A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail...

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A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden • GSLIS 786 • October 17, 2007

Transcript of A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail...

Page 1: A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden GSLIS 786 October 17, 2007.

A BRIEF TOUR OF EDGAR & SEC.GOV

How to Find:

Company Filings

Filing Forms

Rules & Comments

Abigail H. Tilden • GSLIS 786 • October 17, 2007

Page 2: A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden GSLIS 786 October 17, 2007.

About the SEC and EDGAR

Securities and Exchange Commission: The mission of the U.S. Securities and Exchange

Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.1

Collects, records, and disseminates information on publicly traded companies in the United States

EDGAR: Electronic Data Gathering, Analysis, and Retrieval

system Allows free searching and retrieval of all SEC filings

1. http://www.sec.gov/about/whatwedo.shtml

Page 3: A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden GSLIS 786 October 17, 2007.

Searching companies on EDGAR

http://www.sec.gov/index.htm

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Searching Companies on EDGAR

Page 5: A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden GSLIS 786 October 17, 2007.

Searching Companies on EDGAR

Page 6: A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden GSLIS 786 October 17, 2007.

Searching Companies on EDGAR

Page 7: A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden GSLIS 786 October 17, 2007.

Searching Companies on EDGAR

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EDGAR results for Nextel

Page 9: A BRIEF TOUR OF EDGAR & SEC.GOV How to Find: Company Filings Filing Forms Rules & Comments Abigail H. Tilden GSLIS 786 October 17, 2007.

EDGAR results for Nextel

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Finding Filing Forms

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Finding Filing Forms Also available in PDF form at:

http://www.sec.gov/info/edgar/forms/edgform.pdf

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Finding Filing Forms

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Rules and Comments (And why we care)

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Proposed Rules

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Sample Proposed Rule

http://www.sec.gov/rules/proposed/2007/ia-2652.pdf

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Proposed Rules

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Proposed Rules - Comments

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Final Rule Releases

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Final Rules

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Questions?

SEC website:

www.sec.gov

Contact me at: [email protected]