Attorneys for Plaintiffs and the Proposed Class · 5. A copy of my firm’s resume is attached as...
Transcript of Attorneys for Plaintiffs and the Proposed Class · 5. A copy of my firm’s resume is attached as...
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STEVE W. BERMAN (Pro Hac Vice) THOMAS E. LOESER (202724) HAGENS BERMAN SOBOL SHAPIRO LLP 1918 Eighth Avenue, Suite 3300 Seattle, WA 98101 Telephone: (206) 623-7292 Facsimile: (206) 623-0594 [email protected] [email protected] ALI ABTAHI (224688) IDENE SAAM (258741) ABTAHI THIGPEN LLP 1012 Torney Avenue San Francisco, CA 94129 Telephone: (415) 639-9800 Facsimile: (415) 639-9801 [email protected] [email protected] Attorneys for Plaintiffs and the Proposed Class
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
OAKLAND DIVISION MAUDER and ALICE CHAO; DEOGENESO and GLORINA PALUGOD; and MARITZA PINEL, individually and on behalf of all others similarly situated, Plaintiffs, vs. AURORA LOAN SERVICES, LLC, Defendant.
Case No.: CV-10-3118-SBA CLASS ACTION DECLARATION OF T. CHRISTOPHER TUCK IN SUPPORT OF PLAINTIFFS’ MOTION FOR ATTORNEYS’ FEES AND SERVICE AWARDS Date: January 13, 2015 Time: 1:00 p.m. Place: Judge:
Courtroom 210 Hon. Saundra B. Armstrong
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28 DECLARATION OF T. CHRISTOPHER TUCK ISO PLTFS’ MOT. FOR APPROVAL OF ATTYS FEES CASE NO.: 10-cv-03118-SBA
I, T. Christopher Tuck, pursuant to 28 U.S.C. § 1746, hereby declare as follows:
1. This declaration is based upon my personal knowledge.
2. I am an attorney currently licensed in good standing to practice law in the states of
South Carolina and Wisconsin. I am a member at the law firm Richardson, Patrick, Westbrook &
Brickman, LLC (“RPWB”), which is Class Counsel in this action.
3. I have been actively engaged in the practice of law since 1996. In 1996, I graduated
from Marquette University Law School and worked as an associate at Habush, Habush, Davis &
Rottier, S.C. In 1998, I joined Ness, Motley, Loadholt Richardson & Poole, P.A., as an associate.
I later joined RPWB in July 2002.
4. My practice is concentrated in complex litigation, including class actions. My cases
have led to numerous appointments for RPWB as class counsel.
5. A copy of my firm’s resume is attached as Exhibit A.
6. RPWB has worked on this litigation for four years. My firm’s work on this case has
included all key aspects of the litigation, including research, preparation of pleadings, discovery,
mediation, and settlement.
7. RPWB worked extensively with Maritza Pinel to address Aurora’s unfair loan
practices. Ms. Pinel owned a residential property at 220 Valley Oak Lane, in Vallejo, California.
In 2009, Ms. Pinel fell behind on her loan. On or about October 29, 2009, Aurora provided Ms.
Pinel with a form Workout Agreement. It required her to make six monthly payments of $1,625,
which she did. She also made an extra payment of $1,625.00 in April 2010. During the Workout
Agreement, the foreclosure was “dual tracked” with the sale date serially postponed.
8. Although Aurora had set a foreclosure sale date, it informed Ms. Pinel that a sale
was not pending as it continued to extract additional payments. In a telephone call on April 29,
2010, Aurora told Ms. Pinel to send additional financial documents and a payment of $1,780.41.
The $1,780.41 payment brought the total payments to $13,160.41 – an amount only $594.89 short
of the arrearage under the Workout Agreement. On May 14, 2009, Ms. Pinel sent $1,780.41 to
Aurora. She was unaware that Aurora had foreclosed the previous day. Ms. Pinel was not
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28 DECLARATION OF T. CHRISTOPHER TUCK ISO PLTFS’ MOT. FOR APPROVAL OF ATTYS FEES CASE NO.: 10-cv-03118-SBA
reviewed for a loan modification and was not provided another workout option or cure method
during the term of the workout. She lost her home to foreclosure.
9. Ms. Pinel devoted substantial time to assisting RPWB and co-counsel on the
litigation of the claims and the settlement outcome for the class. After testifying at her deposition,
she attended mediation and then worked extensively with counsel throughout the settlement
process.
10. Class Counsel’s and Ms. Pinel’s efforts led to an excellent settlement for the
common benefit of the Class. The risk of non-recovery was substantial, particularly when viewed
against the winding down of Aurora’s operations and the heavily litigated nature of this case. This
Court, for example, heard repeated motion practice on the discreet issue of preemption. Resolution
only occurred on the eve of class certification after numerous settlement attempts over the course
of many months.
11. RPWB did not use the possibility of an incentive award to pressure Ms. Pinel to
accept the settlement. I am personally aware of the communications and written documents
outlining RPWB’s representation of Ms. Pinel, and I have had extensive in-person and telephone
communications with Ms. Pinel to explain the risks of litigation, the proposed settlement relief, and
its fairness to the Class. Based upon these communications and documents, I believe that Ms.
Pinel understood and agreed that her duty as a representative plaintiff was to serve the interests of
the Class as a whole, and that she would receive no special treatment compared to other Class
members.
12. Ms. Pinel was informed of the possibility of a modest service award that would
recognize her efforts in bringing this litigation, cooperating with Class Counsel in discovery, and
discussing the best possible resolution of this case when viewed against risk factors. Ms. Pinel was
also informed that any such service award would be subject to the complete discretion of the Court
and that an award of this sort cannot be promised. To my knowledge, Ms. Pinel expected nothing
in particular in exchange for her service as a class representative, other than fair and customary
treatment in recognition of her service.
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28 DECLARATION OF T. CHRISTOPHER TUCK ISO PLTFS’ MOT. FOR APPROVAL OF ATTYS FEES CASE NO.: 10-cv-03118-SBA
13. RPWB made clear to Ms. Pinel that she had the right to support, object to, or
comment on the settlement in this case without affecting the possibility of a service award. RPWB
is informed and believes that Ms. Pinel’s decision to sign and support the settlement had nothing to
do with the possibility of obtaining a service award.
Fees and Expenses Incurred in This Litigation
14. I personally rendered the majority of all RPWB’s attorney legal services in this case,
and was personally responsible for additional staffing and activity conducted on Plaintiffs’ behalf
by support professionals at my firm, including overseeing all services rendered. Based on my
activities and oversight in this case, as well as my review of my firm’s billing records maintained
in this case, I have personal knowledge of the time attorneys and support professionals at my firm
spent rendering services on behalf of Plaintiffs, the hourly rates charged for those services, and the
necessary costs incurred in the normal course of this litigation.
15. My associate, Katie McElveen, assisted in research and drafting on discreet issues
as necessary.
16. At various times I had the assistance of three support professionals to assist with
discovery and other support functions. Those individuals are Andrea Mangum, Margie Brown, and
Tracy Willis.
17. Exhibit B attached hereto sets forth the time expended by attorneys and support
professionals at RPWB from November 11, 2010, through October 20, 2014, split into six
categories based upon the purpose of the work. RPWB’s billing records are based on routine,
contemporaneous timekeeping in increments of one-tenth hour. I have reviewed RPWB’s time
entries to sort those reflected tasks into six categories that generally include the following: initial
factual and legal research into the case and the initial motion practice; discovery; class
certification; additional motion practice; preparing for mediation and holding extensive settlement
talks; and all time associated with preliminary approval and notice.
18. Some of the hourly rates changed over the course of the case. Those ranges are
reflected below.
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28 DECLARATION OF T. CHRISTOPHER TUCK ISO PLTFS’ MOT. FOR APPROVAL OF ATTYS FEES CASE NO.: 10-cv-03118-SBA
19. The rates of RPWB professionals who billed on this case are as follows:
Timekeeper Position Total Hours Rate/Hour Total
T. Christopher
Tuck Member 516.7 $500-6001 $269,020
Katie McElveen Associate 101.1 $350 $35,385
Andrea Mangum Paralegal 157.6 $120 $18,912
Margie Brown Legal Assistant 144.6 $120 $17,532
Tracy Willis Paralegal 22.5 $120 $2,700
Total 920 Avg: $373.22 $343,369
20. Based on my knowledge and experience, the rates charged by the attorneys and
support professionals at my firm are the same as charged for non-contingent legal services by my
law firm, and are within the range of rates normally and customarily charged in the Northern
District of California by attorneys and support professionals of similar qualifications and
experience in cases of this kind, and in my home district in the District of South Carolina. My
hourly rate and the hourly rates of the other attorneys and support professionals from RPWB who
worked on this case have been approved in multiple class cases throughout the United States.
21. As the primary attorney assigned to this case at RPWB, fees for my time constitute
just over 75% of the total fees that RPWB incurred in this case. Only three other billers had fees
exceeding $3,000, and the cumulative total in fees of me and those three billers is over 99% of the
total fees charged to this case. Biographies of all billers are provided below.
T. Christopher Tuck (Rate: $500-$600/hr; $269,020 in total fees charged to case):
22. A summary of my experience and qualifications are set forth above in Paragraphs 2-5.
My representative experience as lead or co-lead counsel in consumer class actions includes: MDL
No. 1865, In re Household Movers Antitrust Litigation (D.S.C).; In re: DJK Residential, LLC., Case
No. 08-10375, (Bankr. S.D. N.Y.); Masquat v. DaimlerChrysler Corp., 195 P.3d 38 (Okla. 2008),
and Hess, et al. v. Volkswagen of America, Inc., 221 P.3d 132 (Okla. Ct. App. 2009). I have
extensive experience in consumer lending class actions, including Dundon v. U.S. Bank, Case No.
1 Out of this range, 403 of the 516.7 total hours were incurred at the $550 rate.
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28 DECLARATION OF T. CHRISTOPHER TUCK ISO PLTFS’ MOT. FOR APPROVAL OF ATTYS FEES CASE NO.: 10-cv-03118-SBA
01-CV-408-GPM (S.D. Ill.); Bess v. German American Capital Corp., Case No. 24-C-04-003-888
(Baltimore Co., MD); and Cates v. U.S. Bank, Case No. 04-6202 (Hennepin Co., MN).
Katie McElveen (Rate: $350/hr; $35,385 in total fees charged to this case):
23. Katie McElveen works in RPWB’s class action and consumer lending group and is
a 7th year associate.
Andrea Mangum (Rate: $120/hr; $18,912 total fees charged to this case):
24. Andrea Mangum served as a paralegal specializing in document review and coding.
Margie Brown (Rate: $120/hr; $17,532 total fees charged to this case):
25. Margie Brown is a legal assistant with 35 years of experience. Her primary support
function on this case included extensive transcription of Aurora audio recordings.
Tracy Willis (Rate: $120/hr; $2,700 total fees charged to this case):
26. Tracy Willis served as paralegal handling miscellaneous support issues for the case.
She has 14 years of experience.
27. In my judgment, and based on my years of experience, the number of hours
expended and the services performed by the attorneys and support professionals at my firm were
reasonable and expended for the benefit of Plaintiff and the Class in this litigation. However, in
light of the possibility of duplication of effort due to four law firms working on this case (even
though I have seen no indications of duplication), Class Counsel has decided to reduce each
firm’s lodestar by 20% for purposes of determining the reasonableness of Class Counsel’s fee
request. As a result, for purposes of the lodestar cross-check of the 30% fee sought, RPWB
has reduced its lodestar to $274,695.
28. RPWB also incurred expenses in the amount of $8,244.19, as of October 29, 2014.
These expenses include: filing fees, facsimile and copying charges, computer research, federal
express and other delivery charges, travel expenses, and other case-related expenses, such as court
reporter costs for depositions, that commonly benefitted Plaintiffs and the Class. Based on my
knowledge and experience, all of these expenses were necessary and reasonable, and incurred for
the benefit of Plaintiffs and the Class in this litigation. At the Court’s request, RPWB can provide
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28 DECLARATION OF T. CHRISTOPHER TUCK ISO PLTFS’ MOT. FOR APPROVAL OF ATTYS FEES CASE NO.: 10-cv-03118-SBA
a detailed report itemizing each expense item charged to the case. The following table sets forth
RPWB’s expenses by category:
Travel, etc. $4,216.04
Copies, postage, etc. $695.43
Legal Research $2,243.45
Court Filings/Service $386.37
Other (transcripts) $702.90
Total $8,244.19
I declare under penalty of perjury that the foregoing is true and correct.
Dated: November 14, 2014 /s/ T. Christopher Tuck
T. Christopher Tuck
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28 DECLARATION OF T. CHRISTOPHER TUCK ISO PLTFS’ MOT. FOR APPROVAL OF ATTYS FEES CASE NO.: 10-cv-03118-SBA
LOCAL RULE 5-1(i)(3) ATTESTATION
In accordance with Local Rule 5-1(i)(3), concurrence in the filing of this document has
been obtained from each of the signatories and I shall maintain records to support this concurrence
for subsequent production for the court if so ordered or for inspection upon request by a party.
DATED: November 14, 2014 HAGENS BERMAN SOBOL SHAPIRO LLP
By: /s/ Thomas E. Loeser Steve W. Berman (Pro Hac Vice) Thomas E. Loeser (Cal. Bar No. 202724) 1918 Eighth Avenue, Suite 3300 Seattle, WA 98101 Telephone: (206) 623-7292 Facsimile: (206) 623-0594 [email protected] [email protected]
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Exhibit A
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Exhibit B
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