Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September...

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BACK TO THE MISSION: UNIVERSITIES, SCHOLARSHIP, OPEN ACCESS AND THE WEB Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008

Transcript of Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September...

Page 1: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

BACK TO THE MISSION: UNIVERSITIES, SCHOLARSHIP, OPEN

ACCESS AND THE WEB

Alma SwanKey Perspectives Ltd

Truro, UK

Australian National University, Canberra, 22 September 2008

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Daniel Coit Gilman First President, Johns Hopkins University

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University of EdinburghStrategic Plan 2008-12

“The mission of our University is the creation, dissemination and curation of knowledge.”

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New research approaches…

e-research (‘big’ research) Collaborative ‘small’ research Interdisciplinary research Web 2.0 outputs becoming a norm Early examples of institutional

solutions

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Research data

Increasingly the primary output in some fields

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‘Atkins’ Report

“The primary access to the latest findings in a growing number of fields is through the Web, then through classic preprints and conferences, and lastly through refereed archival papers”.

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Research data Increasingly the primary output in some

fields New technologies to exploit them Data have yet to be properly recognised –

and rewarded - as a research output Are increasingly the focus of attention

from research funders

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Page 8: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

New technologies

Data-mining Text-mining Web 2.0 approaches ‘Wikiomics’ All these, along with the new research

approaches… … depend upon Open Access

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Page 9: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Open Access Immediate Free (to use) Free (of restrictions) Access to the peer-reviewed literature (and

data) Not vanity publishing Not a ‘stick anything up on the Web’ approach Moving scholarly communication into the Web

Age

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‘Old’ paradigms Use of proxy measures of an individual

scholar’s merit is as good as it gets It is a publisher’s responsibility to

disseminate your work The printed article is the format of record Other scholars have time to search out

what you want them to know

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Page 11: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

‘New’ paradigms Rich, deep, broad metrics for measuring

the contributions of individual scholars Effective dissemination of your work is

now in your hands (at last) The digital format will be the format of

record (is already in many areas) Unless you routinely publish in Nature or

Science, ‘getting it out there’ is up to you

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Open Access: Who benefits?

Benefits to researchers themselves Benefits to institutions Benefits to national economies Benefits to science and society

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Open Access: how

Open Access repositories Open Access journals

(www.doaj.org)

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Page 14: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Open Access repositories

Digital collections Most usually institutional Sometimes centralised (subject-based) Interoperable Form a network across the world Create a global database of openly-

accessible research

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Where they are

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Growth in numbers

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What they contain

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Why an institutional repository?

Fulfils a university’s mission to engender, encourage and disseminate scholarly work

Complete record of its intellectual effort Permanent record of all digital output Research management tool ‘Marketing’ tool for universities

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An institutional repository provides researchers with:

The means to disseminate their work, free, to the world

Secure storage (for completed work and for work-in-progress)

A location for supporting data that are unpublished

One-input-many outputs (CVs, publications) Tool for research assessment

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But they have problems

Collecting content ‘Self-archiving’ rate is still low Overall Open Access rate is 15-20%

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ANU’s Demetrius

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Key Perspectives Ltd

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Impact

Bi-ol-ogy

Eco-nomi

cs

Polit-ical Sci

Health Sci

Business

Edu-catio

n

Manage

ment

Law

Psy-chology

Soci-ology

Physics

0 50 100 150 200 250% increase in citations with Open Access

Range = 36%-200%(Data: Stevan Harnad and co-workers)

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An author’s own testimony on open access visibility

“Self-archiving in the PhilSci Archive has given instant world-wide visibility to my work. As a result, I was invited to submit papers to refereed international conferences/journals and got them accepted.”

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Lost citations, lost impact

Only around 15% of research is Open Access….

….. so 85% is not ….. and we are therefore losing 85% of

the 50% increase in citations (conservative end of the range) that Open Access brings (= 42.5%)

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What this means to ANU

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What this means to ANU 2006: 2406 articles Number of citations: 11234 If all had been OA, there would have been

(42.5% more) 16009 citations Since ANU invests AUS $700m in research per

annum … …this means lost impact worth AUS $297m to

the university in one year

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The U.Southampton conundrum

The G-Factor (universitymetrics.com)

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Key Perspectives Ltd

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N.B. Downloads are a good predictor of eventual citations

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Download timelines

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Referrers

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Links and search terms

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Every e-print tells a story…

NIPS Workshop linked to this eprint from its web

page

Link placed on “Canonical correlation” page in Wikipedia

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Finally, a solution to the researcher’s dilemma…

“My enemy isn’t plagiarism, it’s obscurity”

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Page 39: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Thank you for listening

[email protected]

www.keyperspectives.co.uk

www.keyperspectives.comKey Perspectives Ltd

Page 40: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Publisher permissions (by journal)

62%

29%9%

'Green' (postprints) 'Pale green' (preprints)'Grey' (neither yet)

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How to increase repository content

Harvest from websites Harvest from OA journals Provide mediated deposit Put a policy in place that

ensures the creators do most of the work

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Author readiness to comply with a mandate

Would comply

will-ingly

Would comply reluc-tantly

Would not

comply

0 10 20 30 40 50 60 70 80 90% respondents

81%

14%

5%

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Jun-

04

Jul-0

4

Aug-0

4

Sep-0

4

Oct

-04

Nov-0

4

Dec-0

4

Jan-

05

Feb-0

5

Mar

-05

Apr-0

5

May

-05

Jun-

050

100

200

300

400

500

600

700

University of Tasmania

Actual documents

DEST publications

Key Perspectives Ltd(Australian data courtesy of Arthur Sale)

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03/0

2/20

04

03/0

4/20

04

03/0

6/20

04

03/0

8/20

04

03/1

0/20

04

03/1

2/20

04

03/0

2/20

05

03/0

4/20

05

03/0

6/20

05

03/0

8/20

05

03/1

0/20

05

0500

1000150020002500300035004000

University of Queensland

Documents

DEST

Key Perspectives Ltd(Australian data courtesy of Arthur Sale)

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Key Perspectives Ltd(Australian data courtesy of Arthur Sale)

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Why we should have Open Access Greater impact from scholarly endeavour More rapid and more efficient progress of

scholarship Better assessment, better monitoring,

better management of research Better information-creation using new

and better technologies

Key Perspectives Ltd

Page 47: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Science is faster, more efficient

Time taken to be cited for articles in the arXiv database

0

1000

2000

3000

4000

5000

6000

7000

8000

9000

10000

-6 0 6

12

18

24

30

36

42

48

54

60

66

72

78

84

90

96

Months from publication

Nu

mb

er

of

art

icle

s

1991199319951997199920012003

Source: Tim Brody Key Perspectives Ltd

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New knowledge from old

Data-mining Text-mining (semantic Web

technologies) UK: National Text-Mining Centre Example: NeuroCommons

(www.neurocommons.org)

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Measure and manage research

Who is producing what? Where is it being published / performed /

installed? How much impact it is having (by measuring

citations and other things)? Where are the upward trends? Where are the downward trends? How much collaborative work is being done? With which other institutions?

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If all institutions had such databases in their repositories

Comparative analysis: “How does our impact compare to theirs?” “Is our engineering department getting more

impact?” “What results are we getting for the money

we put into our physics department?” “Are our strongest research departments

attracting the right numbers of students?”

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Page 51: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Why Open Access

Greater impact from scientific endeavour More rapid and more efficient progress of

science Novel information-creation using new and

advanced technologies Better assessment, better monitoring,

better management of science

Key Perspectives Ltd

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Making the business case

Increasing the visibility and dissemination of research outputs

Providing free access to research outputs Collecting research outputs Preserving and curating research outputs Research assessment and monitoring A place for teaching and learning materials The development of special (or legacy) digital

collections

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Page 53: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Measure, assess, and manage science more effectively

Assess individuals, groups, institutions, on the basis of citation analysis

Track downloads, citations, patterns of use Trends: predict impact, usage, direction of

science and influences on research Latency, longevity Hubs, authorities ‘Silent’ ‘unsung’ authors identified by semantic

analysis

Key Perspectives Ltd

Page 54: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

An institutional repository provides researchers with:

The means to disseminate their work, free, to the world

Secure storage (for completed work and for work-in-progress)

A location for supporting data that are unpublished

One-input-many outputs (CVs, publications) Tool for research assessment e-science domain A personal marketing tool

Key Perspectives Ltd

Page 55: Alma Swan Key Perspectives Ltd Truro, UK Australian National University, Canberra, 22 September 2008.

Thank you for listening

[email protected]

www.keyperspectives.co.uk

www.keyperspectives.comKey Perspectives Ltd