CERTIFICATION

OF

COMPLIANCE

NY CYBERSECURITY REGULATION

If not, file the Certification of Compliance,but also take immediate steps to identify theshortcomings and make plans foraddressing them as soon as possible.Document your findings & plans.

BEFORE YOU START

DID YOUR AGENCY HAVE A

CYBERSECURITY PROGRAM AT

THE END OF LAST YEAR THAT

MET THE REGULATION'S

REQUIREMENTS?

Log in at www.biginy.org

Click on "Cybersecurity"

Look for "Filing Instructions" and "Compliance Resources"

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Log in to the Cyber Portal on the NYS Department ofFinancial Services websiteComplete the Certification of Compliance for youragency's license number by April 15

If you did have a compliant cybersecurity program:

REMEMBER!

THEY DO NOT HAVE TO FILE

THIS REQUIREMENT DOES NOT APPLYTO LICENSED MEMBERS

OF YOUR STAFF

TIPSClick the "Begin" button under the "Compliance"column

AFTER YOU LOG IN

Choose "NYS License Number" as how you willidentify your entity. It's the easiest method.

ON THE "FIND MY ENTITY" TAB

Skip the two-letter prefixEnter "123456" instead of "PC-123456"

ENTER THE AGENCY'S LICENSE NUMBER

TIPSIf your agency is a corporation, it's either yourboard of directors (if you have one) or a seniorofficer (probably the agency principal)

Otherwise, just enter the agency principal's name,title and email address

IDENTIFY WHO REVIEWED THE CERTIFICATION

Enter the date you're completing the certification

DATE OF CERTIFICATION

This cannot be changed

"YEAR ENDED" DEFAULTS TO THE PREVIOUS

YEAR

TIPSEnter the name and contact information of theperson completing the form

SIGNATURE TAB

Check the box to affirm that the information on theform is accurate, then click "Submit"

AFFIRMATION

FINISHED!

PRINT A COPY OF THE RECEIPT

YOU MIGHT NEED THE CONFIRMATION

NUMBER ONE DAY

Review the steps for complianceDownload the "Cybersecurity Bundle"See if it's time to review yourcybersecurity programWatch videos and recorded webinarsLearn about cybersecurity consultingfirm LCG

MORE INFORMATION

WWW.BIGINY.ORG

CLICK ON "CYBERSECURITY"