A0-10 FNNCL DISLOSURE REPORT Report Required …...-Hor Cpital Appciaion Muul Fnd Pial Sale 925 J...

[ .

___________ _ Date ____ _

POSIDON NAME OF ORGANJZATION/ENTITY

?ARTIES AND IERMS

CJ Cf>

i.)

5.

Report Required by the EthicsA0-10 FINANCIAL DISCLOSURE REPORT in Government Act of 1978Rev. 1/20.04 Calendar Year 2003 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (Last name, First name, Middle initial) 2. Court or Organization

Lynn, Barbara M U.S.D.C.-No. District ofTexas

4. Title (Article m Judges indicate active or senior status; 5. ReportType (check appropriate type)

magistrate judges indicate full- or part-time) Q Nomination, Date

Active Federal Judge 0 Inilial @Annual 0 Final

3. Date ofReport

51512004

6. Reporting Period

1/ 1/2003

to

12/31/2003

7. Chambers or Office Address 8. On the basis of the information contained in this Report aitd any 1100 Commerce St, Room 1572

modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Dallas, TX 75242 Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part whc:rc you have no reportable information. Sign on last page.

I. POSIDONS. (Reporting individual only; see pp. 9-13 of filing instructions)

0 NONE ·· · (No reportable positions.)

1. President Patrick Higginbotham Inn of Court

2. Trustee The Center for American and International Law

3. Trustee Trust#l(Dallas, Texas)(Iocome and Principal Beneficiary)

4. Member Executive Committee of Federal Trial Judges Conference, Judicial Division of the American Bar Association

Member Executive Board, Southern Methodist University Dedman School of Law

Il. AGRE S. (Reporting individual only; see pp. 14-16 or ming instructions)

NONE - (No reportable agreements.)

1.

("") , ,,o-cn'Z cl>---.--,.....,..... _ r11n OJ;>-rir-"TJ

n1

....... c=

9 N w

:;o m (') rn

.:c:;:: rn CJ

DATE. SOURCE AND TYPE GRQSS INCOME

SOURCE AND TYPE

SOVRCE DESCRIPTION

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Lynn, Barbara M 5/5/2004

ill. NON-INVESTMENT INCO:ME. (Reporting individual and spouse; see pp. 17-24 offiling instructions)

A. Filer's Non-Investment lncom

NONE · (No reportable non-investment income.)

l.

(yours, not spouse's)

B. Spouse's on-Investment lncom - (Ifyou were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

D NONE - (No reportable non-investment income.)

DAm;

l. 2003 Michael P. Lynn P.C.

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No such reportable reimbursements.)-

1. State Bar ofTexas San Antonio, TX. Jan'! 17, State Bar ofTexas Board Meeting (meals and transportation)

2. ABA Seattle, WA, February 6-9, ABA Mid-Year Meeting (meals, hotel, transportation)

3. ABA Aspen, CO, May 1-4, ABA Judicial Division Spring Planning Meeting (meals, hotel, transportation)

4. State Bar ofTexas Houston, TX. June 11-13, State Bar ofTcxas Annual Meeting (mealS, hotel, transportation) ·

5. Association of American Law Schools New York, NY, June 17-20, AALS Mid-Year Conference on Torts (hotel, meals, transportation)

San Francisco, CA, August 7-11, ABA Annual Meeting (hotel, meals, transportation) 6. ABA

7. ABA Chicago, IL, October 8-12, ABA Fall Leadership Meeting (hotel, meals, transportation)

SOURCE DESCRIPTION

Date of Report

Lynn, Barbara M

Name of Person Reporting FINANCIAL DISCLOSURE REPORT

5/512004

IV. REIMBURSEMENTS transportation, lodging, food, entertainment. -

(Includes those· to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No such reportable reimbursements.) -

8. ABA Washington, DC, November 14-16, ABA Standing Committee on Fedc:ral Judicial Improvements Fall Meeting (hotel, meals, transportation)

· ·

SOURCE DESCRIPTION

CREDITOR DESCRIPTION VAUJECOPE

51512004

Name of Person Reporting FINANCIAL DISCLOSURE REPORT Date of Report

Lynn, Barbara M

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE - (No such reportable gifts.)

-.. 1.

VI. LIABllJTIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

NONE - (No reportable liabilities.)

1.

-

V.ilue Meihoil Codes.'

If

(4) (S) Gain

K ·-

-

----

4.

13.

(SeeC�l Cl)

Type

(J·P)

9/25

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 1of19 Lynn, Barbara M 5/512004

VIL INVESTMENTS and TRUSTS - income, value, transc:alioos (includes those of the spouseand dependent children. See p p. 34-57 offiling instructions.)

A. B. c. D. -Income during Gross valueat end of Transactions during reporting period

Description of Assets reporting period reporting period (including trust assets)

not exempt from disclosure(1) (2) (1) (2) (1) (2) (3)

Place "QC)" after each asset exempt Type (e.g.(e.g. Value Identity of Codc2 Value Value Date:- Amount

from prior disclosure buy, sell, Month·Code I Method Codc2 Code\div. rent. or buyer/seller (ifprivateCode3inl) Daymerger,(A·H) (I·P) (A-H)redemption) transaction)(Q-W)

DNONE (No reportable inl:ome, assets, or transactions)

1. Charles Schwab Brokerage Account# l (includes 2· 62)

2. -Schwab Tax Exempt Money Market Fund A Dividend N T ·-

3. -Scudder Municipal Bond Mutual Fund (see E Dividend N T comments-section)

-Vanguard Intermediate Term Municipal Bond D Dividend N T Mutual Fund

5. -Pimco Foreign Bond Mutual Fund A Dividend· J T

6. .-DFA us 6-10 Value Mutual Fun.a· c Dividend K T Partial Sale 6/10 B

7. -DFA US 6-10 Value Mutual Fund Partial Sale 9125 J c

8. -Fremont US Micro Cap Mutual Fund None K T Partial Sale 6/10 K

9. -Fremont US Micro Cap Mutual Fund Partial Sale 9125 J

10. -Gateway Mutual Fund · - A Dividend L T

11. -Harbor Capital Appreciation Mutual Fund A Dividend K T Partial Sale 6/10 ] B

12. -Harbor Capital Appreciation Mutual Fund Partial Sale 9125 J

-Janus Balanced Mutual Fund A Dividend K T Partial Sale 6110 J

14. -Vanguard lndex Trust Mutual Fund A Dividend K T Partial Sale 6/10 K

lS. -Vanguard lndex Trust Mutual Fund Partial Sale K

16. -Dresdner Europe Mutual Fund A None Partial Sale 6/10 K

17. -Dresdner Europe Mutual Fund Partial Sale 9flS J

18. -Dresdiier Europe Mutural Fund Sell 12119 K

. • · . 3:

- -

t §; 1.· · . E lS, ,oO SO

·;.,Appnilsal ;.:< R :;.&st(ieaIEslllteomy) ;;; other

_,_

ll

- ·-

Gain

31.

33.

reporting period

(1) (2)

(A-H)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 2of19 Lynn, Barbara M 51512004

VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

c. D.A. B. -Description of Assets

(including trust assets)

Income during Gross value at end of Transactions during reporting period reporting period

not exempt from disclosure (1) (2) (1) (2) (3) (4) (5)

Date: Identity of Place "(X)" after CllCh asset exempt Amount Type (e.g. Value Value Type (e.g. from prior disclosure div. rent or buy, sell, - Value

Month-Code2 MethodCodcl Code2 Code! buyer/seller(if private (J-P) Code 3 merger, Day

redemption)(A-H) int.) (J-P)

transaction)(Q-W)

19.

20.

21.

22.

23.

24.

25.

-Tweedy Browne Global Value Mutual Fund

-Tweedy Browne Global Value Mutual Fund

-Mosaic Investors

-Royce Low Priced Stock


-U.S. Treasury Bond

-U.S. Treasury Bond

A Dividend K T Partial Sale

Partial Sale

A Dividend M T Partial Sale

A Dividend L T Partial Sale

Partial Sell

B Interest Buy

Sell

6110

9125

6/10

6/10

9125

7n.1

8/15

K

K

K

K

K

M

M

D

c

B

26. -Dow Jones Financial Service Buy 414 K

27. -Dow Jones Financial Services Partial Sell 6/17 1 B

28. -Dow Jones Financial Services Sell 6123 1 B

29. -GMAC Buy 8/18 L

30. -GMAC Matured 9/23 L A

-NASDAQ Biotech Index Buy 4/4 K

-NASDAQ Biotech Index Partial Sale 616 J c32.

-NASDAQ Biotech Index -- Partial Sale 6/19 K c

-NASDAQ Biotech Index Sell 9/29 L34.

35. -Rydex Juno Fund Buy 7/29 M

36. -Rydex Juno Fund Sell 9/17 M

. ''''.. ... •.. ... ····· · · · .. ·· 3. Value Method Codes · Q ;· · · =(See Column C2) U Book Value V

- --

J

- -

: t@ ; ; · :$sii oo1 $igo,ooo\

·.,: ':iP1·:;;;$1:i>Q6;¥1 s.o ;!l00 ,, ·;$zs.o?o·¥X- so;\i

. -

' ':;'..:B,_ }i.0 1 : og·' .,,,.,,.,,G·••.CSlOO 001..:$1'

_j, I- ' ]0'.c. -.·::_,t. ".•-.--.-.-..ss __ :_ .-. h_,·· ·p·:.'o,';1i[ O, s' $aji! :&9°, 03, < .>W . $25;_000.001:.SS0,000,000 ;- :: ;

i(

If

(4) (5)

·

·

··

.·

: .. "' ' - : .: . -· . . :·

·

· ' ..

. ' ...... ·· · ·· . ..

FINANCIAL DISCLOSURE REPORT Date of ReportName of Person Reporting Page 4 of19 Lynn, Barbara M 5/5/2004

VII. INVESTMENTS and TRUSTS - income, value, trauscations (includes those ofthe spouse and dependatt cbildrcn. Sec pp. 34-57 offiling instructions.)

SS.

S6.

S1.

S8.

S9.

60.

-

A. - -

Description ofAssets (including trust assets)

Place "(X}" after each asset exempt from prior disclosure

-Dow Jones Consumer Cyclical

-Dow Jones Consumer Cyclical

-Dow Jones Consumer Non..Cyelical

-Dow Jonos Consumer Non-Cyclical

-Dow Jones Energy Sector

-Dow Jones Energy Sector

- -·

B. Income during

reporting period

(1) (2)

Amount Type (e.g. Code 1 div. rent. or (A·H) int.)

A Dividend

A Dividend

A Dividend

c. Gross value at end of reporting period

(I) (2)

Value Value Code2 Method (J·P) Code 3

(Q·W)

K T

J T

J T

(I)

Type (e.g. buy, sell, merger, redemption)

Buy

Partial Sale

Buy

Partial Sale

Buy

Partial Sale

D. Transactions during reporting period

(2) Dale: Month-Day

4/4

6/17

4/4

6/10

4/4

6/10

not exempt from disclosure

(3)

Value Code2 (J·P)

K

J

K

J

K

J

- ·-

Gain Identity of Code 1 buyer/seller (A·H) (ifprivate

ttansaction)

A

A

A

61. -Dow Jones Real Estate A Dividend 1 T Buy 4/4 K

62. -Dow Jones Real Estate Partial Sale 7/14 J A

63. Charles Schwab Brokerage Account #2 (includes 64-121)

64. -Schwab Tax Exempt Money Market A Dividend N T

65. -Scudder Municipal Bond Mutual Fund (sec comments section)

E Dividend N T

66. -Vanguard Intermediate Municipal Bond Mutual Fund

D Dividend N T

67. -Pimco Foreign Bond Mutual Fund A Dividend K T /'

68. -DFA US 6-10 Value Mutual Fund c Dividend K T

69.

70.

-Fremont US Micro Cap Mutual Fund

-Fremont US Micro Cap Mutual Fund

None K: - T Partial Sale

Partial Sale

6/10

9/2S

K

J

71.

72.

-Gateway Mutual Fund

-Harbor Capital Appreciation Mutual Fund

A Dividend

A Dividend

M T

K T Partial Sale 6/10 K A

(Sec.Coluinn C2)

. . =

' U BookV:ihie V '=Other ..=

-

i,;11,i etQabl.ciides: $ ;oOQ*; "'j::•!',_. •·.: (

.: '# P3 s2s.o ·-oof$': ; ;000· ;);:· '. :. · >C \

va1ueMeihiid cci&: .'"XllP111lsaf(

-

(2)

If ftom

,, · • · • = . · .. ·

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page 5of19 Lynn, Barbara M 5/5/2004

VII. INVESTMENTS and TRUSTS - income, value, transcalioos (includes those of the spouse and dependent children. Sec pp. 34-57 of filing instructions.)

-

A. -Description of Assets

(in uding trust assets)

Place "QC)" after each asset exempt from prior disclosure

B. Income dming

!CpOrting period

(I) (2)

Amount Type (e.g. Code! div. rent. or (A-H) int.)

c. Grossvalue at end of reporting period

(1) (2)

Value Value Code 2 Method (J-P) Code3

(Q-W)

(I)

Type (e.g. buy, sell. merger,redemption)

D. Transactions dming reporting period

Date: Month-Day

not exempt disclosure (3)

Value Code2 (J-P)

(4) (5) Gain Identity of Codel buyer/seller(A-H) (if private

tnmsaction)

73. -Harbor Capital Appreciation Mutual Fund Partial Sale 9125 J

74.

75.

-Janus Balanced Mutual Fund·

-Vanguard Index Trust Mutual Fund

A Dividend

A Dividend

K T

K T

Partial Sale

Partial Sale

6/10

6/10

J

K

76. -Vanguard Index Trust Mutual Fund Partial Sale 9fl5 K

77. -Dresdner Europe Mutual Fund A Dividend Partial Sale 6/10 K

78. -Drcsdner Europe Mutual Fund

- - --Partial Sale 9/25 J

- ·-

79. -Drcsdner Europe Mutual Fund Sell 12/19 K

80. -Tweedy Browne Global Value Mutual Fund A Dividend L T Partial Sale 6/10 L D

81. -Tweedy Browne Global Value Mutual Fund Buy 9125 K

82. -Mosaic Investors

· -A Dividend M T Partial Sale 6/10 L D

83. -Royce Low Priced Stock A Dividend L T Partial Sale 6/10 L

84. -Royce Low Priced Stock Partial Sale 9fl5 K B

85.

86.

-Dow Jones Financial Setvices

-Dow Jones Financial Services

A Dividend Buy

Sell

414

6f23

K

K B

87.

88.

89.

90.

-Dow Jones Healthcare Sector



-Dow Jones Real Estate

A Dividend

A Dividend

--

J T

Buy

Partial Sale

Sell

Buy

4/4

6/18

8/4

4/4

K

J

J

J

A

A

·' , ,•.:'.[A ..

;.

3: o : -" - -(SeeColwnnC2) U. =BookValue · - - - ·V :=.Other._

99.

:.:ro.: ·,:: ,;: 2 0§o : . S5Q o -Oi

B.

(I)

r-

Method - co5t.(ReaLEstateO!lly) . s,-i':"'' r·" W : ·

redemption)

If disclosure (3)

K

(4) (5)

; :!: );:; . . .


- income, value, transcations (includes those of the spouse and dependent children. Seepp. 34-57 of filing instructions.) VII. INVESTMENTS and TRUSTS

A.-Income during

c. Gross value at end of


Description of Assets (inc!uding trust assets)

reporting period

(2)

reporting period

(1) (2) (I) (2)

not exempt from

- Place "(X)" after each asset exempt from prior disclosure

Amount Type ( e.g.Code 1 div. rent or (A-H) inl)

Value Value Code2 Method (J-P) Code3

(Q-W)

Type (e.g. buy, sell. merger,

Date: Mondi-Day

Value Code2 (J-P)

Gain Identity of Code 1 buyer/seller (A-H) (if private

transaction)

9l.

92.

93.


-Dow Jones Technology Sector


K T

Partial Sale

Buy

Sale

7/14

414

8/6

J

K

K

A

c

94. -Dow Jones Telecom A Dividend J T Buy 4/4 J

95. -Dow Jones Telecom Partial Sale 6/3 J B

96. -GMAC - --

Buy 8/18 L - ·-

97. -GMAC Matures 9123 L A

98. -U.S. Treasury Bond B Interest Buy 7121 M

-U.S. Treasury Bond Sell 8/15 M

100. -Cohen & Steers Realty . .

B Dividend K T Buy 414 K

101. -Ishai'es 1-3 Year Treasury Fund A Dividend L T Buy 6/12 L

102. -Dow Jones Basic Material A Dividend K T Buy 4/4 K

103. -Dow Jones Consumer Cyclical A Dividend K T Buy 4/4 K

104. -Dow Jones Consumer Non-Cyclical A Dividend J T Buy 414

105. -Dow Jones Energy Sector A Dividend T Buy 4/4 K

106. -Goldman Sachs Networking K T Buy 414 K

107. -Goldman Sachs Software K T Buy 414 K

108. -MSCI Japan Fund A Dividend M T Buy 10127 M

, - ;:.::: :;:; ; ,�: · '. · ,- ..,; ... :· ,.· 3.Value Codes R. .. ..· Q

(See Column C2). U =BookValuc . V "=Other·

-'

If o

.

--

o

- ·-

M

·&;;: s1. _}f- Mo is;OJiil·:•_._.·;c•.••> :'F::·;i·��s.s�- {t:;: : .: :-_·

(5)

o

2 va1 COdes: 1 :srs iio 'Jesi {:¥sil!fr. G1;,S2s(l;tj«ioi _- "cS: co1um:(i; _ b;; :k(·=s 6. sa;6. h ( oS #o0;t)o1 $1] o.QOo ;, , 1Hs. ;o,0); s.ool(OQ

. -

T

If

(4)

( sis;iiQo .: :; x:·:,':j:[I£ si {$5,o,ooo:

: 1# 9, j;;i' ;.$:250;000;;,;\:'"1'!'

--

·.

. ; _ . ·

FINANCIAL DISCLOSURE REPORT Date ofReportName ofPeison Reporting Page8 of19 Lynn, Barbara M 51512004

- income, value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructioos.)VIL INVESTMENTS and TRUSTS

Transac tions

no t exem pt

div. rent.

127.

128.

129.

130.

131.

-

A.-Des ofAssets (inc uding trust assets)

from prior disclosure

-GMAC

Charles Schwab Brokerage Account #4(includes 129)

-Schwab Money Market

Charles Sehwab IRA Rollover #1(includes131-147)

-Schwab Money Market

B. Incomeduring reporting perio d

(1) (2)

Amount Type (e.g. Code1 or (A·H) int.)

A Dividend

A Dividend

Place "(X)" after each assetexemp

cription


(1) (2)

Value Value Code2 Method (J·P) Code3

(Q-W)

J T

0 T

(1)

Type (e.g. buy, sell,merger, redemption)

Matured

D. during reporting period

from disclosure

(2) Date: Month-Day

912

(3) Value

Code2 (J-P)

M

(S) Gain Identity of Code I buyer/seller (A-H) (ifprivate

transaction)

A

t

132. -Meridian Value

- -· None M T Partial Sale 6/10 M

- --D

133. -Meridian Value Partial Sale 9125 L D

134. -TCW Galileo Value None M T Partial Sale 6/10 M D

135. -TCW Galileo Value Partial Sale 9125 L E

136. -Thompson Plumb Growth A Dividend M T Partial Sale 6/10 M

137. -Thompson Plumb Growth Partial Sale 9125 L

138. -Oppenheimer Real Asset A Dividend J T Buy 614 J

139. -Dow JonesEnergy Sector A Dividend K T Buy 8/19 K

140.

141.

142.

143.

144.

-Dow JonesFinancial Sector

-Dow JonesFinancial Services

-Goldman Sachs Natural Resources

-Goldman Sachs Networking

-GMAC

A Dividend

A Dividend

A Dividend

None

K T

K- - T

K

K T

Buy

Buy

Buy

Buy

Buy

8/19

8/19

8/19

8/19

7/31

K

K

K

K

L

,- ,;-· ·"' - •·· .· "''' ...... , . ·-. .,,_.,·_,,,..,,

(See Colll!DD C2) ·

A. B.

-

1ilcomekiaiD.;f o {;: :'

' / -· · ,( . . . ..

3:'\/a1 'M:ed;iMs. ( Cot�C2) _

'..o·::··;sslio:®• i ; :oao··;; ,.i>:l,: •. i ,i; Rl M ; - ,!limi$50000.

-

If

(3)

- -

(4) (5)

--

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 10of19 Lynn, Barbara M 5/5/2004

vrr. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A. -

Description of Assets (inc wling trust assets)


163. -Tweedy Browne Global Value Mutual Fund

164. -P&PProperty 88

165. -PLM Equipment Growth Fund

166. -Pioneer Natural Resources

167. -Goldman Sachs Semiconductor

168. -Goldman Sachs Semiconductor

-

169. Trust #2 (includes 170-186)

B. Income during

reporting period

(1) (2)

Amount Type (e.g. Code 1 div. rent. or (A-H) int.)

A Dividend

A Distribution

A Distribution

None


(1) (2)


(Q-W)

J T

J w

J w

J w

(1)

Type (e.g. buy, sell, merger, n:demption)

Partial Sale

Buy

Sell



(2) Date: Month-Day

Value Code2 (J-P)

Gain Code 1 (A-H)

Identity of buyer/seller (ifprivate transaction)

6/10 J

5/12 K

8n K B

170. -Schwab Tax Exempt Money Market A Dividend L T

171. -Pimco Total Return Mutual Fund c Dividend L T

172. -Vanguard Intermediate Municipal Bond Mutual c Dividend L T Fund

173. -Pimco Foreign Bond Mutual Fund c Dividend K T

174. -DFA US 6-10 Value Mutual Fund A Dividend J T Partial Sale 6/10 J

175. -Fremont US Micro Cap Mutual Fund None J T Partial Sale 6/10 J

176. -Gateway Mutual Fund A Dividend L T

177. -Tweedy Browne Global Value Mutual Fund A Dividend K-- T Partial Sale 6/10 J

178. -Tweedy Browne Global Value Mutual Fund Partial Sale 9125 J

179. -Meridian Value None J T Partial Sale 6/10 J

180. -TCW Galileo Value None J T Partial Sale 6/10 J

. .

- -

-

>-

..

---

If

- --

(4) (S) (1) (1)

6/4

(A-H)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 11of19 Lynn, Barbara M 51512004

VII. INVESTMENTS and TRUSTS - income. value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

A. B. c. o.- - Income during Gross value at end of Transactions during reporting period Descriplion of Assets reporting period reporting period Cinl:!udingtrust assets) not exempt from disclosure(2) (1) (2)

(2) (3) Place "(X)" after each asset exempt Value Value Type (e.g. Amount Type (e.g.

div. rent. or Date:- Value Gain Identity of from prior disclosure Month-Code2 Method buy, sell,Code I Code2 Code I buyer/seller

(ifprivateCode3(A-H) int.) (J-P) merger,redemption)

Day {J-P)(Q-W) transaction)

181.

182.

183.

184.

185.

-Thompson Plumb Growth

-P&P Property 88

-PLM Equipment Growth Fund



A

A

A

A

Dividend

Distribution

Distribution

Dividend

J

J

J

K

T Partial Sale

w

w

T Partial Sale

Partial Sale

6/10

6/10

9125

J

K

K A

186. -Pioneer Natural Resources Royalty J w

187. Trust #3 (includes 188-240)

188. -Schwab Money Market Fund A Dividend K T

189. -Vanguard Bond Index Mutual Fund A Dividend J T

190. -Vanguard lntennediate Treasury Mutual Fund A Dividend J T

191. -Harbor International Mutual Fund A Dividend K T Partial Sale 6/10 J B

192. -Harbor International Mutual Fund Partial Sale 9125 J B

193. -Pimco Total Return D Dividend L T

194. -Diamond Trust Series A Dividend Sell 1/27 J

195. -S&P Midcap 400 Index None Sell 1/27 J

196. -Royce Low Priced Stock (see comments section) None Sell 2/10 K

197. -Oppenheimer Real Asset A Dividend J T Buy J

198. -MSCI Japan Index Fund A Dividend K T Buy 10127 K

':. -:.:= : ;-·_:,:_,- ' .: - ,_ ..

3'. V uc MellicxfCodes ' (SeeColwnnC2)

- .

/('JS ----i' vai aid •">_-(Sce Cl-Udpl)

(2)

_,_

• n·,.,s2s.0o0.0oi:.sso,ooo,0oo ----•_> './:N:,;.•sMo?eib&nsS;ooa,oo0'< ; ···•'"Cost(Reat Only):' ·: .;. l\SiiCsSiliC'li:;

. -

--

If

(Ml)

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 13of19 Lynn, Barbara M 5/512004

VII. INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

217.

218.

219.

220.

-

A.-Description of Assets

(includingtrust assets)

Place "(X)" after asset exempt from prior disclosure





B. Income during

reporting period

(1) (2)

Amount Type (e.g. Code 1 div. rent or (A·H) int.)

A Dividend

None


(1) (2)


( W)

J T

(1)

Type (e.g. buy, sell. merger, redemption)

Buy

Partial Sale

Buy

Sell


(2) Date: Month-Day

413

7/14

413

816


(3)

Value Code2 (J-P)

J

J

J

J

(4) (S) Gain Identity of Code 1 buyer/seller

(if private transaction)

A

A

221.

222.

-Dow Jones Telecom

-Dow Jones Telecom

- --

A Dividend J T Buy

Partial Sale

413

613

J

J

- --A

223. -Dow Jones Total Market Index A Dividend Buy 4/23 J

224. -Dow Jones Total Market Index Sell 711 J A

225. -Goldman Sachs Natural Resources A Dividend J T Buy 413 J

226. -Goldman Sachs Natural Resources Partial Sale 6/10 J A

227. -Goldman Sachs Semiconductor A Dividend J T Buy 8/19 J

228. -Goldman Sachs Semiconductor Partial Sale 12111 J A

229.

230.

-NASDAQ Biotecb Index

-NASDAQ Biotech Index

None Buy

Partial Sale

413

6/6

J

J A

231.

232.

233.

234.

-NASDAQ Biotccb Index

-NASDAQ Biotech Index

-Rydex Tempest 500 Fund

-Rydex Tempest 500 Fund

None

-- Partial Sale

Sell

Buy

Sell

6/19

9/29

1130

413

J

J

J

J

A

. -

hlcOmel ·. • c•· s1 ooo '···· ,· ,,8'1 i.;.. sl oo1 ,Soo h•• L (s eo fu. il i:· .;;ss , o . ;, · s1llii.w

·,-:· ; iitu;;· ; ; /::r , '.. s .#sso o ·').

:;;. ·.··.··, ··;..s2S,!>Q0;001 s.so;O

. --

:L·:iDCotiieJ

-

-

'fli;: ·¢oacs f- "i•:••.•

2 vaiiri:

,;,, s .9Q sS,o;iioo,oo · ··' 3:v M . •Q 1\ppraisal ?i =Cost(RCalEsmtc()nlyf ;.;: t·• C2) U Esfunated

613

U

Gain

.· - ' ·,::.-,

273.

279.

' - -·o ·· ·- .. . . _ . . . . . .. ·. V • =Other ·

413

413

913

(3)


VII. INVESTMENTS and TRUSTS -income. value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructions.)

A. B. c. D.-Income during Gross value at end of Transactions during reporting period

Description of Assets reporting period reporting period (inc uding trust assets)

not exempt from disclosure (1) (2) (1) (2) (1) (2) (4) (5)- Place "(X)" after each asset exempt Amount Type (e.g. Value Value Type (e.g.

div. n:nt or Date: Value Identity of

from prior disclosure Code2 Method buy, scll, Month-Code 1 Code2 Code 1 buyer/seller(A·H) int.) (J-P) Codc3 (A-H)merger, Day (if private (J-P)

redemption) transaction) (Q-W)

-Dow Jones Technology Sector Buy 4/3 J271.

272. -Dow Jones Technology Sector Sell 816 J A

-Dow Jones Telecom A Dividend J T Buy J

274. -Dow Jones Telecom Partial Sale J A

275. -Dow Jones Total Market A Dividend Buy 4123 K

276. -Dow Jones Total Market

- --Sell 711 K

- .. B

277. -Goldman Sachs Natural Resources A Dividend J T Buy J

278. -Goldman Sachs Natural Resources Partial Sale 6/10 J A

-Goldman Sachs Semiconductor A Dividend J T Buy 5/12 J

-Goldman Sachs Semiconductor Sell 8n J A280.

281. -Goldman Sachs Semiconductor Buy 8/19 J

282. -Goldman Sachs Semiconductor Partial Sale 12/11 J A

283. -NASDAQ Biotech Index Buy 413 J

284. -NASDAQ Biotech Index Partial Sale 616 J A

.. 285. -NASDAQ Biotech Index Sell 6/19 J A

286. -NASDAQ Biotccb Index Buy J

287. -NASDAQ Biotccb Index Sell 9fl9 J .·

288. -Rydex Tempest 500 Fund Buy 1130 K

·•·

·' ..

•T... s .....

(See Col� . . . 13-0ok: Val e · • W =

g ;.'; · Cfluiims Cl

V& ·Wt 2'

Method

If from

5/5/2004

--··.·. ·- - .··'. ;.,·--:.

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page 17of19 Lynn, Barbara M

- income, value, transcations (includes those of the spouse and dependent children. Sec pp. 34-57 of filing instructiODS.) VII. INVESTMENTS and TRUSTS

A. B. c. D. -

Income during Gross value at end of Transactions during reporting period Description ofAssets reporting period reporting period

(incJuding trust assets) (1) (2) (1) (2) (I)

.

not exempt disclosure

-


Amount Codel (A-H)

Type (e.g. div. rent or int.)

Value Code2 (J-P)

Value

Codc3 (Q-W)

Type (e.g. buy, sell, merger, redemption)

(2) Date: Mondl-Day

(3) Value

Codc2 (J-P)

(4) Gain Code 1 (A-H)

(S) Identity of buyer/seller (if private transaction)

289. -Rydex Tempest 500 Fund Sell 413 K

290. -U.S. Treasury Bond B Interest Buy 7!2.l K

291. -U.S. Treasury Bond Sell 8/15 K

292. -Goldman-Sachs Networking 1 T Buy 4/3 1

293. -Goldman Sachs Software 1 T Buy 413 1

294. -Goldman Sachs Technology J T Buy 4/3 1

- - -- - ·-

295. -Oppenheimer Real Asset A Dividend J .T Buy 6/4 1

296. -MSCl Japan Index Fund A Dividend J T Buy 10/27 K

297. Charles Schwab SEP-IRA# l (includes 298-300)

298. -Schwab Money Market Fund A Dividend 1 T

299. -Gateway Mutual Fund A Dividend K T

300. -Harbor Capital Appreciation Mutual Fund A Dividend J T Partial Sale 6/10 J B

301. Charles Schwab IRA Rollover #2 (includes 302-313)

302. -Schwab Money Market Fund A Dividend L T

303. -Pimco Total Return Mutual Fund E Dividend N·- T

304. -Pimco Foreign Bond Mutual Fond D Dividend M T

305. -Gateway Mutual Fund B Dividend M T

306 . -Harbor Capital Appreciation Mutual Fund A Dividend K T Partial Sale 6/10 K A

. •·•· .. · (5,e

.. ..

. 3,

U = BoOkValuo v . .;;Other·.(See Column C2) .

-.--

B.

If

- ," ;;hi · :'i,!:: ii··· ··'.';! s ·-.;.::·:

r-

'

. -

A

}i. aaiil'Co&: ;· :,,

:·;). ·;·

Name of Person Reporting Date of Report

Lynn, Barbara M

FINANCIAL DISCLOSURE REPORT

5/512004

(Indicate part of Report.) vm. ADDmONAL INFORMATION OR EXPLANATIONS

VII. Investments and Trusts Lines 3 and 65: Scuddec Municipal Bond Mutual Fund (previously listed as Morgan Grenfell Municipal Mutual Fund in 2002 Financial Disclosure).

Line·196: Royce Low Priced Stock inadvertently listed as Roya Low Priced Stock in 2002 Financial Disclosure.

A

S-o'f

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Lynn, Barbara M 51512004

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: BE SUB 4)

Date 5-

SOR FAILS TO FILE TIIlS REPORT MAY

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

A0-10 FNNCL DISLOSURE REPORT Report Required …...-Hor Cpital Appciaion Muul Fnd Pial Sale 925 J...

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Transcript of A0-10 FNNCL DISLOSURE REPORT Report Required …...-Hor Cpital Appciaion Muul Fnd Pial Sale 925 J...