APPOINTMENT AND REMOVAL OF JUDGES AND OTHER … · writing session. • This session is...
Transcript of APPOINTMENT AND REMOVAL OF JUDGES AND OTHER … · writing session. • This session is...
BY THE HONOURABLE MRS JUSTICE E.C. GWAUNZA, DEPUTY CHIEF JUSTICE,
AT THE
JUDICIAL SERVICE COMMISSION COMMISSIONERS ORIENTATION
(HARARE: 20 JUNE 2020)
APPOINTMENT AND REMOVAL OF
JUDGES AND OTHER
CONSTITUTIONAL APPOINTEES
ZIMBABWE
APPOINTMENT OF
JUDGES AND OTHER
CONSTITUTIONAL
APPOINTEES
INTRODUCTION
ZIMBABWE
• The integrity of the selection and appointment
process of judges has a strong bearing on the
institutional independence of the judiciary in
general and the decisional independence of the
individual judge in particular.
INTRODUCTION CONTINUED
ZIMBABWE
As a result, the Constitution provides for a process
designed to achieve transparency, fairness and
merit-based appointments of judicial officers. Section 180
of the Constitution provides:“180 Appointment of judges
(1) The Chief Justice, the Deputy Chief Justice, and the Judge President of
the High Court and all other judges are appointed by the President in
accordance with this section.
(2) The Chief Justice, the Deputy Chief Justice, and the Judge President of
the High Court shall be appointed by the President after consultation
with the Judicial Service Commission.
(3) …………..
INTRODUCTION CONTINUED
ZIMBABWE
(4) Whenever it is necessary to appoint a judge other than the
Chief Justice, Deputy Chief Justice or Judge President of the
High Court, the Judicial Service Commission must—
(a) advertise the position; and
(b) invite the President and the public to make nominations; and
(c) conduct public interviews of prospective candidates; and
(d) prepare a list of three qualified persons as nominees for the
office; and
(e) submit the list to the President;
whereupon, subject to subsection (5), the President must appoint
one of the nominees to the office concerned.
INTRODUCTION CONTINUED
ZIMBABWE
(5) If the President considers that none of the persons on the
list submitted to him or her in terms of subsection (4)(e) are
suitable for appointment to the office, he or she must require
the Judicial Service Commission to submit a further list of
three qualified persons, whereupon the President must
appoint one of the nominees to the office concerned.”
• Commissioners play a critical role in the JSC’s
compliance with the above provision.
INTRODUCTION CONTINUED
ZIMBABWE
• In addition to the above constitutional imperative, the
Southern Africa Chief Justices’ Forum (SACJF), to which
Zimbabwe is a member, cognisant of the need to
enhance independence of the judiciaries of the region,
has drafted guidelines to assist member jurisdictions in the
development of legislation, policy and best practice on
the selection and appointment of judicial officers.
INTRODUCTION CONTINUED
ZIMBABWE
• The guidelines have come to be known as the Lilongwe
Principles and Guidelines on the Selection and
Appointment of Judicial Officers.
• The aims underlying the Principles relate to the
following: -
1. Ensuring that transparency permeates every stage of
the selection process.
INTRODUCTION CONTINUED
ZIMBABWE
2. Independence and impartiality of the section and appointing
authority itself.
3. Fairness of the selection process.
4. Appointees should exceed minimum standards of competency,
diligence and ethics.
5. Appointment must be on merit.
6. Stakeholder engagement and participation.
7. Objective criteria for selection.
8. Reflection of diversity in the appointments.
INTRODUCTION CONTINUED
ZIMBABWE
While the Principles largely remain as guidelines, they are
a safeguard for a transparent selection process and
adherence to them ensures compliance with the
constitutional imperatives of Section 180 of the
Constitution.
INTRODUCTION CONTINUED
ZIMBABWE
• Locally, the Judicial Service Commission has published
guidelines on the appointment of judges. These guidelines
provide a step-by-step roadmap in the selection process
outlining what must be done at each stage.
• It is important that Commissioners acquaint themselves
with these guidelines in order to be effective in carrying out
their mandate during the process.
INTRODUCTION CONTINUED
ZIMBABWE
• This is so because the Commission is enjoined in
terms of section 191 of the Constitution to conduct
its business in a fair, just and transparent manner.
MAJOR FEATURES OF THE SELECTION
PROCESS
The following are the major features
of the selection process and how it
is conducted to meet the
requirements of the constitutional
provisions:-
ZIMBABWE
A. INDEPENDENCE OF THE SELECTION
AND APPOINTMENT AUTHORITIES
The selection process is presided over by
the Judicial Service Commission (“the
Commission”) under the direction of the
Chief Justice. The Commission is an
independent body with a broad
involvement from a wide range of
representatives.
ZIMBABWE
A. INDEPENDENCE OF THE SELECTION AND
APPOINTMENT AUTHORITIES CONT• Membership is drawn from eminent lawyers
seconded by the Law Society, a professor of law
selected by membership of a law lecturers’ body,
Judges, the Attorney General and the chairperson
of the Civil Service Commission.
• The Chief Justice, Deputy Chief Justice, Judge
President and Chief Magistrate are also members.
The Chief Justice as the head of judiciary and
chairperson of the Commission represents
the judiciary in the selection process.ZIMBABWE
B. FAIRNESS OF THE SELECTION PROCESS
• All participants are given equal
opportunity and are similarly treated in
that the same set of questions is asked.
• The candidates are placed in a
“quarantine” room during the interview
process to eliminate the possibility of
other candidates having access to the
questions once the interviews start.ZIMBABWE
B. FAIRNESS OF THE SELECTION PROCESS CONT
• Every member of the Commission on the
interview panel independently scores the
candidates.
• This is to ensure that chances of abuse of
discretion, arbitrary interference and
unconscious bias are guarded against.
• The diversity and backgrounds of the
membership also acts as a guarantee for
fairness.ZIMBABWE
C. APPOINTEES MUST EXCEED MINIMUM
STANDARDS OF COMPETENCY AND ETHICS• Where the Commission deems it necessary,
a two-part interview process is done.
• First, the candidates participate in a short,
written interview where a wide range of
legal questions are asked in a judgment-
writing session.
• This session is administered by a panel of
Judges or lawyers of good standing.ZIMBABWE
C. APPOINTEES MUST EXCEED MINIMUM
STANDARDS OF COMPETENCY AND ETHICS CONT
• Second, the participants are then subjected
to a public oral interview, which basically
entails the Judicial Service Commission
conducting interviews in public.
• This elaborate and intensive process is aimed
at ensuring that the appointees meet the
minimum standard of competency which
entail that he/she must:-ZIMBABWE
C. APPOINTEES MUST EXCEED MINIMUM
STANDARDS OF COMPETENCY AND ETHICS CONT
• Be independent and impartial;
• Be of reputable conduct and spotless record
of integrity;
• Have outstanding knowledge of the law;
• Possess excellent written and oral
communication skills and analytical
competency;
ZIMBABWE
C. APPOINTEES MUST EXCEED MINIMUM
STANDARDS OF COMPETENCY AND ETHICS CONT
• Show commitment to the judiciary as a
public institution; and
• Have the ability to strike a sound
balance between a high level of
productivity, the quality of judicial
decisions and a careful consideration of
cases.ZIMBABWE
C. APPOINTEES MUST EXCEED MINIMUM
STANDARDS OF COMPETENCY AND ETHICS CONT
ZIMBABWE
• At the conclusion of the selection process, a list is
prepared according to merit and the list is submitted to
the President for appointment. It must be noted that
section 180 (4) of the Constitution is couched in
peremptory terms obliging the President to appoint from
the list submitted by the Judicial Service Commission.
C. APPOINTEES MUST EXCEED MINIMUM
STANDARDS OF COMPETENCY AND ETHICS CONT
ZIMBABWE
• The discretion accorded to the President to
choose from the list of three is necessary to
accommodate other objective considerations
such as gender, ethnicity, geographical and
regional representation, race, disability, diversity
in different backgrounds etcetera.
D. CRITERIA
ZIMBABWE
• The criteria for selection is constitutionally
prescribed. Sections 177-9 set out the qualifications
for persons to be appointed to the Labour Court,
Administrative Court, High Court, Supreme Court
and Constitutional Court benches.
• A law degree and a minimum of 7 years post
qualification experience are prescribed.
D. CRITERIA CONTINUED
ZIMBABWE
• In addition, the person must be at least forty
years old and must also be a fit and proper
person to hold the judicial office.
D. CRITERIA CONTINUED
ZIMBABWE
• The character and integrity of the candidates
must meet the standards set out in the Judicial
Service (Code of Ethics), 2012 which provides to
the following effect:
(1) A judicial officer shall ensure that his or her
conduct, in and outside court, is above reproach
in the view of reasonable, fair-minded and
informed persons.
D. CRITERIA CONTINUED
ZIMBABWE
(2) A judicial officer shall not allow family, social,
political, religious or other like relationships to
influence his or her judicial conduct or judgment.
(3) A judicial officer shall participate in establishing,
maintaining and enforcing high standards of
conduct, and shall personally observe those
standards, so that the integrity of the judiciary
may be preserved.
D. CRITERIA CONTINUED
ZIMBABWE
• Also to be noted in section 180 is the broader and
more pronounced role of the Commission in the
whole process.
• Whenever a vacancy is to be filled, the Commission
invites nominations from the public through an
advertisement in all publicly circulating newspapers
and a reasonable time given for the nomination
process.
D. CRITERIA CONTINUED
ZIMBABWE
• All nominated persons are entitled to participate
starting with the written screening interview.
• Those who may not have made the grade in the
first stage may still be entitled to participate in
the second stage, the public oral interviews.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
1. DECLARATION OF A VACANCY• The Chief Justice, as head of the judiciary
advises the Commission of a vacancy or vacancies
in any court.
• In practice, the Chief Justice would have in turn
taken advice or would have discussed the
issue with the appropriate head of the court to
which the vacancy relates.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
1. DECLARATION OF A VACANCY• This is a matter purely in the hands of the judiciary
as headed by the Chief Justice and the executive
has no role to play in this regard.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
2. ADVERTISEMENT OF THE VACANCY
• The Constitution mandates that the vacancy be
advertised, this is the first of many transparent steps
that the Constitution demands in the process.
• In practice, this advertisement is widely circulated
in the local print and electronic media i.e. the
Judicial Service Commission website.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
2. ADVERTISEMENT OF THE VACANCY
• It outlines the Court for which the vacancy
has arisen, the number of vacancies available
and the requisite qualifications for persons to
be appointed to that court.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
2. ADVERTISEMENT OF THE VACANCY
• The advertisement also calls upon members of
the public intending to nominate candidates to
obtain forms at designated offices.
• The President is also invited to nominate
Candidates by way of a letter.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
2. ADVERTISEMENT OF THE VACANCY
• To ensure that interested people from the whole
country can access nomination forms; these are
made available at at least the ten Magistrates’
Provincial Court centres throughout the country
and are also downloadable from the Judicial
Service Commission website.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
3. MASTERLISTING OF CANDIDATES FOR APPOINTMENT
• After receiving nominations and CVs, the Judicial
Service Commission produces a master-list of all the
candidates nominated.
• This is for purposes of transparency and providing
a summary of the profile of each candidate in
terms of:-
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
3. MASTERLISTING OF CANDIDATES FOR APPOINTMENT
o name of candidate;
o gender;
o date of birth/age;
o citizenship; and
o qualifications as provided by the Constitution.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
4. SHORTLISTING OF CANDIDATES
• In this process the Commission is guided strictly by the
criteria given in the Constitution relating to qualifications.
• Every nominee who meets the constitutionally provided
requirements and is thereby not disqualified for
appointment is entitled to be interviewed in public.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
4. SHORTLISTING OF CANDIDATES
• The prospective candidates are all invited to
participate in a screening written interview followed by a
public oral interview.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
4. SHORTLISTING OF CANDIDATES
• The practical effect of this is that if for instance there
are a hundred nominees who qualify in terms of the
constitutional requirements for one post, they all have to
be interviewed.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
4. SHORTLISTING OF CANDIDATES
• In one set of interviews for judges of the High Court,
the Commission interviewed 46 candidates.
• The Interviews had to be spread over a number of
days.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
5. COMPLETION OF A SPECIALLY DESIGNED
QUESTIONNAIRE BY EACH OF THE SHORTLISTED CANDIDATES
• Each shortlisted candidate completes a specially
designed questionnaire which is returnable to the
Commission within a specified period and prior to the
interviews.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
5. COMPLETION OF A SPECIALLY DESIGNED
QUESTIONNAIRE BY EACH OF THE SHORTLISTED
CANDIDATES
• This form provides useful and critical information about
the candidate that does not ordinarily appear on a CV
such as:-
o Health issues;
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
5. COMPLETION OF A SPECIALLY DESIGNED
QUESTIONNAIRE BY EACH OF THE SHORTLISTED CANDIDATES
o Indiscretions which may cause embarrassment to the
nominee or to the judiciary after appointment;
o Number of partly heard matters (if the candidate is
a serving Judge seeking appointment to a higher
court);
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
5. COMPLETION OF A SPECIALLY DESIGNED
QUESTIONNAIRE BY EACH OF THE SHORTLISTED CANDIDATES
o Number of reserved judgments (if the candidate is a
serving Judge seeking appointment to a higher court);
o Contributions made to the development of the law
etc.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
5. COMPLETION OF A SPECIALLY DESIGNED QUESTIONNAIRE BY
EACH OF THE SHORTLISTED CANDIDATES
• The duly completed questionnaire will also be part of
the package that will be given to the Commissioners in
preparation for interviews and some of the questions that
will be put to the nominee during the public interview
arise from the information disclosed in the questionnaire.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
6. RELEASE OF A PRESS STATEMENT INFORMING ALL
MEDIA HOUSES AND THE PUBLIC ABOUT THE
INTERVIEWS
• In keeping with the public nature of the interviews, the
Commission releases a press statement informing all media
houses and members of the public about the dates, times
and venue of the interviews as well as the names of
the shortlisted candidates to be interviewed.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
6. RELEASE OF A PRESS STATEMENT INFORMING ALL
MEDIA HOUSES AND THE PUBLIC ABOUT THE
INTERVIEWS
• The Commission does not invite members of the public
to submit any comments that they may have on the
nominees but once the names of the prospective
candidates have been publicised, comments from
members of the public may be received, and in practice
such comments sometimes allege acts of misconduct
or unethical behaviour on the part of some of the
candidates.
E. SOURCING AND SHORTLISTING OF
CANDIDATES: THE PROCESS
ZIMBABWE
6. RELEASE OF A PRESS STATEMENT INFORMING ALL
MEDIA HOUSES AND THE PUBLIC ABOUT THE
INTERVIEWS• In practice, the Law Society is invited to submit
comments as the body that regulates the legal
profession in Zimbabwe.
E. DECISION MAKING
ZIMBABWE
• The guidelines require that the selection process
yields a fair, objective decision-making process
that is based on a weighing of the pre-set criteria.
• In this regard, the interviewing panel adopts the
following objective criteria to come up with a
decision on who would have qualified out of
the interview process: -
E. DECISION MAKING CONTINUED
ZIMBABWE
• A set of standard questions is put to each and
every candidate. Each of the Commissioners is
then given an opportunity to put questions to
the candidate. The questions must, as far as is
practicable, be uniform.
E. DECISION MAKING CONTINUED
ZIMBABWE
• Any adverse comments received from members
of the public or other professional bodies and
organisations are publicly revealed to enable
the affected candidate to comment on them.
E. DECISION MAKING CONTINUED
ZIMBABWE
• The practice is that the candidate would have
been given an opportunity to respond before the
actual interview and advised of the possibility of
questioning at the interviews to allow him/her to
prepare a response to them if any.
E. DECISION MAKING CONTINUED
ZIMBABWE
• Each Commissioner scores each candidate
independently on a score sheet which is
pre -agreed to by the Commission.
E. DECISION MAKING CONTINUED
ZIMBABWE
• At the end of the public interview process,
the Commissioners retire for deliberations and using
the scoring criteria, the requisite number of
candidates with the highest mark is put together.
• This is the list that is forwarded to the President
by the Commission through the Secretary for
appointment of a Judge.
E. DECISION MAKING CONTINUED
ZIMBABWE
• This same process is followed, with the necessary
modifications, in the appointment of the
Prosecutor General in terms of section 259 (3) of
the Constitution.
REMOVAL OF JUDGES
AND OTHER
CONSTITUTIONAL
APPOINTEES
ZIMBABWE
• The Judicial Service Commission plays a
pivotal role in the process of removal from
office of Judges, Commissioners of all
Independent Commissions, ZACC
Commissioners, members of the Zimbabwe
Land Commission and the Prosecutor-General.
INTRODUCTION
ZIMBABWE
• Section 237 (3) of the Constitution provides
that the procedure for removal of judges from
office applies to the removal from office of a
member of an Independent Commission.
THE LEGISLATIVE FRAMEWORK
ZIMBABWE
• Section 256 stipulates that provisions relating
to removal of Commissioners of Independent
Commissions [section 237 (3)] apply to the
Zimbabwe Anti-Corruption Commission and
its members as if it were an independent
Commission.
THE LEGISLATIVE FRAMEWORK CONTINUED
ZIMBABWE
• Section 259 (7) of the Constitution also
enacts that the provisions relating to the
removal of a Judge from office apply to
the removal of the Prosecutor-General.
THE LEGISLATIVE FRAMEWORK CONTINUED
ZIMBABWE
• Finally, Section 296 (3) of the Constitution
provides that ‘section 237 applies in
relation to the removal from office of
members of the Zimbabwe Land
Commission’.
THE LEGISLATIVE FRAMEWORK CONTINUED
ZIMBABWE
• The procedure for removal from office of a
Judge, which is provided for in Section 187 of
the Constitution, essentially encompasses the
involvement of two bodies which are the
Judicial Service Commission and the tribunal
appointed by the President for the purpose.
THE PROCEDURE
ZIMBABWE
• In practice, the process takes the following
format :-
A Complaint
• The Judicial Service Commission receives a
complaint, usually for misconduct on the part of the
office bearer concerned.
THE PROCEDURE CONTINUED
ZIMBABWE
• The complaint must be in writing specifying the
facts relied on and the basis for the complaint.
• The Commission is not precluded from instigating
the process on its own motion particularly where
the alleged misconduct is within the knowledge of
the Commission.
THE PROCEDURE CONTINUED
ZIMBABWE
Investigation
• Once the Commission becomes aware of the
complaint or alleged misconduct, it must consider,
by undertaking such ‘informal’ investigation as it
may deem necessary, whether the complaint or
perceived misconduct discloses a ground for
removal under section 187.
THE PROCEDURE CONTINUED
ZIMBABWE
• In doing so, the Commission must decide if an
investigation must be launched. If the Commission
decides that an investigation is warranted, it invites
the office bearer to comment and make
representations on the allegations.
THE PROCEDURE CONTINUED
ZIMBABWE
• Where necessary, the complainant is again
invited to comment on the representations
received from the subject of the investigation.
THE PROCEDURE CONTINUED
ZIMBABWE
•The opportunity afforded to the office bearer to
make representations before a decision is made by
the Commission is necessary to ensure fairness of
the process and observance of due process and
the audi alteram partem rule.
THE PROCEDURE CONTINUED
THE PROCEDURE CONTINUED
ZIMBABWE
3. Decision and Referral
• The Commission must then consider the
complaint and any other representations made by
the office bearer with a view to make a decision
on whether the complaint is meritorious and
deserving of the attention of the President.
THE PROCEDURE CONTINUED
ZIMBABWE
• If it is found to lack merit, the complaint is
dismissed. The reasons could be that:-
i. No ground for removal from office is disclosed;
or;
ii. The complaint is frivolous, vexatious or not
made in good faith; or
iii. The subject matter is trivial; or
iv. It relates solely or essentially to the merits of a
judgment or order.
THE PROCEDURE CONTINUED
ZIMBABWE
• If a decision is taken that there is merit in the allegations,
a recommendation is made to the President for the setting
up of a tribunal.
• Once the matter is referred to the President, the
Commission ceases to be seized with the matter.
• In practice, the responsibility has become that of the
Ministry of Justice, Legal and Parliamentary Affairs.
THE PROCEDURE CONTINUED
ZIMBABWE
• The ultimate decision of the Commission, that
is whether to refer a matter to the President or
not, must be communicated to the office
bearer.
THE PROCEDURE CONTINUED
ZIMBABWE
• The decision of the Commission on the
matter is taken in terms of the rules that
govern meetings of the Commission.
THE PROCEDURE CONTINUED
ZIMBABWE
• Any question before the Commission is taken on
the basis of consensus. If consensus of the
members cannot be procured, the question is
determined by the concurrence of the
majority of members present by way of a vote.
CONCLUSION
ZIMBABWE
It must be emphasized that the values of independence,
fairness and impartiality permeate all the stages of the
process of appointment and removal of Judges and
other appointees as provided in the Constitution.
Commissioners are expected to be objective in every
part of the decision-making process, guided by the
principles of justice, fairness and transparency.
THE END,
THANK YOU