Advaned Remote Sensing Project Yoseph Alemayehu and Zemenu Mintesnot

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    Faculty of science

    Department of Earth Science

    (Remote sensing and Geographical Information System Division)

    Applied Remote Sensing (Ersc. 771)

    Project on:

    Evaluation of Bush Encroachment Mapping Using TraditionalSupervised Classification and Spectral Mixture Analysis, a Case for

    Borena Rangelands

    Submitted toDagnachew Legesse (PhD)

    By:

    Yoseph Alemayehu (GSR/2035/00)

    Zemenu Mintesnot (GSR/ 2037/00)

    July 2008

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    Abstract

    Bush encroachment is rated second to cause food insecurity in pastoral areas. Careful

    management plan and practice requires knowledge of both the spatial and temporal

    extent of the problem. This study was aimed at mapping the bush encroachment and

    detecting the changes occur from 1986 through 2002. Landsat TM and ETM+ images,

    p168r57, taken in January 1986 and February 2002 were used for this study. The

    images were analyzed using supervised classification and spectral mixture analysis

    (SMA). The mixture analysis was done based on endmembers spectral reflectance

    derived from the scene. Change detection on out put images from SMA was conducted

    by image differencing. The study showed that there exists substantial bush

    encroachment expansion, about 14persent. This needs for immediate measure. Future

    study needs to be conducted to evaluate the converted landcover type. Accuracy can be

    achieved with utilization of reference data collected through field survey or available

    reference data.

    Key words: bush encroachment, change detection, supervised classification, spectral

    mixture analysis.

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    List of figures

    Fig 1: General Methodology Flow chart

    Fig 2: map showing major land covers in Borena range lands (1986)Fig. 3: map showing major land cover in Borena range lands (2002)

    Figure 4: gray scale images from the spectral mixture analysis, for bush endmember.

    The images are 2002(a) and 1986 (b).

    Figure 5: map showing percentage categories of changes in bush encroachment

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    List of tables

    Table 1: major land covers and their respective area coverage

    Table 2: areas changed in their percentage composition

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    1. Introduction

    1.1. Background

    About 61-65 percent of the total area of Ethiopia is estimated to be occupied by pastoral

    areas. These areas are home to 12-13 percent of the total population of the country. In

    addition, out of the total estimated livestock population the pastoral areas constitute

    approximately 30 percent of the cattle 52 percent of the sheep, 45 percent of the goats

    and 100 percent of the camel (MOA, 2000). However the pastoral production system and

    in particular the food security and lively hood situation is highly threatened because of

    different man made and natural risks. Unwanted plant species encroachment is one of the

    major challenges to dry land development among others.

    Bush encroachment means the invasion of shrubs and bushes or trees in to former

    grassy range lands. Currently this problem is highly pronounced in the Borena range

    lands, which is a home for very large livestock population. Literatures showed that the

    area under bush encroachment in the Borena range lands is about 40 percent

    (Coppock1994, and Ahimed and Florian, 2000), and it is still progressing (Bruck Y.,

    2003). The Oromiya Water Woks Design and Supervision Enterprise (OWWDSE) has

    conducted a socio-economic analysis on the causes of food insecurity in the Borena zone

    in 2007. And in its detailed analysis bush encroachment was ranked second next to

    drought (OWWDSE, unpublished).

    Coppock (1994) reported that about 15 woody plant species are considered to be

    encroachers. Among these, according to Ahimed and Florian, 2000, Acacia brerispica,

    Acacia bussei, Acacia drepanolobium, Acacia melifera, Acacia reficiens, Acacia seyaland commiphora africana are the major encroaching species in the Borena range land.

    The magnitude of encroaching varies from locality to locality and from species to

    species. A.drepanolobium, A. reicience, and A. bussei are major and common

    encroaching species found across all the range lands.

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    These encroachers have reduced the total area devoted to grazing for cattle. Their thorny

    characteristics prohibit the access of livestock to areas where the stand is dense, suppress

    grass growth and provide harbor for predators. The causes for this sort of deterioration

    seem to be combination of over grazing, ban of range land burning during the former

    regime (Ahimed and Florian, 2000). Indigenous knowledge and traditional systems were

    neglected and considered backward by the decision makers. The Borena pastoralists had

    traditionally used controlled fire as a range management tool. In the youth stage, the

    Acacia species are susceptible for fire and can be killed with repetitive burning. Since

    1970s the practice of burning had been banned. Hence unwanted (unpalatable)

    herbs/shrubs/bush species got the chance to grow. As they were not eaten by most

    livestock, they over took other palatable grass species and begin to dominate. Some of

    these woody species are indicators of desertification. It could be attributed to the

    repeatedly occurring drought in the area.

    Remote sensing and satellites imageries with temporal and synoptic view play a major

    role in developing a global and local operational capability for monitoring land

    degradation and desertification in dry lands (Khiry, 2007). Therefore, this study is

    intending to improve the monitoring capability afforded by Remote Sensing to analyze

    and map the bush encroachment change in Borena rangelands.

    1.2. Objectives

    1.2.2. General Objective

    The general objective of this project is to assess the expansion of bush land in the Borena

    range lands between 1986 and 2002.

    1.2.2. Specific objectives

    To determine the total area converted to bush land between 1986 and 2002.

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    To undertake classification of main land cover types in the study area usingsupervised classification.

    To apply spectral mixture analysis To spatially locate bush encroached areas. To apply basic concepts of image classification and processing techniques those

    were grasped during the theoretical sessions.

    To be well acquainted with image processing software (ERDAS IMAGINE)

    1.3. Problem statement

    Bush encroachment is one of the most serious problems in the Borena range lands.

    Magnitude and location of areas under bush encroachment are not properly determined.

    Proper management of range lands require to locate and quantify areas under bush

    encroachment. Mitigation and control measures should be based on informed decision

    making.

    1.4. Hypothesis

    Multi temporal satellite images taken from the same scene can be used to detect bush

    encroachment changes occurred with in significant period of time.

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    2. Literature Review

    2.1. The concept of spectral mixture analysis

    The development in satellite technology as well as remotely sensed image acquisition and

    analysis offer effective opportunities for monitoring land cover change in arid and semi

    arid areas. Spatial resolution of an image is important in scaling observations. Each pixel

    within an image provides only a single measurement of spectral response of an area. It is

    however consisting of a multiple surface component. (Khiry, 2007) Usually mapping

    land use and land cover has been accomplished using traditional (supervised and

    unsupervised) techniques. However, it is difficult to find consistent classes with this

    approach between images taken at different times (David etal, 2001). Sub pixel

    classification interms of SMA is based on reflection proportion of the observed material.

    SMA is a promising technique developed from the efforts of earth and land cover types

    have shown characteristic patterns of reflectance within wave length across the EMS

    (electro magnetic spectrum). In reality surfaces of land cover types are often composed of

    a variety of mixtures of materials. For example a pixel composed of both soil and

    vegetation will have a spectral response which depends on combination of the general

    soil and vegetation spectra.(Borrison and Nicolav, no date) SMA provides a means for

    determining the relative abundance of land cover materials present in any pixel based on

    the spectral characteristics of the material. A combined spectrum thus can be decomposed

    in to a linear mixture of its spectral and members that is the spectra of distinct material in

    that IFOV (instantaneous field of view). (Leica Geosystems Geospatial Imaging, 2005)

    SMA involves two steps. First defining the spectra for pure selected land cover type and

    second each pixel is modeled as spatial mixture endmember spectra to determine the

    physical abundance.

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    The following equation is solved for each pixel

    Fi = fractional abundance of particular endmember

    DNi = intensity of the image endmember at particular band.

    David et al, 2001

    DN = brightness value of a given pixel for a specific wave length.

    Where,DIV = Fi DNi

    SMAs advantage can be summarized as follows (David et a,l 2001)

    SMA endmember can be identified from image data, field data lab inventories or

    from endmember fraction libraries. Therefore, time series of multiple geographic

    location SMA fraction coverage is more readily comparable than the products from

    classification based on DN.

    It uses all the information in the multispectral band. It allows a more detailed analysis of pixel contents.

    The traditional method for inferring characteristics about vegetation cover from satellite

    data is to classify each pixel in to specific land cover classes based on predefined

    classification scheme. The goal of linear mixture models is to estimate the fractional

    cover of each major landscape unit of interest (endmember) within image pixels. The

    inputs to mixture models are endmember reflectance and an image of observation vectors

    (pixel reflectance), and the output is a fraction image for each endmember along with an

    image containing an error of fit (Khiry, 2007). These fraction images can then be used to

    constrain additional spectral analyses, as input to biophysical and biogeochemical

    models, or simply as a measure of land cover used to analyze spatial and temporal

    changes (David et. al, 2001).

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    2.1.1. Endmember Selection

    The selection of endmember is a critical component to successful application of mixture

    modeling. Two general approaches exist for deriving endmembers, each with their ownadvantages and shortcomings. The first uses reflectance spectra measured in the field or

    laboratory. This method allows great control over the selection of endmember spectra,

    but requires that raw image data be correctly converted to reflectance, an often difficult

    task in remote sensing. It is also often difficult to obtain reference endmember spectra for all

    cover endmembers. The second approach derives endmember spectra directly from the

    image by extracting reflectance from relatively pure pixels. However, isolating a pure

    pixel is often impossible given the great surface heterogeneity at the scale of most remote sensors.

    2.2. Change detection

    Though it is an elusive task, since different techniques (different maps of change, post-

    classification or pre-classification) often produce different results (Bonaue, no date),

    Change detection is a very common and powerful application of satellite based remote

    sensing (RS).

    Image differencing is one of the techniques used in change detection. It is a pre classification

    technique. In this method the after image is subtracted from the before image, in a pixel

    by pixel format. Even though it was found to be effective so far , it needs accurate geometric

    co registration .

    2.3. Image classification

    Multispectral classification is the process of sorting pixels into a finite number of

    individual classes, or categories of data, based on their data file values (Leica

    Geosystems Geospatial Imaging, 2005b). Commonly known are the supervised and

    unsupervised classification techniques.

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    In supervised classification partitioning of the feature space is realized by an ooperator

    who defines the spectral characteristics of the classes by identifying sample areas

    (training areas). There fore the operator needs to know where to find the classes of

    interest in the area covered by the image.

    In unsupervised classification clustering algorisms are used to partition the feature space

    into a number of clusters. The choice of algorism depends on classification and the

    characteristics of the images.

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    3. Methodology

    3.1. Location of the study area

    The study area is located in Oromiya region Borena administrative zone a boarding zone

    of Ethiopia with Kenya. It is found at a distance of about 540 Km south east from Addis

    Ababa. Geographically it is bounded 416595.55-351971.74 (UTM) N and 457487.82-

    454583.38 (UTM) E. It comprises whole of Dire woreda and part of Yabello and Teltele

    woredas.

    The climate of the Borena lowlands is semi arid. Annual mean temperatures vary from

    18-25 degrees Celsius, with little seasonal variation. Annual rainfall varies from 440-

    1100mm, the average is 600mm. rain fall is bimodal; 59 percent of the annual

    precipitation occurs during March to May and 27 percent in September to November. The

    landscape is in general undulating, with a few scattered volcanic cones and rock outcrop.

    The Borena lowlands have some surface water. However, Dawa and Genale rivers rising

    from the Borena highlands and from the mountains of Bale Zone turn both soon to the

    east into Somalia.

    3.2. General methodology

    The Processing in this study composes a supervised classification and spectral mixture

    analysis (SMA) technique. The general methodology flow chart is given in Figure 1. Two

    year data obtained from satellite imagery of the study area were analyzed by classifying

    the image in to major land cover types. In addition SMA technique was applied to

    evaluate the percentage of bush (unpalatable vegetation) encroachment in the study area.

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    3.2.1. Data acquisition and pre processing

    Two cloud free Land Sat scene (p168r57) covering the study area were selected for

    analysis. The TM and ETM+ respectively were taken in January 1986 and February

    2002. This time is a dry season for the study area and it helps to discriminate the woody

    ever green vegetation from dry grass or photosynthetically less active vegetation.

    3.2.2. Image processing

    The whole task of digital image processing revolves around increasingly spectral

    separablity of the object features in the image. Accordingly the two images were

    geometrically registered taking the ETM+ 2002 image as a reference. Subset of the study

    area was selected using the ETHIO GIS vector layer as an AOI (Area of Interest) layer.

    To apply the spectral mixture analysis atmospheric calibration was required to balance

    the reflectance. This calibration was done by using the internal average relative

    reflectance method.

    3.2.3. Spectral mixture analysis (SMA)

    In order to assess the vegetation composition of pixels multi temporal spectral mixture

    analysis was done. This method involves image preprocessing, image endmembers

    selection, image fraction production and classification of the fraction image. To

    determine the endmembers in the image tasseled cap transformation and separability

    merging was done to enhance the visual capability to select endmember from the images.

    The endmembers used in this study are image endmembers, because they are easily

    accessed and they are representatives of the spectra measured at the same scale as image

    data. Three endmembers; vegetation (bush), bare ground and dry grass were defined.

    The general mathematically model for linear mixing can expressed as

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    f = fraction of the endmember in the specified pixel.

    (David et. al, 2001)

    EM = Relative Radiance of endmember

    DN = Em * f,

    f = 1Where,

    DN = Relative radiance for each pixel

    Generally Sf = 1, this means that the fraction of the endmember of each pixel in the

    image sums to 100%. An endmember greater than 100% occurs as the pixel has spectra

    similar to that of the particular endmember but with higher reflectance. A negative value

    of fraction indicates that an endmember is unnecessary to model in that particular pixel.

    Visual interpretation of the vegetation fraction was done to asses the land cover change.

    Changes in vegetation fractions were visually interpreted by displaying fractions.

    3.2.3.1. Signature derivation

    Signature derivation and evaluation is an important part in the subpixel classification.

    There are two ways to derive a signature, manual and automatic. Manual derivation is

    used when whole pixel Material of interest can be used as training set. In this case, an

    interactive method was applied. 30 signatures were taken from each scene. These pixels

    were believed to represent pure bush reflectance. To minimize error these signatures were

    merged to produce a single representative scene derived signature of pure pixel.

    3.2.4. Change detection

    The images from the spectral mixture analysis were in gray scale. The pixels of the image

    represent the percentage composition of each end member. A visual interpretation was

    done to evaluate the magnitude of encroachment in both images. Image differencing was

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    conducted to locate the changes in bush composition. The out put image from Image

    Differencing was classified using RGB slice to separate between the degrees of bush

    encroachment.

    3.2.5. Supervised Classification

    Both images were classified separately in to major land cover types using supervised

    classification. Classes of major land cover types were identified. These are bush, wood

    land, farm land, bare land, grass (pasture land), water body and unknown cover.

    Three steps are included in this process. These are the preprocessing and processing

    stage, training and classification stage, and the interpretation stage.

    3.2.5.1. The processing stage

    Normalized difference vegetation index (NDVI), tasseled cap transformation and

    principal component analysis were computed to aid the training stage. The greenness

    band from the tasseled cap and the second principal component were used to carefully

    locate and select representative AOI (training areas).

    3.2.5.2. The training and classification stage

    Intensive training was made to separate between the wood land and bush land relative to

    the other land cover classes. Maximum likely hood classifier was used and AOIs are

    given based on seed pixels. The training areas were assigned based on previous

    knowledge of the area. No reference data/ image were used. This can be considered as a

    limitation during the training stage.

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    3.2.5.4. Interpretation

    The change in land cover was visually interpreted. The total land converted to bush

    (encroached land covers) were computed from the data found during classification.

    TM (1986) and ETM+ (2002)

    Imagery

    Supervised Classification

    Selection of Endmembers

    Fraction Image of

    Components

    Change analysis For Bush

    Image subsetting

    Geo Rectification

    Linear Mixture Model

    Map of Change in Fraction Image

    (Image Differencing)

    Analyzing of Fraction Image

    Stacking Separate Bands

    Image Enhancement

    Fig 1: General Methodology Flow chart

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    4. Result and Discussion

    In this study two separate out puts were found. These are from the supervised

    classification of the images and the spectral mixture analysis.

    4.1. Supervised classification

    The image processing phase has helped the training phase for it has enhanced the visual

    separablity of the images. The tasseled cap transformation has helped to distinguish

    between the bare land and green features in the scene.

    The two images were classified in two seven classes with over all accuracy of 95 and 94

    percent for the 1986 TM image and 2002 ETM+ image respectively.(the out put images

    are given in Fig. 2 and Fig. 3) The error matrix is given in the appendix. At the training

    stage intensive training was given two discriminate between wood land and bush land

    (lands encroached with bush). The intensive training has increased the accuracy of the

    classification process.

    Area coverage (in hectare)Major land cover types

    1986 2002

    Unknown feature 2678.88 2546

    Bare Land 218516 124136

    Grazing land 596178 903590

    Water body 50.9281 29.4847

    Farm land 239505 138379

    Wood land 216926 167711

    Bush land 603229 689083

    Table 1 major land covers and their respective area coverage

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    The result found shows there exists an increase in the magnitude of land encroached

    with bush. In sixteen year (1986-2002) 14.23 percent increase was observed. This rate is

    equivalent to about one percent annual increment.

    Fig. 2 map showing major land covers in Borena range lands (1986)

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    Fig. 3: map showing major land cover in Borena range lands (2002)

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    4.2. Spectral Mixture Analysis

    4.2.1. Mixture Analysis

    Spectral mixture analysis unmixed pixel values in to their component end member.

    Generally three end members were selected. Bush, grass (dry), and bare land were used

    as major components of the scene. The analysis gave three end member composition gray

    scale imagery for both images.

    Only the image for the bush endmember was further analyzed for change detection. The

    image values ranges -0.56 to 1.74 and -0.6 to 1.43 for the 1986 and 2002 images

    respectively. Under ideal accuracy in spectral mixture analysis values should range from

    0 to 1(David etal, 2001). Values below zero indicate that the pixel was unnecessary for

    that specific end member. On the other hand values above one indicates that the pixel

    contains material that has similar reflectance but with relatively higher values. Visual

    examination showed that pixel values that fall below zero are derived from area that

    were considered bare and unknown features during the supervised classification stage.

    Similarly areas that were thought to be wood land showed a pixel value above one. The

    output images from the SMA are shown in figure 4 (a) and (b). the gray scale images

    helps to visualize the direction of change in bush density.

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    (a) (b)Figure 4: gray scale images from the spectral mixture analysis, for bush endmember.

    The images are 2002(a) and 1986 (b).

    4.2.2. Image differencing

    Image differencing was the technique applied to detect the change in bush encroachment.

    The output of the process is gray scale image. The DN (pixel values) can be negative,

    indicating decreasing pixel value, positive, indicating an increase in pixel value, or zero

    indicating no change in the after image.

    The out put form the image differencing was clustered in to groups using a level slicing

    method. The slicing was done based on pixel values. The image developed after image

    level slicing is given in figure 5. The pixel values indicate the percentage composition

    change of bush in that specific pixel. The following table shows areas of land with

    percentage increase categories.

    0-5% 5-10% 10-15% 15-20% 20-25% 25-35% 35-40% 40-

    50%

    >50%

    284946 291614 130328 68424 24731 32020 6545 13140 2918

    Table 2 areas changed in their percentage composition

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    From the table it can be seen that a large acreage of land is being encroached with bush.

    Spectral Mixture analysis provides the data in more detail than the traditional supervised

    classification. The method gives additional information other than merely indicating

    areas of change. It showed the composition change in each pixel.

    Figure 5 map showing percentage categories of changes in bush encroachment

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    5 Conclusions

    From this study the following conclusions have been made.

    Bush encroachment (both conversion of land covers in to bushland andpercentage increase in an already encroached areas) are significant and calls for

    measures.

    The techniques used to enhance the image (the tasseled cap transformation andthe PCA) enhances the visual interpretability of the images.

    It was possible to detect the bush encroachment with both supervisedclassification and spectral mixture analysis.

    The results from the spectral mixture analysis provide more detail informationthan the ordinary supervised classification.

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    6. Recommendations

    Bush encroachment change detection requires well organized ground reference data in

    addition to the utilized satellite images. Classification accuracy can be increased if

    training areas are given based on reliable and on site reference data.

    Further study needs to be undertaken to map the land cover conversion probabilities. In

    addition the invasion can be separately mapped across location for different invading

    species. This, however, requires satellite images with better spatial, temporal and spectral

    resolution than utilized in this study.

    The study assessed that the conversion of the land cover to a bush land in the study area

    is significant. The highly noxious species has been invading a wide range of new areas.

    This calls for a rapid and sound control and mitigation measures.

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    References

    Ababu, A. and Menberu, L. 2007 Awareness raising In drylands coordination group

    Ahmad, J. and F. Menzel, 2000 Bush encroachment in the Borena Range lands and how

    to turn harmful bush in to use full bush. BLPDP and ORBAD, Negelle Borena

    Borrison D. and Nikolov B.(2001) Vegetation and soil spectral mixture analysis, new

    south Wales university, Australia

    Bruck, Y. 2003 Food security Situation in the pastoral areas of Ethiopia, Oxfam Addis

    Coppock, D.L., 1994 The Borena Platue Of southern Ethiopia: Synthesis of

    pastoral

    David et al. (2001). Per Pixel Analysis of Tree Structure, Vegetation Indices, Spectral

    Mixture Analysis and Canopy Reflectance Modelling. Stanford University,

    Stanford.

    Khiry M.A., (2007). Spectral Mixture Analysis for Monitoring and Mapping of

    Desertification Process in Semi-arid Areas in North Korodofan state, Sudan. PhDThesis. Dresden

    Leica Geosystems Geospatial Imaging, 2005, ERDAS IMAGINE field guide, Leica

    Geosystems

    Leica Geosystems Geospatial Imaging, 2005, ERDAS IMAGINE Spectral Analysis tour

    guide, Leica Geosystems

    MAO 1998, Natural resources and regulatory Agro-ecological zones of Ethiopia, Addis

    OWWDSE, (Unpublished). Socioeconomic study of Borena Development

    corridor proceedings No. 23 Norway Research, development and change, 1980-

    1991 system study no 5 ILKA Addis Ababa, Ethiopia

    Yusuf.A. and Virginia Atmopawiro (no date) subpixel and maximum likelihood

    classification of land sat ETM+ images for detecting illegal logging and mapping

    rainforest cover types in East Kalimantan, Indonesia.

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    Appendix

    ERROR MATRIX (1986)

    -------------

    Reference Data

    --------------

    Classified

    Data Bare Land Pasture La Water Unknown Feature

    ---------- ---------- ---------- ---------- ----------

    Bare Land 5828 123 0 0

    Pasture La 313 9331 0 0

    Water 0 0 28 0

    Unknown Fe 0 0 0 3287

    Farm Land 13 0 0 0

    Bush Land 0 0 0 0

    Wood Land 0 0 0 3

    Column Total 6154 9454 28 3290

    Classified

    Data farm Land Bush Land Wood Land Row Total

    ---------- ---------- ---------- ---------- ----------

    Bare Land 14 0 0 5965

    Pasture La 1 0 0 9645

    Water 0 0 0 28

    Unknown Fe 0 0 0 3287

    Farm Land 1229 0 0 1242

    Bush Land 0 6912 492 7404

    Wood Land 0 464 6923 7390

    Column Total 1244 7376 7415 34961

    ERROR MATRIX (2002)

    -------------

    Reference Data

    --------------

    Classified

    Data Bush land Wood Land Bare Land Grazing La

    ---------- ---------- ---------- ---------- ----------

    Bush land 7620 115 0 0

    Wood Land 4 4416 0 0

    Bare Land 0 0 2858 0Grazing La 18 0 0 6670

    Farm Land 0 0 0 0

    Water Body 0 0 0 0

    Unknown Fe 0 0 0 0

    Column Total 7642 4531 2858 6670

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    Classified

    Data Farm Land Water Body Unknown Feature Row Total

    ---------- ---------- ---------- ---------- ----------

    Bush land 0 0 3 7738

    Wood Land 0 0 0 4420

    Bare Land 1 0 0 2859

    Grazing La 0 0 0 6688

    Farm Land 2075 0 0 2075

    Water Body 0 218 0 218

    Unknown Fe 0 0 4443 4443

    Column Total 2076 218 4446 28441

    23

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