked to the increased serum inflammation-related markers associated with
consumption of milk containing A1/A2 relative to control milk containing only A2 beta-casein
variant. Indeed elevated levels of circulating inflammatory markers have been linked to significant
impairments in memory, attention and mood (Dantzer et al., 2008; Myers et al., 2008; Heringa et
al., 2014).
Given the health effects associated with consumption of milk containing the A1 variant of β-
casein, recently bovine milk that is free of A1 has been made available commercially in the United
Kingdom amongst other countries (The A2 Milk Company, 2014
https://thea2milkcompany.com/). Also infant formula containing casein but free of A1 is now
marketed in China and Australia. This chapter aims to compare the effect of consumption of milk
containing A1/A2 variants against milk containing only the A2 variant during early developmental
period on mood. Moreover the effect of A1/A2 vs A2/A2 milk consumption on motor function
was also assessed. Furthermore, metabonomic analysis was carried out on the frontal cortex region
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of the brain in order to assess any metabolic changes associated with A2 versus A1/A2 milk
consumption. The frontal cortex was selected as it has been identified as a key region in the
regulation of emotions, in particular it has been linked to depression (Drevets, 2000). There is also
evidence to suggest that diet can elicit a profound effect on frontal cortex neurochemistry
(Sandoval-Salazar et al., 2016) and was thus selected as a key region for metabonomic analysis.
Hypothesis:
Rats provided with A2 milk beyond the normal age of weaning will not display a depressive
phenotype due to a lack of the bioactive peptide BCM-7 compared to rats provided with
A1/A2 milk. Moreover, neither A2 nor A1/A2 milk will have an effect on motor activity.
Due to the differing post weaning diets, metabolic profiles of A2 animals A1/A2 and
control will differ significantly.
Aim:
To investigate the variant of β-casein in milk responsible for mediating the depressive-like
phenotype observed in animals provided with casein rich milk from PND21 until PND26.
Objectives:
To provide animals with milk containing only A2 β-casein or milk containing both A1/A2
from PND21 until PND26 and assess motor activity.
Assess depressive-like behaviour using the FST
Asses for metabolic changes in the frontal cortex region of the brain using NMR based
metabolomics.
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4.2 Methodology
4.2.1 Animals and Experimental Conditions
Male, Wistar Albino rats were purchased from Charles River UK Limited, Kent. All rat pups and
their cross-fostered mother arrive at the Biological Research Facility (BRF) on PND7, where day
of birth is PND0. These animals were maintained in litters of 8 pups with their mothers at all
times. Pups were left to acclimatize to their new environment for 11 days, after which point they
were handled and weighed daily by the experimenter. All groups were weaned on PND21, a
process where the mother is simply removed from the cage (Cramer et al., 1990). All rats were
placed in a 12 hour light-dark cycle (lights on 6 AM – 6 PM) with free access to a standard rat
chow diet (purchased SDS, Kent UK) and tap water and kept at a constant temperature of 22°C ±
1 °C, humidity of 45-55%. All experimental procedures were conducted in accordance with the
U.K Animal Scientific Procedures Act (1986).
4.2.2 A2 Milk Study
Three experimental groups were generated, with each group containing 8 pups caged together.
Group one were weaned by having their mothers removed at 10.00 am on PND21. This group
acted as the control and were provided with free access to rat chow and water until the completion
of behavioural testing on PND26. Group two, the conventional cow’s milk group (A1/A2 group)
were weaned on PND21 and provided with a bottle containing Tesco’s whole milk from PND21
until PND26, as well as continued provision of rat chow and water. Group three, the A2 milk
group, were also weaned on PND21 and provided with a bottle containing A2 milk daily from
PND21 until PND26 as well as continued provision of rat chow and water.
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The groups provided with either conventional cow’s milk or A2 milk, were provided with 100 ml
of fresh milk in bottles with ball bearing nozzles twice a day once between 9:00-10:00 AM and
then again between 5-6 PM. Milk consumption was also recorded on a daily basis. Milk bottles
were heated for 30 seconds in a microwave before being provided to the animals. Table 4.1 shows
the nutritional composition of the A2 full fat milk used and Tesco’s whole milk, which was used
to represent A1/A2 milk.
A2 Whole Milk Formula
Parameter Analysed Units Results Fresh Weight
Moisture % 87.6
Crude Fat % 3.62
Crude Protein % 3.25
Crude Fibre % 0.0
Ash raw % 0.7
NFE (Nitrogen Free extract) % 4.83
Tesco Milk Formula
Parameter Analysed Units Results Fresh Weight
Moisture % 87.5
Crude Fat % 3.57
Crude Protein % 3.19
Crude Fibre % 1.3
Ash raw % 0.7
NFE % 5.04
Table 4.14: Table showing the nutritional content of A2 whole milk formula and Tesco’s (A1/A2)
whole milk formula.
4.2.3 Body Weights and Milk Consumption
To monitor the general health of the animals, body weights were recorded daily from PND14 until
the end of behavioural testing on PND26 as well as on the day of sacrifice. Milk consumption per
cage was also recorded daily from PND21 until PND26.
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4.2.4 Behavioural Tests
4.2.4.1 The Forced Swim Test
The forced swim test was performed between 10 am and 2 pm when all animals reached the age
of PND25. The FST is run over two consecutive days as described in Section 2.2.3.1.
4.2.4.2 Locomotor Activity
Locomotor activity of each rat was measured for 20 minutes 1 hour prior to the FST (9:00 AM)
on PND25 in locomotor chambers (40cm x 20cm x 20cm; Linton Instrumentation, Norfolk, U.K).
Each chamber had two lines of 16 photocells located at right angles to each other, projecting
horizontal infrared beams 2.5 cm apart and 6 cm above the cage floor to measure horizontal and
vertical activity, respectively. Activity was recorded as the number of sequential infrared beam
breaks, every 5 mins in the space of 20 minutes.
4.2.5 Tissue Dissection
Animals were killed using cervical dislocation on PND27 following acute exposure to CO2. Intact
brains were dissected and rapidly frozen in isopentane at -20°C for 30 seconds and then stored at
-80°C for metabonomic analysis.
4.2.6 Data Analysis
Body weight differences, milk consumption and behavioural data from the FST were analysed
using a one-way ANOVA. Locomotion data was analysed using Two-way ANOVA for factors
‘time’ and ‘diet. Where ANOVA revealed a significant difference an LSD post-hoc analysis was
carried out. All data were expressed as means ± SEM, n = 8 per group. A p value of less than 0.05
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was accepted as significantly different. All statistical analyses were performed on GraphPad Prism
7.
4.2.7 Metabolomics
As described in Section 2.2.6. Metabonomic analysis was conducted by Simone Zuffa at Imperial
College London.
4.2.7.1 Sample Preparation-Brain Samples
Prior to the start of the experiments, brains were removed from -80°C freezer and placed on ice.
Using a scalpel, the frontal cortex (~30 mg) was removed and weighed. The frontal cortex from
each brain sample was homogenized using 6-7 zirconium beads and 300 µl of
chloroform:methanol, which was made up in a 2:1 ratio. Samples were placed into a homogeniser
and homogenised at 5500 rpm for 20 seconds. This step was repeated twice for each sample. The
homogenate was then combined with 300 µl of demineralized water and vortexed to mix. Samples
were spun at 8000 g (rcf) for 10 minutes at 4°C to separate the organic (upper) and aqueous (lower)
phases. These phases were separated into two Eppendorf tubes using a pipette. The organic phase
was left overnight in a fume hood to allow the chloroform to evaporate and then stored at -40 °C.
The aqueous phase was dried overnight in a vacuum condenser (Speedvac) at 40 °C. Once the
samples were dried they were reconstituted in 700 µl of phosphate buffer (pH 7.4) containing 10%
D2O and 1 mM 3-trimethylsilyl-1 [2,2,3,3-2H4] propionate (TSP). Samples were vortexed
thoroughly, centrifuged at 8000 g (rcf) for 10 minutes at 4 °C and then 600 µl of the supernatant
was transferred to 5 mm internal diameter Norell® NMR tubes. The sample were run on the NMR
machine as described in Section 2.2.5.2.
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4.2.7.2 Multivariate Data Analysis
As described in Section 2.2.6.4
4.2.7.3 Principal Component Analysis
As described in Section 2.2.6.5
Postnatal Day
7 14 21 25 26 27
Appropriate groups
provided with A2 or A1/A2
milk diets
Mothers removed from
all groupsForced
Swim Test
Animals go into metabolic
cages for 24 hours
Animals sacrificed, samples collected
Animals weighed daily
Animals arrive in EBU
Figure 4.1: Experimental timeline showing key points in the methodology for antibiotic
dosing study.
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4.3 Results
4.3.1 Milk Consumption & Weight Change
No differences in milk consumption were observed between rats provided with A2 milk and those
provided with A1/A2 milk from PND21 until PND26. Furthermore, no differences in weight gain
were observed between control, A2 milk and A1/A2 milk treatment groups between PND14 until
day of culling on PND27 (Figure 4.2 A, B respectively).
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A
B
Contr
ol
A2
Milk
A1/
A2
Milk
0
20
40
60
80
Weig
ht
Ch
an
ge (
g)
21 22 23 24 250
50
100
150
200
250
Postnatal Days
Mean
Daily M
ilk
Co
nsu
mp
tio
n p
er
Cag
e (
g)
A2 Milk A1/A2 Milk
Figure 4.2: Effects of A2 milk versus A1/A2 Milk on milk consumption from PND21 until PND26 and
weight change from PND14 until PND27.
Male Wistar albino rats were provided with no milk (control), A2 milk or A1/A2 milk from PND21 until
PND26. (A) Milk consumption for A2 and A1/A2 treatment groups. (B) Weight change in grams for
control, A2 milk and A1/A2 milk from PND14 until day of culling on PND27. No difference in either milk
consumption or weight change were observed. Data are expressed as mean ± SEM (n=8 per group). One
way ANOVA followed by LSD post-hoc test.
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4.3.2 Locomotion
Locomotion testing was carried out on PND25 1 hour prior to the FST. Animals provided with no
milk (control), A2 or A1/A2 milk were placed into the aforementioned locomotor chambers for 20
minutes and total horizontal or vertical beam breaks were measured. Two-way repeated measures
ANOVA for factors ‘time’ and ‘diet’ showed a significant ‘time’ only effect on both total
horizontal activity and total vertical activity [F (3,21) = 65.23); p< 0.01] and [F (3,18) = 15.43); p<
0.01] respectively (Figure 4.3 A, B). LSD post-hoc analysis revealed A2 milk consumption
significantly reduced horizontal activity at 10 minutes (p < 0.05) compared to the control group
and increased total vertical activity compared to the A1/A2 treatment groups (p < 0.01).
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5 10 15 200
200
400
600
Time (min)
To
tal H
ori
zo
nta
l A
cti
vit
y
(Ho
rizo
nta
l B
eam
Bre
aks/2
0 m
in) Control
A2 Milk
A1/A2 Milk
*
B
A
5 10 15 200
50
100
150
Time (min)
To
tal R
eari
ng
Acti
vit
y
(Vert
ical B
eam
Bre
aks/2
0 m
ins) Control
A2 Milk
A1/A2 Milk **
Figure 4.3: Effect of A2 milk versus A1/A2 milk consumption from PND21 until PND26 on locomotor
activity.
Male Wistar albino rats were provided with no milk (control), A2 milk or A1/A2 milk from PND21 until
PND26. (A)Total horizontal activity and (B) Total vertical activity were measured on PND25 1 hour prior
to the forced swim test in 5 min bins for 20 minutes. A decrease in total horizontal activity was seen in A2
treated animals at 5-10 minutes compared to control animals, and an increase in total rearing activity was
seen in A2 treated animals compared to A1/A2 animals at 5-10 minutes. Data are expressed as mean ± SEM
(n= 7-8 per group). Two-way ANOVA followed by LSD post-hoc test was used and a p value of less than
0.05 was accepted as significantly different. *p<0.05, **p<0.01.
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4.3.3 Forced Swim Test
The FST was used to assess depressive-like behaviour in rats provided with no milk (control), A2
milk or A1/A2 milk from PND21 until PND26. The total immobility time was scored from the
‘test’ session on PND26 (Figure 4.4). The quantification from the ‘test’ times were then used in
the assessment of depressive-like behaviour as described by (Cryan et al., 2005). Quantification
of the results from the ‘test’ swim session showed that rats fed both A2 and A1/A2 milk displayed
an increase in depressive-like behaviour as shown by a marked increase in immobility time
compared to control treated animals (p < 0.05 and p < 0.01 respectively).
Contr
ol
A2
Milk
A1/
A2
Milk
0
100
200
300
400
Imm
ob
ilit
y t
ime (
s)
**
*
Figure 4.4: Increase in depressive-like behaviour caused by consumption of both A2 and A1/A2 Milk
from PND21- PND25.
Male Wistar albino rats were provided with no milk (control), A2 milk or A1/A2 milk from PND21 until
PND26. Then subjected to behavioural testing using the FST. Immobility time during the 6 minute test
session was measured on PND26. Data are expressed as mean (± SEM) obtained from manual video analysis
by one independent observer. An increase in immobility time was seen in both A1/A2 and A2 treated
animals compared to control animals indicating an increase in depressive-like behaviour. One-way
ANOVA followed by LSD post-hoc test was used and a p value of less than 0.05 was accepted as
significantly different. *p<0.05, **p<0.01.
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4.3.4 Metabonomic Analysis of Brain samples
4.3.4.1 PCA of Frontal Cortex: All data
PCA was first used as an unsupervised multivariate statistical analysis method to give an insight
into metabolic variation in the frontal cortex samples from the brains of control, A2 milk and
A1/A2 milk treatment groups. The percentage of variance described by each PC (R2 ) is shown for
each axis. To aid the visualisation of any trends associated with the treatment groups, individual
animals are colour coded in the scores plot to indicate their class membership. Following initial
PCA modelling of all frontal cortex data, clear separation along PC1 can be seen between the
A1/A2 profiles and those from control animals and the A2 group (Figure 4.5 A). This indicates
that A1 β-casein exposure from PND21 until PND 26 is responsible for the largest source of
variation in the metabolic data. Pair-wise PCA models (Figure 4.5 B-C) further demonstrate this
metabolic variation between A1/A2 samples and those from the control and A2 groups. No
variation was observed in the frontal cortex metabolic profiles from control and A2-treated
animals.
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A B
C D
Figure 4.5: PCA of frontal cortex samples from Control, A1/A2 and A2 treated animals.
PCA scores plot constructed on the brain metabolic profile of: (A) All groups (R2 = 78.5%) showing
separation along PC1 between control/A2 milk and A1/A2 milk, (B) control and A1/A2 group, (R2 = 78.8%)
showing separation along PC1 between the two groups, (C) A1/A2 and A2 milk group, (R2 = 81.3%)
showing separation along PC1 between the two groups, (D) Control and A2 milk group, (R2 = 74.3%)
showing no separation between the two groups. Frontal cortex metabolomics samples were run and
analysed by Simone Zuffa at Imperial Collage London.
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4.3.4.2 OPLSDA of Frontal Cortex
OPLS-DA was used to further investigate the effect of exposure to A1 β-casein on animal
metabolic profiles. This supervised method allows the metabolic variation specifically associated
with class membership (control, A1/A2, A2) to be identified. To identify the metabolites in the
frontal cortex that differed between control, A2 milk and A1/A2 milk treatment groups, pair-wise
OPLSDA models were constructed using milk type as the Y predictor as explained in Section
2.2.6.6. Models with strong predictive ability (Q2Y) were returned for comparisons. The pairwise
comparison between control and A1/A2 milk groups can be seen in Figure 4.6 and the pairwise
comparison between A2 and A1/A2 milk groups can be seen in Figure 4.7. Both models had a
strong predictive ability (Q2Y = 0.356 and Q2Y = 0.483 respectively), which were found to be
significant after permutation testing (p = 0.041 and p = 0.022 respectively; 10,000 permutations).
From the correlation coefficients plot extracted from the OPLS-DA model comparing control and
A1/A2, it was found A1/A2 rats had higher amounts of aspartate, N-acetyl groups, glutamine,
succinate, glutamate, gamma-amino butyric acid (GABA), acetate, alanine, lactate, ascorbate,
inosine, myo-inositol, creatine, threonine, O-phoshphocholine, taurine, O-acetylcholine, choline,
adenosine monophosphate (AMP), inosine monophosphate (IMP), nicotinurate/niacinamide,
adenosine, uridine monophosphate (UMP), phenylalanine, histidine, S-adenosylhomocysteine,
GTP, and tyrosine/tyramine than the control group rats. Comparing A2 and A1/A2 profiles
identified that A1/A2 rats had higher amounts of creatine, GABA, asparate, N-acetyl group,
glutamine, succinate, glutamate, acetate, alanine, lactate, ascorbate, myo-inositol, threonine, O-
phosphocholine, taurine, choline, O-acetylcholine, niacinamide/nicotinurate, IMP, AMP, tyrosine,
GTP and UMP compared to the A2 rats. The predictive performance of the OPLS-DA model
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comparing control and A2 milk treatment groups was poor (Q2Y = -0.29) indicating no metabolic
differences between these samples. This was also seen in the PCA scores plot comparing these the
two groups.
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Figure 4.6: The effect A1/A2 milk from PND21 until PND26 on rat frontal cortex metabolites
compared to control treatment: OPLS-DA Plots.
OPLS-DA model generated from frontal cortex 1H-NMR spectra from control and A1/A2 treated animals.
The OPLS-DA correlation coefficients (R2 0.723) plot illustrating all metabolites responsible for driving the
separation between the two groups. Labelled peaks are the metabolites which are increased in the respective
groups (A1/A2 milk at the top and control at the bottom) (Q2Y =0.356). For the list of metabolites and peak
shifts refer to Table 4.2. Frontal cortex metabolomics samples were run and analysed by Simone Zuffa
at Imperial College London.
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Figure 4.7: The effect of A2 or A1/A2 Milk types from PND21 until PND26 on rat frontal cortex
metabolites: OPLS-DA plots.
OPLS-DA model generated from frontal cortex 1H-NMR spectra from A2 and A1/A2 treated animals. The
OPLS-DA correlation coefficients (R2 0.799) plot illustrating all metabolites responsible for driving the
separation between the two groups. Labelled peaks are the metabolites which are increased in the respective
groups (A2 milk at the top and A1/A2 milk at the bottom) (Q2Y =0.483). For the list of metabolites and peak
shifts refer to Table 4.2. Frontal cortex metabolomic samples were run and analysed by Simone Zuffa
at Imperial College London.
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Metabolite Chemical Shift (Multiplicity) Sample
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
Aspartate
N-Acetyl Group
Glutamine
Succinate
Glutamate
GABA
Acetate
Alanine
Lactate
Ascorbate
Inosine
Myo-Inositol
O-Phosphocholine
Taurine
O-Acetylcholine
Choline
AMP
1.48 (d), 3.76 (q)
2.02 (s), 2.50 (q), 2.69 (q), 4.39 (q)*
2.14 (m), 2.46 (m), 3.77 (t), 6.86 (s)
2.41 (s)
2.1 (m), 2.35 (m), 3.76 (q)
1.9 (m), 2.3 (t), 3.01 (t)
1.92 (s)
1.48 (d), 3.77 (q)
1.33 (d), 4.11 (q)
3.74 (m), 4.02 (m), 4.52 (d)
4.28 (q), 4.44 (t), 6.10 (d), 8.25 (s), 8.35 (s)
3.29 (t), 3.54 (q), 3.63 (t), 4.07 (t)
3.04 (s), 3.93 (s)
1.33 (d), 3.59 (d), 4.25 (m)
3.22 (s), 3.59 (m), 4.16 (m)
3.27 (t), 3.42 (t)
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Metabolite Chemical Shift (Multiplicity) Sample
IMP
Nicotinurate/Niacinamide
Adenine
UMP
Phenylalanine
Histidine/Histamine
Adenosine
S-Adenosylhomocysteine
GTP*
Tyrosine/Tyramine
4.48 (q), 6.14 (d), 8.20 (s), 8.53 (s)
7.60 (q), 8.25 (m), 8.72 (q), 8.94 (d)
8.15 (s), 8.22 (s)
4.34 (t), 4.41 (t), 5.99 (m), 8.11 (d)
7.33 (d), 7.38 (t), 7.43 (t)
7.10 (s), 7.89 (s)
4.44 (q), 6.08 (d), 8.25 (s), 8.35 (s)
4.32 (m), 4.44 (t), 6.10 (d), 8.27 (s), 8.35 (s)
5.94 (d), 8.14 (s)
6.91 (d), 7.19 (d)
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk
A1/A2 milk and A2 milk
A1/A2 milk and A2 milk
A1/A2 milk
A1/A2 milk
Table 4.2: Full 1H- NMR chemical shifts for metabolites identified in frontal cortex samples of A1/A2 treated rats. Key: s, singlet; d, doublet; t, triplet;
q, quadruplet. *not confirmed. Abbreviations: GABA: gamma-amino butyric acid; AMP: adenosine monophosphate; IMP: inosine monophosphate; UMP:
uridine monophosphate; GTP: Guanine triphosphate
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4.4 Discussion
The aim of this study was to determine the genetic variant of milk casein responsible for the
depressive-like phenotype observed following consumption of milk caseins beyond the standard
age of weaning. To achieve this, one group of animals was provided with milk containing only the
A2 variant of casein (A2 milk) while another group was provided with milk containing a mixture
of A1/A2 β-casein again from PND21-PND26 and then assessed for depression using the FST.
The effect of A2 or A1/A2 milk consumption on motor activity was also investigated. Furthermore
brain (frontal cortex) metabolic profiles were also compared between control, A2 and A1/A2
treated animals.
Interestingly, animals provided with both A2 milk and A1/A2 milk types displayed an increase in
depressive-like behaviour compared to the control group as indicated by a significant increase in
total immobility time (Figure 4.4). It was originally hypothesised that only milk containing the
A1 variant of casein (A1/A2 milk) would result in a depressive phenotype as A1 beta casein has
been shown to release the bioactive peptide BCM-7 (Kamiński et al., 2007) and a large body of
evidence has linked BCM-7 exposure with a number of negative health effects including
neurological diseases (see ul Haq et al., 2014). However, the results obtained show that A2 milk
which is devoid of the A1 variant, also elicited a depressive phenotype in animals despite the lack
of BCM-7 presence. This indicates that there are other bioactive components in milk, besides the
A2 beta casein derived casomorphins which may be driving the behavioural changes associated
with prolonged milk consumption. However as behavioural results from Chapters 2 and 3 have
shown that consumption of casein-free milk for 5 extra days beyond the normal age of weaning
did not result in a depressive-like phenotype. Taken together with the current results, this indicates
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that the depressive-like behaviour is driven by casein but not specifically A2 beta casein derived
BCM-7 as originally hypothesised.
Indeed, the α variant of casein (α casein) is also known to contain fragments with opioid receptor
activity. These are termed α casein exorphins and they are released from α casein by pepsin
digestion (in bovine milk it is the αs1 casein which releases these peptides) (see Teschemacher,
Koch and Brantl, 1997; Nyberg et al., 2013). These α casein exorphins exhibit DOPr activity.
Human α casein was found to give rise to the opioid antagonist casoxin D which was shown to
exhibit low DOPr affinity. Similarly, peptic and tryptic digestion of bovine Ƙ casein gives rise to
casoxins A, B and C which were all found to behave as opioid receptor antagonists, exhibiting a
low affinity for both MOPr and KOPr (see Teschemacher, Koch and Brantl, 1997). Thus, it is
feasible that biologically active opioid peptides besides BCM-7 arising from proteolytic cleavage
of A1 and A2 beta casein, aswell as bioacive break down products from other varients of casein
are responsbile for driving the behavioural changes observed in the FST.
In order to assess that the behavioural changes observed in the FST were not driven by a change
in locomotor function, total horizontal and total rearing activies were assessed for 20 minutes in
control, A2 and A1/A2 treated animals 1 hour proir to the FST on PND25. The data show no
significant effect of diet on either parameter of locomotion (Figure 4.3). The first 5 minites in the
locomotion chamber is used to score exploration of a novel environment (Crawley, 2008). Upon
first exposure to a novel open field environment, rodents display marked behavioural activation in
the form of exploratory behaviour, which usually includes sniffing, walking/running and hind leg
rearing (Drai et al., 2001). In agreement, the present data showed that during the initial 5 mins
both vertical and horizontal activities were high in all rats indicating no difference in exploratory
behaviour between all three treatment groups in the first 5 minutes. This reinforces that the changes
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observed in the 6 minute FST are unlikely to be driven by a difference in motor activity or
exploratory behaviour and is indeed indicative of a true depressive-like phenotype.
Over time, all groups showed a significant decrease in their total horizontal and vertical activity
over the 20 minute test period (time effect). This is an effect of behavioural habituation, a basic
form of learning (Thiel et al., 1998) whereby repeated or prolonged exposure to an environment
renders it less novel and thus reduces exploratory behaviour which is then replaced by
grooming/cleaning behaviour and eventually hibernation.
Interestingly, post-hoc analysis revealed that at 5-10 minute time bin, a significant decrease in
horizontal activity was observed in A2 treated animals compared to control animals. This may
indicate that A2 treated animals habituated quicker to their new environment and hence stoped
exploring the novel environment sooner. However, a significant increase in total time spent rearing
was also observed in A2 treated animals at 5-10 minute time bin compared to A1/A2 exposed rats,
this may explain the decrease in horizontal activity as A2 animals spend more time rearing (
vertical activity), perhaps exploring other aspects of their new environment. Although the FST
data suggest that consumption of both A2 milk ( no BCM-7) and A1/A2 milk (containing BCM-
7) result in depressive like behaviour, there appears to be some modulation of other behavioural
phenotypes mediated by BCM-7 exposure which require further investigation.
Metabolomic analysis was carried out on the frontal cortex, a key region in emotional regulation,
in order to assess the neurochemical effect of BCM-7 exposure through the consumption of A1/A2
milk compared to the lack of exposure to BCM-7 through the consumption of A2 milk or no milk
(control animals). A clear difference in metabolic profile was observed in animals exposed to
BCM-7 through A1/A2 milk consumption compared to control and A2 treated animals. PCA
analysis showed animals who had no exposure to BCM-7 clustered together (control and A2
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treatment groups) while BCM-7 exposed animals ( A1/A2 treatment group) separated in metabolic
profile (Figure 4.5) OPLS-DA analysis further highlighted these metabolic differences confirming
that exposure to BCM-7 from PND21-PND26 altered the neurobiochemical profiles.
A significant increase in a number of neurotransmitters in the frontal cortex of A1/A2 treated
animals was observed in comparison to both control and A2 animals (Figure 4.6 and 4.7),
including GABA, glutamate (Glu) and glutamine (GLn) (together GLx). GABAergic and
glutamatergic neurotransmitter systems are the major inhibitory and excitatory neurotransmitters
in the mammalian central nervous system (Fonnum, 1984) and are thereby involved either directly
or indirectly in most aspects of normal brain function, including mood regulation. A large body of
evidence shows that GABAergic and glutamergic neurtotransmission are central to the
pathophysiology of depression (Hasler, 2010). Indeed a number of clinical and preclinical studies
show that major depressive disorder (MDD) and stress exposure are associated with an increase in
the abundance of glutamate in the prefrontal cortex (see Popoli et al., 2011). Although it is not
possible to determine the causal association between increased glutamate and GABA levels
observed in the frontal cortex of rats exposed to BCM-7 through A1/A2 milk ingestion and the
observed depressive-like phenotype, it is unlikely that this is driving it as the depressive phenotype
was also observed in A2 animals who were not exposed to BCM-7. Nonetheless, the data clearly
indicate a profound effect of BCM-7 exposure through A1/A2 milk on brain neurochemistry.
The current data clearly suggests the presence of BCM-7 in the A1/A2 treated animals is driving
the increase in GABAergic and glutamergic metabolites in the frontal cortex. Although it appears
no studies have measured the release of these neurotransmitters following BCM-7 treatment, this
argument is supported by evidence that shows acute and chronic morphine treatment (a MOPr
agonist similar to BCM-7 albeit of a higher potency) results in significant alterations to
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extracellular concentrations of glutamate and GABA in a number of brain regions including the
prefrontal cortex (Hao et al., 2005; Gao et al., 2007). In the study by Gao et al., (2007) metabolic
changes in the prefrontal cortex of rats were measured following 10 days of morphine injections
using 1H NMR spectroscopy. They showed repeated morphine treatment induced a progressive
change in a number of cerebral metabolites including an increase in GABA concentration and a
decrease in Glu concentrations in the prefrontal cortex. The observed changes are believed to be
an adaptive response of cerebral metabolism to ongoing morphine exposure and perhaps the
development of morphine tolerance and dependence (Gao et al., 2007). Although this in agreement
with the higher amount of GABA metabolites observed in the current study, it is not consistent
with the lower Glu reported. This could reflect differences in potency between BCM-7 and
morphine and also the length of exposure to both agonists (only 5 days of exposure in the current
study versus 10 days of exposure in Gao et al.,( 2007) study). The metabolic pathways regulating
the synthesis and cycling of GABA and glutamate are tightly coupled. Gln is the primary precursor
for both neuronal Glu and GABA (Pascual et al., 1998). Therefore, any changes to this shared
pathway will affect levels of both associated metabolites. The current data show an increase in Gln
accompanied by a concomitant increase in both Glu and GABA. These findings indicate that
similar to the effect of morphine, sustained BCM-7 exposure from PND21- PND26 alters the Glu,
Gln and GABA content of the brain. In line with this, morphine-induced activation of MOPr has
been shown to enhance GABAergic neuronal activities in the prefrontal cortex (Mansour et al.,
1987), however this has been shown to provide an inhibitory influence on glutamatergic neurones
(Cowan et al., 1994). Thus given the opposing excitatory and inhibitory roles of both of these
neurotransmitter systems, more evidence is needed to pin-point the exact mechanisms underlying
the reported increased concentrations in the frontal cortex following BCM-7 exposure.
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Metabonomic analysis of the prefrontal cortex also showed an increase in a number of other
metabolites including myo-inositol and taurine. Both of these metabolites are markers of astrocytic
activity and play important roles in regulating intracellular osmoloarity of astrocytes (Isaacks et
al., 1994). This suggests an increase in astocytic activity in the frontal cortex following BCM-7
exposure through ingestion of A1/A2 milk. Increased astrocytic activity has been implicated in the
regulation of glutamergic and GABAergic neurotransmission amongst other roles such as supply
of energy metabolites for synaptic function (see Miguel-Hidalgo, 2009). Therefore an increase in
astrocytic activity may be linked to the increase in GABA and glutamate neurotransmission
following exposure to BCM-7 through A1/A2 milk consumption. In support of the concept of
BCM-7 induced astrocytic activity, chronic treatment with morphine has been shown to result in
an increase in astrocytic activity as measured by glial fibrillary acidic protein (GFAP), a key
component of the astrocytes cytoskeleton, in a number of brain regions including the frontal cortex
(see Miguel-Hidalgo, 2009;Song and Zhao, 2001; Alonso et al., 2007).
The current data also shows an increase in N-acetyl groups (NAG) which has a spectrum very
similar to N-acetylaspartate (NAA) in the frontal cortex of BCM-7 exposed rats through the
ingestion of A1/A2 milk. NAA is a putative marker of neuronal activity. It is localised within
neurons and is involved in synaptic processes (see Miller, 1991). NAA levels have been shown to
be elevated in several degenerative neurological conditions and high concentrations have been
shown to behave like a neurotoxin (see Miller, 1991). A greater amount of NAA in the frontal
cortex following BCM7 exposure could indicate enhanced or disturbed neuronal activity caused
by BCM-7 exposure. This notion is supported by evidence that suggests NAA is responsible for
the elimination of metabolic water formed in large quantities especially during high neuronal
activity (Baslow, 2003). Increased neuronal activity is indeed implicated in A1/A2 treated rats as
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indicated by an increase in a number of neurotransmitter metabolites including glutamate, GABA,
and acetylcholine. Furthermore, Deng et al., (2012) showed an elevated level of NAA
concentrations as measured by 1H NMR spectroscopy-based metabonomics in the prefrontal cortex
of monkeys treated with an escalating dose of morphine for 90 days. Together these findings
suggest BCM-7 exposure is causing increased neuronal activity in the frontal cortex and possibly
resulting in neuronal damage/dysregulation as indicated by increased levels of NAA a neuronal
marker of neural damage.
Metabonomic analysis also revealed differences in a number of energy metabolites between
control, A2 and A1/A2 treated animals. Creatine has a role in both energy homeostasis and
osmoregulation in the brain (Bothwell et al., 2001). It is a high energy compound necessary for
the transport of phosphate groups and for maintaining appropriate ATP levels (Andrus et al., 1998)
. In this study, creatine was found to be higher in the prefrontal cortex of A1/A2 treated animals
indicating that the presence of BCM-7 is causing alterations in brain energy metabolism. In
support of this, Deng et al., (2012) also reported increased prefrontal cortex levels of creatine
following chronic treatment with morphine in monkeys (Deng et al., 2012). Moreover the current
study showed an increase in adenosine, IMP and AMP in both A1/A2 and A2 treatment groups
which are all linked to energy homeostasis. ATP is rapidly broken down to adenosine, inosine or
inosine monophosphate (IMP) (see Figure 4.8).
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Figure 4.23: Diagram showing the interconversion between ATP, AMP, IMP and Adenosine.
Abbreviations:ATP: Adenosine 5’-triphosphate, AMP: adenosine monophosphate, IMP: inosine
monophosphate.
Indeed, together these findings suggest both milk types alter energy metabolism which is likely to
be linked to the depressive phenotype observed in both A1/A2 and A2 treatment groups. This is
further supported by findings from result chapter 3 which showed casein-rich exposed rats who
displayed and increase in depressive-like behaviour showed metabolic alterations in products of
energy metabolism in urine.
Moreover, both A1/A2 and A2 treated animals showed changes in levels of the metabolite s-
adenosylhomocysteine which is involved in DNA methylation. DNA methylation is a reaction
involving the addition of a methylgroup to DNA and is a major factor in epigenetic changes and
subsequent gene expression (see Trivedi et al., 2014). DNA methylation is carried out by a class
of enzymes called DNA methyltransferases, which depend on the level of S-adenosylmethionine
(SAM) (Trivedi et al., 2014). The activity of SAM is dependent on the redox status of the cell
(Hondorp et al., 2004). SAM acts as a methyl donor for over 200 methylation reactions and is then
converted to s-adenosylhomocystine (SAH) an inhibitor of methylation reactions. Higher SAH in
both A1/A2 and A2 treated animals could indicate increased DNA methylation reflecting increased
ATP AMP Adenosine
Inosine IMP
ADP
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SAM to SAH conversion or decreased DNA methylation as SAH is an inhibitor of this process.
Nevertheless, recent studies have shown abnormal DNA methylation patterns have been reported
in schizophrenia (Jakovcevski et al., 2012) and ASD (Schanen, 2006). The current results indicate
disrupted DNA methylation maybe a driving factor in the observed depressive like behaviour
displayed in both A1/A2 and A2 treated animals. Furthermore, bovine BCM-7 has been shown to
increase genome wide DNA methylation (Trivedi et al., 2014). At the transcriptional level, bovine
BCM-7 decreased expression of nine genes including genes involved in cysteine uptake which is
associated with intracellular antioxidant GSH and also SAM levels (Trivedi et al., 2014). As A2
treated animals who were not exposed to BCM-7 also showed changes in SAH it is possible
bioactive compounds derived from other variants of casein found in A2 milk maybe acting via a
similar mechanism to BCM-7 to induce changes in cell redox potential and DNA methylation.
Taken together these findings indicate potential antioxidant and epigenetic effects of bovine milk
consumption which may contribute to the depressive-like phenotype observed in animals provides
with A1/A2 and A2 milk from PND21 until PND26.
Whether the observed changes in brain activity and neurotransmitter levels observed in the A1/A2
group drive the alterations in behaviour remains to be elucidated. There is some evidence to
suggest an association between proteolytic products of casein such as BCM-7 and increased risk
of neurological diseases such as autism and schizophrenia. However the current data suggests it is
unlikely that BCM-7 in milk is driving the depressive-like behaviour observed as A2 milk treated
animals without BCM-7 exposure also displayed a similar depressive phenotype.
In summary, the current results provide evidence that consumption of milk containing either the
A2 variant of casein or both A1/A2 variants from PND21 until PND26 resulted in an increase in
depressive-like behaviour in comparison to control animals as assessed by the FST. This finding
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indicates BCM-7 is not the component in milk responsible for mood regulation. At least as
assessed by the FST. However, differences in potential anxiety-like behaviour were observed
between the A2 and A1/A2 treatment groups as assessed by the open field test, indicating that the
presence of BCM-7 may indeed have an influence on aspects of behaviour which may not have
been reflected in the FST. Both A1/A2 and A2 treated animals showed changes in energy
metabolites in the frontal cortex a region of the brain key in emotional regulation, as well as
important changes in metabolites involved in epigenetic regulation which are likely driving the
depressive-like behaviour observed in these animals especially as epigenetic changes have been
implicated in other neurological disorders such as ASD and schizophrenia, indicating a BCM-7
independent mechanism of action in milk induced mood regulation. Moreover, the presence of
BCM-7 was found to induce neurochemical changes including higher abundance of a number of
neurotransmitters and energy metabolites in the brains of A1/A2 treated animals compared to
control and A2-fed rats, whether these metabolic changes are responsible for driving behavioural
effects remains to be elucidated. All together these results provide novel and intriguing insights
into the health effects of milk consumption in early postnatal life.
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Chapter 5
General Discussion
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5 General Discussion
The first two years of life represent a period of unique sensitivity during which the CNS undergoes
the most rapid development and is particularly plastic to environmental influences such as diet.
Milk is the main source of nutrition for infants during this sensitive period and in recent years
awareness has increased regarding the potential health risks associated with the consumption of
bioactive breakdown products of milk proteins. The mechanisms underlying the influence of
nutritional factors on brain development in early postnatal life and the subsequent effect on
behavioural outcomes are undoubtedly complex and remain to be fully understood. However, over
the last two decades an increasing number of studies have begun to show that the gut microbiota
can modulate brain development and behaviour. Such work has demonstrated the existence of the
gut-brain axis, a bi-directional communication network between microbes in the gut and the brain.
Interestingly, the opening of some critical periods in CNS development have been found to
coincide with the time of weaning in a number of species including humans. In addition, it has
been demonstrated that the process of stopping breast feeding is one of the major determinants for
the assembly of a healthy adult like gut microbiome, with post weaning diets rapidly altering the
composition of commensal bacteria (see Tognini, 2017). The impact of milk rich diets beyond the
standard age of weaning on host behavioural, microbial and metabolic profiles was investigated in
this thesis using a multidisciplinary approach. This approach was used to explore the potential role
of the gut-brain axis in modulating brain neurochemistry and behaviour and its relationship with
weaning time.
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5.1 Behavioural Effects of Casein Exposure
The behavioural results obtained in this thesis provide clear evidence that manipulations to diet
during the weaning period in the form of prolonged exposure to milk caseins in rats results in
emotional impairments. The depressive-like phenotype which was caused as a result of
consumption of milk containing casein for 5 extra days post-weaning was observed and replicated
across all three results chapters, making it a consistent and reliable finding. Moreover, contrary to
the original hypothesis of this thesis, it was shown that A1 beta casein derived BCM-7 is not the
only casein-derived component which could be mediating behavioural alterations reported, as
animals provided with A2 milk devoid of BCM-7 also displayed increased depressive like
behaviour. Indeed, casein exists in other variants besides beta casein, which have also been shown
to produce bioactive breakdown products (Teschemacher et al., 1997; Nyberg et al., 2013). These
bioactive peptides alongside A2 beta casein derived BCM-7 are likely to be responsible for the
emotional deficits reported following prolonged exposure to milk caseins in early postnatal life.
Such findings have wide reaching implications in regards to infant feeding. In today’s society
prolonged breastfeeding is promoted as advantageous to child development with no clear
guidelines as to when a mother should completely stop breastfeeding her young. The World Health
Organization recommends that infants should be exclusively breastfed for the first 6 months of life
(WHO, 2018). The American Academy of Paediatrics recommends breastfeeding for at least 12
months (Moretti, 2012). Recently the Academy of Nutrition and Dietetics also stated that
breastfeeding with complementary foods from six until at least 12 months of age is the ideal
feeding pattern for infants (Lessen et al., 2015). However, the casein content in human milk has
no fixed ratio and has been shown to increase in proportion to whey protein during late lactation
(Kunz et al., 1992). Therefore, given the evidence presented in this thesis, prolonged breastfeeding
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periods warrant a closer look due to casein exposure and its potential health effects to the
developing infant.
Moreover, infant formulas are often used post weaning or as a replacement/supplement to
breastfeeding and provide a means of extending or increasing exposure to milk caseins in early
postnatal life. Globally, only 38% of infants are exclusively breastfed. In the United States for
example, by 3 months of age 67% of infants rely on infant formula for some portion of their
nutrition (Moretti, 2012). Although infant formulas are intended as an effective
substitute/supplement for infant feeding, the production of formula milk identical in composition
to breast milk has not been achieved. This is despite much research into mimicking the profile of
human breast milk for normal growth and development. Cow’s milk or soymilk are the most
commonly used bases for infant formulas. Given the health implications of prolonged exposure to
bovine caseins provided in this thesis, the use of infant formulas based on bovine protein in early
postnatal life requires attention. Moreover, the studies in this thesis used soy protein as a
replacement for casein in ‘casein free’ milk, which was intended to be the control milk type.
However rats fed casein free milk (containing approx. 20% soy protein) for 5 extra days post
weaning displayed significant neurochemical changes in a number of brain regions despite not
eliciting behavioural changes as assessed by the FST. Indeed soy protein has been found to release
soymorphins, which like beta casomorphins released from casein have an affinity for opioid
receptors. These findings raise the need to consider the health effects associated with the release
of soymorphins from soy based infant formulas on brain development in early life. Collectively
the behavioural results from this thesis highlight a need for the development of safer infant
formulas, which do not contain potent bioactive protein break down products, which may elicit
and effect on brain development and subsequent behaviour in early life.
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Furthermore, currently A2 milk is marketed and sold in the United Kingdom amongst other
developed countries, as the safer alternative to standard cow’s milk as it does not contain A1 beta
casein derived BCM-7 (Woodford, 2007; The A2 Milk Company, 2014). However, the
behavioural findings from results Chapters 2, 3 and 4 together suggest prolonged casein
consumption, independent of A1 or A2 variants, result in behavioural impairments. Over the past
two years there has been a substantial decline in cow’s milk consumption globally, this is reflected
in increasing consumption of plant based milk beverages such as coconut and almond milk, with
worldwide sales of non-dairy milk alternatives more than doubling between 2009 and 2015
(Whipp and Daneshkhu, 2016). This shift has largely been due to health risks associated with the
cow’s milk exposure such as gastrointestinal problems from lactose intolerance (Thorning et al.,
2016). The data obtained in this thesis add to the health concerns linked to dairy-milk consumption,
highlighting the potential development of neurological disorders. Together, such evidence
reinforces the push for plant based infant formulas as a safer alternative or supplement to
breastfeeding.
5.2 Effect of Casein Exposure on Neurochemistry
Neurochemical analysis using autoradiographic binding techniques in results Chapter 2 showed
significant alterations in brain neurochemistry in the form of downregulations to both OTr and
MOPr in key regions of the brain associated with mood regulation as a result of casein consumption
beyond the standard age of weaning, which were concomitant with the increase in depressive like
behaviour observed. The exact mechanisms by which casein exposure is causing the behavioural
and neurochemical changes reported still remain to be fully elucidated. However metabonomic
data from Chapter 4 revealed critical clues in the form of an increase in the metabolite SAH in the
frontal cortex of rats provided with milk rich diets from PND21 until PND26 compared to control
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animals weaned normally on PND21. SAH is a key component involved in DNA methylation, a
major factor in epigenetic changes and subsequent gene expression (see Trivedi et al., 2014). This
finding suggests mechanisms of epigenetic gene regulation are likely to be involved in mediating
the down regulation of MOPr and OTr reported following prolonged casein exposure. Indeed, this
theory is further reinforced by recent evidence which suggests that food derived opioid peptides
such as BCM-7 can induce genome wide DNA methylation and hence are able to exert epigenetic
changes (Trivedi et al., 2014, 2015; Deth et al., 2016). This may be of particular importance during
early postnatal development when the brain is sensitive to environmental influences. Moreover,
abnormal DNA methylation patterns have been reported in neurodevelopmental disorders such as
ASD (Schanen, 2006), further supporting a casein induced epigenetic mode of action in mediating
the neurochemical and emotional impairments observed. Moreover, these findings corroborate
clinical studies showing a positive effect associated with casein-free diets on children suffering
from neurodevelopmental disorders such as autism (Whiteley et al., 2010).
5.3 Behavioural Modulation by Gut Microbiota
The gut-brain axis is a communication system which includes neural, immunological and
hormonal signalling between the gut microbiota and the brain, providing a potential route by which
intestinal bacteria and their metabolites can influence the brain and subsequent behaviour. The
literature cited in Chapter 1 (Section 1.5.4) provide strong evidence showing the ability of the gut
microbiota in influencing brain development and behaviour. Indeed results obtained in this thesis
demonstrate that the casein induced increase in depressive like behaviour was concomitant with a
significant increase in bacteria belonging to C. histolyticum group. This group of bacteria are
recognised as toxin-producing bacteria that can exert systemic effects. Moreover, results Chapter
3 demonstrated that AB induced knock-down of the gut microbiome during the weaning period
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resulted in significant alterations to behaviour as assessed by the FST, confirming that the gut
microbiota does indeed play a key role in mediating behaviour.
These findings are fascinating and raise concerns regarding the use of AB in early postnatal life in
infants. Currently, research regarding the use of AB in infants and its effect on behavioural
development is lacking. Antibacterial agents are frequently prescribed worldwide in infants
(McCaig et al., 2002) despite a substantial number of expert guidelines advocating more limited
use due to antibiotic resistance (Finkelstein et al., 2003; Thompson et al., 2008). Furthermore,
with growing appreciation regarding the role of the gut microbiome in many aspects of human
physiology including metabolism and immune responses, knowledge of the importance of the
microbiome in human development raises new issues about antibiotic use in infants as such
exposures may disrupt the normal development of microbial ecology (Bedford et al., 2006). Unlike
the microbiota of adults which appears to be relatively stable, the microbiota of infants is
considerably more variable and more vulnerable to antibiotic perturbation. Indeed, increased risk
from childhood AB exposure to atopic dermatitis, asthma as well as inflammatory bowel diseases
has been reported. The results obtained in Chapter 3 add to this growing body of evidence and
raise concerns regarding AB exposure in infants and its potential effects on behaviour.
5.4 Metabolic Impact of casein Exposure
A systems biology approach using NMR-based metabonomics was used to highlight metabolic
variations associated with casein rich milk diets as well as AB exposure in early postnatal life. The
data obtained shows changes in a number of metabolites associated with bacterial metabolism, as
well as choline and energy metabolism following prolonged casein exposure, most of which have
been identified as biomarkers of depressive disorders. Moreover, consistent with changes in
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microbial composition following AB treatment in Chapter 3, the use of NMR-based metabonomics
techniques demonstrated significant changes in a number of gut microbial metabolites, further
implicating the role of gut microbiota and its metabolites in mood regulation during the critical
developmental period in early life. This is consistent with studies showing an association between
gut conditions such as IBS and mood alterations (Gros et al., 2009). Whether the metabolic
pathways found to be disrupted in these studies are a direct cause of the emotional changes reported
or a product of them remains unknown. Nonetheless, these findings provide useful evidence of
potential metabolic pathways involved in the aetiology of CNS disorders, which in future may
enable the design of drugs that specifically target these pathways.
Interestingly, metabolic analysis also revealed that BCM-7 exposure through consumption of milk
containing the A1 variant of casein induced higher neuronal activity in the frontal cortex, compared
to animals provided with A2 milk containing no BCM-7 and control treated animals. This was
shown in the form of increased GABAergic and glutamergic metabolites as well as higher
expression of a marker of neuronal damage (Baslow, 2003) which has been shown to be elevated
in several degenerative neurological disorders (see Miller, 1991) in BCM-7 exposed rats. These
findings are interesting and support evidence from parents of children suffering from ASD who
have reported improved symptoms following consumption of A2 milk. This indicates that A2 milk
may indeed confer some health benefits over the standard milk type found in western countries
today.
5.5 Study Limitations
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The FST was the only behavioural test used for depression in this thesis. Depression is a
complex phenotype, other tests such as the tail suspension test could be used to confirm
depression.
Although consumption of casein free milk did not elicit an increase in depressive-like
behaviour as assessed by the FST, the neurochemical changes induced by casein free milk
may be driving other behavioural phenotypes such as anxiety or social interaction which
were not measured.
Although no difference in depressive-like behaviour was observed between A1/A2 and A2
treated animals, differences in brain metabolic profiles between the two groups could be
driving other behavioural differences such as sociability or anxiety which were not tested.
As locomotion was not assessed prior to the FST in results Chapter 3, it is not possible to
exclude the possibility that the increase in swimming behaviour observed in the FST
following AB treatment is not driven by differences in motor activity.
5.6 Future Studies
It would be beneficial for future studies to measure the persistence of the observed
behavioural deficits following prolonged casein exposure into adulthood either after
cessation of casein consumption following delayed weaning or following continued
consumption of milk caseins into adulthood in rats, which is more reflective of milk
drinking practices in most western societies today. Especially as studies show that
environmental influences in early life can have long lasting effects into adulthood including
development of neuropsychiatric conditions.
Given the role of the immune system in mediating communication between the gut brain
axis, future studies should measure inflammatory markers following casein and AB
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exposure in early life to shed light on potential mechanism by which the gut and the brain
could be communicating in mediating behavioural alterations.
The exact casein breakdown products driving the behavioural neurochemical metabolic
and microbial changes observed in these studies are yet to be identified. Measurement of
behaviour using a battery of behavioural tests following i.v injections of BCM-7 and other
casein derived breakdown products could help answer this question.
The findings in this thesis highlight the need for human studies to answer the effect of
prolonged casein exposure on the gut microbiome and behaviour. One proposed study
could assess behavioural and microbial differences in infants from countries like China
which typically do not use milk beyond the age of weaning compared to infants in western
countries in which milk rich diets are popular. Also, epidemiological studies assessing
durations of breast feeding and associated behavioural development would be of interest.
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5.7 Conclusion
In summary the findings from this thesis provide strong evidence that dietary manipulation during
the sensitive developmental period in early postnatal life result in behavioural, neurochemical, gut
microbial and metabolic alterations and raise concerns regarding early life factors and their
potential harmful effects on mood disorders. In particular, it was shown that prolonged
consumption of milk caseins beyond the normal age of weaning results in emotional impairments
and has important public health implications regarding exposure to milk caseins in infancy either
in the form of prolonged breastfeeding durations or provision of cow’s milk as strong
environmental factor influencing mood disorders. These public health considerations should
include comprehensive guidelines on weaning practises, consumption of cow’s milk and other
food products such as soy which may release bioactive breakdown products, as well as exposure
to antibiotics in early postnatal life, all of which have been shown to have potential implications
in the pathogenesis of paediatric psychiatric illnesses. In utilising a multidisciplinary approach the
work described here demonstrates that brain development and subsequent mood are influenced by
changes in gut microbial profile and metabolic pathways as well as potential epigenetic alterations.
Future work should aim to investigate direct mechanisms by which the microbiome-gut-brain axis
communication influences behaviour during early life development as well as direct mechanisms
by which casein could be causing alterations to the gut microbiome and brain neurochemistry.
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