Audrey B Collins Financial Disclosure Report for 2009

8/3/2019 Audrey B Collins Financial Disclosure Report for 2009

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~ o 1 0 I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sI in Government ,4 ct ~ 1978g~v. ~ / 2 o m FOR CALENDAR YEAR 2009 ~ U . S . C . , ,p p . . ~ ,~ " I O l . t l Z )I. Person Reporting ~last name. f~rst, middle initial) 2. Coati o r Organization 3. Date o f R eporlCollins, Audrey B. U.S. Dis tr ict Cour~ 04130,2010

4. Tit | (Araizlc Ill judges indicate activt: or senior s~a~s; 5a. R~por~ ] ~p e (ch~k appropria te ~) 6. Rrpordng Per iodmagisl~tc judgcs indicate ful l - or pan- l ime)~ Nomination. D a l e 01/01i2009

ChiefO. S. DisldclJudge, Aclive ~Imnal ~Annual ~Final 12,31/200915b . ~ A , n e n J c d7. Chambers or Off ice A~drss ~. On the basis of the inIornl~tio~ contained In this R~ por[ rand anyEdward Roybal Federal Building ~i~l~ appli~-ahl la~*S and regulations.255 E. Temple St., Ste. 670Los A nge les , CA 9 ~) 1 2 Revitwing Officer Dale

I31PORTA NT NO TES: The instructions accompan)ing thi~lbrm must be follawcd. Comphte alt parts,checking the NONE box for each part where you ha ve no reportable infi~rmation. Sign on last page.

~ NONE L~b repotYablepositions.)POSITION ~M~R~ION~NFI~

I.

2.

~ N O N E (No reportable ~gre~ment.~.)~ PARTIES A N D TERMS

I . 1994-2()09 Los Angeles County Reliremenl Association (No Conlrol)


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FINANCIAL DISCLOSURE REPORT ~ " ......P e r s a n R e p o r t i n g Da,e of l i t portPage 2 of 8 c o m o s , A u d r e y . B . 0 4 , 3 0 " 2 0 1 0

1 1 I . N 0 N - 1 N V E S T M E N T 1 N C O M E . r ~ ,p o r , i, ~ , i ,~ , ,i ~ ,, a l , ,~ , p . .. . ; , , , p ~ , . 1 7 . 2 ~ o / : t i , xA. Fliers Non-lnvestmen! Income

NONE (No reportable non-investment income.)D A TF, S O UR C E A N D T Y P E INC~OME(yours, no l spouses )

1.20{)9 Los Angeles Counly Retiremenl Ass(~ialion {[.ACERA) $35,132.1")!)2

3.4.

B . S p o u s e s Non-| iiYeslmell! | nlzoille - if ).ou ,,ere married during any porlion of tile teporting year, complete this ~ecHan.

[~ N O N E (No reportable non-investment income.)DAT~E SOURCE A N D T Y P E

I. 2009 Los Angeles County Deparlmen! of Public Heallh- salary.2 . 2 0 1 1 9 (as of 1015,2009 ~elirement) Los Angeles Count) Retiremen! Association3.4

I V . R E I 1 M B U R S E M E N T S - . - ~ ,, ,p o ~ , .. o ,, . ~,,agi.x, ~,,ou ........ iN ON E ( N o reportable reimbursements.)

~ ~ I .OCATION PI_IRPOS~ I T E M S P A I D O R P R O V ID E DI.2.3.

5


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FINANCIAL DISCLOSU~ REPORTPage 3 of 8 0 4 / 3 0 / 2 0 1 0

N O N E (No reportable g~s.)

I.2.3.

5.

VI. LIAB ILITIES.N O N E N o reportable liabilities.)

C R E D I T O R ..DESCRIPTION ~CODI~I.

2.3 .4.

5.


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F IN A N C I A L D I S C L O S U R E R E P O R Tj ~ f ~ ~ p o - ~ . ~ .... . . . . . I

| ~ , o f | + w o -I~ ~ of ~ Collin~ Audrey B, ~,30i2U10

V I I . I N V E S T ~ N T S a n d T R U S T S - i.~o~ ~.., ~ . . . . . . . ~ o . , a . ~ d . , ~ o , ~ o ~ . .. .. . d a ~ . . a ~ . , ,. h ~ . : , ~ . ~ , . Z ~ - ~ O o ~ i ~ i.~,.,,,a,,~.~NONE (~ reportable income, assets, or transactions.)

Description of Asse~s [ Income during Gross value at cn~ ~ Transactions during rc~ml.g period(including ~s~ assc~s) ~ tcpe~ing ~riod of reFo~ing pcri~ [

e+cmp~ from prior disclosure ~ Co~ I d~v. ram, ~ Code 2 ~ M e l h~ l buy. se I n ~ Y~ Code 2 ] Code I ~ buycr.s cr

I. W as hinglon M u tua l A Inter~s~ I. F2. Charles Schwab Brokerage

3. -- Roche Holding Cornpany A Dividend K T4. -- Givaudan (split from Roche) A Dividend J T5. -- Schwab Money M arket Fu,~d A Dividend J T6. Dodge & Cox Ba[a~tced Fund A Dividend K T

[ 7. American Century Ginnie Mae A Dividend J T8 IRA #1 - Charles Schwab C Dividend M T "9. -- MRK

lO. --~llt3

I1 . -- PHSY (Now PHS)

12. - - Gilead

i4 . -- Roche l[olding

i5. -- JAWWX

1 6 . - - FCVSX1 7 . -- TWIEX ....


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F IN A N C I A L D I S C L O S UR E R E P O R T ,~ .... rr ..... R e p o r ~ i n ~ ~Page 5 of 8 c o ~ . s . A u d r e y B.~ 0 4 / 3 0 . 2 0 1 0

VII. INVESTM ENTS and TRUSTS _ i .......... ~., ....... i o , ~ a . , ~ , , ~ , , , ~ , o . ~ o / ~ ....... a ~ , p , , ,a , , , ,, i ~ , , ,; , , , v p . a ~ - 6 o , , / ~ i . ~ iN ON E ( ~ reportable income, assets, or transactions.)

Dcscripfion of Assets [ Income during j G~ss value al end Tr~saclions during reporting period(including r~st assets) ~ repoaing period ~ of re lning period[ m r-~ .... ~;~ ~ " ~ .... ~ ~ E; ~--~.,~ .....Pla~c "(XY after each a~e ~ Amount Ty pe (e .g , Value ~ Value I~c (c g, D a ~ c Value [ Gain ~ "exemp~ f rom pr ior d~losure ~ Code I div. rent. l C~c 2 ; Mclhad buy, sell, mm, d ~ g ~ C~c 2 Code I bu>cr/scllcr{A-If) or int.) (J.P) Code ] r~cmp~lon) (J-P) ~ (4-) (ifpri~atc.................................... _ _j ........... 0W) ; ~ran~actior~)18. -- TBGVX

1 9 . -- VFIIX

~ 0 . - - FTCHX:21. - - G A / ~ G X22 . -- JAMRX

2 3 . - -VTSMX2 4 . - - \ ;WAX

2 5 . - -N AE S X26. IRA #2 - Ckarles Schwab (y) See SectionVIII

,27. --IvlRK

29. -- PHS

30 -- Gilead

3 1 . -- Integrated De,ices Tech.3 2 . Cypress. Semi-Conductor

3 3 . Roche I Iolding3 4 . - - BGNMX


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P a g e F I N A N C I A L 6 o f 8 D I S C L O S U R E R E P O R T I C o l ti n s , .~ , u O r e v B . . 0Z/30;2010V I I . I N V E S T M E N T S a n d T R U S T S - i, ........ ~,, t ........ ion~ ancluats thyme of sp ...... d dependent chitdrt,:

N O N E (No reportable ittcome, assets, or transactions.)

D e s c r i p t i o n o f A g a r s I n c o m e d u r i n g [ G r o ~ v a h t c a l e n d T~n~acllons during r c p o ~ m g p o u n d(including t~ assc~) rcpo~i~g ~ri~ ~ o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t ~ A m o u m ~ Ty~ {c.g. Val,c V a l u e Ty~ c g D a ~ c V a l~ c Gain I d c m ~ b o f

(A-I[) o r i n t . ) IJ-l~ ] Code3 I rcdcmplionl ~JP) [IA-II) (ifpnvatc{ Q - W ) t r a n s a c u o n )3 5 .

3 6 . Mutual Beacon A Di~,idend J T3 7 . CounW of L.A. Savings Plan (See Sect A I n t e r e s t K TVIII)3 8 . --Savings Stable Value Fund (See Secl.VIII)

3 9 . --Bank Depositor" F und (See Sect. VIII)4 0 . T. Rowe Price Eq uity Income A Dividend J T41 . Janus Wortdwide Fund A Dividend J T4 2 . Victory, Investment Grade Convertible A Dividend J 1

4 3 . Torray Fund A Dividend J T4 4 , GAM CO Westwood Equity Fund A Dividend J T4 5 . M airs& Power G rowth Fund A Dividend K T4 6 . The Royce Fund A Di,,idend K T4 7 . Grcenspring Fund, Inc. A DiGdcnd J 14 8 . LA County Deferred Cutup & Thrift Plan A I n l e ~ c s t K T(See Sect VII)

4 9 . Royalty Interest, Los Angeles County. A R o y a l t ) , J T, Calitbmia5 0 . Royalty lnlercst, Los Angeles County. A Royalty JCalifornia


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F IN A N CI A L DI S CL OSU RE RE P ORT N .... f P . .. . . ~ e p o r , ~ . gPage 7 of 8 Collins, A u d r e y B . 0 4 , 3 0 / 2 0 1 0

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .

VII. INVESTM EN TS AND TRUSTSLine 26: On April 22. 2008.--] rolled over hfs entire IIL~, to the Los Angeles Ct~unl~. Employees Retirement Associatloo (LACERA). another qualifieddistribution plan. q he rolled-over funds were subsequently used 1o purchase additional yea~ s of Cou~ service for retirement. ] no longer has custodyor control of these funds. This IRA no longer exists. See also 2008 report at Section VIll.Line 35: lhe Citibank account, formerly on line 35, now l~ils the qualifying reporting reqmrem cnls No income was geo erated & its gross value was w ell under$5000Line 37: County of Los Angeles Savings Plan - In M ay and June, 2008, --] rol led-over his funds from his County of Los Angeles Savings Plan to the LosAngeles County E mployees Retirement A ssociation {LACEI:L,\), another qualified distribution plan. The rolled-over funds were subsequently used to purchaseadditional yea~s of County service for his retirement. However, he continued to contribute tmtil his retirement from Los Angeles County on October, 5. 2009.These contributions are reflected on line 37. See also 2008 Report at Section VIII for more det:~ils.Lines 38-39: |nvestments within the County of Los A ngeles Savings Plan - In October 2007,--]t ransferred his inveslment in Ihe County of Los A ngelesIo the Savings Stable Value Fund, formerly the Stable Value Fund, and the Bank I)epos~tory Fund. |bnnerly the City N ational Bank F und. See also 2008 R eport atSection VIII for more details.Line 4,~. Los Angeles County Deferred Compensation and Thrif t Plan - In M ay & June, 2008, ] rolled-over funds in his Los Angeles CountyDeferred Compensat ion and Thri l l Plan to the Los Angeles County E mployees R et i rement Associat ion (~anothcr qual i l icd dist ribut ion plan. Therolled-0ver funds were subscquenfly used to purchase addit ional years of Count), service lbr ret irement. )no longer has custody or control of thesefunds. However, he continued to contribute until his retirement from I,os Angeles County on October 5, 2009. These contributions arc reflected on line 48.


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F IN A N C I A L D I S C L O S U R E R E P O R T , . . , .~ o f ~ . r s o . ~ , o , ~ i o r [ m , e o r R e p o r ,Page 8 of 8 C o ~ l ~ n s , A u d r e y B .I

0~/30/2010

IX . CE RT IFICAT IO N .i certify that all information given above (including information pertaining to my spouse and minor or dependent ch ildren, if any) isaccurate , t rue , and comp le te to the best o!r my know ledge and b elief, and that any Information not reported w as withheld because it m et applicable statutoryprovisions permilting n on-disclosure.! fur ther cer t i fy that earned incom e from o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i ch h a v e b e e n reported artcom pliance w ith th e provisions of 5 U.S.C. app. 501 el. seq.. 5 U.S.C. 7353, and J ud icial Conference regolations.

S i g n a t u r e

NOTE: AN\" INI)IVIDUAL WIIO KNO1.VINGL~" AND WIJ,FU1,LY FALSIFIES OR FALLS TO FII,E TillS REPORT MAY lie SUILIECT "IO CIVIl,AND CRIIMINAL SANCTIONS (5 U.S.C. app. 104)

F I LI N G I N S T R U C T IO N SMail signed original and 3 additional copies to:

Commit tee on Financial DisclosureAd minis trat ive Office of the United States CourtsSuite 2-301On e Columbus Circle, N.E.Washington, D.C. 20544

Audrey B Collins Financial Disclosure Report for 2009

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