Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for...

35
Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters [email protected]

Transcript of Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for...

Page 1: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Aerobic (Alcohol) Oxidation in Flow

Challenges in Catalysis forPharmaceuticals and Fine Chemicals V

London, November 2016

Paul Alsters

[email protected]

Page 2: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 1

Bulk chemicals (2009 figures)

The traditional stronghold of aerobic oxidation catalysisChemical Mton/year Air O2 HNO3 Cl2 ROOH H2O2

Terephthalic acid 44 •

Formaldehyde 19 •

Ethene oxide 18 •

1,2-Dichloroethane 18 • • •

Propene oxide 8 • • •

Cyclohexanone 6 • •

Vinyl acetate 6 • •

Acrylonitrile 6 •

Styrene (ex Propene oxide/Styrene) 5 • •

Phenol/Acetone 5 •

Phthalic anhydride 5 •

Acrylic acid 5 •

MTBE (ex Propene oxide/tButyl alcohol) 4 •

Adipic acid 3 •

Maleic anhydride 2 •

Hydrogen cyanide 2 •

Page 3: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 2

The renaissance of aerobic oxidation catalysis

From bulk to fine

0

10

20

30

40

50

60

70

80

Publ

icat

ions

Year

# Publications related to catalytic oxidationwith oxygen in journals on organic synthesis(SciFinder 31 July 2015)

Page 4: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 3

Cost & waste reduction: O2 for Pd catalyzed C-H activation

Cross-dehydrogenative arene-arene coupling

Page 5: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 4

DSM example on aerobic Pd catalyzed biaryl synthesis

Page 6: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 5

Cost & waste reduction: O2 for Cu catalyzed dehydrogenation

Cross dehydrogenative N-N coupling

Triazolo-pyridines, pyrazines,pyridazines, and pyrimidinesfrom guanidyl-N-heterocycles

Roche pharma: J. Org. Chem. 2015, 80, 1249

Page 7: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Aerobic Cu catalysis revolutionizes heterocycle synthesis

Young chemists award account by Shunsuke Chiba:"Cu-Catalyzed Aerobic Molecular Transformation of Imine and Enamine Derivatives forSynthesis of Azaheterocycles", Bull. Chem. Soc. Jpn. 2013, 86, 1400

Page 6

SimpleCu salt,Simpleligand

Page 8: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 7

Another revolution: (aerobic) carbocatalysis

Graphene:C

Grapheneoxide:CxOyHz

Graphiticcarbon

nitride:C3N4 B-doped N-doped

graphene: graphene:CxBy CxNyHz

Page 9: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 8

SimpleCarbo-

catalyst

Carbocatalysis: multi-purpose applications

Selected examples of unusual or useful reactions, survival of oxidation-sensitive groups,and/or demonstrated superiority over other tested oxidation methods

Page 10: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

More organocatalysis: aerobic alcohol oxidations

From heterogeneous carbocatalysts to homogeneous nitroxyls

P.L. Anelli (TEMPO)Y. Iwabuchi (AZADOs; ABNOs)

Iwabuchi review: Chem. Pharm. Bull. 2013, 61, 1197Page 9

N ON OX R

N ON O

X

TEMPO R = X = H:R = Me, X = H:R = H, X = F:

AZADO1-Me-AZADO5-F-AZADO

norAZADO X = H2:X = O:

ABNOketoABNO

Kg availabilityfrom Nissan

2 Steps fromacetonedicarboxylic

acid

Page 11: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 10

Preparation and properties of ketoABNO

• Redox potential in MeCN vs ferrocene: 416 mV(cf AZADO: 188 mV; TEMPO: 239 mV)Þ suitable organocatalyst for electron-deficient alcohols

• a-Carbonyl methylene groups may reduce organocatalyststability under basic bleach conditions, but ketoABNO foundto be effective under (non-basic) aerobic conditions

Improved prep and aerobic oxidns: B. Karimi, ChemSusChem 2014, 7, 2735Redox potentials and aerobic oxidns: S.S. Stahl, ACS Catal. 2013, 3, 2612Aerobic oxidns of electron-deficient alcohols: M. Kanai, Adv. Synth. Catal.2015, 357, 2193

Page 12: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 11

Transition metal-like catalyst turnovers

Under "Anelli bleach" conditions for unactivated alcohols

Y. Iwabuchi, Chem. Pharm. Bull. 2011, 59, 1570

Page 13: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Nitroxyls as organocatalysts for aerobic alcohol oxidations

Dominated by two protocols

Page 12

Page 14: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 13

Continuous flow!

Transition metal-like catalyst turnovers

Under "aerobic Cu" conditions for activated alcohols

M.J. Muldoon, Catal. Sci. Technol. 2014, 4, 1720

90% Conversion in 20 min at 40 bar air; unactivated secondary alcohols:several hrs at 0.1 mol%/RT/1 bar air (Cu cat decomposition at 40 bar!)

Page 15: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 14

"FOX" (flow oxidation) project goals

• Set-up of a safe, continuous flow system for catalyticaerobic oxidations, also based on pure oxygen besides air

• Implementation of online analysis (FT-IR)• Kick-off transformation: oxidation of primary and secondary

alcohols to industrially relevant aldehydes and ketones

Recent publications by S.S. Stahl on flow protocols for aerobic Cu/nitroxylcatalyzed alcohol oxidations:Org. Process Res. Dev. 2015, 19, 858 (elevated P&T using 100% O2 in a PTFEtube-in-shell membrane reactor)Org. Process Res. Dev. a.s.a.p. (process development together with Pfizer,Merck, and Lilly)Org. Process Res. Dev. 2013, 17, 1247 (elevated P&T using 9% O2/N2 in astainless steel or PTFE tube reactor)

Page 16: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Toleratessteric

bulkaround

alcoholTole

rate

sco

ordi

nati

nghe

tero

atom

s

Page 15

Remarkably broad scope of aerobic Cu/nitroxyl cat systems

S.S. Stahl, J. Am. Chem. Soc. 2013, 135, 15742

Page 17: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 16

Two relevant alcohol oxidations

Benzylic but bulkyEpoxone

Deactivated and bulky

Necessitates low cat costs!

Page 18: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 17

In house pilot plant experience on 220 lbs Epoxol oxidation

Potentially cheap lab alcohol ox methods failed on scale-up!

Replacing non-viable alcohol oxidation protocols withinexpensive, green aerobic protocols enableslarge-scale application of Epoxone technology

L• Bleach instead of periodate caused product and catalyst degradation• TEMPO + bleach (Anelli) not active (too hindered alcohol)• Stoichiometric chromate not feasible on large scale• NaIO4 offered acceptable cost because DSM was a periodate producer at the time

David J. Ager, Org. Process Res. Dev. 2007, 11, 44

Page 19: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 18

Implementation of online FT-IR analysis

Benzyl alcohol (704 cm-1) → benzaldehyde (1704 cm-1)

SwitchfromN2 to O2

Page 20: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 19

Design of the Taylor flow reactor

Pumping& mixing

gases

Pumping& mixingliquids

G/Lmixing:Taylorflow Cooler

DilutionwithN2

Reactor FT-IR

Page 21: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 20

Benzyl alcohol oxidation under Taylor flow conditions

Dependence on oxygen pressure

0.25 M BnOH; 25°C; O2/sub = 1; 2/2/2/5 CuOTf/bpy/TEMPO/NMI

ü Rate increases with oxygen pressureÞ Turnover-limiting oxidation of Cu(I) by O2

0102030405060708090

100

0 1 2 3 4 5 6 7 8 9 10 11 12

yiel

d(%

)

time (min)

7.5 bar O2

19.5 bar N2/O2and 7.5 bar O2

19.5 bar pure O2

Page 22: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Taylor flow: slow rate with near-stoichiometric O2/sub = 0.5RCH2OH + 0.5 O2 è RCH(O) + H2O

Near stoichiometric O2/sub minimizes N2 dilution,but high O2/sub required for fast conversionPage 21

Pumping& mixing

gases

Pumping& mixingliquids

G/Lmixing:Taylorflow Cooler

DilutionwithN2

Reactor FT-IR

O2/sub= 2

O2/sub= 1

G slugs much smallerthan L slugs Þ G/Lmixing insufficient

Good Taylor flowÞ efficient G/Lmixing

Page 23: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 22

Design of the single phase reactor

Pumping& mixing

gases

Pumping& mixingliquids

P = 34 barG/solventpre-mixing Cooler

DilutionwithN2

FT-IR3D printedzig-zagreactor

Page 24: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 23

Zig-zag assures turbulent (non-laminar)flow despite the commercially relevantmillimeter diameter scale of the tube

3D printed zig-zag reactor

How it looks like:inside and outside

Red:Tracer that rapidly homo-genizes thanks to theturbulent flow athigh Reynoldsnumber

Page 25: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 24

3D printing by Selective Laser Melting: principleSLM produceshomogenous metalobjects directly from3D CAD data byselectively meltingfine layers of metalpowder with a laserbeam.

Page 26: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 25

3D printing by Selective Laser Melting: practice

Developed by ILT Fraunhofer Aachen (1995)

Page 27: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 26

Benzyl alcohol oxidation under various flow regimes

Taylor vs. single phase conditions

19 bar O2

33 bar O2

0.25 M BnOH; 25°C; 5/5/5/10 mol% CuOTf/bpy/TEMPO/NMI

ü Rate increases by using single phase conditionsü O2/sub can be lowered to 0.55 (10% excess)

2 phases

1 phase

O2/sub=1

0

10

20

30

40

50

60

70

80

90

100

0 2 4 6 8 10 12

yiel

d(%

)

Tailorflow

SingleFlow

Taylor

time (min)

Page 28: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

0

10

20

30

40

50

60

70

80

0 10 20 30

con

vers

ion

(%)

5 mol% Cu 60 min7.5 mol% Cu 60 min10 mol% Cu 60 min12.5 mol% Cu 60 min

Page 27

Oxidation of fenchyl alcohol as a model for Epoxol

Catalyst optimization: "more is better" except for NMI

Cf:

0.25 M Fenchyl alcohol; 60 min@70°C/1 bar O2 (balloon); 0.1 mol% ketoABNO

ü Optimum at 5 mol% NMI irrespective of NMI/Cu ratio

/bpy/bpy/bpy

/bpy

NMI (mol%)

ketoABNONMI

Page 29: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 28

Mechanism of Cu/nitroxyl aerobic alcohol oxidation

S.S. Stahl, J. Am. Chem. Soc. 2014, 136, 12166

Page 30: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 29

Oxidation of Epoxol under Taylor flow conditions

Molar O2/Epoxol ratio and oxygen pressure: "more is better"...?

7.5 bar O2 O2/sub = 1

0.2 M Epoxol; 25°C; 5/5/1/10 mol% CuOTf/bpy/ketoABNO/NMI

ü Rate hardly increases with molar O2/alcohol ratio and P(O2)Þ Turnover-limiting cleavage of the C−H bond

(Cf turnover-limiting oxidation of Cu(I) by O2 for BnOH)

0102030405060708090

100

0 2 4 6 8 10 12

yiel

d(%

)

time (min)

2 eq.O2/sub

1 eq.O2/sub

0102030405060708090

100

0 2 4 6 8 10 12yi

eld

(%)

time (min)

19.5 bar O2

7.5 bar O2

Page 31: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 30

Oxidation of Epoxol under single phase conditions

Conversion does not continuously increase with temperature

11 min 100°C

Catalyst degrades attoo high temperatures?

0.2 M Epoxol; 33 bar O2; O2/sub = 1; 7.5/7.5/0.25/10 mol% CuOTf/bpy/ketoABNO/NMI

ü Full conversion with 0.25 mol% ketoABNOwithin 17 min at 100°C

0102030405060708090

100

0 50 100 150 200

Co

nve

rsio

n(%

)

temperature (oC)

0102030405060708090

100

10 11 12 13 14 15 16 17 18co

nve

rsio

n(%

)

time (min)

Page 32: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 31

Copper(I) source: triflate or iodide...?

MeCNCu + 2 HOTf è Cu(OTf)2 + H2 WO2012010752A1

ultrasound

MeCNCu + Cu(OTf)2 è 2 CuOTf SUM WO2011109878A1___________________________________________________________

2 Cu + 2 HOTf è 2 CuOTf + H2(as MeCN solution)

CuOTf CuI (S.S. Stahl, Org. Process Res. Dev. a.s.a.p.)

Requires bpy and NMI (besides nitroxyl) Requires only NMI (besides nitroxyl)

Fluoride source in waste water may beproblematic in some countries

Acceptable halide for waste water

No corrosion problems encounteredwhen using stainless steel reactor

Corrosive Þ PTFE reactor required (lessP&T robust and less heat conductive)

Too expensive as such, but expected tobe readily available as MeCN solutionfrom (ultrasonic) Cu + HOTf reaction

Readily commercially available

Page 33: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 32

Summary• Catalytic aerobic oxidation is finally escaping from its bulk chemical stronghold

and makes its way into fine chemicals/pharma manufacture• This trend is driven by the significant reductions of (raw materials) cost, waste

and number of steps enabled by new developments in aerobic oxidation catalysis• Example: aerobic Epoxolè Epoxone opens the door to broader large-scale

application of this versatile asymmetric epoxidation organocatalyst• Scalable, safe, and efficient aerobic processing is enabled by continuous flow

reactors, in particular zig-zag reactors for single phase conditions• 3D printing has enabled cost-efficient manufacture of flow reactors with full

freedom of design: create the ideal asset for demanding chemistry• Smooth integration in existing hardware, wide diversity of applications:Ø Cryogenic organometallic chemistryØ High temperature (‘in the melt’)Ø Catalytic (aerobic) oxidationsØ Catalytic hydrogenationØ NitrationsØ Cyclopropanations (‘Ethyl diazoacetate’)Ø PolymerizationsØ Azide Chemistry

Process R&D services via DSM InnoSyn®Interested? Contact: [email protected]

Page 34: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com

Page 33

AcknowledgementsDSM:Christine CzaudernaRuben van SummerenBert DielemansRaf Reintjens

Madison (Wisconsin):Janelle StevesShannon Stahl

Page 35: Aerobic (Alcohol) Oxidation in Flo...Aerobic (Alcohol) Oxidation in Flow Challenges in Catalysis for Pharmaceuticals and Fine Chemicals V London, November 2016 Paul Alsters paul.alsters@dsm.com