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Abstract of dissertation entitled
“An Evidence-based Program of Tai Chi Exercise for Reducing Fall Risk of
Community-dwelling Older Adults”
Submitted by
Wong Po Wai
for the degree of Master of Nursing
at The University of Hong Kong
in August 2015
In Hong Kong, falls are very common in the elderly population, around one out
of five elderly has a fall every year. Consequence of fall to elderly can range from
minor injury to severe trauma and require hospitalization, which may bring along a
great impact towards the public health service and a high economic cost. However,
many studies supported that Tai Chi exercise can improve the lower extremities
strength and balance ability as well as the gait stability, so as to reduce the risk of fall
for the elderly. Thus an evidence-based guideline for Tai Chi exercise as part of the
comprehensive fall prevention program can help to reducing the fall risk for the older
adults.
This study aims to identify the best available evidence for the Tai Chi exercise
program in reducing fall risk for community-dwelling older adults, assess the
transferability and feasibility, develop an implementation plan and evaluate the
program.
The relevant literature was searched by different electronic database. The related
literature was then retrieved, reviewed and synthesized. The quality assessment of the
studies was performed according to the methodological checklist for controlled trials
designed by the Scottish intercollegiate Guideline Network (SIGN). Evidence-based
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guideline for Tai Chi exercise program for reducing fall risk were then developed
according to the findings of the reviewed literature, while the implementation
potential being assessed in terms of transferability, feasibility and the cost-benefit
ratio.
Five studies were identified according to the criteria set. “An evidence-based
program of Tai Chi exercise for reducing fall risk of community-dwelling older adults”
was formulated based on the review of the selected studies. Six recommendations of
the evidence-based guidelines are formulated and graded according to the grading
system of SIGN. The evidence-based recommendations can offer health care
professionals a standards and strategies for implementing the proposed Tai Chi
exercise program. A communication plan for various parties with pilot test for
determining the feasibility of the innovation and an evaluation plan to determine the
effectiveness of the proposed program were then subsequently developed.
This study reviewed evidence for the effectiveness of the Tai Chi exercise
program in reducing fall risk, translated the reviewed evidence and developed
evidence-based guidelines for a Tai Chi exercise program in reducing fall risk for the
community-dwelling older adults. It is expected this evidence-based guidelines can
further ease the burden of the Hong Kong health care system
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“An Evidence-based Program of Tai Chi Exercise for Reducing Fall
Risk of Community-dwelling Older Adults”
by
WONG Po Wai
A dissertation submitted in partial fulfillment of the requirements for
the Degree of Master of Nursing
at The University of Hong Kong
August 2015
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Declarations
I declare that this dissertation represent my own work, except where due
acknowledgment is made. It has not been previously included in a dissertation, thesis,
or report submitted to this university or to any other institution for a degree, diploma,
or other qualifications.
Signed ..................................................
Wong Po Wai
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Acknowledgments
I would like to express my sincerest gratitude to my supervisor, Dr. Patsy PH
Chau, for her continuous guidance, assistance and suggestion for improvement
throughout my thesis. Her prompt response and availability despite her busy
schedules was highly appreciated.
I would also like to express my deep and sincere thanks to my family and my
fellow classmates for their support, encouragement and understanding in the past two
years. Their support was the key to the successful completion of this dissertation.
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Table of Contents
Declarations iv
Acknowledgments v
Table of Contents vi
Chapter 1: Introduction 1
1.1 Background 1
1.2 Affirming the needs 3
1.3 Objectives 4
1.4 Significances 5
Chapter 2: Critical Appraisal 6
2.1 Search and appraisal strategies 6
2.1.1 Identification of studies 6
2.1.2 Selection criteria 6
2.1.3 Appraisal strategies 6
2.2 Results 7
2.3Summary and synthesis 8
2.3.1 Study design 8
2.3.2 Subject characteristics 8
2.3.3 Intervention and control 8
2.3.4 Outcome measure 8
2.3.5 Effect size 9
2.3.6 Synthesis 9
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Chapter 3: Translation and Application 11
3.1 Implementation potential 11
3.1.1 Target setting 11
3.1.2 Target population 12
3.1.3 Philosophy of care 12
3.1.4 Timeframe 13
3.1.5 Support from the individual level 13
3.1.6 Support from the administration level 14
3.1.7 Measuring tool 16
3.1.8 Cost-benefit ratio 16
3.2 Evidence-based practice guideline/ protocol 18
Chapter 4: Implementation Plan 20
4.1 Communication plan 20
4.1.1 Identification of different stakeholders 20
4.1.2 Formation of the communication team 21
4.1.3 Communication with the stakeholders 21
4.1.3.1 Initiating phase 21
4.1.3.2 Guiding phase 22
4.1.3.3 Sustaining phase 23
4.2 Pilot study plan 23
4.3 Evaluation plan 25
4.3.1 Identification of outcome 25
4.3.1.1 Patient outcome 25
4.3.1.2 Staff outcome 25
4.3.1.3 System outcome 26
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4.3.2 Target population and sample size 26
4.3.3 Data collection and analysis 27
4.3.4 Basis for the change of practice 28
Chapter 5: Conclusion 29
Appendices 30
References 49
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Chapter 1: Introduction
1.1 Background
Following the improvement of the medicine, human is able to live longer. With
the aging process, older people usually experience decrease in physical mobility and
loss of balance, and lead to increase the chance of fall (Chu et al., 2007). Fall is
defined as an unintentional event in which an individual comes to rest inadvertently
on the floor, the ground or other lower level from a standing, sitting, or horizontal
position, to landing and hitting an object such as stair or piece of furniture (Lamb et
al., 2005). In Hong Kong, falls are very common in the elderly population, around one
out of five elderly has a fall every year (Chu et al., 2007). A research conducted by a
local university associated with Hong Kong Housing Society in 2008 to 2010 shows
that the incident rate of an elderly to fall within a year was above 15% and the rate of
repeated falling was almost 5% (Hong Kong Housing Society, 2011). The
consequence of fall to elderly can range from minor injury such as bruising, abrasions
or lacerations, to severe trauma such as internal hemorrhage or bone fracture. Falls
also bring along a great impact towards the public health service and a high economic
cost. According to the numbers reported by the Hospital Authority, it shows that there
were more than 32,000 elderly required to be admitted to the hospital due to fall in
2008, and the cost of related medical care amounts is about $2 billion Hong Kong
dollar per year (Hospital Authority, 2009). This is absolutely a great pressure on the
health care system. With the aging population in Hong Kong keeps growing, it is
foreseeable that the situation will become worse in the future and it is on top of our
most concerning list.
There are numbers of reason on elderly are more prone to fall. The risk factors
for falls can be categorized as either intrinsic person related factors or extrinsic
environment factors. The reason why elderly are more prone to fall is that they are
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more likely to experience multiple risks factors (Chu et al., 2007). For the intrinsic
factors, it is defined as clients’ basic functional and health status, especially is age
related degenerated changes in elderly. Elderly with higher level of impairment on
activity of daily living and instrumental activity of daily living are at high risk of
falling due to muscle weakness, poor balance and coordination. Certain illness with
different signs and symptoms may also contribute to increase chance of falling, such
as visual impairment, Parkinson’s disease, postural hypotension, hypoglycemia,
cardiovascular disease and certain side effects from the medication. Those with fall
history are also at higher risk to repeat falling, it is because they are lack of
confidence and fear of falling (Chu et al., 2007). Those with cognitive impairment,
such as dementia, also with increased risk of fall since they are unaware of the
potential hazards of falls (Leung et al., 2010). For the extrinsic factors, it is defined as
environmental conditions. It is found that poor lighting, slippery floor, lack of
handrails, uneven walking surface, presence of obstacles and loosen fitted clothes or
footwear are associated with fall risk (Leung et al., 2010).
In the recent few years, Tai Chi, a traditional Chinese martial art and exercise
system, has been considered as an effective intervention for fall prevention among
older peoples (Liu et al., 2010). This traditional Chinese exercise has been practiced
for centuries as healthy exercise in Asia, this may help to explain why the fall rate in
eastern population is far lower than in the western population (Leung et al., 2010),
and therefore it is widely promoted to the western countries recently. Tai Chi is an
exercise which emphasizes equilibrium of mind and body, continuous but highly
choreographed movement that incorporate unilateral and bilateral weight shift as well
as trunk and extremity rotation. Through slow and repetitive movement between
extremities and body, practitioners shift their body weight from one leg to the other in
sequent smoothly in order to achieve coordination. It is conventionally believed that
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perseverance in practicing Tai Chi can regulate the flow of “Qi” in the body and
strengthen one’s health. There are many studies supported that Tai Chi is an
easy-to-learn exercise and recommended to be part of the fall prevention program.
Several research studies has been done on the effect of practicing Tai Chi exercise in
order to helps to improve the lower extremities strength and balance ability as well as
the gait stability (Liu et al., 2010). Although improvement in balance does not
necessarily lead to reduction of fall, some studies reported that improvement in
balance was highly correlated with a decrease in the incidence of fall.
1.2 Affirming the needs
Indicating that the severity and the unfavorable consequence from falling, an
effective fall prevention program in the community is important for both elderly and
nurse. Different health care professions have been fighting with this issue for many
years including physical and occupational therapist, doctor and nurse. Historically,
nurses had developed different fall prevention programs, taught the public on how to
care high risk elderly to avoid falling, involved in the environmental reconstruction to
decrease the chance of fall and so on. This is a continuous combat which nurses are
keeps looking for the best and effective measure for fall prevention. For example in
my working department, including a medical and rehabilitation ward with a day care
center, there are referral for those older adult who are functionally independent to the
day care center for different exercise training, around 250 participants annually, and
one of the purpose is for fall prevention and further prevent from injury fall which
may eventually require hospitalization. However the effectiveness is not significant
and over 60% of them are still falls. Besides, Tai Chi exercise is not involved in our
training program.
In Hong Kong, the Hospital Authority has launched a territory wide falls
prevention program in collaboration with community social centers to offer Tai Chi
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exercise classes for community elderly in 2005. Since its inception, the program had
successfully organized about 500 classes of Tai Chi training and over 3000 older
peoples and completes it. The effectiveness was greatly appreciated and shows that it
is feasible to organize different Tai Chi program for the elderly in order to increase
their lower limbs muscle strength and balance ability in Hong Kong. Besides, there
was increasing evidence demonstrated that Tai Chi exercise can reduce the incidence
of falls among elderly and it is recommended to be part of an exercise program in
order to improve older adults’ lower limbs strength, gait and balance ability. Although
the effective intensity of the Tai Chi exercise program, such as the exercise duration
or the period, was various and maybe unclear, it was suggested by different health
care association as an efficient program to prevent fall for older adults. An
evidence-based guideline for Tai Chi exercise as part of the comprehensive fall
prevention program may help to complete the service and reducing the fall risk for the
older adults and also standardize the implementation of Tai Chi program, such as
duration and frequency of the training.
1.3 Objectives
In order to bridge the research to clinical practice gap and obtain a more
comprehensive program, the aim of this study is to provide effective standard Tai Chi
exercise as fall prevention exercise for community elderly population and ultimately
reduce community fall rate.
The objectives are:
1. Review current studies finding of similar program.
2. Summarize the studies result to develop an evidence based Tai Chi exercise
program.
3. Assess the transferability and feasibility of the evidence based Tai Chi exercise
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program for community older adult for fall prevention.
4. Develop implementation plan and evaluation plan of the program.
1.4 Significance
As mentioned, fall brings large negative effect. There is considerable mortality
and morbidity in fall and related complication. According to a study, the mortality of
fallers was 4.5%, which was significantly higher than in the non fallers with only
2.3% (Chu et al., 2007). Fallers experienced a greater decrease in score for the Barthel
index for independent activities of daily living (IADL), gait speed and total mobility,
and those with repeated fall even experienced the larger declines in all four functional
measures (Chu et al., 2007). Fallers would also restrict their activities and minimize
their social life and further lead to reduce mobility and increase dependence.
Therefore, an effective fall prevention program is essential in order to prevent older
adult from falling and emphasized the needs for fall prevention. It is expected that
around 200 patients in the current setting can be benefited from the proposed program
annually. On the other hand, nursing staffs can also enrich their nursing acknowledge
and gain sense of achievement.
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Chapter 2 Critical Appraisal
2.1 Search and appraisal strategies
2.1.1 Identification of studies
The identification of relevant literature was done by searching through three
main different electronic databases via the e journals of the University of Hong Kong
library and the electronic knowledge gate (eKG) of the Hospital Authority of Hong
Kong. The three electronic database are PubMed, CINAHL and British Nursing Index.
Different keywords related to the study were used for searching, including “falls”,
“fallers”, “fall prevention”, “older”, “elderly”, “Tai Chi”, “Tai Ji”, “community” and
“community dwelling”. A combined search was performed with different combination
of keywords. A manual screening was then performed based on the titles, abstracts
and also the selection criteria in order to eliminate irrelevant articles. Duplicated
articles were excluded. The reference list of related articles and eligible articles
identified were also screened for additional sources.
2.1.2 Selection criteria
All the selected articles should be randomized controlled trials (RCTs) or
quasi-experiments, which can provide a high level of evidence. The target population
are older adults aged 60 or above who are functionally independent and intervention
include Tai Chi exercise. Studies published from 2004 onward are preferable. Studies
with non-English and without full text are excluded because of the language barrier
and the difficulty in extracting information and synthesis data.
2.1.3 Appraisal strategies
All the selected articles were evaluated according to the checklist from the Scottish
Intercollegiate Guideline Network (SIGN) and the level of evidence was graded
according to the grading system and shown in Appendix 1 (SIGN, 2011). The
methodology checklist for randomized controlled trials was used in order to evaluate
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the articles, including the internal validity and overall assessment. The details of the
quality assessment of each article are list in Appendix 2. After the appraisal, data from
each article, including citation and study design, patient characteristics, intervention,
comparison, length of study, outcome measure and effect size were extracted into the
table of evidence and the table of evidence was attached in Appendix 3.
2.2 Results
By late August 2014, a total of 115 studies were retrieved from the above
electronic databases. After screening, it finally came out five relevant randomized
controlled trials articles which are eligible for this paper. Detail of the searching
process are presented in Appendix 4.From the selected 5 articles (Li et al., 2005; Gao
et al., 2014; Tousignant et al., 2013; Taylor-Piliae et al., 2014; Zhuang et al., 2014)
their level of evidence ranged from 1+ to 1++, which represent medium to high level
of evidence. In the internal validity assessment, all selected studies clearly focused
and appropriately address the research question. All articles sufficiently cover the
randomization method. Three articles had mentioned about the concealment method
(Li et al., 2005; Tousignant et al., 2013; Taylor-Piliae et al., 2014). One article did not
mentioned whether the subjects and the researchers were kept “blind” during the
treatment process (Zhuang et al., 2014). All articles sufficiently covered the subject
characteristics for the treatment, both the intervention group and the control group
were similar, and the only different between the group were the treatment under
investigation. All the relevant outcome were measured in a standard, valid and reliable
way. The dropout rate ranged 0 to 35.9%. Only one article did not mention whether
intention to treat was adopted for the analysis or not (Zhuang et al., 2014). None of
the articles was carried out at more than one site. In conclusion, all five articles were
considered to have medium to high level of evidence and the overall effect were likely
due to study intervention and the result were directly applicable to the target group.
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2.3 Summary and Synthesis
2.3.1 Study design
The five selected articles are all randomized controlled trial (Li et al., 2005; Gao
et al., 2014; Tousignant et al., 2013; Taylor-Piliae et al., 2014; Zhuang et al., 2014).
One article each was from Portland (Li et al., 2005), Canada (Tousignant et al., 2013),
and the United States (Taylor-Piliae et al., 2014). Two articles were from China (Gao
et al., 2014; Zhuang et al., 2014). All five articles were conducted in the community
setting.
2.3.2 Subject characteristics
Both male and female subjects were recruited in five articles. The mean age
ranged from 65.9 to 79.9. All of the recruited participants were functionally
independent and live in the general community. One article focus on those who were
diagnosed as idiopathic Parkinson’s disease (Gao et al., 2014) and one article focus on
those who were stroke survivors (Taylor-Piliae et al., 2014).
2.3.3 Intervention and Control
Tai Chi was the major intervention for all articles while one article used
combined exercise with balance and muscle strength exercise (Zhuang et al., 2014).
For the Tai Chi style, three of the articles mentioned that it was in Yang style (Li et al.,
2005; Gao et al., 2014; Zhuang et al., 2014) while the other two articles did not
mention. For the duration, it ranged from twelve weeks to twenty four weeks. For the
frequency, it ranged from two to three times per week. All the intervention last for
sixty minutes each time. For the control, three of the articles mentioned as usual care
(Gao et al., 2014; Taylor-Piliae et al., 2014; Zhuang et al., 2014). One of the article
mentioned as stretching exercise (Li et al., 2005) and one mentioned as conventional
physical therapy based on a balance program (Tousignant et al., 2013).
2.3.4 Outcome measure
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Four out of five articles used incidence of fall or fall count ranged from three
months to twelve months as the primary outcome measurement (Li et al., 2005; Gao
et al., 2014; Tousignant et al., 2013; Taylor-Piliae et al., 2014). The remaining article
used four difference physical performance tests to conclude as chance of falling
(Zhuang et al., 2014). All of the articles showed positive effect in reduction in
incidence of fall or fall risk after Tai Chi exercise although only three out of five show
statistically significant (Li et al., 2005; Gao et al., 2014; Zhuang et al., 2014). Besides
number of falls, many different kinds of physical performance test were used as
secondary outcome measure for assessment. Two articles used Berg Balance Scale to
assess participants’ static and dynamic balance abilities, which is a widely used
clinical test and considered to be the golden standard (Li et al., 2005; Gao et al., 2014).
It evaluates a person’s ability to perform 14 different balance related tasks of
increasing difficulty and score from 0 to 4.
2.3.5 Effect size
All five articles (Li et al., 2005; Gao et al., 2014; Tousignant et al., 2013;
Taylor-Piliae et al., 2014; Zhuang et al., 2014) conducted hypothesis testing for the
outcome measures. Although not all of them show statistically significant result, their
positive effect from the intervention show clinically effective on reducing fall rate.
2.3.6 Synthesis
After reviewed the selected articles, all of them demonstrated that Tai Chi
exercise is an effective intervention, as they all showed a clinically positive effect in
reducing the incidence of fall or fall risk for those older adults in the community. Four
out of five studies used Yang style Tai Chi (Li et al., 2005; Gao et al., 2014;
Taylor-Piliae et al., 2014; Zhuang et al., 2014) while one did not mention which style
was used (Tousignant et al., 2013). All of selected studies suggested sixty minutes for
each training session. Four of the selected studies suggested three training sessions
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per week (Li et al., 2005; Gao et al., 2014; Taylor-Piliae et al., 2014; Zhuang et al.,
2014) while one suggested only two sessions per week (Tousignant et al., 2013). For
the duration, three of the studies suggested total twelve weeks (Gao et al., 2014;
Taylor-Piliae et al., 2014; Zhuang et al., 2014), one suggested fifteen weeks
(Tousignant et al., 2013) and the other one suggested twenty four weeks in total (Li et
al., 2005).Besides, there were additional concomitant benefits of Tai Chi showed from
the articles, including reduced fear of falling and improved functional physical
performance. However, it was mentioned that a comprehensive fall risk assessment or
evaluation is recommended in order to identify other risk factor which contribute to
fall incident such as environment factors (Li et al., 2005).
As mentioned in previous section, there was positive effect from practicing regular
Tai Chi exercise towards fall prevention, the effectiveness of regular Tai Chi exercise
training for fall prevention among the community dwelling older adults in Hong Kong
should be further investigate. Therefore, the implementation of Tai Chi exercise
intervention for fall reduction will be assessed and studied in the following chapter,
and finally to develop an applicable evidence-based program for fall reduction among
community dwelling functional independent older adults by practicing regular Tai Chi
exercise in Hong Kong.
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Chapter 3: Translation and Application
3.1 Implementation Potential
After reviewed the selected studies in the previous chapters, an evidence-based
program of Tai Chi exercise was noted to be effective in reducing fall risk of
community dwelling older adults. In order to implement this new innovation to the
clinical, the transferability, feasibility, cost-benefit ratio of the program, and the
content of the program will be discussed in the following.
3.1.1 Target setting
The current clinical setting is a sub-acute unit of a medical and rehabilitation
ward of a public hospital in Hong Kong (Ward A of Hospital A) in collaboration with
an outpatient day care center. Patients who were stabilized from their acute situation
were then admitted to Ward A for course of rehabilitation, most of these patients were
older adults, there are around 1260 patient admission annually and about 30% of the
admission cases had a fall history within the past three months. Patients discharged
from the ward will be referred to the outpatient day care center for continuous
rehabilitation. The outpatient day care center aims to provide continuous
rehabilitation program to patient who has rehab potential and ensure safe discharge to
home with regular follow up. Both the medical and rehabilitation ward and the
outpatient day care center were operated by the same team of healthcare providers,
which include doctors, nurses, and physiotherapists.
According to the reviewed studies, the Tai Chi exercise program was provided to
community dwelling older adults to reduce fall risk. The intervention was given by
Tai Chi master with the assistance from trained nurses. Based on the setting, the
transferability was high because both recruit patient who are going to be discharge
back to the community with regular follow up and exercise.
Currently, patients who admitted due to fall were mainly focus on pain
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management and for course of inpatient walking exercise. After short period of
rehabilitation, patients will then be discharged home when their pain reduced and
lower limbs power regained. However, seldom continuous and effective outpatient
rehab program was provided for them to maintain their lower limbs power or stability,
therefore patient would still complain difficulty in balancing or walking and suspected
to high risk of recurrent fall. Thus a continuous program is needed for community
older adults to reduce fall risk.
3.1.2 Target population
From the selected studies, all the participants were community dwelling older
adults who can tolerate moderate level of exercise with mental and physical condition
compatible for exercise, participants from 3 out of 5 selected studies mentioned with
fall history before the study ranged from 3 months to 12 months (Li et al., 2005; Gao
et al., 2014; Tousignant et al., 2013). Their mean age ranged from 65.9 to 79.9. Those
selected subjects include both western and eastern ethnicity. To fit the similarity, the
target population is patients who discharged from Ward A back to the community with
age 65 years old or above and functionally independent. Client who has cognitive
impairment was also excluded.
As mentioned before, around 30% of the admission cases had a fall history
within the past three months. Besides, there are many older adults encountered fall
incident out there in the community. Moreover, as the aging population is increasing,
it is estimated that the number of older adults who are at risk of fall will also be
increased. Therefore a sufficiently large number of clients, expected around 200
patients, could benefit from the proposed program.
3.1.3 Philosophy of care
As shown in previous chapter, Tai Chi exercise helps to improve the lower
extremities strength and balance ability as well as the gait stability, thus further helps
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in fall prevention. Given that patient safety is one of the most important concern from
the Hospital Authority in Hong Kong, the proposed program could achieve this
objective.
3.1.4 Timeframe
Before implement the proposed program, preparation should be made. The first
step is the formation of communication team. Then time is needed to seek approval
from management and this may take around two weeks. The frontline staffs will be
given four hourly introduction session of the proposed fall prevention program will be
provided within two weeks. After that is the recruitment of a Tai Chi master to
provide training for the staff and maintain the exercise program. There is four weeks
pilot study and four weeks analysis and modification of the pilot study is needed.
According to the selected studies, for the implementation of the proposed program, a
one hour session of Tai Chi exercise program will be provided to the patient in three
times per week for twelve weeks. There are further twenty eight weeks needed for
evaluation of the program. In conclusion, it will take sixty four weeks from
preparation to the end of the evaluation of the proposed program.
3.1.5 Support from the individual level
For the implementation of the newly introduced Tai Chi exercise program for fall
prevention, linked nurses have the autonomy to carry out and terminate the program
according to the individual situation with the evidence based guideline after complete
the training workshop. First for the recruitment of clients, nurses in the ward will have
assessment for the suitability of the clients according to the inclusion and exclusion
criteria. Besides, nurses in the day care center who provide the proposed program will
have continuous assessment of the clients in order to decide whether they were able to
continue with the proposed program or not. Moreover, fall risk assessment and
prevention is currently a routine nursing practice, nurses already have the fundamental
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knowledge and skill of it so nurses are not expected to have much difficulty about it.
Therefore it is expected that the implementation of the proposed program will not
largely increase the workload of the staff in the daily practice and thus it will not
greatly interfere with their current duties, and the staffs will be provided time for the
training workshop. However, barriers always exist for all innovations. The potential
friction to the implementation of the proposed Tai Chi exercise program for fall
prevention maybe low acceptance to the new innovation and low motivation from the
staff to change their current practices. Staffs may perceive many barriers to the
changes in related to their lack of knowledge about the new innovation, they may felt
lack of confidence in providing the correct intervention to the clients. The extra
workload, including hiring the Tai Chi master and the paperwork are always not
welcomed by the staffs and led to the resistance of the change. Finally, the
communication between the multidisciplines is also a concern. The staffs for the
proposed program include doctors, nurses and physiotherapists, for example doctors
response to monitor the participants’ health condition and physiotherapists response to
provide assistance for the participants, they work as a team for the program but they
are having their usual duties at the same time. Hence, the estimated friction can be
resolved by providing the suggested training session for the staffs, giving them about
the details information of the proposed program and answering their question and
worries before the implementation of the program. Regular meetings will also be
conducted to facilitate the communication between the multidisciplines and remain
update on the progress of the program.
3.1.6 Support from the administration level
Patient safety is always being the highest priority of the administrative concerns.
Patient fall is one of the most common prevalent types of incident in the current
setting. All of the staffs are reinforced to taking initiatives to minimize the risk of
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patient falling and imply different fall prevention precaution. Therefore the
administrator of the department is welcome and willing to support the implementation
of the proposed Tai Chi exercise program for fall prevention in order to reduce the
risk of fall of the community dwelling older adults and further prevent them from
recurrent fall which may need to be hospitalized and require medical treatment and
rehabilitation.
In addition, evidence-based project or program was encouraged and supported by
the administrator. Regular evidence based project campaign has been conducted in the
past few years. Certain feasible evidence based projects has been imply clinically
from the campaign, for example the modification of the blood glucose monitoring
chart for easy access and monitor of the patient diabetes conditions with medication
adjustment, and the effectiveness of the use of positioning device for patient who
underwent retinal detachment and require post operation positioning. Therefore the
proposed evidence based fall prevention program would be welcomed and supported
by the administrator.
Outside the nursing department, the support and cooperation of other
departments are also necessary for the success implementation of the proposed
program so a clear introduction for them is essential is order to gain their acceptance.
As the proposed fall prevention program obtain multidiscipline, for example
physiotherapists response for the supervise of the exercise session of the proposed fall
prevention program and assist in the assessment in the evaluation phase, while doctors
response for the monitoring of clients’ medical condition and review of their
medication. Besides, regular meetings will be conducted to facilitate the
communication between the multidisciplines and remain update on the progress of the
program. Therefore conflict between different disciplines is unlikely to be occurred
within the implementation of the proposed program.
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For the manpower, facilities and equipment required for the proposed program, a
qualified experienced Tai Chi exercise mentor should firstly be recruited for the
program. This Tai Chi exercise mentor will be taking up to teach both program staffs
and the target clients of the proposed Tai Chi exercise. Facilities and equipment
required including a multi-function room for holding the exercise session, mobility
aids, teaching notes, leaflets, visual audio devices, fall assessment form and aids are
all already available or can be easily be arranged at an affordable price with the
support and sponsored by the department.
3.1.7 Measuring Tool
For the measuring tool, the incident of fall was used as the measuring tool of the
primary outcome from the selected studies. The incident of fall reported directly from
the participated clients throughout the implementation phase and the evaluation phase
is the easiest way to obtain data and for assessment. It is proposed to provide a fall
calendar for the participated clients in order to record any fall incidents and data
would be collected by the program staff in a weekly base. Further information would
be obtained such as reason of fall and outcome for any fall incident occurred. On the
other hand, an audit of the compliance of the program by the staffs and clients would
also be conducted in order to evaluate the effectiveness of the proposed program.
Feedback from staffs and clients would also be collected for better evaluate and
modify of the program in the future.
3.1.8 Cost-benefit ratio
The cost-benefit ratio of an innovation is also a factor affecting the
implementation potential. Although there are some of the barriers when implementing
the proposed program, there are numbers of potential benefits result from the
implementation of the proposed program. With the implementation of the proposed
program, clients could be trained to improve their stability and balancing function.
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Therefore their independence of activity of daily living could be increased in the
community and further minimize their risk of fall. Thus, the needs for medical
intervention or hospital admission due to fall incidents could be decreased and the
related medical burden could be reduced.
According to the own record of Ward A, there were around 1260 total patient
admission annually to the Ward A and around 30% of them were fall cases. The
average length of stay for a fall patient is around 8 days. Their treatment scheme was
mainly focus on pain management and for course of inpatient mobilization exercise.
After short period of rehabilitation, patients will then be discharged home with their
pain reduced and lower limbs power regained. Therefore the basic cost for these fall
patient for one year would be around 200 * 8 * $4,680 = $7,488,000. After
implementing the proposed program, it is estimated that the numbers of fallers will
decrease by 20%, so the potential benefit of the proposed program would be
$7,488,000 * 20% = $1,497,600.
The estimated material cost including recruitment of the qualified experienced
Tai Chi exercise mentor, training provided to the nursing and physiotherapy staffs,
teaching materials, leaflets, maintenance of the venue and visual audio devices, fall
assessment form and aids. Details of the resources needed for the implementation of
the proposed program are listed as below respectively.
Table 1
Material cost for the implementation of the program
Items $ HKD
Recruitment of Tai Chi mentor $6000/month x 12
months = $72,000
18
Nursing and physiotherapy staffs training $200 *4 hours * 24
staffs = $19,200
Printing materials (including assessment form, leaflet,
teaching notes)
$3,000
Maintenance cost of resources (including visual audio
device, venue)
$5,000
Total estimated cost $99,200
In calculation, the estimated benefit would be HKD 1,497,600 in one year. On
the other hand, the estimated cost for the first year would be HKD 99,200. Therefore
the cost-benefit ratio of the proposed program was calculated in the following
formula:
Potential benefit/ Potential cost = 1,497,600/ 99,200 = 15.1
The ratio indicates that the implementation of the proposed program in the target
setting is worthwhile.
For the estimated non-material cost, the staff morale maybe affected initially
because of the low acceptance to the new innovation and low motivation from the
staff to change their current practices. However, with the training session provided to
the staffs, giving them about the details information of the proposed program and
answering their question and worries before the implementation of the program, the
staff morale maybe improved afterward.
3.2 Evidence-Based Practice Guideline/ Protocol
Based on the review of the selected studies, an evidence-based guideline of the
program is then developed.
19
Recommendations in the evidence-based guidelines of the Tai Chi exercise for
reducing fall risk program are formulated based on the findings from the selected
studies. The Scottish Intercollegiate Guidelines Network (SIGN) is used to grade the
recommendation and state the levels of evidence in the guideline which is shown in
Appendix 1 (SIGN, 2011). Six recommendations of the program are listed in detail in
Appendix 5 with evidence supporting the recommendations stated.
These guidelines are designed to provide staffs, including nurses and other health
care providers, of the target setting a standard for the proposed Tai Chi exercise for
fall prevention program. The target population is those older adults aged 65 years old
or above who discharged from the medical and rehabilitation ward to the community
and independently in the activity of daily living. The objectives of the evidence-based
guideline are to provide staffs from the target setting with evidence-based guidelines
about the Tai Chi exercise program in order to reduce the risk of fall for the targeted
community dwelling older adults.
20
Chapter 4 Implementation Plan
The implementation of the newly innovated program involve various parties,
therefore a communication plan among different parties is necessary for better
operation. A pilot study plan for the proposed program would also benefit for the
implementation. The follow chapter will illustrate the communication plan, pilot study
plan and evaluation plan.
4.1 Communication plan
A communication plan is essential to disseminate the objectives and significance
of the proposed fall prevention program so as to promote the implementation. A
detailed schedule is shown as Appendix 6.
4.1.1 Identification of different stakeholders
Stakeholder is person or group who can affect or can be affected by the
innovated program. Identify and communicate with the respective stakeholders
beforehand can facilitate the implementation of the proposed fall prevention program.
In the proposed fall prevention program, stakeholders including the hospital
administrative, frontline nurses, collaborative professionals and other supporting
staffs. For the proposed fall prevention program, the hospital administrators include
the department operations manager (DOM) of the medicine and rehabilitation
department and the ward manager (WM) of the target ward and outpatient client, they
are the one who approve the implementation of the innovation and deliver the
resources. The frontline nurses, including six link nurses and two advanced practice
nurses play an important role on introducing the innovated program and monitoring
the implementation of the proposed program. Collaborative professionals, such as two
medical officers and two physiotherapists are also key members in the proposed fall
prevention program. Lastly, the target clients, approximately 200 who are directly
affected by the proposed fall prevention program are also the stakeholders.
21
4.1.2 Formation of the communication team
A communication team with different members is essential in order to facilitate
the communication between professionals and the implementation of the proposed fall
prevention program. The communication team will be established within two weeks.
First of all, the team will be led by the proposer of the proposed program. The team
then will include a medical officer and an advance practicing nurse from the target
setting who will act as adviser. It is because they are experienced in setting clinical
guideline and implementing different innovation with advance knowledge. Besides,
the link nurses, about six in total, from the target setting ward and outpatient clinic are
included for the operation of the proposed fall prevention program. Furthermore, one
physiotherapist is also included for their special aspect of advices. In the meeting of
the team, the significance, objectives and content of the proposed fall prevention
program will be presented and discussed, and modification will be made according to
any constructive suggestion from different team members.
4.1.3 Communication with the stakeholders
4.1.3.1 Initiating phase
The hospital administrator and decision maker, who are the WM of the target
ward and outpatient client and the DOM of the medicine and rehabilitation
department, will be first approached by the communication team in order to gain their
approval and obtain the resources needed for the implementation of the proposed fall
prevention program. A formal presentation will be conducted for them. In the
presentation, the current fall prevention program used in the outpatient clinic will be
reviewed with updated rate of recurrent fall which require hospitalization, and this
will lead to the need for change and newly innovated fall prevention program. Then,
evidence from the literature will be shown in order to justify the significance and
objectives of the proposed fall prevention program. Afterwards, the content of the
22
proposed fall prevention program will be explained to the administrators in details
with the feasibility, cost-benefit ration and risk or barrier. Besides, the step of
implementation of the proposed fall prevention program with minimal disturbance
and interference will also be highlighted in the presentation. After the presentation to
the administrators, the fall prevention program will be amended according to the
comments raised. It would take around two weeks in order to obtain the approval.
4.1.3.2 Guiding phase
After the proposed fall prevention program being approved, communication then
goes to the other frontline staffs. Frontline staffs include the advance practice nurses,
registered nurses, medical officers and physiotherapists from the target setting wards
and outpatient clinics who are not in the communication team. Four hourly
introduction session of the proposed fall prevention program will be provided within
two weeks for this group, ten participants each time. The content of the introduction
includes the significance and objectives of the proposed fall prevention program, a
clear explanation of the guideline, evidence supporting the proposed fall prevention
program and the potential benefits and barriers. On the other hand, to reduce the
worries from the staffs and their resistance to the changes, question and answer
session will also be included in the introduction session in order to clarify any
misunderstandings or to answer any enquiries. All comments and suggestions from
different staffs will be consolidated and help to finalize the proposed fall prevention
program. The six link nurses from the target setting wards and outpatient clinic are the
role models and troubleshooters of the proposed fall prevention program, therefore
fully understanding of the guideline is required, and they will also assist in the Tai Chi
classes. Furthermore, the whole content of the proposed fall prevention program and
detail guideline will be uploaded to the hospital intranet website for staff reference
with distribution of a pocket guideline to all hospital staffs. For the dissemination of
23
the innovation, leaflet will be distributed to eligible patients at their admission.
Further elaboration for the patient by link nurse will be provided if necessary.
4.1.3.3 Sustaining phase
It is important to ensure that the facilitation of the newly innovation is adequate
in order to sustain the change. An evaluation can demonstrate the success of the
program, as well as the limitations and barriers. Staff’s compliance with the proposed
fall prevention program can be assessed by auditing the nursing chart. Client’s
outcome can be monitored by the recurrent fall incident reported. Arrangement of
biweekly meeting within the evaluation period with the frontline staffs to discuss and
collect comments and suggestions enable ongoing revision and amendments for the
proposed fall prevention program. Moreover, sharing of successful stories by the staff
can also promote the sustainability of the newly innovated guideline.
4.2 Pilot study plan
A pilot study is a small scale and preliminary study. It is used to determine the
feasibility of the proposed change and evaluate if revisions are needed before the full
scale implementation of the innovation.
The objectives of the pilot study of the proposed fall prevention program are
determine the feasibility of the proposed program and identify the facilitations and
limitations, evaluate the integrity of the guideline and the fluency of the
implementation of the proposed program and assess the satisfaction from clients and
different staffs.
All the link nurses, advanced practice nurses and physiotherapists from the target
setting wards and outpatient clinic will be given a training workshop on the
manipulation of the proposed fall prevention program. An experienced Tai Chi master
will be recruited as the trainer. Total six sessions of training workshop will be
arranged within two weeks at the multifunction room in the outpatient center, each
24
session will last for an hour. The form of the workshop will be held with presentation
with exercise teaching and trial. Since the link nurses and physiotherapists will be the
assistance role on providing the proposed Tai Chi exercise for the fall prevention
program, their understanding and compliance on the Tai Chi exercise from the
experience Tai Chi mentor is highly important and ensures the competency of the
proposed fall prevention program with sustainability. An audit of the competency on
the Tai Chi exercise for the trained staff will be performed by the Tai Chi master after
the training and all trained staff must be passed in order to process to the next stage. A
pocket guideline will be provided during the workshop with the details and flow of
the proposed fall prevention program from identify potential client in wards, referral
to the outpatient clinic to participating the proposed fall prevention program. Example
of case will also be presented in order to show the monitoring and measuring of the
outcome of the proposed fall prevention program. On the other hand, questionnaires
will be provided to staffs for any enquires and comments of the proposed fall
prevention program ( Appendix 7).
The pilot test will run for 8 weeks, includes 4 weeks of trial run and 4 weeks of
follow up and evaluation. It can ensure that all the link nurses and physiotherapists
will have enough chance to practice the proposed innovation. All clients from the
target setting wards who meets the inclusion criteria, which are tolerate moderate
level of exercise with mental and physical condition compatible for exercise, will be
invited to join the program with informed consent. The estimated number of clients
recruited for the pilot test will be around sixty, with the estimation that around thirty
admission within a week and around 55% of them are eligible. The pilot study will be
performed according to the proposed guideline to assess the feasibility of the program.
First of all, staff compliance will be audited by the advanced practice nurse in order to
coherent to the proposed guideline. Then an evaluation form, shown as Appendix 7,
25
will be distributed to the staffs for comments of the program, including satisfactory
level, suggestion for improvement and encountered barriers. All the information will
be gathered and analyzed by the link nurses and discussed in the regular meeting of
the communication team. Eventually, a final amendment will be made after the review
of the evaluation of the pilot study so to prepare for the full scale implementation of
the proposed fall prevention program.
4.3 Evaluation Plan
The evaluation plan is used to determine the effectiveness of the proposed fall
prevention program in the target setting. The content of the evaluation plan includes
identifying the outcomes, target population and sample sizes, outcome measurement,
data collection and analysis. The result will then serve as basis for the change of the
practice. The evaluation period will take around twenty eight weeks.
4.3.1 Identification of outcome
4.3.1.1 Patient outcomes
The primary objective of the proposed fall prevention program is to reduce the
fall risk of elderly adults in the community. The incident of fall reported directly from
the client throughout the implementation phase and the evaluation phase is the easiest
way to obtain data and for assessment. It is proposed to provide a fall calendar for the
client in order to record any fall incidents and data would be collected by the link
nurses in a weekly base for twelve weeks ( Gao et al., 2014; Tousignant et al., 2013;
Taylor-Piliae et al., 2014). Hence, the evaluation period will be twenty eight weeks in
total. Further information would be obtained such as reason of fall and outcome for
any fall incident occurred.
4.3.1.2 Staff outcomes
The satisfaction level to the proposed fall prevention program by the program
staff is also important to determine its effectiveness. An evaluation form, which
26
shown as Appendix 7, will be provided to the staffs as well on self-rated satisfaction
level in applying the proposed fall prevention program at the end of the pilot test and
implementation period. The form consists of four questions with 5-point Likert scale,
which 1 means very disagree and 5 means very agree. The total marks will be
calculated and scored from 4 to 20, with score 13 or higher is defined as satisfaction.
4.3.1.3 System outcome
For the sustainability of the proposed fall prevention program, the cost benefit
ratio of the program is an important concern for the administration level. With the
implementation of the proposed fall prevention program, clients could be trained to
improve their stability and balancing function. Therefore their independence of
activity of daily living could be increased in the community and further minimize
their risk of fall. Thus, the need for medical intervention or hospital admission due to
fall incidents could be decreased and the related medical burden could be reduced.
The cost of the implementation of the proposed program will be recorded accordingly
including recruitment fee for the Tai Chi mentor, training cost to the related staffs and
others resources. With the number of fall incidents reduced during the implementation
period of the proposed program, the cost benefit ratio will be calculated within the
twenty eight weeks evaluation period.
4.3.2 Target population and sample size
The proposed fall prevention program will be implemented in the medical and
rehabilitation department wards and outpatient clinic of Hospital A.
The target population to be involved are clients who aged 65 or above and
independently in the activity of daily living. They are going to discharge from the
ward of the medical and rehabilitation and referred to the outpatient clinic under the
same unit in Hospital A.
An online software from Lenth, Java applet, is used to calculation of the sample
27
size by using one-tailed z-test of one proportion for the proportion of patient with a
fall history within the past three months (Lenth, 2006-2009). The fall rate in the target
setting was 30% according to the statistical record from Hospital A, and the program
targets is to reduce the proportion by around 20%. While based on the findings from
the table of evidence, the estimated effect size of the proposed fall prevention
program ranged from 9.4% to 15.2% (Li et al., 2005; Tousignant et al., 2013;
Taylor-Piliae et al., 2014), we use a conservative assumption that the fall rate will be
about 15.2%. The power of the study is set at 80% with the level of significance at
0.05. The final calculated sample size needed for the proposed program is 131.
According to the own record of Hospital A, there were around thirty admission within
a week and around 55% of them are eligible, about eight weeks are needed to recruit
the patients.
4.3.3 Data collection and analysis
The incident of fall is the primary outcome of the proposed program. A fall
calendar will be provide to the client in order to record any fall incidents and data
would be collected by the link nurses in a weekly base within the twenty eight weeks
evaluation period. One-tailed z-test of one proportion will be used to test if the fall
incident rate after the proposed fall prevention program implemented drops by 20% or
not, with the level of significance being 0.05, cost-benefit ratios will be calculated.
Further information would be obtained such as reason of fall and outcome for any fall
incident occurred. Other information such as socio-demographic data, age and
medical history will also be described which can be obtained from the clients’
admission record. For the staffs’ satisfaction rate, the evaluation form will be provided
at the end of the implementation period. The total marks will be calculated and scored
from 4 to 20, with score 13 or higher is defined as satisfaction. The 95% confidence
intervals for the mean satisfaction score will be calculated. For the system outcome,
28
cost-benefit ratio will be calculated within the twenty eight weeks evaluation period.
4.3.4 Basis for the change of practice
The determination of the effectiveness of the proposed fall prevention program is
depends on the achievement of the identified outcome. The primary outcome of the
innovation should be the patient outcome, which is decreased by around 20% fall
incident rate in the target setting, and this is also the most important goal of the
proposed program. Besides, the staff and system outcome identified are also
important. Staff understanding and compliance on the Tai Chi exercise can ensure the
competency of the proposed fall prevention program with sustainability and better
cost benefit ratio can proof the proposed program is worth continuing. It is aimed to
have over 70% collected evaluation form with score 13 or higher in satisfaction. For
the cost-benefit ratio, it is aimed to be over 12. With decreased clients fall rate, high
staff satisfaction level and high cost-benefit ratio, the proposed program can be
regarded as effective and therefore the implementation of the proposed program can
be sustained or further develop in other setting.
29
Chapter 5: Conclusion
Falls are very common in the elderly population in the community in Hong Kong.
Innovative exercise program can reduce fall risk and thus benefit the community older
adults. This study reviewed evidence for the effectiveness of the Tai Chi exercise
program in reducing fall risk, translated the reviewed evidence and develop
evidence-based guidelines for the Tai Chi exercise program. Moreover, an
implementation plan and evaluation plan were developed to ensure the effective
implementation of the guidelines. Hence, the proposed Tai Chi exercise program is
recommended to be implemented in target clinical setting in the future so as to reduce
fall risk for the community older adults.
30
Appendix 1: Grading system of level of evidence by The Scottish
Intercollegiate Guidelines Network (SIGN)
Level of evidence
1++ High quality meta-analyses, systematic reviews of RCTs, or RCTs with a
very low risk of bias.
1+ Well-conducted meta-analyses, systematic reviews, or RCTs with a low risk
of bias.
1- Meta-analyses, systematic reviews, or RCTs with a high risk of bias.
2++ High quality systematic reviews of case control or cohort or studies.
High quality case control or cohort studies with a very low risk of
confounding or bias and a high probability that the relationship is causal
2+ Well-conducted case control or cohort studies with a low risk of confounding
or bias and a moderate probability that the relationship is causal.
2- Case control or cohort studies with a high risk of confounding or bias and a
significant risk that the relationship is not causal.
3 Non-analytic studies, e.g. case reports, case series.
4 Expert opinion.
Grade of recommendations
A At least one meta-analysis, systematic review, or RCT rated as 1++, and
directly applicable to the target population; or
A body of evidence consisting principally of studies rated as 1+, directly
applicable to the target population, and demonstrating overall consistency
of results.
B A body of evidence including studies rated as 2++, directly applicable to the
target population, and demonstrating overall consistency of results; or
Extrapolated evidence from studies rated as 1++ or 1+
C A body of evidence including studies rated as 2+, directly applicable to the
target population and demonstrating overall consistency of results; or
Extrapolated evidence from studies rated as 2++
D Evidence level 3 or 4; or
Extrapolated evidence from studies rated as 2+
31
Appendix 2: Table of quality assessment of the reviewed studies (1)
Citation : Li et al., 2005
Internal validity Comments
1. Appropriate and clearly focused the
question
Yes
2. randomization done to assignment of
subjects
Yes
3. Adequate concealment Yes
4. ”Blinding” between subjects and
assessors
Yes
5. Similarity between the treatment group
and control group
Yes
6. Treatment under investigation is the
only difference between group
Yes
7 Outcome measured in standard, valid
and reliable way
Yes
8. Dropout rate Intervention: 27.2%
Control: 35.9%
9. Intention to treat analysis Yes
10. Comparability of sites for study with
multi—sites involved
Not applicable
Overall assessment of the study
1. Rate of quality of the study ++
2. Certainty of overall effect due to the
study intervention
Significantly fewer fall occurred in the
intervention group
3. Applicability of the result to the target
patient group
Result is applicable to functionally
independent older adult
32
Appendix 2: Table of quality assessment of the reviewed studies (2)
Citation : Gao et al., 2014
Internal validity Comments
1. Appropriate and clearly focused the
question
Yes
2. randomization done to assignment of
subjects
Yes
3. Adequate concealment Not covered
4. ”Blinding” between subjects and
assessors
Yes
5. Similarity between the treatment group
and control group
Yes
6. Treatment under investigation is the
only difference between group
Yes
7 Outcome measured in standard, valid
and reliable way
Yes
8. Dropout rate Intervention: 7.5%
Control: 2.5%
9. Intention to treat analysis Yes
10. Comparability of sites for study with
multi—sites involved
Not applicable
Overall assessment of the study
1. Rate of quality of the study +
2. Certainty of overall effect due to the
study intervention
Significantly decrease the incidence of
fall in the intervention group
3. Applicability of the result to the target
patient group
Result is applicable to community
dwelling older adult, especially Chinese
33
Appendix 2: Table of quality assessment of the reviewed studies (3)
Citation : Tousignant et al., 2013
Internal validity Comments
1. Appropriate and clearly focused the
question
Yes
2. randomization done to assignment of
subjects
Yes
3. Adequate concealment Yes
4. ”Blinding” between subjects and
assessors
Yes
5. Similarity between the treatment group
and control group
Yes
6. Treatment under investigation is the
only difference between group
Yes
7 Outcome measured in standard, valid
and reliable way
Yes
8. Dropout rate Intervention: 32%
Control: 34.2%
9. Intention to treat analysis Yes
10. Comparability of sites for study with
multi—sites involved
Not applicable
Overall assessment of the study
1. Rate of quality of the study ++
2. Certainty of overall effect due to the
study intervention
The relative risk of fall incidence was in
favour of the intervention group
3. Applicability of the result to the target
patient group
Result is applicable to community
dwelling older adult
34
Appendix 2: Table of quality assessment of the reviewed studies (4)
Citation : Taylor-Piliae et al., 2014
Internal validity Comments
1. Appropriate and clearly focused the
question
Yes
2. randomization done to assignment of
subjects
Yes
3. Adequate concealment Yes
4. ”Blinding” between subjects and
assessors
Yes
5. Similarity between the treatment group
and control group
Yes
6. Treatment under investigation is the
only difference between group
Yes
7 Outcome measured in standard, valid
and reliable way
Yes
8. Dropout rate Intervention: 9.43%
Control 1: 10.4%
Control 2: 13.6%
9. Intention to treat analysis Yes
10. Comparability of sites for study with
multi—sites involved
Not applicable
Overall assessment of the study
1. Rate of quality of the study +
2. Certainty of overall effect due to the
study intervention
Intervention group had significantly
fewer falls than control group
3. Applicability of the result to the target
patient group
Result is applicable to community
dwelling older adult
35
Appendix 2: Table of quality assessment of the reviewed studies (5)
Citation : Zhuang et al., 2014
Internal validity Comments
1. Appropriate and clearly focused the
question
Yes
2. randomization done to assignment of
subjects
Yes
3. Adequate concealment Not covered
4. ”Blinding” between subjects and
assessors
Not covered
5. Similarity between the treatment group
and control group
Yes
6. Treatment under investigation is the
only difference between group
Yes
7 Outcome measured in standard, valid
and reliable way
Yes
8. Dropout rate Intervention: 21.4%
Control 1: 0%
9. Intention to treat analysis Not covered
10. Comparability of sites for study with
multi—sites involved
Not applicable
Overall assessment of the study
1. Rate of quality of the study +
2. Certainty of overall effect due to the
study intervention
Significantly increase balance test score
in intervention group
3. Applicability of the result to the target
patient group
Result is applicable to community
dwelling older adult
Wong Po Wai 2011941431
36
Appendix 3: Table of evidence of review article (1)
Citation &
Study Design Patient Characteristics Intervention Comparison
Length of
Study Outcome Measure
Effect Size
(Intervention - control)
Li et al., 2005
Randomized
Control Trial
Community dwelling older
adult with mean age=77.48
from the pool of patients
enrolled in the Legacy
Health System in Portland
n=256
Tai Chi exercise
(TC) in Yang
style, 1 hour
class, 3 times per
week for 6
months
n=125
Stretching
exercise control
n=131
6 months Primary:
Fall counts in 6 months
Secondary:
1. Berg Balance Scale
2. Dynamic Gait Index
3. Functional Reach
4. Single-leg standing test
I. Right, eye open
II. Left, eye open
III. Right, eye close
IV. Left, eye close
5. 50 foot walk
6. Time up and go
7. Fear of fall score
Primary:
38-73=-35 (P=.007)
Secondary:
1. +2.13 (P<.001)
2. +1.31 (P<.001)
3. +2.04 (P<.001)
4.
I. +6.11 (P<.001)
II. +5.81 (P<.001)
III. +1.76 (P<.001)
IV. +1.52 (P<.001)
5. -1.75 (P<.001)
6. -1.04 (P<.001)
7. -0.24 (P<.001)
Wong Po Wai 2011941431
37
Appendix 3: Table of evidence of review article (2)
Citation &
Study Design Patient Characteristics Intervention Comparison
Length of
Study Outcome Measure
Effect Size
(intervention - control)
Gao et al.,
2014
Randomized
Control Trial
Independent older adult
with idiopathic
Parkinson’s disease at
mean age=68.91 from the
pool of patients who had
admitted to the West China
Hospital in Sichuan and
had fall history in the past
12 months
n=76
Tai Chi exercise
in 24 form Yang
style, total 36
sessions, 60
minutes each
time, 3 times a
week for 12
weeks
n=37
Usual care
n=39
6 months 1. Incident of fall in 6
months
2. Berg balance scale
3. Unified Parkinson’s
disease rating scale
4. Time up and go
1. 21.6 – 48.7 =-27.1
(P=0.014)
2. +3.78 (P=0.002)
3. +6.15 (P=0.845)
4. -1.41 (P=0.525)
Wong Po Wai 2011941431
38
Appendix 3: Table of evidence or review article (3)
Citation &
Study Design Patient Characteristics Intervention Comparison
Length of
Study Outcome Measure
Effect Size
(intervention - control)
Tousignant et al.,
2013
Randomized
Control Trial
Community older adult
who referred to day
hospital program at the
University Institute of
Geriatrics of Sherbrooke
in Quebec, Canada with
mean age=79.9 for a fall
problem
n=152
Supervised Tai
Chi exercise,
total 36 sessions,
60 minutes each
time, 2 times a
week for 15
weeks
n=76
Conventional
physical therapy
based on a
balance program
which consisted
of weight
transfer,
strengthening,
and walking
exercise, same
intensity with the
intervention
group
n=76
12 months Primary :
Fall incident in 12
months (mean number of
fall per participant)
Secondary :
1. Fall severity (need to
consult medical after
fall)
2. Time between the end
of intervention and
the first incident fall
Primary :
3.3-3.8=-0.5 (P=0.059)
Secondary :
1. 27%-27.5%=-0.005
(P=0.98)
2. 10-5=5 months
difference
Wong Po Wai 2011941431
39
Appendix 3: Table of evidence of review article (4)
Citation &
Study Design Patient Characteristics Intervention Comparison
Length of
Study Outcome Measure
Effect Size
(intervention-control)
Taylor-Piliae et
al., 2013
Randomized
Control Trial
Community dwelling
older adult who live in the
greater Tucson, Arizona
with mean 37.2 months
post-stoke and with mean
age=69.9
n=145
Yang style
24-posture short
form Tai Chi
exercise , 60
minutes each
time, 3 times a
week for 12
weeks (TC)
n=53
1. Usual care
(UC)
n=48
2. Strength and
range of
movement
exercise called
SilverSneaker
s, 60 minutes
each time, 3
times a week
for 12 weeks
(SS)
n=44
12 weeks 1. Participant reported
fall rate in 12 weeks
2. Short physical
performance battery
(SPPB)
3. 2 minutes step test
3. TC-UC=5-15=-9
(P=0.06)
TC-SS=5-14=-10
(P=0.06)
2. All group had
substantial
improvements in
SPPB (F=85.29,
P<0.01)
3. Significant group by
time interaction for
the 2 minutes step
test, which both TC
(t=2.45, P=0.02) and
SS (t=4.63, P<0.01)
had significantly
better result
Wong Po Wai 2011941431
40
Appendix 3: Table of evidence of review article (5)
Citation &
Study Design Patient Characteristics Intervention Comparison
Length of
Study Outcome Measure
Effect Size
(group by time)
Zhuang et al.,
2014
Randomized
Control Trial
Community dwelling older
adult who live in the
Kongjiang (Shanghai) with
mean age=65.9
n=56
Combined
exercise with
balance exercise
and muscle
strength training
and Yang style Tai
Chi, 60 minutes
each time, 3 times
a week for 12
weeks
n=28
1. Usual physical
activity
n=28
12 weeks 1. 30 second chair stand
test (CS-30)
2. Timed up and go test
(TUG)
3. Functional reach test
(FR)
4. star excursion
balance test (SEBTs)
1. 15.3% improvement
between group,
F(1,21)=21.617,
P<0.001
2. 17.6% improvement
between group,
F(1,21)=79.286,
P<0.001
3. no statistically
significant different
4. F(1,21)=8.816,
P=0.004
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Appendix 4: Searching flowchart
Records identified
through PubMed
(n = 70)
Records identified
through CINAHL
(n = 38)
Records after duplicates removed
(n = 78)
Records screened for
titles and abstracts
(n = 57) Records excluded
(n = 21)
Full-text articles assessed
for eligibility
(n = 46)
Full-text articles excluded,
with reasons
Non-RCT (n = 22)
Non Tai Chi intervention
(n = 12)
Target age group below
age 65 (n = 7) Studies included in
qualitative synthesis
(n = 5)
Records identified
through British
Nursing Index
(n = 7)
Records identified
through other
sources
(n = 0)
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Appendix 5: Evidence based recommendation of the Tai Chi exercise
for reducing fall risk program
An Evidence-based Program of Tai Chi Exercise for Reducing Fall Risk of
Community-dwelling Older Adults
Introduction:
Falls are very common in the elderly population in Hong Kong. It will cause injury to
the elderly and may subsequently need hospitalization, which may bring along a great
impact towards the public health care system. However, many studies supported that
Tai Chi exercise can reduce the risk of fall for the elderly.
The Scottish Intercollegiate Guidelines Network’s (SIGN) guidelines were used to
grade the recommendation and the levels of evidence in this guideline (SIGN, 2011),
which A grade recommendation means based on high quality evidence from well
conducted studies and also directly applicable to the target population.
Aims & objectives:
Provide a transferable and feasible evidence-based guideline on implementing Tai Chi
exercise program in order to reduce the fall risk of the elderly who live in the
community.
Target group:
Elderly who is age 65 years old or above, functionally independent and live in the
general community.
Recommendation 1:
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Appropriate screening for the high risk of falling for the older adults should be done
before the Tai Chi exercise is prescribed. (Grade of recommendation: A)
Evidence:
Tai Chi exercise obtains continuous but highly choreographed movement that
incorporate unilateral and bilateral weight shift as well as trunk and extremity rotation.
Through slow and repetitive movement between extremities and body, clients shift
their body weight from one leg to the other in sequent smoothly in order to achieve
coordination. Therefore it requires certain extent of independence and exercise
tolerance for the proposed exercise and assessment for the suitability for the exercise
should be obtained. (Li et al., 2005)(1++)
Recommendation 2:
Yang style Tai Chi is recommended for the exercise program. (Grade of
recommendation: A)
Evidence:
There are numbers of style of Tai Chi exercise, one of them is the Yang style. The
Yang style Tai Chi is recommended because this kind of Tai Chi is the most popular
Tai Chi in China and it is easy to learn. (Li et al., 2005; Gao et al., 2014; Taylor-Piliae
et al., 2013; Zhuang et al., 2014)(1++; 1+; 1+; 1-)
Recommendation 3:
The proposed Tai Chi exercise session should be taught and supervised by an
experienced Tai Chi instructor. (Grade of recommendation: A)
Evidence:
The Tai Chi instructor would taught and demonstrate the exercises to the client and
clients were then asked to replicate motions, posture, and speed of the instructors. The
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supervision by the instructor allows individually adapted each movement to ensure
that clients reached a significant level of instability. Even if the same movement
sequence was taught to all clients, the Tai Chi instructor could made individual
adjustments in the gradient of difficulty over time. (Li et al., 2005; Gao et al., 2014;
Tousignant et al., 2013; Taylor-Piliae et al., 2013)(1++; 1+; 1++; 1+)
Recommendation 4:
The intensity of the Tai Chi exercise is recommended in 60 minutes each time and
three times per week. (Grade of recommendation: A)
Evidence:
Each Tai Chi exercise session is recommended to include 10 minutes of warm up at
the beginning and 10 minutes of cool down at the end of the session. This kind of
warm up and cool down exercise prevent client from injury during the Tai Chi
exercise. Besides, total 60 minutes session allow time for the instructor to cover
learning new movement and review movements learned in previous sessions. On the
other hand, three times per week session was studied to be an optimal intensity
considering clients’ tolerance and acceptance. (Li et al., 2005; Gao et al., 2014;
Taylor-Piliae et al., 2013; Zhuang et al., 2014)(1++; 1+; 1+; 1-)
Recommendation 5:
A total twelve weeks of intervention is recommended for a whole course of the Tai
Chi fall prevention program. (Grade of recommendation: A)
Evidence:
Results from the selected studies showed that there are significantly decreased in fall
after three months of the proposed intervention. Besides, the Tai Chi exercise may
have a latent effect in reducing falls. It was given the continued downward trend in
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fall incidence observed, further decreases in fall incidence may be excepted through
sustained and frequent daily practice. (Li et al., 2005; Gao et al., 2014; Tousignant et
al., 2013; Taylor-Piliae et al., 2013; Zhuang et al., 2014)(1++; 1+; 1++; 1+; 1-)
Recommendation 6:
twenty four weeks follow up period for the self reporting fall incident system. (Grade
of recommendation: A)
Evidence:
The incident of fall reported directly from the participated clients throughout the
implementation phase and the evaluation phase. It is proposed to provide a fall
calendar for the participated clients in order to record any fall incidents and data
would be collected by the program staff in a weekly base for twenty four weeks (Li et
al., 2005; Gao et al., 2014). Further information would be obtained such as reason of
fall and outcome for any fall incident occurred. (Li et al., 2005; Gao et al., 2014;
Tousignant et al., 2013; Taylor-Piliae et al., 2013)(1++; 1+; 1++; 1+)
References:
Gao, Q., Leung, A., Yang, Y., Wei, Q., Guan, M., Jia, C. & He, C. (2014). Effects of
tai chi on balance and fall prevention in parkinson’s disease: a randomized
controlled trial. Clinical Rehabilitation, 28 (8), 748-753.
Li, F., Harmer, P., Fisher, K.J., McAuley, E., Chaumeton, N., Eckstrom, E. & Wilson,
N.L. (2005). Tai Chi and fall reductions in older adults: a randomized controlled
trial. Journal of Gerontology: Medical Science, 60(2), 187-194.
Scottish Intercollegiate Guidelines Network (2011). SIGN 50: A guideline developer’s
handbook. Revised Edition 2012. Retrieved from
http://ww.sign.ac.uk/guidelines/fulltext/50/annexoldb.html
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Taylor-Piliae, R.E., Hoke, T.M., Hepworth, J.T., Latt, L.D., Najafi, B. & Coull, B.M.
(2014). Effect of tai chi on physical function, fall rates and quality of life among
older stroke survivors. Archives of Physical Medicine and Rehabilitation, 1-9
Tousihnant, M., Corriveau, H., Roy, P.M., Desrosiers, J., Dubuc, N. & Hebert, R.
(2013). Efficacy of supervised tai chi exercise versus conventional physical
therapy exercise in fall prevention for frail older adults: a randomized controlled
trial. Disability & Rehabilitation, 35 (17), 1429-1435
Zhuang, J., Huang, L., Wu, Y. & Zhang, Y. (2014). The effectiveness of a combined
exercise intervention on physical fitness factors related to falls in
community-dwelling older adults, Clinical Intervention in Aging, 9, 131-140.
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Appendix 6: Timeline of the proposed program
Time (weeks) 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40 42 44 46 48 50 52 54 56 58 60 62 64
Formation of
communication team
Obtain approval
Introduction session
Training workshop
Pilot test
Recruitment of
patients
Implementation period
Evaluation period
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Appendix 7: Staff evaluation form of the program
Rank :
Reference
1 2 3 4 5
Very disagree disagree neutral agree Very agree
1) It is easy for you to learn the proposed Tai Chi exercise.
1 2 3 4 5
○ ○ ○ ○ ○
2) It is easy for you provide assistance for the participants.
1 2 3 4 5
○ ○ ○ ○ ○
3) The proposed program is easy handle within your routine.
1 2 3 4 5
○ ○ ○ ○ ○
4) The proposed Tai Chi exercise can reduce the fall rate for the participants.
1 2 3 4 5
○ ○ ○ ○ ○
Suggestions:
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References
Chu, L.W., Chi, I. & Chiu, A.Y.Y. (2007). Falls and fall related injuries in community
dwelling elderly persons in Hong Kong: a study on risk factors, functional
decline, and health services utilization after falls. Hong Kong Med J, 13 (1), 8-12.
Chu, L.W., Chi, I. & Chiu, A.Y.Y. (2008). Falls and subsequent health service
utilization in community dwelling Chinese older adults. Archives of Gerontology
and Geriatrics, 46 (2008), 125-135.
Gao, Q., Leung, A., Yang, Y., Wei, Q., Guan, M., Jia, C. & He, C. (2014). Effects of
tai chi on balance and fall prevention in parkinson’s disease: a randomized
controlled trial. Clinical Rehabilitation, 28 (8), 748-753.
Hong Kong Housing Society. (January 24, 2011). “Result of the Community Elderly
Domestic Accident Factors Study. Retrieved 2014.
http://www.hkhselderly.com/tc/house/life/18
Hospital Authority. (2009). Statistical report (2008-2009). Hong Kong
Lamb, S.E., Jorstad-Stein, E.C., Hauer, K. & Becker, C. (2005). Development of a
common outcome data set for fall injury prevention trials: the prevention of falls
network Europe consensus. Journal of the American Geriatrics Society, 53 (9),
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Lenth, R. V. (2006-9). Java Applets for Power and Sample Size [Computer software].
Retrieved June 4, 2015, from http://www.stat.uiowa.edu/~rlenth/Power
Leung, A.Y.M., Lou, W.Q., Chan, K.S., Yung, A. & Chi, I. (2010). Care management
service and falls prevention: a case control study in a Chinese population. Journal
of Aging and Health, 22 (3), 348-361.
Li, F., Harmer, P., Fisher, K.J., McAuley, E., Chaumeton, N., Eckstrom, E. & Wilson,
N.L. (2005). Tai Chi and fall reductions in older adults: a randomized controlled
trial. Journal of Gerontology: Medical Science, 60(2), 187-194.
Wong Po Wai 2011941431
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Liu, H. & Frank, A. (2010). Tai Chi as a Balance Improvement Exercise for Older
Adults: A Systematic Review. Journal of Geriatric Physical Therapy, 33 (3),
103-109.
Scottish Intercollegiate Guidelines Network (2011). SIGN 50: A guideline developer’s
handbook. Revised Edition 2012. Retrieved from
http://ww.sign.ac.uk/guidelines/fulltext/50/annexoldb.html
Taylor-Piliae, R.E., Hoke, T.M., Hepworth, J.T., Latt, L.D., Najafi, B. & Coull, B.M.
(2014). Effect of tai chi on physical function, fall rates and quality of life among
older stroke survivors. Archives of Physical Medicine and Rehabilitation, 1-9
Tousihnant, M., Corriveau, H., Roy, P., Desrosiers, J., Dubuc, N. & Hebert, R. (2013).
Efficacy of supervised tai chi exercise versus conventional physical therapy
exercise in fall prevention for frail older adults: a randomized controlled trial.
Disability & Rehabilitation, 35 (17), 1429-1435
Zhuang, J., Huang, L., Wu, Y. & Zhang, Y. (2014). The effectiveness of a combined
exercise intervention on physical fitness factors related to falls in
community-dwelling older adults, Clinical Intervention in Aging, 9, 131-140.