Apple ESG Index1).pdf · Apple’s work and commitments as of December 2020. While SASB considers...
Transcript of Apple ESG Index1).pdf · Apple’s work and commitments as of December 2020. While SASB considers...
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Apple ESG Index (Updated December 2020) 1
Apple ESG Index
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Apple ESG Index (Updated December 2020) 2
General Disclosures 3 Organizational Profile 3 Value Chain 3 Apple Values 3 Stakeholder Engagement 5 Reporting 6
Governance 7 Business Indicators 7 Indirect Economic Impacts 7 Procurement Practices 7 Anti-Corruption 8 Antitrust & Competition 8 Tax Strategy 9 Freedom of Expression 9
Environment 10 Product Life Cycle 10 Energy & Renewable Energy 11 Water & Waste 12 Carbon Emissions 12 Environmental Footprint of Infrastructure 13 Environmental Compliance & Habitat Conservation 13 Supplier Responsibility—Environment 13 Climate Change Risks & Opportunities 14
Privacy 15 Customer Privacy 15 Data Security 15
Our People 16 Employment 16 Occupational Health & Safety 16 Training & Education 16 Human Rights Assessment 16 Diversity & Equal Opportunity 17 Employee Engagement 18
Our Customers and Communities 19 Local Communities 19 Supplier Responsibility—Social 21 Public Policy 22 Product Safety 22 Accessibility 22
Apple discloses Environmental, Social, and Governance (ESG) data across a number of reports and websites. The following index maps these existing disclosures to the Global Reporting Initiative (GRI), the Sustainable Accounting Standards Board (SASB), and the Task Force on Climate-Related Financial Disclosures (TCFD) voluntary disclosure frameworks, as relevant to our business. This document reflects Apple’s work and commitments as of December 2020. While SASB considers “Hardware” to be Apple’s primary industry, we have also included select metrics from the Software & IT Services and Internet Media & Services standards to better align with our business.
Table of Contents
The index does not cover all information about our business. References in this index to information should not be construed as a characterization regarding the materiality of such information. The information covered by the index contains forward-looking statements. These statements involve risks and uncertainties, and actual results may differ materially from any future results expressed or implied by the forward-looking statements. Please refer to our most recent periodic reports on Form 10-K and Form 10-Q and subsequent filings with the Securities and Exchange Commission for additional information about our business.
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General DisclosuresFramework Code Description Location
Organizational Profile
GRI 102-1 Name of the organization Apple Inc.
102-2 Activities, brands, products, and services 2020 Form 10-K
102-3 Location of headquarters Cupertino, California
102-4 Location of operations 2020 Form 10-K, Segment Operating Performance, p21
102-5 Ownership and legal form Publicly traded corporation
102-6 Markets served 2020 Form 10-K, Markets and Distribution, p2
102-7 Scale of the organization 2020 Form 10-K
102-8 Information on employees and other workers2020 Form 10-K, Employees, p4
Apple Inclusion & Diversity
102-18 Governance structure 2020 Proxy Statement, Corporate governance
102-45 Entities included in the consolidated financial statements
2020 Form 10-K, Exhibit 21.1
Value Chain
GRI 102-9 Supply chain 2020 Form 10-K, p3
2020 Supplier Responsibility Report
List of Apple Suppliers
Smelter and Refiner List
102-10Significant changes to the organization and its supply chain
2020 Form 10-K
Apple Values
GRI 102-11 Precautionary Principle/Risk Management 2020 Form 10-K, p5
2020 Supplier Responsibility Report, p111
2020 Environmental Progress Report, p53
2020 Proxy Statement, Board oversight of risk management
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GRI 102-12 External initiatives (endorsements or participation) Select initiatives include: • RE100 • CDP Supply Chain • Japan Climate Leadership Partnership • Platform for Accelerating the Circular Economy (PACE) • World Business Council on Sustainable Development (WBCSD) • Renewable Energy Buyers Alliance (REBA) • Paris Climate Agreement and We Are Still In • ChemSec • UN Guiding Principles on Business and Human Rights • ILO Declaration on Fundamental Rights at Work • UN International Bill of Human Rights
For other initiatives, see Inclusion & Diversity, Environment, Supplier Responsibility, ConnectED, Apple Newsroom.
102-13 Membership of associations Select memberships include: • Responsible Business Alliance, Board Chair
– Responsible Labor Initiative – Responsible Minerals Initiative
• U.S. Council for International Business, member • Public-Private Alliance on Responsible Minerals Trade,
Governing Board member • Alliance for Water Stewardship • Clean Electronics Production Network • CERES • Corporate Eco Forum • Aluminum Stewardship Initiative
Trade Associations that Apple belongs to through its government affairs group are listed on the Apple Public Policy Advocacy page.
102-14 Statement from senior decision-maker “We believe that we lead in innovation because we lead with our values.”
—Apple’s CEO Tim Cook
102-16 Values, principles, standards, and norms of behavior Apple Values
102-17 Mechanisms for advice and concerns about ethicsBusiness Conduct Policy, Reporting a Concern
Apple External Helpline
Framework Code Description Location
Apple ESG Index (Updated December 2020) 4
http://apple.com/diversityhttp://apple.com/environmenthttp://apple.com/supplier-responsibilityhttp://apple.com/connectedhttp://apple.com/newsroomhttps://www.apple.com/public-policy-advocacy/https://investor.apple.com/apple-esg/default.aspxhttps://investor.apple.com/Business-Conduct-Policyhttp://apple.ethicspoint.com/
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Stakeholder Engagement
GRI 102-40 List of stakeholder groups See select examples in 102-42 and 102-43 below
102-41 Collective bargaining agreements 2020 Supplier Responsibility Report, p102
Supplier Responsibility Standards, Freedom of Association and Collective Bargaining, p32
Apple Supplier Code of Conduct, p3
102-42 Identifying and selecting stakeholders 2020 Supplier Responsibility Report, p93, 111
2019 Efforts to Combat Human Trafficking and Slavery in Our Business and Supply Chains, p5, 13
Conflict Minerals Report, p4, 10
2020 Environmental Progress Report, p6, 27, 41, 46, 60
Apple’s Transparency Report
102-43 Approach to stakeholder engagement 2020 Supplier Responsibility Report, p93, 111
2019 Efforts to Combat Human Trafficking and Slavery in Our Business and Supply Chains, p5, 13
Conflict Minerals Report, p4, 10
2020 Environmental Progress Report, p6, 27, 41, 46, 60
102-44 Key topics and concerns raised 2020 Supplier Responsibility Report, p93, 111
2020 Environmental Progress Report, p6
2020 Proxy Statement, Proposals, p53
Framework Code Description Location
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https://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Supplier-Responsible-Standards.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Supplier-Code-of-Conduct-January.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Combat-Human-Trafficking-and-Slavery-in-Supply-Chain-2019.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Conflict-Minerals-Report.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/legal/transparency/https://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Combat-Human-Trafficking-and-Slavery-in-Supply-Chain-2019.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Conflict-Minerals-Report.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttp://d18rn0p25nwr6d.cloudfront.net/CIK-0000320193/3e18c92b-c651-45d7-87da-545314ef3323.pdf
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Reporting
GRI 102-46 Defining report content and topic boundaries See reports referenced in “Topic Disclosures” below.
102-47 List of material topics 2020 Form 10-K, Item 1A. Risk Factors, p5-15
102-50 Reporting period Unless otherwise noted, Apple reports on a fiscal year basis. Apple’s fiscal year is the 52 or 53-week period that ends on the last Saturday of September.
102-53 Contact point for questions regarding the report [email protected]
102-56 External assurance Third-party external assurance for a number of environmental metrics: 2020 Environmental Progress Report, p79–93
RBA’s Validated Assessment Program (VAP) third-party assessment for manufacturing suppliers: 2020 Supplier Responsibility Report, p80
Conflict Minerals Report, p5
UL Zero Waste to Landfill Standard 2799 for manufacturing suppliers: 2020 Supplier Responsibility Report, p67
AWS Standard for Water Stewardship 2.0 for manufacturing suppliers: 2020 Supplier Responsibility Report, p62
Framework Code Description Location
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http://d18rn0p25nwr6d.cloudfront.net/CIK-0000320193/7b5717ca-6222-48e6-801c-9ea28feeef86.pdfmailto:[email protected]://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Conflict-Minerals-Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdf
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GovernanceFramework Metric Number Description Location
Business Indicators
GRI 103-1, 103-2, 103-3 Management approach 2020 Proxy Statement, Corporate governance
Corporate Governance Guidelines
Governance Documents
201-1 Direct economic value generated and distributed
2020 Form 10-K, Selected Financial Data, p19
SASB TC-IM-000.A Entity-defined measure of user activity Product and Services net sales are disclosed in Apple’s annual 10-K filing: 2020 Form 10-K, Products and Services Performance, p21
TC-HW-000.A Number of units produced by product category
In November 2018, Apple announced it would no longer provide unit sales data for iPhone, iPad, and Mac. Apple discloses net sales for Products and Services by category: 2020 Form 10-K, Products and Services Performance, p21
Indirect Economic Impacts
GRI 103-1, 103-2, 103-3 Management approach Job Creation, U.S. and EU
203-2 Significant indirect economic impacts Job Creation, U.S. and EU iOS app economy creates 300,000 new US jobs as developers adapt during pandemic
Procurement Practices
GRI 103-1, 103-2, 103-3 Management approach 2020 Supplier Responsibility Report
Apple Procurement
SASB TC-HW-430a.1 Percentage of Tier 1 supplier facilities audited in the RBA Validated Audit Process (VAP) or equivalent, by (a) all facilities and (b) high-risk facilities
Apple conducts audits and supplier assessments deep into its supply chain, including manufacturing sites, AppleCare contact centers, logistics sites, distribution centers, Apple Stores, and identified tin, tantalum, gold, cobalt, and other minerals smelters and refiners, recyclers, and beyond. In 2019, Apple-managed assessments, which are consistent with VAP standards, covered 94 percent of Apple’s direct manufacturing spend, which extends beyond “Tier 1” suppliers. 2020 Supplier Responsibility Report, p80
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SASB TC-HW-430a.2 Tier 1 suppliers’
1. Non-conformance rate with the RBA Validated Audit Process (VAP) or equivalent, and
2. Associated corrective action rate for (a) priority non-conformances and (b) other non-conformances
2020 Supplier Responsibility Report, 2019 assessment results, p99
Anti-Corruption
GRI 103-1, 103-2, 103-3 Management approach Anti-Corruption Policy
205-2 Communication and training about anti-corruption policies and procedures
Business Conduct Policy
Apple Human Rights Policy
Modern Slavery Act Disclosure, Apple employee training, p10
Antitrust & Competition
GRI 103-1, 103-2, 103-3 Management approach Apple Antitrust and Competition Law Policy Statement
Business Conduct Policy, Competition and Trade Practices
App Store Competitive Practices
206-1 Legal actions for anticompetitive behavior, antitrust, and monopoly practices
When relevant, see Part I, Item 3 and Part II, Item 8 in Note 10 in our annual report on Form 10-K.
Our annual reports on Form 10-K and quarterly reports on Form 10-Q are available at investor.apple.com/investor-relations/sec-filings/default.aspx.
SASB TC-IM-520a.1 TC-SI-520a.1
Total amount of monetary losses as a result of legal proceedings associated with anticompetitive behavior regulations
When relevant, see Part I, Item 3 and Part II, Item 8 in Note 10 in our annual report on Form 10-K.
Our annual reports on Form 10-K and quarterly reports on Form 10-Q are available at investor.apple.com/investor-relations/sec-filings/default.aspx.
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https://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://s2.q4cdn.com/470004039/files/doc_downloads/gov_docs/Anti-Corruption_Policy.pdfhttps://investor.apple.com/Business-Conduct-Policyhttps://investor.apple.com/Apple-Human-Rights-Policyhttps://www.apple.com/supplier-responsibility/pdf/Apple-Combat-Human-Trafficking-and-Slavery-in-Supply-Chain-2019.pdfhttps://s2.q4cdn.com/470004039/files/doc_downloads/gov_docs/Policy-Statement-Dec-2018.pdfhttps://investor.apple.com/Business-Conduct-Policyhttps://www.apple.com/ios/app-store/principles-practices/http://investor.apple.com/investor-relations/sec-filings/default.aspxhttp://investor.apple.com/investor-relations/sec-filings/default.aspx
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Tax Strategy
GRI 103-1, 103-2, 103-3 Management approach The Facts About Apple’s Tax Payments
Apple accelerates U.S. investment and job creation
UK Tax Policy
207-1 Approach to tax The Facts About Apple’s Tax Payments
207-2 Tax governance, control, and risk management
Audit and Finance Committee Charter
The Facts About Apple’s Tax Payments
207-3 Stakeholder engagement and management of concerns related to tax
UK Tax Policy
Freedom of Expression
GRI 103-1, 103-2, 103-3 Management approach Apple Human Rights Policy
Apple’s Transparency Report
Apple is committed to respecting human rights, including the right to privacy and freedom of information and expression—see Privacy Governance
SASB TC-IM-220a.5 TC-SI-220a.5
List of countries where core products or services are subject to government-required monitoring, blocking, content filtering, or censoring
Apple’s Transparency Report provides information regarding government and private party requests for customer data as well as requests relating to app and content removal.
TC-IM-220a.6 Number of government requests to remove content, percentage compliance with requests
Apple’s Transparency Report
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https://www.apple.com/newsroom/2017/11/the-facts-about-apple-tax-payments/https://www.apple.com/newsroom/2018/01/apple-accelerates-us-investment-and-job-creation/https://www.apple.com/legal/more-resources/docs/uk-tax-policy.pdfhttps://www.apple.com/newsroom/2017/11/the-facts-about-apple-tax-payments/https://s2.q4cdn.com/470004039/files/doc_downloads/charters/2018.02.12_AFC_Charter.pdfhttps://www.apple.com/newsroom/2017/11/the-facts-about-apple-tax-payments/https://www.apple.com/legal/more-resources/docs/uk-tax-policy.pdfhttps://investor.apple.com/Apple-Human-Rights-Policyhttps://www.apple.com/legal/transparency/https://www.apple.com/legal/privacy/en-ww/governance/https://www.apple.com/legal/transparency/https://www.apple.com/legal/transparency/
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Environment
Framework Code Description Location / Omission
Product Life Cycle
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report: • Zero waste to landfill, p48 • Product materials, p31
Product Environmental Reports
301-1 Materials used by weight or volume 2020 Environmental Progress Report Independent Assurance Statement, p79
301-2 Recycled input materials used 2020 Environmental Progress Report: • Low-carbon design, p14 • Product materials, p31–43 • Assurance statements, fiber and plastic footprints, p88–93
Material Impact Profiles
301-3 Reclaimed products and their packaging materials
2020 Environmental Progress Report: • Reclaimed products, p40–41 • Zero waste to landfill, p48
Other Indicator Product longevity 2020 Environmental Progress Report, p38–40
Other Indicator Closed loop and end-of-life material recovery
2020 Environmental Progress Report, p30–43
SASB TC-HW-410a.1 Percentage of products by revenue that contain IEC 62474 declarable substances
Apple Environment Answers: REACH
Apple Regulated Substances Specification 2018
TC-HW-410a.2 Percentage of eligible products, by revenue, meeting the requirements for EPEAT registration or equivalent
2020 Environmental Progress Report Product energy efficiency, p15
TC-HW-410a.4 Weight of end-of-life products and e-waste recovered, percentage recycled
2020 Environmental Progress Report Product take-back, p40-43
TC-HW-410a.3 Percentage of eligible products, by revenue, meeting ENERGY STAR® criteria
2020 Environmental Progress Report Product energy efficiency, p15
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Energy & Renewable Energy
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report
302-1 Energy consumption within the organization
2020 Environmental Progress Report: • Energy efficiency, p16 • Renewable energy, p18 • Appendix A: Apple’s environmental data, p62 • Appendix B: Facilities renewable energy supplement, p68
302-2 Energy consumption outside of the organization
2020 Environmental Progress Report: • Appendix A: Apple’s environmental data, p62 • Appendix B: Facilities renewable energy supplement, p68 2020 CDP Climate, C6.2
302-4 Reduction of energy consumption 2020 Environmental Progress Report Energy efficiency, p16
302-5 Reductions of energy requirements of products and services
2020 Environmental Progress Report: • Low-carbon design, p13 • Energy efficiency, p16
Product Environmental Reports
Other Indicator Renewable energy projects and supplements
2020 Environmental Progress Report Appendix B: Facilities renewable energy supplement, p68–77
SASB TC-IM-130a.1 TC-SI-130a.1
1. Total energy consumed
2. Percentage grid electricity
3. Percentage renewable
2020 Environmental Progress Report: • Appendix A: Apple’s environmental data, p62–67 • Appendix B: Facilities renewable energy supplement, p68–77
2020 CDP Climate
TCFD Metrics & Targets: A A) Disclose the metrics used by the organization to assess climate-related risks and opportunities in line with its strategy and risk management process.
2020 Environmental Progress Report: • Climate Change, p8–13 • Appendix A: Apple’s environmental data, p62–67 • Appendix B: Facilities renewable energy supplement, p68–77 2020 CDP Climate
Metrics & Targets: C C) Describe the targets used by the organization to manage climate-related risks and opportunities and performance against targets.
2020 Environmental Progress Report, p7, 10
2020 CDP Climate, C4.1, C4.1a, C4.2
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Water & Waste
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report, Water, p44–46
303-1 Interactions with water as a shared resource
2020 Environmental Progress Report, Water, p44–46
In supply chain: 2020 Supplier Responsibility Report, p61–66
303-2 Management of water discharge- related impacts
2020 Environmental Progress Report, Water, p44–46
303-3 Water withdrawal 2020 Environmental Progress Report: • Water, p44–46 • Appendix A: Apple’s environmental data, p62–67
SASB TC-IM-130a.2 TC-SI-130a.2
1. Total water withdrawn
2. Total water consumed, percentage of each in regions with High or Extremely High Baseline Water Stress
2020 Environmental Progress Report: • Water, p44–46 • Appendix A: Apple’s environmental data, p62–67
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report, Zero waste, p48
306-2 Waste by type and disposal method 2020 Environmental Progress Report Appendix A: Apple’s environmental data, p62–67
Carbon Emissions
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report, Our approach, p10
2020 CDP Climate, C4.1a
305-1 Direct (Scope 1) GHG emissions 2020 Environmental Progress Report: • Appendix A: Apple’s environmental data, p62–67 • Appendix B: Facilities renewable energy supplement, p68
305-2 Energy indirect (Scope 2) GHG emissions 2020 Environmental Progress Report: • Appendix A: Apple’s environmental data, p62–67 • Appendix B: Facilities renewable energy supplement, p68
GRI 305-3 Other indirect (Scope 3) GHG emissions 2020 Environmental Progress Report Appendix A: Apple’s environmental data, p62–67
305-4 GHG emissions intensity 2020 CDP Climate, C6.10
305-5 Reduction of GHG emissions 2020 Environmental Progress Report, p13
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GRI 305-7 Nitrogen oxides (NOX), sulfur oxides (SOX), and other significant air emissions
2020 Environmental Progress Report Appendix B: Facilities renewable energy supplement, p68
TCFD Metrics & Targets: B Disclose Scope 1, Scope 2, and, if appropriate, Scope 3 greenhouse gas (GHG) emissions, and the related risks.
2020 Environmental Progress Report, p12, 63
Environmental Footprint of Infrastructure
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report Reflecting our values in our green buildings, p50
Other Indicator Environmental-Certified facilities (LEED and BREEAM)
2020 Environmental Progress Report Reflecting our values in our green buildings, p50
SASB TC-IM-130a.3 TC-SI-130a.3
Discussion of the integration of environmental considerations into strategic planning for data center needs
2020 Environmental Progress Report: • Energy efficiency, p16 • Renewable electricity, p18 • A focus on data centers, p71–77
Environmental Compliance & Habitat Conservation
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report, p46, 53–60
Apple Environment Answers: REACH
304-3 Habitats protected or restored 2020 Environmental Progress Report, p25–26, 37
2020 Supplier Responsibility Report, Salmon Gold case study, p51
Supplier Responsibility—Environment
GRI 103-1, 103-2, 103-3 Management approach 2020 Supplier Responsibility Report Setting and upholding the highest standards, p10
308-1 New suppliers that were screened using environmental criteria
2020 Supplier Responsibility Report, On-boarding new suppliers, p78
308-2 Negative environmental impacts in the supply chain and actions taken
2020 Supplier Responsibility Report, p59–62
Apple ESG Index (Updated December 2020) 13
http://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/environment/answers/http://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdf
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Climate Change Risks & Opportunities
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report, p10
2020 CDP Climate, C1.1, C1.1a
201-2 Financial implications and other risks and opportunities due to climate change
2020 CDP Climate, C2.3, C2.3a
2020 Form 10-K, Item 1A. Risk Factors, p13
TCFD Governance: A Describe the board’s oversight of climate-related risks and opportunities.
2020 CDP Climate, C1.1, C1.1a
Governance: B Describe management’s role in assessing and managing risks and opportunities.
2020 CDP Climate, C1.1, C1.1a
Strategy: A Describe the climate-related risks and opportunities the organization has identified over the short, medium, and long term.
2020 CDP Climate, C2.3, C2.3a, C2.4, C2.4a
Strategy: B Describe the impact of climate-related risks and opportunities on the organization’s businesses, strategy, and financial planning.
2020 CDP Climate, C2.3, C2.3a, C2.4, C2.4a, C3.1d, C3.1e
Strategy: C Describe the resilience of the organization’s strategy, taking into consideration different climate-related scenarios, including a 2°C or lower scenario.
2020 CDP Climate, C3.1, C3.1c
2020 Environmental Progress Report, p10
Risk Management: A Describe the organization’s processes for identifying and assessing climate-related risks.
2020 CDP Climate, C2.2, C2.2a
Risk Management: B Describe the organization’s processes for managing climate-related risks.
2020 CDP Climate, C2.2
Risk Management: C Describe how processes for identifying, assessing, and managing climate-related risks are integrated into the organization’s overall risk management.
2020 CDP Climate, C2.2
TC-SI-550a.2 Description of business continuity risks related to disruptions of operations
2020 Form 10-K, Item 1A. Risk Factors, p5-13
Apple ESG Index (Updated December 2020) 14
http://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttp://d18rn0p25nwr6d.cloudfront.net/CIK-0000320193/7b5717ca-6222-48e6-801c-9ea28feeef86.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttps://www.apple.com/environment/pdf/Apple_CDP-Climate-Change-Questionnaire_2020.pdfhttp://d18rn0p25nwr6d.cloudfront.net/CIK-0000320193/7b5717ca-6222-48e6-801c-9ea28feeef86.pdf
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Privacy
Framework Code Description Location / Omission
Customer Privacy
GRI 103-1, 103-2, 103-3 Management approach Privacy - Apple
Privacy Governance
SASB TC-IM-220a.4 TC-SI-220a.4
1. Number of law enforcement requests for user information
2. Number of users whose information was requested
3. Percentage resulting in disclosure
Apple’s Transparency Report
TC-IM-220a.1 TC-SI-220a.1
Description of policies and practices relating to behavioral advertising and user privacy
Privacy - Apple
Advertising & Privacy
TC-SI-220a.2 Number of users whose information is used for secondary purposes
Apple’s Privacy Policy
TC-IM-220a.3 TC-SI-220a.3
Total amount of monetary losses as a result of legal proceedings associated with user privacy
When relevant, see Part I, Item 3 and Part II, Item 8 in Note 10 in our annual report on Form 10-K.
Our annual reports on Form 10-K and quarterly reports on Form 10-Q are available at investor.apple.com/investor-relations/sec-filings/default.aspx.
Data Security
SASB TC-HW-230a.1 Description of approach to identifying and addressing data security risks in products
Privacy - Apple
Privacy Governance
2020 Proxy Statement, Board oversight of risk management
TC-IM-230a.2 TC-SI-230a.2
Description of approach to identifying and addressing data security risks, including use of third-party cybersecurity standards
Privacy - Apple
Privacy Governance
2020 Proxy Statement, Board oversight of risk management
Apple ESG Index (Updated December 2020) 15
https://www.apple.com/privacyhttps://www.apple.com/legal/privacy/en-ww/governance/https://www.apple.com/legal/transparency/https://www.apple.com/legal/transparency/%250ahttps://www.apple.com/privacyhttps://support.apple.com/en-us/HT205223https://www.apple.com/legal/privacy/en-ww/http://investor.apple.com/investor-relations/sec-filings/default.aspxhttps://www.apple.com/privacyhttps://www.apple.com/legal/privacy/en-ww/governance/http://d18rn0p25nwr6d.cloudfront.net/CIK-0000320193/3e18c92b-c651-45d7-87da-545314ef3323.pdfhttps://www.apple.com/privacyhttps://www.apple.com/legal/privacy/en-ww/governance/http://d18rn0p25nwr6d.cloudfront.net/CIK-0000320193/3e18c92b-c651-45d7-87da-545314ef3323.pdf
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Our People
Framework Code Description Location / Omission
Employment
GRI 103-1, 103-2, 103-3 Management approach Jobs at Apple
Apple Benefits
401-2 Benefits provided to full-time employees that are not provided to temporary or part-time employees
Jobs at Apple
Apple Benefits
401-3 Parental leave Apple Benefits
Other Indicator Employee stock ownership Apple Benefits
Occupational Health & Safety
GRI 103-1, 103-2, 103-3 Management approach EHS Policy Statement
403-6 Promotion of worker health EHS Policy Statement
403-7 Prevention and mitigation of occupational health and safety impacts directly linked by business relationships
EHS Policy Statement
2020 Supplier Responsibility Report, Health and safety by design, p33–38
Training & Education
GRI 103-1, 103-2, 103-3 Management approach Apple Benefits
404-2 Programs for upgrading employee skills and transition assistance programs
Apple Benefits
Human Rights Assessment
GRI 103-1, 103-2, 103-3 Management approach Apple Human Rights Policy
Business Conduct Policy
2020 Supplier Responsibility Report, Setting and upholding the highest standards, p10 2019 Statement on Efforts to Combat Human Trafficking and Slavery in Our Business and Supply Chains
Conflict Minerals Report
Privacy Governance
Apple ESG Index (Updated December 2020) 16
https://www.apple.com/jobs/us/about.htmlhttps://www.apple.com/jobs/us/benefits.htmlhttps://www.apple.com/jobs/us/about.htmlhttps://www.apple.com/jobs/us/benefits.htmlhttps://www.apple.com/jobs/us/benefits.htmlhttps://www.apple.com/jobs/us/benefits.htmlhttps://www.apple.com/environment/pdf/Apple_EHS_Policy_Statement_2020.pdfhttps://www.apple.com/environment/pdf/Apple_EHS_Policy_Statement_2020.pdfhttps://www.apple.com/environment/pdf/Apple_EHS_Policy_Statement_2020.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/jobs/us/benefits.htmlhttps://www.apple.com/jobs/us/benefits.htmlhttps://investor.apple.com/Apple-Human-Rights-Policyhttps://investor.apple.com/Business-Conduct-Policyhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Combat-Human-Trafficking-and-Slavery-in-Supply-Chain-2019.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Conflict-Minerals-Report.pdfhttps://www.apple.com/legal/privacy/en-ww/governance/
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GRI 412-1 Operations that have been subject to human rights reviews or impact assessments
2020 Supplier Responsibility Report: • Setting and upholding the highest standards, p10 • Aligning with the United Nations Guiding Principles, p111–114
412-2 Employee training on human rights policies or procedures
Apple Human Rights Policy
Modern Slavery Act Disclosure, Apple employee training, p10
2019 Statement on Efforts to Combat Human Trafficking and Slavery in Our Business and Supply Chains, p10–11
Privacy Governance
412-3 Significant investment agreements and contracts that include human rights clauses or that underwent human rights screening
Supplier Code of Conduct
Supplier Responsibility Standards
SASB TC-HW-440a.1 TC-SC-440a.1
Description of the management of risks associated with the use of critical materials
Conflict Minerals Report (CMR)
Regulated Substances Specification
2020 Supplier Responsibility Report, Smart chemistry, p36
Apple Material Impact Profiles
Diversity & Equal Opportunity
GRI 103-1, 103-2, 103-3 Management approach Apple Inclusion & Diversity
Business Conduct Policy
Apple Human Rights Policy
405-1 Diversity of governance bodies and employees
Apple Inclusion & Diversity
Apple Leadership and Governance
405-2 Ratio of basic salary and remuneration of women to men
Apple Inclusion & Diversity
2019 UK Gender Pay Gap Report
Other Indicator Racial equity Racial Equity and Justice Initiative
Apple Human Rights Policy
SASB TC-HW-330a.1 TC-IM-330a.3 TC-SI-330a.3
Percentage of gender and racial/ethnic group representation for: 1. management 2. technical staff 3. all other employees
Apple Inclusion & Diversity
Apple ESG Index (Updated December 2020) 17
https://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://investor.apple.com/Apple-Human-Rights-Policyhttps://www.apple.com/supplier-responsibility/pdf/Apple-Combat-Human-Trafficking-and-Slavery-in-Supply-Chain-2019.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Combat-Human-Trafficking-and-Slavery-in-Supply-Chain-2019.pdfhttps://www.apple.com/legal/privacy/en-ww/governance/https://www.apple.com/supplier-responsibility/pdf/Apple-Supplier-Code-of-Conduct-January.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Supplier-Responsible-Standards.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Conflict-Minerals-Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple-Regulated-Substance-Specification.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/environment/pdf/Apple_Material_Impact_Profiles_April2019.pdfhttps://www.apple.com/diversity/https://investor.apple.com/Business-Conduct-Policyhttps://investor.apple.com/Apple-Human-Rights-Policyhttps://www.apple.com/diversity/https://investor.apple.com/leadership-and-governance/default.aspxhttps://www.apple.com/diversity/https://www.apple.com/legal/more-resources/docs/uk-gender-pay-gap-report-2019.pdfhttps://twitter.com/tim_cook/status/1271113929754685441?s=20https://investor.apple.com/Apple-Human-Rights-Policyhttps://www.apple.com/diversity/
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Employee Engagement
GRI 103-1, 103-2, 103-3 Management approach Apple Inclusion & Diversity
Apple Jobs
Apple Benefits, Feel good about giving
Apple Culture of Giving
Apple Makes Mobility Data Available to Aid Covid-19 Efforts
SASB TC-IM-330a.2 TC-SI-330a.2
Employee engagement as a percentage Apple Inclusion & Diversity
Apple Culture of Giving
Apple Benefits, Feel good about giving
Apple ESG Index (Updated December 2020) 18
https://www.apple.com/diversity/https://www.apple.com/jobs/us/about.htmlhttps://www.apple.com/jobs/us/benefits.htmlhttps://www.apple.com/newsroom/2019/01/out-of-a-culture-of-giving-a-world-of-difference/https://www.apple.com/newsroom/2020/04/apple-makes-mobility-data-available-to-aid-covid-19-efforts/https://www.apple.com/diversity/https://www.apple.com/newsroom/2019/01/out-of-a-culture-of-giving-a-world-of-difference/https://www.apple.com/jobs/us/benefits.html
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Our Customers and Communities
Framework Code Description Location / Omission
Local Communities
GRI 103-1, 103-2, 103-3 Management approach Apple and ConnectED
Supporting K–12 Education
Health: Apple Health App, Healthcare, Health on Apple Watch, Health Research
Job Creation: Jobs Footprint, Job Creation (U.S.), Job Creation (UK)
413-1 Operations with local community engagement, impact assessments, and development programs
Apple and ConnectED
Apple supports students across the world, from all backgrounds, through its iOS Developer Academies: • Apple opens first iOS Developer Academy in Naples • Apple announces expanded coding initiatives in Singapore and Indonesia
Apple’s Community Education Initiative: • Apple teams up with HBCUs to bring coding and creativity opportunities to
communities across the U.S. • A career in tech, built with coding and determination • Creativity and community come together at Apple’s Teacher Coding Academies
• One Tuskegee educator’s mission to preserve legacy through storytelling and iPad
Community partnerships to support education • Apple partners with 100cameras to teach chicago students photography
with iPhone • Apple teams with media literacy programs in the U.S. and Europe • Apple and Dream Corps build career opportunities for Oakland coders
• Atlantic City educators reimagine after-school learning to lift a community
• Apple and Gallaudet University foster innovation in education
Apple Entrepreneur Camp, designed for organizations founded and led by women: First year of Apple Entrepreneur Camp offers invaluable experiences to 100 innovators
Housing Pledge • Apple commits $2.5 billion to combat housing crisis in California • Apple allocates more than $400 million toward its $2.5 billion commitment to
combat California’s housing crisis
Apple ESG Index (Updated December 2020) 19
https://www.apple.com/connectED/https://www.apple.com/education/k12/https://www.apple.com/ios/health/https://www.apple.com/healthcare/https://www.apple.com/healthcare/apple-watch/https://www.apple.com/ios/research-app/https://www.apple.com/newsroom/2019/08/apples-us-job-footprint-grows-to-two-point-four-million/https://www.apple.com/job-creation/https://www.apple.com/uk/job-creation/https://www.apple.com/connectED/http://apple.com/newsroom/2016/10/apple-opens-first-ios-developer-academy-in-naples/http://apple.com/newsroom/2019/03/apple-announces-expanded-coding-initiatives-in-singapore-and-indonesia/https://www.apple.com/newsroom/2020/07/apple-teams-up-with-hbcus-to-bring-coding-and-creativity-opportunities-to-communities-across-the-us/http://apple.com/newsroom/2019/02/a-career-in-tech-built-with-coding-and-determination/http://apple.com/newsroom/2019/08/creativity-and-community-come-together-at-apples-teacher-coding-academies/https://www.apple.com/newsroom/2020/11/one-tuskegee-educators-mission-to-preserve-legacy-through-storytelling-and-ipad/https://www.apple.com/newsroom/2019/11/apple-partners-with-100cameras-to-teach-chicago-students-photography-with-iphone/https://www.apple.com/newsroom/2019/03/apple-teams-with-media-literacy-programs-in-the-us-and-europe/https://www.apple.com/newsroom/2019/02/apple-and-dream-corps-build-career-opportunities-for-oakland-coders/https://www.apple.com/newsroom/2020/11/atlantic-city-educators-reimagine-after-school-learning-to-lift-a-community/https://www.apple.com/newsroom/2020/10/apple-and-gallaudet-university-foster-innovation-in-education/https://developer.apple.com/entrepreneur-camp/https://www.apple.com/newsroom/2019/10/first-year-of-apple-entrepreneur-camp-offers-invaluable-experiences-to-100-innovators/https://www.apple.com/newsroom/2019/11/apple-commits-two-point-five-billion-to-combat-housing-crisis-in-california/https://www.apple.com/newsroom/2020/07/apple-allocates-more-than-400-million-to-combat-california-housing-crisis/
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GRI 413-1 (Continued) Operations with local community engagement, impact assessments, and development programs
Covid-19: • Mobility Data to Aid Covid-19 efforts • Partnerships for Covid-19 Contact Tracing Technology • Apple PPE donation helps Zambia in the fight against COVID-19 and HIV • Covid-19 CDC website and app
• Apple expands partnership with (RED) to combat HIV/AIDS and COVID-19
(PRODUCT)RED: • Apple introduces iPhone 8 and iPhone 8 Plus (PRODUCT)RED Special Edition • Apple and (RED) celebrate record year of giving
• Apple expands partnership with (RED) to combat HIV/AIDS and COVID-19
Other: • Honoring America’s veterans
Other Indicator Employee giving program and volunteering matching
How Apple Volunteers Are Helping Transform Lives
Apple Benefits, Feel good about giving
A landmark year of giving from Apple
Other Indicator Girls’ access to education Apple supports girls’ access to education through the Malala Fund: • Apple teams with Malala Fund to support girls’ education • Apple supports Malala Fund expansion in Latin America
Apple ESG Index (Updated December 2020) 20
https://www.apple.com/newsroom/2020/04/apple-makes-mobility-data-available-to-aid-covid-19-efforts/https://www.apple.com/newsroom/2020/04/apple-and-google-partner-on-covid-19-contact-tracing-technology/https://www.apple.com/newsroom/2020/12/apple-ppe-donation-helps-zambia-in-the-fight-against-covid-19-and-hiv/https://www.apple.com/newsroom/2020/03/apple-releases-new-covid-19-app-and-website-based-on-CDC-guidance/https://www.apple.com/newsroom/2020/12/apple-expands-partnership-with-red-to-combat-hiv-aids-and-covid-19/https://www.apple.com/newsroom/2018/04/apple-introduces-iphone-8-and-iphone-8-plus-productred-special-edition/https://www.apple.com/newsroom/2017/11/apple-and-red-celebrate-record-year-of-giving/https://www.apple.com/newsroom/2020/12/apple-expands-partnership-with-red-to-combat-hiv-aids-and-covid-19/https://www.apple.com/newsroom/2020/11/honoring-americas-veterans/https://www.apple.com/newsroom/2019/01/out-of-a-culture-of-giving-a-world-of-difference/https://www.apple.com/jobs/us/benefits.htmlhttps://www.apple.com/newsroom/2020/12/a-landmark-year-of-giving-from-apple/http://apple.com/newsroom/2018/01/apple-teams-with-malala-fund-to-support-girls-education/http://apple.com/newsroom/2018/07/apple-supports-malala-fund-expansion-in-latin-america/
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Other Indicator Education resources and support Supporting K-12 Education: • Everyone Can Create
– Apple unveils Everyone Can Create curriculum to spark student creativity
• Everyone Can Code – Apple updates coding programs and resources for educators and students – Apple expands Everyone Can Code to bring more coding resources to
teachers and students
• Develop in Swift – Students across Europe learn Swift to unlock new opportunities – Swift Playgrounds
• Teacher Resources – Apple Teacher – Apple’s Teacher Coding Academies – Free curriculums for teaching code – Apple teams up with Chicago Public Schools and Northwestern University
to bring coding to Chicago teachers
• Apple Distinguished Educator program recognizes and nurtures educators who are using Apple technology to transform learning: – Future forward: The 40-year mission of an Apple Distinguished Educator
Other Indicator Technology to support health • Healthcare • Health on Apple Watch • Apple Health App • Health Research
Supplier Responsibility—Social
GRI 103-1, 103-2, 103-3 Management approach 2020 Supplier Responsibility Report, p57–62
Apple Procurement
Material Impact Profiles
414-1 New suppliers that were screened using social criteria
2020 Supplier Responsibility Report Engaging earlier to accelerate progress, p78
414-2 Negative social impacts in the supply chain and actions taken
2020 Supplier Responsibility Report, Accountability, p89
Apple ESG Index (Updated December 2020) 21
https://www.apple.com/education/k12/https://www.apple.com/education/k12/everyone-can-create/https://www.apple.com/newsroom/2018/03/apple-unveils-everyone-can-create-curriculum-to-spark-student-creativity/https://www.apple.com/uk/education/k12/teaching-code/#everyone-can-codehttps://www.apple.com/newsroom/2020/07/apple-updates-coding-programs-and-resources-for-educators-and-students/https://www.apple.com/newsroom/2019/11/apple-expands-everyone-can-code-to-bring-more-coding-resources-to-teachers-and-students/https://www.apple.com/education/k12/teaching-code/#develop-in-swifthttps://www.apple.com/newsroom/2019/10/students-across-europe-learn-swift-to-unlock-new-opportunities/https://www.apple.com/swift/playgrounds/https://www.apple.com/education/k12/teacher-resources/https://www.apple.com/education/k12/apple-teacher/https://www.apple.com/newsroom/2019/08/creativity-and-community-come-together-at-apples-teacher-coding-academies/http://apple.com/education/k12/teaching-code/https://www.apple.com/newsroom/2018/03/apple-announces-new-effort-to-bring-coding-to-chicago-teachers/https://www.apple.com/education/k12/apple-distinguished-educator/https://www.apple.com/newsroom/2020/07/future-forward-the-40-year-mission-of-an-apple-distinguished-educator/https://www.apple.com/healthcare/https://www.apple.com/healthcare/apple-watch/https://www.apple.com/ios/health/https://www.apple.com/ios/research-app/https://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/procurement/https://www.apple.com/environment/pdf/Apple_Material_Impact_Profiles_April2019.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdfhttps://www.apple.com/supplier-responsibility/pdf/Apple_SR_2020_Progress_Report.pdf
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Public Policy
GRI 103-1, 103-2, 103-3 Management approach Public Policy Advocacy
415-1 Political contributions Political Contributions
Business Conduct Policy, Political Contributions
Product Safety
GRI 103-1, 103-2, 103-3 Management approach 2020 Environmental Progress Report, Smarter Chemistry, p51–60
416-1 Assessment of the health and safety impacts of product and service categories
2020 Environmental Progress Report, Smarter Chemistry, p51–60
Apple Regulated Substances Specification
Restricted Chemicals for Wearables
Adapter and Power Cord Safety and Reliability
iPhone Battery Safety
Parental Controls
Emergency SOS on iPhone
Accessibility
GRI 103-1, 103-2, 103-3 Management approach Accessibility — Apple
Other Indicator Product accessibility features Mac, iPad, iPhone, Apple Watch, Apple TV, HomePod
Apple, creatives, and disability rights activists reflect on 30 years of the Americans with Disabilities Act
Other Indicator Community support Support for students: Apple brings Everyone Can Code to schools serving blind and deaf students nationwide
• Tools for developers to build accessible technology
• Apple and Gallaudet University foster innovation in education
Support for customers: • App Store Accessibility Collection
• Today at Apple Accessibility Sessions
Apple ESG Index (Updated December 2020) 22TM and © 2020 Apple Inc. All rights reserved.
https://www.apple.com/public-policy-advocacy/https://s2.q4cdn.com/470004039/files/doc_downloads/advocacy/2014.04.03_Political_Contributions.pdfhttps://investor.apple.com/Business-Conduct-Policyhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttp://www.apple.com/environment/pdf/Apple_Environmental_Progress_Report_2020.pdfhttps://www.apple.com/environment/pdf/Apple_Regulated_Substances_Specification_Sept2018.pdfhttps://www.apple.com/support/assets/docs/products/watch/Restricted_Chemicals_for_Wearables.pdfhttps://support.apple.com/en-us/HT204178https://support.apple.com/en-us/HT210323https://www.apple.com/families/https://support.apple.com/en-us/HT208076https://www.apple.com/accessibility/https://www.apple.com/accessibility/mac/https://www.apple.com/accessibility/ipad/https://www.apple.com/accessibility/iphone/https://www.apple.com/accessibility/watch/https://www.apple.com/accessibility/tv/https://www.apple.com/accessibility/homepod/https://www.apple.com/newsroom/2020/07/apple-creatives-and-disability-rights-activists-reflect-on-30-years-of-the-americans-with-disabilities-act/https://www.apple.com/newsroom/2018/05/apple-brings-everyone-can-code-to-schools-serving-blind-and-deaf-students/http://developer.apple.com/accessibilityhttps://www.apple.com/newsroom/2020/10/apple-and-gallaudet-university-foster-innovation-in-education/https://apps.apple.com/us/story/id1266441335https://www.apple.com/today/collection/accessibility-collection/
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