An introduction to value for money, beneficiary feedback ... · OCA Findings: Sub domain scores Sub...
Transcript of An introduction to value for money, beneficiary feedback ... · OCA Findings: Sub domain scores Sub...
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An introduction to value for money, beneficiary feedback, and partnerships
15th March 2018
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Structure
11.00-11.15 Introduction and context
11.15-11.45 Partnerships
11.45-12.15 Value for Money
12.15-12.45 Beneficiary Feedback Mechanisms
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Organisational Capacity Assessment
• An OCA is an Organisational Capacity Assessment- a set of questions designed to help you identify strengths and weaknesses in your organisation to improve organisational effectiveness
• Organisational effectiveness is the efficiency of an organisation in meeting its objectives
• Designed to facilitate conversation and support the organisation as it improves over the course of your project
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OCA Findings
• Out of 38 grant-holders, 32 completed the assessment fully
• Highlighted capacity strengths, weaknesses, and critical thinking
• Capacity highest in financial management, and lowest in governance
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Governance
Planning
Human ResourcesFinancial
Management
Monitoring,Evaluation and
Learning
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0.00 1.00 2.00 3.00 4.00
Governance
Planning
Human Resources
Financial Management
Monitoring, Evaluation and Learning
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OCA Findings: Sub domain scoresSub domains Average scoreTheory of Change 3.3Organogram 1.8
Partnership Arrangements 1.0Sustainability 1.9
Gantt Chart 2.9Vulnerable and Marginalised Populations 2.2Risk Management 2.4Annual Reports 3.0Recruitment 2.6
Retention and Development 2.0Staff in Place 2.4
ICT Capacity 3.2Budgeting 3.1Financial documentation and retention 3.6
Value for Money 1.6Procurement 3.2
Data Collection 2.5Data Analysis 2.8
Beneficiary Feedback Mechanism 1.6Learning Strategy 2.1
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Registered charity in England and Wales (No. 1141028) | Ghana Registered NGO No. DSW/3024
Who we are
• A child rights charity working in northern Ghana to alleviate child suffering and poverty
• Our approach is simple - we listen to local people and empower them to make sustainable changes themselves
• We build the capacity and resources of local people, organisations and initiatives so they will be able to continue our efforts independently and sustainably
• We focus on education, child protection and healthcare
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Registered charity in England and Wales (No. 1141028) | Ghana Registered NGO No. DSW/3024
How we work?
• AfriKids (UK) and AfriKids Ghana are a partnership of two organisations
• AfriKids (UK) registered as a charity in 2002 and AfriKids Ghana registered as a Ghanaian NGO in 2005
• All of our staff employed in Ghana are from the local communities and have an acute understanding of the challenges faced by local people
• Our work is geographically focused on the three northern regions where 63% of people live in poverty
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Registered charity in England and Wales (No. 1141028) | Ghana Registered NGO No. DSW/3024
Accountability and financial management
• We have a Memorandum of Understanding between AfriKids (UK) and AfriKids Ghana, which sets out roles and responsibilities. Where necessary and appropriate friendly MoU’s will be drawn up for project partners.
• AfriKids Ghana provide monthly project reports (both narrative and financial).
• Both AfriKids (UK) and AfriKids Ghana undertake annual audits.
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Registered charity in England and Wales (No. 1141028) | Ghana Registered NGO No. DSW/3024
We never work alone…
To improve the child rights environment we work with a range of individuals, actors and service providers, at all levels of society. They can be broken down into three groups:
1. Community members and groups
2. Government stakeholders and powerholders
3. International NGOs and private sector organisations
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Community members and groups
• We aim to put communities on their feet by giving them the knowledge and skills to protect and meet the rights of all children, now and in the future.
• We work with parents, community members and traditional leaders to effect positive change. Their buy-in is essential.
• Our local team are acutely aware of the issues facing local people and have a strong understanding of social and formal structures.
• We also build the capacity of communities to demand improved services.
Successes • The Paramount Chief of Bongo invited AfriKids into his communities
to address the spirit child phenomenon. We have since worked with 11 communities in Bongo to end this harmful practice, and started working in an additional 38 communities in Jan this year.
Challenges • Managing the expectations of the communities• Being able to respond flexibly to changing needs as identified by
communities
Registered charity in England and Wales (No. 1141028) | Ghana Registered NGO No. DSW/3024
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Government stakeholders and powerholders
• We demand that government delivers by working the authorities to improve child protection, education and health services, so that they work for all children, including those most at risk
• We work with a range of stakeholders, including Ghana Education Service, Ghana Health Service, Department of Social Welfare, Domestic Violence and Victim Support Unit, Ghana Police Service, The Commission on Human Rights and Administrative Justice
Successes • Ghana has some strong policy frameworks and there is the will and intention
do to better and improve life for some of the poorest people. AfriKids are able to build the capacity of stakeholders to deliver services and make policies a reality for people in northern Ghana
Challenges • Government stakeholders are resource poor and we do not want to
encourage an over reliance on support from NGOs
Registered charity in England and Wales (No. 1141028) | Ghana Registered NGO No. DSW/3024
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International NGOs and private sector organisations
• We seek out organisations with the expertise needed to improve life for children in our operational communities
• We work in partnership with organisations that can add value to our work. Some of these organisations include the International Labour Organisation, The Sabre Charitable Trust, Book Aid International and Community Based Rehabilitation
• By working collaboratively we can pool resources and reach more children effectively and ensure value for money in the work we deliver
Registered charity in England and Wales (No. 1141028) | Ghana Registered NGO No. DSW/3024
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Value for money
February 2018
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Background
• DFID focus on value for money – what is the return on investment for UK tax payer’s money? ‘..money can not be better spent..’ SoS 15 Jan
• Lots of guidance online, BOND has guidance based on DFID approaches
• Approach always focuses on all 4 E’s – Economy, Efficiency, Effectiveness and Equity
• Growing importance of demonstrating equity – leave no one behind agenda
• Difficulty in demonstrating with concrete examples; should we use indicators?
• Quantitative approach vs a qualitative approach
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• An important aspect to value for money is assessing the additionality and sustainability of the project’s activities
• How additional would the grant be for yourselves, your delivery partners and for your end clients?
• Can you demonstrate clearly that you cannot carry out the project without help from UK Aid Direct? If not, how much of the programme could you have achieved on your own without support? How will the project continue after the support has ended?
• Can you demonstrate that you will not forgo other important commitments or work if you are awarded a grant?
Additionality and sustainability
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Additionality and sustainability continued.
• Can you show that the planned activities will not displace initiatives that already serve your intended beneficiaries?
• Can you show that other parts of your organisation will not struggle if the people you choose to implement the project, are taken away from their current work or commitments?
• If you assist your beneficiaries as planned, are there other positive impacts that will accrue to them that you might take credit for?
• Will there be useful lessons for governments and NGOs to learn, arising from this work and if so, how will you provide those lessons?
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Manifesto approach
• A more holistic approach
• Look at value-for-money (VFM) throughout your organisation
• Create a manifesto to describe how you will look at VFM
• Assess yourselves against the manifesto – identify key drivers
• Adapt accordingly
• Still needs to reflect DFID’s approach to VFM – the 4 E’s – Economy, Efficiency, Effectiveness and Equity
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Manifesto approach: organisation-wide
Organisation-wide
• Strategy
• Work plans
• Operations manuals
• Accounting operations
• HR
• MIS
• Overheads cost recovery
• Procurement
• Target beneficiaries
• Learning
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Manifesto approach – project wideProcesses, procedure
controls
Project is aligned to
organisation and donor strategies
Clear realistic design of
programme approach
Workplan and
budget
ToCCommitment to financial resources
Commitments from delivery
partners
Quality data
Sound experience
Ability to manage
risk
Responsive and
adaptive
Lesson learning
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Stage 1
• consider each of the best practice areas that are listed in the draft VFM manifesto
• see how your current practices match up to each of the best practice areas
• consider those aspects that your organisation could improve to move towards best practice
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AssessmentScore Description
n/a No evidence found
0 NGO practices are the opposite of those which would provide value for moneyTotal waste of resourcesLack plans where there should be plansTotal lack of evidence of what is supposed to be achievedTotal unwillingness to cooperate on sharing information
1 Poor practices likely to undermine confidence of donors in the NGO’s ability to conduct projects
2 Practices are acceptable for an NGO of this size but there are many reasons to think that the practice could be done better
3 Acceptable practices but could be improved in line with practices of well-regarded NGOs
4 Good practices where alternative practices might provide better VFM but there may be a reasonably argument for adopting a different practice
5 Practices adopted are best practice for NGOs providing goods and services in DFID focus countries
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Stage 2
• agree the changes that you can make now, and think about those that you can change in the medium term
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Stage 3
• adapt your practices straight away for the 'easy wins' and build in to your strategy and work plans those changes that you can make in the medium term
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Stage 4
• adapt your processes to the new standards
• introduce a culture of review and adaptation of processes to improve your effectiveness
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Stage 5
• draft a VFM manifesto that lists your organisation’s response, practice, and future commitments under each of the areas outlined in the template
• ensure all of your staff and your delivery partners agree with all of the areas covered in the manifesto – this turns each area into a commitment
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Measuring progress
• What does success look like?• Improvement in scores?• Improvement in capacity?• Improvement in project performance?
• How to monitor VFM in projects?• Would indicators be useful and why?• Can you compare indicators and why compare?• How to use qualitative examples?
https://www.ukaiddirect.org/wp-content/uploads/2016/04/VFM-case-study-WfWI-version-3.2-final-1809.pdf
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Beneficiary Feedback Mechanisms
UK Aid Direct Guidance Webinar
MannionDaniels | Bath | March 2018
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Beneficiary Feedback Mechanism (BFM)
• What is it?
• Why is it useful?
• How is it done?
• Best practice guidance
• Where can I learn more?
• Q & A
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What is it?
A simple concept: feedback helps us get better
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Formal definition
(Summary version)Solicit
Feedback
Action/Response
Communicate
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Why is it useful?
• Maintain RELEVANCE
• DISCOVER novel approaches
• Improve PERFORMANCE
Most importantly…..
Learning and nimble adaptation IN REAL-TIME to improve results.
Also an issue of rights, participation.& development ethos
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How is it done?
Solicit Feedback
Action/Response
Communicate
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How is it done (1)
• Management commitment to listen, adapt
• Context-appropriate feedback methods
• Sensitisation & empowerment
• Manage expectations
• Collect feedback
• Acknowledge!
Solicit Feedback
Action/Response
Communicate
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How is it done (2)
• Analyse implications
• Consider/select response
• Action response
Nb: need flexibility, referral paths
Solicit Feedback
Action/Response
Communicate
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How’s it done (3)
Close the feedback loop
Solicit Feedback
Action/Response
Communicate Response
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Feedback approaches
Solicited, structured
Unsolicited, unstructured
Methods: phone, suggestion boxes, e-tools, field survey, community
meetings, focus groups, one-to-one
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Hidden hazards: appropriate feedback mechanismsHowever, in practice (and in spite of awareness raising), these channels [suggestion boxes, SMS, call-back] accounted for only a small proportion of feedback received during the pilot. Reasons for this included gendered access to mobile phone handsets, low levels of literacy and cost. The experience of the pilot in Somaliland and Tanzania was that access to mobile handsets was found to be was highly gendered; while the primary beneficiaries were women, men were often in charge of a household handset. In Tanzania, women were reluctant to borrow their husband’s phone to give feedback. Low levels of literacy were a significant barrier to use of SMS to give feedback. Voice calls avoided the literacy problem, and a direct toll-free line was introduced in Somaliland mid-way through the pilot. Although the previous missed-call system was also free, it seems this was not readily understood. By the end of the pilot, the toll-free line was more popular than the suggestion box or SMS, in part because beneficiaries could get an instant response to their feedback or query. While this reduced the literacy barrier, women were still underrepresented in calls, and answering voice calls proved to be resource intensive
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Key findings from BFM evaluation
• Senior commitment, willingness to adapt
• Sensitisation, empowerment
• Face-to-face if hi poverty/illiteracy
• Multiple feedback methods
• Flexibility, referral pathways
• Giving feedback per se was empowering
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ResultBeneficiary feedback supported real-time adaptation of projects to the needs of their target groups and contexts, and accountability of programmes and government service providers
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Summary of findings from 7-country pilot
http://feedbackmechanisms.org/public/files/BFM-key-findings-summary.pdf
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Conclude
A beneficiary feedback mechanism is a tool designed to solicit and respond to the views of recipients of aid. By responding to the views of aid recipients, organisations can improve or evaluate their projects and be accountable (or support accountability of third parties such as government) for the implementation.
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Guidance Webinar
MannionDaniels | Bath | March 2018