Abhinav Jain Demystifying ADAM Specification Creation

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    Demystify ADaM Specification Creation with aCase Study Approach 

     Abhinav Jain

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     What are we discussing today?

    •  Why ADaM?

    •  What is ADaM Implementation?

    •  Where to Start?

    • How to review study documentation with help of a sample study?

    •  What is ADaM Metadata?

    • How to create ADaM Metadata with help of a case-study?

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     Why ADaM?

    CDISC - ADaM Data Standards are guidelines for creation of analysis datasets that will beused to generate statistical analysis for submissions.

    In summary, fundamental principles for ADaM are:

    • Provide clear documentation of the contents, source of analysis datasets, analysisresults (statistical methods, transformations, assumptions, derivations, imputations)

    Provide a “roadmap” of how metadata, programs and documentation translate theStatistical Analysis Plan (SAP) to the statistical results

    •  Analysis-ready or “one-PROC” away datasets 

    • Traceability between the analysis data and source data

    • XML based metadata for future tools development

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    What is ADaM Implementation? 

    To perform ADaM implementation Programming teams has to perform a set of activities.

    Create ADaM Metadata/Specifications

    Programming and Quality check of ADaM datasets

    Program analysis tables, listings and figures

    Create Define.xml

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     Where to start?

    To start ADaM implementation, first step is to review following documents:

     γ Protocol

     γ CRFs (Prefer SDTM Annotated CRF)

     γ Statistical analysis plan (SAP)

     γ Mock-up shells γ SDTM mapping instructions

     γ SDTM datasets

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    Document Review : What to look for?

    ζ  Study design

    ζ  Safety and Efficacy objectives

    ζ  Schedule of assessment

    ζ  Population definitions

    ζ   Analysis covariates

    ζ   Visit windowsζ  Definition of baseline values

    ζ  Handling of missing values (imputation rules, missing AE data, etc.)

    ζ  Handling of multiple records per visit

    ζ   Variable computations and derivations, including categorical variables

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    Protocol Example and Sample SDTM

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    USUBJID EGSEQ EGTESTCD VISIT VISITNUM EGDTC EGSTAT EGSTRESN EGSTRESU

     ABC-1001 1 RR Screening 100 2011-05-04 0.5 Sec

     ABC-1001 2 QT Screening 100 2011-05-04 328 ms

     ABC-1001 3 RR Week 1 101 2011-05-11 0.69 Sec

     ABC-1001 4 QT Week 1 101 2011-05-11 366 ms

     ABC-1001 5 RR Week 2 102 2011-05-17 0.6 Sec ABC-1001 6 QT Week 2 102 2011-05-17 332 ms

     ABC-1001 7 RR Week 3 103 Not Done - Sec

     ABC-1001 8 QT Week 3 103 Not Done - ms

     ABC-1001 9 RR Week 4 104 2011-05-30 0.68 Sec

     ABC-1001 10 QT Week 4 104 2011-05-30 527.03 ms

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    SAP Example

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    Mock-up Shell Example 1

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    Mock-up Shell Example 2

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    Cases from sample study

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    1. Derive Baseline values taking average value

    from Pre-dose readings and create Baselinerecord

     AVISITN = BASELINE, DTYPE = AVERAGE,

     ABLFL = Y, AVAL, BASE

    2. Implement LOCF for Post-Dose records AVISITN, DTYPE = LOCF, AVAL

    3. Derive two new parameters PARAMTYP = Derived, PARAM, PARAMCD,PARAMN

    4. Derive Change from Baseline and Identifyrecords for By-time point analysis

    CHG, ABLFL = Y, ANL01FL = Y

    5. Flag abnormal category values CRITy, CRITyFL

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     ADaM: Basic Data Structure (BDS)

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     Variable Groups ADaM Variables

    Subject Identifiers STUDYID, USUBJID, SUBJID, SITEID

     ADSL variables AGE, RACE, SEX, RANDDT, TRTSDT, TRTEDT

     ADaM Treatment variables TRTP, TRTPN, TRTA, TRTAN

     ADaM Timing variables ADT, ADY, AVISITN, AVISIT

     ADaM Parameter identifiers PARAMCD, PARAMN, PARAM, PARAMTYP, AVAL,

     AVALC, BASE, CHG, PCHG, SHIFTy, SHIFTyN,

     ADaM Analysis Descriptor DTYPE

     ADaM Indicator variables ABLFL, ANLyFL, CRITyFL

     ADaM Visit Windowing AWRANGE, AWTARGET, AWTDIFF

    SDTM Traceability variables EGSEQ, VISIT, VISITNUM

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     ADaM Metadata 

     ADaM Metadata facilitates the communication of underlying assumptions, statisticalmethods, transformations, derivations and imputations performed in the analysis of aclinical trial data.

    Enables values and results to be easily replicated.

    Establishes links between description of the analysis (Protocol’s data analysis section,SAP), the analysis results, the data used in the analysis, and the SDTM domains.

    Components of ADaM Metadata:

    •  Analysis Dataset metadata

    •  Analysis Variable metadata

     Analysis Parameter Value Level metadata•  Analysis Results Metadata

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     Analysis Dataset metadata

    Dataset Name

    Dataset

    Description Dataset Location Dataset Structure

    Key Variables of

    Dataset

    Class of

    Dataset Documentationfilename of the

    dataset.

    short

    summary of

    contents of

    the dataset

    where the dataset can be

    found

    the level of detail in the

    dataset

    variable names

    that parallel the

    structure

    general

    class of the

    dataset

    using

    controlled

    terminology

    links or

    references to

    documentation re

    how the dataset

    was created

    ADEG

    ECG analysis

    data

    Study ABC/Data/

    ADaM/ADEG.XPT

    One record per subject per

     parameter per analysis

    visit

    USUBJID,

    PARAMCD,

    AVISITN,

    EGSEQ BDS

    SAP Section 7.8.3

    ADEG.SAS

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    Parameter Level Metadata – ADSL Variables

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    Dataset NameParameterIdentifier

     VariableName

     Variable Label Variable TypeDisplayFormat

    Codelist /ControlledTerms

    Source / Derivation

    ile name of theanalysis dataset

     PARAMCD or*ALL* or*DEFAULT*

    name description typedisplayinforma-tion

    valid values orcodes and decodes

    where the variable came from in the sourcedata or how the variable was derived

     ADEG *ALL* STUDYID Study Identifier text $12 ADSL.STUDYID

     ADEG *ALL* SITEID Study Site Identifier text $3 ADSL.SITEID

     ADEG *ALL* USUBJIDUnique SubjectIdentifier text $11 ADSL.USUBJID

     ADEG *ALL* AGE Age integer 3 ADSL.AGE

     ADEG *ALL* SEX Sex text $1 SEX. ADSL.SEX

     ADEG *ALL* RACE Race text $50 RACE. ADSL.RACE

     ADEG*ALL* ITTFL

    Intent-to-TreatPopulation Flag

    text $1 Y, N ADSL.ITTFL

     ADEG

    *ALL* SAFFL Safety Population Flag text $1 Y., N ADSL.SAFFL

     ADEG

    *ALL* TRTSDTDate of First Exposure toTreatment

    integer yymmdd10. ADSL.TRTSDT

     ADEG

    *ALL* TRTEDTDate of Last Exposure to

    Treatment

    integer yymmdd10. ADSL.TRTEDT

     ADEG*ALL* TRTP Planned Treatment text $20

     Arm A, Arm B, Arm C

     ADSL.TRTP

     ADEG

    *ALL* TRTPN Planned Treatment (N) integer 11 = Arm A,2 = Arm B,3 = Arm C

     ADSL.TRTPN

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    Parameter Level Metadata – Traceability Variables

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    DatasetName

    ParameterIdentifier

     Variable Name Variable Label VariableType

    DisplayFormat

    Codelist / ControlledTerms

    Source / Derivation

     ADEG *ALL* EGSEQ Sequence Number integer 4

    EG.EGSEQ from the records in the SDTM

    EG. ADEG *ALL* VISITNUM Visit Number integer 4 EG.VISITNUM

     ADEG *ALL* VISIT Visit Name text $19 EG.VISIT

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    Parameter Level Metadata – Timing Variables

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    DatasetName

    ParameterIdentifier

     Variable Name Variable Label VariableType

    DisplayFormat

    Codelist / ControlledTerms

    Source / Derivation

     ADEG *ALL* ADT Analysis Date integer yymmdd10.

    Convert date portion of EG.EGDTC fromcharacter to a numeric date variable andformat using yymmdd10. date format.

     ADEG *ALL* ADY Analysis Relative Day integer 3

    If ADEG.TRTSDT less than or equal to ADEG.ADT then ADY=ADEG.ADT –  ADEG.TRTSDT+1Else ADY=ADEG.ADT - ADEG.TRTSDT

     ADEG *ALL* AVISIT Analysis Visit text $19

    Baseline, Week 1, Week 2, Week 3, Week 4, Week 5, Week 6, Week 7, Week 8

    If ADEG.SAFFL='Y' then AVISIT is thename of the analysis visit; if

     ADEG.SAFFL=blank then AVISIT=blank.Create a row for each parameter with AVISIT = 'Baseline'.Refer to Section 5.2 of the SAP for adetailed description of how Baseline will be derived and derivation of AVAL.

     ADEG *ALL* AVISITN Analysis Visit (N) integer 3

    1= Baseline, 2 = Week 1,3 = Week 2, 4 = Week 3,5 = Week 4, 6 = Week 5,7 = Week 6, 8 = Week 7,

    9 = Week 8

    if ADEG.SAFFL='Y' AVISITN=numericcode for AVISIT, blank if

     ADEG.SAFFL=blank

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     What is Parameter Identifier?

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    For each derived variable and row in BDS dataset it is critical to understand how it was created, and

     whether that derivation applies to all PARAMCD values in the dataset, or to most of them, or to a fewspecific PARAMCD values.

     Value of metadata element PARAMETER IDENTIFIER provides the information on whichderivations if it is applicable on All the PARAMCD values, or few specific PARAMCD values.

    Parameter Identifier Description

    *ALL* The metadata for that variable is the same for all values ofPARAM/PARAMCD in the analysis dataset.

    *DEFAULT* The specified metadata for that variable should be considered themetadata for all values of PARAM/PARAMCD in the analysis datasetunless otherwise specified.

    Particular PARAMCD The specified metadata for that variable should be considered themetadata applicable to the particular PARAMCD, overriding thespecified *DEFAULT* metadata, if any.

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    Parameter Level Metadata – Parameter Variables

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    DatasetName

    ParameterIdentifier

     VariableName

     Variable Label VariableType

    DisplayFormat

    Codelist /Controlled Terms

    Source / Derivation

     ADEG PARAMCD PARAMCD Parameter Code text $8

    RR, QT, QTCF,

    QTCB One-to-one correspondence with ADEG.PARAM

     ADEG *ALL* PARAMNParameter CodeNumeric integer 1

    RR' = 1 ,'QT' = 2,'QTCF' = 3,'QTCB' = 4 One-to-one correspondence with ADEG.PARAMCD

     ADEG *DEFAULT* PARAMTYP Parameter text 1 Y Null

     ADEG QTCF PARAMTYP Parameter text 1 Y ‘Derived’ 

     ADEG QTCB PARAMTYP Parameter text 1 Y ‘Derived’ 

     ADEG *DEFAULT* AVAL Analysis Value float 8.1

     AVAL = EG.EGSTRESN or an imputed/calculated value.For AVISIT = BASELINE apply AVERAGE to all pre-dosereading to calculate the analysis value.if EG.EGSTRESN is missing, apply the LOCF algorithm, i.e.set AVAL equal to the value for the previous scheduledpost-baseline time point (AVISIT). If the previoustimepoint is baseline, leave AVAL missing

     ADEG QTCF AVAL Analysis Value float 8.1

    Calculate analysis value at each visit using ADEG.AVAL for ADEG.PARAMCD in ('QT', 'RR') derive AVAL =QT value/RR value**0.33Use AVAL to apply AVERAGE and LOCF.

     ADEG QTCB AVAL Analysis Value float 8.1

    Calculate analysis value at each visit using ADEG.AVAL for

     ADEG.PARAMCD in ('QT', 'RR') derive AVAL =QT value/RR value **0.5Use AVAL to apply AVERAGE and LOCF.

     ADEG *ALL* BASE Baseline Value float 8.1 BASE=ADEG.AVAL where ADEG.ABLFL=“Y”

     ADEG*ALL* CHG

    Change fromBaseline

    float 8.1 CHG=ADEG.AVAL - ADEG.BASE for post-baseline visits

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    Parameter Level Metadata – Descriptor Variables

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    DatasetName

    ParameterIdentifier

     VariableName

     Variable Label VariableType

    DisplayFormat

    Codelist /Controlled Terms

    Source / Derivation

     ADEG *ALL* DTYPE Derivation Type text $8LOCF, AVERAGE

    DTYPE = 'AVERAGE' for AVISIT = 'BASELINE' case whenaverage of Pre-dose readings is derived.DTYPE = ‘LOCF’ if EG.EGSTRESN is missing and when the value of ADEG.AVAL is populated using Last ObservationCarried Forward method.Blank Otherwise.

     ADEG *ALL* ABLFLBaseline RecordFlag text $1 Y

     Y if record contains the baseline value, i.e., if AVISIT='BASELINE'; blank otherwise.

     ADEG *ALL* ANL01FL Analysis RecordFlag 01 text $1 Y

    Populate with “Y” to identify the record selected to beanalysed for the specific value of AVISIT (Scheduled Timepoints for ECG as Schedule of events) within the specified

    subject.For Pre-Dose reading flag only record with AVISIT ='Baseline'.

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    Parameter Level Metadata – Indicator Variables

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    DatasetName

    ParameterIdentifier

     VariableName

     Variable Label VariableType

    DisplayFormat

    Codelist /ControlledTerms

    Source / Derivation

     ADEG QTCF CRIT1

     Analysis

    Criterion 1 text $50

    Populated with ”QTcF > 450 msec” when ADEG.PARAMCD =

    “QTCF” and ADEG.AVAL>450

     ADEG QTCB CRIT1 AnalysisCriterion 1 text $50

    Populated with ”QTcB > 450 msec” when ADEG.PARAMCD =“QTCB” and ADEG.AVAL>450

     ADEG *ALL* CRIT1FLCriterion 1 EvaluationResult Flag text $1 Y Set to “Y” when ADEG.CRIT1 is populated

     ADEG QTCF CRIT2 Analysis Criterion 2 text $50Populated with ”QTcF > 480 msec” when ADEG.PARAMCD =“QTCF” and ADEG.AVAL>480

     ADEG QTCB CRIT2 Analysis Criterion 2 text $50Populated with ”QTcB > 480 msec” when ADEG.PARAMCD =“QTCB” and ADEG.AVAL>480

     ADEG *ALL* CRIT2FL

    Criterion 2 Evaluation

    Result Flag text $1 Y Set to “Y” when ADEG.CRIT2 is populated

     ADEG QTCF CRIT3 Analysis Criterion 3 text $50Populated with ”QTcF > 500 msec” when ADEG.PARAMCD =“QTCF” and ADEG.AVAL>500

     ADEG QTCB CRIT3 Analysis Criterion 3 text $50Populated with ”QTcB > 500 msec” when ADEG.PARAMCD =“QTCB” and ADEG.AVAL>500

     ADEG *ALL* CRIT3FLCriterion 3 EvaluationResult Flag text $1 Y Set to “Y” when ADEG.CRIT3 is populated

     ADEG QTCF CRIT4 Analysis Criterion 4 text $50Populated with ”QTcF Increase from Baseline > 30 msec” when ADEG.PARAMCD = “QTCF” and ADEG.CHG>30

     ADEG QTCB CRIT4 Analysis Criterion 4 text $50

    Populated with ”QTcB Increase from Baseline > 30 msec” when

     ADEG.PARAMCD = “QTCB” and ADEG.CHG>30

     ADEG *ALL* CRIT4FLCriterion 4 EvaluationResult Flag text $1 Y Set to “Y” when ADEG.CRIT4 is populated

     ADEG QTCF CRIT5 Analysis Criterion 5 text $50Populated with ”QTcF Increase from Baseline > 50 msec” when ADEG.PARAMCD = “QTCF” and ADEG.CHG>50

     ADEG QTCB CRIT5 Analysis Criterion 5 text $50Populated with ”QTcB Increase from Baseline > 50 msec” when ADEG.PARAMCD = “QTCB” and ADEG.CHG>50

     ADEG *ALL* CRIT5FLCriterion 5 EvaluationResult Flag text $1 Y Set to “Y” when ADEG.CRIT5 is populated

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     ADEG ADaM dataset

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    SUBJID AVISIT PARAM PARAMCD PARAMTYP AVAL BASE CHG DTYPE ABLFL ANL01FL CRIT1 CRIT1FL

    1001 Screening RR (sec) RR 0.5 0.59 -

    1001 Week 1 RR (sec) RR 0.69 0.59 -

    1001 Baseline RR (sec) RR 0.59 0.59 - AVERAGE Y Y

    1001 Week 2 RR (sec) RR 0.6 0.59 0.01  Y

    1001 Week 3 RR (sec) RR 0.6 0.59 0.01LOCF Y

    1001 Week 4 RR (sec) RR 0.68 0.59 0.09  Y

    …………  …………..  …………..  …………  …………..  ………….  ………… ……..  ……………….  …………  …………..  ………………………  …………….. 

    1001 Screening QTcF (msec) QTCF DERIVED 413 412.5 -

    1001 Week 1 QTcF (msec) QTCF DERIVED 412 412.5 -

    1001 Baseline QTcF (msec) QTCF DERIVED 412.5 412.5 - AVERAGE Y Y

    1001 Week 2 QTcF (msec) QTCF DERIVED 394 412.5 -18.5  Y

    1001 Week 3 QTcF (msec) QTCF DERIVED 394 412.5 -18.5 LOCF Y

    1001 Week 4 QTcF (msec) QTCF DERIVED 465 412.5 52.5  Y QTcF > 450 msec Y

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    Have we covered all the cases?

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    1. Derive Baseline values taking average value from Pre-dose

    readings and create Baseline record. Variables: AVISIT = BASELINE,DTYPE = AVERAGE, ABLFL = Y, AVAL, BASE

    √  

    2. Implement LOCF for Post-Dose records Variables: AVISITN, DTYPE = LOCF, AVAL √  

    3. Derive two new parameters Variables: PARAMTYP = Derived, PARAM, PARAMCD,PARAMN

    √  

    4. Derive Change from Baseline and Identify records for By-time point analysis Variables: CHG, ABLFL = Y, ANL01FL = Y

    √  

    5. Flag abnormal category values Variables: CRITy, CRITyFL

    √  

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     Analysis Result Metadata 

    Table 14.3.4.1 - Post-baseline and Change from Baseline of ECG (Safety population)

    Metadata Field  Metadata 

    DISPLAY IDENTIFIER Table 14.3.4.1 

    DISPLAY NAME Post-baseline and Change from Baseline of ECG (Safety population) 

    RESULT IDENTIFIER Visit wise Analysis of all ECG parameters

    PARAM RR (sec), QT (msec), QTcF (msec), QTcB (msec)

    PARAMCD RR, QT, QTCF, QTCB 

     ANALYSIS VARIABLE AVAL, CHG

    REASON Safety Analysis as specified in SAP section 7 (7.8.3) DATASET ADEG 

    SELECTION CRITERIA SAFFL=“Y” and PARAMCD in (“RR”, “QT”, “QTCF”, “QTCB”) and ANL01FL=’Y’ 

    DOCUMENTATION Analysis description specified in SAP section 5.2, 5.4 and 7.8.3 

    PROGRAMMING

    STATEMENTS

    For each TRTAN compute the statistics using ;

    PROC UNIVARIATE DATA=ADEG;

    BY AVISITN AVISIT PARAMCD; VAR AVAL CHG;

    RUN;

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     Analysis Result Metadata 

    Table 14.3.4.2- Summary of Post-baseline Abnormal QTc (Safety population)

    Metadata Field  Metadata 

    DISPLAY IDENTIFIER Table 14.3.4.2 

    DISPLAY NAME Summary of Post-baseline Abnormal QTc (Safety population)

    RESULT IDENTIFIER Summary analysis of Abnormal ECG parameters (QTCB and QTCF)

    PARAM QTcF (msec), QTcB (msec)

    PARAMCD QTCF, QTCB

     ANALYSIS VARIABLE CRIT1FL, CRIT2FL, CRIT3FL, CRIT4FL, CRIT5FL

    REASON Safety Analysis as specified in SAP 7.8 (7.8.3)DATASET ADEG

    SELECTION CRITERIA SAFFL=“Y” and PARAMCD in (“QTCF”, “QTCB”) and CRIT1FL=’Y’ 

    SAFFL=“Y” and PARAMCD in (“QTCF”, “QTCB”) and CRIT2FL=’Y’

    SAFFL=“Y” and PARAMCD in (“QTCF”, “QTCB”) and CRIT3FL=’Y’

    SAFFL=“Y” and PARAMCD in (“QTCF”, “QTCB”) and CRIT4FL=’Y’  

    SAFFL=“Y” and PARAMCD in (“QTCF”, “QTCB”) and CRIT5FL=’Y’ DOCUMENTATION Analysis description specified in SAP section 5.2, 5.4 and 7.8.3 

    PROGRAMMING

    STATEMENTS

    Compute the following for CRIT1FL to CRIT5FL;

    PROC FREQ DATA=ADEG;

    TABLES CRIT1FL * TRTAN;

    BY PARAMCD;

    RUN;

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    Take away  

    £ What is ADaM Metadata?

    £ How to document ADaM Metadata?

    £ What are ADaM BDS Variable groups?

    £ How to review the study documentation to create ADaM specification?

    £ How ADaM standards are a “roadmap” of how metadata, programs and

    documentation translate the Statistical Analysis Plan (SAP) to the statistical results

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    Food for thought - Cases I have not covered? 

    ? How to handle Visit Windowing

    ? How to deal with analysis results when the domain has both character only results

    ? How to implement SDTM Traceability with –SRC variables

    ? How to deal with cases when there are multiple reading at same visit or havingmultiple time point readings within single visit.

    ? How to create ADaM variables for shift tables

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    References

    ADaM version 2.1 and the ADaMig 1.0 can be downloaded from http://www.cdisc.org. 

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    THANK YOU

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