AC ifi õ PRMAs Certificações PRM e APRM do PRMIA (The A ... · PDF fileA...

A C ifi õ PRMAs Certificações PRM e APRM do PRMIA (The

A Higher Standard for

Professional Risk Managers’ International Association)Risk

Professionals

International Association)

Alberto Suen – Regional Director PRMIA Brazil Chapter

Everton Gonçalves – Economista Chefe da ABBC

16 de Outubro de 2009

São Paulo, 16 de Outubro de 2009 Alberto Suen e Everton Gonçalves

Mini CV dos PalestrantesMini CV dos Palestrantes

Alberto Suen:

R i l Di d PRMIA B il Ch b d Ed i d Regional Director do PRMIA Brazil Chapter e membro do Education and Standards Committee e do The Regional Director Support and Standards Committee do PRMIA.

Engenheiro de Produção formado pela Escola Politécnica da USP e Bacharel em Direito formado pela Faculdade de Direito da USP com cursos de Pós


em Direito formado pela Faculdade de Direito da USP, com cursos de Pós Graduação em Direito Comercial na Faculdade de Direito da USP e em Administração Financeira na FGV- EAESP.

É mestre em Administração pela Faculdade de Economia, Administração e Contabilidade da USP e mestre em Direito pela Faculdade de Direito da USP,

Risk Professionals

Contabilidade da USP e mestre em Direito pela Faculdade de Direito da USP, com cursos nos programas de MBA da Owen Graduate School of Management da Vanderbilt University nos EUA e na Faculty of Economics and Management da Tsinghua University na China.

É professor universitário em cursos de graduação e pós graduação em i tit i õ d i F FGV FIA I d I S i t P l instituições de ensino como Fecap, FGV, FIA, Inepad, Insper, Saint Paul Institute of Finance, Unesp-Fatec, Uni-Facef e Unifran.

Como consultor, ajudou a implementar o sistema de gestão de riscos de mercado do Banco BBA Creditanstaldt (hoje ItaúBBA), participou de projetos em organizações como Tortuga Faculdades Rio Branco Casas Bahia Banco em organizações como Tortuga, Faculdades Rio Branco, Casas Bahia, Banco Toyota e representou no Brasil a Financial Engineering Associates, Inc. (hoje Morgan Stanley Barra). Também treinou os analistas de risco de crédito (PYMES) do Banco Santander Banespa, além de profissionais de empresas como Alpargatas, Santista Textil, ABN-AMRO Real, Hitachi, Nossa Caixa Nosso Banco, Banco Itaú, Unibanco e muitas outras organizações brasileiras e multinacionais


multinacionais.

AgendaAgenda

1) A importância das certificações para a carreira dos profissionais na área de Finanças

2) A PRMIA e as certificações PRM e APRMA Higher

Standard for

2) A PRMIA e as certificações PRM e APRM

3) Conteúdo das certificações PRM e APRM

Risk Professionals 4) Preparação para as provas de certificação

5) Aprovação nas provas de certificação


A importância das certificações para a A Higher

Standard for

A importância das certificações para a carreira dos profissionais na área de Finanças

Risk Professionals


A importância das certificações para a i d fi i i á d carreira dos profissionais na área de

Finanças

•A carreira profissional no mundo globalizado


g

•Mudanças frequentesRisk

Professionals•Autoregulação

•Certificação



PRMIA

Risk Professionals


h l b l i iPRMIA – the Global OrganisationThe Professional Risk Managers’ International Association (PRMIA) is the world’s leading risk Association (PRMIA) is the world s leading risk professional’s association.Mais de 60,000 “risk professionals” de todos os segmentos da indústria de serviços financeiros


segmentos da indústria de serviços financeirosMembros de mais de 4,000 organizaçõesMais de 150 encontros e eventos de 2 horas a um dia realizado todos os anosRisk

Professionals

dia realizado todos os anosMembros provenientes de 181 paísesMais de 60 capítulos (chapters)Dirigido pelos membrosCódigo de Ética GovernançaGovernançaUma organização sem fins lucrativos


What PRMIA is about

“A higher standard for risk professionals”B i i l d id t th lt

What PRMIA is about

Bringing people and ideas together across cultures and industries – through events and through the website


A global focus, with local service, serving developing and developed markets for the good of the industry and its practitioners

Risk Professionals

Member-led, member-driven – it provides a forum for members with meetings, focus groups and resources

Providing exams (the PRM and the Associate PRM) for people who want to learn, to demonstrate their skills and advance their careers

Provides specialist public and in-house training,

Developing and setting standards for the Risk Professional and the Risk Profession


Professional and the Risk Profession

PRMIA – Member ServicesPRMIA – Member Services

Representationo An industry policy bodyo An industry policy bodyo A forum for members

Credentialso The PRM (Professional Risk Manager) and the


o The PRM (Professional Risk Manager) and the Associate PRM exams

Eventso Pre-work lunchtime and after-work eventsRisk

Professionals

o Pre-work, lunchtime and after-work eventso One day risk forumso Participation at selected conferences

WebsiteWebsiteo Library, news, surveys, search, discussion

groups, careers support, research, networkingEducationEducation

o Specialised training, university faculties, web-based training


Our risk management standard - the Professional Risk Managers’ Handbook

• Over 35 Leading Authors

Professional Risk Managers Handbook

• In Use in over 110 Countries

• In Use at 23 of 25 A Higher

Standard for

• In Use at 23 of 25 World’s Largest Banks and all 10 of World’s Largest Financial Service Risk

Professionals

Largest Financial Service Companies *

• The best reference f fi i l i k source for financial risk

managers

• Available online and in print

(* A 2006 survey of the membership)


PRMIA C SuitePRMIA C-SuiteAn association within the Association, for Board members and Chief Risk Officers of Financial Institutions, their peers and direct reports

• Senior Executive Network

direct reports


Senior Executive Network• 3,000 CROs and Heads of Risk• Roundtables• Best Practices

N t kiRisk Professionals

• Networking

• “The program was truly one of the best sessions The program was truly one of the best sessions I've attended in quite a long time…delivery and substance were top notch. Programs and participant groups like this will surely put PRMIA p p g p y pin the spotlight as a top tier professional organization.”

H ld K h Chi f O ti Offi


Harold Kahn, Chief Operating Officer, Pequot Capital Management

PRMIA‘s Academic PartnersPRMIA s Academic Partners"We have played an active role in the development of the PRM examination syllabus and we fully support this qualification.“y pp q

Prof. Carol Alexander, Chair of the Risk Management Department and Head of Research, ICMA Centre, University of Reading


"When a professional industry organization gets the leading universities from 6 countries to join in an educational partnership, you are witnessing an event of galactic proportions. PRMIA has, in this fashion, defined the new paradigm for professional education and risk management practices

Risk Professionals

for the 21st century.”

Prof. Luis Seco, Director of the Risk Lab at the University of Toronto

Also: Columbia University Hong Kong University ofAlso: Columbia University, Hong Kong University of Science & Technology, George Washington University, Macquarie University, National University of Singapore, T h i l U i it f M i h U i it f Mi hiTechnical University of Munich, University of Michigan, North Western University and a consortium representing ESCP-EAP, HEC, Ecole Polytechnique,


Sorbonne and Université Paris Dauphine

PRMIA Training & Education services

Graduate Program Standards


Classroom Courses

Online Training Courses – 40+ courses

Learning Shorts 400+ modules covering A Higher Standard for

Learning Shorts – 400+ modules covering all aspects of finance

PRMIA Publications - books and the Risk

ProfessionalsJournal of Risk Management in Financial Institutions

Network of Top Universities and PRMIANetwork of Top Universities and PRMIA

Best Practice Standards for Curricula

Scholarships and Research Grants Scholarships and Research Grants



Some typical courses:

A C l t C i P f i l Ri k M t


• A Complete Course in Professional Risk Management

• A Course in Financial Markets and Instruments for Risk Professionals: Wednesday Evenings for Four Weeks


• A Course in Market Risk Management Best Practices: Wednesday Evenings for Three Weeks

• Credit Risk Modeling Best PracticesRisk Professionals

• Credit Risk Modeling Best Practices

• Operational Risk Management Best Practices

• Hedge Fund Risk Management: a Two-Day Training CCourse

• Hedge Fund Risk Management: a Two-Day Training Course

• Capital Allocation Best Practices

• Governance Best Practices and Case Studies

C dit D i ti T D I t i T i i


• Credit Derivatives - a Two-Day Intensive Training Course

PRMIA – the past 12 monthsPRMIA – the past 12 monthsAssociate PRM exam launchedNew chapters in Tokyo Bahrain Bangalore New chapters in Tokyo, Bahrain, Bangalore, Hyderabad, Amsterdam, Frankfurt, Vienna, San Francisco, Kolkata, Kuala Lumpur and Johannesburg.One-day PRMIA risk forums held in NY Chicago


One day PRMIA risk forums held in NY, Chicago, San Francisco, Beijing, Shanghai, ParisA quarterly PRMIA risk journal released free to Sustaining Members PRMIA monthly newsletterRisk

Professionals

Sustaining Members. PRMIA monthly newsletterPRM approved by regulators in Singapore and BahrainAgreement with McGraw Hill to update and reformat Agreement with McGraw Hill to update and reformat the Handbook and make it available in bookshops. Volume 1 released in January 2008.New PRM study guide releasedNew PRM study guide releasedCorporate membership services launchedPRMIA expand support team to take on marketing,

l d f / t t t ff


sales and conference/event support staff

PRMIA – the next 12 monthsPRMIA – the next 12 months

Increase to the exam services teamNew chapters expected in Los Angeles, Qatar, Bournemouth, Shanghai, Beijing, Madrid, Delhi, Kuwait, Miami, West Indies, Turkey, Bermuda, Romania Chennai


Romania, Chennai.Development of communications and market influence team. Coordination of risk management research opportunitiesRisk

Professionals

research opportunities.New standards and exams planned in Islamic Risk Management, Accounting Risk, Liquidity Risk. Chinese language version of the APRM Handbook Chinese language version of the APRM. Handbook Volume 3 and Exam 3 to be updated and enlargedNew academic partners in USA, Canada, China, UK nd F n eand France

Update of the website with increased facilities -enhanced jobs board and web-based bookshop

i E h t f th t d lib d


services. Enhancement of the case study library and the PRMIA publications pages.


A Certificação PRM

Risk Professionals


The PRM AccreditationThe PRM Accreditation

Syllabus yThe PRM Handbook plus material on the PRMIA website


ObjectiveTo provide a common educational baseline for all Professional Risk Managers in the financial services Risk

Professionals

Professional Risk Managers in the financial services industry.

DeliversDeliversObjective proof of capabilities


PRM Designation - The Higher Standard in Risk ManagementStandard in Risk Management

The Professional Risk Manager (PRM™) designation is an independent validation of skills and commitment to the highest standard of professionalism, integrity, and best practices within the risk management profession. The PRM™ is the leading certification for risk managers, having received public endorsements from top university


g , g p p yprograms and businesses.

The PRM™ Standard is recognized world-wide and is the benchmark against which the best risk professionals measure their skills. The PRM™ Standard offers predictive power by assuring that the exam

did i b i d i ll f i k f h Risk Professionals

candidate is being tested in all areas of risk management for the required broad knowledge and understanding that risk managers must bring to the job.

Candidates are required to pass four exams to achieve the PRM D i ti Designation: EXAM I: Finance Theory, Financial Instruments and Markets EXAM II: Mathematical Foundations of Risk Measurement EXAM III: Risk Management Practices EXAM IV: Case Studies PRMIA Standards of Best Practice Conduct and EXAM IV: Case Studies, PRMIA Standards of Best Practice, Conduct and Ethics, Bylaws


A Summary of the PRM Program

Exam Structure

Candidates are required to pass four exams to be awarded the PRM designation You can choose to take the complete PRM exam in one sitting or designation. You can choose to take the complete PRM exam in one sitting or in four separate modules, which can be taken in any order over a period of up to two years. The only pre-requisite is membership in PRMIA.

Finance Theory, Financial Instruments and Markets (120 minutes)

fA Higher Standard for

Mathematical Foundations of Risk Measurement (120 minutes)

Risk Management Practices (90 minutes)

Case Studies, PRMIA Standards of Best Practice, Conduct and Ethics, Bylaws (60 minutes)

Risk Professionals

( )

FormatThe exams are computer-based and the questions are all multiple choice. The complete PRM exam consists of 120 questions. Exam questions are randomly drawn, according to the syllabus order and weightings, from the exam databasedatabase.


A Summary of the PRM Program

Regular Exam Fees

Any One Exam:

US$195A Higher

Standard for

US$195

Full PRM Exam:

US$500

Risk Professionals

Discounts are available for groups of 10 or more candidates from the same organization.

Sustaining Members receive discounted pricing on PRM exam vouchers.

Sustaining Memberships are US $125.

Discounted memberships are available for academics and students (US$50) and for those from emerging markets (US $50).

You can become a Sustaining Member online at http://prmia.org/index.php?page=membership.


A Summary of the PRM Programy g

Exam Dates

The exams can be taken on any business day of the A Higher Standard for

The exams can be taken on any business day of the year. Results are usually available within 15 business days after the exam has been taken.

Risk Professionals Testing Venues

The exam is offered in secure, monitored testing facilities in any of nearly 4,000 locations, operated by Pearson VUE, in over 140 countries.y


Alguns locais de provaAlguns locais de prova

PRMIA Test Centers in Distrito Federal, Brazil:

1) FINATECFone:061-3348-0479


Campus Universitario Darcy RibeiroAv. L3 Norte, Ed. Finatec - Asa NorteBrasilia,Distrito Federal, cep:70910-900

Risk Professionals

2) Hepta Tecnologia e Informatica LtdaFone:061 - 33493557SEPN 513 BLOCO D EDIFICIO IMPERADOR2 ANDAR SALA 221Brasilia Distrito Federal70560524 2 ANDAR SALA 221Brasilia,Distrito Federal70560524

3)NCT InformaticaFone: 061- 3201-0000SCRN 702/703 Bloco "D" Loja 42Asa NorteBrasilia,Distrito Federal70.720-640



O conteúdo da certificação PRM

Risk Professionals


The PRM The PRM …Is PRMIA's most academically advanced program, designed to cater to all the needs of a Chief Risk designed to cater to all the needs of a Chief Risk Officer. Only successful candidates are entitled to use the PRM title. Essential to progress from Risk Analyst to Risk Manager

A Higher Standard for Four exams (in any order) – Finance (2 hr exam),

Mathematics (2 hrs), Risk Management (1½ hrs), Risk

Professionals

( ), g ( ),Governance and Case Studies (1 hr) - 120 total questions

Can be done in a year with a commitment of 8 hours study a week - two years allowed to pass all 4 exams.


The PRM Program – global support“PRMIA is the international leader in risk management certification and CSI wholeheartedly endorses its PRM

The PRM Program – global support

f ydesignation."

Roberta Wilton, Ph.D, President & CEO, Canadian Securities Institute Toronto Canada


Institute, Toronto, Canada

“The PRM qualifications is one of the best things that PRMIA has done for the risk profession”

Risk Professionals

David French, Bank of America, London, England

“I expect that over time it will be obligatory to anyone who aspires to a Head of Risk position to qualify as a PRM”aspires to a Head of Risk position to qualify as a PRM

Kalyan Sunderam, Chief Risk Officer and Deputy CEO, Bahraini Saudi Bank, Bahrain

“The PRM Certification Training Program is a key initiativeThe PRM Certification Training Program is a key initiative that will help advance risk management capabilities and promote sound risk management practices in Singapore”


Ng Nam Sin, Executive Director (Financial Centre Development), the Monetary Authority of Singapore


A Certificação APRM

Risk Professionals


The Associate PRM certificateThe Associate PRM certificate• Designed for staff entering the risk management

profession - or those who interface with risk profession or those who interface with risk management - auditing, accounting, legal, and systems development personnel.

• Mathematically and theoretically less detailed than the A Higher

Standard for

• Mathematically and theoretically less detailed than the PRM, the Associate PRM covers the core concepts.

• Successful candidates will understand fundamental risk management Risk

Professionals

fundamental risk management methods and practices, demonstrate they can make critical assessments, evaluate the implications and the evaluate the implications and the limitations of such results, be familiar with past risk cases, and understand professional and ethical standards.professional and ethical standards.

• The Associate PRM is a single exam of 3 hours with 90 multiple choice question A calculator is not needed to


question. A calculator is not needed to pass this exam

Associate PRM Program Summary

Exam StructureCandidates are required to pass one exam with a score of 60% or greater

to receive the Associate PRM certificate. The only pre-requisite is membership in PRMIA.


FormatThe exam is computer-based and consists of 90 multiple choice questions.

Exam questions are randomly drawn, according to the syllabus order and weightings, from the exam database.

Risk Professionals

Exam FeesThe cost of the Associate PRM exam is $300.

The cost of this exam voucher for sustaining members is $270 reflecting The cost of this exam voucher for sustaining members is $270, reflecting a 10% discount. You can become a Sustaining Member online.

Discounts are available for groups of 10 or more candidates from the same organization. Contact [email protected] for more information.


Associate PRM Program Summary

RegistrationRegistration is available online or by contacting

[email protected] Higher

Standard for

pp @p g

Exam DatesThe exam can be taken on any business day of the Risk

Professionals

The exam can be taken on any business day of the year. Results are typically available within 15 business days after the exam has been taken.

Testing VenuesThe exam is offered in secure, monitored testing

facilities in any of nearly 4,000 locations, operated y y pby Pearson VUE, in over 140 countries.


P ã d A Higher Standard for

Preparação para os exames de certificação

Risk Professionals


d k ’How do I take PRMIA’s exams?Teaching methods

o Classroom Trainingo Classroom Trainingo Online Courses and Diagnostic Examso Exam guides

A DVD b d i i *A Higher Standard for

o A DVD-based training program *o Self-Study Guide *o Professional Risk Managers’ Handbook, the

E ti l f Ri k M t l f l il bl Risk Professionals

Essentials of Risk Management plus freely available website material

All exams sat via CBT (Computer-Based Testing)4,200 test centres in 145 countries (14 in Shanghai, 22 in Beijing, centres in all the provincial capitals) –all are open every working day of the yearMinimal delay, user-friendly booking system, re-bookable with 24 hours notice – customer focused, total flexibility


(* In development for the Associate PRM)


Aprovação nas certificações

Risk Professionals


Aprovação nas certificaçõesAprovação nas certificações

Nota maior que 6,0 (seis) em todas as provas


Risk Professionals


PRÊMIOSPRÊMIOS

Overview

The PRM Candidate of the Year award program annually recognizes top PRM candidates from around the world. There are four awards given, including the prestigious PRM Candidate of the Year award. From all candidates who have attained their PRM certification in the prior

l d th A d f M it i b t d th h A Higher Standard for

calendar year, the Award of Merit is bestowed on those whose exam scores across multiple exams distinguished them from the rest of the candidates. The PRM Focus Award is given to the candidates who have achieved the top score of the year on the individual exams of the PRM certification program.

Risk Professionals

Selection Process

Winners of the Award of Merit are asked to submit short answers to five essay questions, which are then reviewed by a panel of leading academics and practitioners from around the world The review panel academics and practitioners from around the world. The review panel represents diverse geographies and industries. From this review, the PRM Candidate of the Year Finalists are chosen. Each finalist is then interviewed by three PRMIA leaders representing academic and industry positions. The finalists are then ranked for their performance on the interviews and the entire review panel then votes on the winner of the a d pa o o oPRM Candidate of the Year Award.


“PRM Candidate of the Year (2005)”(2005)”

Renê Sanda:

Diretor de Gestão de Riscos do Banco do Brasil e membro do Comitê de Administração do Banco do


çBrasil Securities LLC – New York, BB Securities Ltd. – London e Fundição Tupy S.A.

Risk Professionals

Foi professor de Estatística na FGV/EBAP-DF, Ibmec-DF e UNB.

Possui mestrado e graduação em Estatística pela USP e especialização em Finanças pelo Ibmec-DF.

Foi eleito PRM Candidate of the Year em 2005.


To Join: www.PRMIA.org

Member Support: support@prmia org


[email protected]

The PRM program: Risk

Professionals

The PRM program: certification@prmia.

org

PRMIA BRAZIL CHAPTER:CHAPTER:

[email protected]


011-5575-5212

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