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Transcript of A Worscham Research Paper
Hammond 1
Darin L. Hammond
Professor Worsham
English 664
11 April 2023
A Post-Human, Heterogeneous Society of Animals:
Social Evolutionary Sciences, Mirror Neurons, and Coetzee’s Disgrace
Introduction—Post Humanism, Animal Studies, and Evolution
David Lurie intrudes upon the reader’s life in J. M. Coetzee’s novel
Disgrace, lingering, haunting us even after the book is finished. An unpleasant
fellow, the protagonist brings with him the loaded connotations of his name,
David from the Bible who sullies himself with sexual sin and depravity, and Lurie
entailing the word lurid, “terrible, ominous, ghastly” (“Lurid”). The telling
opening scene describes, through the eyes of Lurie, Soraya, a prostitute who he
comes to believe he has feelings for. His feelings, however, extend no further
than desire. “He takes pleasure in her,” but “His sentiments are, he is aware,
complacent, even uxorious. Nevertheless he does not cease to hold to them” (2).
His emotions base and primal feelings tend towards the lowest of human
emotions, and while he has a self consciousness of this, he lacks the
introspection that would bring change. “That is his temperament,” according to
him, and “His temperament is not going to change, he is too old for that” (2).
Lurie possesses a heightened consciousness of his age throughout the novel as
he moves closer to death. While he blames his failure to change on his old age
and habit of temperment, we get the sense that he has always been this way and
does not will himself to change. He views his nature as a human being as
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unchanging, hardened, and “His temperament is fixed, set. The skull, followed
by the temperament: the two hardest parts of the body” (2). His cold emotion
and cognition are solidified and stagnant, probably due to something in his past
experience, but the reader discovers nothing of this. He refers to Soraya as a
“loose woman” in the same breath that he says “he trusts her, within limits” (3),
and whatever these limits might be, they seem to separate Lurie from all human
beings, not just Soraya. He admits to himself that he is a “womanizer” who
“slept with whores” (7) and is clearly more concerned with his loss of sexual
appeal than his lack of real connection with any other human being. He points to
the “overlarge and rather empty human soul” (4), seeming to include himself,
but not in a religious sense as he is not a god-fearing man. He refers to the
emotion and cognition he mentions previously, and I believe he sees the
emptiness in himself more than in any other. “He has never been much of a
teacher,” and the students fail to connect with him as “They look through him
when he speaks, forget his name” (4). Not only does he not make an impression
on others, including his students, but they make no impression upon him. He is
thoroughly jaded. Thus, he enters the life of the reader as a sore, sand in the
eye, and refuses to leave.
What does David Lurie lack or suppress emotionally and cognitively that
enables detachment from everyone in the novel? If, as the scientific research I
explore suggests, the human brain is hardwired to imitate and feel the actions
and emotions of others, how is this reflected in the novel? By using science to
understand how human beings normally connect with others, we can shed light
on these questions. While using current science is not necessarily the norm in
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interpreting literature, current researchers are discovering answers to the
deepest emotions that connect us with other human beings, and the insights are
essential in understanding characters like David Lurie. I begin with this account
of Soraya, a human other pushed to the margins of society as a woman and
prostitute, to establish the attitudes that Lurie has toward life and people, but I
am most interested in the effect of animals on Lurie as they penetrate his hard
skull more intensely than non-human animals are able. I will explore the
physiology of these relationships and how they function biologically within the
human organism and David Lurie.
Science and art have historically been positioned as binaries, but Jacques
Derrida teaches that binary oppositions break down when examined closely.
Animal studies undermines this opposition by decentering the human being and
inviting science into the discourse. The human-animal relationship is historically
embedded in an anthropocentric worldview, with humans hierarchically at the
top. Animal studies undermines the binary of human/animal and problematizes
who we are and who we should be. Scholars in many disciplines are tracing the
origins and implications of our relationships with animals, including philosophy
and anthropology, in an effort to undermine and reconfigure the way we think of
and treat the other, human and non-human (Derrida 369-418; Wood 129-44;
Wolfe 564; Fudge; Cavell et al.; Diamond 43-89; Calarco). These scholars
position themselves against the anthropocentric humanist ideas generally
attributed to Descarte’s well known “I think, therefore I am” postulate, “the rock
of indubitable certainty” (Derrida 396) that defines consciousness as uniquely
human and animals as the ultimate other. The Cartesian view characterizes
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animals as mere unfeeling, unthinking machines. In J. M. Coetzee’s The Lives of
Animals, Elizabeth Costello, contextualizes (defends) Descartes in her response
to a questioner after her lecture: “I would only want to say that the discontinuity
he saw between animals and human beings was the result of incomplete
information” (61). Enlightenment thinkers such as Descartes, without the benefit
of current scientific knowledge, have embedded, deep in our psyche, a limited
worldview that continues to inflict much pain and suffering. Jacques Derrida
declares us in a battle for pity and compassion against oppression and abuses
(Derrida 397) against others, particularly nonhuman, and my paper engages one
front in this battle, entering into the scientific fray. Derrida is pointed in his
dismanteling of the Cartesian system of thought that suppresses the animal
other, but with our new scientific knowledge, the time is now right and animal
studies calls for a new relationship between the humanities and the sciences.
Recent scholarship in animal studies and the humanities push beyond
disciplinary isolationism. Lynn Worsham’s “Thinking with Cats (More, to Follow)
in JAC merges many disciplines such as literature, psychology, anthropology,
cognitive ethology, and neurosociology in a stunning synthesis. In her
conclusion, she discusses our human ability, perhaps through mirror neurons, to
empathize with the other. She invokes compassion and pity in the face of
trauma, violence, and indifference. Rather than using the metaphor of war as
Derrida and Wood, Worsham suggests that her “preference would be something
closer to the healing arts, those arts that develop our capacity for sympathetic
imagination and empathy for others, those arts that also have the potential to
create and foster solidarity among the living” (424). My intent here is to dig
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deeper into the nature of sympathy and imagination in line with Worsham’s
discussion of the mirror neural network, and I explore the relationship of mirror
neurons, empathy and their evolution in animals. Of the many disciplines I use
here, mirror neurons make up an area of research that now thrives as top
scholars try to fully comprehend their function in animals, human and
nonhuman. Mirror neurons—a complex collection of cells that link us with all
species—are an ongoing legacy in the chain of life and natural selection that
lend the humanities an interpretative mechanism, informing the study of animals
and ourselves.
The mirroring network pushes outward on “the expanding circle” (Singer)
of inclusion in our society. By nature that circle is large and interconnect as the
Hillis Plot in Appendix I illustrates, showing how really insignificant we are in
the realm of multiplicitous species on earth. All of the tiny lines on the periphery
of the circle are the names of species, including humans (“You are here”). The
Hillis plot includes only a small portion of the organisms on earth (3,000), but it
gives us a vision of Singer’s ever expanding circle. Scholars dealing with mirror
neurons and social behavior such as Marco Iacoboni (Mirroring 47-50) and
Susan Blackmore (24-36) suggest that our ability to imitate, facilitated by mirror
neurons, provide a foundation of our social faculties, and this research,
therefore, sheds light on societies of species, especially human. Iacoboni and
Blackmore1 suggest imitation as the origin of our ability to organize into
societies, and while these scholars generally do not yet make the connection
with mirror neurons, scholars in neuro-sociological and neuro-psychological
1 Evolutionary biologists, philosophers, and psychologists also stress the importance of imitation in learning and evolution, but as I will point out below, most have yet to pick up on the new science of mirror neurons. Scholars who fit into this category include E. O. Wilson, Richard Dawkins, Stephen Pinker, and Daniel Dennett.
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research prove that mirror neurons make imitation possible. Connecting these
compatable lines of research reveals much about imitation in addition to
compassion, pity, and kindness. The end goal is to see society as one whole,
including all life on earth and the earth herself, without reducing or minimizing
any individual—human or nonhuman (Wood 143).
In animal studies and literature, these connections are utile, principally, if
they can be employed as tools to find insight in works, and I see them working
powerfully. The research above will inform my reading of Coetzee’s novel
Disgrace. In particular, mirror neurons speak to the communication that takes
place between others, in the novel. Marc Bekoff has suggested that dogs and
even mice have shown signs of empathy in the laboratory (775-777), so mirror
neurons can elucidate relationships and communication in Coetzee’s novel. This
approach fits nicely in the autobiographical experience Derrida shares when he
asks whether his cat might “also be, deep within her eyes, my primary mirror?”
(418). Scientific research suggests that this might literally be true, that we know
ourselves through the mirrors of others, and my investigation will explore how
David Lurie sees and is seen by others, human and nonhuman animals.
Interdisciplinary Interpretive Lenses
This paper heeds the call of scholars that have hinted at embracing new,
evolutionary science in order to better understand our relationship to animals.
Even Derrida implies the importance of biology as “a multiplicity of
heterogeneous structures and limits. Among nonhumans and separate from
nonhumans there is an immense multiplicity of other living things” (416). I
deemphasize his use of the term “separate” as I see more connections than
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demarcations. Derrida invokes biology vaguely, immersing us as humans into the
world of animal life, as fellow animals. More specifically, Wolfe sees an
important role for biology and science as “returning us precisely to the
thickness and finitude of a human embodiment and to human evolution as itself a
specific form of animality” (572). We share this “finitude” with all species, and as
David Wood notes, this integrating animal studies more thoroughly in the
sciences might dispel “the ignorance that knows many things but does not
connect them” (141). The way to true and lasting changes, according to Wood,
integrates “an objective compassion which tries, as far as possible not to be
limited by our actual capacity for fellow-feeling, and recognizes ‘life itself,’ in
each of its forms, as addressing us” (140-141). An understanding of the science
behind empathy, pity, and compassion, the mirror neural network, will bring us
closer to tapping into our best emotional selves.
This type of interconnected relationship also requires a collaboration of
the disciplines in academia. The veteran biologist E. O. Wilson claims that “To
the extent that the gaps between the great branches of learning can be
narrowed, diversity and depth of knowledge will increase. They will do so
because of, not despite, the underlying cohesion achieved” (14). Similarly,
Joseph Carroll, in Literary Darwinism, agrees that we in the humanities should
do the kind of work that seems to be happening in animal studies. “The
imaginative models,” Carroll states, “that we construct about our experience in
the world do not merely convey practical information. They direct our behavior
by entering into our motivational system at its very roots—our feelings, our
ideas, and our values. We use imaginative models to make sense of the world,
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not just to ‘understand’ it abstractly but to feel and perceive our own place in it
—to see it from the inside out” (xxii). I would add to Carroll’s comment that we
should try to see from the outside in as well, beyond our subjectivity, and I his
incorporation of bodily senses in the project is powerful. With this investigation
comes the risk of slipping into the reductive continuism that Derrida and Wood
criticize, or as Cora Diamond puts it, the risk of “deflecting” (Diamond 57) the
serious embodied issues in animal studies, moving from “a difficulty of reality to
a philosophical or moral problem apparently in the vicinity” (Diamond 57). As
Derrida and others gently push science to the side, so Carroll and Wilson, at
times in their work, discount Derrida and continental philosophy.
Cognitive Ethology, Theory of Mind, and Mirror Neurons
The biologist Marc Bekoff, currently emeritus professor at the University
of Colorado—Boulder and prolific author, recognizes the massive scope of the
work in animal studies and embraces the call for interdisciplinary scholarship,
noting that we need a “wide-ranging holistic interdisciplinary discussion that
transcends more narrow concerns, figuring out how common sense and ‘science
sense’ are reconciled, and, most important, asking what the roles are of
compassion, kindness, generosity, respect, grace, humility, and love in what we
call science” (Minding 912). Bekoff stresses the importance of science while also
elevating the moral and ethical implications, reaching out to other disciplines.
Rather than isolating himself within biology, he reaches out to other fields to
share knowledge. By extension, linking animal studies with literature in an
attempt to bring it closer to current biology, evolutionary studies, psychology,
and literature, we might move closer to Wood’s vision which incorporate all
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species on earth, into our past, present, and future—(re)conceiving a society of
diverse species sharing the same home and deserving the same pity("Thinking"
143-144). Bekoff aligns himself on the side of Wood’s futuristic vision of a “moral
evolution beyond species tribalism” (143). Evolution as the Core of Animal
Studies, the Hillis Plot
Bekoff refers to his discipline as cognitive ethology, and he is one of the
foremost scholars in the field. Ethology shares the same root as the word ethics:
ethos. Darwin was perhaps the first ethologist which means that he attempted to
understand the inner lives of animals, in their natural habitat (Wild 25).
Cognitive ethology is an interdisciplinary study of the minds and emotions of
animals. Scholars from disciplines as diverse as biology, evolutionary
psychology, and neuropsychology collectively explore “how animals think and
what they feel, and this includes their emotions, beliefs, reasoning, information
processing, consciousness, and self-awareness”(Emotional 30). Bekoff outlines a
variety of interests that fall within the purview of cognitive ethologists: “they
hope to trace mental continuity among different species; they want to discover
how and why intellectual skills and emotions evolve; and they want to unlock the
worlds of the animals themselves” (30). In this sense, animal studies and
cognitive ethology both have the end goal of understanding and empathizing
with animals.
In other words, animal studies is the heart of this science, and among
other pursuits, cognitive ethologists research the theory of mind in many
species. The theory of mind refers to an animal’s ability to conceive of herself
and others. In human animals, this worldview is acquired by the age 3, but there
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is much contention about how, when, and if animals develop the same abilities.
Understanding the theory of mind is essential to understanding social behavior
in all animals because without out it sociality would be impossible (Coleman).
Cognitive research, therefore, makes one of the keys to unlocking the social and
emotional nature of animals—human and nonhuman. Bekoff taps into social
neuroscience to inform his studies in cognitive ethology and he sees the
disciplines as symbiotic. Social neuroscience researches how the brain and
nervous system function in animals to create social behavior (Wild 27). Cutting
edge research in a recently discovered area of the brain called mirror neurons
sheds light on both human and animal theory of mind, and scholars are creating
incredibly innovative experiments and studies that shed light on the theory of
mind as it pertains to cognitive ethology in animal studies.
On the cutting edge of social neuroscience is the relatively recent discover
of unique neurons in the brain. Since the discovery of mirror neurons in the
1980s by an international team centered in Parma (Oberman and Ramachandran
40), Italy, the concept of mirroring has become one of the hottest topics in an
array of sciences from evolutionary psychology to neurophysiology. Parma is in
fact the center of scholarship on mirroring, and the team of Rizzolatti, Gallese,
Fogassi, and Fadiga2 are credited with the initial detection of a completely new
kind of neuron, though many others (such as Sinigagaglia, Di Pellegrino, and
Iacoboni) have participated in further research with the Parma team and worked
to clarify their nature and function (Iacoboni, Mirroring 1-46; Bayne, Cleeremans
and Wilken). Their ground breaking work was first published as “Understanding
2 While Di Pellegrino joined the team in the research, Iacoboni refers to these key researchers as “The Fab Four” (Iacoboni, Mirroring 21), and they are generally credited as the principal researchers.
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Motor Events: A Neurophysiological Study,” and it forever changed the
landscape of cognitive sciences (Di Pellegrino, et al.). Four years after this initial
publication, the cells received their current name, mirror neurons (Gallese,
Fadiga, Fogassi, and Rizzolati).
Researching the nervous system and hand movements in macaque
monkeys, the Parma team discovered that the network of mirror neurons in the
brain perform unique, essential functions: action understanding, imitation,
language, empathy and theory of mind, and self representation (Oberman and
Ramachandran 42-50). Beginning in the area in the ventral premotor cortex
named F5, Rizzolati’s team discovered, as anticipated, that certain neurons fired
when the monkeys grasped object with their hands (Wild 28). Unexpectedly,
Rizzolati also found, outside the scope of the original research questions, that
these same neurons fired when the macaques merely watched another person or
monkey using hands to grasp an object (Iacoboni, Mirroring 10-11; Bayne,
Cleeremans and Wilken). So, the same action synaptic pathways in the monkey’s
brain lit up when the monkey observed behavior. This revolutionary finding
integrated perception and action within the brain—the neurons fire the same
whether the monkey is performing the action or watching (Iacoboni, Mirroring
11).
This synthesis between action and perception which had long been
conceived as existing in separate locations in the brain has widespread
implications. Much of the research data derives from noninvasive new
technologies that I will refer to at times in the current discussion including:
functional magnetic resonance imaging (fMRI), electroencephalography (EEG),
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magnetoencephalography (MEG), transcranial magnetic stimulation (TMS)
positron emission tomography (PET), and single photon emission computed
tomography (SPECT) which is able to make 3D configurations down to the level
of single neurons. Also, a significant amount of data has been acquired through
epileptic patients that generously allow researchers “piggyback” the electrodes
inserted into their brain for medical purposes (Iacoboni, Mirroring, 121). In this
way, specific data from isolated regions of the brain, targeting specific mirror
neurons, is compiled. It was only in 2007 that the head researcher, Rizzolatti,
confirmed with empiric evidence that humans possess a mirror neural network
although it is more complex and widespread throughout the brain (Rizzolatti and
Sinigaglia, “Mirror” 4). He contextualizes the importance of this confirmation,
stating “Mirror neurons allow us to grasp the minds of others not through the
conceptual reasoning but through direct simulation. By feeling, not by thinking”
(qtd. in Bekoff, Wild 29). Key to his description are the facts that humans and
monkeys (along with other species3) possess the capacity to feel the mind and
emotion of another person which brings us toward empathy and empathic
behavior—feeling the experience of another through the imaginative ability of
mirror neurons. The significance of mirror neurons in understanding human
emotions and cognition, according to Oberman and Ramachandran, is analogous
to DNA informing our understanding of genetics (39-40).
This also has the effect of bringing connections with others to an embodied
condition with the potential to avoid the rational “deflection,” described by Cora
3 Bekoff makes the point that mirror neurons have been located in cetaceans and birds in addition to apes, and he alludes to the fact that “Mirror neurons might also explain observations of empathic mice who react more strongly to painful stimuli after observing other mice in pain, of rats who go hungry rather than watch another rat receive a shock, and of rhesus monkeys who won’t accept food if another monkey suffers when they do so” (Bekoff, Wild 29). Work extending research to other species, however, is only in initial stages.
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Diamond (57), away from the problem of the minds of others. She describes a
“difficulty of reality” as an experience of the individual’s cognitive inability to
“encompass something which it encounters” (44). In such moments, “we take
something in reality to be resistant to our thinking it, or possibly to be painful in
its inexplicability, difficult in that way, or perhaps awesome and astonishing in
its inexplicability” (46). The result of the deflection , in terms of David Lurie, is
that he is “moved from the appreciation” of the minds and feelings of others to
“a philosophical or moral problem apparently in the vicinity” (57). In his case, he
moves from his emotionally painful reality of his harm to others to a safe mental
location that separates him from feeling. Lurie experiences a difficulty of reality
when he engages with other individuals, particularly women. Diamond provides
an explanation for Lurie’s behavior given the fact that he must have mirror
neurons engaging which connect him with other people, barring a disability such
as autism which is obviously not present. Meshing neuroscience with Diamond,
Lurie is deflecting the empathic response which he feels in the brain and body to
the purely rational portion of his mind which suppresses those bodily feelings.
Diamond would say that Lurie is in a “situation within which the humanness of
the other seems out of reach” (68), and he seems impossibly isolated in his
difficulty of reality and in deflection from bodily emotion..
Mirror Neurons and Empathy
While the implications of findings of neuroscientists involve multiple
intelligences in both human and nonhuman animals and diverse disciplines, my
focus will be on human empathy in order to shed light on David Lurie’s. In the
fields that study mirror neurons, they tend to use the psychological definition of
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empathy similar to the one found in the OED: “The power of projecting one's
personality into (and so fully comprehending) the object of contemplation”
(“Empathy”). While there are many competing empathy, most simply it is
comprehending and connecting with the mental and emotional state of another
individual, and this research shows that mirror neurons make this possible
(Gallese and Goldman 48-49). Research suggests that our ability to empathize
with others derives from mirror neurons. In one of the first logical extensions,
researchers connected mirror neurons to the understanding of action, in the
individual and in others. “The instantaneous understanding of the emotions of
others, rendered possible by the emotional mirror neuron system,” according to
Rizzolatti and Singaglia, is a necessary condition for the empathy which lies at
the root of most of our more complex inter-individual relationships” ( 191) While
previously scientists believed that actions would first have to be processed by
the brain before cognitive understanding could occur, mirror neurons proved
that when we see an action it is automatically duplicated in the mirroring areas
of our brain. We comprehend the event immediately because our mind mirrors it
as if we ourselves were acting. In this way we are able to imitate actions, see
into the minds of others, imitate, and read intentions. This, according to many
scholars, makes language and culture possible as mirror neurons fire not only
based upon sight, but upon all of the senses. Additionally, in humans, mirror
neurons mimic emotions, our ability to share how others feel inside by reading
the person’s body movement, facial expressions, tone of voice, etc. (Oberman
and Ramachandran 42-50; Bekoff, Wild 28-30; Iacoboni, Mirroring 30-46;
Rizzolatti and Sinigaglia, Mirrors 79-114).
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At times in Coetzee’s novel, Lurie perceives others in flash of recognition
reminiscent of the instantaneity of mirror neurons at work.
The ability to instantaneously read and mentally mimic the emotions of
others segued, evolutionarily speaking, into empathic behavior, and most
scholars state that mirror neurons are allowing us to get at the core of our
ability to connect with the mental states of others. It should be pointed out that
just because emotional and mental states are mirrored in the individual, this
does not entail that mirror neurons will necessarily lead him or her to feel or act
with empathy, compassion or pity: “quite the contrary, they [mirror neurons]
represent a potential visceromotor activity that may be either executed or
remain at the potential state ... For example, if we see that someone is in pain,
we are not automatically induced to feel compassion for him” (190-91). This
depends on much more complex characteristics of the individual and the
situation such as if the person is enemy or friend, hated or loved, stranger or
acquaintance (191). In the case of Lurie, his mind is in a perpetual state of
deflection, separating from the empathy he might otherwise feel. I contend here
that it is through Diamonds idea of deflection that Lurie is able to stifle empathic
feelings, voming them from the emotional body to the rational mind.
If mirror neurons are to be connected with empathy and a wide range of
emotions in human beings, then mirror neurons must exist in areas outside of
the motor system in the brain. While the research began in the F5 region,
Oberman and Ramachandran illustrate how mirroring is not confined to this area
nor to mere motor actions. In the medial prefrontal cortex, an area of the brain
known to be connected with decision making, emotion, attitude, and personality
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traits (48). Insula? Many creative experiments have been conducted that require
subjects to imagine and conceive the emotions of others, and the same neurons
the create the mental states in the subjects fire. So, the neurons that produce
the emotion in the subject are active when the subject reads the emotional states
of others (Gallese and Goldman). Similarly, researchers have shown facial
expressions that indicate emotional behavior such as anger or happiness, and
the neurons responsible for creating the emotion in the individual engage. The
same area of the brain that “is involved in representing the mental state of
ourselves is also involved in inferring the mental states of others” (49). Oberman
and Ramachandran claim that the ability to read the emotional states of others
may have arisen prior to an understanding of ourselves in evolution. Our ability
to create a theory of mind, to recognize our own mind as unique and separate
from those of others, allowed us to become self-reflexive. They suggest that our
theory of mind “may have evolved first in response to social needs and then
later, as an unexpected bonus, came the ability to introspect on one’s own
thoughts and intentions” (50). Whichever came first, it is clear from research
that mirror neurons are responsible for our ability to understand and empathize
with the emotions of others—human and nonhuman animals.
Along with the cognitive mirroring in the brain, facial muscles that mimic
the emotional facial expressions are activated even though the muscles do not
engage (Goldman, Simulating 125-27; Iacoboni, Mirroring 57-8). Far from being
isolated in area F5 in the brain and in motor actions, there is a mirror neuron
network throughout the brain that is able to simultaneously interpret and
duplicate the mental states of others which is the core of empathy. Iacoboni
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points to the “solid empirical evidence [that] suggests that our brains are
capable of mirroring the deepest aspects of the minds of others—intention is
definitely one such aspect—at the fine-grained level of a single brain cell
(Mirroring 7).
For some reason, David Lurie suppresses the ability to read the intentions
of others which probably accounts for his lack of introspection in his own life
and behavior. When he inappropriately stalks Soraya and calls her at home, he is
completely dumbfounded by her somewhat obvious reaction: “You are harassing
me in my own house. I demand you will never phone me here again, never” (10).
He responds, thinking “Demand. She means command. Her shrillness surprises
him: there has been no intimation of it before. But then, what should a predator
expect when he intrudes into the vixen’s nest, into the home of her cubs?” (10).
While the animal imagery is interesting, the importance here is that he
completely fails to anticipate her emotional response and only later thinks that
Soraya’s reaction might be natural. He describes himself accurately as the
predator, and prepares in the following chapter to acquire his next victim.
In his affair with Melanie, his young student, Lurie is also unable to read
emotions and intentions. Hints are given throughout the novel that the affair was
actually a series of rapes of young lady who was already involved with another
young man. When they first converse in the darkeness of the campus quad, he
admits that he objectivfies women, saying that “a woman’s beuty does not
belong to her alone … She does not own herself” (16). While he refers to,
perhaps, a Wordsworthian ideal of beauty, his words reveal that women are
mrely beautiful objects, not individuals unto themselves. He suggests that she
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belongs to him and others because she has pretty features. Again he
demonstrates his inability to empathize with or see into the mind of another,
especially a woman. Melanie escapes his first advance after he invites her to
spend the night and “She slips his embrace” (17). There is a hint of violence in
his embrace that she must slip as he notices her breasts touch against him. He
recognizes the error in his advances as she is a student and does not reciprocate
his affection: “That is where he ought to end it” (18). He does not, however, and
on their next encounter he promises Melanie “I won’t let it go too far” (19) when
he has every intention of violating her. From his point of view, “he makes love to
her” (19), but she is “passive” (19) and she says right after that she “must go”
(19). Melanie rejects him when he shows up at her apartment, and “A child! he
thinks. No more than a child! What am I doing? Yet his heart lurches with
desire” (20). His desire and lust trump all else, and he is incapable of
understanding how Melanie might feel.
Lurie remembers having “forced (23) Melanie’s top off, and in their next
encounter he recalls that He has given her no warning; she is too surprised to
resist the intruder who thrusts himself upon her. When he takes her in his arms,
her limbs crumple like a marionette’s. Words heavy as clubs thud into the
delicate whorl of her ear. “No, not now!” she says, struggling” (25). Lurie,
however, has no desire to stop, no ability to perceive her emotions, and he rapes
her after she has said “no.” He rationalizes cognitively that it “was not rape, not
quite that, but undesired nevertheless, undesired to the core” (25). He defines it
as rape though he refuses the term, the condemnation. At the level of the body,
he knows he has raped a young girl, but he deflects the emotional response. He
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sees the “mistake, a huge mistake. At this moment, he has no doubt, she,
Melanie, is trying to cleanse herself of it, of him. He sees her running a bath,
stepping into the water, eyes closed like a sleepwalker’s. He would like to slide
into a bath of his own” (25). Lurie imagines her bathing to clean herself because
he knows this to be the normal response to a rape.
At a bizarre moment when Melanie shows up at his own house, upset,
Lurie says to her “Tell Daddy what is wrong” (27). He manipulates her emotions
and alludes to the fact that he is the age of her father, manifesting a
consciousness of the age difference and the twisted relationship. The last time
he violates her is “on the bed in his daughter’s room” (29). He does not say what
is impled here—that he rapes a girl younger than his daughter in her own bed.
Even in his language he deflects the bodily emotion that would tell him how
wrong his actions are, detatching the bed in the room from his daughter and the
young woman he violates. The moment becomes painfully ironic when his own
daughter, Lucy, is violated.
My contention is that Lurie deflects the emotional behavior of Melanie on
the level of the mirror network that mimicks her emotion to the rational realm
where he is able to manipulate her feelings into something more acceptable to
his strange world view. By deflecting her emotions that are mimicked in him, he
estranges her as an other, separate and isolated from himself and unworthy of
the empathy that the mirror neurons might help to create. He deflects this while
with her and later at the hearing when he refuses to accept guilt for what he has
done, in any form.
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Lurie is very much entrenched in the Cartesian mode of thinking about
life, and he has found away to deflect true emotion. Iacoboni dismantles the
Cartesian binary worldview as Derrida, Wood, Diamond, Wolfe and others from
the philosophical approaches to animal studies. The premise for Cartesian
philosophy, the now trite phrase “Cogito, ergo sum,” or “I think, therefore I am,”
founds western thought in the individual mind, isolated, rational, and alone, but
Iacoboni suggests that intersubjectivity, or the connecting and sharing of minds
through mirroring, fundamentally undermines Descartes’ binaries. The difficulty
in knowing and sharing the minds of others is not as big a problem as Descartes
would have us believe because mirror neurons allow us to immediately connect
with another (“Problem” 122). This does not suggest that we can ever
completely know the mind and emotion of another person, a connection that
Derrida would fundamentally disagree with, but it does mean that we can never
completely sever ourselves from others and that we know ourselves through
other people.
Many empirical studies that reinforce these logical extensions, but here I
will only describe the most significant one briefly, an experiment led by Luciano
Fogassi in the Parma lab. Critics had discounted the ability of mirror neurons to
read the intentions of others because the pathways might likely light up
regardless of the context of an action. In other words, when I grab an apple,
there are a variety of actions I might take with it from eating it, to cutting into
slices, to putting it in the refrigerator. The critics, then said, that mirror
neurons may fire regardless of the context of what I do with the apple, and
therefore the neural networks are not reading intentions at all but merely firing
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from the grasping action. Fogassi, following the philosophical defense of Gallese
and Goldman, created an experiment that proved conclusively that neural
mirroring codes for the intentions of the actor (Fogasssi, et al. 662-667).
The experiment detected firing of mirror neurons while the macaque
monkeys observed and acted in various grasping activities. In the most
important series, the monkeys observed an individual grabbing a piece of food
and bringing it to the mouth to eat. In another experimental set up, the person
instead put the food in a container. The results decisively illustrated that for
each experimental setup: 75% of the mirror neurons fired strongest did not fire
vigorously under the other conditions. So, different mirror neurons fired for the
eating action than fired for the placing. Eating actions triggered unique neurons
that failed to fire in the placing actions. Different events excite different neurons
(Fogassi, et al. 662-667; Iacoboni, “Problem” 126; Iacoboni, Mirroring 30-33).
Moreover, Fogassi’s team demonstrated again that observing eating triggered
the very same neurons that fired when the monkeys themselves performed the
action. Observing the placing excited the same cells as when the monkeys
themselves placed the food in the container (Iacoboni, “Problem” 125-126). This
empirical data proves that intersubjectivity and empathy are intimately
connected with the mirror neural network, and as humans, our brains mimic the
actions and emotions of others, both human and non-human.
Though familiar with the term intersubjectivity, Alvin Goldman, who
worked together with Gallese, the philosopher on the Parma team, calls this
ability mindreading or mentalizing, not in the metaphysical sense, but in the
physical, bio-physiological sense (Simulating 3-4). Goldman states that
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mindreading “consists of attributing (ascribing, imputing) a mental state to
someone … another person. The state must be mental rather than merely
behaviorial” (“Mirroring” 235). Empathy, according to Goldman, is an
augmented form of empathy (Simulating 4).He makes an important distinction
here in between behavioral and mental, reminding us that mirroring deals with
the mind and instantaneous cognitive processes, separating this significant
mental function from the realm of mere behavior. He refers to the higher levels
of mirroring (“Mirroring” 235-50) that I would like to use in my discussion of
Disgrace, and the term mindreading is powerful in that it is both literal and
figurative, but I will use the terms intersubjectivity and empathy in what follows.
David Lurie, Mirror Neurons, and Empathy for Animals
David Lurie’s first approach toward intersubjectivity is through a
nonhuman animal, Katy, the feisty dog at Lucy’s house. The connection does not
come immediately as Lurie resists “this other, unfamiliar world” (71). He is
conscious of his resistance and correctly assesses it as “Nothing to be proud of:
a prejudice that has settled in his mind, settled down. His mind has become a
refuge for old thoughts, idle, indigent, with nowhere else to go. He ought to
chase them out, sweep the premises clean. But he does not care to do so, or does
not care enough” (72). Although aware of the old thoughts that block or deflect
his authentic bodily, emotional responses, he has reached the point where he
does not care to change. In this state, the animal other intrudes upon him and
changes him, allowing him to feel—even though his character remains
essentially unchanged throughout the novel.
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When he enters the cage with Katy, Lurie is finally overcome by the mirror
neurons that react to the emotion of the dog. Though he confesses, “I am
dubious, Lucy,” (72) that he can have a meaningful experience with the dogs and
that he even has a “goodness of heart” (77), the experience with Katy is on the
level of the body, and he is overcome. “He enters her cage” (70) and crosses an
unforeseen threshold from the rational mind to bodily experience, incorporating
all of the senses, engaging the mirror neurons powerfully. He sees her, and “He
squats down, tickles her behind the ears” (78). He speaks to her—“Abandoned
are we? he murmers” (78), engaging his voice and the auditory senses. His
bodily reaction with the mirror neurons firing to sights sounds and touch is
significant as “His limbs relax” (78), and he actually falls fast “asleep.” Though
he does not consciously recognize it, the bodily emotional imitation as he
interacts with the dog relaxes him, the dog’s passivity and lack of care
transferring to Lurie in the first example of empathic behavior.
After his initial experience with Katy, David opens up to Lucy, illustrating
that the experience with a dog allows him to connect with his emotions more
than previously. His thinking about animals is still muddled with Cartesian
philosophy which he reveals in talking with Lucy, “they don’t have proper souls”
(78). But, clearly he has come more in touch with his emotional, bodily
experience when she says she doesn’t think she has a proper soul either, and
David responds “that’s not true. You are a soul. We are all souls. We are souls
before we are born” (79). His passionate response is a clear change from the
empty sould of humanity that he refers to in the beginning of the novel. He
connects with true emotions for the first time and the result is painful for him,
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“A shadow of grief falls over him: for Katy, alone in her cage, for himself, for
everyone. He sighs deeply, not stifling the sigh. ‘Forgive me, Lucy,’ he says”
(79). David does not stifle the emotion, but connects with her, with Katy, and
with himself in a lucid bodily epiphany made possible by the mirror neurons that
allow him to enter the mind and emotion of the others and himself.
David’s first experience in the clinic with Bev presents lessons about life
that he is not ready to comprehend. He recognizes in the first dog that is
brought in by a young boy the emotion of the animal through visual cues, “for a
moment its eyes, full of rage and fear, glare into his” (81). He allows the mirror
neurons within him to feel what the dog feels at the moment, something David
has been entirely incapable of doing in others, neither human nor nonhuman.
Bev instructs him to “’think comforting thoughts, think strong thoughts. They
can smell what you are thinking’” (81), and given what we know about mirror
neurons, she is likely correct. He is unable to accept this and dismisses it as
“nonsense” although he learns this lesson later in the novel. Bev tells him that
he has a “good presence” (81) which surprises both him and the reader, but Bev
here is reading the thoughts and intentions of David, and is able to get into his
mind in the way Iacoboni and others describe. Through his behavior in the clinic,
she reads that he has a connection with the animals, and he will discover this.
Remember to look at interpretations from critics.
In the same scene, Bev tries to convince a goat owner that nothing more
can be done for her goat, and they should put him down for the sake of the
animal. Again, David reads the emotions of the animal, noticing that “he seems
bright enough, cheery, combative” (82). He anthropomorphisizes the animal, but
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in a positive way that allows him to connect with the bodily experience of the
goat, frightened and in pain. Bev connects more closely to the animal, and “The
goat stands stock still as if hypnotized. Bev Shaw continues to stroke him with
her head. She seems to have lapsed into a trance of her own” (83). Bev allows an
intimate connection to take place between her and the goat, and they read the
emotions of each other, Bev calming the goat with her hypnotizing trance that
spreads to the animal through mirror networks. When she talks with David about
putting the goat down, Bev says “It’s nothing” (83) because the animals feel no
pain and are able to pass peacefully, without full understanding of what is
happening. Surprisingly, David responds empathetically saying “’Perhaps he
understands more than you guess” (83). He is attempting to console Bev
somehow for the difficult job she performs, and he thinks “To his own surprise,
he is trying to comfort her” (83). As with Lucy before, moments of intimacy with
animals opens David to other people, and he allows himself to feel for them and
connect, this immediately following the treating of the dog and goat. Animals
have become a form of healing and maturing emotionally because he allows
himself to empathize with them.
The next animals he sees in the clinic provoke more conversation with Bev,
and he seems to admire that “’They are very egalitarian, aren’t they,’ he
remarks. ‘No classes. No one too high and mighty to smell another’s backside.’
He squats, allows the dog to smell his face, his breath. It has what he thinks of
as an intelligent look, though it is probably nothing of the kind. ‘Are they all
going to die?” (85). Again he anthropomorphizes in a way that allows connection
between himself and the animal, and he reads into the dog an intelligent face,
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but he does his emotional interpretation. He thinks that the animals will soon
die, a fact that he is only beginning to realize. The animals passing on at the
hands had been happening for years, but this never mattered to David because
he had not been in contact with him. Reading their thoughts and emotions
through the networks of his mind changes the way he thinks of the animals and
other people. As before, he is motivated to open up more to Bev, and he
discusses perhaps the hardest thing for him at the time, his disgrace. Once
home, he empathizes intimately with Lucy, thinking “Poor Lucy! Poor daughters!
What a destiny, what a burden to bear!” (87). This empathy occurs even before
the attack.
After the attack, when perhaps David feels the most intensely of the whole
book, Bev helps to nurse him to health, and “He recalls the goat in the clinic,
wonders whether, submitting to her hands, it felt the same peacefulness” (106),
and he now moves from his own feelings, extending them outward to the goat
who is no longer present. The animal experiences are lingering with him, and his
sense of empathy towards nonhuman (and human?) becomes more developed. As
he feels pain more intensely than he ever has in his life (that we know of), his
suffering opens him to greater levels of empathy with the animals he will
encounter. Feeling his own sorrow allows him to empathize with animal
suffering and vice versa:
A grey mood is settling on him. It is not just that he doesn not know what
to do with himself. The events of yesterday have shocked him to the
depths. The trembling, the weakness are only the first and most superficial
signs of that shock. He has a sense that, inside him, a vital organ has been
Hammond 27
bruised, abused—perhaps even his heart. For the first time he has a taste
of what it will be like to be an old man, tired to the bone, without hopes,
without desires, indifferent to the future. Slumped on a plastic chair amid
the stench of chicken feathers and rotting apples, he feels his interest in
the world draining from him drop by drop. It may take weeks, it may take
months before he is bled dry, but he is bleeding. When that is finished, he
will be like a fly-casing in a spiderweb, brittle to the touch, lighter than
rice-chaff, ready to float away. (107)
David introspects here, reflecting on his own suffering, connecting with it.
Though his mood is dark, he is aware of the darkness of his emotions which is a
form of self knowledge he has not had in the past. Implied here is the
connection to the animals in the clinic who are in the same position, waiting to
float away in the hands of the ever-caring Bev. As they perhaps feel a type of
despair as their lives come to a close, “The blood of life is leaving his body and
despair is taking its place, despair that is like a gas, odourless, tasteless, without
nourishment. You breathe it in, your limbs relax, you cease to care, even at the
moment when the steel touches your throat” (108). The animals are present
here, and his mind wanders to “The corpses of the dogs [that] lie in the cage
where they fell” (108), and their death only deepens his despair, but it solidifies
his connection with animals.
David’s next meaningful encounter is with the animals Petrus is going to
slaughter for his party. The two youthful sheep are tied close to a stake in an
area where they are unable to graze, and David feels for them. “’Those sheep,’
he says –‘don’t you think we could tie them where they can graze?” (123). He
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contemplates the sheep and through the network of neurons in his brain, he
feels their plight as his own. He feels so strongly for them that he defies Petrus’
will to keep them where they are, and:
Exasperated, he unties them and tugs them over to the damside, where
there is abundant grass.
The sheep drink at length, then leisurely begin to graze. They are
black-faced Persians, alike in size, in markings, even in their movements.
Twins, in all likelihood, destined since birth for the butcher’s knife. Well,
nothing remarkable in that. When did a sheep last die of old age? Sheep do
not own themselves, do not own their lives. They exist to be used, every
last ounce of them, their flesh to be eaten, their bones to be crushed and
fed to poultry. Nothing escapes, except perhaps the gall bladder, which no
one will eat. Descartes should have thought of that. The soul, suspended in
the dark, bitter gall, hiding. (124)
Not only is he concerned about the sheep, but he is drawn to contemplate the
plight of sheep in general, hinting at the plight of all animals raised for the
consumption of humans. Though the closing lines here are a bit ambiguous,
whether referring to the soul of Descartes or the sheep, the connecting word
“gall” in reference to the gall bladder leads me to believe that Lurie is now
defying Descartes, suggesting that he should have thought of the lonely souls of
animals that he symbolically casted out into a dark suspension of life. This is a
dramatic shift for David who refused souls to animals earlier in the novel.
Though he does not understand why, David becomes obsessive about the
sheep. He allows an emotional connection to take place, and therefore opens
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himself up to empathy: “A bond seems to have come into existence between
himself and the two Persians, he does not know how” (126). His mirror neuron
system lies at the source, but of course David’s feelings puzzle him. The intimate
connection he feels seems so irrational to him, “’Nevertheless, in this case I am
disturbed” (127). He feels himself morning the loss of the sheep, and when he
looks inside himself for the source of his emotions, he only is able to find a
“vague sadness” (127). Years of deflecting his emotions via his rational mind
have silenced empathic feeling for so long that he is unable to recognize them
fully nor detect their source, and Tom Herron points out that “when surrounded
as he is by abandoned, dying, and dead animals (those whose period of grace is
either ending or has ended), the first flickering of sympathy and of love seem to
ignite within him” (471). Herron suggests that he connects with the animals,
though subconsciously, because he exists in their realm of disgraced, heading
toward their final end.
All this leads to a car ride home from the clinic when David is overcome
emotionally and must pull his car over because he is so overwhelmed. He weeps
uncontrollably, sobbing as he feels for the animals’ deaths that he participates
in. He at first rationalizes that he is not the one doing the killing, but then
“Nevertheless, he is the one who holds the dog still as the needle finds the vein
and the drug hits the heart and the legs buckle and the eyes dim” (142). He feels
empathically, in this moment, the death of the animals that he had never even
thought of in his past life:
He does not understand what is happening to him. Until now he has been
more or less indifferent to animals. Although in an abstract way he
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disapproves of cruelty, he cannot tell whether by nature he is cruel or
kind. He is simply nothing. He assumes that people from whom crujelty is
demanded in the line of duty, people who work in slaughterhouses, for
instance, grow carapaces over their souls. Habit hardens: it must be so in
most cases, but it does not seem to be so in his. He does not seem to have
the gift of hardness. (143)
David doesn’t understand the changes in his emotional self, but neither does he
understand himself in the past. He does not recognize that he had the “gift of
hardness” until only a few months before, and his feeling for the animals has
only come about as he has interacted with them empathically, facilitated by his
mirror neuron system. He sees the animals as individual beings now and
recognizes that he now feels for them, respects them. Louis Tremaine invokes
The Lives of Animals when he refers to Lurie’s type of experience as “’embodied’
knowledge” and “emodiedness” (596), felt emotion on the level of the body
rather than the mind. Animals comprise the only beings capable of engaging the
embodied knowledge that of Lurie where humans only exist in the realm of the
rational.
This emotional self exploration leads to my final, and most profound,
example of David’s empathic behavior in the novel. Bev and David put the dogs
with no homes to sleep on Sundays, and he decides that he must be the one to
take care of the corpses and the reason for this is profound. Not only does he
haul the corpses to the incinerator, but he takes them home to Lucy’s home
overnight so that he is able to personally burn them. He could simply leave them
at the incinerator on Sunday, “But that would mean leaving them on the dump
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with the rest of the weekend’s scourings: with waste from the hospital wards,
carrion scooped up at the roadside, malodorous refuse from the tannery—a
mixture both casual and terrible. He is not prepared to inflict such dishonor
upon them” (144). He previously ascribed souls to animals, and now he deems
them honorable and fears that the corpses will be disrespected. Indeed he sees
that “the workmen began to beat the bags with the backs of their shovels before
loading them, to break the rigid limbs. It was then that he intervened and took
over the job himself” (144-45). In order to maintain the honor of the animals, he
steps in and goes out of his way to give them a more respectful end, this after
they have already died. He feels a violation by the workman to the animals in a
way that he has been unable to see in himself with human beings. While he
violated Melanie, the closest he comes to admitting his blame is when he tells
Bev, “I was the troublemaker in that case. I caused the young woman in question
at least as much trouble as she caused me” (147). In his relationship with
animals, he proves himself honorable in bestowing honor upon them in a way
that he never quite lives up to with human animals, and “it is precisely as a
consequence of their lack of power that they come to assume an exemplary
transformative status” (472) for Lurie. He lacks power over his own life and
disgrace and finds in animals a similar state of existence that he is able to
connect with, the animals becoming transformative in his empathic behavior.
And yet, his rational mind is not willing to accept the sacrifice he makes
for the animals as it minimizes his actions. In the end, he concludes that “He
saves the honour of corpses because there is no one else stupid enough to do it.
That is what he is becoming: stupid, daft, wrongheaded” (146). He deflects the
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emotions that he feels for the animals with his rational mind that sees the
actions as ridiculous, a return to his old habits of deflection and indifference
which leaves him a changed man, but only a little. Lurie finds it strange that a
person “as selfish as he should be offering himself to the service of dead dogs”
(146), and we find his behavior odd as well given his behavior with other human
beings, but the animals have a profound impact on his empathic behavior. Likely,
he is able to see his own despair and disgrace in their plight, headed towards
death and deprived of the life that is natural to them. He becomes a “dog-man”
(146) intimately connected through mirror neurons and empathy to a species not
his own, “becoming animal” (Herron 471).
Culture: Product of Imitation, Memes, and Mirror Neurons
In what follows, I broaden the scope of the implications of the research I
have done. While evolutionary psychologists and biologists have yet to integrate
mirror neurons into their conception of mind and culture, they have been
heading on the right track since Richard Dawkins’ publication of The Selfish
Gene in 1972. Dawkins accelerated the pace and scope of studies in evolution,
and here he first proposes memes as the basic unit of cultural heredity, and
Iacoboni sees mirror neurons fitting nicely into this theory as the mechanism
that drives our cultural behavior (Mirroring, 47-57). Because Iacoboni sees this
as an essential connection, I will spend a moment tracing this line of thinking. In
his book, Dawkins expresses excitement for what he refers to as a new kind of
evolution:
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It is still in its infancy, still drifting clumsily about in its primeval soup, but
already it is achieving evolutionary change at a rate that leaves the old
gene panting far behind.
The new soup is the soup of human culture. We need a name for the
new replicator, a noun that conveys the idea of a unit of cultural
transmission, or a unit of imitation. ‘Mimeme’ comes from a suitable Greek
root, but I want a monosyllable that sounds a bit like ‘gene’. I hope my
classicist friends will forgive me if I abbreviate mimeme to meme. (192)
Dawkins innogurates his new invention of the meme and memetics with
excitement because never before had scholars conceived such a clear
relationship between the brain and other people, especially in terms analogous
to natural selection. Memetics is now widely studied in evolutionary
anthropology and psychology and even has an entry in the OED (“Meme”).
Dawkins advances our conception of society and cultural evolution with
the concept of the meme—an attempt to define the smallest unit of “cultural
transmission.” Dawkins suggests that “memes propagate themselves in the
meme pool by leaping from brain to brain” (192) in a way that really can only be
described by mirror neurons though the research on mirror neurons would not
follow for more than 20 years.
Dawkins celebrated the 30th anniversary of that first book with the dazzling
The God Delusion where he picks up the meme theme again as a means of
dismantling religion. He is rhetorically sharp in tackling god, and he clarifies his
memetic theory somewhat. He suggests here that the memes can use hosts to
reproduce parasitically (or symbiotically), analogous to a virus—computer or
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human. He withdraws from personification of memes to suggest a more intimate
connection with human beings. The memes represent “units of cultural
inheritance” (222). The diction Dawkins uses is important as he describes
memes “that happen to be good at getting copied become more numerous at the
expense of alternative replicators that are bad at getting copied” (222). Mirror
neurons are clearly the immediate replicators in the mind that are able to
intstantly able to mimic the mental and emotional states of others (Iacoboni,
Mirroring 47-9). Without the physiology of the mirror network, cultural
communication and evolution remain elusive in the meme model, hovering and
leaping somewhere above human brains, ethereal.
Iacoboni focuses on the language of Susan Blackmore, a memeticist who I
think is more precise in describing memes, probably because she writes 20 years
after Dawkins’ introduction of memes. In The Meme Machine, she says the
memes perpetuated in a culture are efficient in positioning themselves to be
replicated. Successful memes in the “meme pool” are effective at getting
themselves duplicated” (10). Blackmore defines memes as “unit[s] of imitation ...
all of which are spread by one copying another” (5). She further clarifies that
they reside in human minds although she does not have mirror neurons as an
advantage in proving her case. Still, she makes her case convincingly, picking up
Dawkin’s terminology, referring to memeplexes as conglomerates of memes
which, perhaps, are more effective survivors within the group than on their own.
Insightfully, with forsight, Blackmore predicts that memes taken up or mimicked
in the brain make imitation or copying possible, and she suggests that this
makes the kind of mindreading or mentalizing that Goldman describes possible.
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Iacobini credits her for being ahead of the pack in seeing the role of imitation,
copying, and mirroring as essential to empathy and cultural behavior. He
suggests that mirror neurons are the mechanism within the brain of humans
(and possibly nonhuman animals) that do the mimicking and they are
responsible for the transmission of memes. (Mirroring 48-9).
While Coetzee’s novel ends ambiguously, I believe there is reason for hope
in the end because of the vision of society that Blackmore and Iacoboni, in
particular, lay out. While his relationships with human animals does not come to
a satisfying conclusion, David’s relations with animals have certainly changed. In
reflecting about his ongoing work at the clinic, David says that “He and Bev do
not speak. He has learned by now, from her, to concentrate all his attention on
the animal they are killing, giving it what he no longer has difficulty in calling by
its proper name: love” (219). He feels love for the animals that he does not seem
able to show to human beings, and he has learned to concentrate, focusing now
on the mirror neurons responding in his brain to another living being, bestowing
love that only he and Bev feel. He sees the clinic as an almost sacred place
where “the soul is yanked out of the body” (219), and he has no problem
ascribing them souls nor feeling love for them. The influence of animals has
made him conceive of animals differently which has the potential as a meme to
become a contagion. Within his sphere of influence, the change in him affects
other people and perhaps infect them. Memes are potentially infectious, and his
change has the power to change others. Similarly, Coetzee’s novel is a
memeplex which is capable of spreading in cultures.
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I struggle with the conclusion of the novel though Coetzee characterizes it
in this loving light. David supposedly gives up the dog he has grown attached to
out of love:
He opens the cage door. “Come,” he says, bends, opens his arms. The
dog wags its crippled rear, sniffs his face, licks his cheeks, his lips, his
ears. He does nothing to stop it. “Come.”
Bearing him in his arms like a lamb, he re-enters the surgery. “I thought
you would save him for another week,” says Bev Shaw. “Are you giving
him up?”
“Yes, I am giving him up.” (220)
He sacrifices what he loves in an act of love. But, we are left with the feeling
that the nobler act would be to keep the animal, let her live. He clearly feels
close to the dog. The imagery of the lamb also ties back to the sheep that David
had grown attached to that were slaughtered for food, and we are made to
question this act of kindness in “giving him up.” The dog is the stereotypical
sacrificial, innocent lamb who must die.
However, one might read this, with a bit of a stretch, as David sacrifing his
own selfish desire to keep the dog as a companion. Earlier in the novel, David
says that “at the deepest level I think it might have preferred being shot. It
might have preferred that to the options offered: on the one hand, to deny its
nature, on the other, to spend the rest of its days padding about the living-room,
sighing and sniffing the cat and getting portly” (90). Correct or not, David seems
to feel that animals are not meant to be encaged in the homes of humans, and
the animals, if they could, would choose death over this sort of trap. Regardless
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of how we read the ending, Coetzee forces us to think profoundly about our
relationship with the fellow animals of the earth, creating a powerful meme that
will have an effect on those who read it. If David has potential to change his
attitude toward nonhuman animals, perhaps the idea will take hold throughout
our culture, through our empathy, our mirror neuron pathways, and an
infectious memeplex. Lurie has changed in significant respects from the
influence of empathy he has felt for animal life. He commits himself to a life he
felt earlier he could not bear to live, in the country, with animals. Animals have
changed him because he touches, hears, and interacts with them. This is a
powerful meme that connects us with our evolutionary past and with the
compassion which lies in the neurophysiology of brains waiting to be engaged.
Derrida postulates that his cat is perhaps his most significant mirror, and
this has played out true in Lurie’s case. Coetzee’s novel enacts a meme that may
now be picked up and replicated in the way that Iacoboni and Blackmore
describe, in people and cultures. Herron states that the novel “manages to allow
what Derrida calls the animal’s address to the human whilst at the same time
extending to animals human kindness, sympathy, and finally, love” (489). If the
novel has sufficient power, which I think it does, to connect with the culture, this
memeplex Coetzee has created will enter the minds of individuals through their
mirror networks, there being replicated and perpetuated, allowing our culture to
overcome the deflection from a difficulty of reality that has plagued us for eons.
In his 2003 Nobel Lecture, Coetzee conflates the lives of Daniel Defoe and
his character Robinson Crosoe. When Crusoe returns from his adventures on
the island, he finds himself changed and unable to enter the life he once lived.
Hammond 38
We find Lurie in much the same condition, “married life was a sore
disappointment too. He found himself retreating more and more to the stables,
to his horses, which blessedly did not chatter, but whinnied softly when he came,
to show that they knew who he was, and then held there peace.” Lurie finds
himself similarly jaded with the life of society and people, though he doesn’t
seem to have ever made an attempt to intermingle with them, but finds solace in
the lives of the animals, who share in his finite plight of existing without
needlessly expounding on them in words as “there was too much speech in the
world.” As Crusoe, Lurie connects with the animals which heal rather than hurt
and perhaps require less effort to connect with empathically, on the bodily level,
the level of mirror networks and synapses without words. As he is conscious of
his old age and declining years, perhaps he feels as Elizabeth Costello in The
Lives of Animals,” that “it comes out of a desire to save my soul” (43). The word
“desire” has an ironic resonance in this context with Lurie throughout much of
the novel where is ruled by his selfish desire to exploit the other.
Hammond 39
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Appendix I