A Review on Nano Fluids - Part i Theoretical and Numerical Investigations

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    ISSN 0104-6632Printed in Brazil

    www.abeq.org.br/bjche

    Vol. 25, No. 04, pp. 613 - 630, October - December, 2008

    *To whom correspondence should be addressed

    Brazilian Journal

    of Chemical

    Engineering

    A REVIEW ON NANOFLUIDS - PART I:

    THEORETICAL AND NUMERICAL

    INVESTIGATIONS

    Xiang-Qi Wang and Arun S. Mujumdar1

    Department of Mechanical Engineering, National University of Singapore,

    Phone: +(65) 6874-4623, Fax: +(65) 6779-1459,

    10 Kent Ridge Crescent, 119260, Singapore.E-mail: [email protected]

    (Received: January 2, 2008 ; Accepted: May 20, 2008)

    Abstract - Research in convective heat transfer using suspensions of nanometer-sized solid particles in base

    liquids started only over the past decade. Recent investigations on nanofluids, as such suspensions are often

    called, indicate that the suspended nanoparticles markedly change the transport properties and heat transfer

    characteristics of the suspension. This first part of the review summarizes recent research on theoretical and

    numerical investigations of various thermal properties and applications of nanofluids.

    Keywords: Nanofluids; Nanoparticles; Heat transfer; Thermal conductivity.

    INTRODUCTION

    Convective heat transfer can be enhanced

    passively by changing flow geometry, boundary

    conditions, or by enhancing thermal conductivity of

    the fluid. Various techniques have been proposed to

    enhance the heat transfer performance of fluids.

    Researchers have also tried to increase the thermal

    conductivity of base fluids by suspending micro- or

    larger-sized solid particles in fluids, since the

    thermal conductivity of solid is typically higher than

    that of liquids, as seen from Table 1. Numeroustheoretical and experimental studies of suspensions

    containing solid particles have been conducted since

    Maxwells theoretical work was published more than

    100 years ago (Maxwell, 1881). However, due to the

    large size and high density of the particles, there is no

    good way to prevent the solid particles from settling

    out of suspension. The lack of stability of such

    suspensions induces additional flow resistance and

    possible erosion. Hence, fluids with dispersed coarse-

    grained particles have not yet been commercialized.

    Table 1: Thermal conductivities of various solids and liquids

    Material Thermal Conductivity (W/m-K)

    copper 401Metallic solids

    aluminum 237

    silicon 148Nonmetallic solids

    alumina (Al2O3) 40

    Metallic liquids sodium (644 K) 72.3

    water 0.613

    ethylene glycol (EG) 0.253Nonmetallic liquids

    engine oil (EO) 0.145

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    Modern nanotechnology provides new

    opportunities to process and produce materials with

    average crystallite sizes below 50 nm. Fluids with

    nanoparticles suspended in them are called

    nanofluids, a term proposed in 1995 by Choi of the

    Argonne National Laboratory, U.S.A. (Choi, 1995).

    Nanofluids can be considered to be the next-generation heat transfer fluids because they offer

    exciting new possibilities to enhance heat transfer

    performance compared to pure liquids. They are

    expected to have superior properties compared to

    conventional heat transfer fluids, as well as fluids

    containing micro-sized metallic particles. The much

    larger relative surface area of nanoparticles,

    compared to those of conventional particles, should

    not only significantly improve heat transfer

    capabilities, but also should increase the stability of

    the suspensions. Also, nanofluids can improve

    abrasion-related properties as compared to the

    conventional solid/fluid mixtures. Successfulemployment of nanofluids will support the current

    trend toward component miniaturization by enabling

    the design of smaller and lighter heat exchanger

    systems. Keblinski et al. (2005), in an interesting

    review, discussed the properties of nanofluids and

    future challenges. The development of nanofluids is

    still hindered by several factors such as the lack of

    agreement between results, poor characterization of

    suspensions, and the lack of theoretical

    understanding of the mechanisms.

    Suspended nanoparticles in various base fluids

    can alter the fluid flow and heat transfer

    characteristics of the base fluids. Necessary studiesneed to be carried out before wide application can be

    found for nanofluids. In this paper we present an

    overview of the literature dealing with recent

    developments in the study of heat transfer using

    nanofluids. First, the preparation of nanofluids is

    discussed; this is followed by a review of recent

    experimental and analytical investigations with

    nanofluids.

    THEORETICAL INVESTIGATIONS

    Mechanisms of Nanofluids

    The conventional understanding of the effective

    thermal conductivity of mixtures originates from

    continuum formulations which typically involve only

    the particle size/shape and volume fraction and

    assume diffusive heat transfer in both fluid and solid

    phases. This method can give a good prediction for

    micrometer or lager-size solid/fluid systems, but it

    fails to explain the unusual heat transfer

    characteristics of nanofluids.

    The present understanding of thermal transport in

    nanofluids can be grouped into two categories. Some

    postulate that the thermal conductivity of nanofluids

    is composed of the particles conventional static partand a Brownian motion part which produces micro-

    mixing. These models take the particle dynamics into

    consideration, whose effect is additive to the thermal

    conductivity of a static dilute suspension. Thus, the

    particle size, volume fraction, thermal conductivities

    of both the nanoparticle and the base fluid, and the

    temperature itself are taken into account in such

    models for the thermal conductivity of nanofluids.

    These theories provide a means of understanding the

    particle interaction mechanism in nanofluids.

    Other groups have started from the nanostructure

    of nanofluids. These investigators assume that the

    nanofluid is a composite, formed by the nanoparticleas a core, and surrounded by a nanolayer as a shell,

    which in turn is immersed in the base fluid, and from

    which a three-component medium theory for a

    multiphase system is developed. Some have

    suggested that the enhancement is due to the ordered

    layering of liquid molecules near the solid particles.

    The mechanism for thermal conduction between a

    liquid and a solid is not clear.

    To explain the reasons for the anomalous increase

    of the thermal conductivity in nanofluids, Keblinski

    et al. (2002) and Eastman et al. (2004) proposed

    four possible mechanisms, e.g., Brownian motion of

    the nanoparticles, molecular-level layering of theliquid at the liquid/particle interface, the nature of

    heat transport in the nanoparticles, and the effects of

    nanoparticle clustering, which are schematically

    shown in Fig. 1. They postulated that the effect of

    Brownian motion can be ignored, since the

    contribution of thermal diffusion is much greater

    than Brownian diffusion. However, they only

    examined the cases of stationary nanofluids. Wang

    et al. (1999) argued that the thermal conductivities of

    nanofluids should be dependent on the microscopic

    motion (Brownian motion and inter-particle forces)

    and particle structure. Xuan and Li (2000) also

    discussed four possible reasons for the improved

    effective thermal conductivity of nanofluids: the

    increased surface area due to suspended

    nanoparticles, the increased thermal conductivity of

    the fluid, the interaction and collision among

    particles, the intensified mixing fluctuation and

    turbulence of the fluid, and the dispersion of

    nanoparticles.

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    A Review on Nanofluids - Part I Theoretical and Numerical Investigations 615

    Brazilian Journal of Chemical Engineering Vol. 25, No. 04, pp. 613 - 630, October - December, 2008

    0 5 10 15 20 25 30

    d (nm)

    1

    1.5

    2

    2.5

    3

    d d+2h

    0.5 nm1 nm

    1.5 nm2 nm

    k

    0 5 10 15 20 25 30

    d (nm)

    1

    1.5

    2

    2.5

    3

    d d+2h

    0.5 nm1 nm

    1.5 nm2 nm

    0.5 nm1 nm

    1.5 nm2 nm

    k

    (a)

    (b)

    iv

    iii

    ii

    i

    0.40.20 0.6 0.8 1

    15

    12

    9

    6

    3

    k

    iv

    iii

    ii

    i

    0.40.20 0.6 0.8 1

    15

    12

    9

    6

    3

    k

    (c)

    Figure 1: Schematic diagrams of several possible mechanisms (Keblinski et al., 2002): (a) Enhancement

    of k due to formation of highly conductive layer-liquid structure at the liquid/particle interface;

    (b) Ballistic and diffusive phonon transport in a solid particle; (c)Enhancement

    of k due to increased effective of highly conducting clustersMany researchers used the concept of liquid/solid

    interfacial layer to explain the anomalous improvement

    of the thermal conductivity in nanofluids. Yu and

    Choi (2003, 2004) suggested models, based on

    conventional theory, which consider a liquid molecularlayer around the nanoparticles. However, a study of

    Xue et al. (2004) using molecular dynamics simulationshowed that simple monatomic liquids had no effect on

    the heat transfer characteristics both normal and

    parallel to the surface. This means that thermal

    transport in a layered liquid may not be adequate to

    explain the increased thermal conductivity ofsuspensions of nanoparticles.

    Khaled and Vafai (2005) investigated the effect

    of thermal dispersion on heat transfer enhancement

    of nanofluids. These results showed that the presenceof the dispersive elements in the core region did not

    affect the heat transfer rate. However, thecorresponding dispersive elements resulted in 21%

    improvement of the Nusselt number for a uniform

    tube supplied by a fixed heat flux as compared to theuniform distribution for the dispersive elements.

    These results provide a possible explanation for the

    increased thermal conductivity of nanofluids, which

    may be determined partially by the dispersiveproperties.

    Wen and Ding (Wen and Ding, 2005; Ding and

    Wen, 2005) studied theoretically the effect of

    particle migration on heat transfer characteristics innanofluids flowing through mini-channels

    ( D 1= mm). They studied the effect of shear-induced and viscosity-gradient-induced particlemigration and the self-diffusion due to Brownian

    motion. Their results indicated a significant non-

    uniformity in particle concentration and thermal

    conductivity over the tube cross-section due toparticle migration. Compared to the uniform

    distribution of thermal conductivity, the non-uniform distribution caused by particle migration

    induced a higher Nusselt number.

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    Koo and Kleinstreuer (2005a) discussed the effects

    of Brownian, thermo-phoretic, and osmo-phoreticmotions on the effective thermal conductivities. They

    found that the role of Brownian motion is much more

    important than the thermo-phoretic and osmo-phoreticmotions. Furthermore, the particle interaction can be

    neglected when the nanofluid concentration is low ( 100), can be expressed as follows:

    ( ) ( ) ( )( ) ( )

    p b b p

    eff b

    p b b p

    k n 1 k n 1 k k k k

    k n 1 k k k

    + =

    + + (7)

    where n is the empirical shape factor given by

    n 3/= , and is the particle sphericity, defined asthe ratio of the surface area of a sphere with volume

    equal to that of the particle, to the surface area of theparticle. Comparison between Eq. (7) and Eq. (5)

    reveals that Maxwells model is a special case ofHamilton and Crossers model for sphericity equal to

    one.

    As discussed earlier, the classical models are

    derived from continuum formulations and includeonly the particle shape and volume fraction as

    variables and assumed diffusive heat transport inboth liquid and solid phases. The large enhancement

    of the effective thermal conductivity in nanofluids

    defies Maxwells theory (Maxwell, 1881) as well asits modification by Hamilton and Crosser (1962).

    Some important mechanisms in nanofluids appear to

    be neglected in these models. Keblinski et al. (2002)

    investigated the possible factors of enhancingthermal conductivity in nanofluids such as the size,

    the clustering of particles, and the nano-layerbetween the nanoparticles and base fluids. Based on

    the traditional models, many later theoretical works

    have been proposed to address such effects,

    especially the interfacial characteristics.Yu and Choi (2003) proposed a modified

    Maxwell model to account for the effect of the nano-

    layer by replacing the thermal conductivity of solidparticles pk in Eq. (5) with the modified thermal

    conductivity of particles pek , which is based on the

    so-called effective medium theory (Schwartz

    et al., 1995):

    ( ) ( ) ( )

    ( ) ( ) ( )

    3

    pe p3

    2 1 1 1 2k k

    1 1 1 2

    + + + =

    + + + (8)

    where layer pk k = is the ratio of nano-layer

    thermal conductivity to particle thermal conductivityand h r = is the ratio of the nano-layer thicknessto the original particle radius. Hence, the Maxwell

    equation (Eq. (5)) can be re-cast as follows:

    ( )( )

    ( )( )

    3pe b pe b

    eff b3pe b pe b

    k 2k 2 k k 1k k

    k 2k k k 1

    + + =

    + + (9)

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    The new model including the nano-layer can

    predict the presence of very thin nano-layers havinga thickness less than 10 nm. It also indicates that the

    addition of smaller ( b > c) with surrounding nano-layers.

    With a general empirical shape factor n ( n 3 = ,here is an empirical parameter and is theparticle sphericity), this modified HC model canpredict the thermal conductivity of carbon nanotube-

    in-oil nanofluids reasonably well. However, it fails

    to predict the nonlinear behavior of the effectivethermal conductivity of general oxide and metal-

    based nanofluids.Xue (2003) developed a model for the effective

    thermal conductivity of nanofluids. His model is

    based on the average polarization theory and

    includes the effect of the interface between the solidparticles and the base fluid. His formula for the

    effective thermal conductivity is

    ( )

    ( )( )

    eff b

    eff b

    eff c,x

    eff 2,x c,x eff

    eff c,y

    eff 2,x c,y eff

    k k9 1

    2k k

    k k

    k B k k 0

    k k4

    2k 1 B k k

    + +

    +

    + =

    +

    (11)

    where = abc/[(a + t)(b + t)(c + t)] with half-radii(a,b,c) of the assumed elliptical complex

    nanoparticles, which consist of nanoparticles and

    interfacial shells between particles and the base

    fluids. c, jk is the effective dielectric constant and

    2,xB is the depolarization factor along the x-

    symmetrical axis, which is derived from the average

    polarization theory. A test of this formula (Kim et al.,

    2004) reveals that it is not as accurate as Xueclaimed since he used incorrect values of theparameters such as the depolarization factor. Xue

    and Xu (2005) obtained an equation for the effectivethermal conductivity according to Bruggeman`s

    model (Bruggeman, 1935). Their model takes into

    account the effect of interfacial shells by replacingthe thermal conductivity of nanoparticles with the

    assumed thermal conductivity of the so-called

    complex nanoparticles, which included theinterfacial shells between the nanoparticles and the

    base fluids.

    ( )( ) ( ) ( )( )( ) ( )( )

    eff b

    eff b

    eff 2 2 1 1 2 2 eff

    eff 2 2 1 1 2 2 eff

    k k12k k

    k k 2k k k k 2k k 0

    2k k 2k k 2 k k k k

    + +

    + +=

    + + +

    (12)

    where is the volume ratio of sphericalnanoparticle and complex nanoparticle, and k1 and k2

    are the thermal conductivity of the nanoparticle and

    interfacial shell, respectively. The modified model is

    in good agreement with the experimental data on the

    effective thermal conductivity of CuO/water and

    CuO/EG nanofluids (Lee et al., 1999).Xie et al. (2005) considered the interfacial nano-

    layer with linear thermal conductivity distribution

    and proposed an effective thermal conductivitymodel to account for the effects of nano-layer

    thickness, nanoparticle size, volume fraction, andthermal conductivities of fluid, nanoparticles, and

    nano-layer. Their formula is

    2 2T

    eff T bT

    3k 1 3 k

    1

    = + +

    (13)

    with

    ( ){ } ( )3 3lb pl bl lb pl1 1 2 = + + + ,

    where

    ( ) ( )lb l b l bk k k 2k = + ,

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    ( ) ( )pl p l p lk k k 2k = + ,

    ( ) ( )bl b l b lk k k 2k = + ,

    and pr = is the thickness ratio of nano-layer and

    nanoparticle. T is the modified total volume fractionof the original nanoparticle and nano-layer,

    ( )3

    T 1 = + . They claimed that the calculated values

    agreed well with some available experimental data.

    For metallic particles, Patel et al. (2003) found

    9% enhancement of thermal conductivity even at

    extremely low concentrations such as 0.00026%.

    (Note that if not mentioned in the text, theconcentration is in volume fraction.) The previous

    formulas fail to predict such strange phenomena. The

    Brownian motion of nanoparticles at the molecular

    and nano-scale levels may be a key mechanismgoverning the thermal behavior of nanofluids. Also,

    in recent experiments (Das et al., 2003b), we findthat the thermal conductivity of nanofluids depends

    strongly on temperature. Hence, this important fact

    should be considered in theoretical models.

    Xuan et al. (2003) considered the random motionof suspended nanoparticles (Brownian motion) based

    on the Maxwell model and proposed a modified

    formula for the effective thermal conductivity as

    follows:

    ( )( )

    p b b p p p B

    eff bcp b b p

    k 2k 2 k k c k T

    k k 2 3 rk 2k k k

    +

    = + + + (14)

    where the Boltzmann constant is23

    Bk 1.381 10= J/K; cr is the apparent radius of

    clusters and depends on the fractal dimension of thecluster structure. Although this model incorporates

    the effect of temperature on the conductivity

    enhancement, the dependence is too weak ( 1/ 2T )and not in agreement with the experimental data ofDas et al. (2003b).

    Based on the fractal theory (Mandelbrot, 1982),

    which can describe well the disorder and stochasticprocess of clustering and polarization of

    nanoparticles within the mesoscale limit, a fractal

    model for predicting the effective thermalconductivity of nanofluid was proposed by Wang

    et al. (2003), who developed a fractal model based

    on the multi-component Maxwell model by

    substituting the effective thermal conductivity of the

    particle clusters, clk (r) , and the radius distribution

    function, n(r), as follows:

    ( ) ( ) ( ) ( )

    ( ) ( ) ( ) ( )

    0 cl cl beff b

    0 b cl b

    1 3 k r n r / k r 2k drk k

    1 3 k r n r / k r 2k dr

    + + = + +

    (15)

    This model fit successfully the experimental datafor a 50 nm CuO particle suspension in deionized

    water with 0.5% < .Kumar et al. (2004) proposed a comprehensive

    model to account for the large enhancement of

    thermal conductivity in nanofluids and its strong

    temperature dependence, which was deduced from

    the Stokes-Einstein formula. The thermalconductivity enhancement taking account of the

    Brownian motion of particles can be expressed as:

    ( ) ( )bBeff b b2

    b pp

    r2k Tk k c k k 1 rd

    = +

    (16)

    where c is a constant, is the dynamic viscosity of

    the base fluid, and dp is the diameter of the particles.

    However, the validity of the model has got to be

    established; it may not be suitable for high

    concentrations of particles.Bhattacharya et al. (2004) developed a technique

    to compute the effective thermal conductivity of a

    nanofluid using Brownian motion simulation. Theycombined the liquid conductivity and particle

    conductivity as follows

    ( )eff p bk k 1 k = + (17)

    where pk is replaced by the effective contribution of

    the particles towards the overall thermal conductivity

    of the system,n

    p 2 j 0B

    1k Q(0)Q( j t) t

    k T V == . The

    model showed a good agreement with the thermalconductivity of nanofluids.

    Jang and Choi (2004b) devised a theoretical

    model that involves four modes such as collision

    between base fluid molecules b(k (1 )) , thermaldiffusion in nanoparticles in fluids pk , collision

    between nanoparticles due to Brownian motion

    (neglected), and thermal interaction of dynamic or

    dancing nanoparticles with the base fluid

    molecules ( Tfh ). The resulting expression for theeffective thermal conductivity of nanofluids is

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    ( )p

    2beff b p b d

    p

    dk k 1 k 3C k Re Pr

    d= + + (18)

    wherep

    2 2bd

    p

    kh Re Pr

    d and p3d represent the

    heat transfer coefficient for the flow pastnanoparticles and the thickness of the thermal

    boundary layer, respectively. The advantage of themodel is to include the effects of concentration,

    temperature, and particle size. However, the

    Brownian effect was neglected, which may not besuitable since the high temperature-dependent

    properties may be caused by the Brownian motion.On the other hand, Prasher (Putnam et al., 2006)

    proposed that convection caused by Brownian

    motion of the nanoparticles is primarily responsible

    for the enhancement of the effective thermalconductivity of nanofluids. By introducing the

    general correlation for heat transfer coefficient h, hemodified the Maxwell model by including the

    convection of the liquid near the particles due to

    Brownian movement:

    ( )( )

    p b p bm 0.333eff b

    p b p b

    k 2k 2 k k k 1 ARe Pr k

    k 2k k k

    + + = +

    +

    (19)

    where m 0.333bh k / a(1 A Re Pr )= + and A and m areconstants. The Reynolds number can be written as:

    b

    p p

    18k T1Re

    v d=

    Recently, Koo and Kleinstreuer (2004, 2005b)

    developed a new model for nanofluids, whichincludes the effects of particle size, particle volume

    fraction and temperature dependence as well as

    properties of the base fluid and the particle subject to

    Brownian motion. The resulting formula is

    ( )

    ( )

    ( )

    p b p b

    eff b

    p b p b

    4 Bp p

    p

    k 2k 2 k k k k

    k 2k k k

    k T5 10 c f T,

    D

    + + = +

    +

    (20)

    Note that the first part of Eq. (20) is obtaineddirectly from the Maxwell model while the second

    part accounts for Brownian motion, which causes the

    temperature dependence of the effective thermal

    conductivity. The function f (T, ) can be assumed tovary continuously with the particle volume fraction,f (T, ) ( 6.04 0.4705)T (1722.3 134.63) = + + while is related to particle motion. Based on theinvestigation of pressure gradients, temperature

    profiles and Nusselt numbers, Koo andKleinstreuer (2005b) also claimed that addition of 1-

    4% CuO nanoparticles and high-Prandtl number basefluid such as ethylene glycol and oils could

    significantly increase the heat transfer performance

    of micro-heat sinks.

    Considering the fact that carbon nanotubes

    possess a large aspect ratio, their thermalconductivity is more difficult to predict. Nan

    et al. (2003) generalized the Maxwell-Garnett

    approximation and derived a simple formula

    eff p bk 1 k 3k = + to predict the effective thermal

    conductivity of carbon-nanotube-based composites.The results within Nans model (Nan et al., 2003)

    agree well with the experimental observations

    (Choi et al., 2001). However, this model does not

    consider the thermal resistance across the carbonnanotube-fluid interface. Later, Nan et al. (2004)

    modified their model and tried to describe the effect

    of the interface thermal resistance. However, the

    model still cannot explain the nonlinear phenomena

    of the effective thermal conductivity of nanotubesuspensions with nanotube volume fractions.

    Recently, to account for the geometric and physicalanisotropy simultaneously, Gao and Zhou (2005)

    proposed a differential effective medium theorybased on Bruggemans model (Bruggeman, 1935)

    to predict the effective thermal conductivity ofnanofluids. Although their model involves the

    effect of aspect ratio of the nanotube, the size effectand temperature dependence were not included.

    From the results, the prediction of the thermal

    conductivity of nanotube-based suspensions is not

    good.For carbon nanofibers, Yamada and Ota (1980)

    proposed the unit-cell model for the effective

    thermal conductivity of mixture, which is

    ( )( )

    p b p b

    eff b

    p b p b

    k /k K K 1 k /k k k

    k / k K 1 k / k

    + =

    + + (21)

    where, K is the shape factor and 0.2 p pK 2 (l / d )= for

    the cylindrical particles, and pl and pd are the length

    and diameter of the cylindrical particle.

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    Recently, Xue (2005) proposed a Maxwell

    theory based model of the effective thermal

    conductivity of carbon nanotube (CNT) nanofluids toinclude the effect of large axial ratio and the space

    distribution of the CNTs. As compared with theexisting experimental data (Choi et al., 2001), the

    proposed model provided reasonable agreement withadjusted thermal conductivity of CNTs. With the

    assumed distribution function jP(B ) 2= , the

    corresponding expression for the effective thermal

    conductivity of CNT-based nanofluids is

    p p b

    p b beff b

    p bb

    p b b

    k k k1 2 ln

    k k 2k k k

    k kk1 2 ln

    k k 2k

    + +

    =

    + +

    (22)

    Xue (2006) also presented a model for theeffective thermal conductivity of carbon nanotube

    composites by incorporating the interface thermal

    resistance with an average polarization theory. The

    proposed model includes the effects of carbon

    nanotube length, diameter, concentration, interface

    thermal resistance, and the thermal conductivities of

    nanotube and base fluid on the thermal conductivity

    of the nanofluid simultaneously.

    ( )

    ( ) ( )

    eff b

    eff b

    c ceff 33 eff 11

    c c

    eff 33 eff eff 11 eff

    k k9 1

    2k k

    k k k k 4 0

    d 1

    k 0.14 k k 2k k k L 2

    +

    +

    + =

    + +

    (23)

    where c11k andc33k are the transverse and

    longitudinal equivalent thermal conductivities of the

    composite unit cell of a nanotube with length L anddiameter d. The model predicts that the nanotube

    diameter has a negligible effect on the thermal

    conductivity enhancement of the nanotubenanofluids. It seems that the model agrees well with

    the data of Xie et al. (2003).

    Fig. 2 shows a comparison between selected

    discussed theoretical models and experimental data

    on thermal conductivity of Al2O3 /water nanofluids.To obtain a deeper understanding of the effective

    thermal conductivity of nanofluids, some important

    facts must be taken to account in future studies. Suchfacts include the effect of the size and shape of the

    nanoparticles, the interfacial contact resistancebetween nanoparticles and base fluids, the

    temperature dependence or the effect of Brownian

    motion, and the effect of clustering of particles.

    1.50

    1.45

    1.40

    1.35

    1.30

    1.25

    1.20

    1.15

    1.10

    1.05

    1.00

    volume fraction

    0.000 0.005 0.010 0.015 0.020 0.025 0.030 0.035 0.040 0.045 0.050 0.055 0.060

    k_

    eff/k_

    b

    1.50

    1.45

    1.40

    1.35

    1.30

    1.25

    1.20

    1.15

    1.10

    1.05

    1.00

    volume fraction

    0.000 0.005 0.010 0.015 0.020 0.025 0.030 0.035 0.040 0.045 0.050 0.055 0.060

    k_

    eff/k_

    b

    Figure 2: Comparison between selected theoretical models and experimental

    data for thermal conductivity for Al2O3/water nanofluids.

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    Viscosity

    Einstein (1956) was the first to calculate theeffective viscosity of a suspension of spherical solidsusing the phenomenological hydrodynamic equations.By assuming that the disturbance of the flow pattern

    of the matrix base fluid caused by a given particledoes not overlap with the disturbance of flow causedby the presence of a second suspended particle, hederived the following equations

    ( )eff p b1 2.5 = + (24)

    Even since Einsteins initial work, researchershave made progress in extending the Einstein theoryin three major areas.1. To extend the Einstein equation to higher particlevolume concentrations by including particle-particleinteractions. The theoretical equation can be

    expressed as:2 3

    eff 1 p 2 p 3 p b(1 c c c ) = + + + + .2. To take into account the fact that the effectiveviscosity of a mixture becomes infinite at the

    maximum particle volume concentration p max .3.

    This theoretical equation usually has the term

    ( )p p max1

    in the denominator, which can be

    expressed in a form similar to (1).To include the effect of non-spherical particle

    concentrations. Some of these equations are included

    in Table 2.Experimental data for the effective viscosity ofnanofluids are limited to certain nanofluids. Theranges of the parameters (the particle volumeconcentration, temperature, etc.) are also limited.Still, the experimental data show the trend that theeffective viscosities of nanofluids are higher than theexisting theoretical predictions. In an attempt torectify this situation, researchers proposed equationsapplied to specific applications, e.g., Al2O3 in water(Maiga et al., 2004a), Al2O3 in ethylene glycol(Maiga et al., 2004a), TiO2 in water (Tseng andLin, 2003), and CuO in water with temperature

    change (Kulkarni et al., 2006). The problem withthese equations is that they do not reduce to theEinstein equation at very low particle volumeconcentrations and, hence, lack a sound physicalbasis.

    Table 2: Models for effective viscosity

    Investigator Equation

    Einstein (1906) ( )eff p b1 2.5 = +

    Simha (1940)( )

    ( )

    ( )

    ( )

    2 2

    eff p b

    1 a / c 3 a / c1 14

    15 ln 2a / c 1.5 ln 2a / c 0.5 = + + +

    Simha (1940) ( )( )

    eff p b

    16 a / c1

    15 arctan a / c = +

    Eilers (1941) ( )( ){ }

    eff p b

    p p max2

    2

    p max p b

    1.251

    1 /

    1 2.5 1.5625 2.5 /

    = + =

    + + + +

    De Bruijn (1942) ( )2eff b p p b2p p

    11 2.5 4.698

    1.25 1.552 = = + + +

    +

    Kuhn and Kuhn (1945)( )

    ( )

    ( )

    ( )

    2 2

    eff p b

    1 a / c 3 a / c1 24

    15 ln 2a / c 1.5 ln 2a / c 0.5 = + + +

    Vand (1948) ( )2

    eff p p b1 2.5 7.349 = + + +

    Vand (1948) ( )p2.5 2eff b p p be 1 2.5 3.125

    = = + + +

    Robinson (1949) ( )p p 2eff b p p p r p br p

    c1 1 c c s

    1 s

    = + = + + +

    Saito (1950) ( )2eff p b p p bp

    2.51 1 2.5 2.5

    1 = + = + + +

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    Continuation Table 2

    Table 2: Models for effective viscosity

    Investigator Equation

    Saito (1950) ( )2eff p b p p bp

    2.51 1 2.5 2.5

    1 = + = + + +

    Mooney (1951)( )( )

    ( ){ }eff p p p max b

    2

    p max p b

    exp 2.5 / 1 /

    1 2.5 3.125 2.5 /

    = =

    + + + +

    Brinkman (1952)( )

    ( )eff b p 2 b2.5p

    11 2.5 4.375

    1

    = = + + +

    Simha (1952) ( ){ }2eff p p max p b1 2.5 125 / 64 = + + +

    Eshelby (1957)p

    eff p b p b p

    p

    115 151 1 , 1/ 3

    2 4 5 7

    = + = +

    Frankel and Acrivos (1967)( )

    ( )

    1/ 3

    p p max

    eff b1/ 3

    p p max

    /9

    81 /

    =

    Krieger (1972) ( )( ) ( )

    eff b1.82

    p p max

    2 2

    max p p max p b

    1

    1 /

    1 1.82 / 2.5662 /

    = =

    + + +

    Lundgren (1972) ( )2eff b p p bp

    11 2.5 6.25

    1 2.5 = = + + +

    Batchelor (1977) ( )2eff p p b1 2.5 6.2 = + +

    Graham (1981)

    ( ) ( ) ( )eff p b2

    p p p p p p

    4.51 2.5

    s / r 2 s / r 1 s / r

    = + + + +

    Phan-Thien and Graham (1991)p p max

    eff b2

    p p max

    1 0.5( / )a1 1.461 0.138

    c 1 ( / )

    = + +

    Liu and Masliyah (1996) ( )( ) ( )

    ( ){ }

    2 2

    eff 1 p max p 2 p max p b2

    p p max

    2 2

    1 p 2 p max p b

    1c 2 / c 6 /

    1 /

    1 c c 3 /

    = + +

    = + + +

    Tseng and Lin (2003) eff p b13.47exp(35.98 ) =

    Maga et al. (2004) ( )2eff p p b1 7.3 123 = + +

    Maga et al. (2004) ( )2

    eff p p b1 0.19 306 = +

    Koo and Kleinstreuer (2005)

    ( ) ( )4 BBrownian b p p pp p

    k T5 10 134.63 1722.3 0.4705 6.04 T

    2 r = + +

    ,

    where the particle motion related empirical parameter

    0.8229

    p p

    0.7272

    p p

    0.0137(100 ) 0.01

    0.0011(100 ) 0.01

    < =

    >

    Kulkarni et al. (2006) ( ) ( )( )2 2eff p p ppln 2.8751 53.548 107.12 1078.3 15857 20587 1/ T = + + + +

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    Heat Transfer Coefficient

    Since the heat transfer performance is a better

    indicator than the effective thermal conductivity for

    nanofluids used as coolants in transportation andother industries, the modeling of nanofluid heat

    transfer coefficients is gaining attention fromresearchers. However, it is still at an early stage, andthe theoretical models for nanofluid heat transfer

    coefficients are quite limited. All the equations aremodified from traditional equations such as the

    Dittus-Boelter equation (Dittus and Boelter, 1930) or

    the Gnielinski equation (Gnielinski, 1976) with

    empirical parameters added. Therefore, these

    equations are only valid for certain nanofluids oversmall parameter ranges. More experimental and

    theoretical studies are needed before general models

    can be developed and verified.Recently, Polidori et al. (2007) investigated the

    natural convection heat transfer of Newtonian Al2O3 /water nanofluids in a laminar externalboundary-layer using the integral formalism

    approach. Based on a macroscopic modeling and

    under the assumption of constant thermophysical

    nanofluid properties, it is shown that natural

    convection heat transfer is not solely characterized

    by the nanofluid effective thermal conductivity andthat the sensitivity to the viscosity model used seems

    undeniable and plays a key role in the heat transferbehavior.

    Mansour et al. (2007) investigated the effect of

    uncertainty in the physical properties of

    Al2O3 /water nanofluid on its thermohydraulicperformance for both laminar and turbulent fully

    developed forced convection in a tube with uniform

    heat flux. Since the effects of certain nanofluid

    characteristics such as average particle size andspatial distribution of nanoparticles on these

    properties are not presently known precisely, it is

    quite difficult to conclude as to the presumed

    advantages of nanofluids over conventional heat

    transfer fluids. More experimental data regardingthese effects are needed in order to assess the true

    potential of nanofluids.

    Table 3: Models of effective heat transfer coefficient

    Investigator Nanofluids Correlation

    (Pak and Cho, 1998)Al2O3-water, TiO2-water,

    turbulent0.8 0.5

    Nu 0.021Re Pr=

    (Das et al., 2003a) Al2O3-water, pool boilingm 0.4

    bNu c Re Pr= ,

    c and m are particle volume concentration dependent parameters.

    (Xuan and Li, 2003) CuO-water, turbulent ( )0.6886 0.001 0.9238 0.4p pNu 0.0059 1.0 7.6286 Pe Re Pr= +

    (Yang et al., 2005)

    graphite-in-transmission fluid,

    graphite-synthetic oil mixture,laminar

    ( ) ( )1 / 3 0.14m 1 / 3 bNu c Re Pr D L = ,c and m are nanofluid and temperature dependent empiricalparameters.

    (Buongiorno, 2006) turbulent

    ( )( )

    ( ) ( )1/ 2 2 / 3f / 8 Re 1000 Pr

    Nu1 f / 8 Pr 1

    +

    =

    + ,

    where the dimensionless thickness of the laminar sublayer + is

    an empirical parameter.

    (Polidori et al., 2007)Al

    2O

    3, Newtonian laminar,

    natural convection

    ( )

    4

    r r

    b2nf r nf 1/ 4

    k4 5Nu Gr

    3 378v 9 5

    =

    (UWT)

    ( )

    4

    r rb2 4

    r nf nf 1/ 5

    2 k6Nu Gr5 27v 9 5

    =

    (UWT)

    Tthermal boundary layer thickness

    that of the dynamical one

    = =

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    NUMERICAL SIMULATION

    For numerical simulations two approaches have

    been adopted in the literature to investigate the heat

    transfer characteristics of nanofluids. The firstapproach assumes that the continuum assumption is

    still valid for fluids with suspended nano-sizeparticles. The other approach uses a two-phase

    model for a better description of both the fluid andthe solid phases, but it is not common in the open

    literature. The single phase model is much simpler

    and computationally more efficient. Anotherapproach is to adopt the Boltzmann theory. The heat

    transfer enhancement using nanofluids may be

    affected by several factors such as the Brownianmotion, layering at the solid/liquid interface, ballistic

    phonon transport through the particles, nanoparticleclustering and the friction between the fluid and the

    solid particles. It is difficult to describe all these

    phenomena mathematically, however.Maga et al. (2004a,b) numerically investigated

    the hydrodynamic and thermal characteristics ofnanofluids flowing through a uniformly heated tube(L = 1 m) in both laminar and turbulent regimesusing the single phase model with adjustedproperties. Results showed that the addition ofnanoparticles can increase the heat transfersubstantially compared to the base fluid alone. It wasalso found that ethylene glycol- Al2O3 providedbetter heat transfer enhancement than water- Al2O3nanofluids. However, Maga et al. (2005) alsodiscussed the disadvantages of nanofluids withrespect to heat transfer. The inclusion ofnanoparticles introduced drastic effects on the wallshear stress, which increased with an increase of thesolid volume fraction. A new correlation wasproposed by Maga et al. (2006) to describe thethermal performance of Al2O3 /water nanofluids

    under turbulent regime, 0.71 0.35fullyNu 0.085Re Pr= ,

    which is valid for 4 510 Re 5 10 , 6.6 Pr 13.9 and

    0 10% .

    Roy et al. (2004) conducted a numerical study of

    heat transfer for water-Al2O3 nanofluids in a radial

    cooling system. They found that addition ofnanoparticles in the base fluids increased the heat

    transfer rates considerably. Use of 10 vol%

    nanoparticles resulted in a two-fold increase of the

    heat transfer rate as compared to that of the pure basefluid. Their results are similar to those of Maiga

    et al. (2004a,b) since they both used the same model.Wang et al. (2006) investigated numerically free

    convective heat transfer characteristics of a two-

    dimensional cavity over a range of Grashof numbers

    and solid volume fractions for various nanofluids.

    Their results showed that suspended nanoparticlessignificantly increased the heat transfer rate at all

    Grashof numbers. For water- Al2O3 nanofluid, theincrease of the average heat transfer coefficient was

    approximately 30% for 10 vol% nanoparticles. Themaximum increase in heat transfer performance of

    80% was obtained for 10 vol% Cu nanoparticlesdispersed in water. Furthermore, the average heat

    transfer coefficient was seen to increase by up to

    100% for a nanofluid consisting of oil containing 1vol% carbon nanotubes. Furthermore, the presence

    of nanoparticles in the base fluid was found to alter

    the structure of the fluid flow for horizontal

    orientation of the heated wall.Khanafer et al. (2003) developed an analytical

    model to determine natural convective heat transfer

    in nanofluids. The nanofluid in the enclosure was

    assumed to be a single phase. The effect ofsuspended nanoparticles on a buoyancy-driven heat

    transfer process was analyzed. It was observed that

    the heat transfer rate increased as the particle volumefraction increased at any given Grashof number. Kim

    et al. (2004) analytically investigated the instabilityin natural convection of nanofluids by introducing a

    new factor (f), which measures the ratio of the

    Rayleigh number of the nanofluids to that of the base

    fluids, to describe the effect of nanoparticle addition

    on the convective instability and heat transport of the

    base fluid. Results demonstrated that the increasedparticle volume fraction improves the heat transfer

    rates in nanofluids compared to those in the basefluid alone.

    Xuan and Roetzel (2000) derived several

    correlations for convective heat transfer ofnanofluids. Both single phase and two phase models

    were used to explain the mechanism of the increased

    heat transfer rates. However, there are few

    experimental data to validate such models. Jang andChoi (2004a) investigated the natural stability of

    water-based nanofluids containing 6nm copper and2nm diamond nanoparticles in a rectangular cavity

    heated from the bottom. They noted that nanofluids

    were more stable compared to the base fluids.Recently, Abu-Nada (2008) numerically

    investigated heat transfer over a backward facingstep (BFS) with nanofluids using the finite volume

    method. They found that the average Nusselt number

    increased with the volume fraction of nanoparticlesfor the whole range of Reynolds number

    ( 200 Re 600 ) studied. Numerical simulation ofnatural convection in horizontal concentric annuli,

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    out outer tube (-)pe modified nanoparticle (-)

    p nanoparticle (-)

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