Anderson-Toward a Phenomenological Understanding of the Narrative Self and Narrative-Based Therapy
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Transcript of Anderson-Toward a Phenomenological Understanding of the Narrative Self and Narrative-Based Therapy
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Toward a Phenomenological Understanding of Narrative
Self-constitution and Narrative-based Therapy
(7/7/11 Draft)
Travis Anderson,Brigham Young University ([email protected])
I. Introduction
This paper is thoroughly propaedeutic in nature. It is meant to briefly and tentatively
review, relate and explore some of the more compelling implications of philosophical and
psychological texts which have suggested or entailed a claim that the self (not the mind, soul, or
metaphysical subject, but the I to which each of us refers in thinking or saying myself) is best
understood as an embodied, self-conscious, and prolonged activity of dramatic self-narration. The
first major premise of this study is that Descartes, Hume, and especially Nietzsche and Heidegger,
were right in implying, and at various times explicitly claiming, that the self is a function of
creative existential processes having a narrative (though not always verbal) structure. The second
is that while Freud committed himself to various questionable topological models of the psyche,
both his clinical observations and the successes of his various investigative methods similarly
attest to (and are best explained by) a narrative conception of the self. This paper will further
consider whether non-narrative influences and determinants of the self (both genetically-controlled
components like gender, race, and bodily features, as well as existentially-fixed components like
native language, native country and culture, and historical situationelements which situate and
initiate the trajectory of self-narration even though they arent controlled by or reducible to it) are
architectonically structured and assigned meaning by the narrative activity that weaves them
together into a cohesive wholethus functioning as threads of an animated tapestry the evolving
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pictorial configuration of which is what ultimately determines their significance and role. Lastly,
this paper will argue that the time at play in the narrative structure of the self must be an
interpersonal time like that articulated by the French phenomenlogist Emmanuel Levinas, a time
which grounds the possibility of a personal history capable of therapeutic revision. Given these
premises, this paper will suggest that many forms of psychotherapybad or goodcould be
profitably understood as interpersonal interventions which effectively contribute to or manipulate
any and all of the pre-narrative, narrative and meta-narrative elements of the self that are
continually legislating and structuring the lived activities of self-constitution, self-identity and self-
affirmation. It may also follow that while scientific methods and reasoning can and should be used
to the collect data and address physiological factors contributing to psychological issues, many
forms of psychotherapy are fundamentally variations of textual hermeneutics, Hence, those forms
of psychotherapy would be social sciences only to the degree that their hermeneutic interventions
are guided and informed by theoretically sound methods and accurate data.
II. The Birth and Annihilation of the Modernist Self
On November 10, 1619, Rene Descartes initiated his famous metaphysical ruminations that
were to result in the affirmation of an indubitable cogito, which Descartes was later to describe in
his Discourse on the Method as a substance entirely distinct from the body, whose whole
essence or nature is simply to think, and which does not require any place, or depend on any thing,
in order to exist (1985, p. 127). In the Meditations, Descartes amplified this explanation of his
thinking substance: What then am I? he asked himself. His answer: A thing that thinks. What
is that? A thing that doubts, understands, affirms, denies, is willing, is unwilling, and also imagines
and has sensory perceptions (1984, p. 19). In all of these descriptionswhich identify not only
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activities constitutive of the cogito, but indicate a curious separation of the cogito from its
empirically-affirmed environmentDescartes betrays his conceptual debt to Montaigne, who in
searching for a universal human nature similarly discovered only his own thoughts, feelings, and
emotions, separated from the world and from the ideas and affectations of other selves (Gaukroger,
1995, pp. 318-19).
And yet, in a skeptical reversal the significance of which cannot be overstated (but is often
overlooked), Descartes pushed his analysis in theMeditations beyond the indubitability of a cogito
and the identification of its constitutive activities, to a genuine aporia. Firstly, after remarking that
his list of attributions to the I is a considerable one, he asked himself if every activity on the list
indeed belongs to him:
Is it not one and the same I who is now doubting almost everything, who nonetheless
understands some things, who affirms that this one thing is true, denies everything else,
desires to know more, is unwilling to be deceived, imagines many things even
involuntarily, and is aware of many things which apparently come from the senses? Are not
all these things just as true as the fact that I exist, even if I am asleep all the time, and even
if he who created me is doing all he can to deceive me? Which of all these activities is
distinct from my thinking? Which of them can be said to be separate from myself? (1985,
p. 19)
Descartes responded to these questions by affirming (twice) that the I who is doubting,
understanding, willing and imagining is indeed the same I whose existence is beyond doubt,
even if the objects of that understanding, imagining or perceiving are in many ways doubtful. Said
otherwise, while Descartes concluded that the objective correlates of ideas and affectations can be
legitimately doubted, those mental activities themselves cannot. Hence, the existence of the I is
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indubitable precisely because it is nothing other than the sum of those activities which both
constitute and affirm it even in the very act of doubting it. Secondly, in a this singular observation
which merits particular attention, Descartes confesses that he is haunted by this troubling
discovery:
It still appearsand I cannot stop thinking thisthat the corporeal things of which images
are formed in my thought, and which the senses investigate, are known with much more
distinctness than this puzzling I which cannot be pictured in the imagination. And yet it
is surely surprising that I should have a more distinct grasp of things which I realize are
doubtful, unknown and foreign to me, than I have of that which is true and knownmy
own self. (1985, p. 20)
Descartes observation highlights the curious fact that the indubitable I cannot perceive or
picture itself despite its own self-certainty. While empirical objects can be made present to
thought, and conceived distinctly (thoroughly submitted to analysis), however doubtful they may
be, the nature or strange substantiality of the I itselfcannot be thought at all apart from its own
activity. Descartes tried to resolve this puzzle by distinguishing perception and imagination from
intellect and judgment, and by attributing knowledge only to thoughts originating in the latter two
sources. And even though such a distinction provides a workable account (however problematic)
of why the truthfulness of imaginations and perceptions is less certain that that of judgments, it
does not explain why the I, apparently unlike all other substances, can truly manifest its
existence and activity without simultaneously revealing itself. Descartes never returns to solve this
aporia. And with good reason, as we will discover: the only plausible answer to his perplexing
question of how the I can indeed exist without providing any way to perceive or picture that
existence would undermine Descartes entire metaphysical system, which rests securely on the
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presumption of two fundamental substances, of which body is oneand mind the other.
Descartes aporia was deepened and almost solved by David Humes famous examination
of the self inA Treatise of Human Naturepublished in 1739, one hundred and twenty years after
Descartes carried out his metaphysical ruminations. Hume noted that the various conceptions of
the soul or mind authored by Western philosophy are predominantly those of an immaterial
subjectum that is both simple (irreducible to parts) and permanent (invariably the same). He further
observed that this subjectivity is presumed to be the enduring locus of all our constantly fluctuating
mental states, willful activities and individual psychological characteristics. Accordingly,
committed as he was to a belief that all objectively valid simple or complex ideas must be traceable
to simple sense impressions, Hume attempted to trace our idea of theselfto a simple and invariable
sense impressionbut without success. He therefore reasoned: Self or person is not any one
impression, but that to which our several impressions and ideas are supposed to have a reference. If
any impression gives rise to the idea of self, that impression must continue invariably the same,
thro the whole course of our lives; since self is supposed to exist after that manner. But there is no
impression constant and invariable (Treatise, p. 251, emphasis mine). Having thus failed to
discover any enduring impression to which an idea of the self as such could be linked and thereby
legitimated (and having refused from the outset to endorse without evidence Descartes dogmatic
belief in a soul with which the self could be metaphysically identified and thereby substantiated),
and yet, having affirmed Descartes assertion that the self is inseparable from the mental activities
associated with it, Hume is forced to the inescapable conclusion (virtually identical to that which
Husserl and other phenomenologists draw almost two hundred years later) that the self can only be
identical to consciousness itself, since it ceases to exist when conscious activities are suspended or
curtailed:
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When I enter most intimately into what I call myself, I always stumble on some particular
perception or other, of heat or cold, light or shade, love or hatred, pain or pleasure. I never
can catch myselfat any time without a perception, and never can observe any thing but the
perception. When my perceptions are removd for any time, as by a sound sleep; so long
am I insensible ofmyself, and may truly be said not to exist. And were all my perceptions
removd by death, and coud I neither think, nor feel, nor see, nor love, nor hate after the
dissolution of my body, I should be entirely annihilated. (Treatise, p. 252)
Consequently, explained Hume, the self must be nothing other than a bundle of fluctuating
perceptions, while the mind is a kind of theatre on which those perceptions play out:
I may venture to affirm of the rest of mankind, that they are nothing but a bundle or
collection of different perceptions, which succeed each other with an inconceivable
rapidity, and are in a perpetual flux or movement . . . The mind is a kind of theatre, where
several perceptions successively make their appearance, pass, re-pass, glide away, and
mingle in an infinite variety of postures and situations. There is properly nosimplicity in it
at any one time, nor identity in different; whatever natural propensity we may have to
imagine that simplicity and identity. The comparison of the theater must not mislead us.
They are the successive perceptions only, that constitute the mind; nor have we the most
distant notion of the place, where these scenes are represented, or of the materials, of which
it is composed. (Treatise, pp. 252-53)
In sum, Hume concluded that the selfso long as it existscan be nothing other than a rapid and
ceaseless succession of conscious perceptions, played out as it were upon a stage. And since there
is no subjective identityper se to be found in any of those staged impressions, the selfper se is not
a substance, nor even a genuine idea; it is a fanciful fabrication of which we speak through sheer
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force of habit.
Ironically, given Humes own cautionary advice not to let the metaphor of a theater
mislead us, it is Hume himself who is ultimately mislednot by the metaphor, it is true, but by his
own overly cautious reading of it. Like Descartes before him, he does not attend carefully enough
to the implications of his own proto-phenomenological descriptions, and he dismisses them
without recognizing their obvious importance to his analytic account. What Humes analysis
nevertheless reveals, and what his metaphor underscores, is that the I or self is notreducible to
perceptions bundled without unity, as he erroneously supposes. Furthermore, the selfdoes indeed
emerge on the stage where those perceptions are collected, rehearsed, and granted or denied an
audience. While it is true that the self is not identifiable with any one (or the sum total) of the
almost infinite mental activities or perceptions themselves, a unified self nevertheless takes shape
on the stage of mental activity precisely through the unifyingactivity of collecting, rehearsing and
experiencing them. In other words, it is theplay, not the players, that constitutes the characteristic
simplicity and misunderstood invariability of the self; the phantom I or self that constantly slips
through the glove of philosophers sensitive only to substance is precisely the activity of conscious
life, an activity, moreover, that by virtue of its directionality, duration and logographic cohesion is
best conceived (I will argue) as having a narrative structure. To employ a more contemporary and
apt metaphor, Humes constantly fluctuating and staged bundle of perceptions is a moving
picture or movie in which perceptions are sequentially presented, plotted out, and edited
together into a dramatic narrative whole.
Hume (like Kant after him) was absolutely right to conclude, against Descartes, that we
have no defensible justification for believing the self is reducible to a substance or thing, even a
thinkingsubstance. But Hume was wrong to suppose in consequence of that insight that the selfs
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irreducibility to matter, soul, or some other substantial form or entity precludes it being a non-
substantial and temporally extended, but self-consciously connected series of lived activities,
affective states and conscious experiences (as Descartes glimpsed, though through a glass darkly,
and as I think Kant began to understand, as evidenced by his insistence on the unity of
apperception). Yet even Kant was wrong to ground that unity, in accordance with the
transcendental structures of reason, in a transcendental subjectper sehowever much he qualified
that claim by insisting that one should never try to intuit or represent the transcendental subject, or
even reference it except by way of an empty concept.
Nevertheless, it was Kant who illuminated the key to solving the ontological puzzle of the
self by highlighting and further developing Humes insight that any and all experiencesbe they
perceptions, imaginations, affectations, or ideasmust be claimed as mine in order to count as
experience at all. Martin Heidegger then supplemented Kants discovery with Edmund Husserls
revived scholastic doctrine of intentionality to demonstrate that subjectivity thought as an
underlying metaphysical substance is not only an insurmountably problematic construct, but an
unnecessary and illegitimate one. Despite its own shortcomings, Heideggers existential analytic of
Dasein (a conception of human being that refuses from the outset to relinquish its verbal emphasis
on the activity of being human) was thus able to affirm, without positing any noumenal or
transcendental subjectivity, the wholeness of what Kant tried to think thorough the unity of
apperception. Heidegger was also able deepen that unity by phenomenologically and
hermeneutically revealing it to be an existential and narrative whole.
According to Heidegger, Dasein can be disclosed as a unitary, logographic and self-
understood phenomenon by beginning with an interrogation of its everyday being in the world, and
then progressively articulating the existential and hermeneutical determinants and meanings of that
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being in their structural totality. Heideggers Daseinanalytik thus moves through four
phenomenological stages (depending on how they are read). First, Dasein is revealed to be an
apriori being-in-the-world and with-others, whose existential, factical, and fallen articulations
are superficially unified through the propriety or mine-ness (eigentlichkeit) of its variable but
continual projects, affects and experiences. Second, Dasein as my being-in-the-world and with-
others is more fundamentally understood to be care, an ongoing concernful disclosure of the
being of things, others, and ofDasein itself which is gathered into a extended personal narrative by
Daseins discourse, self-understanding, and basic disposition of anxiety about its own being. Third,
Dasein as care is demonstrated to be an ek-static (temporally extended and self-consciously
engaged), anticipatory being-toward-death that is called by its anxiety, care for things, and
solicitude for others to the existential wholeness of a resolute (guilty and responsible), authentic
life. And fourth, anticipatory resoluteness is fundamentally revealed to be a finite and historical
self-projection that both constitutes and belongs to a transcendent world in disclosing and making
that world its own on the basis of its unifying ecstatic temporality, thereby opening a time and
place for the meaning of being to be continually, but personally enactedon the stage, as it were,
of embodiedDa-sein or situated be-ing.
The fact that conscious experience is in each and every case mine, and that it is not only
articulated through its authentic and inauthentic projects and social engagements, but unified in a
conscientious and discursive self-understanding that is itself grounded in an ecstatic disclosure of
being played out as the lived experience ofDasein, all indicate that the self as such (what
Heidegger might call thefundamentalwho of Daseins being in the world) has the structure of a
dramatic narrative, as we will understand it. To see that narrative structure thematized in thinking
that is explicitly attuned to the psychological (rather than existential) question of the self, we turn
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now to Freud and Nietzsche.
III. Early Freudian Contributions to Understanding the Narrative Self
Some of the more seminal of Freuds insights into the narrative nature of the self are
perhaps best approached through a brief review of his early discoveries concerning dream analysis.
While lacking the voluminous case studies and resultant explanation of mind that are recorded in
his monumental 1899 tome The Interpretation of Dreams, Freuds later prcis, On Dreams, may be
the better text with which to begin, since it presents a concise explanation of latent and manifest
dream content, of the wish-fulfillment function performed by dreams, and of the various dream
work mechanisms that are relevant to Freuds revolutionary dream analysis methods. And it is
with these methods that we find yet another key with which to unlock the secrets of the self.
According to Freud, adult dreams express repressed wishes, either openly or disguisedly.
The work of dreaming entails the production of a condensed, displaced, and regressive code that
requires psychoanalytic interpretation to decompress, defragment, and verbalize. Freud explains
that dream condensation dramatizes and over-determines meaning, dream displacement breaks it
up, and dream regression undoes the logical links or narrative connections which hitherto held
the psychical material together (1952, p. 41). In short, what Freud calls dream work is a psychic
process in which latent dream meaning (which itself derives largely from past conscious
experience) is replaced by manifest content having formal characteristics in the dreams own
texture (Ibid.). For example, the work of dreaming may replace the logical connections common
to waking consciousness with an oneiric pictorial approximation of those connections, represented
temporally and spatially. Alternately, the dream work may replace a lived conflict of will with an
image or feeling of inhibited movement. The work of analysis, on the other hand (what Freud
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sometimes calls intellectual speech), undoes the dream work by restoring to the manifest dream
content the latent narrative forms characteristic of waking life.
This restoration is not to be understood by Freud as a mere recuperation of meanings that
are themselves established and subsequently concealed by dreaming, however; the dream text of
interest to Freud is not written by an unconscious author, but by the conscious analysand in the
process of recounting the dream. Responding to frequent contentions that dream interpretation can
never be rigorously scientificsince we seem to have no actual knowledge of the dream itself, but
only fragmentary and distorted recollections of itFreud freely concedes in The Interpretation of
Dreams that the recollected content of a typical dream is both mutilated and falsified by memory.
And Freud seems to agree with at least one author (Spitta) who points out that not only does the
reconstituting work of memory render our dreams hazy and disconnected, it also embellishes them
with added details. Moreover, and perhaps most importantly, Freud seems to agree as well with the
claim that the work of memory adds to the recollected dream content an order and coherence
lacking in the dream itself (1965, p. 551). While all such observations would seem to argue against
both the possibility of ever retrieving for analysis the original content of a dream, as well as the
possibility of attaching any reliable meaning to a dreams recollected details, Freud paradoxically
insists that precisely the most trivial elements of a dream are indispensible to its interpretation
(1965, p. 552). In fact, he claims that we must attend to every shade of the form of words in
which they were laid before us (Ibid.). The reason for this, he explains, is that dream analysis
produces a text of sortsindeed, a holy writ (Ibid.). This text is not the product of an
arbitrary improvisation, as some of his contemporaries assumed or contended. Neither is it
always an accurate record of the dream itself. The crucial point in understanding Freudian dream
analysis lies in the recognition that what really matters is our reconstitutive recollection and
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narrative recountingof the dream, not the dream itselfthat, and the fact that there are right and
wrong ways to carry out any narrated recollection.
Recovery efforts that aim solely at reconstituting the original dream are destined to prove
largely unproductive, and perhaps even counter-productive, says Freud, since they will not only
distort the dream thereby, but misunderstand the resultant distortions. The frequent mutilation of a
dream that results from the dreamers own crude attempts to remember or recount it is to be
properly understood, not as the lamentable consequence of an inability to remember dreams
completely, but as the secondary (and often ill conceived) revision of the dream by the agency
which carries out normal thinking, . . . a part of the revision to which the dream-thoughts are
regularly subjected as a result of the dream censorship (1965, p. 552). Dream revision, in contrast
to dream analysis, is a psychical activity completely analogous to waking thought (analogous,
but not identical to) and it consists in a misguided attempt at interpretation which renders the
dream beautifully polished and surfaced (1952, pp. 48-49). Dream revision thus produces a
well-constructed but falsified dream recollection, the superimpositions of which have to be
subsequently demolished as part of the dream analysis.
Furthermore, Freud insists that the various distortions produced by unguided (or
misguided) interpretation, especially thesubtle redactions and glosses belonging to the narration as
such, are often much more revelatory than are obvious revisions of the dreamand sometimes
more illuminating than correctly remembered aspects of the dream. Hence, while other writers of
the period attended exclusively to the manifest dream content, or to overt aspects of a dreamers
revisionist distortions, Freud claims that psychoanalysis should attend to the less obvious though
much more far-reaching modifications and narrative gaps that have already developedthe dream
out of hidden dream thoughtsspecifically in the course of its being remembered and put into
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words. There is nothing arbitrary about this determinative distortion, insists Freud; the changes
and substitutions and gaps contributed by what he calls the editorship of waking life are
associatively linked to the material they replace, revise or redact (1965, p. 553). Freud explains that
in analyzing his patients dreams, he asks them to repeat their respective accounts. In doing so, he
observes, they rarely use the same words. This discovery opens upon the possibility of applying a
genuine method to dream analysis: Freud attends specifically to those parts of the dream account
that are either described differently or remembered differently the second time around, since those
differences reveal the weak spots in the dreams disguise, the material hastily covered over by
conscious thought in an attempt to hide its significance or otherwise alter what consciousness itself
recognizes as the dreams true meaning (it also reveals that consciousness must have some pre-
narrative access to those supposedly unconscious elements, or they could not be identified and
edited in their narration). A patients doubt about whether his or her dream has been correctly
reported derives from this work of dream-censorshipthat is, it indicates the patients resistance
to any penetration of proscribed dream thoughts into conscious waking life (hence Freuds first
rule of psychoanalysis, that whatever interrupts the progress of analytic work is a resistance
(1965, p. 555).
Freuds explanations of dream analysis show that he is neither being disingenuous nor self-
contradictory in conceding, on the one hand, that dreams are inevitably distorted in their
subsequent recollection and recitation, while maintaining, on the other hand, that those distortions
do not of themselves prevent a rigorous revelatory analysis of the dreamerneither do they
prevent us from recovering the truth of the dream. And this is not because Freud believes that
those distortions can lead to a recovery of original dream content forgotten, hidden and mutilated
by the dreamers recollection and narration of the dream (though he does apparently believe such a
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recovery to be possible on occasion). It is because the recovery of original dream content is not the
aim of dream analysis. What must be noticed in Freuds explanations is that the dream itself is
relatively inconsequential. The dream is important primarily as the locus for a narrative encounter
asFreud points out: It is often possible by means of analysis to restore all that has been lost by
the forgetting of the dreams content; at least, in quite a number of cases one can reconstruct from
a single remaining fragment, not, it is true, the dreamwhich is in any case a matter of no
importancebut all the dream thoughts (1965, p. 556, emphasis mine). In other words (and
contrary to the assumptions guiding much current dream therapy), a dreamers narration of the
dream, not the dream itself, is the true object of analysis; the dreams true significance lies in the
occasion it provides for interpretation, for narrative intervention. As Paul Ricoeur notes, It is not
the dream as dreamed that can be interpreted, but rather the text of the dream account; analysis
attempts to substitute for this text another text that could be called the primitive speech of desire
(Freud and Philosophy, 1970, p. ?).
What Freud grasped about dreamsdreams understood as oneiric analogues of myths,
artworks, psychoses and prophetic utterancesis akin to what Nietzsche grasped about Greek
gods and heroes, understood as waking models and creative precursors of cultural and psychic
transformation: their narration both conceals and reveals the desires and the self-understanding of
the narrators themselves. In the case of divine or mythical figures, it is the individual and cultural
retellings of mythic lives and exploits that determinatively shapes the teller (just as the variable
subjects of any artistic rendering determinately shape the artist); in the case of dreams, what is of
seminal importance is the dreamers account of the dream. In both cases the narrative account
constitutes what can be considered a chapter of self-narration for the dreamer. It is the narration
of the dream or the myth that is important. It is the narration that reveals the gaps in the
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analysands memory and fills the gaps in his or her account. It is the narration that both produces
and reveals the redactions, edits, and other distortions of the dream affected by the analysand in
recounting the dream. In short, it is primarily not the dream per se that is significant, but the
meanings and desires attached (or denied) to the dream by the dreamer in recollecting and
explicitly narrating the dream or some mutilated version thereof. Hence, it is to the narration that
the therapist must primarily attend in any methodological work of dream analysis, not to efforts at
recovering the dream itself in some impossible and non-existent purity. This was Freuds first great
discovery, and despite his questionable attempts at hypostasizing a substantial or metaphysical
subject out of the activity of self-narration, it must be noted that hypnosis, free association, and the
many other therapeutic methods employed or developed by Freud all depend for their success on
narrative revision or intervention. And this led to Freuds second great discovery: the cure for
neurotic problems revealed through narrative-based analysis is narrative interventionthe so
called talking cure.
IV. Nietzsches Concept of Self-authorship
InEcce Homo Nietzsche boldly declares, That a psychologist without equal speaks from
my writings is perhaps the first insight reached by a good readera reader as I deserve him, who
reads me the way good old philologists read their Horace (1967, p. 266). What do such readers
find in reading Nietzsche? They do not find a disembodied collection of Nietzsches ideas; if
readers approach Nietzsches texts (especially the later texts) with such a discovery in mind, they
will no doubt make that discovery, but they will not have read Nietzsche. Reading Nietzsche
means reading along as Nietzsche writes his life. That is Nietzsches truth, pure and simple: we
write our own life, and who we are is to be found in that writingnot in the textit produces, but in
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the very actof writing. This is, in fact, the truth he declares with the aphorism that prefaces the text
ofEcce Homo (the subtitle of which is, How One Becomes What One Is): On this perfect day,
when everything is ripening and not only the grape turns brown, the eye of the sun just fell upon
my life: I looked back, I looked forward, and never saw so many and such good things at once. . .
. How could I fail to be grateful to my whole life? And so I tell my life to myself (1967, p. 221).
Following many scholars, it is easy to readEcce Homo as a backward-looking self-survey
of Nietzsches texts, a kind of comprehensive critical postscript. ButEcce Homo is auto-biography
in the true sense, a writing of Nietzsches life (or at least an exemplary moment of that project), for
inEcce Homo the exegetical light of Nietzsches praise and criticism is not so much directed at his
books, but at his life, at the stages of self-narration to which each of his books contributes and of
which they bear record. Freud is reputed to have said of Nietzsche that he had a more penetrating
knowledge of himself than any other man who has lived or was ever likely to live (Jones, p. 344;
Nietzsche, 1967, p. 203). If this is true, it is because Nietzsche used writing as a constant means of
examining his life in the very living of it; writing, for Nietzsche, was the analogue to what Freud
would consider narrating and deciphering the latent meaning in the manifest content of dreams;
just as Freudian analysis unravels the oneiric fabric of the dream work and reweaves it in
accordance with the coherent logic of waking, conscious life, so too does the Nietzschean act of
writing decipher the rebus of pre-ontological experience and reconstitute it into a coherent, self-
referential narrative of self-understanding. In the process, Nietzsche discovers quite early in his life
that the metaphysical notion of the subject is a spurious one, blindly endorsed on the basis of
ordinary language and in consequence of a false analogy drawn between grammatical predication
and ontological attribution (a mistake to which even Freud falls prey, especially in the 1895
Project).
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Nietzsches first refined expression of the connection between language and subjectivity
appears in his unfinished (and unpublished) 1873 essay On Truth and Lies in a Non-moral
Sense, bits and pieces of which he reuses throughout his later published works. But the clearest
articulation of it is in The Genealogy of Morals, published in 1887, and prefaced with the
tantalizing accusation that we are unknown to ourselves, insofar as present experience always finds
us absent-minded (1967, p. 15). His point, in part, is that we are always and vainly searching
after a ghostly metaphysical meaning to our lives rather than luxuriating in the plentiful sensibility
of the present. But the correlative, and more important point is that we hyperopically look for self-
identity in what Levinas will later call the second structural moment of hypostasis, the moment in
which activity or being ostensibly petrifies into substantiality or beings, rather than recognizing
meaning in the dynamic moment of action that necessarily precedes any reification of action into
an act, or any hypostatization of acting into a subject or substance. Lamenting ressentiments
refusal or repression of the constitutive desire to overcome, to express itselfas strength, as force,
and finding therein a mortification of being, not the agency of a neutral subjectwho can choose
without any diminution of being whether or not to express that being, Nietzsche argues that ones
identity and nature is not to be located at the level of an ontological subject, to which actions can
be independently predicated like verbs to a noun:
A quantum of force is just such a quantum of drive, will, action, in fact it is nothing but this
driving, willing, and acting, and only the seduction of language (and the fundamental errors
of reason petrified within it), which construes and misconstrues all actions as conditional
upon an agency, a subject, can make it appear otherwise. And just as the common people
separates lightning from its flash and takes the latter to be a deed, something performed by
a subject, which is called lightning, popular morality separates strength from the
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manifestations of strength, as though there were an indifferent substratum behind the strong
person which had thefreedom to manifest strength or not. But there is no such substratum;
there is no being behind the deed, its effect and what becomes of it; the doer is invented
as an afterthought,the doing is everything. . . . The scientists do no better when they
say force moves, force causes and such like,all our science, in spite of its coolness and
freedom from emotion, still stands exposed to the seduction of language and has not rid
itself of the changelings foisted upon it, the subjects (the atom, is for example, just such a
changeling, likewise the Kantian thing-in-itself). (Pearson, 2007, p. 26)
Clearly, the possibility that the subject in any substantial sense may be a purely
metaphysical construct (even in its post-modern incarnations, like Heideggers Dasein or the
topographical psyche of Freud) has far-reaching implications for both philosophy and psychology.
Not least among those implications is the necessity of re-conceiving psychic and behavioral
changes in a non-causal way, for while an objectified subject can be easily and perhaps properly
thought causally, a person conceived existentially as a series of transformative agentic actions or
mental states cannot. Causality, as understood either by Aristotle or by Newton, may serve as an
effective explanatory way of thinking about empirical things and states of affairs, but it does not
serve as effectively for explaining human actions and choices.
A consequence of re-conceiving human being non-subjectively and narratively, is that
changes in self-understanding can be understood and accounted for in much the same way we
understand texts and narrative forms of arthermeneutically and exegetically. And again,
Nietzsche can help us here, since his writings right from the start, attend to the transformative
power of art. The Birth of Tragedy is an extended diatribe on the transformative effects of Greek
myths, tragedies, and sculptures on Greek culture. In both the third and the penultimate sections of
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that text Nietzsche makes the following startling claims, all the more startling if we read them not
as cases of literary hyperbole, but as psychological observations:
Art is not merely imitation of the reality of nature but rather a metaphysical supplement of
the reality of nature, placed beside it for its overcoming. The tragic myth, too, insofar as it
belongs to art at all, participates fully in this metaphysical intention of art to transfigure.
(1968, p. 140)
The same impulse which calls art into being, as the complement and consummation of
existence, seducing one to a continuation of life, was also the cause of the Olympian world
which the Hellenic will made use of as a transfiguring mirror. Thus do the gods justify
the life of man: they themselves live itthe only satisfactory theodicy. (1968, p. 43)
Nietzsches belief, asserted and reasserted throughout his writings and his life, was that our stories
and our art can transform lifenot causally, but narratively. To the degree that we can imagine
and narrate a possibility, we can realize it. So, if and insofar as the self is an incarnate narrative
processalways becoming rather than beingthen that indeterminacy, thought specifically as a
narrative function, can open up futures that no metaphysical subject could produce of itself.
V. Levinas and the Possibility of a Redemptive Interpersonal Time
French philosopher Emmanuel Levinas contribution to this provisional meditation can
only be fully appreciated from the perspective of his early, post-war writings, which are obsessed
with hollowing out the Heideggerian project in such a way as to demonstrate phenomenologically
that the everyday being ofDasein, considered in its care-ful being-in-the-world, its authentic being
toward death, and its ecstatic temporality cannot of itself produce a true futurethat is, a future
that benefits from genuinely new possibilities (possibilities that are not Daseins own, produced
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out of Daseins own existential situation or collection of solitary achievements), and thus, a future
that holds any hope of genuine change or novelty. According to Levinas reading of Heidegger,
Dasein can at most realize possibilities that are destined to it by its thrown situation in the world
and its subsequent choices, and it can realize those possibilities only as its own projects. In other
words, at bottom Dasein suffers from its latent debt to Aristotelian subjectivitylike the acorn
which ineluctably grows into an oak tree, when human being is conceived as of itself and for itself,
it appears as a potentiality only for actualizing its own temporally distended possibilities, the
uttermost of which is its own death, the impossibility of any further possibilities. (Ironically
enough, Aristotles understanding of artistic action as a transformative change enacted by one
being on another being, certainly points toward the Levinasian possibility of thinking self
transformation interpersonally, but neither Heidegger nor Levinas seems to note the significance
of that Aristotelian deployment.) Levinas later texts exploit the Heideggerian problematic by
arguing that interpersonal relations are ontologically fundamentalto the existential constitution of
Dasein understood as ecstatic temporality, and thus, prior to being in the world, as well as to any
conception or realization of self-initiated projects. Hence, according to Levinas, Daseins most
primordial project is not a concern of its own making. It is an ethical concern for the other.
In Existence and Existents and Time and the Other Levinas investigates extraordinary
experiences like insomnia and fatigue to argue that anonymous being is escaped through force of
will, which indeed produces an identity born of power and authenticity (like Heideggers
mineness). Yet insofar as that identity is solitary, deathbound, and vulnerable to every other (as
Hobbes correctly perceived), its existence is a burden to be carried, not a life to be enjoyed. To this
degree, Levinas argument follows the itinerary of French existentialism. Where Levinas diverges
from his existentialist colleagues is in his profound attention to the question of time. Rather than
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simply parry the punctuality of scientific time as does Bergson (and Heidegger after him), by
thinking time as duration (and as ecstatic temporality, in Heideggers case), Levinas moves in the
opposite direction, employing insomnia, fatigue and indolence to articulate the moment as such
and in its existential punctuality. Just as Freud exploits the narrative gaps in dream recitation to
open a place for analytic interpretation, Levinas exploits the momentary gap between being and
having, between action and reification. According to Levinas, this gap is illuminated by lifes
extreme experiencesthose experiences wherein one finds oneself powerless over ones own
being; those experiences wherein one is quite literally an impotent master ofnothing. And as with
the gap at play in Freuds dream analysis, Levinas hypostatic gap breaks the hermetic seal of
subjectivity. It opens onto a beyond and into a dimension that is not of ones own making, the
dimension of an other time in which not only the future, but the past can be determinately
changed.
In Totality and Infinity, Levinas specifically targets Heideggers claim that human
existence can be fully and properly understood in terms of care and projective understanding;
human beings act not only in response to needs and projected ends, counters Levinas, but in order
to enjoy the world. Said differently (though Levinas does not couch his discussion in these terms,
nor seem to fully understand this aspect of his own analyses), Heidegger has ignored the aesthetic
dimension of human existence, and particularly the aesthetic nature of interpersonal relations
revealed in physical encounters like a sexual caress. So too, argues Levinas, has Heidegger
misunderstood lifes ethicaldimension. Heidegger sees that others are implicated in my existence
from the start, as evidenced not only by everyday speech and the totality of reference relations that
constitute the world ofpraxis (in which equipment and the shared nature of our worldly tasks
constantly implicate others), but by and through discourse, the linguistic element of both self-
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understanding and the call of conscience to authentic being. And yet, observes Levinas, language
itself testifies to a deeper involvement of others in my existence, an anarchic relationship
reenacted in the turn to others constitutive of any and all speech acts (acts ofsaying), which are
ontologically prior to what is said. Accordingly, Heideggerian being with and alongside others
does not exhaust my interpersonal relations, argues Levinas; rather, those modes of worldly
involvement rest on an ecstatic responsibility every bit as originary as Daseins ecstatic
temporality. For Levinas, the erotic and the paternal are two phenomenal forms that this ecstatic
relation to others can take. Furthermore, says Levinas, I must recognize an ethical responsibility
for others in any call of conscience like that articulated by Heidegger. Guilt and the call of
conscience are not simply summons to authentic being (being for oneself) from Dasein itself in the
midst of everyday involvements and in the mode of the they; they are summons to anarchic
responsibility for the other(and thereby, for theselfthat in its everyday being is a being for the
other).
In Otherwise than Being, Or Beyond Essence, Levinas radicalizes these ethical claims,
rendering selfhood dynamically as a being-subject to the other, a transformed subjectivity so
extreme that even Hegels master-slave dialectic is inadequate to think it. For Levinas, one
experiences true individuality and affirmation only in a substitution for the other that no one else
can perform by proxy. No other father, for instance, can take my place in the relation that obtains
between me and my children. And in that non-equivalency of terms, one realizes an identity that is
neither the identity of enslavement, nor the self-affirmation of solitary subjectivity. But more
importantly, the self that is realized through primordial interpersonal relations is a self whose
future is constantly opened upon novel possibilities and whose past is transformed along with its
future.
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Understanding the existential self as nothing other than the embodied and ecstatic activity
of dramatic self-narration is uniquely compatible with Levinas re-conception of time. If the future
is thought in its relation to the other, then like narrative time, the past is never entirely past,
because it never solidifies into an irrevocable historyit is never written in stone, as it were. Any
postscript or narrative intervention not only supplements the whole, it alters the whole. Hence, the
meaning of the past can be changed at any time by the intervention of a bon motfrom outside,
which (like Nietzsches intervention of art) occasions as a matter of course a revisionary reading
of the narrative from within. Conceiving the self in the light of a future which originates in the
ethical relation rather than in ones own thrown situation and projected possibilities reveals
responses like forgiveness and self-pity to be, not affective states of a passive subject, but
formative choices in the meaning (self-narration) of a persons lifethe life entire, not just the
event in question. This conception might also explain how certain traumas, false memories, post-
hypnotic suggestions and the like can alter for better or worse a persons self-understanding, since
they are nothing less than alterations of the existential narrative that is the meaning and structure of
a persons life. And it would similarly explain why human freedom and agency cannot be properly
understood within the structures of causal thinking and metaphysical subjectivity.
VI. Narrative Therapy
This section of the paper is still in progress. I intend to review some of the more influential
schools of narrative therapy and analyze their successes and failures in the light of a narrative self.
VII. Conclusion
If, as Freudian-indebted psychoanalysts believe and a plethora of research has confirmed,
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the so-called talking cure is an effective therapy for phobias, obsessions, delusions and a wide
range of other select non-physiological mental disorders, then the disorders being remedied might
indeed be best-conceived as talking disorders, as it were (though the use of the word talking
here is not meant to imply a strictly verbal, or even cognitive, understanding of narrative). Said
differently, a narrative-based remedy implies a narrative-based problemor at least a problem
with fundamental narrative components. To the degree that the self or psyche can be determinately
altered for good or ill by narrative forming/transforming influences and procedures, then the self-or
psyche must admit to a narrative co-constitution.
Accordingly, this paper hazards the conclusion that Freuds famous structure of the mind as
an epistemological triumvirate consisting of an Ego, Id and Superego topology might be profitably
reconceived as a constantly scripted and revised narrative, pre-narrative and meta-narrative
tripartite activity. Additionally, it considers that some forms of psychotherapy could be
correlatively conceived as narrative interventions which occasion a self-revision of any or all of the
pre-narrative, narrative and meta-narrative elements continually legislating and constituting the
activity of self-narrationin other words, precisely those elements subject to change and
transformation by logical analyses, myths and folktales, religious discourse, superstitions, cultural
narratives, discourse communities, literature and pulp fiction, popular music, idle talk, peer
evaluation, socially-effected or media-mediated idolization or accusation, self-abnegation, self-
recrimination, pop-psychology, etc. This paper also suggests in conclusion that what affords
psychology a privileged place in this litany of transformative influences can only be its claim to
scientific objectivity and rigor, and for that claim to be realized it must develop and apply in
therapy a hermeneutic method systematically attuned to the constitutive functions of a narratively
structured self.