Asia Fraud, Anti-Corruption & Investigations Conference - … · 2018-08-14 · With this in mind,...

Top reasons why this is a must-attend event for GRC professionals:

Capture the Impending Changes in Enforcement Legislations across Asia

Adopt strategies to effectively Provide Solid Consultation for the business when Red Flags Arise

Gain First-hand Actionable Insights from regulators, enforcement authorities, and leading in- house GRCs to benchmark and propel your compliance practices

Examine your Current Internal Compliance and Anti-Fraud Strategies– Is it relevant, practical and in-tune with the changing corporate fraud landscape?

Understand how Fraud, Corruption Trends and Typologies have Evolved in today digitised and disruptive business landscape

Discover, Assess and Adopt the Latest Technologies that are transforming anti-fraud and investigation practices across organisations

Learn practical tips to Build Strong Ethics and Compliance Culture to attract key talents and build a compliant, and high performing organisation

Achieve Enterprise-wide Consistency and Greater Assurance of compliance programmes

ASIA FRAUD ANTI-CORRUPTION & INVESTIGATIONS CONFERENCE

Navigating Asian Ambiguities & Driving Anti-Fraud Success

A first-class line-up of 15 confirmed speakers including:

Richard Carrick Regional Head APAC Financial Crime Assurance Barclays

Tan Boon Gin Chief Executive Officer SGX RegCo

Samoj Panicker Director FCC Analytics Standard Chartered Bank

Shaun Ansell Head of Legal & Compliance (APAC) Gazprombank

Clement Lim Regional Head of Risk & Compliance Syngenta

Vishal Singhvi Head of Fraud and Investigations Microsoft Asia

⦿ Post-conference workshop: 6 Sep 2018

⦿ Main conference: 5 Sep 2018

⦿ Venue: Singapore TBC Reserve your seat

today!

Reserve your spot! Contact us at [email protected]

or +65 6381 6375

www. rh tacademy .com

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or +65 6381 6375

WELCOME TO THE ASIA FRAUD, ANTI-CORRUPTION & INVESTIGATIONS CONFERENCE

Dear Colleagues,

A recent report by PwC revealed that at least 35% executives in Singapore reported that their organizations had suffered fraud in the last two years, moving up from 22% in 2016 (PwC Singapore). Yet another recent report indicated that 49% of senior managers surveyed across 19 countries in the Asia-Pacific admitted that their organization had suffered at least one incident of financial crime over the past 12 months (Thomson Reuters).

In Singapore alone, the occurrence of money laundering incidents has soared above the global average despite rating high on the anti-corruption rankings; and yet 51% of companies had spent more on investigations and/or other interventions than what was lost through their most disruptive crime. This comes despite companies allocating about 3.1 per cent of their annual spending towards combating financial crime. How can organizations contend with the real extent of such insidious threats and control gaps created by opportunistic and tech-savvy fraudsters?

With businesses constantly transforming to cater to new markets, also corresponding with the increased rate of cross-border transactions and the ever- changing legislative landscape, it is more crucial for the business to stay compliant and robustly protected against corporate fraud.

The forum will also appraise the various advanced technologies, which offers heightened sophistication for organizations to protect, defend and better manage their fraud risk.

With this in mind, RHT Academy is pleased to bring you the inaugural Asia Fraud, Anti-corruption and Investigations 2018 (Singapore, 5-6 September 2018), a one-stop event for GRC Leaders and Professionals to engage in high-impact discussions, understand the latest governing legislations, and gain best practices in fighting against white-collar crime.

We cordially invite you to join us to explore in-depth topics and case studies, to learn essential strategies to improve your organisation’s effectiveness in fraud detection and protection. Mingle with eminent experts who offer best practice guidance in establishing anti-fraud policies, procedures, internal control audits and forensic analysis, as well as business leaders and senior management who exemplify the right policies, communications and corporate culture.

We look forward to meeting you at the conference.

Sincerely,

RHT Academy Programme & Research Committee

Regional update & regulatory insights - trends & recent enforcement lessons in Asia & beyond International sanctions best practices Leveraging technologies to combat corporate white-collar crimes in the digital age – achieving fit, speed and cost efficiency Fighting against the increasingly complex online fraudEasing the pain of corporate due diligence processes to deliver greater business values Beneficial ownership corruption: you can't always KYCImplementing e-discovery and digital forensic investigations – championing smarter investigation process Combating FCC and AML in the digital age

WHAT'S NEW FOR 2018?

KEY FOCUS

✅ 15+ high-calibre speakers from leading enforcement agencies, regulators & in-house GRC leaders ✅ 14+ timely pressing compliance topics and pertinent solutions that should be on top of priority for legal and compliance professionals ✅ 4 interactive roundtable and panel discussions to discuss common challenges and brainstorm solutions with like-minded peers ✅ 2 customised workshops to deep dive into the investigation strategies and practical tips to handle individual misconduct

ASIA FRAUD, ANTI-CORRUPTION & INVESTIGATIONS CONFERENCE

5 - 6 SEPTEMBER 2018 • 8:30AM - 5:30PM • SINGAPORE CBD

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✤ Chief Executive Officer

✤ Chief Financial Officer

✤ Chief Information Officer

✤ Chief Compliance Officer

✤ Chief Risk Officer

✤ Ethics & Compliance Officers

✤ General Counsel

✤ GRC Professionals

✤ Ethics and Business Integrity

Professionals

✤ Vice Presidents & Directors

- Corporate Responsibility

- International Contracts

- Corporate Compliance

- Legal Affairs

- Internal Audit

- Business Conduct

✤ Banking & Financial Services ✤ Logistics & Supply Chain ✤ Oil & Energy ✤ Transportation & Logistics ✤ Pharmaceuticals ✤ Building & Construction ✤ Manufacturing ✤ Automotive ✤ Aviation & Airplanes ✤ Information Technology & Services ✤ Chemicals ✤ Consumer Electronics ✤ FMCG

✤ Operations Director / Manager

✤ Sales Director/ Manager

✤ Marketing Director/ Manager

✤ HR Director/ Manager

✤ HR Business Partner

✤ HR Development Workforce

Planning and Employment

✤ Private Practice Lawyers

specialising in:

- Corporate Governance

- International Regulation &

Compliance

- White Collar Crime

- Investigations

✤ Accounting & Consulting Firms

- Investigations & Forensics


or +65 6381 6375



EVENT OVERVIEW

Distinguished Speakers

Who Should Attend

Tan Boon Gin CEO

SGX RegCo

Vishal Singhvi Head of Fraud &

Investigations Microsoft Asia

Shaun Ansell Head of Legal &

Compliance - APAC

Gazprombank

Samantha Wong Global Business

Conduct Regional Director, APAC

Eastman Chemical

Clement Lim Regional Head of

Risk & Compliance Syngenta

Joseph Ho Director (CAMS), Financial Crime

Compliance Norddeutsche Landesbank

Samoj Panicker Director, FCC

Analytics Standard

Chartered Bank

Richard Carrick Regional Head APAC

Financial Crime Assurance Barclays

Jayne Leong Head: Compliance,

Singapore ICBC Standard

Bank PLC

Luo Ling Ling Partner,

Corporate Crimes RHTLaw Taylor

Wessing

Sam Gibbins Managing Director

Lead Facilitator Complilearn

Sanjeev Gathani CEO

Better Business Governance

APAC

Billy Huang Consultant

RHT Forensics & Disputes Advisory

Rajiv Premkumar Director –

Compliance Argus Global

Industries

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ASIA FRAUD, ANTI-CORRUPTION& INVESTIGATIONS CONFERENCE

SPONSORSHIP

PLENARY PRESENTATION with exhibit space

LUNCH SPONSOR

EXHIBITOR

WHY SPEAK | SPONSOR | EXHIBIT

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Raise your brand awareness

Showcase your support

Gain exclusive access to senior GRC executives Meet with decision-maker face-to-face, in an informal, focused setting

Gain insights into pressing pain points of your prospective clients

Timely demonstrate your pertinent expertise and product excellence

30-minute speaking slot by company representative One (1) speaker pass Two (2) conference passes Exhibition space Pre-event and on-site branding opportunity

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30-minute speaking slot by company representativeOne (1) speaker pass Two (2) conference passesPre-event and on-site branding opportunity

Two (2) conference passesExhibition spaceOne table, two chairsOption for flyering Option to bring corporate banners and other freestanding display

PLENARY PRESENTATION

Opportunity to network with targeted relevant prospects to your businessAn opportunity to undertake a needs analysis in a relaxed and informal settingRing-fenced best opportunities as competitors will be denied accessThree (3) conference passesExhibition spaceOn-site branding opportunity

For customised packages,

please get in touch with us at

[email protected]

or call Bella at 6381-6375.


or +65 6381 6375



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or +65 6381 6375



CONFERENCE DAY ONE Wednesday, 5 September 2018

08:30

09:00

09:15

10:00

Morning Refreshment & Registration

REGIONAL UPDATE & REGULATORY INSIGHTS Opening Remark The Debate on Punishing Corporate Corruption - Sentencing Principles & Managing the Risk-Reward Balance of Bribery

Panel: Responding to Asian Business Realities: Navigating the Labyrinth of Legal, Economic, Geo-political and Cultural Elements Part 1: Trends & Recent Enforcement Lessons in Asia & Beyond 1. Recent, most significant events and developments affecting the region’s fraud litigation, anti-bribery initiatives and recovery efforts 2. A comparative view on US, UK and Asia anti-bribery legislations 3. Discuss latest trends in white collar crimes in the digital age 4. The changing face of corporate criminal liability - addressing emerging risks 5. Deriving settlements across jurisdictions: Finding agreement amongst multiple enforcement agencies 6. Discussing latest corruption cases in perspectives

Part 2: International Sanctions Compliance Best Practices Increasing corporate pressure to identify new revenue streams, the disruptive business landscape and more stringent, incongruous policies across jurisdictions create complex obstacles for multinational companies. Companies doing business in Asia are more susceptible to certain risks including fraudulent reporting, misappropriation of assets and the lack of management integrity. In certain countries, where corruption is pervasive, it is often witnessed that a minority of the firms get caught for bribery while the majority get away with it. Furthermore, relationship-building is culturally important and gift-giving is common practice and can mean a competitive edge for the business. As such, how would one abstain from crossing the fine line between harmless gift-giving and improper gratuities? How would CEOs, legal counsel and risk managers overcome the potential nightmare of the authorities knocking on their door due to a minuscule failure of principle, despite spending the heightening costs for compliance and having a robust anti-corruption ethos?

Panelists: 1. Tan Boon Gin, CEO, SGX RegCo 2. Shaun Ansell, Head of Legal & Compliance - Asia Pacific, Gazprombank 3. Samantha Wong, Global Business Conduct Regional Director, Asia Pacific, Eastman Chemical 4. Stanley T. Park, Managing Director/Head of Legal - Asia Pacific Region, Scotiabank Global Banking and Markets 5. Clement Lim, Regional Head of Risk & Compliance, Syngenta 6. Luo Ling Ling, Partner, Corporate Crimes, RHTLaw Taylor Wessing

Morning Break & Networking Session

10:30

11:00

11:30

12:00

13:00

THE USE OF TECHNOLOGIES TO FUTURE-PROOF YOUR ANTI- FRAUD, AND COMPLIANCE PRACTICE Riding on RegTech, Big Data and AI to Drive Competitive Edge in Timely Fraud Detection • Leveraging analytics and machine learning to effectively detect fraud risks • Evolving to the real-time fraud detection and prevention • Establishing protocols and controls to identify red flags for legal and compliance • Overcoming conflicting and constraining GDPR and other data privacy requirements to sufficiently monitor compliance • Evolving to the real-time fraud detection and prevention • Identify areas where auditors should pay more attention • Leveraging on the technology to anticipate upcoming regulatory changes

Richard Carrick Regional Head APAC | Financial Crime Assurance Barclays

Riding on RegTech, Big Data and AI to Drive Competitive Edge in Timely Fraud Detection

Samoj Panicker Director, FCC Analytics Standard Chartered Bank

Fighting Against the Increasingly Complex Online Fraud • How to leverage machine learning and analytics to detect emerging fraud risks • Learn why traditional approaches to risk management are no longer effective • Discover the tools and techniques in pinpointing potential fraud risks leveraging Big Data and Machine Learning • How to set the appropriate risk appetite and tolerance for fraud • Target Audience: • Fraud &Risk Professionals across Industry (Tech, Banking, Financial Services) Internal Auditors Enterprise Risk Managers • List of Subjects: • Fraud Awareness, Prevention; Fraud Deterrence, Detection; Technology; Ethics; Best Practices; Case Studies

Vishal Singhvi Head of Fraud and Investigations Microsoft Asia

Lunch Break

Successfully Implementing eDiscovery and Digital Forensic Investigations – Championing Smarter Investigation Process • Examining the growth drivers when deploying eDiscovery: The Whys and Whens • Working out on the wise budget and timeline to successfully utilize eDiscovery: vendors, pricing, system compatibility and labors • Overcoming the limitations of e-discovery process via the

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or +65 6381 6375



CONFERENCE DAY ONE Wednesday, 5 September 2018

13:40

14:10

14:40

15:10

comprehensive workflows and expertise • Building blocks of success to implement eDiscovery: classifications, applications, segmentations, and specifications • Case study: successful deployment of e-discovery on cross-border investigation

Panel: Leveraging in Technologies to Combat Corporate White- Collar Crimes in the Digital Age – Achieving Fit, Speed and Cost Efficiency • Mapping key opportunities to use AI for customer profiling and other due diligence processes • Gaining effective and timely insights to strengthen fraud researches • Justifying the investment costs by volumes of transactions • Build Versus Buy: when an in-house solution will work better? • Key consideration points when collaborate with the machines? The Dos and Don’ts

AUGMENTING ROBUST DUE DILIGENCE MANAGEMENT: KNOW YOUR PARTNERS Panel: Beneficial Ownership Corruption: You Can't Always KYC • Legal & regulatory updates on beneficial ownership at national, international and global scales • Lessons learnt from recent scandals - intricate webs of companies, trusts and entities • Identification of ultimate beneficial owners of your organisation's entities, properties and third-party business partners • Unravelling complex cross border and cross jurisdictional ownership trails • What amounts to sufficient due diligence to mitigate your company's liability risk?

Panelists: 1. Rajiv Premkumar, Director – Compliance, Argus Global 2. Royston Ng, Head of Global Regulatory Compliance, Wirecard AG (in-review)

Achieving Enterprise-Wide Consistency and Greater Assurance in Compliance and Due Diligence Programmes • Minimizing onboarding risks with KYC and fraud prevention • Building an end-to-end and integrated onboarding process to mitigate non-compliance risk • Enhancing your compliance effectiveness and agility • How can KYC platforms work efficiently and meet the needs of all stakeholders?

Easing the Burden of Corporate Due Diligence Processes to Deliver Greater Business Values • Refining the questionnaire system to effectively draw up red flags • Understanding common typologies of fraudulent cases • Evaluating and selecting a cost-effective surveillance tool • Communicating red flags to the business managers – how to convey the difficult news • Beyond a problem: Developing the problem-solving and solutions-

15:40

16:10

16:40

17:10

oriented consultation • Gaining the relationship buy-ins with the business for cross- functional collaboration

Joseph Ho Director (CAMS), Financial Crime Compliance Norddeutsche Landesbank

Afternoon Break and Networking Session

COMPLIANCE OFFICERS: STRATEGY FOCUS Panel: Building a Strong Ethics Culture and Managing Internal Misconduct Within Organisation • A paradigm shift - Transforming the cost center mentality • Embedding compliance as an element of business strategy & augmenting its value to every staff • Strategically integrating compliance into business functions • Insights from Chief Compliance Officers on opportunities and scope to influence senior management • Utilizing existing and new compliance requirements to go beyond minimal collection or reporting obligations • Framework for ensuring transparent compliance processes while effectively addressing market needs - Double-prong effect of keeping the company out of trouble and improving its competitive advantage

Panelists: 1. Sanjeev Gathani, Chief Executive Officer (CEO), Better Business Governance APAC 2. Stanley T. Park, Managing Director/Head of Legal - Asia Pacific Region, Scotiabank Global Banking and Markets

Building a More Customized Compliance Training Program to Harness Its Cross-Functional Effectiveness • Designing compelling compliance training – providing content that matters • Tailoring compliance programme that is business-fit and people- oriented • Building robust programmes with practical examples • Ensuring flexible compliance programme to cater to fast-evolving regulations • From training to culture – incentivizing ethical and compliance behaviours across functions

Sam Gibbins Managing Director & Lead Facilitator, Complilearn

End of Conference

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or +65 6381 6375



CONFERENCE DAY TWO Thursday, 6 September 2018

09:00

12:00

14:00

17:00

PRACTICAL ANTI-CORRUPTION WORKSHOP Whistleblowing Workshop Level Up your Successful Whistleblowing Programs by Bringing Them Down to Earth • Whistleblowing as the best weapon to fight against corporate fraud • Encouraging internal whistleblowing before it is spread across social media: Making it work in an Asian context • Does financial reward always work? Addressing the true underlying hindrance for a whistle-blower • Protecting your "hero" from trade secret liability and threats • Whistleblowing in the wind? Ensuring employee's confidence in your programme by having effective complaints management • Strengthening your internal communications: hotlines, sandbox, and out-of-the-the-box channels • Overcoming challenges in implementation and alternatives when it doesn't work

Trainer: Billy Huang Consultant RHT Forensics & Disputes Advisory

Lunch Break

HR HANDLING GUIDELINES WORKSHOP Conducting Internal Investigations on Individual Misconduct: Ensuring Fairness & Compliance in Employee Handling • Capturing the rising demands on performing employee investigation – The Why, What and How • What can go wrong? Understand the compliance checklist, surveillance restrictions and pitfalls to avoid labour law breaches • Misconduct interviewing techniques and practical tips Navigating the complexities investigating a senior executive in a pro-employee jurisdiction • Reviewing existing employee background screening process Examining recent fraud case studies • Conducting the investigation with and without fraudulent employee’s acknowledgement • Providing appropriate severance to prevent labour disputes and costly litigations

End of Masterclass

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Fees

Conference Only (5 Sept) Masterclass Only (6 Sept) Conference + Masterclass (5-6 Sept)

Group Rate (5 pax)

$1200.00 $600.00

$1,680.00

Individual Rate

$358.00 $168.00 $558.00

5-6 SEPTEMBER 2018 8:30AM - 5:30PM

SINGAPORE CBD

BOOKING TERMS & CONDITIONS 1. Registration will close 2 weeks before the course date or when seats are fully booked. 2. Registration will be confirmed upon receipt of your completed Registration Form. Please complete the registration form and email [email protected] 3. Full payment must be made before the date of the courses. Please make payment via cheque, attention to Eunice Reyes, RHT Academy Pte Ltd. 4. If you are unable to attend the event, a substitute delegate is welcome at no extra charge. 5. No refund will be issued for cancellations made less than 21 days prior to the event. 6. Group bookings are entitled to a special rate - delegates must sign up collectively and must come from the same billing organization. 7. RHT Academy reserves the right to redirect registrants to another course date, should the seats for a particular date are fully reserved. Thus,registrations will be on a first-come, first-served basis. 8. RHT Academy reserves the right to alter the content and timing of the programme for reasons beyond its control. 9. All personal information provided to us will be kept confidential. However, we may be required to share your personal information with our offices, thirdparty service providers, agents and/or our affiliates or related corporations, and/or other third parties, whether located in Singapore or outside ofSingapore, where it is necessary to carry out the purposes set out above. Before sharing your personal data, we will take appropriate steps to ensure thatthe recipient will keep your personal information confidential and secure. Should you wish to be excluded from receiving any marketing & promotionmessages, please notify us at [email protected].

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Asia Fraud, Anti-corruption andInvestigations Conference is a one-stopevent for GRC Leaders and Professionals toengage in high-impact discussions, understandthe latest governing legislations, and gain bestpractices in fighting against white-collar crime.

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ASIA FRAUD ANTI-CORRUPTION& INVESTIGATIONS CONFERENCE

Asia Fraud, Anti-Corruption & Investigations Conference - … · 2018-08-14 · With this in mind,...

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