5_ LTE Tutorial - Higher Layers Part II

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    Mobility Functions: Network Architecture

    Anchor with

    Operators IP

    services (e.g. IMS)

    HSS

    S1U

    Mobility AnchorLTE and other3GPP techs.

    Buffers DL datawhile paging.

    non

    . e a e o y an ng. Paging initiation.

    Cellreselection

    X2

    Inter eNB HO Forwarding +

    Buffering

    ecisions. Mobility

    measurements. Tracking Area

    updates.

    3 de 34

    NAS

    Mobility Control: ProtocolsUE

    eNBNAS

    EMM

    ESM

    MMEEMM

    ESM

    AS

    PDCP

    RLC

    MACPHY

    SCTP

    IP

    L2PHY

    SCTP

    IP

    L2PHY

    trol

    Pla

    ne

    S1MME

    AS

    PDCP

    RLC

    MACPHY

    LTEUu

    Co eNB

    X2AP

    SCTP

    IP

    L2

    PHY

    eNBX2AP

    SCTP

    IP

    L2

    PHY

    X2 4 de 34

    HSPA in RNC.

    PDCP only present

    in PS user domain.'

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    Mobility Control: Protocols.

    eNB

    UE

    eNBNAS

    36.331

    lane

    UE

    AS

    PDCP

    RLC

    MAC

    PHY

    AS

    PDCP

    RLC

    MAC

    PHY

    LTEUu

    Control

    P RRC is the main controlling function in the AS.

    Responsible for:

    Establishing the radio bearers Configuring lower layers using RRC signaling.

    Two possible states: RRC_CONNECTED and RRC_IDLE5 de 34

    RRC States: RRC_CONNECTED

    RRC_CONNECTED Network controlled mobility: Handover

    IntraLTE: Intra Interfre uenc .

    InterRAT.

    UE has an RRC connection. UE has context in EUTRAN.

    Network can TX/RX data to/from UE.

    UE Monitors PDCCH (it has CRNTI)

    Network can instruct DRX Reduced

    power consumptionRRC_IDLE

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    RRC States: RRC_IDLE

    RRC_CONNECTED

    UE controlled mobility: Cell(re)selection, update of tracking areas.

    UE monitors paging messages.

    UE performs radio channel quality

    measurements (own cell + neighb.)

    No RRC connection is established.(No signaling radio bearer SRB)RRC_IDLE

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    Simplified RRC as compared to UMTS

    After readin web a e

    CS + PS domains ++ RRC overhead and complexity.

    Recovering fast states takes undesired delays.

    CELL_DCH

    CELL_FACH

    rConsum

    ption

    Click on link 23 s

    delay/Continuous

    Packet

    Connectivity

    _

    URA_PCH

    TX delay

    Pow

    IDLE_MODE

    Battery Killer/Inactivity timeouts

    state change.

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    RRC States in LTE: Simpler and Faster

    RRC_CONNECTED DRX UE only listens at certain

    intervals

    ~ 100 ms

    DRX resume transfer even quicker DRX reduced signalling

    DRX also present in HSDPA Rel7 CPC(

    RRC_IDLE

    r nter ace structure.

    RRC in eNB (not RNC)

    Simpler RRC

    Single inquiry by eNB to MME to getUE profile and authentication info.

    9 de 34

    RRC Transitions UMTS LTE

    CELL_DCH RRC _CONNECTEDHandover

    CELL_FACH

    CELL_PCH

    URA_PCH

    It is supposed to be a short

    state so no transition with

    LTE is supported

    IDLE_MODE RRC _IDLECellreselection

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    Mobility in RRC_CONNECTED: Handover

    HSS

    Flat structure. All network side

    radio protocols at eNB

    eNB controls HO making extensive

    NAS

    NAS

    AS

    AS

    use o t e nter ace. X2 interface might not exist 2

    types of HO: S1 and X2 HO.

    Hard HO.

    IntraeNB = IntereNB HO.

    Proce ure contro e y RN n UMT s ower(

    Quality based: UE reports neighbour cell with better channel.

    Coverage based: handover to another RAT.

    Loadbased: to avoid congestion in particular cells.11 de 34

    X2 Handover: Basic Description

    Before HO

    X HO erformed between eNBs uick re aration

    HO preparation

    X

    HO Execution HO Completion

    Z

    It is possible to forward data in a per bearer basis.

    Y Multiple Preparation faster recovery if HO failure.

    Z Late path switch MME only informed at the end.

    Release of resources triggered by target eNB12 de 34

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    Measurement Control

    UL allocation

    Normal data transfer Normal data transfer

    X2 Handover: Detailed DescriptionSource eNB Target eNB

    L3 signaling

    L1/2 sign.

    3. HO decision

    easuremen epor s

    5. Admission Control

    HO Request

    HO Request ACK

    HO Command

    DL allocation

    Detach from

    old cell. SYNC

    Deliver buffered

    and in transit data

    User data

    o new ce o arge e

    PDCP Status Transfer

    Data Forwarding

    Buffer packets

    from source eNBRandom Access

    UL Allocation + Timing Advance

    HO Confirm 13 de 34

    X2 Handover: Detailed Description

    Source eNB Target eNB

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    S1 Handover

    Classical centralized HO.

    Source eNB asks MME for HO.

    MME sends HO command to target eNB.

    eNB status is transferred via MME.

    GTP Tunnel can be established between eNBs

    only to forward data.

    From the UE perspective both HO are

    identical.

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    PDCP and Handover

    UE

    NAS

    RLC: ARQ but it also

    considers Unackowledged

    AS

    RRC

    PDCP

    RLCMAC

    PHY

    AS

    RRC

    PDCP

    RLCMAC

    PHY

    LTEUu

    o e su a e or non

    delay tolerant services.

    Seamless HO.

    PDCP not only for ROHC and ciphering, it is

    also responsible for insequence delivery and

    reordering of PDUs.

    .

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    PDCP and Seamless Handover

    Seamless handover:

    OBJETIVE: Interruption Time Minimization.

    Used with Radio Bearers carrying control planedata and data bearers mapped on RLCUnacknowledged Mode (e.g. voice service).

    eNB forwards only nontransmitted SDUs via X2 totarget eNB.

    successfully received packets are lost.

    Minimum complexity because context is not

    transferred between eNB via X2. ROHC context is reset.

    17 de 34

    PDCP and Lossless Handover

    Lossless Handover:

    OBJECTIVE: insequence delivery without losses.

    Possible because PDCP adds a sequence number to

    packets

    Applied for radio bearers that are mapped on RLC

    Acknowledged Mode (e.g. services that can

    degrade because of TCP reaction to loss of packets)

    Unacknowledged packets are forwarded via X2 an

    retransmitted they may be received twice.

    ROHC context is reset.

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    Lossless Handover. UL Example

    SDUs are delivered to

    the GW in sequence

    3

    4

    52

    1

    1

    2

    3

    ACK 1

    ACK 2

    6

    3

    4

    5

    Source eNB transfers

    via X2, outof

    sequence SDUs

    4

    This message contains

    STATUS TRANSFER

    5

    1 2 3 4 5 6

    HandoverUnacknowledged

    SDUs are reTX

    duplicity of P43 4 5 6

    6

    Frame Numbers

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    Lossless Handover: DL Example

    5

    4

    3

    7

    End Marker is

    forwarded. Target

    eNB knows when it

    End Marker

    4

    3

    2

    1

    6

    5

    4

    can s ar s

    from SGW

    ACK 1

    5 4 3 2

    STATUS TRANSFER

    2

    1

    Handover

    3

    2 SDUs are delivered to

    the UE in sequence

    1 2 420 de 34

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    Automatic Neighbour Relation Function

    O&MExample of SON

    process in LTE

    X2

    X Configuration,

    SW download,

    connections.

    Y Set up indicated X2s

    .

    Z X2 missin

    ^ Update Neighbour

    Cell List and obtain IP

    _ Set up new X2

    ] Reports Global CI

    [ Global CI Request \ Identifies Global CI

    YMEASUREMENT REPORT (PHY CI) X Identifies PHY CI

    21 de 34

    ANRF: Some Details

    ` ANRF allows self optimizing the neighbour list:

    Include cells with frequent HO requests.

    m na e ce s w very ew a emps.

    Eliminate cells with frequent HO failures.

    The list should contain the exact set of necessary cells.

    ` ANRF must consider restrictions from O&M:

    Blacklists: cells to which the eNB shall neither establish

    nor keep a neighbour relation (test cells, Home eNBs...)

    Whitelists.

    Avoid certain X2 interfaces, while still allowing S1 HO.

    LTE supports Closed Subscriber Groups (CSG)22 de 34

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    Example of ANR Architecture

    R3080988 R3080731 R3080958 R3080933

    O&M

    Relation

    Id

    Local

    Cell Id

    Target

    Cell Id

    No

    RemoveNo HO No X2

    ANR epor

    1 LCI#1 TCI#1 X

    2 LCI#1 TCI#2 X

    3 LCI#1 TCI#3 X

    S1HO

    Exchangeinfo (load,

    interference)23 de 34

    ANR: Collateral Implications

    ` X2 setup procedure allows automatic exchange of APPlayer configuration data, e.g. PHY CI, tracking area,frequency band

    ` This would enable another SON process: automaticcoordination of PHY CI among neighbours.

    Proposes PHY CI coordination:R3080376

    Confusion free: neigbours of neighbours.

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    Automated Coordination of PHY CIs implybenefits beyond the mobility ones

    ` PHY CI coordination allows using different RS sequences

    and with different frequency shifts.

    ` More on SON:32.500

    pow

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    Measurement Reporting for Mobility

    RRC_CONNECTION_RECONFIGURATION

    1Measurement ob ects e. . fre uenc blacklists.

    2 Type of reporting: periodic or event triggered.

    3 Criteria (BB = becomes better than, BW = worse)

    A1/A2: serving BB/BW thresholds (thrs).

    A3: neighbour BB serving + offset.

    A4: neighbour BB thr.

    A5: servin BW thr. and nei hbour BB another thr.

    InterRAT:

    B1: neighbour BB thr.

    B2: serving BW thr. and neighbour BB another thr.

    4Measurement Gaps: Periodic 6 ms gaps to evaluate other

    RATs. During this time LTE TX/RX activities are interrupted. 26 de 34

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    UMTS: UE updates Location & Routing Areas (CS & PS).

    LTE: Only PS domain: UE updates Tracking Area.

    UMTS: Specific PHY Channel for paging: PICH

    Mobility in RRC_IDLE: Paging.

    LTE: Short Duration of L1/L2 signaling Normal DL data.

    Possibility to define a paging DRX cycle.

    Paging can be also used to indicate change in system info: themessage contains a SystemInfoModification flag.

    Decodes message, it contains id of paged UE(s). Own id not found

    Discards message. UE sleeps again according to DRX cycle

    PDCCH PDCCH PDSCHPDSCH

    27 de 34

    Cell selection: UE searches strongest cell on all EUTRAN bands that

    supportsmay use historical info into service as fast as

    possible. Criteria: Ref Symb RX Power and Quality RSRP, RSRQ.

    Mobility in RRC_IDLE: Cell (re)selection

    Intrafrequency cell reselection: After camping on a cell, UE

    continues searching better candidates. Criteria: RSRP with classical

    hysteresis and timetotrigger.

    Interfrequency and InterRAT cell reselection: In order to avoid

    (UTRAN used same ranking for intra/interfrequency

    .

    UEs only consider lower priorities if current cell quality is below

    ThreshHIGH

    and target one is over ThreshLOW 28 de 34

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    From Idle to Connected

    RRC_IDLE

    36.300Paging or UE has

    data to TX

    RRC_CONNECTION_REQUEST (SRB0)

    RRC_CONNECTION_SETUP (or REJECT)

    RRC_CONNECTION_SETUP_COMPLETE

    Admission

    Control

    Random Access and response with

    initial UL resource assignment

    RRC_CONNECTED

    UE asks first UL grant on PUCCH.

    Unless DRX, UE monitors CCEs in PDCCH

    1000 times/s (DRX max = paging cycle).

    Security Functions

    Random Access Procedure

    Preamble Transmission

    Power setting according to DL estimation on RSRP.

    Power ramping supported

    RA Response (PDCCH tagged with RARNTI + PDSCH)

    UL resource grant.

    Temporary Cell Radio Network Id: TCRNTI

    Backoff

    Timing Advance 30 de 34

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    Random Access Procedure

    First PUSCH TX Includes CRNTI

    If UEs collided, they will collide now again.

    eNB detects one CRNTI and uses it. Rest of UEs

    understand there was a collision.

    Timing Advance (TA) is required to align UL TXs.

    First one based on the received delay measured on

    .

    Process = GSM but higher granularity: 0.52 s

    Maximum TA = 0.67 ms (RTT 200 kmmaximum

    LTE cell radius = 100 km)

    31 de 34

    Admission Control

    ` AC basically evaluates whether the scheduler can

    handle an incoming bearer with the required QoS:

    New bearer QoS

    Existent bearers QoSResource situation

    Priority levels

    AC

    ` QoS is given by

    ` Guaranteed Bit Rate or Aggregate Maximum Bit

    Rate (depending on the service).

    ` QoS class identifier.32 de 34

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    Admission Control

    QCI # Priority

    L2 packet

    delayL2 packet

    Example services

    budget

    1 (GBR) 2 100 ms 102 Conversational voice

    2 (GBR) 4 150 ms 103 Conversational video

    3 (GBR) 5 300 ms 106 Buffered streaming

    4 (GBR) 3 50 ms 103 Realtime gaming

    5 (nonGBR) 1 100 ms 106 IMS signaling

    6 nonGBR 7 100 ms 10 Live streaming

    7 (nonGBR) 6 300 ms 106

    email, browsing, file

    download, etc8 (nonGBR) 8 300 ms 106

    9 (nonGBR) 9 300 ms 106

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    More

    InterRAT Mobility (interworking issues):

    Towards GERAN/UMTS S1 HO without transferring.

    Towards cdma2000 dedicated procedures:tunnelling cdma2000 signalling between UE andcdma2000 system over S1, without eNB interpretation

    Towards other non3GPP technologies (WIMAX)

    CircuitSwitched Fallback: temporary solution?until high quality VoIP is supported? Until VolgaForum solution? (www.volgaforum.com)

    HO Security Issues 32.500

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    Thank You.

    Mario GarciaLozano

    mario arcia tsc.u c.edu