CLOSED, MJSELECT

U.S. District CourtEastern District of New York (Brooklyn)

CRIMINAL DOCKET FOR CASE #: 1:99-cr-00372-ILG-1

Case title: USA v. Shvartz, et alMagistrate judge case number: 1:99-mj-00577

Date Filed: 04/19/1999Date Terminated: 11/08/2000

Assigned to: Senior-Judge I. LeoGlasser

Defendant (1)Aleksandr ShvartsTERMINATED: 11/08/2000also known asAleksandr Shvartz

represented by Gerald L. ShargelLaw Office of Gerald Shargel570 Lexington AvenueNew York, NY 10022(212) 446-2330Fax: 212-446-2330Email: gshargel@shargellaw.comTERMINATED: 11/08/2000LEAD ATTORNEYATTORNEY TO BE NOTICEDDesignation: Retained

Pending Counts Disposition

18:371 and 3551 et seq.- Securities,Mail and Wire Fraud Conspiracy.(1s)

Defendant is sentenced to Counts 1s,1ss, 2ss and 3ss and receives a term of41 months imprisonment; 3 yearssupervised release and $400.00 specialassessment fee. Restitution in theamount of $837,436.80.

18:371 & 3551 et seq - SECURITIESFRAUD CONSPIRACY - AIBC, INC.(1ss)

Defendant is sentenced to Counts 1s,1ss, 2ss and 3ss and receives a term of41 months imprisonment; 3 yearssupervised release and $400.00 specialassessment fee. Restitution in theamount of $837,436.80.

18:371 & 3551 et seq - SECURITIESFRAUD CONSPIRACY - UNIONSECURITES, INC.

Defendant is sentenced to Counts 1s,1ss, 2ss and 3ss and receives a term of41 months imprisonment; 3 years

(2ss)supervised release and $400.00 specialassessment fee. Restitution in theamount of $837,436.80.

18:371 & 3551 et seq - SECURITIESFRAUD CONSPIRACY -CHINAMALLUSA.COM, INC.(3ss)

Defendant is sentenced to Counts 1s,1ss, 2ss and 3ss and receives a term of41 months imprisonment; 3 yearssupervised release and $400.00 specialassessment fee. Restitution in theamount of $837,436.80.

Highest Offense Level (Opening)Felony

Terminated Counts Disposition18:371 and 3551 et seq.- Securities andMail Fraud Conspiracy.(1)

Counts 1,2,2s,3s,4s,5s are dismissed byGovernment's motion in open court.

15:78j(b) and 78ff; 18:2 and 3551 etseq.- MANIPULATIVE ANDDECEPTIVE DEVICES(2)

Counts 1,2,2s,3s,4s,5s are dismissed byGovernment's motion in open court.

15:78j(b) and 78ff; 18:2 and 3551 etseq.- MANIPULATIVE ANDDECEPTIVE DEVICES(2s)

Counts 1,2,2s,3s,4s,5s are dismissed byGovernment's motion in open court.

18:1341, 2 and 3551 et seq.- Mail Fraud(3)

Counts 1,2,2s,3s,4s,5s are dismissed byGovernment's motion in open court.

18:1341, 2 and 3551 et seq.- Mail Fraud(3s-4s)

Counts 1,2,2s,3s,4s,5s are dismissed byGovernment's motion in open court.

18:1956(h) and 3351 et seq.-Conspiracy to commit moneylaundering(4)

Counts 1,2,2s,3s,4s,5s are dismissed byGovernment's motion in open court.

18:1956(h) and 3351 et seq.-Conspiracy to commit moneylaundering.(5s)

Counts 1,2,2s,3s,4s,5s are dismissed byGovernment's motion in open court.

Highest Offense Level (Terminated)Felony

Complaints DispositionNone

PlaintiffUSA represented by Jonathan Mothner

U. S. Attorney's OfficeCriminal Division1 Pierrepont PlazaBrooklyn, NY 11201(718) 254-6134LEAD ATTORNEYATTORNEY TO BE NOTICED

Date Filed # Docket Text

03/13/1999 Magistrate Arraignment (Return on Warrant) as to Igor Eric Kuvykin heldbefore Judge Levy on 4/13/99. AUSA Jonathan Mothner with Agents Lyonsand Carmichael, CJA counsel Richard Burn, and defendant present.Defendant's first appearance. Defendant informed of rights, arraigned, but didnot waive preliminary hearing. Preliminary Hearing is set for 5/11/99. Bondentered and defendant, after being advised of conditons of release and possiblepenalties for non-compliance, signed bond and was released. ESR Tape #99/42(2934-3639). [ 1:99-m -610 ] (Ludwig, Michael) (Entered: 04/21/1999)

04/05/1999 1 SEALED DOCUMENT as to 1-99-577M-01 [ 1:99-m -577 ] (Mulqueen,Ellen) (Entered: 04/12/1999)

04/05/1999 Arrest WARRANT issued as to 1-99-577M-01 [ 1:99-m -577 ] (Mulqueen,Ellen) (Entered: 04/12/1999)

04/05/1999 2 COMPLAINT as to Aleksandr Shvartz [ 1:99-m -577 ] (Polanco, Marcie)(Entered: 04/13/1999)

04/05/1999 ARREST WARRANT issued as to Aleksandr Shvartz [ 1:99-m -577 ](Polanco, Marcie) (Entered: 04/13/1999)

04/07/1999 ARREST of Aleksandr Shvartz [ 1:99-m -577 ] (Polanco, Marcie) (Entered:04/13/1999)

04/07/1999 Magistrate Arraignment as to Aleksandr Shvartz held before Magistrate Mann.AUSA: Jonathan Mothner, defendant present with atty. Sarita Kedia (forGerald Shargel, retained.) Defendant informed of rights and released on500,000 prb, co-signed byR. Shvarts and l. Royter, secured by home and stocksworth $100,000. .) [ 1:99-m -577 ] (Polanco, Marcie) (Entered: 04/13/1999)

04/07/1999 3 PRB BOND entered by Aleksandr Shvartz in Amount $ 500,000. ( Signed byMagistrate-Judge Roanne L. Mann , dated 4/7/99) [ 1:99-m -577 ] (Polanco,Marcie) (Entered: 04/13/1999)

04/07/1999 PRELIMINARY HEARING SET FOR APRIL 21, 1999 as to AleksandrShvartz [ 1:99-m -577 ] (Polanco, Marcie) (Entered: 04/13/1999)

04/07/1999 4 NOTICE of Appearance for Aleksandr Shvartz by Attorney Gerald L. Shargel[ 1:99-m -577 ] (Polanco, Marcie) (Entered: 04/13/1999)

04/12/1999 1 SEALED DOCUMENT as to John Doe, including Complaint and arrestwarrant submitted by AUSA Jonathan Mothner (Signed and Sealed by JudgeLevy 4/12/99). [ 1:99-m -610 ] (Ludwig, Michael) (Entered: 04/21/1999)

04/19/1999 5 CALENDAR ENTRY as to Aleksandr Shvartz, Igor Eric Kuvykin; Case calledon date of 4/19/99 for Grand Jury Presentment. (Guzzi, Roseann) (Entered:04/22/1999)

04/19/1999 6 INDICTMENT as to Aleksandr Shvarts (1) count(s) 1, 2, 3, 4, Igor EricKuvykin (2) count(s) 1, 2, 3, 4. (Guzzi, Roseann) (Entered: 04/22/1999)

04/19/1999 Magistrate Go has been selected by random selection to handle any mattersthat may be referred in this case. (Guzzi, Roseann) (Entered: 04/22/1999)

04/21/1999 7 CALENDAR ENTRY as to Aleksandr Shvarts; Case called beforeMagistrate-Judge Steven M. Gold on date of 4/21/99 for Status Conference.Tape # 99/52(2555-3151). 2 suretors added to bond. Defendant alreadyreleased. (Guzzi, Roseann) (Entered: 04/29/1999)

04/21/1999 8 APPEARANCE BOND entered for additional suretors as to defendantAleksandr Shvarts in the sum of $500,000. ( Signed by Magistrate-JudgeSteven M. Gold, dated 4/21/99) (Guzzi, Roseann) (Entered: 04/29/1999)

04/30/1999 District Court Arraignment held as to Aleksandr Shvarts (1) count(s) 1, 2, 3, 4,Igor Eric Kuvykin (2) count(s) 1, 2, 3, 4. (Greves, Liz) (Entered: 05/06/1999)

04/30/1999 9 CALENDAR ENTRY as to Aleksandr Shvarts, Igor Eric Kuvykin ; Case calledbefore Senior Judge I. L. Glasser on date of 4/30/99 for statusconference/arraignment. Court Reporter D. Tursi & AUSA J. Mothner. Deftpresent with counsel Gerald Shargel. Defts present with counsel. Not Guilty:Aleksandr Shvarts (1) count(s) 1, 2, 3, 4, Igor Eric (2) count(s) 1, 2, 3, 4.AUSA Mothner informs the Court there will be a superseding indictment.Counsel suggest a conference in a month. Case adjourned to 6/14/99 at 10AM.Defts continued on bail. (Greves, Liz) (Entered: 05/06/1999)

05/06/1999 10 WAIVER of Speedy Trial and/or ORDER of Excludable Delay from 4/30/99 to6/15/99 by Aleksandr Shvarts, Igor Eric Kuvykin. (Signed by Senior Judge I.L. Glasser , Dated 4/30/99). (Greves, Liz) (Entered: 05/06/1999)

05/28/1999 14 LETTER dated 5/24/99 from AUSA Jonathan Mothner to Counsel to providediscovery. (Guzzi, Roseann) (Entered: 05/28/1999)

06/07/1999 15 SUPERSEDING INDICTMENT as to Aleksandr Shvarts (1) count(s) 1s, 2s,3s-4s, 5s, Igor Eric Kuvykin (2) count(s) 1s, 2s, 3s-4s, 5s , Aleks Paul (3)count(s) 1, 2, 3-4, 5 . (Guzzi, Roseann) (Entered: 06/18/1999)

06/14/1999 19 CALENDAR ENTRY as to Aleksandr Shvarts, Igor Eric Kuvykin, Aleks Paul;Case called before Senior Judge I. L. Glasser on date of 6/14/99 for statusconference. Court Reporter/Burt Sulzer. Defendants' plead Not Guilty:Aleksandr Shvarts count(s) 1s, 2s, 3s-4s, 5s, Igor Eric Kuvykin (2) count(s) 1s,2s, 3s-4s, 5s, Aleks Paul (3) count(s) 1, 2, 3-4, 5 . All defendants' continue onbail. Case adjourned to 7/20/99 at 4:30 for conference. Order of excludabledelay signed under code "H" excluding time until 7/20/99. (Guzzi, Roseann)(Entered: 06/21/1999)

06/14/1999 20 ORDER dated 6/14/99 as to Aleksandr Shvarts, Igor Eric Kuvykin, Aleks Paul,of excludable delay from 7/14/99 to 7/20/99. ( Signed by Senior Judge I. L.Glasser, on 6/14/99) (Guzzi, Roseann) (Entered: 06/21/1999)

07/02/1999 22 LETTER dated 7/1/99 from AUSA Jonathan Mothner to Benjamin Brafman,Esq. providing discovery. (Guzzi, Roseann) (Entered: 07/09/1999)

07/09/1999 23 LETTER dated 7/8/99 from Kathryn-Cintron, Paralegal to Gerald L. Shargel,Esq. enclosing items requested during your review of the discovery material on7/1/99. (Guzzi, Roseann) (Entered: 07/13/1999)

09/02/1999 24 LETTER dated 8/24/99 from Gerald Shargel to Judge Glasser requesting thatmy client Aleksandr Shvarts be permitted to travel to Hershey, PA, on 8/25/99for one day. (Guzzi, Roseann) (Entered: 09/02/1999)

09/02/1999 ENDORSED ORDER dates 8/25/99 on doucment #24 granting defendant bepermitted to travel to Hershey, PA. as to Aleksandr Shvarts. ( Signed by SeniorJudge I. L. Glasser, on 8/25/99) (Guzzi, Roseann) (Entered: 09/02/1999)

09/09/1999 25 CALENDAR ENTRY as to Aleksandr Shvarts, Igor Eric Kuvykin, Aleks Paul; Case called before Senior Judge I. L. Glasser on date of 9/9/99 for StatusConference. Counsel suggest a motion schedule be set. Motions to be filed by10/25/99. Govt response to be filed by 11/8/99. Dft's reply by 11/15/99.Hearing on 11/19/99 at 10:00. Jury Selection and trial set for 4/17/00. CriminalPTO signed & distributed. Mr. Shargel requests that Shvarts be permitted totravel to Florida granted. Mr. Mothner says discovery has been made available.The trial will take 3 to 4 weeks. Order of Excludable signed under Code "T"excluding time until 10/25/99. AUSA Jonathan Mothner; Defense Counsel,Gerald Shargel for Shvarts; Charles Ross, James La Rossa for Kuvykin;Melissa M. Beck, Jennifer Liang for Paul. Court Reporter/ESR not listed.(Piper, Francine) (Entered: 09/10/1999)

09/10/1999 26 WAIVER of Speedy Trial and/or ORDER of Excludable Delay by AleksandrShvarts, Igor Eric Kuvykin, Aleks Paul ( Signed by Senior Judge I. L. Glasser ,Dated 9/9/99) (Piper, Francine) (Entered: 09/10/1999)

09/10/1999 27 CERTIFICATE OF ENGAGEMENT AN ORDER AND CRIMINALPRETRIAL ORDER as to Aleksandr Shvarts, Igor Eric Kuvykin, Aleks Paul.Trial 4/17/00 at 10:00. ( Signed by Senior Judge I. L. Glasser , on 9/9/99)(Piper, Francine) (Entered: 09/10/1999)

10/26/1999 28 LETTER dated 10/14/99 from Kathryn Cintron, Paralegal Specialist, to GeraldL. Shargel, Esq. enclosing the items requested during your review of thediscovery material on 10/6/99. (Guzzi, Roseann) (Entered: 10/26/1999)

10/27/1999 29 LETTER dated 10/20/99 from Gerald L. Shargel to Judge Glasser on behalf ofall defendants requesting an extension of time to file pre-trial motions until11/15/99. The filing deadline for motions is presently 10/25/99. (Guzzi,Roseann) (Entered: 10/27/1999)

10/27/1999 ENDORSED ORDER dated 10/20/99 on document #29 granting request for anextension of time to file pretrial motions. ( Signed by Senior Judge I. L.Glasser, on 10/20/99) (Guzzi, Roseann) (Entered: 10/27/1999)

11/18/1999 30 LETTER dated 11/10/99 from Gerald L. Shargel to Judge Glasser on behalf ofdefendants to request an extension of time to file pretrial motions until 12/1/99.(Guzzi, Roseann) (Entered: 11/18/1999)

11/18/1999 ENDORSED ORDER on document #30 granting defendants an extension oftime for filing of pretrial motions as to Aleksandr Shvarts. ( Signed by SeniorJudge I. L. Glasser, on 11/10/99) (Guzzi, Roseann) (Entered: 11/18/1999)

11/23/1999 31 LETTER dated 11/8/99 from Sarita Kedia to Judge Glasser requesting that myclient Aleksandr Shvarts be permitted to travel to Rhode Island on 11/10/99and return the following day. (Guzzi, Roseann) (Entered: 11/23/1999)

11/23/1999 ENDORSED ORDER dated 11/8/99 on document #31 granting defendantpermission to travel to Rhode Island on 11/10/99 as to Aleksandr Shvarts. (Signed by Senior Judge I. L. Glasser, on 11/8/99) (Guzzi, Roseann) (Entered:11/23/1999)

12/01/1999 32 MOTION by Aleksandr Shvarts, Igor Eric Kuvykin, Aleks Paul to suppressevidence; dismissing Count 5; etc. (Greves, Liz) (Entered: 12/07/1999)

12/01/1999 33 MEMORANDUM by Aleksandr Shvarts, Igor Eric Kuvykin, Aleks Paul insupport of their pretrial motions. (Greves, Liz) (Entered: 12/07/1999)

12/22/1999 34 MEMORANDUM by USA as to Aleksandr Shvarts, Igor Eric Kuvykin, AleksPaul in opposition to the defendants' pre-trial motions. (Guzzi, Roseann)(Entered: 12/28/1999)

01/05/2000 36 ORDER dated 12/13/99 that government's time to file its response to defts'pretrial motions extended to 12/20/99. (Signed by Senior Judge I. L. Glasser onletter dated 12/13/99 from AUSA Jonathan Mothner). (Greves, Liz) (Entered:01/05/2000)

01/05/2000 38 ORDER dated 12/13/99 that deft Aleksandr Shvarts permitted to travel toMiami, Florida from 12/17 thru 12/26/99. (Signed by Senior Judge I. L.Glasser on copy of letter dated 12/13/99 from Sarita Kedia). (Greves, Liz)(Entered: 01/05/2000)

01/21/2000 41 CALENDAR ENTRY as to Aleksandr Shvarts, Igor Eric Kuvykin, Aleks Paul;Case called before Senior Judge I. L. Glasser on date of 1/21/00 for statusconference. AUSA Jonathan Mothner. Court Reporter/Henry Shapiro. Motionsof Gerald Shargel to suppress evidence to dismiss Count #5; to compel thegovernment to comply with Brady, etc. Motions argued. Decision reserved.(Guzzi, Roseann) (Entered: 02/07/2000)

02/16/2000 42 LETTER dated 2/14/00 from Laurie Assiff to Judge Glasser to inform theCourt that Mr. Paul will be traveling to Vermont on 2/18/00 to 2/25/00 for afamily vacation with the Government's consent. (Guzzi, Roseann) (Entered:02/16/2000)

03/10/2000 43 MEMORANDUM and ORDER as to Aleksandr Shvarts, Igor Eric Kuvykin,Aleks Paul that the defendants' motion for a bill of particulars was resolved atthe hearing by the government's agreement to furnish the particulars desired.(Signed by Senior Judge I. L. Glasser on 3/1/00) (Guzzi, Roseann) (Entered:03/10/2000)

03/13/2000 44 SUPERSEDING INFORMATION as to Aleksandr Shvarts (1) count(s) 1ss,2ss, 3ss. (Greves, Liz) (Entered: 03/22/2000)

03/13/2000 46 WAIVER OF INDICTMENT by Aleksandr Shvarts. (Greves, Liz) (Entered:03/29/2000)

03/13/2000 48 CALENDAR ENTRY as to Aleksandr Shvarts, Igor Eric Kuvykin ; Case calledbefore Senior Judge I. L. Glasser on date of 3/13/2000 for status conference.Court Reporter F. Guerino & AUSA J. Mothner. Defts present with counsel.Deft Shvarts withdraws not guilty plea and pleads guilty to Count 1 of thesuperseding indictment, & counts 1, 2 & 3 of the superseding information. DeftKuvykin withdraws not guilty plea & pleads guilty to Count 1 of thesuperseding indictment & counts 1,2, & 3 of the superseding information. Bothdefts sign waivers of indictment. Sentencing to be held on 6/8/2000 at 10AM.AUSA Mothner will move to dismiss open counts & underlying indictment attime of sentencing. (Greves, Liz) (Entered: 03/29/2000)

03/29/2000 50 ORDER dated 3/14/2000 that deft Aleksandr Shvarts permitted to travel toMiami, FL from 3/25 thru 3/31/2000. (Signed by Senior Judge I. L. Glasser oncopy of letter dated 3/14/2000 from Sarita Kedia). (Greves, Liz) (Entered:

03/29/2000)

04/07/2000 51 LETTER dated 4/4/00 from Sarita Kedia to Judge Glasser requesting that myclient Alekandr Shvarts be permitted to travel to Miami, Florida from 4/6/00 to4/10/00. (Guzzi, Roseann) (Entered: 04/07/2000)

04/07/2000 ENDORSED ORDER on document #4 granting defendant Aleksandr Shvartspermission to travel to Miami Fl. from 4/6/00 to 4/10/00 as to AleksandrShvarts. ( Signed by Senior Judge I. L. Glasser, on 4/4/00) (Guzzi, Roseann)(Entered: 04/07/2000)

04/10/2000 52 LETTER dated 4/4/00 from Sarita Kedia to Judge Glasser requesting that myclient Aleksandr Shvarts be permitted to travel to Las Vegas, Neveda from4/6/00 to 4/10/00. (Guzzi, Roseann) (Entered: 04/10/2000)

04/10/2000 ENDORSED ORDER dated 4/4/00 on document #52 that the application fordefendant to travel to Las Vegas, Nevada from 4/6/00 to 4/10/00 as toAleksandr Shvarts is granted. ( Signed by Senior Judge I. L. Glasser, on4/4/00) (Guzzi, Roseann) (Entered: 04/10/2000)

04/21/2000 53 LETTER dated 4/14/00 from Sarita Kedia to Judge Glasser that my clientAleksandr Shvarts be permitted to travel to Miami, Florida from 4/19/00through 4/26/00. (Guzzi, Roseann) (Entered: 04/21/2000)

04/21/2000 ENDORSED ORDER dated 4/14/00 granting permission to travel to MiamiFlorida from 4/19/00 to 4/26/00 as to Aleksandr Shvarts. ( Signed by SeniorJudge I. L. Glasser, on 4/14/00) (Guzzi, Roseann) (Entered: 04/21/2000)

06/08/2000 56 LETTER dated 6/1/00 from Sarita Kedia to Judge Glasser to confirm that tMr.Shvarts' sentencing date has been changed from 6/8/00 to 7/27/00 at 10:00.(Guzzi, Roseann) (Entered: 06/08/2000)

06/08/2000 ENDORSED ORDER dated 6/1/00 granting adjournment of sentencing to7/27/00 at 10:00 as to Aleksandr Shvarts. ( Signed by Senior Judge I. L.Glasser, on 6/1/00) (Guzzi, Roseann) (Entered: 06/08/2000)

07/26/2000 64 LETTER dated 7/12/00 from Sarita Kedia to Judge Glasser to confirm that Mr.Shavarts' sentencing date has been changed from 7/27/00 to 9/19/00 at 10:00.(Guzzi, Roseann) (Entered: 07/26/2000)

07/26/2000 ENDORSED ORDER dated 7/12/00 on document #64 granting theadjournment of sentencing as to Aleksandr Shvarts. ( Signed by Senior Judge I.L. Glasser, on 7/12/00) (Guzzi, Roseann) (Entered: 07/26/2000)

08/29/2000 67 LETTER dated 8/23/00 from AUSA Thomas Firestone to Judge Glasser toconfirm defendant Aleksandr Shvarts' sentencing of 9/29/00 at 10:00. (Guzzi,Roseann) (Entered: 08/29/2000)

08/29/2000 ENDORSED ORDER dated 8/25/00 on document #67 granting setencing dateof 9/29/00 at 10:00 as to Aleksandr Shvarts. ( Signed by Senior Judge I. L.

Glasser, on 8/25/00) (Guzzi, Roseann) (Entered: 08/29/2000)

09/28/2000 71 LETTER dated 9/28/00 from AUSA Thomas Firestone to Judge Glasser,enclosing plea agreements as to dfts. Kuvykin and Shvarts, and Bloombergcharts mapping the trading in stocks and warrants of Cluckcorp which wereinadvertently omitted from the government's submissions of 9/26/00. (Noattachments). (Reddy, Lisa) (Entered: 10/13/2000)

09/29/2000 70 LETTER dated 9/25/00 from Sarita Kedia, Esq., to Judge Glasser confirmingthat the sentencing of defendant Aleksandr Shvarts has been rescheduled for10/18/00 at 10:00. (Johnson, Tanya) (Entered: 09/29/2000)

09/29/2000 70 ENDORSED ORDER on document #70, confirming that defendant AleksandrShvarts sentencing date has been rescheduled for 10/18/00 at 10:00 beforeSenior Judge I. L. Glasser . (Signed by Senior Judge I. L. Glasser on 9/25/00)(Johnson, Tanya) (Entered: 09/29/2000)

10/16/2000 72 LETTER dated 10/11/00 from Gerald L. Shargel to Judge Glasser to confirmthat Mr. Shvarts' sentencing has been changed from 10/18/00 to 11/8/00 at10:00. (Guzzi, Roseann) (Entered: 10/16/2000)

10/16/2000 ENDORSED ORDER dated 10/12/00 granting 11/8/00 sentencing at 10:00 asto Aleksandr Shvarts. ( Signed by Senior Judge I. L. Glasser, on 10/18/00)(Guzzi, Roseann) (Entered: 10/16/2000)

10/24/2000 74 LETTER dated 10/17/00 from Sarita Kedia to Judge Glasser requesting thatAleksandr Shvarts be permitted to travel to Miami, Florida from 10/18/00 to10/22/00. (Guzzi, Roseann) (Entered: 10/24/2000)

10/24/2000 ENDORSED ORDER dated 10/17/00 on document #74 granting travel as toAleksandr Shvarts. ( Signed by Senior Judge I. L. Glasser, on 10/17/00)(Guzzi, Roseann) (Entered: 10/24/2000)

11/06/2000 78 SENTENCING MEMORANDUM by Aleksandr Shvarts. Attached ExhbitA-R. (Guzzi, Roseann) (Entered: 11/14/2000)

11/08/2000 Sentencing held Aleksandr Shvarts (1) count(s) 1ss, 1s, 2ss, 3ss. (Guzzi,Roseann) (Entered: 12/01/2000)

11/08/2000 DISMISSAL of Count(s) on Government Motion as to Aleksandr Shvarts partyAleksandr Shvarts Counts Dismissed: Aleksandr Shvarts (1) count(s) 1, 2, 2s,3, 3s-4s, 4, 5s. (Guzzi, Roseann) (Entered: 12/01/2000)

11/08/2000 81 CALENDAR ENTRY as to Aleksandr Shvarts; Case called before SeniorJudge I. L. Glasser on date of 11/8/00 for sentencing. AUSA Gerald Shargel.Thomas Firestone present. Court Reporter/Henry Shapiro. Defendantsentenced to imprisonment for 41 months; 3 years supervised release;concurrent with 99cr372 and 99cr372 s-1. $400.00 special assessment fee.Defendant to make restitution in the amount of $837,436.80. Defendant tosurrender on 1/8/01. Court recommends that the defendant be designated to

Allenwood Camp, where he can participate in alcohol and substance abuseprogram. (Guzzi, Roseann) (Entered: 12/01/2000)

11/30/2000 82 JUDGMENT dated 11/8/00 as to Aleksandr Shvarts (1) count(s) 1ss, 1s , 2ss ,3ss. Defendant is sentenced to Counts 1s, 1ss, 2ss and 3ss receives a term of 41months imprisonment to run concurrent with the superseding. 3 yearssupervised release and $400.00 special assessment fee. Restitution in theamount of $837,436.80. Remaining Counts dismissed. The Court recommendsthat the defendant be designated to Allenwood Camp. He is to participate inalcohol and substance abuse program. Defendant to surrender to designatedinstitution on 1/8/01 by 10:00. ( Signed by Judge I. L. Glasser, on 11/8/00)(Guzzi, Roseann) (Entered: 12/01/2000)

12/05/2000 83 FAXED LETTER dated 11/15/00 from Sarita Kedia to Judge Glasserrequesting that Aleksandr Shvarts be permitted to travel to Vermont forThanksgiving holiday from 11/22/00 to 11/26/00. (Guzzi, Roseann) (Entered:12/05/2000)

12/12/2000 84 LETTER dated 12/8/00 from Sarita Kedia to Judge Glasser requestingAleksandr Shvarts be permitted to vacation in Miami, Florida from 12/25/00 to1/2/01. (Guzzi, Roseann) (Entered: 12/12/2000)

12/12/2000 ENDORSED ORDER dated 12/8/00 on document #84 that the request isgranted for travel as to Aleksandr Shvarts. ( Signed by Senior Judge I. L.Glasser, on 12/8/00) (Guzzi, Roseann) (Entered: 12/12/2000)

01/11/2001 87 (faxed) LETTER dated 1/2/01 from Sarita Kedia to Judge Glasser requestingthe surrender date of Aleksandr Shvarts' surrender date be adjourned toFebruary 2001. (Guzzi, Roseann) (Entered: 01/11/2001)

01/11/2001 ENDORSED ORDER dated 1/3/01 on document #87 that the surrender date isadjourned to 2/5/01 as to Aleksandr Shvarts. Notify parties. ( Signed by SeniorJudge I. L. Glasser, on 1/3/01) (Guzzi, Roseann) (Entered: 01/11/2001)

06/12/2001 ENDORSED ORDER dated 6/4/01 on letter dated 6/4/01 requesting the courtendorse release of cash bail on deposit in the Southern District as to AleksandrShvarts is So Ordered. ( Signed by Senior Judge I. L. Glasser, on 6/4/01 )(Guzzi, Roseann) (Entered: 06/12/2001)

02/25/2004 103 ORDER as to Aleksandr Shvarts endorsed on memorandum from Probation.The court orders modification of supervision as specified. Signed by Judge I.Leo Glasser on 2/3/04. Defendant's waiver of hearing is attached. (Rodriguez,Angela) (Entered: 02/26/2004)

09/19/2005 104 ORDER as to Aleksandr Shvarts for the request that he given temporarycustody of his passport, for a period of 720 hours, to enable him to renew hisNew Jersey drivers' licence. The passport is currently in the possession ofpretrial Services. (Sica, Michele) (Entered: 09/19/2005)