An assessment of gait analysis in the rehabilitation of children with walking difficulties
Transcript of An assessment of gait analysis in the rehabilitation of children with walking difficulties
d i s a b i l i t y a n d r e h a b i l i t a t i o n , 2000 ; v o l . 22, n o . 6, 275± 280
An assessment of gait analysis in therehabilitation of children with walkingdi� culties
DAVID HAILEY ‹ * and JO-ANNE TOMIE ‹ Œ
‹ Alberta Heritage Foundation for Medical Research, 10180± 101 Street, Edmonton, Alberta, T5J 3S4,
Canada
Œ Currently at : Community Health Sciences, University of Calgary, Alberta, Canada
Abstract
Purpose : To assess the current status of computerized gaitanalysis techniques in the management of children with cerebralpalsy or spina bi® da who have signi® cant walking disorders.Method : Synthesis of available data from a review of theliterature, drawing on MEDLINE, EMBASE, PRE-MED-LINE, HealthStar and PsychInfo . Other information wasobtained from persons with expertise in computerized gaitanalysis. Cost data were obtained from Canadian rehabilitationcentres and the provincial health ministry.Results : This technology seems helpful in detecting gaitchanges. However, available evidence is insu� cient to drawconclusions about the in¯ uence of computerized gait analysison treatment outcomes. Part of the rationale for use of thetechnology is that costs of gait analysis (of the order of $ CAN2,000 per examination) would be oŒset by a decrease in follow-up surgical procedures and associated hospital care. Therecould also be a major in¯ uence on children’s independence andquality of life. However, there are as yet no convincing data tosupport these propositions.Conclusions : Computerized gait analysis is a potentially usefultechnology in the management of children with walkingdisabilities, but its e� cacy is not established. It should beregarded as a developing technology and its clinical applicationlinked to systematic collection and assessment of outcomesdata.
Introduction
Abnormal gait is a functional problem for many
children with cerebral palsy and spina bi® da. Treatments
for gait abnormalities in these children depend upon the
nature and severity of the de® cit and include lower
extremity surgical procedures, injection of botulinum
toxin and use of orthotic devices." ± $ Surgery may have
adverse eŒects, such as stiŒer walking and instability of
* Author for correspondence; e-mail : dhailey! ahfmr.ab.ca
the hip and lumbar spine that need further treatment." , % ± ’
Because of the di� culty in planning and predicting
outcomes of lower extremity surgery for such patients,
treatments often follow the `birthday operation synd-
rome ’ .’ , ( A series of procedures may be performed, with
intervals between surgery of about a year.
Gait analysis techniques have been proposed for use in
the management of some children with walking disa-
bilities. They are intended to provide health care pro-
fessionals with detailed data on the components of
walking so that better decisions can be taken when
planning surgery or other remedial treatment.
Modern gait analysis techniques, such as videotaping,
electromyography (EMG) and computerized kinematic
and kinetic analysis allow detection and analysis of fast
moving events and can have good reliability.) ± " ! Infor-
mation from gait analysis has the potential to enable
`single-event, multi-level ’ surgery to replace the `birth-
day syndrome ’ approaches that have often been used
when treating children with neuromotor disorders. While
there are various sources of error & , ) , " " , " # and no widely-
used standards, such techniques have attractions as a
means of improving outcomes for a group of patients
who present management di� culties.
In this paper, we report an assessment of the status of
gait analysis as a method in the rehabilitation of children
with walking disorders. The main focus was on the
evidence of the e� cacy or eŒectiveness of the technology,
as judged by its in¯ uence on patient outcomes. That is,
on the availability of evidence that data from gait
analysis in¯ uence management decisions so that health
outcomes are substantially better than those obtained
using approaches which incorporate older methods of
diagnosis and treatment planning. From the perspectives
of health technology assessment and those who fund
health services, a major question is whether expenditure
Disability and Rehabilitation ISSN 0963± 8288 print} ISSN 1464± 5165 online ’ 2000 Taylor & Francis Ltdhttp:} } www.tandf.co.uk } journals
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D. Hailey and J-A. Tomie
Table 1 Examples of studies using gait analysis techniques for pre-treatment decision and} or post-treatment assessment
Study and purpose Measurement
Gait Analysis
Techniques Used Main Findings
Adams et al. " ( Assess eŒect
of dorsal rhizotomy on
foot contact patterns of
spastic CP ; n = 14.
E Tested pre- and post-operatively;
E Compared data to normal age-
matched controls from studies by
others.
E Foot switches taped to
bare feet;
E Computerizd 2D
kinematics;
E Clinical exam Ð 1
observer
E Improvement in foot contact, patterns,
velocity and stride length;
E High incidence of post-operative side
eŒects;
E Improves gait of CP children by
reducing spasticity ; consider
modi® cations to procedure or use of
orthotic devices to deal with side-
eŒects.
Brunt and Scarborough
(18) Describe EMG
patterns in CP, prescribe
treatments based in part
on the EMG ® ndings;
n = 13.
E Compared data to expected
normal data (source not stated);
E Treatments prescibed in part on
basis of EMG± 8 children operated
on, 3 assessed post-operatively.
E Surface EMG;
E Foot ground contact
with switches on feet.
E Could divide the children into 3 groups
based on EMG patterns. Positive
results for 2 of 3 children, mild side
eŒect in the third;
E Concluded use of EMG before surgery
provides an indispensable contribution
to treatment decisions.
Chicoine et al. (19) Assess
eŒect of dorsal
rhizotomy on gait of
CP ; n = 90
E Compared pre- and post-operative
data.
E Observational;
E Videotapes.
E Variance in ability to walk post-
operatively accounted for largely by
the pre-operative gait scores.
Chung et al. # ! assess eŒect
of psoas surgery on hip
function, CP ; n = 34
had psoas surgery, n =
13 CP controls.
E Tested and pre and post-
operatively.
E 2D and 3D kinematics
and kinetics;
E Oxygen consumption.
E Improved pelvic tilt, hip ¯ exion, hip
extension moments and powers,
walking velocity, oxygen consumption
Ð in study group.
E Psoas lengthening improves hip
kinematics} kinetics without sacri ® cing
hip ¯ exor power generation.
Cosgrove et al. $ Assess
eŒect of intramuscular
botulinum toxin on lower
limb management, CP;
n = 26 with abnormally
high muscular activity
E Analysis before and after drug
injections
E Clinical examination,
kinematic analysis ;
E Subjective parent rating.
E Bene® ts, (reduced spasticity, increased
ambulatory status, decreased popliteal
angle of knees during walking)
marginal in 7, good but gradually
relapsed in 12, good, did not relapse
(18 months) in 7.
Damiano et al. # " Assess
eŒect of quadriceps
femoris strength training
on crouch gait in CP ;
n = 14
E Exercised using ankle weights
E Contraction of muscles measured
at diŒerent degrees of knee ¯ exion
E Gait analysis before and after
exercise program
E observational
E electrogoniometer
E computerized kinematics,
E force gains at all angles; 10 of the 14
children exhibited less knee ¯ exion at
initial ¯ oor contact, 7 less knee ¯ exion
at midstance, 5 developed mild
hyperextension
E increased stride lengths
DuŒy et al. # # Describe gait
patterns in SB, assess
eŒect of speci® c surgeries
on their gait ; n = 28 SB,
15 normals
E 10 SB had L4, 8 had L5, and 10
had S1 lesions
E Post-surgical gait analysis.
E Observational
E Videotaping
E Computerized kinematic
and kinetic data
E DiŒerences between SB and controls,
and between the 3 SB groups.
E Iliopsis and tibialis transfers did not
help gait of the SB children.
Gage et al." $ Demonstrate
bene® ts of computerized
gait analysis for pre-
operative decision making,
post-operative assessment ;
n = 20, spastic diplegia.
E Pre- and post-operative gait
analyses compared. Considered
improved or worse if change
greater than 10% (based on
control data, source not
discussed). Also compared with
parental opinion, clinical
assessments.
E Observational, clinical
assessments
E Kinematics, kinetics,
telemetry EMG
E Estimate of walking
e� ciency
E 13 patients improved, 6 were
unchanged, 1 was worse.
E All parents thought their children
improved; 19 children were considered
improved after observational clinical
assessments.
Gage and Ounpuu# $ To
demonstrate use of gait
analysis techniques for
decision making, post-
treatment assessment ;
n = 3.
E Abnormalities described with
reference to kinematics and
kinetics collected from 66
normals.
E EMG
E Computerized kinematics
and kinetics
E Many improvements noted for the 3
patients e.g. decreased pelvic tilts,
improved knee motion and decreased
¯ exion.
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Gait analysis rehabilitation
Table 1 (cont.)
Study and purpose Measurement
Gait Analysis
Techniques Used Main Findings
E Lee et al. % Compare
outcomes of surgeries
based on clinical analysis
alone with outcomes of
surgeries based on
detailed gait analysis ; n
= 23, diplegics.
E Pre-op and post-op gait analysis,
surgery for 15 children based on
gait analysis, and for 8 based on
clinical analysis alone.
E Compared to normal data, source
not identi® ed.
E Observational
E Videotaping
E Computerized 3D
kinematics
E Surface EMG, ® ne-wire
EMG for deep muscles
E Based on the gait data, 7 did not
improve, 5 of these received surgery
based on clinical analysis alone.
E Conclude that this provides support for
use of gait analysis.
E Scott et al. " % Assess
eŒect of adductor
transfers on gait of CP
patients; n = 33.
E Tested pre-operatively and 1 y
after surgery without computers,
and 9.6 y after surgery with
computerized techniques.
E Observational
E Videotaping
E Photographs and
radiographs
E Goniometer
E Computerized 3D
kinematics
Most patients had a functional increase in
ambulatory status, but the gait analysis
shed light on complications (e.g., pelvic
obliquity). Many patients needed
further surgeries, so procedure was
discontinued at the institution.
E Stott et al. # % To assess
eŒect of tibialis anterior
transfers on gait of SB
children; n = 7, all
community ambulators
and ankle-foot orthoses
users.
E Gait analysis 24 to 60 months
(mean 40) post-operatively
E compared to age-matched
normative data collected by
others.
E Observational clinical
assessment
E Videotaping
E Radiographs
E Computerized kinematics
telemetry EMG
E Energy Expenditure
Index
Decreased calcaneal deformities in all
patients; increased stride lengths and
velocities; decreased EEI. Some
drawbacks (e.g., need for further
surgeries ; spastic lower extremity
muscles ; orthotic devices needed to
facilitate more normal appearance and
energy e� cient gait).
E Sutherland et al. # & Assess
eŒect of intra-
gastrocnemius muscle
botulinum toxin injection
on gait of CP; n = 26.
E Gait analysed before injection and
then at 3 month intervals for 1y.
E Additional injections given at
orthopedist’s discretion.
E Observational clinical
assessment
E Computerized kinematics
E EMG
11 subjects did not complete the study.
Improvements noted in the others.
Conclude results are promising but
that further studies are needed.
CP = Children with cerebral palsy. SB = Children with spina bi® da.
on this high cost technology can be justi® ed by the
bene® ts it produces to the health status of the individuals
for whom it is used.
A more speci® c purpose of assessment was to provide
advice to a rehabilitation hospital which was considering
using the technology in the clinical management of
selected children with cerebral palsy or spina bi® da.
There was interest in the use of gait analysis for pre-
treatment decision making and post-treatment assess-
ment. Methods of gait assessment which are standard
practice at many rehabilitation centres include clinical
examination and observation, using checklists of pati-
ents’ ability to engage in various behaviours, such as the
Gross motor function measure and analysis of video-
tapes. The hospital proposed to continue use of such
approaches and to incorporate computerized kinematics
and kinetics into treatment decisions. Computerized gait
analysis would be used only for severely disabled,
di� cult-to-assess ambulatory children. Annual caseload
of individuals whose walking disabilities were su� ciently
severe to justify such intervention was estimated at
100± 120 from approximately 2500 children with motor
disorders who were patients at the hospital.
Methods
A review was undertaken of available literature on the
clinical use of computerized gait analysis. Data bases
searched included MEDLINE (1986 to April 1997),
EMBASE (1988 to May 1997), PRE-MEDLINE (April
to May 1997), HealthStar (1975 to May 1997) and
PsychInfo (1984 to April 1997). `Gait ’ , `movement ’ ,
`motor performance ’ , `walking’ , `cerebral palsy ’ ,
`neural tube defects’ , `spinal cord malformation’ and
`congenital disorders ’ were the subject words used.
Tables of contents for Gait and Posture were viewed on
the Elsevier Publishing Company’ s home page on the
World Wide Web. The search results were screened and
the literature considered to be the most relevant was
obtained. Reference lists in retrieved literature were also
screened. Other information was obtained by consul-
tation with persons with expertise in computerized gait
analysis. Cost data were obtained from Canadian
rehabilitation centres and the provincial health ministry.
Studies comparing outcomes of treatments decided by
modern gait analysis techniques with those decided by
clinical assessment alone were most wanted. Other
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D. Hailey and J-A. Tomie
literature of interest included reports on reliability and
validity of gait analysis and reports on studies in which
gait analysis was employed for pre-treatment decision or
post-operative assessment purposes. Further details of
the search methodology and retrieved literature are
available from the authors.
Results
e v i d e n c e o f e f f i c a c y
From the information located in the literature, it
appeared that evidence of clinical bene® t from use of
modern gait analysis techniques is limited. Only one
study, by Lee et al.% , was found that compared outcomes
of treatments based on clinical analysis alone with those
of treatments based on modern gait analysis techniques
(table 1). In that study, 15 diplegic children received
surgery based on gait analysis ® ndings and 8 received
surgery based on clinical analysis alone. The gait of 7
children, 5 of whom had received treatment based on
clinical analysis alone, did not improve after surgery. It
was concluded that this provided support for use of gait
analysis techniques in clinical practice.
Other reports on use of gait analysis techniques for
pre-treatment decision making or post-treatment asse-
ssment resembled the remainder of the studies shown in
table 1, which are representative of those identi® ed from
Table 2 Examples of studies using gait analysis for descriptive or categorizing purposes
Study and purpose Gait analysis techniques used Main ® ndings
Ho� nger et al. # ’ Evaluate role of the
hamstrings in CP patients with crouch
gait, n = 16.
E Computerized kinematics.
E Surface EMG.
E Hamstrings were not short, and were assisting
with hip extension in many individuals.
E Conclude that surgeons should be judicious
with hamstring lengthening for crouch gait.
Hullin et al. # ( Describe and classify gait
abnormalities in CP patients; n = 26.
E computerized 3D kinematics and kinetics Based on the gait analysis data, could divide the
children into 5 groups.
Kelly et al. # ) Compare observational with
kinematic gait analysis, derive formula for
quality of walking score ; n = 55, 5
normals.
E Observational functional walking test
E Video analysis
E Sagittal plane kinematic analysis
E Found that the features most discriminatory
in determining a normal from an abnormal
gait were balance, speed, range of motion and
apparent eŒort.
Sojka et al. # * Describe gait de® cits of CP
children; n = 6, 4 controls.
E Observational
E Videotaping
E Computerized kinematics footswitches
E Surface EMG
E Children could be divided into 2 groups,
based on gait data.
E Because of diŒerences between children,
similar treatments will not necessarily lead to
similar outcomes. Further study needed.
Tylkowski and Howell " & Describe and
classify CP children with crouch gait,
n = 46.
E Observational, with goniometers
E Computerized kinematics,
E Surface EMG
Based on the gait data, could divide patients into
3 groups; not able to do this with clinical
analysis alone. Results show that gait labs can
diŒerentiate causes more speci® cally than
clinical examination alone.
Vankoski et al. $ ! Describe and classify gait
abnormalities of SB children; n = 21
E Kinematics E Could divide the SB children into 2 groups,
based mainly on diŒerences between them at
the pelvis and knee, and muscle weakness.
CP = Children with cerebral palsy. SB = Children with spina bi® da.
review of the literature. Most had small sample sizes.
Also, there was a focus on the magnitude of within-
subject pre-treatment versus post-treatment changes,
rather than on the eŒect of gait analysis data in
in¯ uencing these. Some studies used control data sets
that were not well de® ned. Few attempted to compare
decisions based on clinical analysis alone with decisions
based on modern gait analysis techniques and none
considered cost issues.
Two other studies noted in table 1 are of interest in
indicating potential bene® ts from use of gait analysis.
Gage et al." $ compared the post-operative gait data of 20
diplegic children to pre-operative and control data.
When gait was assessed clinically or by the children’ s
parents, 19 of the 20 individuals were considered to have
improved post-operatively. When gait was assessed with
modern techniques, 13 of the 20 children were considered
improved. Gage et al. conclude that modern gait analysis
techniques allow more objective planning and docu-
mentation of surgery, and as a result, surgical judgment
should improve and errors in treatment should be
reduced.
In the study by Scott et al." % the gait of 33 persons with
cerebral palsy was assessed pre-operatively, 1 year after
tendon transfer surgery and then at an average of 9.6years after surgery. All patients showed functional
improvement post-operatively, but the computerized
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Gait analysis rehabilitation
Table 3 Indicative annual costs for a gait analysis facility
Component Annual cost, $CAN
Capital items ‹ 50,000
PersonnelŒ 100,000
Maintenance and upgrade 40,000
O� ce supplies 10,000
Space rental and
utilities
10,000
Total 210,000
‹ Computer equipment and software $150,000 . Cameras $70,000,
Forceplates $30,000. Assumed that equipment is depreciated over ® ve
years (undiscounted and ignoring interest foregone).
Œ Director $50,000, Technician $35,000 Part time clerical staŒ$15,000
Source : Canadian rehabilitationcentres and provincial health ministry.
gait analysis conducted at long term follow-up revealed
complicating factors in many individuals, which resulted
in abandonment of this surgical procedure.
Table 2 shows studies representative of those that used
computerized gait analysis for descriptive or categorizing
purposes. In several of these, gait analysis helped to
classify children with cerebral palsy or spina bi® da
within groups who were otherwise diagnostically indi-
stinguishable. In the study by Tylkowski and Howell" &
children with cerebral palsy could be divided into three
groups on the basis of computerized gait data. The
authors concluded that gait laboratories can diŒerentiate
causes more speci® cally than clinical examination alone.
Results reported in the literature seem to support
claims that computerized gait analysis is helpful in
detecting gait subtleties, within Ð subject gait changes
and between Ð subject gait diŒerences. However, the
available data do not allow conclusions to be drawn
about the eŒects of gait analysis on management
decisions or subsequent health status. In terms of a
widely-used classi® cation system " ’ that considers the
type of study design and conditions of scienti® c rigour,
the quality of evidence of clinical bene® t is poor.
Controlled, long term studies are still required.
c o s t c o n s i d e r a t i o n s
Indicative estimates of the costs of establishing and
operating a gait laboratory are shown in table 3. It is
assumed that a gait analysis system would incorporate
six cameras and two forceplates. Overall annual expe-
nditure could be of the order of $200000. For a caseload
of 100± 120, cost per examination could be $1800 Ð
$2000. A substantial proportion of patients might be re-
examined in the gait laboratory following treatment so
that overall cost per patient would be substantially
higher than the cost per examination. The eventual
impact of re-examinations on the availability, scheduling
and cost of gait analysis is uncertain and would require
close consideration. The cost of a gait laboratory would
also be aŒected by acquisition of other gait analysis
equipment, such as EMG.
This level of cost resembles that for various advanced
diagnostic imaging methods. Costs are high, but might
be justi® ed by the impact of the additional diagnostic
data on the management decision and subsequent patient
outcome.
Discussion
Better information on the gait characteristics of
children with walking disabilities can be expected to
improve decision making on their subsequent treatment.
In principle, gait analysis appears a useful method of
increasing the eŒectiveness of surgical and other inte-
rventions. Avoidance of additional surgery or long-term
consequences of failed procedures which cannot be
corrected would be major gains. There would also be
expectation of greater independence and improved
quality of life for children with cerebral palsy or spina
bi® da who had severe walking problems. It is, however,
unclear how many children would be aŒected in this way
through the availability of additional data provided.
While there is a considerable literature on use of
computerized gait analysis techniques in research, evid-
ence about their clinical usefulness appears to be limited.
There is an absence of data on the incremental bene® ts of
computerized gait analysis in terms of patient outcomes
following treatment. Also, information on comparative
costs is lacking.
A possible issue for further resolution is the extent to
which all the information obtained from multivariate
measurements can be condensed to provide a reliable,
global evaluation technique for those providing trea-
tment. There is also the question of the extent to which
the results of gait analysis at re-assessment after
treatment should be used as an outcome measure, as
compared to clinical assessment and the opinions of
patients and their families.
On the basis of information available for the asse-
ssment, computerized gait analysis in the rehabilitation
of children with walking disorders is a promising but
developmental technology. Given the absence of info-
rmation on its clinical bene® ts, if a centre were to
introduce gait analysis, it would be necessary to validate
the eŒectiveness of the technology. As a ® rst step, it
would be important to document the eŒectiveness of
current management options for children with severe gait
di� culties. It would also be necessary to put in place
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mechanisms for systematic, long-term collection of
outcomes data for children who had been assessed using
computerized gait analysis. Elements to be considered
would include patient selection, eŒects on management
decisions, eŒects on patient outcomes and cost impact.
These conclusions, we suggest, seem generally appl-
icable to the use of gait analysis in the rehabilitation of
those with walking disabilities. The patients whom it is
intended to help, their families, health care professionals
and those that provide funding for health services deserve
assurance that use of this method will be associated with
appropriate clinical bene® ts. Application of this rela-
tively high cost diagnostic method may represent good
value for money. However, until good quality evidence
of bene® t emerges, gait analysis in the management of
those with walking disabilities should be regarded as
investigational and operated on that basis.
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